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                    <text>2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

Attitudes of Education Faculty Students towards Compulsory English
Courses: The Case of Ağrı Ibrahim Ceçen University
Assist. Prof.Dr.Gencer ELKILIÇ
Kafkas University, Faculty of Science and Letters,
Department of Science and Letters
Kars,Turkey
gencerelkilic1322@hotmail.com
Inst.Adem AKALIN
Đbrahim Çeçen University, Ağrı, Turkey
ademakalin86@gmail.com
Inst.R.Mutlu SALMAN
Đbrahim Çeçen University, Ağrı, Turkey
rmutlusalman@gmail.com
Abstract: Attitudes toward learning a language is thought to be one of the most important factors
affecting the failure or success of the foreign language learners. In this respect, the aim of this study
was to determine the attitudes of Education Faculty students at Đbrahim Çeçen University, Ağrı,
Turkey, towards compulsory English courses. The subjects of this study were 249 Faculty of
Education students from 5 different departments. In the study, the relationship between attitudes of
the students towards such variables as demographic data related to the participants’ genders and
departments was searched using a foreign language attitude scale prepared by Çakıcı (2007). For
the data analysis, SPSS 17 program was used and for the assessment of the results independent
Sample t-test and descriptive statistics were used. According to the result of the study, at the
Education Faculty of Đbrahim Çeçen University 135 (54,2%) of the students had a negative attitude
towards compulsory English courses, whereas 114 (45,8%) of them had positive attitude. The results
of the study showed that there was a significant difference between the attitudes of male students and
female ones t(247)=2,45, p&lt;0,05. Female students had more positive attitudes (M =137,79) than
male students (M = 132,40).

Keywords : students’ attitudes, compulsory English, Ağrı Đbrahim Çeçen University,
gender, department

Introduction
Attitudes are considered to be one of the most important factors affecting the failure or success of
foreign language learners. Therefore, much research has been carried out to show the role of the beliefs and
attitudes of the students (Gardner, &amp; Lambert, 1972; Fishbein, &amp; Ajzen, 1975; Boykin, &amp; Trungamphai, 1982;
Horwitz, 1988, 1991; Saracaloğlu, 1992; Lanara, 1999; Ajzen &amp; Fishbein, 2000, 2005; Rifkin, 2000; Jernigan,
2001; Mattern &amp; Schau, 2002; Dornyei, 2003). Dornyei (2001) argues that unsuccessful learners’ lack of
learning attitude and motivation affects their learning in a negative way. Attitude and motivation play a
significant role in determining the learners’ level of achievement in language learning. According to Gardner
(1985) there is a strong connection between achievement and language attitude, motivation and anxiety. In his
two studies about the psychology of second language learning, Lambert (1963,1967, Cited in Reynolds &amp;
Lambert 1991) discussed some psychological theories related to language learning of Hebb (1949) and, Skinner
(1957) and the concept of language attitude of Carroll (1959). Lambert, in his article in 1963, described his
“Social Psychology of Second Language Learning” and “Psychology of Bilingualism.” Lambert’s theory
proposes that a learner who is acquiring a second language gradually gets various aspects of behavior that are
unique to the members of another cultural group. The learners’ attitudes toward the other group are believed to
determine their success in learning the new language and their motivation to learn is thought to be determined by
their attitudes.

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
Problem
Although learning a foreign language is considered to be vital in Turkey, there hasn’t been much
progress in achieving it, except in private schools. Students learn a foreign language, namely English, at primary,
secondary, high school, and university level, however, with the exception of foreign language departments and
departments with preparatory classes, no satisfactory result has been reached.

Research Questions
1.Do students at Đbrahim Çeçen University in Education Faculty have a positive attitude towards compulsory
English courses?
2. Is there a significant difference in the attitudes of students in relation to their gender?

Methodology
This study was carried out to investigate the attitudes of Ağrı Đbrahim Çeçen University students’
attitudes towards compulsory English courses in relation to departments and genders.
Participants
The subjects of this study were 249 students (164 males and 85 females) from Education Faculty.
Instrument
A language attitude scale formed by (Çakıcı, 2007) was used in this study. The scale aimed to measure
four aspects of the participants; affective features (Cronbach Alpha: 0.95), perceptions about the usefulness and
importance the compulsory foreign language (Cronbach Alpha: 0.87), the reasons for negativity (Cronbach
Alpha: 0.77), and the reasons related to the teacher (Cronbach Alpha: 0.79). The questionnaire was composed of
two parts. First part was prepared to elicit demographic information related to the participants. The second part
consisted of a 45- question containing 5- point likert-type scale that attempted to determine the attitudes of the
first year students towards English as a common compulsory course. Of 45 statements in the second part, 26
were positive and 19 were negative.
Procedure
In order to use the attitude scale in the study, a permission e-mail was sent to Dilek Çakı on 22nd
02.2010. Çakıcı responded our e-mail on 03rd 03.2010, accepting our using her attitude scale. Then on 15th 03.
2010 an official permission was requested from the authorities of Ağrı Đbrahim Çeçen University and the
authorities accepted our proposal. 0n 14th March we administered the questionnaire to 249 students from five
different departments of Education Faculty during the class hours.
Data Analysis
For the data analysis SPSS 17 for windows was used and significance level was set as 0,05. For the
statistics, descriptive statistics and independent simple t-test were used.

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

Results
Anaysis of Demographic Data
Gender and Department
As can be seen in Table 1, mostly the participants were from Primary School Teaching 80 (32,1%) and
from Social sciences 68 (27,3%).
Gender
%

Department
Primary School Teaching

N
80

32,1

Teaching of Physical Education

43

17,3

Social Sciences

68

27,3

Turkish Language Teaching

46

18,5

Preschool Teaching

12

04,8

Total

249

100,0

Table 1.The Numbers and Percentages of the Participants according to the Departments.
As for the other departments, 46 (18,5) were from Turkish Language Teaching department, 43 (17,3%)
from Teaching of Physical Education department, and 12 (4,8%) were from Preschool Teaching department,
respectively. 164 of the students were males and 85 females.
The high schools and departments and the University
The high schools, the participants graduated from and their departments at the Education faculty of Đbrahim
Çeçen University have been given in Table2.

Department
at the University
Primary
School
Teaching
Teaching
of
Physical Education
Social Sciences
Turkish Language
Teaching
Preschool Teaching
Total

High School Type
General
Private
High School College
N
%
N
%
60
24
01
0,01

Anatolian
High School
N
%
19
08

Vocational
High School
N
%
00
00

36

14

00

0,00

04

02

03

0,12

62
41

25
16

01
00

0,01
0,00

05
04

02
02

00
01

00
0,01

00
02

0,00
0, 1

06
38

2,4
15

02
06

01
2,4

04
203

02
82

Table 2.High School Types of the Participants and their Departments
As seen in Table 2, of 249 students 203(82%) came from general high school, 38 (15%) from Anatolian
high school, 6(2,4%) from vocational high school and 2 (0,1) from private college.
Having English Lessons at Secondary and High Schools
Course Taken
Yes

N

%

187

75,1

No

62

24,9

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
Table 3.The numbers and Percentages of the Participants having English Lessons at Secondary and High School
It is clear in Table 3 that 187 (75,1%) of the students had English courses at secondary and high school, while
62(24,9) didn’t have.
English Level of the Students
English level of the students have been given in Table 4.
Knowledge
Little
Medium
Good
Excellent
Total

N
174
42
29
04
249

f
69,09
16,09
11,6
01,6
100
Table 4. English Levels of the Students

According to Table 4, 174 (69,09%) of the students had little knowledge of English, 42 (16,09%) had
medium, 29 (11,6%) had good, and 04 (1,6) had excellent, respectively. Therefore, it is clear that students mostly
didn’t have enough knowledge of English.
Attending to a Private Course
According to the results of the study, none of the students attended any private courses.
Analysis of the Research Questions
Research Question 1: Do students at Đbrahim Çeçen University in Education Faculty have a positive attitude
towards compulsory English courses?
In determining the attitudes of the students, the means of the responses were taken into consideration(M= 132,
S=31,91). If the total scores of the subjects were under the mean value, they were considered as negative
attitude, if ever than the mean value then they were considered as positive attitude. The result have been given in
Table5.
Atitude
Positive

N

%

114

45,8

Negative

135

54,2

Table5.Attitudes of Subjects towards Compulsory English Courses
As seen in Table 5, 135 (54,2%) of the students had a negative attitude towards compulsory English
courses, whereas 114 (45,8%) of them had positive attitude.
The highest attitude scores were “I believe the essence of English to be able to communicate with
people who speak this language”(M=4,09, S=1,25, “I envy people who speak English fluently” (M=3,81,
S=1,40), “I think knowledge of English improves the individual's general knowledge” (M=3,81, S=1,40). The
lowest attitude scores were “I never want English courses to be finish” (M=2,15, S=1,18), “I'm more willing to
study English than other courses” (M=2,26, S=1,30), and “I like studying English at my free time” (M=2,32,
S=1,24), respectively.
Research Question 2: Is there a significant difference in the attitudes of students in relation to their gender?
The results of the study have been given in Table 6.
Gender
Male

N

X

S

sd

t

164

132,40

18,12

247

2,45

184

P
,015

�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
Female

85

137,79

12,79

Table 6.Attitudes of Male and Female Students towards Compulsory Foreign language
It is clearly seen in Table 6 that there was a significant difference between the attitudes of male
students and female ones t(247)=2,45, p&lt;0,05. Female students had more positive attitudes (X =137,79) than
male ones did (X = 132,40).

Discussion and Conclusion
Burstall (1975) claims that indices of attitudes and motivation are strongly related to success in the
second language. Likewise, McDonough (1986) and Skehan (1998) assert that second language acquisition is a
cyclical process: strong motivation and positive attitude may lead to the desired level of success in learning a
second language process. However, in this study it is clear that most of the participants had a negative attitude
towards compulsory English courses and therefore, this may cause them failure.
In a study carried out at Dokuz Eylül University by Çakıcı (2007), it was determined that there was no
significant difference between the gender and the attitudes of the students. Similarly, Karaş (1996) and
Saracaloğlu (1996) found no gender difference in their studies. However, Graham (1990) , Saracaloğlu(2000),
and Spolsky (1989) found out that females had a significantly much more positive attitude towards foreign
language learning. Our study is in paralel with Graham and Spolsky, as female students had a significantly more
positive attitude than males did.
As a result, in order to make students have more positive attitudes towards compulsory English
courses, teachers should:
1.plan the courses according to interests and levels of the students.
2.present the lessons in different techniques such as role plays and dramas.
3.benefit from information technologies.
4.encourage students to participate in the classroom activities.
5.create a friendly atmosphere in the class.
6.provide group works and pair works.
Acknowledgements
We would like to thank to Dr. Dilek Çakıcı for letting us use her attitude scale and to authorities of Đbrahim
Çeçen University for letting us carry out the study and to the students at the faculty of Education for participating
in the study.

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

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Thailand: A Sociolinguistics Study”, The Annual Meeting of the American Educational Research Association,
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Burstall, C. (1975). French in Primary School: The British Experiment. Canadian Modern Language Review, 31,
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Carroll J. B., &amp; Sapon, S. M. (1959). Modern Language Aptitude Test. New York: Appleton.
Çakıcı,D.(2007). The Attitudes of University Students towards English within the scope of Common
Compulsory Courses. Journal of Gazi University. 27(3), 21-35.
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Dörnyei, Z. (2003). Attitudes, orientations, and motivations in language learning: Advances in theory, research,
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Fishbein, M., &amp; Ajzen, I. (1975). Belief, attitude, intention and behavior: An introduction to Theory and
research. Reading, MA: Addison-Wesley.
Gardner, R.C., &amp; Lambert, W.E. (1972). Attitudes and motivations in second language learning. Rowley, MA:
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Gardner, R.C. (1985). Social psychology aspects of second language learning: The role of attitudes and
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Horwitz, E.K. (1988). The beliefs about language learning of beginning university foreign language students.
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ELT Conference. Đstanbul: 5-7 September.
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Journal 10th Anniversary Anthology, 55-64.(Date 12,11.2009).
Mattern, N. &amp; Schau, C. (2002). Gender difference in attitude-achievement relationships over time among white
middle-school students. Journal of Research in Science Teaching, 39, (4), 324-340.McDonough, S.H. (1986).

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Psychology in Foreign Language Teaching. London: Routledge. Mclaughlin, B. (1991). Theories of Second
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Success. Journal of Education and Science, 1(254).
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Skinner, B. F. (1957). Verbal Behaviour. New York.
Spolsky, B. (1989). Conditions for Second Language Teachers. Cambridge: Cambridge University Press.

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AKALIN, Adem
SALMAN, Mutlu</text>
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                <text>Attitudes toward learning a language is thought to be one of the most important factors  affecting the failure or success of the foreign language learners. In this respect, the aim of this study  was to determine the attitudes of Education Faculty students at Đbrahim Çeçen University, Ağrı,  Turkey, towards compulsory English courses. The subjects of this study were 249 Faculty of  Education students from 5 different departments. In the study, the relationship between attitudes of  the students towards such variables as demographic data related to the participants’ genders and  departments was searched using a foreign language attitude scale prepared by Çakıcı (2007). For  the data analysis, SPSS 17 program was used and for the assessment of the results independent  Sample t-test and descriptive statistics were used. According to the result of the study, at the  Education Faculty of Đbrahim Çeçen University 135 (54,2%) of the students had a negative attitude  towards compulsory English courses, whereas 114 (45,8%) of them had positive attitude. The results  of the study showed that there was a significant difference between the attitudes of male students and  female ones t(247)=2,45, p&lt;0,05. Female students had more positive attitudes (M =137,79) than  male students (M = 132,40).</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

The Views of Early Republican Intellectuals on Language Teaching in
Turkey and an Evaluation of Them in Context with Linguistic Revolution
Hüseyin EFE
Asst. Prof. Dr.
Atatürk University Erzurum, Turkey
hefe@atauni.edu.tr
Ahmet Selçuk AKDEMĐR
Lecturer
Erzincan University Erzincan, Turkey
aakdemir@erzincan.edu.tr
Abstract: In this study, our aim is to derive the views of intellectuals and authors published
in the journals and papers during the first years of Republican Era in Turkey on language
teaching and the teaching of basic language skills and to evaluate them in context with
Linguistic Revolution of Turkey (July 12, 1932).
The views we deal here compose a good source for those interested in developing educational
programme and they caused a brainstorming on cultural revolutions and linguistic issues of
the new Turkish State among our intellectuals and authors of the time.
Principally being a literature review, our study also presents useful information to solve
today’s problems on language teaching.
Key words: language teaching, linguistic revolution, Republic of Turkey, Turkish, Turkish
intellectuals.

Introduction
After many turbulent years of the last period of Ottoman Empire, new Turkish Republic had in one
hand steam to make major innovations and serious problems to overcome the difficulties of creating a new
society on the other hand. Nearly in all fields of the society, constituted innovations and revolutions. Tradition
left its position to modernity. Educational activities also received its share from these revolutions. However,
before talking about educational activities, we need to deal Turkish Linguistic Revolution.
Evolution and revolution in a language are very different concepts. While talking about these two
concepts, Korkmaz (1970) explains that, the first one occurs in a long time span without any human intervention.
So it should be evaluated as a maturation process. The second concept is very different by means of the
intervention as any revolution is made by some human effect and it occurs in a short time span comparatively. In
this sense, the changes, Turkish language experienced, can be said to be revolution.
In order to explain the term ‘revolution’, Karal (1956) quotes from Atatürk as follows:
“Revolution is something like replacing all old –
fashioned institution with those ones providing
opportunities of civilization to the nation.”
Dealing linguistic revolution in this sense, we can conclude that Turkish Linguistic Revolution is an
attempt to create a national language including all national developments of culture, gaining self – development
opportunity and self – confidence (Korkmaz, 1970 s; 99).
Turkish has three main periods: Seljuks, Anatolian Principalities and Ottomans. Having the knowledge
of these periods of Turkish language in mind, we can examine the effects it had throughout its history. When it
reached to Republic period, Turkish language was in a state of deterioration and corruption to the culture and
nation it belonged to.
In spite of the attempts made by some public officials and intellectuals to purify and simplify Ottoman
Turkish during the Tanzimat, the language could never succeed to become a nationalized one. During Ottoman
period, the influence of Arabic and Persian was so much that Turkish language was very far from being an
original one. The influences of other languages were multi directional such as rules, vocabulary, syntax, and
alphabet and so on (Korkmaz, 1970 s; 100). Regarding all these factors, Atatürk made a revolution on 12 July
1932 known as Letters Revolution. This revolution is an attempt to facilitate education, relations of society and
to increase literacy level. In essence, this is not merely a revolution of letters and writing. After the use of Latin

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
alphabet, many innovations and explorations occurred in grammar, phonology, semantics and syntax of Turkish
language.
As a result of purification, simplification and derivation practices, many diligent works were carried
out. Authors, intellectuals, scientists and journalists adopted different ways to enhance their works with genuine
Turkish. Vocabulary that our language acquired during revolution era has three types: 1- Derivations from vulgar
(from regional spoken language) 2- Derivations from old written texts of Anatolian Turkish Literature 3- Newly
created words (Korkmaz, 1970 s; 110).
As all other revolutions, Linguistic Revolution was sustained by the support and care of Atatürk and
Turkish Language Institute. In a short time, efforts turned out to be fruitful and new Turkish Republic managed
to create a fresh and modern society by means of educational, cultural and social aspects.
While the results of Linguistic Revolution had their way to educational systems of the new state, many
debates, concerning Linguistic Revolutions and unity of education, arose among the intellectuals of the time.

1. The Views of Early Republican Intellectuals on Language and Language Teaching
Before starting to discuss their views, we need to explain what we mean by the phrase ‘Early
Republican Intellectuals’. Turkish Republic, founded on 1923, had a new type of intellectuals supporting almost
all revolutions held by the government. That was valid for nearly 15 years between 1923 and 1940. Those
intellectuals mostly grown up to the last days of the Empire and experienced ending struggles of modernization
of the Empire. Having those desperate struggles in their vision, they bore some kind of modernist intelligence to
the new State of old country (Anatolia). Here, our expression of ‘Early Republican Intellectuals’ stands for that
group of writers, journalists, pedagogues, sociologists and academicians.
However being modernist enough, intellectuals of early period had many problems to solve especially
on educational issues. Language teaching was one of the most prominent of these.
To see the picture of the day, we should remember the Linguistic Revolution and Letters Revolution
that demolished all the possessions of tradition. The government enacted to use Latin alphabet instead of Arabic
letters in 1928 and four years later another revolutionary process, can be defined as a purification and
simplification of the language, was started by the government and the intellectuals of the period.
After these revolutionary steps, there occurred a new problem: adapting these changes to educational
programs especially by means of language teaching and literacy. While proposing their ideas, early republican
intellectuals performed considerable brainstorming.
As we get on our presentation of their opinions, our subjects will prove to have very different and
genuine proposals on language teaching.
There are a great many of people in number so we need to group them by means of their arguments.

2. Their Proposals on Syntax:
Kazım Sami, a republican intellectual, says that grammar is important but it should be taught embedded
into reading and speaking (Yetiş, 2005). He supports grammar, but does agree with teaching rules barely.
According to him, vivid examples should be used to teach grammar.
Şükriye Emel, another intellectual of the time, has different views from K. Sami. According to her, the
main problem of language teaching is the chaotic situation caused by Letters Revolution (Yetiş, 2005). She
observes both teachers and students having great difficulties in understanding new letters (Latin alphabet). Being
accustomed to vowel points of Arabic script, students and teachers are perplexed on how to pronounce the
words. If this problem is solved then other fields of language teaching will be eased.
M. Zekeriya participates to these issues with examples he derived from American and Russian
education systems. He argues that grammar has no importance for a student’s linguistic development and
learning (Yetiş, 2005). As anyone do not need to revise grammar rules while speaking, grammar and rules
should be considered to be sub – conscious base for language and they need to be learned by speaking, reading,
writing and vocabulary. M. Zekeriya is so strict in his view that he even proposes that grammar should be
removed from curriculums while the new Republic is trying to create a reasonable level of literacy.
Kazım Nami, an instructor of Turkish for foreign students of different ethnic origins, talks about his
educational story and emphasizes that during his years as a student in military school nearly all of the language
courses were constructed on reading, writing and speaking. Grammar has a very slight place in the last grade
according to his educational experience. He states that though his little formal training on grammar, he is very

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successful to teach Turkish grammar to others (Yetiş, 2005). He argues that grammar is useful only to teach it to
others.
According to his views, he is a supporter of some kind of Transformational – Generational-learning style.
Grammar rules should be learned sub – consciously. While learning a language – or for any first language
curriculum – grammar rules and structures are formed subsequently. He states that the language itself is so
flexible that you can not stuff it into a grammar book. Grammar shall only be used as a tool for brainstorming.
His criticism on grammar is so strict that he can not stop himself but calling grammar courses as ‘parasitic’.
Mustafa Şekip has very different views on grammar. According to him, new script and letters need a
new grammar and the structure of this new type of grammar is difficult to estimate beforehand. From this
obscurity, he thinks that as the rules are not clear, there is nothing to say about teaching (Yetiş, 2005).
According to Yusuf Ziya, grammar is useless to use a language fluently. They are human’s instincts and
competences to determine the fluency of the language (Yetiş, 2005).
Orhan Seyfi, a well-known poet of the time, supports sub-conscious learning for grammar. He points
out that first of all grammar needs to be revised whether it is suitable for linguistic revolution and new alphabet.
Grammar rules should be in accordance with both spoken and written language.
Sadri Etem is another intellectual to refuse the necessity of grammar in the curriculum as a separate
topic. Trying to teach a language with grammar is something like trying to teach swimming someone in a desert
says for grammar and language teaching.
Peyami Safa, one of the greatest authors of Modern Turkish Literature, thinks that grammar is only
important to understand the content of a language not the language itself. An inductive style should be adopted.
Grammar consolidates the structures that we already know.
Nazım Hikmet, one of the greatest poet of the day and whose reputation still exist in literary world, calls
everyone to put the grammar aside and learn reading, writing and speaking. Grammar should be considered only
useful for those having academic interests.

3. Their Proposals on Writing – Reading
On writing and reading activities, Kazım Sami has many things to say again. He presents American
style of education and emphasizes that reading and writing skills are best developed when they are conducted
together. All examples should be suitable to children linguistic development.
Şükriye Emel is more pessimistic than others about new alphabet and the problems of educational
regulations. According to her, as the Minister of Justice stated in the Parliamentary, letters and their spelling is
the main cause of chaos. Therefore, the standardization of spelling must be ensured and changeover process must
be completed as soon as possible.
M. Zekeriya is also another opponent of grammatical patterns and rules while teaching reading and
writing. As we, Turkish nation, are in a very need of creating an educated society, we should eliminate all other
patterns like abandoning new alphabet and removing grammar from curriculum.

4. Conclusion
As a general assessment of their opinions, we can conclude that nearly all intellectuals of the period
agree in approving a language teaching method in which grammatical patterns and rules are thought not directly
but in a sub-conscious manner, in doing so the language will be learned and thought easily. Regarding the fact
that the period was a very sensitive one by means of revolutions especially cultural ones, it is easy to understand
their concerns on practical and quick language teaching ways.
Nearly all of them are aware of the importance of revolutions and the sensitive manner of the society.
So no offensive proposal exists in their writing. The main concern for them is to help the development of the
society.
The opinions of intellectuals form a good source for us as language teachers and researchers. Somehow
they saw many problems of our field beforehand and they tried to bring practical solutions. While doing this,
they benefited from their early experiences many of which depended on the period of Empire.
As we observe, we realize that language teaching became easier thanks to Linguistic Revolutions
especially to Letters Revolution.

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Bibliography
ĐMER, Kamile; Türk Dil Devrimi, TDK 1976.
ĐMER, Kamile; Türk Yazı Dilinde Dil Devriminin Başlangıcından 1965 Yılı Sonuna Kadar Özleşme Üzerine
Sayıma Dayanan Bir Araştırma, TDK 1972.
KORKMAZ, Zeynep; Dilde Doğal Gelişme ve Devrim Açısından Türk Dil Devrimi, TDK 1970.
PALA, Đskender; Türk Dili Nereden Nereye, Đstanbul Kültür Üniversitesi Dergisi 2002.
ŞAVKAY, Tuğrul; Dil Devrimi, Gelenek Yayıncılık 2002.
YETĐŞ, Kazım; Atatürk ve Türk Dili, TDK 2005.

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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Key Practices and Approaches to Sustainable Tourism Development
Lejla DĠZDAREVĠC
International University Philip Noel Baker
71000 Sarajevo
Bosnia and Herzegovina
lejla.hadzi@emu.edu.tr

Abstract: In recent years, the central stage in tourism world is taken by sustainable
tourism development. One could say that there is nothing left to say about sustainable
tourism development since it has numerous conferences, textbooks and corporate policy
statements. However, there are only few examples of successful sustainable tourism
initiatives that inspire, mainly due to the failure of putting theory into practice. This study
underlines main approaches and practices for more sustainable tourism development
giving attention to environmental protection which can be with little willingness and effort
easily accomplished. Impact of tourism is huge, it is positive and negative how on natural
also on other environments, but it is manageable if the general policy and the aim is
sustainable development. Responsible planning, consensus building, holistic thinking,
encouraging good practices and regulation of negative impacts are just some of crucial
steps toward approaching more sustainable way of tourism development.

Introduction
Surveys done by WTO and many written papers conclude that significant number of the tourism
development plans brought in the past have been implemented partially or have not been implemented at all. What or
who is guilty for this? Maybe the problem is in tourism industry itself or among those responsible for tourism
planning, or it is in approaches used for planning tourism development. However the problem is in place,
implementation is not going well and plans remain on papers and shelves gathering only dust while at same time
development of sustainable tourism fail. Therefore, the question is not whether to plan or not to plan, but how to
plan, which practices to use and what approaches to choose. Tourism planning requires knowledge and rationality
which in practice may not be achievable. Besides that planning for sustainable tourism development assumes
environmental and social protection over pure economic goals. Finally politics is in the center of tourism planning.
Achieving agreement on a rationale, comprehensive, holistic and long-range planning approach to tourism may look
impossible task. However, knowledge, rationality and willingness may find suitable approaches to planning,
implementation and control.
The aim of this paper is to take you back to importance of tourism planning and to address key approaches
and practices, among many, to sustainable tourism development. One could say that there is nothing left to say about
sustainable tourism development since it has numerous conferences, textbooks and corporate policy statements but
when we look for good example of such tourism development there are only few of them. As Getz (1986) argues,
this is mainly because of the failure to put together theory and practice. Almost three decades ago the issue was
evident but still problem is not solved and drawing of rigid ―Master Plans ― is with no hesitation still considered as
main approach to tourism planning mainly in developing countries (Burns 2004). Although tourism planning
recently moved toward application of more sustainable approaches still failures of sustainable development are
superior.

Tourism, Planning and Sustainability
Tourism for long time is a major topic for many academics, researchers, industries, governments and
publics (Coppock 1982; Jenkins 1982; Getz 1986; Davidson 1993; Burns 2004). It is widely accepted that tourism is
one of the largest industries today with rare ability to move millions of people from one place to another on base of
something what is intangible in core. Until know many definitions on tourism have been brought and discussed.
However problem of developing one that best describes tourism phenomena is present. Permanently used term
―tourism industry‖ also received some criticisms, where some authors suggest that tourism cannot be described as an
industry because it does not produce a single, distinct product (Jefferson and Lickorish 1988). As Gilbert (1990)

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argues this difficulty of defining tourism is mainly because of the nature of tourism as a concept and also inputs
involved in satisfying tourist‘s demands and needs and recently interests of host community. Tourism left that issue
behind and until now developed into a truly worldwide activity that goes far beyond political, cultural, geographical,
and ideological boundaries. It is not just another industry but important part of economy foundation in many
countries. Besides that is fastest growing and leading industry at global level and one of the top five exports for
80% of countries (WTO 1998).
Tourism can be viewed, described and measured from different perspectives depending on nature of main
interests, objectives and aims. Decades ago the most important indicators and objectives of tourism were related to
economic growth and employment rate, mainly measuring how much money can bring into a country, how many
people can employ and how much visitors can attract. Still these elements are important indicators in measuring
overall tourism development, but also by time some other essential aspects have been considered as well. Today
significance of tourism is also measured trough impacts which tourism has on people‘s lives, places where they live
and also the way tourism is affected by different forces. It has been argued by Cook, Yale and Marqua (2002, p. 5),
―Tourism is much like the elephant: diverse and sometime hard to describe, but just like the elephant, too big to be
ignored‖. Finally we can say that tourism represents an important element of global economy and today almost every
country in some way is trying to achieve greater development through development of tourism.
As it was mentioned before tourism was widely accepted and used to accomplish quick economic growth
and to increase employment rate which is important element of economical indicators. However, in early 1980s such
tourism development receives many critics because of increasing evidence of negative impacts of tourism (Logar
2010). Tourism planners are asked to employ different approaches to tourism planning in order to regulate tourism
development before essential resources and potentials reach their end. In different destinations unfortunately this
occurred, mainly due to planning approaches used which did not include social, cultural and environmental aspect
(Hall 2000). And this is in fact how the need for more appropriate and more responsible approach to tourism
planning was born. This remains difficult task to solve, although today is possible to find different and quite
adoptable approaches to work out. In following we remind on value and role of planning process.
Planning is a term that is difficult to define because it may be used in relation to individuals or groups,
governments and organizations and can be applied to different levels like regional, national and international. In
addition it is a term widely accepted and used to describe ways and means to achieve future goals and objectives.
However planning means and requires much more. As it was argued by Williams (1998) without planning there is a
risk that activities undertaken will be unregulated, formless or haphazard and likely will lead to a range of negative
economic, social and environmental impacts. This actually best describes the situation with tourism in early 1970s
and 1980s. Also Gunn (1988), argued similarly when he claimed that the lack of planning may cause serious mal
functions and inefficiencies.
It is important to mention that planning in early stages was largely reactive while modern planning in the
late twentieth century was far proactive and future oriented. Furthermore, in early stages focus on the plan as
physical design has probably contributed to the failure to recognize the importance of actions involved in planning
(Gunn, 1988), while main aim of modern planning is to seek for optimal solutions to perceive problems that is
designed to maximize development of benefits, producing predictable outcomes (Williams, 1998). In addition,
planning is an ordered sequence of operations and actions that are designed to realize one siege goal or interrelated
goals. To conclude, making plans and estimates for the future including measurable outcomes is essential and
continuous process that helps, and is necessary activity in today‘s uncertainty.
Previously mentioned brought us to discussion of tourism planning. Nearly three decades ago tourism
planning was summarized in following way: ―to ensure that opportunities are available for tourist to gain enjoyable
and satisfying experience and at the same time to provide a mean of improving the way of life for residents and of
destination area‖ (Matthieson and Wall 1982, p.186). Many researchers agreed upon that planning for tourism is not
an easy task (Boud-Bovy 1982; Gunn 1988; Williams 1998; Spanoudis 1982; Burns 1999) and it is more difficult
than planning for other industries. Tourism planning is not a fixed process, but rather is continuous and dynamic.
Similarly as it is argued by Cook, Yale and Marqua (2000, p. 294) ―tourism planning is continuous process based on
a number of steps to develop and also sustain revenues created by tourism‖. Planners are facing many challenges
when planning for tourism, and mainly in the areas of aims and objectives, coordination and corporation,
compromises, and more so impacts. Since tourism involves so many other industries in its functioning, its benefits
must be integrated with the development of other sectors and its goals set to be sustainable.
In another words approaches to tourism planning should pay attention to the real mechanisms of tourism
development and to its integration into the whole economy. One direction planning has led to the negative tourism
consequences in many countries what was mentioned previously. In addition, where planning process was limited to
the few narrow goals or interests of few people plans failed to bring positive and measurable outcomes. This can be

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considered as one of the reasons why so many plans couldn‘t be implemented. Still debates and researches are
going on in direction of finding approach for tourism planning which will include broader set of economic, social
and environmental needs without excluding the indigenous values (Haywood 1988). According to Boud-Bovy
(1982), planners should ensure that important factors are integrated into planning sequence and some of them are:
 The interdependency between tourism development and overall development of a country
 The interdependency between tourism sector and all other participants in tourism development
 The interdependency between domestic and foreign tourism.
Thus, it is obvious that need for elaboration of planning approach with ability to integrate all those factors and much
more is very present. Furthermore, stakeholders‘ participation in planning process should be completely accepted
and encouraged.
Evolution of tourism and different political, socioeconomic, technical and environmental factors has created
different approaches to tourism planning which were extensively used. We will mention and give very short
explanation about few of them:
 Boosterism
 Economic approach
 Physical spatial approach
 Community oriented approach
 Sustainable approach
Boosterism has been planning approach since the emergence of mass tourism focusing on positive and ignoring
negative impacts on economic, social, cultural and environmental aspects (Baidal 2004).
Economic approach is actually continuation of boosterism giving importance to economic issues over
social and environmental ones (Burns 1999). The focus is on tourism as an export industry and its potentials for
economic growth.
Physical spatial approaches appear as opposite to those previously mentioned, focusing mainly on the
environmental issues, with emphasis on preservation of the natural resources.
Community oriented approach focuses on tourism development at local level and greater social involvement
in planning process.
And finally concept of sustainability and sustainable planning approach become incorporated in tourism.
This approach is based on a coherent, holistic perspective, and focusing on the balance between economic growth,
social justice and environmental preservation (Hall, 2000). In the following attention will be on sustainability and
sustainable tourism.
The issue of sustainability is introduced almost twenty or thirty years ago while its roots are found even
centuries ago. However, discussion over sustainable tourism is phenomenon of the 1990s. It is widely accepted that
sustainable in general represents development which meets our needs today without compromising the ability of
people in the future to meet their needs (Swarbrooke 1999). It is obvious that is directed toward future considering
long term perspectives what is hard to find in human decision-making. Besides that it underlines importance and
need of planning and interventions before it is too late. Furthermore, concept of sustainability is including integration
of environmental, people and economic systems. Discussions and debates over this were going on which mainly
influenced emergence of sustainable tourism.
In 1997, Hunter addresses some of essential issues of sustainable development that can be adopted as
important part of sustainable tourism debate and those are:
 The role of economic growth in promoting human well-being
 The impacts and importance of human population growth
 The effective existence of environmental limits to growth
 The sustainability of natural resources with human made capital created trough economic growth
and technical innovation
 The different interpretation of the criticality of various components of the natural resource base and
, therefore, the potential for substitution
 The ability of technologies to decouple economic growth and unwanted environmental side-effects
 The meaning of the value attributed to the natural world and the rights of non-human species,
sentient or otherwise
 The degree to which a system (ecosystem) perspective should be adopted and the importance of
maintaining the functional integrity of ecosystems

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Apparently, tourism industry begins to accept idea of sustainable tourism, but little of that actually was
applied. Much of that remains on presentation papers, reports and in poorly designed ―Master plans‖ for tourism
development.
Well known elements of sustainability can for sure provide better future how for human and natural environments
also for tourism industry. But it is clear that application of concept somehow find hidden reasons to be pushed in a
side while the center is occupied by economic growth and related indicators.
Finally we can say that incorporation of main principles of sustainable development into tourism may play
key management issues in its development. The study will proceed with new heading under which some of
noteworthy practices and approaches for sustainable tourism development will be presented.

Prospective approaches and practices for sustainable tourism
For quite long period, convincingly, mass tourism was blamed for negative impacts on the social, natural
and economic aspects. In addition arguments have appeared like, reaction to the tourism planning biases, discussion
of limited growth and suggestion of alternative tourism. This brought emergence of alternative forms of tourism and
especially ecotourism as a practical option (Cater 1993).
Burns (1999) in his work presents two basic approaches or so called bipolarities in tourism planning and
concludes that all tourism planning approaches can be placed within two main groups. First is so called ―Tourism
First, basically supply-led approach, focusing on the development of tourism facilities and on the need of production.
Tourism represents consumerism and commodisation, led by globalization where markers drive distribution. Second
approach is ―Development First‖ which is in line with UN‘s National Development concept and supposes to achieve
poverty elimination, development of rural areas creating productive employment. Tourism is perceived as holistic
system with emphasis on distribution and sustainable human development. Additionally, holds the philosophy that
tourism is the part of a whole structure for economic improvement.
As it can bee understood these two approaches represents two opposite sides, containing definite paradoxes
in relation to tourism planning. However, each of them has its advantages and disadvantages. While ―Development
First ―cannot ensure achievement of short-term goals, return on investment and other related issues, ―Tourism First‖
approach cannot satisfy needs of environmental preservation, sustainable use of resources and fair distribution of
benefits.
After all, as result of previously mentioned Burns (2004) presents its work introducing new model for
tourism planning so called ―Third Way‖. The attributes are fairly significant as listed below:
 It is more flexible
 Less limited with more alternatives for development
 More politically and socially adjustable
 May help the formation of different civil institutions
 Moves beyond many other models
 It requires realistic assessment of potential benefits and problems
Besides, application of this approach asks for complete commitment within democratic process giving no
rights without responsibilities. With its remarkable six elements, important factors and prerequisites ―Third Way‖
approach somehow appears as solution for sustainable tourism development especially in developing countries.
However, it is necessary to mention that model has not been tried representing an valuable option, what inspires in
fact. This proves still problematic harmonization between theories and practices. Unfortunately, what is given on
paper remains on paper. More about the model is given in original study written by Burns (2004).
Some benefits of sustainable tourism brought at Globe `90 conference in Vancouver are summarized in
following give us chance to draw adjustable actions toward sustainable tourism development.
 Idea of sustainable tourism is based on understanding impacts of tourism on cultural, human and
natural environment. Education with accent on negative and positive impacts of tourism may play
an important role in understanding the main idea of sustainable tourism. Furthermore involvement
of academics and researchers in planning processes and open public discussions may contribute as
well.
 Fair distribution of benefits and costs is encouraged by sustainable tourism. Tourism development
should be intergraded into broader national development ensuring involvement of different
stakeholders who will agree on responsibilities. Tourism development must manage to avoid
chances for achievement of monopolistic power and personal interests.

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

Sustainable tourism encourages development of domestic industries. Domestic investors and
owners of different enterprises should be encouraged through incentives and preferable conditions
to support the completion of tourism products. How various sectors directly or indirectly influence
tourism industry it is necessary to ensure good cooperation among them.
 Tourism generates employment at local level, directly or through other sectors. Thus, local people
should have priorities even cheaper working force can be imported. This may reduce leakages and
contribute to the economy. Finally, seasonally imported workers are not part of long-term
sustainable development.
 Tourism is a foreign currency earner for the country and helps the economy. Invisible export is key
power of tourism industry. Inflow of foreign tourists should be encouraged with respect to interests
of host community, cultural aspects and environmental issues like carrying capacity.
 Tourism encourages improvement of local infrastructure, transportation and communication.
Developed infrastructure should be primarily there to serve local needs, then needs of tourism,
what ensures greater quality of life at the destination. Governmental involvement is necessary here.
 Tourism encourages preservation of existing man-made attraction and development or recreational
facilities. Interest of tourists may help to preserve important historical monuments and sites
previously neglected. Development of various facilities should be encouraged mainly by
governmental help but also domestic investors, ensuring the same right for everyone. Such policies
may reduce tensions between hosts and foreigners.
 Tourism helps the local economy to be diverse. Development of supporting tourism sectors should
be done at local level resulting in direct decrease of importing costs. In addition this is way to help
development of rural areas.
 Sustainable tourism requires involvement of all stakeholders in the decision-making process. Here
is important to balance the interests of stakeholders and to develop mechanisms to manage
different views on same issues. This can be difficult task due to difficulty to find homogenous
communities but sustainable concept should be held at the center of main objectives and interests.
 Sustainable tourism encourages natural protection and proper land use. Here the importance is on
understanding what is to be preserved and what is to be achieved. Clear thinking and good
management are very important which will help to design best ways for land use and methods for
natural preservation.
 Sustainable tourism influence cultural aspect in a positive way. Tourism as it is known brings
diverse cultures together. Thus it can be used to help preservation of cultural heritage, traditional
way of life, and even civilizations.

Sustainable tourism is environmentally oriented and serves to protect natural and cultural
resources creating social and economical well being for community. Managing quality of the
natural environment is of great importance for tourism existence. It is the environment that mainly
attracts visitors. Control can be done through regular application of different methods like:
Environmental Impact Assessment (EIA), Environmental auditing etc. Application of different
policies, laws and regulation can also help preservation of cultural heritage.
 Sustainable tourism requires monitoring, assessment and management of tourism impacts. In
addition, counters any negative impact. To remain sustainable tourism must be monitored and
controlled by established regulatory institution. Thus development of different institutions is
necessary. Besides, different measures encountering negative impacts of tourism should be
constantly enlarged and improved.
Although one can think that sustainable tourism is impossible dream, sustainability can be managed by
application of different lows and regulations, policies, measures and methods. Trade-offs as well will be necessary in
accomplishing this task.

Conclusion
The aim of this study was to explore the importance of planning process especially in relation to tourism
industry and development. However the main aim was to underline the appropriate approaches and practices to
sustainable tourism development Aims were accomplished through relevant literature review what broaden the
discussion on mentioned issues. Based on this discussion it is possible to draw some general conclusions that can be
understood as recommendations. Firstly, concept of planning should be deeply understood and learned by so called

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―planners‖. This can help to avoid pitfalls in designing plans especially for tourism development. Second, tourism
should be perceived from different perspectives but not only economical in order to forecast the possible social and
environmental changes resulting form tourism development. Third, concept of sustainability should not be used to
hide from view various unsustainable interests, goals, and objectives. In addition, sustainability should be at the
center of human, environmental, social and economical development. Fourth, agreement should be achieved at all
levels and among various stakeholders in order to carry on with tourism development. That is a way of ensuring
broader involvement of local people what is at the same time prerequisite for sustainable development. . Fifth,
appropriate approaches for sustainable development of tourism must be at place, developed according to all
potentials, problems, social, cultural and environmental characteristics of particular destination. This ensures
integration of home-grown values and their respect. Finally, benefits of sustainable tourism development should be
ensured trough carefully designed practices, policies and methods. We like it or not, sustainability represents our
future. It is hoped that this study will at least encourage some promising thoughts or likely brighter future for
sustainable tourism development.

References
Baidal, I.J. (2004). Tourism planning in Spain; evaluation and perspective. Annals of Tourism Research, 31 (2), 313-333
Baud-Bovy, M. (1982). New concepts in planning for tourism and recreation. Tourism Management, December
Burns, M.P. (1999). Paradoxes in planning; tourism elitism or brutalism? Annals of Tourism Research, 26 (2), 329-348
Burns, M.P. (2004). Tourism planning; a third way? Annals of Tourism Research. 31 (1), 24-43
Cater, E. (1993). Ecotourism in the third world: problems for sustainable tourism development. Tourism Management, April
Cook, A.R., Yale, J.L. and Marqua, J.J. (2002). Tourism; business of travel. (2 nd ed.). New Jersey, Person Education Inc. USA
Coopock, J.T. (1982). Tourism and conservation. Tourism Management, December
Davidson, R. (1993). Tourism. (2nd ed.). Harlow, Pearson Education Asia Pte. Ltd.
Gilbert, D. (1990). Conceptual issues in the management of tourism. Progress in Tourism Recreation and Hospitality, vol.2
Getz, D. (1986). Models in tourism planning; toward integration of theory and practices. Tourism management, March
Gunn, C.A. (1998). Tourism planning, (2 nd ed.). New York, Taylor and Francis
Hall. C.M. (2000). Tourism planning. Pearson Education, Prentice Hall
Huywood, M.K. (1988). Responsible and responsive tourism planning in the community. Tourism Management, June
Hunter, C. (1997) Sustainable tourism as a adoptive paradigm. Annals of Tourism Research, 24, 850-67
Jefferson, A. and LIckorish, L. (1988). Marketing tourism-a practical guide. Harlow, Longman
Jenkins, L:C. (1982). The effects of scale in tourism projects in developing counties. Annals of Tourism Research, 9, 229-249
Logar, A. (2010). Sustainable tourism management in Cirkvenica, Croatia , an assessment of policy instruments. Tourism
Management, 31, 125-135
Matthieson, A. and Wall, G. (1982) Tourism; economic, social and environmental impacts. London, Longman
Spanoudis, C. (1982). Trends in tourism planning and development. Tourism Management, December
Swarbrooke, J. (1999).Sustainable tourism management. CAB International, UK
Williams, S. (1998). Tourism geography. London, Rutledge

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World Tourism Organization (1998). Tourism economic report

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                <text>In recent years, the central stage in tourism world is taken by sustainable  tourism development. One could say that there is nothing left to say about sustainable  tourism development since it has numerous conferences, textbooks and corporate policy  statements. However, there are only few examples of successful sustainable tourism  initiatives that inspire, mainly due to the failure of putting theory into practice. This study  underlines main approaches and practices for more sustainable tourism development  giving attention to environmental protection which can be with little willingness and effort  easily accomplished. Impact of tourism is huge, it is positive and negative how on natural  also on other environments, but it is manageable if the general policy and the aim is  sustainable development. Responsible planning, consensus building, holistic thinking,  encouraging good practices and regulation of negative impacts are just some of crucial  steps toward approaching more sustainable way of tourism development.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Key Practices and Approaches to Sustainable Tourism Development
Lejla DĠZDAREVĠC
International University Philip Noel Baker
71000 Sarajevo
Bosnia and Herzegovina
lejla.hadzi@emu.edu.tr

Abstract: In recent years, the central stage in tourism world is taken by sustainable
tourism development. One could say that there is nothing left to say about sustainable
tourism development since it has numerous conferences, textbooks and corporate policy
statements. However, there are only few examples of successful sustainable tourism
initiatives that inspire, mainly due to the failure of putting theory into practice. This study
underlines main approaches and practices for more sustainable tourism development
giving attention to environmental protection which can be with little willingness and effort
easily accomplished. Impact of tourism is huge, it is positive and negative how on natural
also on other environments, but it is manageable if the general policy and the aim is
sustainable development. Responsible planning, consensus building, holistic thinking,
encouraging good practices and regulation of negative impacts are just some of crucial
steps toward approaching more sustainable way of tourism development.

Introduction
Surveys done by WTO and many written papers conclude that significant number of the tourism
development plans brought in the past have been implemented partially or have not been implemented at all. What or
who is guilty for this? Maybe the problem is in tourism industry itself or among those responsible for tourism
planning, or it is in approaches used for planning tourism development. However the problem is in place,
implementation is not going well and plans remain on papers and shelves gathering only dust while at same time
development of sustainable tourism fail. Therefore, the question is not whether to plan or not to plan, but how to
plan, which practices to use and what approaches to choose. Tourism planning requires knowledge and rationality
which in practice may not be achievable. Besides that planning for sustainable tourism development assumes
environmental and social protection over pure economic goals. Finally politics is in the center of tourism planning.
Achieving agreement on a rationale, comprehensive, holistic and long-range planning approach to tourism may look
impossible task. However, knowledge, rationality and willingness may find suitable approaches to planning,
implementation and control.
The aim of this paper is to take you back to importance of tourism planning and to address key approaches
and practices, among many, to sustainable tourism development. One could say that there is nothing left to say about
sustainable tourism development since it has numerous conferences, textbooks and corporate policy statements but
when we look for good example of such tourism development there are only few of them. As Getz (1986) argues,
this is mainly because of the failure to put together theory and practice. Almost three decades ago the issue was
evident but still problem is not solved and drawing of rigid ―Master Plans ― is with no hesitation still considered as
main approach to tourism planning mainly in developing countries (Burns 2004). Although tourism planning
recently moved toward application of more sustainable approaches still failures of sustainable development are
superior.

Tourism, Planning and Sustainability
Tourism for long time is a major topic for many academics, researchers, industries, governments and
publics (Coppock 1982; Jenkins 1982; Getz 1986; Davidson 1993; Burns 2004). It is widely accepted that tourism is
one of the largest industries today with rare ability to move millions of people from one place to another on base of
something what is intangible in core. Until know many definitions on tourism have been brought and discussed.
However problem of developing one that best describes tourism phenomena is present. Permanently used term
―tourism industry‖ also received some criticisms, where some authors suggest that tourism cannot be described as an
industry because it does not produce a single, distinct product (Jefferson and Lickorish 1988). As Gilbert (1990)

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argues this difficulty of defining tourism is mainly because of the nature of tourism as a concept and also inputs
involved in satisfying tourist‘s demands and needs and recently interests of host community. Tourism left that issue
behind and until now developed into a truly worldwide activity that goes far beyond political, cultural, geographical,
and ideological boundaries. It is not just another industry but important part of economy foundation in many
countries. Besides that is fastest growing and leading industry at global level and one of the top five exports for
80% of countries (WTO 1998).
Tourism can be viewed, described and measured from different perspectives depending on nature of main
interests, objectives and aims. Decades ago the most important indicators and objectives of tourism were related to
economic growth and employment rate, mainly measuring how much money can bring into a country, how many
people can employ and how much visitors can attract. Still these elements are important indicators in measuring
overall tourism development, but also by time some other essential aspects have been considered as well. Today
significance of tourism is also measured trough impacts which tourism has on people‘s lives, places where they live
and also the way tourism is affected by different forces. It has been argued by Cook, Yale and Marqua (2002, p. 5),
―Tourism is much like the elephant: diverse and sometime hard to describe, but just like the elephant, too big to be
ignored‖. Finally we can say that tourism represents an important element of global economy and today almost every
country in some way is trying to achieve greater development through development of tourism.
As it was mentioned before tourism was widely accepted and used to accomplish quick economic growth
and to increase employment rate which is important element of economical indicators. However, in early 1980s such
tourism development receives many critics because of increasing evidence of negative impacts of tourism (Logar
2010). Tourism planners are asked to employ different approaches to tourism planning in order to regulate tourism
development before essential resources and potentials reach their end. In different destinations unfortunately this
occurred, mainly due to planning approaches used which did not include social, cultural and environmental aspect
(Hall 2000). And this is in fact how the need for more appropriate and more responsible approach to tourism
planning was born. This remains difficult task to solve, although today is possible to find different and quite
adoptable approaches to work out. In following we remind on value and role of planning process.
Planning is a term that is difficult to define because it may be used in relation to individuals or groups,
governments and organizations and can be applied to different levels like regional, national and international. In
addition it is a term widely accepted and used to describe ways and means to achieve future goals and objectives.
However planning means and requires much more. As it was argued by Williams (1998) without planning there is a
risk that activities undertaken will be unregulated, formless or haphazard and likely will lead to a range of negative
economic, social and environmental impacts. This actually best describes the situation with tourism in early 1970s
and 1980s. Also Gunn (1988), argued similarly when he claimed that the lack of planning may cause serious mal
functions and inefficiencies.
It is important to mention that planning in early stages was largely reactive while modern planning in the
late twentieth century was far proactive and future oriented. Furthermore, in early stages focus on the plan as
physical design has probably contributed to the failure to recognize the importance of actions involved in planning
(Gunn, 1988), while main aim of modern planning is to seek for optimal solutions to perceive problems that is
designed to maximize development of benefits, producing predictable outcomes (Williams, 1998). In addition,
planning is an ordered sequence of operations and actions that are designed to realize one siege goal or interrelated
goals. To conclude, making plans and estimates for the future including measurable outcomes is essential and
continuous process that helps, and is necessary activity in today‘s uncertainty.
Previously mentioned brought us to discussion of tourism planning. Nearly three decades ago tourism
planning was summarized in following way: ―to ensure that opportunities are available for tourist to gain enjoyable
and satisfying experience and at the same time to provide a mean of improving the way of life for residents and of
destination area‖ (Matthieson and Wall 1982, p.186). Many researchers agreed upon that planning for tourism is not
an easy task (Boud-Bovy 1982; Gunn 1988; Williams 1998; Spanoudis 1982; Burns 1999) and it is more difficult
than planning for other industries. Tourism planning is not a fixed process, but rather is continuous and dynamic.
Similarly as it is argued by Cook, Yale and Marqua (2000, p. 294) ―tourism planning is continuous process based on
a number of steps to develop and also sustain revenues created by tourism‖. Planners are facing many challenges
when planning for tourism, and mainly in the areas of aims and objectives, coordination and corporation,
compromises, and more so impacts. Since tourism involves so many other industries in its functioning, its benefits
must be integrated with the development of other sectors and its goals set to be sustainable.
In another words approaches to tourism planning should pay attention to the real mechanisms of tourism
development and to its integration into the whole economy. One direction planning has led to the negative tourism
consequences in many countries what was mentioned previously. In addition, where planning process was limited to
the few narrow goals or interests of few people plans failed to bring positive and measurable outcomes. This can be

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considered as one of the reasons why so many plans couldn‘t be implemented. Still debates and researches are
going on in direction of finding approach for tourism planning which will include broader set of economic, social
and environmental needs without excluding the indigenous values (Haywood 1988). According to Boud-Bovy
(1982), planners should ensure that important factors are integrated into planning sequence and some of them are:
 The interdependency between tourism development and overall development of a country
 The interdependency between tourism sector and all other participants in tourism development
 The interdependency between domestic and foreign tourism.
Thus, it is obvious that need for elaboration of planning approach with ability to integrate all those factors and much
more is very present. Furthermore, stakeholders‘ participation in planning process should be completely accepted
and encouraged.
Evolution of tourism and different political, socioeconomic, technical and environmental factors has created
different approaches to tourism planning which were extensively used. We will mention and give very short
explanation about few of them:
 Boosterism
 Economic approach
 Physical spatial approach
 Community oriented approach
 Sustainable approach
Boosterism has been planning approach since the emergence of mass tourism focusing on positive and ignoring
negative impacts on economic, social, cultural and environmental aspects (Baidal 2004).
Economic approach is actually continuation of boosterism giving importance to economic issues over
social and environmental ones (Burns 1999). The focus is on tourism as an export industry and its potentials for
economic growth.
Physical spatial approaches appear as opposite to those previously mentioned, focusing mainly on the
environmental issues, with emphasis on preservation of the natural resources.
Community oriented approach focuses on tourism development at local level and greater social involvement
in planning process.
And finally concept of sustainability and sustainable planning approach become incorporated in tourism.
This approach is based on a coherent, holistic perspective, and focusing on the balance between economic growth,
social justice and environmental preservation (Hall, 2000). In the following attention will be on sustainability and
sustainable tourism.
The issue of sustainability is introduced almost twenty or thirty years ago while its roots are found even
centuries ago. However, discussion over sustainable tourism is phenomenon of the 1990s. It is widely accepted that
sustainable in general represents development which meets our needs today without compromising the ability of
people in the future to meet their needs (Swarbrooke 1999). It is obvious that is directed toward future considering
long term perspectives what is hard to find in human decision-making. Besides that it underlines importance and
need of planning and interventions before it is too late. Furthermore, concept of sustainability is including integration
of environmental, people and economic systems. Discussions and debates over this were going on which mainly
influenced emergence of sustainable tourism.
In 1997, Hunter addresses some of essential issues of sustainable development that can be adopted as
important part of sustainable tourism debate and those are:
 The role of economic growth in promoting human well-being
 The impacts and importance of human population growth
 The effective existence of environmental limits to growth
 The sustainability of natural resources with human made capital created trough economic growth
and technical innovation
 The different interpretation of the criticality of various components of the natural resource base and
, therefore, the potential for substitution
 The ability of technologies to decouple economic growth and unwanted environmental side-effects
 The meaning of the value attributed to the natural world and the rights of non-human species,
sentient or otherwise
 The degree to which a system (ecosystem) perspective should be adopted and the importance of
maintaining the functional integrity of ecosystems

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Apparently, tourism industry begins to accept idea of sustainable tourism, but little of that actually was
applied. Much of that remains on presentation papers, reports and in poorly designed ―Master plans‖ for tourism
development.
Well known elements of sustainability can for sure provide better future how for human and natural environments
also for tourism industry. But it is clear that application of concept somehow find hidden reasons to be pushed in a
side while the center is occupied by economic growth and related indicators.
Finally we can say that incorporation of main principles of sustainable development into tourism may play
key management issues in its development. The study will proceed with new heading under which some of
noteworthy practices and approaches for sustainable tourism development will be presented.

Prospective approaches and practices for sustainable tourism
For quite long period, convincingly, mass tourism was blamed for negative impacts on the social, natural
and economic aspects. In addition arguments have appeared like, reaction to the tourism planning biases, discussion
of limited growth and suggestion of alternative tourism. This brought emergence of alternative forms of tourism and
especially ecotourism as a practical option (Cater 1993).
Burns (1999) in his work presents two basic approaches or so called bipolarities in tourism planning and
concludes that all tourism planning approaches can be placed within two main groups. First is so called ―Tourism
First, basically supply-led approach, focusing on the development of tourism facilities and on the need of production.
Tourism represents consumerism and commodisation, led by globalization where markers drive distribution. Second
approach is ―Development First‖ which is in line with UN‘s National Development concept and supposes to achieve
poverty elimination, development of rural areas creating productive employment. Tourism is perceived as holistic
system with emphasis on distribution and sustainable human development. Additionally, holds the philosophy that
tourism is the part of a whole structure for economic improvement.
As it can bee understood these two approaches represents two opposite sides, containing definite paradoxes
in relation to tourism planning. However, each of them has its advantages and disadvantages. While ―Development
First ―cannot ensure achievement of short-term goals, return on investment and other related issues, ―Tourism First‖
approach cannot satisfy needs of environmental preservation, sustainable use of resources and fair distribution of
benefits.
After all, as result of previously mentioned Burns (2004) presents its work introducing new model for
tourism planning so called ―Third Way‖. The attributes are fairly significant as listed below:
 It is more flexible
 Less limited with more alternatives for development
 More politically and socially adjustable
 May help the formation of different civil institutions
 Moves beyond many other models
 It requires realistic assessment of potential benefits and problems
Besides, application of this approach asks for complete commitment within democratic process giving no
rights without responsibilities. With its remarkable six elements, important factors and prerequisites ―Third Way‖
approach somehow appears as solution for sustainable tourism development especially in developing countries.
However, it is necessary to mention that model has not been tried representing an valuable option, what inspires in
fact. This proves still problematic harmonization between theories and practices. Unfortunately, what is given on
paper remains on paper. More about the model is given in original study written by Burns (2004).
Some benefits of sustainable tourism brought at Globe `90 conference in Vancouver are summarized in
following give us chance to draw adjustable actions toward sustainable tourism development.
 Idea of sustainable tourism is based on understanding impacts of tourism on cultural, human and
natural environment. Education with accent on negative and positive impacts of tourism may play
an important role in understanding the main idea of sustainable tourism. Furthermore involvement
of academics and researchers in planning processes and open public discussions may contribute as
well.
 Fair distribution of benefits and costs is encouraged by sustainable tourism. Tourism development
should be intergraded into broader national development ensuring involvement of different
stakeholders who will agree on responsibilities. Tourism development must manage to avoid
chances for achievement of monopolistic power and personal interests.

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

Sustainable tourism encourages development of domestic industries. Domestic investors and
owners of different enterprises should be encouraged through incentives and preferable conditions
to support the completion of tourism products. How various sectors directly or indirectly influence
tourism industry it is necessary to ensure good cooperation among them.
 Tourism generates employment at local level, directly or through other sectors. Thus, local people
should have priorities even cheaper working force can be imported. This may reduce leakages and
contribute to the economy. Finally, seasonally imported workers are not part of long-term
sustainable development.
 Tourism is a foreign currency earner for the country and helps the economy. Invisible export is key
power of tourism industry. Inflow of foreign tourists should be encouraged with respect to interests
of host community, cultural aspects and environmental issues like carrying capacity.
 Tourism encourages improvement of local infrastructure, transportation and communication.
Developed infrastructure should be primarily there to serve local needs, then needs of tourism,
what ensures greater quality of life at the destination. Governmental involvement is necessary here.
 Tourism encourages preservation of existing man-made attraction and development or recreational
facilities. Interest of tourists may help to preserve important historical monuments and sites
previously neglected. Development of various facilities should be encouraged mainly by
governmental help but also domestic investors, ensuring the same right for everyone. Such policies
may reduce tensions between hosts and foreigners.
 Tourism helps the local economy to be diverse. Development of supporting tourism sectors should
be done at local level resulting in direct decrease of importing costs. In addition this is way to help
development of rural areas.
 Sustainable tourism requires involvement of all stakeholders in the decision-making process. Here
is important to balance the interests of stakeholders and to develop mechanisms to manage
different views on same issues. This can be difficult task due to difficulty to find homogenous
communities but sustainable concept should be held at the center of main objectives and interests.
 Sustainable tourism encourages natural protection and proper land use. Here the importance is on
understanding what is to be preserved and what is to be achieved. Clear thinking and good
management are very important which will help to design best ways for land use and methods for
natural preservation.
 Sustainable tourism influence cultural aspect in a positive way. Tourism as it is known brings
diverse cultures together. Thus it can be used to help preservation of cultural heritage, traditional
way of life, and even civilizations.

Sustainable tourism is environmentally oriented and serves to protect natural and cultural
resources creating social and economical well being for community. Managing quality of the
natural environment is of great importance for tourism existence. It is the environment that mainly
attracts visitors. Control can be done through regular application of different methods like:
Environmental Impact Assessment (EIA), Environmental auditing etc. Application of different
policies, laws and regulation can also help preservation of cultural heritage.
 Sustainable tourism requires monitoring, assessment and management of tourism impacts. In
addition, counters any negative impact. To remain sustainable tourism must be monitored and
controlled by established regulatory institution. Thus development of different institutions is
necessary. Besides, different measures encountering negative impacts of tourism should be
constantly enlarged and improved.
Although one can think that sustainable tourism is impossible dream, sustainability can be managed by
application of different lows and regulations, policies, measures and methods. Trade-offs as well will be necessary in
accomplishing this task.

Conclusion
The aim of this study was to explore the importance of planning process especially in relation to tourism
industry and development. However the main aim was to underline the appropriate approaches and practices to
sustainable tourism development Aims were accomplished through relevant literature review what broaden the
discussion on mentioned issues. Based on this discussion it is possible to draw some general conclusions that can be
understood as recommendations. Firstly, concept of planning should be deeply understood and learned by so called

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―planners‖. This can help to avoid pitfalls in designing plans especially for tourism development. Second, tourism
should be perceived from different perspectives but not only economical in order to forecast the possible social and
environmental changes resulting form tourism development. Third, concept of sustainability should not be used to
hide from view various unsustainable interests, goals, and objectives. In addition, sustainability should be at the
center of human, environmental, social and economical development. Fourth, agreement should be achieved at all
levels and among various stakeholders in order to carry on with tourism development. That is a way of ensuring
broader involvement of local people what is at the same time prerequisite for sustainable development. . Fifth,
appropriate approaches for sustainable development of tourism must be at place, developed according to all
potentials, problems, social, cultural and environmental characteristics of particular destination. This ensures
integration of home-grown values and their respect. Finally, benefits of sustainable tourism development should be
ensured trough carefully designed practices, policies and methods. We like it or not, sustainability represents our
future. It is hoped that this study will at least encourage some promising thoughts or likely brighter future for
sustainable tourism development.

References
Baidal, I.J. (2004). Tourism planning in Spain; evaluation and perspective. Annals of Tourism Research, 31 (2), 313-333
Baud-Bovy, M. (1982). New concepts in planning for tourism and recreation. Tourism Management, December
Burns, M.P. (1999). Paradoxes in planning; tourism elitism or brutalism? Annals of Tourism Research, 26 (2), 329-348
Burns, M.P. (2004). Tourism planning; a third way? Annals of Tourism Research. 31 (1), 24-43
Cater, E. (1993). Ecotourism in the third world: problems for sustainable tourism development. Tourism Management, April
Cook, A.R., Yale, J.L. and Marqua, J.J. (2002). Tourism; business of travel. (2 nd ed.). New Jersey, Person Education Inc. USA
Coopock, J.T. (1982). Tourism and conservation. Tourism Management, December
Davidson, R. (1993). Tourism. (2nd ed.). Harlow, Pearson Education Asia Pte. Ltd.
Gilbert, D. (1990). Conceptual issues in the management of tourism. Progress in Tourism Recreation and Hospitality, vol.2
Getz, D. (1986). Models in tourism planning; toward integration of theory and practices. Tourism management, March
Gunn, C.A. (1998). Tourism planning, (2 nd ed.). New York, Taylor and Francis
Hall. C.M. (2000). Tourism planning. Pearson Education, Prentice Hall
Huywood, M.K. (1988). Responsible and responsive tourism planning in the community. Tourism Management, June
Hunter, C. (1997) Sustainable tourism as a adoptive paradigm. Annals of Tourism Research, 24, 850-67
Jefferson, A. and LIckorish, L. (1988). Marketing tourism-a practical guide. Harlow, Longman
Jenkins, L:C. (1982). The effects of scale in tourism projects in developing counties. Annals of Tourism Research, 9, 229-249
Logar, A. (2010). Sustainable tourism management in Cirkvenica, Croatia , an assessment of policy instruments. Tourism
Management, 31, 125-135
Matthieson, A. and Wall, G. (1982) Tourism; economic, social and environmental impacts. London, Longman
Spanoudis, C. (1982). Trends in tourism planning and development. Tourism Management, December
Swarbrooke, J. (1999).Sustainable tourism management. CAB International, UK
Williams, S. (1998). Tourism geography. London, Rutledge

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World Tourism Organization (1998). Tourism economic report

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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

A Comparison of Ethical Perspectives in Business in Turkish Ahilik Society
and American Marketing Association
Muhammet Said DĠNC
International Burch University
Department of Economics
Bosnia and Herzegovina
sdinc@ibu.edu.ba
Teoman DUMAN
International Burch University
Department of Economics
Bosnia and Herzegovina
teomanduman@yahoo.com
Abstract: “Ahilik‖ is the name of a society which had played a crucial role on
social, economic and cultural life of Anatolian people from 13th century to today.
The ethical principles established by this society have had significant effects on
commercial life in Turkish territories throughout history. The teachings of Ahilik
can be found in ‗Futuvvetnames‘ which are the books that include basic moral
rules and principles of commerce such as fellowship, helpfullness, honesty and
tolerance. These set of principles are still significant in today‘s business life in
Turkey. On the other hand, today‘s widespread ethical business principles in the
world are mainly rooted in well-known marketing and business organizations. The
Ethical Codes of American Marketing Association are one of the most well known
ethical codes in current business terminology. The purpose of this study is to
analyze the similarities and differences between the moral rules of ‗Ahilik‘ and
ethical norms and values of American Marketing Association.
Keywords: Business Ethics, American Marketing Association, Ahilik Society,
Turkish Culture

Introduction
Ethics is ―a philosophy or a science of morality that investigates how human beings should manage their
individual and social relationships in order to determine good and bad with respect to their behaviors‖ (Demir and
Acar, 1997, p.14). Morality can be described as ―a guide that navigates the person and the society within the
framework of good and bad‖ (Torlak, 2007, p.84-85). Although morals and ethics seem to have the same meaning,
essentially they are different. While ethics, as a field of philosophy, is a philosophical thought about problems of
moral judgements, morals are a sum of rules of behaviors in a society (Torlak, 2007) These rules of behaviors have
always been very important for many societies in human history. It is commonly believed that societies that
protected and applied ethical rules in governence and daily lives had reached higher social and economic standards
for a long period of time, while those who did not apply these rules soon disappeared. Turks who had come from
Middle Asia to Anatolia are one people that succeded to implement ethical rules based on morals of Islam in every
segment of society. They founded the well-known Ottoman Empire that reigned 600 years in major parts of the
world. Ottoman ruling was effective in three continents for about 600 years and this ruling shaped business life of
many nations under them. The ethical bases of commerce in Ottoman State was largely determined with the effects
of a society called ―Ahilik‖ (Demir, 1994). This society had certain norms and values that shaped business life in
Ottoman Empire. Ahilik society has played a crucial role on social, economic and cultural life of Anatolian people
from 13th century to today. Although ethical teachings established by Ahilik still have effects in lands where
Ottoman State reigned in the past, ethical norms and values are changing fast all over the world especially with the
effects of technology.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Well-known approaches to today‘s business ethics all over the world is largely shaped by worldwide business
organizations. These organizations, which represent great number of academics and business people, issue codes of
ethics and ask its members to obey these rules in their business practices. One of most popular codes of ethics is
issued by American Marketing Association (AMA), which has high credibility in today‘s business world (Kotler,
2009). AMA is the largest marketing organization in North America that represents most powerful academics,
researchers and practitioners from a wide variety of industries. Its roots go back to 1900‘s and has been effective in
American and worldwide business life since then (American Marketing Association, 2009). From this point, a
comparison of the ethical understandings of Ahilik society and AMA will shed light into the historical evolution of
ethical teachings in human history. Accordingly, the purpose of this study is to analyze the similarities and
differences between the ethical principles of Ahilik and the American Marketing Association.

Literature Review
Since the beginning of the last century, the concept of ethics has gained much significance in academia and
in social life. Ethics is becoming even more important as technological advances allow businesses to manipulate
most aspects of production and marketing of goods and services. Philosophical bases of ethics goes back in history
but scientists put ethical approaches into two categories, one of which is the utilitarian approach and the other is the
deontological approach (Beauchamp, 1980).
In a brief discussion about these two approaches to ethics, Nantel and Weeks (1996, p.12) explain that the
utilitarian approach relates the concept of ethics with the consequences of an action while the deontological approach
relates the ethical behavior with the act itself without looking at the consequences of an action.
According to utilitarian approach, managers attempt to maximize possible positive value or minimize possible
negative value of their actions for the people they serve and manage. In that sense, most business actions directed
toward certain positive outcomes are utilitarian in nature. These practices are largely evaluated based on their
consequences. A typical example is that consumer satisfaction and loyalty are the two main outcomes of good
business practices that represent a utilitarian perspective to business ethics. Deontological approach to business
ethics, however, focuses on the act itself and value the way the act is taken. In a general sense, for example, lying
and stealing are unethical practices regardless of their consequences. Similarly, the way the products are produced
and presented to consumers reflect a deontological approach to business ethics. Nantel and Weeks (1996) argued that
more and more companies are issuing codes of ethics and this shows the formalization of a deontological approach.
Not only companies but also respected business organizations such as American Marketing Association publish
codes of ethics in their web sites.
Despite the popularity of ethics as a concept, companies today are accused of many unethical practices by
the public. Some of these practices include harming consumers through high prices, deceptive practices, high –
pressure selling, shoddy, harmful or unsafe products, planned obsolescence and poor service to disadvantaged
consumers (Kotler (2009).
Other writers categorized ethical problems studied in marketing under six categories (Murhy and Laczniak,
1981; Nantel and Weeks, 1996). These include ethical problems studied in the study of consumer behavior, in the
product and services management, in advertising management, in marketing research, in price management and in
international marketing. Misuse of consumer perception theories by some managers (Nason and Della Bitta, 1983),
production of products with limited life span in order to able to benefit from premature repurchasing (Laczniak and
Murhy, 1985), appearance of prestigious actors in advertising to endorse products that have little inherent value,
abusive use of surveys in marketing research (Tybout and Zaltman, 1974), distortion of the perception of product‘s
price and marketing practices of large tobacco firms towards adolescents were some examples of ethical problems
studied previously by marketing researchers (Nantel and Weeks, 1996).

Turkish Ahilik Society
Turkish Ahilik Society was a public institution composed of voluntery members from general public whose
main interest was to practice moral and ethical behavior in business. Although it is not active as it used to be, the
society is still known well and respected in certain parts of Anatolia. From 13th to 19th century, the society had
significant contributions to social life in Anatolia, in Balkans and in Turkistan. The society is known for developing
its members in the fields of arts and profession (Demir, 1994). The main properties of Ahilik as a society were
showing hospitality to others, giving charity to the poor, teaching profession to youngsters, and enlightening its

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

members socially and morally in benches and workshops at work during the day and in dervish lodges at night
(Ekinci, 2001). The social norms of Ahilik society is largely rooted in the religion of Islam and they were published
in the books called ''Fütüvvetname''. The basis of Ahilik society and its codes of business ethics were recorded in
these books. There are two types of rules in Ahilik society: formal and informal rules. Formal rules, which are
shaped by the 'futuvve' principles are reflection of Islamic values. For example, 'Striving to be truthful and trusty in
work and life' is one example of these rules. As for informal rules, they are behavioral in content and they emerged
from the necessity of professional solidarity and relationships within the society. These behavioral norms were
determined by the authorities of customs and traditions (Gullulu, 1992). One example of informal rules is that 'Ahi
should be honest and not deviate to the way in which he earns more than he deserves.' A person who would join this
society had to obey religious and ethical norms that were written in these books.

Methodology
Ethical norms and values of AMA and Ahilik society were content analyzed and compared to each other in
their respective meanings. Content analysis is used in qualitative data analysis to identify themes and recurring
patterns of meaning (Merriam, 1998). The purpose of the comparison was to identify similarities and differences
between ethical norms and values of AMA and Ahilik society. To achieve this purpose, ethical norms and values
were cross-tabulated and items with similar meanings were matched in a table by the researchers. Table 1 shows
ethical norms and values of AMA and Ahilik society. The ethical norms and values of AMA were downloaded from
AMA website (American Marketing Asociation, 2010) while norms and values of Ahilik society were received from
Futuvvetnames. As Table 1 shows AMA has 2 ethical norms and 6 ethical value dimesions with 24 value items in
these dimesions. On the other hand, Ahilik society has 4 ethical norms and 39 value items in 6 ethical dimesions.
The 39 ethical norms and values of Ahilik society were matched to those of AMA in Table 1 by the researchers
based on their similarities in content. Following the categorization of these norms and values, expert opinion was
received from 5 researchers as part of an internal validity analysis. Merriem (1998) proposes six methods to check
internal validity of qualitative data one of which is peer examination. Researchers who are familiar with both English
language and culture and Turkish language and culture were requested to measure similarities and differences
between items in Table 1 according to a seven-point scale that ranged from completely the same in content (7) to
completely different in content (1). Expertise of reviewers in both language and culture is necessary for valid scale
adaptions (Savasir, 1994). The mean values from this analysis is given in Table 1. Finally, the items in ethical norms
and values in Ahilik society were translated in English and are given in the last column of Table 1. To assure correct
translation expert opinion on these translation were received and necessary adjectments were made.

Results
Table 1 shows the results of comparison between AMA ethical norms and values, and Ahilik society norms
and values. As shown in the Table, items 1a and 1d in honesty dimension were considered similar in content with
items 1a1and 1d in Ahilik society respectively (mean= 6,20; 6,00) whereas items 1b and 1c were found similar with
none of the honesty values in Ahilik society. In responsibility dimensions, item 2d and 2d6 were found highly similar
(mean= 6,00) while 2c was not found similar with 2c (mean 3,80). Items 2a, 2b and 2e were not found similar with
any of the Ahilik society values. In fairness dimension, item 3a was found similar in content with 3a3 and 3a4
(mean= 5,20) as 3b was found highly similar with 3b2 (mean= 6,60). Furthermore, item 3c was found similar with
3c1 and 3c2 (mean= 6,40). In respect dimensions, items 4a, 4b, 4c and 4d were found highly similar with 4a, 4b, 4c
and 4d2 respectively (means= 6,00; 6,20;6,00;6,20) while item 4e was found similar with item 4e (mean= 5,40). In
transperacy dimension, item 5c was found highly similar with item 5c2 (mean= 6,40) whereas items 5a, 5b, 5d were
found not similar with any of the items in Ahilik values. Finally, in citizenship dimension, item 6b was found highly
similar with item 6b2 (mean= 6,20) while 6c was found somewhat similar in content with item 6c (mean= 4,80).
Item 6a was not found similar with any of the items in Ahilik society.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

ETHICAL NORMS

AHĠLĠĞĠN ETĠK NORMLARI

ETHICAL NORMS OF AHILIK

1. Gözü haram olan Ģeylere,ağzı günah olan
sözlere , eli zulümlere bağlanır .
2 Ahi görenek ve otoriteye bağlı olmalıdır.
3. Örf, adet ve törelere uymak.
4. Kapısı konuklara, kesesi kardeĢlerden
ihtiyacı olanlara, sofrası ise bütün açlara
açılır.

1. Ahi‘s eyes are closed to forbidden things, his
mouth to sinful words, and his hands are tied to
tyranny.
2.Ahi should be loyal to customs and authority.
3. To obey customs, habits and traditions.
4. His door opens to guests, his wallet to the needy
and his table to all hungry.

As Marketers, we must:
1. Do no harm. This means consciously avoiding
harmful actions or omissions by embodying high
ethical standards and adhering to all applicable
laws and regulations in the choices we make.
2. Foster trust in the marketing system. This means
striving for good faith and fair dealing so as to
contribute toward the efficacy of the exchange
process as well as avoiding deception in product
design, pricing, communication, and delivery of
distribution.

Means AHĠLĠĞĠN ETĠK DEĞERLERĠ

ETHICAL VALUES

1.Honesty – to be forthright in dealings with
customers and stakeholders. To this end, we
4,67
will:
1.a.Strive to be truthful in all situations and at all
times.
6,20

4,40
4,00

ETHICAL VALUES OF AHILIK
1.Ahi‘s interior, exterior, essence and words
should be same.

1.Ġçi, dıĢı, özü, sözü bir olmak.
1.a.1. ĠĢinde ve
güvenilir olmak,

hayatında

doğru,

1.a.1. Strive to be truthful and trusty in his
work and his life.

1.a.2. Ahi doğru olmalı, emeğinin hakkı 1.a.2. Ahi should be honest,and should not deviate
olandan
fazlasını
kazanma
yoluna to the way in which he earns more than he
sapmamalıdır.
deserves.
1.a.3. Bir baĢkasının malını taklit etme.

1.a.3. Do not imitate somebody else‘s merhandise.

1.b.Offer products of value that do what we claim
in our communications.
1.c.Stand behind our products if they fail to deliver
their claimed benefits.
1.d.Honor our explicit and implicit commitments
and promises.

6,00

1.d.Ahdinde, sözünde ve sevgisinde vefalı 1.d. Strive to be loyal to his promises, his words
olmak.
and his love.

Table 1: A comparison of Ethical Principles of American Marketing Association and Turkish Ahilik Society (Continued)

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
2.Responsibility – to accept the consequences of
our marketing decisions and strategies. To this
end, we will:
2.a.Strive to serve the needs of customers.
2.b.Avoid using coercion with all stakeholders.
2.c.Acknowledge the social obligations to
stakeholders that come with increased marketing
and economic power.
3,80
2.d.Recognize our special commitments to
vulnerable market segments such as children,
seniors, the economically impoverished, market 3,60
illiterates and others who may be substantially
disadvantaged.
4,00

2.c.Emri altındakileri ve hizmetindekileri 2.c. Strive to protect and to look after his
korumak ve gözetmek.
employees and people under his service.
2.d.1.Yapılan iyilik ve hayırda hakkın
2.d.1. Should not observe anything other than
hoĢnutluğundan baĢka bir Ģey gözetmemek.
God‘s contentment in charity and kindness.
2.d.2.Herkese iyilik yapmak, iyiliklerini 2.d.2. Strive to help everybody and want their
istemek.
well-being.

3,60

2.d.3.Yapılan
kakmamak.

5,20

2.d.4.Ahilerden ihtiyaç sahibi olanlara ihsan 2.d.4. Strive to help and be generous to the needy
ve keremde bulunmak.
among Ahis.

4,20

2.d.5.Aza
dağıtmak.

6,00

iyilik

kanaat,

ve

yardımı

çoğa

449

2.d.3. Not to taunt kindness and assistance done.

Ģükrederek 2.d.5. Strive to be content with less and distribute
plenty with gratitude.

2.d.6.Cömert ve kerem sahibi olmak.

2.e.Consider environmental stewardship in our
decision-making.

baĢa

2.d.6. Strive to be genereous and kind.

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Table 1. A comparison of Ethical Principles of American Marketing Association and Turkish Ahilik Society (Continued)
3.Fairness – to balance justly the needs of the
buyer with the interests of the seller. To this
end, we will:
3.a.Represent products in a clear way in selling,
3.a.1.Hakka, hukuka uymak, hak ölçüsüne 3.a.1. To obey law, justice and to observe the
advertising and other forms of communication;
riayet etmek,
measure of law.
this includes the avoidance of false, misleading 4,60
and deceptive promotion.
3.a.2. Hileli ve çürük mal satma.
3.a.2. Not to sell fake and spoilt goods.
4,60

5,20

5,20
3.b.Reject manipulations and sales tactics that
harm customer trust. Refuse to engage in price
fixing, predatory pricing, price gouging or ―bait- 6,00
and-switch‖ tactics.
6,60
3.c.Avoid knowing participation in conflicts of
interest. Seek to protect the private information of 6,40
customers, employees and partners.
6,40

3.a.3.Noksan tartmayacaksın,
terazi kullanmayacaksın.

bozuk 3.a.3. Should not measure deficiently and use
broken scale.

3.a.4.Hakkı korumak, hakka riayetle 3.a.4. Strive to protect justice and prevent
haksızlığı önlemek,
injustice by being loyal to it.
3.b.1.Hakkı korumak,
haksızlığı önlemek,

hakka

riayetle 3.b.1. Strive to protect justice and prevent injustice
by being loyal to it.

3.b.2.Ahilik, mal biriktirme ve yığma
peĢinde koĢan haris istirmarcı ticarete
karºıdır.
3.c.1.Ayıp ve kusurlarını örtmek,
gizlemek ve affetmek,

3.b.2. Ahilik is against goods accumulation and
the ambitious and
exploiter trade which
attemps to heap up.
3.c.1. Strive to hide shame and faults and to
forgive.
3.c.2. Strive to keep secrets and not to reveal
3.c.2.Sır tutmak, sırları açığa vurmamak,
them.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Table 1. A comparison of Ethical Principles of American Marketing Association and Turkish Ahilik Society (Continued)
4.1.Küçüklere sevgili, büyüklere karĢı
4.Respect – to acknowledge the basic human
4.1. Strive to love younger, to behave decently and
edepli ve saygılı olmak,
dignity of all stakeholders. To this end, we will:
respectfully towards elders.
5,00
4.2.Kötü söz ve hareketlerden sakınmak,
4.2. Strive to avoid swearings and insults .
6,00
4.3.Ġnsanların iĢlerini içten, gönülden ve
güler yüzlü yapmak,
4.3. Strive to serve people sincerely and cheerfully.
5,50
4.4.Hiç kimseyi azarlamamak,
4.4.Strive not to scold anybody.
6,25
4.5.Kötülük ve kendini bilmezliğe iyilikle
4.5.Strive to respond evil with goodness.
4,75
karĢılık vermek,
4.a.Value individual differences and avoid
stereotyping customers or depicting demographic
4.a.Hizmette
ve
vermede
ayırım 4.a. Strive to avoid discrimination in serving and
groups (e.g. gender, race, sexual orientation) in a
yapmamak.
donating.
negative or dehumanizing way.
6,00
4.b.Listen to the needs of customers and make all
4.b.Ġnsanların iĢlerini içten, gönülden ve
reasonable efforts to monitor and improve their
4.b.Strive to serve people sincerely and cheerfully.
güler yüzlü yapmak,
satisfaction on an ongoing basis.
6,20
4.c.Make every effort to understand and
4.c.Dost ve arkadaĢlara tatlı sözlü, samimi, 4.c. Strive to be cheerful,soft-spoken and sincere
respectfully treat buyers, suppliers, intermediaries
güler yüzlü ve güvenilir olmak,
and honest towards friends.
and distributors from all cultures.
6,00
4.d.Acknowledge the contributions of others, such
4.d.1.Ahiler yanlarında çalıĢan çırak ve 4.d.1. Ahis treat apprentices and foremen not as
as consultants, employees and coworkers, to
kalfalara emekleri sömürülecek varlıklar assests whose labour should be exploited but see
marketing endeavors.
gibi değil yetiĢtirilecek ve ileride iĢyeri them as human beings who should be trained and
temin edilecek birer insan olarak bakarlar.
set up a workshop in future.
6,00
6,20
4.e.Treat everyone, including our competitors, as
we would wish to be treated.
5,40

4.d.2.Emri
altındakileri
ve 4.d.2. Strive to protect and to look after his
hizmetindekileri korumak ve gözetmek,
employees and people under his service.
4.e.Daima iyi komĢulukta bulunmak, 4.e. Strive to be a good neighbour and to have
komĢunun eza ve cahilliğine sabretmek,
patience against neigbor‘s torment and illiteracy.

Table 1: A comparison of Ethical Principles of American Marketing Association and Turkish Ahilik Society (Continued)

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
5.Transparency – to create a spirit of openness in marketing
operations. To this end, we will:
5.a.Strive to communicate clearly with all constituencies.
5.b.Accept constructive criticism from customers and other
stakeholders.
5.c.Explain and take appropriate action regarding significant 6,20
product or service risks, component substitutions or other
foreseeable eventualities that could affect customers or their
6,40
perception of the purchase decision.
5.d.Disclose list prices and terms of financing as well as
available price deals and adjustments.
6.Citizenship – to fulfill the economic, legal, philanthropic 5,40
and societal responsibilities that serve stakeholders. To this
end, we will:
6.a.Strive to protect the ecological environment in the execution
of marketing campaigns.
6.b.Give back to the community through volunteerism and 4,60
charitable donations. Contribute to the overall betterment of
marketing and its reputation.
6,20
5,80

5,80
5,20
6.c.Encourage supply chain members to ensure that trade is fair 4,80
for all participants, including producers in developing countries.

5.c.1.Hileli ve çürük mal satmayacaksın. 5.c.1. Not to sell fake and spoilt goods
5.c.2.Sahte
ve
üretmeyeceksin.

kalitesiz

mal 5.c.2. Should not produce fake and
poor-quality goods.

6.Ahi, kazancının geçiminden arta 6. Ahi should help poor and unemployed
kalanının tümüyle yoksullara ve people with the earnings that remain
iĢsizlere yardımda bulunmalıdır.
apart from his livelihood.

6.b.1.Yapılan iyilik ve hayırda hakkın
hoĢnutluğundan
baĢka
bir
Ģey
gözetmemek,
6.b.2.Cömert ve kerem sahibi olmak
6.b.3.Ahi, kazancının geçiminden arta
kalanının tümüyle yoksullara ve
iĢsizlere yardımda bulunmalıdır.
6.b.4.Ahilerden ihtiyaç sahibi olanlara
ihsan ve keremde bulunmak.
6.b.5.Aza kanaat, çoğa Ģükrederek
dağıtmak.
6.c.BaĢkasının malına hıyanet etmemek

6.b.1. Should not observe anything other
than God‘s contentment in charity and
kindness.
6.b.2. Strive to be genereous and kind
6.b.3. Ahi should help poor and
unemployed people with the earnings
that remain apart from his livelihood.
6.b.4. Strive to help and be generous to
the needy among Ahis.
6.b.5. Strive to be content with less and
distribute plenty with gratitude.
6.c. Should not betray the property of
others.

Note 1: Mean values are calculated based on the following seven point scale: Completely the same in content 7; For the most part, similar in content 6; Similar in content 5;
Undecided 4; Different in content 3; For the most part, different in content 2; Completely different in content 1.

452

�Discussion and Conclusion
This research analyzed similarities and differences between the ethical norms and values of Turkish Ahilik
Society and those of American Marketing Association. Research results show that ethical norms applied by these two
perspectives are very similar to each other as these norms set what is right and what is wrong for the members. In
general, both perspectives set norms about avoiding harmful actions, instilling trust in business and adhering to
authority in business conduct. In terms of ethical values, there are some similarities and differences between the
perspectives. Similar values include, being truthful all the time, commitment to promises, helping vulnerable market
segments, avoidance of false promotion, wrong sales tactics, protecting private information, valuing individual
differences, treating customers respectfully, acknowledging others‘ works, producing best quality products and
giving back to the community.
Values that are stated in AMA principles but not found in Ahilik principles are related to issues such as
practicing truthful marketing communications, meeting the needs of the consumers, avoiding using coersion with the
stakeholders, showing concern for physical environment and disclosing list prices and terms of financing for
customers. These issues may be considered as related to other ethical values of Ahilik society but they are not stated
openly as done in AMA ethical principles. The differences found between the two perspectives may be related to
time frame they are practiced as AMA guidelines represent values for the current century while Ahilik guidelines
represent values of past centuries. Modern issues that affect population at large such mass communication, concern
for environment, use of technology in business are considered part of business ethics by AMA and explicitely stated
in the codes. Ahilik codes, on the other hand, are more related to business transactions at a personal level and
directed toward self behavior.
This research attempted to bring two perspectives of ethics in business coming from different cultures and
show similarities and differences between them. Future studies can exemplify how these principles were and are
practiced in business environments to better explain the similarities and differences between these two approaches to
business ethics.

References
American Marketing Association. Retrieved on May, 9 2010 at &lt;www.marketingpower.com&gt;.
Beauchamp, T.L. (1980), ―Ethical theory and its application to business‖, in Beauchamp, T.L. and
Demir, G. (1994). Ahilik. Ahilik Yolu Dergisi, 86, Nisan, p.22.
Demir, Ö and Acar, M (1997) . Sosyal Bilimler Sözlüğü, 3. Baskı. Ankara: Vadi Yayınları.
Ekinci, Y. (2001). Ahilik. Talat Matbaası: Ġstanbul.
Güllülü, S. (1992). Ahi Birlikleri. Ötüken Yayınları: Ġstanbul.
Kotler P. (2009). Principles of Marketing Management. Pearson: New Jersey, USA.
Laczniak, G.R. and Murphy, P.E. (1985). Incorporating marketing ethics into the Organization,
in Laczniak, G.R. and Murphy, P.E. (Eds), Marketing Ethics: Guidelines for Managers, 97-105.
Lexington Books, Lexington, MA.
Merriam, S. B. (1998). Qualitative Research and Case Study Applications in Education. Jossey-Bass: CA, USA.
Murphy, P. E. And Laczniak, G. R. (1981). Marketing Ethics: A review with implications for managers, educators and
researchers. In Kenneth and Roering, (Eds), Review of Marketing, 251-266.
Nantel, J. And Weeks, A. W. (1996). Marketing ethics: Is there more to it then utilitarian approach? European Journal of
Marketing, 30(5), 9-19.
Nason, R.W. and Della Bitta, A.J. (1983). The incidence and consumer perceptions of quantity surcharges. Journal of Marketing,
59 (2), 40-54.

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
Savasir, I. (1994). Ölçek uyarlamasındaki sorunlar ve bazı çözüm yolları. Türk Psikoloji Dergisi, 9(33), 27-32.
Torlak, Ö. (2007). Pazarlama Ahlakı, 4. Baskı, Ġstanbul: Beta Yayınları.
Tybout, A. and Zaltman, G. (1974). Ethics in marketing research: their practical relevance, Journal of Marketing Research, 11,
November, 357-68.

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A Research On Consumer Ethnocentrism and Consumer Boycotts
HurĢit Ertuğrul DERE
Afyon Kocatepe University
Sultandağı Vocational School
Turkey
hursitdere@yahoo.com

Abstract: The objective of this study is to investigate the consumer ethnocentric tendency and
consumer boycotts. Participiants who are consumers upper 18 age in 8 different cities of Turkey
formed the sample for this study. For the emprical investigation consumer ethnocentric tendency
and a new improved consumer boycott scales were used. Data collected were analyzed by using
Anova, t-test and descriptive statistical techniques. Considerable findings in the matter of
understanding consumer ethnocentric tendency and consumer boycot in Turkey market.End of this
study it is found that significiant relationship between age and consumer ethnocentric tendency
and significiant relationship between marriage status and consumer boycot tendency.
Keywords: Consumer ethnocentrism, Consumer boycott behaviour, CETSCALE

Introduction
The aim of this study is to examine the correlation between the ethnocentric tendencies of the consumers and
consumer boycott behavior. Consumer ethnocentrism provides emotional perception of the consumers towards
national goods. On the other hand, it is seen that even ethnocentric consumers prefer the cheaper goods even if they
are foreign originated ones when they are comparing the goods in terms of prices which is a rational qualification.
Today, the increase of the competition, transformation of the world into a common market by transportation
and information technologies, and the encountered economical difficulties have
made the consumers more
conscious and caring more about rational factors compared to old days. In fact, even consumer boycotts that are
mostly done with emotional base don‘t last long because of the rational factors. Consumers end the boycott for the
brand, good, or the country when they realize that they will get the maximum benefit from these goods. Although
national goods which are bought as a substitution to the foreign ones, reach a high number of sales income during the
boycott, they have dramatical decreases of sales income when the boycott ends. National manufacturers can have a
constantly increasing sales income if they focus on the issues such as quality development and basing the market,
rather than taking advantage of the cases like these.

Consumer Ethnocentrism
The concept of ethnocentrism means the tendency of the individuals to see their groups as the center of the
universe and judging of the other groups that have cultural differences and blindly acceptance of the groups that are
similar. In this context, the symbols and values of their own group are seen as a resource of pride while the values of
the other groups are scorned. As a result of relating ethnocentrism with the consumer behaviors, the consumer
ethnocentrism has appeared. In general concept, consumer ethnocentrism expresses the effects of consumers‘
national emotions on purchasing intentions. ( Uzkurt &amp; Özmen,2004).
Many scientific researches, mostly foreign, have been conducted about consumer ethnocentrism recently.
In the research which was conducted in 2004 in EskiĢehir by Uzkurt and Özmen, data was obtained by
interviewing the customers who were chosen using convenience sampling method. Analysis has been conducted over
172 surveys in total. As a result of the analysis, the old compared to the young, ones with a lower education level
compared to the higher ones, ones who have lower income compared to the higher ones and married people
compared to the bachelors have higher ethnocentric tendencies.
In the research which is conducted by Güneren and Öztüre (2005) in Cyprus using CETSCALE ( Consumer
Ethnocentric Tendencies Scale), data is obtained from the survey applied to 114 people who were chosen with
convenience sampling method. As a result of the survey, the participants with a high level of ethnocentrism were

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mostly amongst women, people with lower education level and lower income. No remarkable correlation has been
seen with the age of the participants and ethnocentrism.
In the research which was conducted by Orth and Firbasova in 2002 in Brno, the second biggest city of the
Czech Republic, and which was on ethnocentrism and yoghurts produced in Czech Republic, data was obtained
using a survey applied to 297 people who were randomly chosen and four different correlation model were formed.
As a result of the analysis it has been seen that, old consumers who have a high level of ethnocentric tendency, like
Czech yoghurts more than the young costumers who have a lower level of ethnocentric tendency. It makes it hard to
generalize the research that the number of the participants is low and it was only about yoghurt.
Fang Liu and others examined the correlation between the brand names from different languages and
customers‘ ethnocentric tendencies in 2007 in Guangzhou, the capital city of Guandog state in China. As a result of
the research it has been found that there is a remarkable correlation between the ethnocentric tendencies of the
customers and their ages and education levels.
In the research that was conducted by Chakrabarty and Conrad in 1995, a survey was applied on the phone
to 315 people who were chosen randomly. It has been found that ethnocentric tendencies decrease for good quality
products.

Consumer Boycotts
The tendencies of consumers on not buying a brand or none of the brands of a country is called consumer
boycott (Balıkçıoğlu and others, 2008). Consumer boycotts can be divided into various kinds considering the
duration, scope, organization type and reasons to do.
However, it is very difficult to consider a boycott in one class. For example, a boycott that is started because
of political reasons may last for a long time or in contrast it may last for a short time.
According to Balıkçıoğlu and others‘ statements, Friedman (1999) and Smith (2000) divide the consumer
boycotts into four considering their functions. These are: instrumental, expressive, punitive and buycott.
When boycotts in Turkey are examined, it is seen that products of Denmark were boycotted as the last one.
As a result of the publication of Hz. Mohammed‘s cartoons one after the other negatively, not only in Turkey but
also in the whole Islamic World they had confronted with enormous reaction and a boycott towards Danish products
was started. However, the very little trading volume between Turkey and Denmark was resulted this boycott not to
be so effective. Besides this boycott which was done as a result of religious exploitation, Italy and France were
boycotted because of political reasons and enterprises in the public towards boycotting the products of these
countries were started. Just like it was in Denmark sample, the little trading volume between Turkey and these two
countries and employment of thousands of Turkish citizens in Italian and French originated corporations in Turkey
with their national partners resulted these two boycott enterprises to fail.
Besides country boycotts also brand boycotts have been made. Especially in 2005, an organized boycott on
the Internet was started against Danone that is one of the biggest food companies, with messages distributed on the
Internet telling that additional substances that cause mental deficiencies are used in the child-oriented products of
this company and these statements caused dramatical decreases in the sales of the company.
Danone firm, that had great damage because of this case, has started legal process for the responsible ones
who distributed these messages on the Internet and for the next marketing works focused on the message that its
products include no additional substances that may damage human health transmitting it in various medias.

Research Method
In the research data is obtained using a survey. Surveys were applied to consumers who live in eight
different cities by interviewing them. 900 survey copies for consumers who live in 8 different cities were prepared
and 514 of them returned, thus the analysis has been made using these 514 survey copies. The distribution of the
participants according to the cities is given below.

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Province
Ġstanbul
Ankara
Ġzmir
Adana
Afyonkarahisar
Konya
Samsun
Gaziantep

Frequency
98
99
85
71
63
49
20
29

%
19.1
19.3
16.5
13.8
12.3
9.5
3.9
5.6

Table 1: The Distribution of the Participants According to the Cities
The survey used in the research has four parts. In the first part the participant‘s city, his/her attitude related
to consumer behaviors and if he/she is a member of any kind of consumer organization or not are asked. In the
second part basing on the February 2008 data of Turkish Statistical Institute (TSI) ten countries are given from
which Turkey imported goods and the participants are asked to state their attitude towards these countries. In this
part a fivefold likert scale has been used and attitudes are listed from (1) the country from which I can buy products
with peace of mind, to (5) the country which must be boycotted the most.
In the third part, five scales, which are in ―I certainly agree‖ and ―I certainly disagree‖ interval, are given for
19 attitude items that are prepared in accordance with likert scale. Six of these items are taken from CESTSCALE
which was developed by Shimp ve Sharma (1987). 10 items are related to consumer boycott and final 3 items are
asked in order to find out the attitudes of the consumers towards foreign goods and EU.
In the fourth part the demographic features of the participants have been tried to evaluate. In addition, it has
been asked the participants how do they defined themselves and whether they had any foreign product on at the
moment when the survey was being applied.

Research Findings
Demographic Structure of the Participants
64.6 % of the participants are male and 31.3 % of the participants a female. According to the 2008 TSI data
male-female rationale is equal in total population but it has been a limit of the study that female rationale is less than
male one. Besides according to the 2007 TSI data, the ratio of the university graduates to the total population is C
(vocational schools+faculties+masters degree and Phd) about 10%. In the sample the rato of the university graduates
is 39.7%. This situation is the other limit of the research.

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Demographic Structure
Gender
Male
Female
Marital Status
Married
Single
Widow-divorced
Education
Primary education
High education
University
Age
18-24
25-31
32-40
40-50
51-60
Over 60
Income (YTL)
Below 580
581-800
801-1200
1201-2000
Over 2000 YTL
Occupation
Officer
Laboring
Tradesman
Retired
Self-employed
Housewife
Student

Frequency

Current %

332
161

66,7
32,3

292
190
14

58.9
38.3
2.8

79
221
204

15.7
43.8
40.5

138
102
121
89
43
6

27.7
20.4
24.2
17.8
8.6
1.2

107
84
136
71
42

24.2
19
30.8
16.1
9.5

95
120
72
33
33
21
81

20.9
26.4
15.8
7.3
7.3
4.6
17.8

Table 2: Demographic Structure of the Participants
The World View of the Participants
At the end of the survey it has been asked the participants how they defined themselves and to choose one
option out of six ones. 37% of the participants have defined themselves as patriots.
View
Leftist
Social Democrat
Conservative
Religious
Nationalist
Liberal
None

Frequency
40
92
59
59
183
36
23

%
8.1
18.7
12
12
37.2
7.3
4.6

Table 3: The World View of the Participants.

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67% of the participants have stated that they had foreign products on at the moment of replying the survey.
It has been found out that the most common foreign product that the participants have on is the mobile phone.
Research Findings About Consumer Boycott Behavior
46.5 % of the participants have stated that they had boycotted a country or a brand.
In table 4 that is given below, the product groups that the consumers had boycotted are shown. As a result
of the analysis it has seen that the product group which is boycotted the most is food group with a ratio of 44.7 % and
the least is medical group with a ratio of 2.5%.
Product Group
Food
Confection-textile
Automative
Personal care products
Cleaning products
Whiteware
Newspaper-magazine
Furniture-carpet-home products
Banking-insurance group
Medical Group

Frequency
106
36
21
16
11
13
11
9
8
6

Current %
44.7
15.2
8.9
6.8
4.6
5.5
4.6
3.8
3.4
2.5

Table 4: Boycotted Product Groups.
When the boycott durations are analyzed, 61.3 of the participants have stated that they have been still going
on with the consumer boycotts.
Boycott duration
Below 3 mounths
3-6 mounths
6-12 mounths
1-2 years
Over 2 years
Still going on

Frequency
25
25
19
14
8
144

Current %
10.6
10.6
8.1
6
3.4
61.3

Table 5: Boycott Duration
Boycotted Countries and Brands
With a ratio of 35.7% it has been found out that mostly boycotted country is USA and 39% of the
participants believe USA to be boycotted constantly. Five of the participants have stated that they boycott Turkey.

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Country
U.S.A
France
Israel
Italy
China
Russia
England
Denmark
Netherland
Germany
Iran
Turkey
Sweden
Japan

Frequency
74
38
28
16
13
1
4
16
12
6
1
5
1
2

Current %
35.7
18.4
13.5
7.7
6.3
0.5
1.9
7.7
1
2.9
0.5
2.4
0.5
1

Table 6: The Boycotted Countries
It has been found out that the participants boycott 41 different brands. According to the results of the
analysis mostly boycotted brand is Coca-Cola. As Coca-Cola is a food company that belongs to the USA, it is seen
that research findings about the boycotted product group, country and brand are consistent. It has been found out that
11different Turkish brands are boycotted by the participants.

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Brand
Coca-Cola
Ariel
Danone
Mc Donalds
Nestle
Nescafe
Rodi
Motorola
Gucci
Ġpek shampoo
Colgate
Bosche
Benetton
Newspaper of Turkey
Ülker
Rosche
Profilo
Adidas
Pınarsüt
Fruko
Leke
Knorr
Converse
Amway
Telefunken
Vestel
Ġstikbal
Avon
Beta
Leman
Newsweek
Peugeot
Renault
Ford
Fiat
Scharzkopf
Siemens
Ġpana
Philips
Toyota
Loreal Paris

Frequency
49
10
5
3
7
2
1
5
1
1
1
1
3
1
1
5
1
1
1
1
2
1
1
2
3
1
1
2
3
1
1
1
4
1
1
2
1
2
1
1
1

Current %
36.6
7.5
3.7
2.2
5.2
1.5
0.7
3.7
0.7
0.7
0.7
0.7
2.2
0.7
0.7
3.7
0.7
0.7
0.7
0.7
1.5
0.7
0.7
1.5
2.2
0.7
0.7
1.5
2.2
0.7
0.7
0.7
3
0.7
0.7
1.5
0.7
1.5
0.7
0.7
0.7

Table 7. The Boycotted Brands
34.3 % of the participants have stated that they bought a product again later which once they had boycotted.
16.1 % of the participants have replied the question. The reasons of the re-purchasing these products are shown in
Table 8.

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Reasons for Repurchasing
Quality
Chepness
Obligation
Reason of the boycott
disappeared

was

Frequency
18
12
43
10

Current %
21.7
14.5
51.8
12

Table 8: Consumers Reasons for Repurchasing The Brands That They Boycotted.
More than half of the participants who have replied to the question have stated that they re-purchased the
products that they once boycotted because they had to do it. 21.7 of the participants have re-purchased the products
because of its good quality.
The attitudes of the participants towards ten countries from which Turkey had imported goods according to
the February 2008 data of TSI have been evaluated. A fivefold scale has been used starting from the country from
which you can buy goods in peace of mind (1) to the country that must be boycotted the most (5) In table 9 attitudes
of the participants towards these ten countries are shown.
Countries

The counrty
which shoul
be boycotted
most (%)

The counrty
which should
be boycotted
(%)

Russia
Germany
China
Italy
U.S.A.
France
England
Switzerland
Ukrain
Iran

9.7
8
35.6
10.9
55.6
42.8
28.8
12.5
5.4
10.5

17,3
13.6
24.7
22
24.5
26.1
19.8
11.5
8.4
5.1

The country
which
doesn‘t need
to
be
boycotted
(%)
27
28
15.6
27.4
7
11.9
19.5
30.5
35
29.4

The country
which should
be
cooperated
(%)
27
23.2
10.9
14.2
4.5
6.4
12.5
17.5
22.8
30.5

The country
which we get
their
products with
peace
of
mind (%)
3.5
13.6
1.8
3.5
1.9
1.6
2.7
7.2
5.8
8.6

The
participants
that have no
informed
(%)
15.4
13.6
11.5
22
6.4
11.3
16.7
20.6
22.6
16

Table 9: View of the Participants About Ten Selected Countries
Only 1.8 % of the participants have been a member of any kind of a consumer organization.
Evaluation results about the 19 items which are located in the third part of the research and which are
prepared using a fivefold likert scale about the attitudes of the participants towards consumer boycotts are given in
Table 10.

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Statement
1. Domestic products should be taken at any time instead of
imported products.
2. The products not only in our country should be imported.
3. Foreign products should‘nt be bought because this will cause
unemployment.
4. I prefer to support my country‘s product, even if the cost
burden to me.
5. Access of the foreign products to Turkish market should be
complicated
6. Consumer boycotts are effective on companies.
7. Local businesses organizate the boycotts that against to the
foreign products.
8. Media orientate the consumer boycotts.
9. I boycott the products of companies which exploited my
religious beliefs.
10. I boycott the products of companies which damaged my
country‘s political interest.
11. People around me effect met to do consumer boycott.
12. I boycott the products with my own volition.
13. I never purchase a product of a country or firm which I
boycotted before.
14. I try to orientate the other consumers to boycott.
15. Boycott is an individual reaction against the negative
bahaviour.
16. Importation sholud be prevented because it is a big threat
for domestic production.
17. Quality product should been in my country even if it is
foreigner
18. I believe that EU membership would be useful for our
country.
19. Imported products increases our quality of life.

Mean
4.18

S.D.
1.03

3.94
3.64

1.03
1.14

3.72

1.15

3.71

1.07

3.73
3.26

0.92
0.92

4.01

0.87

4.19
4.33

0.99
0.89

2.35
4.04

1.15
1.61

3.85
3.57

1.02
1.1

3.96

0.94

3.97

1.02

3.49

1.12

3.35

1.34

2.82

1.24

Table 10: Average Values Related to the Participants‘ Ethnocentric Tendencies and Consumer Boycott
Behaviors
The correlation between the demographic characteristics of the participants and consumer ethnocentric and
consumer boycott behaviors has been examined. T-test and variance analysis results are separately given in Table 11
and Table 12.
Demographic
Structure
Gender
Age
Marital status
Income

Calculated Value
14.684
2.297
0.601
2.548

Significicance
Level
0.188 (t)
0.048
0.549
0.02

(P= 0,05)

Table 11: The Examination of the Correlation Between Ethnocentric Tendencies and Demographic Features of the
Participants

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As a result of the T-test it has seen that ethnocentric tendencies don‘t change according to the gender. As a
result of the variance analysis no remarkable correlation is found between the consumer ethnocentric tendencies and
marital status. Besides that it is seen that consumer ethnocentric tendencies differ according to age and marital status.
Demographic
Structure
Gender
Age
Marital status
Income

Calculated Value
1.073
0.843
3.076
0.676

Significicance
Level
0.451
0.519
0.047
0.669

(P= 0,05)

Table 12: The Examination of the Correlation Between Consumer Boycott Behavior of the Participants and Their
Demographic Features.
In the result of the T-test it has been found out that consumer boycott behaviors tendencies don‘t differ
according to the gender. In the results of variance analysis it has been found out that consumer boycott behavior
tendencies differ according to the marital status. In addition to that it has been found out that consumer boycott
behavior tendencies don‘t differ according to the age and income.

Conclusion and the Limits of the Research
Inadequate quantity of the sample group and because available sample group doesn‘t reflect the
demographic features of the main group prevent the research results from generalization. Another limit of the
research is because of the disparity of the number of the participants from 8 different cities compared to the number
of each city‘s population.
As a result of the T-test it has been found out that consumer ethnocentric tendencies don‘t differ according
to the gender. As a result of the variance analysis no remarkable correlation has been found out between consumer
ethnocentric tendencies and consumer marital status. However, it has been found out that consumer ethnocentric
tendencies change according to the age and income.
As a result of the research, the upper location of the countries and brands that are mostly boycotted in the
list in terms of Turkey‘s exporting volume and intensifying of consumer boycotts in especially some definite
countries and brands can be subjects of future researches.

References
Balıkçıoğlu, B., Koçak, A., Özer, A.(2008). Process of indirect consumer boycott as a non-violence movement and evolvations
for Turkey. Journal of Faculty of Politic Sciences of Ankara University, 63(2), 79-100
Güneren, E.&amp; Öztüren, A. (2005). A Pilot Survey on Effect of Consumer Ethnocentric Tendencies to Buying Trend of Domestic
and Foreign Products of TRNC Citizens. 10th Marketing Congress, 2005, 169-188
Lui F., Murphy, J., Li, J., Liu, X. (2007). English and Chinese? The role consumer ethnocentrism and country of Chinese attitudes
towards store sings. Australasian Marketing Journal, 14(2), 5-13
Orthu, R. &amp; Firbasova, Z.(2002). Ethnocentrism and Consumer Evaluations of Czech Made Yoghurt. Agric. Econ.48(4),175-181
Turkish Statistical
(10.05.2008)

Institute.(2008).

National

Data

Release

Calendar.

http://www.tuik.gov.tr/PreTablo.do?tb

id=11.

Uzkurt, C. &amp; Özmen, M. (2004). The Effects of Consumer Ethnocentrism and Country-origin to Consumer Attitudes of Domestic
and Foreign Products. Proceedings Books. Faculty of Administrative and Economic Sciences of Gazi University, 2004, 261-274

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Data Warehousing (DW) - Models and Business Application
Aida HABUL
Prof. Dr., Sarajevo University,
Faculty of Economics
Sarajevo, Bosnia and Herzegovina
aida.habul@efsa.unsa.ba
Merdžana OBRALIģ
Res. Assist., International Burch University,
Faculty of Economics
Sarajevo, Bosnia and Herzegovina
mobralic@ibu.edu.ba

Abstract: Fighting with competition requires innovative ways of achieving the
advantages in the market. Creating long-term policy of doing business with the possibility
of adjustment to unpredictable phenomena requires an enormous amount of quality
information about the condition of the company, market, trends of state policies,
international trends, etc. This is a huge amount of different data. In the DW this
information is extracted, transformed, at the same time detailed and aggregated, processed
in a format that suits the user and is available in real time.
The Data Warehouse is a unique picture of business reality and ensures the
comprehensiveness of the whole business system; coverage of external and internal data is
the basis for defining the business strategy. The DW promotes the business of the
company by enriching the business processes and their participants with information
needed for making business decisions. It is forced to accurately define and describe the
business processes that need to be rejected, imported or innovated. The DW contains
rapid, accurate, aggregated, visually accessible information that contains a time
dimension, which represents an important managerial resource.

Introduction
In the market there is growing competition that day by day globalizes. At the same time, buyers are more
and more selective. All this is forcing manufacturers to constantly check their competitiveness in the market and to
find a successful business strategy. Strategic advantage over competitors is sought by achieving the proper planning
of market, product innovation, and proper relationships with customers and clients. It is necessity to have timely and
relevant information on all aspects of the business and market situations.
Data Warehousing is an important concept of effective decision support systems that are intensively
developing in recent years. With this concept and the methods is wanted to achieve ''intelligent'' business of company
in complex market conditions. For this already there is the name ''business intelligence''.
The company, which analyzes the behavior of their customers, behaves ''intelligently''. For example, it has
all the necessary customer data and captures every activity which is connected to that customer in the database. With
the analysis of this data, for example; by analyzing what and when the customer purchased, how many complaints
and for which products he had, all these analysis make the customer profile, or can be put into some category.
With the analyses of their own business data and external factors, we get the information used in making optimal
business decisions, and at the end make profit and ensure the further existence.

Data Warehousing
Data Warehousing is a set of data organization on which a decision support system is based. A small data
warehouse that contains the data of only one area is called a regional data warehouse (eng. Data March). Data
Warehouse is defined as a set of information organized so can be analyzed, extracted, merged and otherwise be used
to understand their essence.

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Data Warehousing is also a database, provided that the information in it is organized in a special way. A Data
Warehouse has a large amount of data that is organized into small logical units called March Data. Data Warehouse
systems use abnormal (relaxed) data. Executing a query over the data organized this way is much faster. This kind of
work is called OLAP (On Line Analytical Processing). Data that is embedded in the data warehouse is usually
accessed through the March data. March Data usually represent a subset of logically related data from the data
warehouse, which refers to a specific area.
Business Intelligence is taken from data generated during the everyday business of firms. Because of the
perimeter, this data is archived each year, deleted and only the data of the next year remains in the database. In
addition, the data in the database must be updated so that old data is replaced with new data (e.g., old price, the old
quantity in warehouses or in stores they are being replaced by new ones), and then the trail of the old data is erased
in the database. For operational management of the old values businesses, for example, quantity in warehouse are not
important, but they are important for the business intelligence that tracks the time sequence of events of individual
business events. As a conclusion we can say that transactional bases are no longer enough, there is a need for data
warehouse.
Table 1. view of database and data warehouse

Features of Database
The data in related databases is organized into twodimensional tables that are mutually connected. The
database contains information for each business period.
After this period the data is archived and deleted from the
current database. The data is constantly being updated and
the old values cannot be seen.

What is differet beteen a warehouse and a
database?
A warehouse does not accumulate all the data from the
database in recent years. Only the data from the database
that is thought to be important for the analysis is archived
in the warehouse. The data in the warehouse is organized in a multidimensional cube, it is permanent and is related
to the time of emergence. The aim of the data warehouse is not operational business, it is to create a richer sourse of
information for various short and long term analysis and for forecasting.

P
W

r
a

o
r

p
e

e
h

r
o

t

i
u

e
s

s

o

f

D

a

t

a

e

The properities of the Data Warehouse are integration of Data Warehouse systems, the orientation of the Data
Warehouse system threads, the time dependence of the Data Warehouse system and the permanence of the Data
Warehouse system.

Orientation of DW System on Topics
The data is categorized and organized according to topics of business and not as a functional unit.
Examples of possible themes are Sales-information about products, customers, spatial and organizational structure;
Marketing-data about markets, products, customers, technologies, plans; Production-data about products, customers,
technologies, plans; Financial operations; and Transportation.

Time Dependence of DW System
The data is organized by a series ''cross of state‘‘ of operational data; each cross refers to a time interval.
How appear Data Warehouse ?

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Table 2. Data Warehouse

Basic Models of Data Warehouse
When creating a data warehouse today in practice we face three basic models or basic architecture of data
warehouse:
(1) two-layer architecture with a common data warehouse (original data + data warehouse);
this model is characterizing a single common centralized data warehouse. Data are received from various sources
inside of the organization and external data sources available via the Internet or other means. Characteristic of twolayer architecture is that it serves a large number of organizational units of company as individual users. Such
warehouses are large scale and very complex, and they are usually stored vast amounts of data. And the scheme of
data that are used for storing data should support a wide range application request. From the above it is evident that
the costs of maintaining such architecture are high and assume a substantial commitment and time of a certain
number and profiles of experts.
(2) two-layer architecture with multiple independent local data warehouse (original data + data march);
Characteristics of this data warehouse architecture is the existence of large number of independent local data
warehouse intended for support individual applications in the organizational units of companies. The result of this
architecture is the large number of systems which each of them submitted their data from various transactional
databases. The advantage of the above model of data warehouse is simpler construction and easier to use. But this
model also has disadvantages such as: (1) Difficulties in communication among organizational units of companies.
This model is not suitable for companies whose business requires the support of applications and projects that
assume mutual communication and cooperation of a larger number of organizational units of companies. (2)
Increasing the number of mutually independent data warehouse, slow growth and load themselves transactional
systems. (3) Data Marches are designed to support only one application and subsequent addition of new applications
in a specific warehouse represent difficulties. (4) Limited scalability of platform. And, (5) Uvid into actual state of
information at the company level became difficult.
(3) three-layer architecture with a common data warehouse and several affiliated local warehouses (original data
+ data warehouse + data march);
This model consists of large number of local data warehouse and a common data warehouse that is located
between the data warehouse and various data sources within and outside the company. Data warehouses rely on
central data warehouse that delivers information in a form that provides uniform access to all segments of company
business. Compared to the previous two models the advantages of three-layer architecture are higher accuracy of the
information freely from which sources are affected, communication among organizational units is easier, the burden
on IT specialists is reduced, stability and scalability of data warehousing platform is increased, and at the end, this
architecture is offering possibility of using foreign applications allowing connection of all entities in the chain of
value.
This three-layer warehouse architecture, that is known as the most used one has it owns advantages and
disadvantages. The advantages are: (1) The work load of IT specialists is reduced (because the data is already
coordinated in the warehouse, so they are just taken in the warehouse); (2) More opportunities to add new
application; (3) Improves the accuracy and precision of information (because everything is derived from one
warehouse); (4) Less difficulty in communication and cooperation between organizational units and parts that has to

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be performed together; and (5) The possibility of the use of applications that goes beyond the framework of
operations (connecting with buyers and suppliers in the value chain). The disadvantages are: Relatively high cost of
establishing a common warehouse at corporate level (to eliminate this disadvantage we have to make a gradual
incremental construction of warehouses: first we have to create the first warehouse, then the mini-warehouse, than
gradually add new warehouses and activate new applications, and finally comes the independence of the ''real''
warehouse).

Implementation of Data Warehouse
There are many ways to implement the Data Warehouse in a company. The implementation can be seen
from several aspects:
(1) An area that covers the data warehouse; DW can contain all the information of one company and for a period of
several years. Also, DW can carry a personal character for a specific manager and can contain information from a
short period of time (one year).
(2) Volume of data redundancy; there are three levels of data redundancy that companies should consider when
designing their own DW. (1) Virtual or ''Point to Point'' DW; (2) Central DW; and (3) Distributed DW.
(3) Types of final users; when we look at the DW from the final user point, we can establish three categories of
users: (1) CEOs and managers; (2) ''Powerful'' users (business and financial analysts, engineers, etc.); and (3) Users
for support (operational and administrative staff)

Levels of Analysis of Data in Warehouse
1. Generate static reports - If we only need a report in tabular or graphical format on the existing data from
the data warehouse, report generators are sufficient tools (e.g. Microsoft Crystal Reports or Oracle Reports), which
simply display data that is filtered, sorted or summarized by some criteria from the database.
2. OLAP (on-line processing analytical) - More complex, analytical processing of data by different
dimensions is done at the relational base on OLAP technology (e.g.: if you want to get information about Mazda 323
cars for sale in Osijek Friday afternoon). To view OLAP we have to use the most frequent three-dimensional cubes.
3. Data Mining - The most complex part of data processing, means sophisticated Métis for searching hidden
laws in data.

Selection of DW Strategies
Before the DW system is developed, it is necessary to choose a strategy that is as far as possible a guarantee
that the ultimate solution will meet the specific demands at the time.
Who are the final users? Which areas should be covered? What kind of information should the DW
provide? These are just some of the issues raised in the selection of implementation strategies of a DW in a company.
We should not ignore the fact that man is the main factor in the decision making process.

Business Application of Data Warehouse
Databases can be seen as the area where the company partners (customers, clients, service users) leave clues
about their business relationship with the company. Every transaction, purchase, invitation addressed over the call
center, seeking bids for certain set of items is being recorded in database.
Company that are using Data Warehouses
1) Volkswagen AG - uses Business Object tools for monitoring all data - from finance, manufacturing, development,
research, sales, marketing and purchasing. Users at all levels can access the statements in BI tools.
2) MasterCard International – uses the BI tools for monitoring data in the area of advertising and authorization and
fraud detection.
3) Magma uses OLAP and BI tools to improve the reporting system on the sale of goods.

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Example of Applying DW in Textile Trades
A typical retail shop sells textiles to a large number of customers whose needs are significantly different.
Without adequate resources for the analysis of numerous data about clients, the shop would be doomed to failure.
The biggest benefits for a business are functions, the contact point through which insight into the characteristics and
behavior of clients is created.
The development of information technology has enabled us to be informed about clients and also to fill our
database with useful information.
The value of a customer is very important data. During their entire life cycle, the value of the customers is
always changing. All clients are not equally profitable, so the profitability of customers also changes over time.
These are the reasons why it is important to identify the clients whose value during their entire life cycle is great and
to establish close relationships with them. Our database should also contain answers to important questions about
customers, such as customer loyalty, cross selling, determining target prices, but also about suppliers, the efficiency
of suppliers, stock control, product flow, forecasting demand. The emphasis on the importance of logistics leads to
specialization in providing logistics services exclusively.
Textile makers are faced with the traditional approach of material offers which a user can feel and with the
new generation of customers that manage in the virtual world almost as much as in the real.
A well-made database enables the rapid development and progress in every sense. Also, the path from the
manufacturer to the final consumers is reduced to the minimum.
However, the possibilities of keeping the customer in this market are far greater than in others. Today we
are witnessing estimates that the market of direct selling as it was known in years past will completely disappear,
work on the DW and the content that is offered to customers with quality procurement and distribution channels can
ensure the stability of textile makers in new times. Therefore we should not neglect the potential of the Internet, but
we should consider target regional environment.
Decisions taken should be closely connected with the database. The database should be well designed,
created and filled with good information. That is the only way to guarantee life and successful business.

Conclusion
Fighting competition requires innovative ways of achieving the advantage in the market. Creating a longterm policy of doing business with the possibility of adjustment to unpredictable phenomena requires an enormous
amount of quality information on the condition of the company, market, trends of state policies, international trends,
etc. This is a huge amount of different data. In a DW this information is extracted, transformed, at the same time
detailed and aggregated, processed in format that suits the user and available in real time.
The Data Warehouse is a unique picture of business reality and ensures the comprehensiveness of the whole
business system; coverage of external and internal data is the basis for defining the business strategy. The DW
promotes the business of the company by enriching the business processes and their participants with information
needed for making business decisions. It is forced to accurately define and describe the business processes that need
to be rejected, imported or innovated. The DW contains rapid, accurate, aggregated, visually accessible information
that contains a time dimension, which represents an important managerial resource.
The DW is an information technology that simply imposes cooperative team work of professional
information experts and economists, and links the technical and business worlds. Perhaps this will lead to better
cooperation between designers and users of information systems and thus to greater success in the project of building
company information systems.

References
Bojan C., Poslovna inteligencija, Beograd, 2006.
Hanic H., Sistem informacija za upravljanje marketingom, Beogradska banarska akademija, Beograd, 2008.
http://www.infotrend.hr/clanak/2009/7/temelj-procesa-odlucivanja,41,810.html
John P., Model-Driven Data Warehouse, Integrate Burlingame, CA, 2003

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Kellet A., Integrated Business Intelligence, Butler Group, April 2003
Mladen V., Skladiste podataka.
Mrsic L., Poslovna inteligencija kroz poslovne slucajeve, Zagreb, 2003
Mrsic L., Primjena metoda rudarenja podataka u trgovini tekstilnim i srodnim proizvodima, Magistarski rad, Zagreb, 2004.
www.skladistenje.com
www.znanje.org

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Public Expenditure and Political Business Cycles inTurkey
Recep TARI
Faculty of Economics and Administrative Sciences,
Department of Economics, Kocaeli University, Turkey
rtari@kocaeli.edu.tr
Filiz ÖZKAN
Kaynarca Vocational School, Department of Economics and Administrative Sciences
Sakarya University, Turkey
fozkan@sakarya.edu.tr
Abstract: According to the theory of ―Political Business Cycles (PBC)‖, politicians prefer to
pursue opportunistic policies in order to increase their chance of election. For this reason, they
apply expansionary policies before the elections. Hence, they start to do this by increasing public
expenditures. There is an increase in the indicators of money parallel to the increase in public
expenditures. In this study it is examined that whether there have been appropriate developments
in terms of PBC theory during the elections of six congressmen in the period after 1980. In order
to determine the effect of PBC ―the traditional opportunistic model‖ from Nordhaus is used to test
the PBC effect. ―The opportunistic model‖ from Nordhaus is tested through the autoregressive
analysis method which is used by Alesina, Cohen and Roubini (1991,1992) in their studies for the
OECD countries and industrial countries. The results obtained as a result of the empirical analysis
support the PBC theory.

Introduction
The history of economics is the history of debates between the ones who claim that the government
intervention is necessary and who claim that it is unnecessary. In the framework of these debates, applications of
both of these approaches are observed due to the economic conditions of each period. However, there is a fact which
should be accepted that every day the state intervenes in the economic life with different reasons and through various
legal and institutional regulations. If the economists are not able to put their developed theories into the application,
then they just do brain gymnastic. Thus, this situation is seemed during many years and this distinction between
economics and politics give the idea to the politicians that they can arrange the economic life according to their own
vote calculations. This idea becomes widespread along with the economists isolate themselves from the legal and
institutional structure of the society (SavaĢ, 1997). Especially in the developing countries with a less institutional and
legal structure, the public share in the economy is more than others. Through the political instabilities it is
understood that the financial issues are not the only reason of this situation. In the beginning the state is seem as
maintaining the social order and it is associated with the Leviathan which is a superhuman being, whereas later it is
seen that the state is transformed to a monster that gives harm to its environment. Especially, after the Second World
War the rapid increase in the contribution of state in the economic life is defined as a very big danger (Erim, 2007).
If being away from the economic life is impossible for the state, at least there should be a limit of this contribution.
Politics and political institutions should be accepted as endogenous rather than exogenous in the economic theories.
After the long historical development process from this view, the Political Economic Theory (PET) is developed.
According to the PBC theory economy is manipulated by policy makers during the electoral periods since
politicians behave with political interest mostly in these periods. If the politicians are not restricted enough with the
laws in terms of their usage of economic policy tools, they prefer to pursue opportunistic policies instead of policies
for the interest of the public. In order to affect electorates, they mostly increase public expenditures. The financing of
the increased public expenditures is funded through increasing the money supply instead of increasing taxes since
taxes are not pleased by the electorates (Azgün, 2006). In this study, it is examined that whether the PBC has an
effect on the money variables of public expenditures, money supply and money in circulation during the general
elections of six congressmen in the period after 1980 in Turkey. ―The traditional opportunistic model‖ of Nordhaus
is used in order to test the effect of PBC. ―The opportunistic model‖ from Nordhaus is tested through the

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autoregressive analysis method which is used by Alesina, Cohen and Roubini (1991, 1992) in their studies for the
OECD countries and industrial countries.

Political Business Cycles Models
The concept of Political Business Cycles is firstly used by Nordhaus. According to Nordhaus, by aiming
vote maximization politicians pursue expansionary policies before the elections in order to boost the economy
whereas they pursue contractionary policies after the elections in order to remove the effects of these expansionary
policies. Therefore, a cycle occurs in economy due to the electoral periods (Nordhaus, 1975).
When the studies related with Political Business Cycles is examined it is observed that the literature
regarding to this issue is developed on two cycles. The first one is ―traditional model‖ that is considered in two
categories and the first of these is the opportunistic model developed by Nordhaus and the second one is the
partisanship model developed later by Hibbs (Hibbs, 1977). According to opportunistic model, politicians do not
have partisan objectives, they just appeal all kinds of manipulations in order to win elections. According to
partisanship model, politicians try to gain votes of their own electoral group by implementing ideological policies.
Secondly, in the framework of ―rational expectations theory‖ which is popular in 1980s, the PBC theory has been
developed as a ―modern approach‖. With the acceptance of rational expectations theory, the PBC theory is criticized
at the beginning. However, as a result of the empirical studies positive findings are obtained regarding to that the
PBC theory can still be explanatory even though the rational expectations theory is valid. According to the modern
PBC theory, because of the asymmetric information between the governments and citizens governments continue to
exhibit opportunistic or partisanship behaviors.

Methodology
In this study, in order to determine whether the politicians pursue opportunistic policies or not in the
electoral periods, the autoregressive analysis method is used which is applied by Alesina, Cohen and Roubini
(1991,1992) in their studies for the OECD countries and industrial countries (Alesina, 1991). The autoregressive
models are preferred instead of the structural models regarding each macroeconomic indicator which is due to the
reason that by testing each variable with the same model it is aimed to decrease the probability of difference that can
be arisen from modeling error in the determination of the effect of electoral periods. Furthermore, in the literature it
is emphasized that structural models are mainly valid in the developed countries with strong economy whereas their
validity is questionable in the less developed and developing countries with fragile economic system (Özkan, 2005).
General notation of the autoregressive model which is used in this study is as in the following:
Yt = α0 + α1 Yt-1+ α2 Yt-2+……+ αn Yt-n+PBCDUMMY + εt
(1)
Here, Yt represents each macroeconomic indicator. PBCDUMMY is the dummy variable that indicates the
dynamic implications of the theory of political business cycles. PBCDUMMY is defined as ―1‖ for the election
quarter and three quarters before the election, and defined as ―0‖ for other periods. εt represents the error terms.
The lagged values of autoregressive model is determined through the ―from general to special theory‖. The
stability of series is examined through the ADF unit root test (Dickey and Fuller, 1990). The Jarque-Bera(JB) test is
used in order to test whether the normality assumption, which is one of the necessary assumptions to perform
autoregression analysis, is satisfied or not (Bera and Jarque, 1981). After these models are tested, through the
Breusch Godfrey (LM) test it is checked whether there is an autocorrelation between the error terms or not (Godfrey,
1988). For error terms having constant variance is another necessary condition for autoregression analysis. The
ARCH LM test is used in order to determine whether the error terms have constant variance or not.

Test Results
Unit Root Analyses Result
When the graphic of public expenditures series in real terms is examined, seasonal effects are observed in the series. It
is observed that the coefficients are significant in the regression analysis which is performed with the seasonal dummy variables.
The seasonality effects are removed from the series and the stability of the series is checked with the ADF test. As seen on Table
1, the real public expenditures series which does not include seasonal effects is not stable as its degree. It is seen that the yearly
percentage change of series is stable with 0.05% significance level according to the ADF model which has a constant term and
trend.

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12000000

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10000000

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-100

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06

08

88

90

92

KAMUHARREEL

94

96

98

00

02

04

06

08

KAMUHARREELSAYD

Figure 1: Degree of Public Expenditures and Its Yearly Percentage Change Graphics
When the graphic of public expenditures series in real terms is examined, seasonal effects are observed in
the series. It is observed that the coefficients are significant in the regression analysis which is performed with the
seasonal dummy variables. The seasonality effects are removed from the series and the stability of the series is
checked with the ADF test. As seen on Table 1, the real public expenditures series which does not include seasonal
effects is not stable as its degree. It is seen that the yearly percentage change of series is stable with 0.05%
significance level according to the ADF model which has a constant term and trend.
50000000

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RELM1

98

00

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04

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08

RE LM1YD

Figure 2: Degree of Real M1 and Its Yearly Percentage Change Graphics
When the graphic of Real M1 series is examined, at first it is observed that the series is not stable.
Furthermore, it appears that there can also be seasonal effect. It is seen that the coefficients are significant as a result
of the regression analysis done with the seasonal dummy variables. However, when the yearly percentage change is
considered the seasonality effect disappears. Furthermore, when Table 1 is examined it is seen that while the real M1
series is not stable, the percentage change is stable in all ADF models in terms of various significance levels.
24000000

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Figure 3: Degree of Real Money in Circulation and Its Yearly Percentage Change Graphics

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When the graphic of real money in circulation is examined, it is understood that the series is not stable,
however it is not certainly understood whether there is a seasonal effect or not. As a result of the regression analysis
done with the seasonal dummy variables it is seen that the coefficients are insignificant, therefore it is understood
that there is no seasonality effect. When the results of the unit root test is examined, it is observed that the series of
real money in circulation is not stable in degree of level whereas the percentage change is stable in all ADF models
in terms of various significance levels.
The results of ADF unit root test, which is performed to determine the stability structures of series, are
shown on Table 1.
with constant
term
Public expenditures
-2,04
Public expenditures % -1,80
M1
0,03
M1%
-2,70***
Money in circulation
1,62
Money in circulation % -2,85***
%1 -3,51
Kritical values,
%5 -2,89
%10 -2,58

Lag.
3
8
4
4
6
4

constant
and trend
-1,47
-3,79**
-1,00
-4,08*
0,37
-4,90*
-4,06
-3,46
-3,15

term
Lag.
3
3
4
7
6
3

without constant
term and trend
-0,91
-0,76
0,98
-2,02**
2,12
-2,44**
-2,59
-1,94
-1,61

Lag.
4
4
4
8
6
4

Table 1: ADF Test Results
Autoregressive Model Analyses Results
The summary of statistical values for autoregressive model examining public expenditures, money supply
and money in circulation is shown on Table 2. The autoregressive models which are estimated by lagged values are
as in the following:
Pub.Expen. = 2,53+ 13,6 Pub.Expen. (-2) + 0,18 Pub.Expen. (-4) + 0,39 PBCdummy
(0,00) (0,03)
(0,08)
(0,00)
M1 = 7,47
(0.05) (0.00)

+0,79 M1(-1)
(0,01)

+0,42 M1(-5)
(0,00)

+ 0,21 M1(-7)
(0,04)

– 0,22 M1(-8)
(0,03)

+8,22PBCdummy
(0,06)

M.Cir. = 2,95+ 0,49 M.Cir.(-1) + 0,20 M.Cir.(-2) - 0,33 M.Cir.(-4) + 26 M.Cir.(-5) + 11,79 PBCdummy
(0,41)
(0,00)
(0,07)
(0,00)
(0,01)
(0,00)

Independent
Varieble
PBC
2
R
Dummy
DW
F probably
JB
LM
ARCH

Dependent Variable
Public
Money Supply
α
t
ist.
t
pro
αi
t ist. t ol.
Harcamaları
i
13,6 2,17 0,03 8,22
1,87 0,06
**
***
0,25
0,62
2,07
2,07
0,00
0,00
47,47 (0.00)
1,40 (0,49)
0,85 (0,47)
0,53(0,58)
0,92 (0,40)
0,30(0,73)

Money Circulation
αi
t ist.
t prob
11,79*
3,07
0,00
0,44
2,05
0,00
17,10 (0,00)
0,56(0,56)
1,27(0,27)

Table 2: Autoregressive Analyses Results
According to the regression estimate results on Table 2, it is observed that there is no autocorrelation and
changing variance problems in the LM and ARCH tests. Even the normality assumption is not satisfied in the model
regarding money supply since the number of observation (80) is sufficient enough and since there is no changing
variance problem the regression is highly confidential.

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When coefficient estimate results regarding to the examined variables are concerned, it is seen that
PBCDummy coefficient is positive and significant as appropriate to the theory. This acquired result confirms the
argument of the PBC theory that when the politicians try to affect the electorates they mostly use the ―public
expenditures‖ as fiscal policy tool. As a result of the increase in public expenditures there is an increase in money
supply and money in circulation.

Conclusion
Manipulating the macroeconomic policies in the direction of politic interests is one of the significant
problems of Turkish economy as in the economies of many countries. In order to come to power and to establish
government, politicians do not avoid using macroeconomic policies as instruments. In this study it is aimed to
determine whether politicians have opportunistic behavior or not. Therefore, it is analyzed that being appropriate to
the PBC theory whether there is a significant change in policy instrument variables such as public expenditures,
money supply and money in circulation during the electoral periods. When the obtained results are examined it is
observed that the election dummy variable regarding public expenditures, money supply and money in circulation is
positive and statistically significant which is appropriate to the theory. These findings assert that governments pursue
opportunistic policies in electoral periods in Turkey.

References
SavaĢ, V.F., (1997), Anayasal Ġktisat, Ġstanbul: Avcıol Basım Yayım.
Nordhaus, W,(1975), The Political Business Cycle, The Review of Economic Studies, 42(2), 169-190.
Alesina, A., Cohen G.D. &amp; Roubini, N., (1991), Makroeconomic Policy and Elections in OECD Democracies,
NBER Working Paper, National Bureau of Economic Research, 1050 Massachusetts Avenue Cambridge.
Özkan, F., (2005), Döviz Kuru Öngörü Yöntemleri: Türkiye Uygulaması, Y. Lisans Tezi, Zonguldak Karaelmas Üniversitesi,
Sosyal Bilimler Enstitüsü.
Erim, N., (2007), Ġktisadi DüĢünce Tarihi, Ankara: Palme Yayıncılık.
Azgün, S., (2006), Kamu Açığı ve DıĢ Açıkların GeliĢimi: 1980–2004 Dönem Analizi, E-Akademi Hukuk, Ekonomi ve Siyasal
Bilimler Dergisi, 53(7).
Hibbs, D.G., (1977), Political Parties and Macroeconomic Policy, The American Political Science Review, 71 (4), 1467-1487.
Dickey, D.A. &amp; Fuller, W.A., (1979), Distribution of the Estimators for Autoregressive Time Series with a Unit Root, Journal of
the American Statistical Association, 74, 427–431.
Perron, P., (1990), Testing for a Unit Root in a Time Series With a Changing Mean, Journal of Business Economic Satistics, 8(2),
19-25.
Godfrey, L.G. (1988), Spesicification Test in Econometrics, Cambridge, UK: Cambridge.
Bera, A. &amp; Jarque, C. (1981), Efficient est for Normality, Heterosedasticity and Serial Indepence of Regression Residuals: Monte
Carlo Evidence, Economics Letter, 7, 313-318.

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Comparison of Islamic, Traditional and Alternative Utility Theories
Sümeyye DEMĠRSOY
International University of Sarajevo
Bosnia and Herzegovina
Mehmet CAN
International University of Sarajevo
Bosnia and Herzegovina
mcan@ius.edu.ba

Abstract: Decision making under uncertainty is always trying to be explained by utility
theory. And utility theory‘s roots rely on moral philosophy. Moral philosophy is
concerning concepts about good and bad, right and wrong, virtue, justice, etc. It can be say
that utilitarianism, which is a field of moral philosophy, is more directly about utility
theory. Throughout the human history, from Prophet Abraham to Greek philosophers;
Socrates, Aristotle, Epicurus, to Islam scholars al Kindi, al-Farabi, al-Razi, Ibn-i Sina, Ibni Rushd, Ibn-i Haldun, all discussed about ethics and utility concept.

1. Introduction
Although utility is an economic term which measures the satisfaction or desirability in terms of the
consumption of goods and services, its roots rely on moral philosophy which deals with the concepts about good and
bad, right and wrong, virtue, justice, and happiness. On the other hand, concepts of good and bad, right and wrong,
virtue, justice, and happiness was constituents of ethichs throughout history of humanity.
Human concepts like good and bad, right and wrong, virtue, justice, and happiness were the concern of
human civilizations through millenniums. Historically the foundations of human ethics are laid by divine revaliations
through prophets.
Muslims identify the prophets of Islam as those humans chosen by Allah to teach mankind. Humans may
rely on revelation or tradition to identify prophets. Each prophet brought the same basic ideas of ethics. They brought
the belief in a single God and in the avoidance of idolatry and sin.
Muslims regard Adam as the first prophet and Muhammad as the last. Islamic theology recognises as many
as 124,000 prophets. The Qur'an identifies 25 prophets by name, starting with Adam and ending with Muhammad.
Five of them, Rasuls, receive the highest reverence for their perseverance, Ibrahim (Abraham), Moosa (Moses),
Dawud (David), Isa (Jesus), and Muhammad.

1.1 Prophet Ibrahim (Abraham)
Ibrahim was born in a house of idolaters, in the kingdom of Babylon. He announced to his people: O my
people I turned my face towards Him Who created the heavens and the earth, and never shall I give partners to Allah.
He has the power to make the stars rise and set.

1.2 Prophet Musa (Moses)
Musa the son of Imran, was born in Egypt in which at that time the kings were known as Fir‘awns. First
statement about working ethics in Torah is in Genesis part. ―In the sweat of thy face shalt thou eat bread, till thou
return unto the ground; for out of it wast thou taken: for dust thou art, and unto dust shalt thou return.‖ (Torah,
Genesis 3/19)
In Torah it is suggested to respect neighbour rights and to behave in good way to them: ―When thou dost
lend thy brother any thing, thou shalt not go into his house to fetch his pledge. Thou shalt stand abroad, and the man
to whom thou dost lend shall bring out the pledge abroad unto thee. And if the man be poor, thou shalt not sleep with
his pledge: In any case thou shalt deliver him the pledge again when the sun goeth down, that he may sleep in his

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own raiment, and bless thee: and it shall be righteousness unto thee before the Lord thy God."(Torah, Deureronomy
24/10-13)
Another statement about poor is as following and in this statement Torah mentioning about living together
with brothers: ―And if thy brother be waxen poor, and fallen in decay with thee; then thou shalt relieve him: yea,
though he be a stranger, or a sojourner; that he may live with thee. Take thou no usury of him, or increase: but fear
thy God; that thy brother may live with thee.‖ (Torah, Levitucus 25/35-36)
―If thou lend money to any of my people that is poor by thee, thou shalt not be to him as an usurer, neither
shalt thou lay upon him usury. If thou at all take thy neighbor's raiment to pledge, thou shalt deliver it unto him by
that the sun goeth down: For that is his covering only, it is his raiment for his skin: wherein shall he sleep? and it
shall come to pass, when he crieth unto me, that I will hear; for I am gracious.‖ (Torah, Exodus, 22/25-27)
―And when ye reap the harvest of your land, thou shalt not wholly reap the corners of thy field, neither shalt
thou gather the gleanings of thy harvest. And thou shalt not glean thy vineyard, neither shalt thou gather every grape
of thy vineyard; thou shalt leave them for the poor and stranger: I am the LORD your God.‖ (Torah, Levitucus 19/910)
―And if thy brother be waxen poor, and fallen in decay with thee; then thou shalt relieve him: yea, though
he be a stranger, or a sojourner; that he may live with thee.‖ (Torah, Levitucus 25/35)

1.3 Prophet Dawud (David)
Dawud (David) was not only an illustrious Prophet of the Israelites but he was also their king. The Holy
Qur'an affirms: "And Allah gave him the kingdom! and wisdom and taught him of that which He willed." (2: 251).
And it was said unto him: ― 0' Dawud!To! We have set you as a vicegerent in the earth, therefore, judge aright
between mankind and follow not desire." (38:26)
He lived in Bait-ul-Lahm which was situated at the distance of ten miles from Jerusalem. He prayed: "Our Lord!
Pour out constancy on us and make our steps firm and help us against those who are disbelievers." (2:249)
Allah revealed the Zabur (Book of Psalms) to Prophet Dawud. It contains lessons for the guidance of his people.

1.4 Buddha
The evidence of the early texts suggests that the Buddha was born in a community that was on the
periphery, both geographically and culturally, of fifth century BCE northeast India. This community seems to have
had two categories of people, masters and servants.
The Four Noble Truths of Budhism:
1.
2.

3.
4.

Life as we know it ultimately is or leads to suffering/uneasiness (dukkha) in one way or another.
Suffering is caused by craving. This is often expressed as a deluded clinging to a certain sense of existence,
to selfhood, or to the things or phenomena that we consider the cause of happiness or unhappiness. Craving
also has its negative aspect, i.e. one craves that a certain state of affairs not exist.
Suffering ends when craving ends. This is achieved by eliminating delusion, thereby reaching a liberated
state of Enlightenment (bodhi);
Reaching this liberated state is achieved by following the path laid out by the Buddha.

2. The Greek Philosophers
For ancient Greek philosophers the question ‗how should I live?‘ took a fundamentally prudential or selfregarding form. It amounted for them an inquiry searching how a man could secure his own happiness, fulfilment or
perfection. Benevolence, altruism, philanthropy, a concern for happiness of others occupied a secondary position in
their ethical recommendations. It is conceived as a condition of self-realisation of the individual. In general Greek
philosophers, Plato and Aristotle in particular, found a place for restricted benevolence by emphasising the role of
friendship in a fully satisfying life. Aristo somewhat made a disdainful liberality part of his conception of the
ethically ideal or ‗magnanimous‘ man.
It can be said that utilitarianism, which is a field of moral philosophy, is more directly about utility theory.
Utilitarianism can be understood as a movement for legal, political and social reform that flourished in the nineteenth
century. It can also be understood as the ideology of that movement. It is also a general ethical theory. As a theory of

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ethics, it provides a criterion for distinguishing between the right and wrong action, an account of nature of the moral
judgements that characterise action as right and wrong.
Utilitarianism can be expressed as the combination of two principles: (i) the consequentialist principle that
the rightness, or wrongness of an action is determined by the goodness, or badness of the results that flow from it and
(ii) the hedonist principle that the only thing that is good in itself is pleasure and the only thing bad in itself is pain.
The doctrine can be expressed in the form of a single principle, the greatest happiness principle: the rigthness of an
action is determined by its contribution to the happiness of everyone affected by it. (Quinton, 1973).
Greek moralists unreflectively assumed a consequentialist position in developing their more or less
prudential life-styles. The only way in which they conceived it to be possible to justify a type of conduct was by
reference to the results to which it gave rise (Quinton, 1973).

2.1

Socrates (BC 470-399)

Socrates' ethical intellectualism has an eudaemological character in which he asserted that the highest good
for any human being is happiness. According to Socrates, people‘s true happiness is promoted by doing what is right.
When people‘s true utility is served (tending own soul), people are achieving happiness. Happiness is evident from
the long-term effect on the soul.
According to him, whatever action a man chooses is motivated by his desire for happiness. All the concepts
like knowledge, virtue, and wisdom are the same and man chooses an action according to what he thinks will bring
him the greatest happiness. Therefore the more a man knows, the greater his ability to reason out the correct choice
and the greater his ability to choose those actions which truly bring happiness to him.
According to Socrates, to answer the question ‗what is happiness‘, the first question should be asked to an
individual by himself: If all his needs were completed, or he had enough power to do anything, would he really be
happy? When individual observe and attract attention to him, even all these needs mentioned above are completed,
he sees that he is not happy enough. On the contrary he sees that he witnessed many disappointments, only when he
is in harmony with himself he will really be happy. People who are not in harmony with themselves never be happy
properly.
Socrates believes that psychic harmony is the greatest good, and that the result of it is moral behavior. He
also believes that if you have a healthy body and soul then you are in psychic harmony with yourself. In the ideal
soul, the reasoning part and the feelings (desires for honour) rule over the appetitive part (desires for wealth, food,
etc). A properly ordered soul experiences a sense of well-being or psychological health. Thus, psychological health is
something distinct from psychological stability since it depends on psychic harmony.
According to Socrates, immoral behavior is a result of an unbalanced personality and leads people to
irrational behavior. Psychic harmony is a psychological condition and makes someone moral and this harmony has
no motivation. Moral behavior comes from people‘s own beliefs and desires. If one is bad or unjust in the social
sense it is because of his sensuality, greed, or vanity. According to Socrates where there is psychic harmony, the
motives for injustice in the social sense will be eliminated.
Socrates did not surpass the prejudice of Greek intellectualism in ethics. It is enough to know virtue in order
to be virtuous. Everyone wishes to be happy and if someone does not attain happiness, it is because he does not know
the way that leads to happiness. Consequently, so-called evil men are in reality only ignorant. Thus, vice is
synonymous with ignorance, so knowledge of the good is synonymous with virtue. That is why Socrates, who
intended to form a virtuous youth, restricted his teaching to the search for moral concepts.
The foundations of Socratic system of ethics can be summarised as;
i.
a choice is rational if and only if it is a choice of what is best for the agent
ii.
something is good for an agent if and only if it is morally right.
The cornerstone of Socratic ethics is the self-interested concern for happiness, that is, one's own good. But
this concern requires that we act in accordance with what is just and noble, that is the moral good. The identity of
one's own good with the moral good is the basis for specific Socratic foundations. Socrates shows in the book
Gorgias that one's own good coincides almost completely with the moral good, since the utility of nonmoral goods,
for example, wealth, depends on the possession of moral excellence.
According to Socrates, the content of goodness/benevolence covers utility and pleasure. That is why some
of the historians of ethics assume that Socrates is Epicurean, so he is utilitarian. However, pleasure, which Socrates
implies, is not harmfull to intellect and soul. Here intellect has a role of being informative and determinant. Thus
Socrates‘ pleasure is under control of intellect. And also Socrates‘ utility view is not individualistic, but public.

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2.2

School of Cyrene – Aristippus (BC 435-366)

Cyrene school of philosophy is a kind of discipline of Socrates, founded in the 5th century by Aristippus.
He was a hedonist and urging the pre-eminent claims of bodily pleasure as an end.
This philosopher explains his thought, which he starts with a question ‗what is a happy life‘, by answering
‗life, which has as much as possible pleasure and as little as possible suffering, is a happy life‘. To make life happy,
someone should include as much as possible pleasure and as little as possible suffering to his/her life. For to do this,
he/she should decrease needs, so it will be adjusted to life with limited needs. So by doing with limited needs, it can
be benefited from all pleasures of life.
Aristippus teaches us kind of a life art that should be lived wisely. And this art can be gained by giving up
desires which make people slaves of themselves. Thus, school of Cyrene derived hedonism from Socrates‘
eudaimonism. Later on, school of Cyrene‘s this hedonism concept was accepted by Epicurus (Aster, 2005)

2.3

School of Cynicism – Antisthenes (BC 455-365)

Antisthenes, who outlined the themes of the school, is the first philosopher of school of cynicism. He had
been a pupil of Socrates in the late 5th century BC. Antisthenes has severe discussions to Aristippus‘ pleasure
assumption.
According to Antisthenes, people should look for real happiness in desire of freedom and liberty inside.
People, who reach to real happiness, know how to stay insensitive and disregarding in relation to either pleasure or
suffering. This staying indifferent in relation to pleasure or suffering brings freedom from inside.

2.4

Plato (BC 427-347)

Plato, founder of Academy in Athens, is a classical Greek philosopher. His mentor was Socrates and his
student was Aristotle. According to Plato, nothing is fine without moderation, and the thing which is pleasant
becomes as pleasant with this moderation. He also mentiones about moderation in between organic pleasures and
intellectual benevolence.
Unlike Aristotle‘s developed concept of happiness (will be mentioned below), Plato‘s happiness concept is
more obscure. According to Plato, the Good is the source of intelligibility. He asserted that the highest goal in all of
education is knowledge of the Good. According to him, human beings aim at the good, nobody voluntarily chooses
evil.
Plato thinks that the masses are incapable of grasping the truth. He illustrated this in his the allegory of the
cave where Plato suggests that the masses cannot see the truth directly but they are satisfied with an illusion of
reality. According to Plato, the good is the source of intelligibility and happiness is the attainment of intelligibility.
Thus, Plato describes his happiness concepts as the goal of life.
There is an important difference between Socratics and Plato. Both Aristippus and Antisthenes are
individualists. For both of them, origin is individual. Both of them don‘t deal with super-individual fact as state,
history, society. If people want to be really happy, they should be on their own, they should not depend on other
people. In this point, Plato has disagreement with his other two schoolmates. According to Plato, people never be on
their own but always live with other people. If we isolate an individual from the society he lives in, we exclude him
from his own resources. Moreover, the institution called ‗state‘ is like a human. What condition social entire is in,
individual lives in the same condition. Thus to understand human being, it should be looked into the state which he
lives. Therefore Plato rejects Socratics‘ (Aristippus and Antisthenes) thoughts. Although they seem like the followers
of Socrates, Plato thinks that they are not thinking in similar perspective. According to Plato, contrary to Aristippus
and Antisthenes‘ individualistic tendency, Socrates did not only show his skillfulness about living, but he also
became the first example of moral principle which took socialization as a base (Aster, 2005).

2.5

Aristotle (BC 384-322)

Aristotle is a Greek philosopher who is student of Plato and teacher of Alexander the Great. His teaching
about virtue and ethics is set forth in his Nicomachean Ethics.
Greek philosophy accepts that human life‘s main purpose is ‗happiness‘. However they differentiate from each other
about ‗what is happiness‘. Aristotelian method is different from others because, according to him, each existence has

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its own activity. Knowing specific activity of human shows us that what kind of an objective this human wants to
reach. So it will be learned what is the ‗real happiness‘.
According to Aristotle, happiness (eudaimonia) is an activity of the soul in accordance with virtue and it is
the highest of all goods. Happiness is the first principle and cause of all goods and it is a self-sufficient activity
always chosen for itself. Unlike other virtues, happiness is the only thing chosen only for itself and not for the sake
of other things. Aristotle believes that amusement is not self sufficient like happiness and he distinguished between
the life of amusement and the happy life.
Aristotle proposes two possible paths to happiness as a life of virtuous activity and a life of theoria and asks
which of the two is the best. The former path defines happiness as a practical vitue and in need of external goods.
And the latter path theoria is contemplation of eternal truths for an entire lifetime which is the highest activity of
reason. Aristotle chooses theoria. Becuase the life of practical virtue achieves happiness in a lesser sense because of
the necessity of material goods in this life and the life of the theoria limits the need for material goods and perfect
happiness (eudaimonia) is enjoyed by the Gods.
According to Aristotle, human being is rational as his nature. If a rational man behaves rationally and
moderate, he will be behaved parallelly to his nature. ‗Thinking‘ and ‗knowing‘ are human‘s highest activities. But
what can be ratio/intellect‘s activity in practical life? Each of the virtues is a state of being that naturally seeks its
mean. All virtues are in between of two extremes, virtues are means of the two extremes. This mean is not
mathematical but it is a border which can be found by ratio/intellect. The virtuous habit of action is always an
intermediate state between the opposed vices of excess and deficiency. For example; with respect to the enjoyment
of pleasures, temperance (sophrosúnê) is a mean between the excess of intemperance and the deficiency of
insensibility. Greek thought always searches for harmony and moderation, dislikes extremes. Aristotle is an opposer
to all kind of extremes, too. Thus, Aristotle is against the thoughts that reject possessions like Cynics. Aristotle
emphasizes on possessions‘ relative values. By using them moderately, they can bring even sense and value. One
another thought of Aristotle is not to ignore desires and urges totally, they should not be ignored totally, but to keep
them down by ratio.
According to Aristotle, there is no direct connection between good/benevolence and pleasure. These three
points should be taken into account: First pleasure is not main principle for a moral life, second pleasure occurs as a
result of an action which targets virtue. And third virtue is in the action which results in pleasure.

2.6

Epicurus (BC 341-271)

Two more schools joined to the list of schools of philosophy in about BC 300s. One is school of Stoa and
the other one is Epicureanism that took its name from the founder Epicurus. These two schools have contradictory
opinions about life and knowledge.
As it is mentioned in former parts of this work, school of Cynicism and Cyrene have contradictory opinions
about ethics, too. According to Cynics, it is important to exert perfect dominance on desires. After Cynics, we see
some similar thoughts are repeated by Stoa. It is virtuous to exert dominance on excitements, desires because virtue
gives us staying apathetic to life and death. School of Cyrene perceives life‘s real purpose as catching pleasure and
escaping from pain. Kind of a dissidence, like between Cynics and Cyrenes, later on was seen in between Stoa and
Epicureanism.
These two schools, Stoa and Epicureanism, sustained their existence by keeping alive dispute among them.
However at the same time they have some similar or common opinions. The first point they agree is that human
being is subject of philosophy. First they draw portraits of ‗superman‘. However all these ‗superman‘ concepts were
interpreted differently. For Stoa school, superman is man who beats demands and desires, knows to disregard to both
life and death. They show apathy (lack of interest or concern) as a purpose to human. On the other hand
Epicureanism finds its purpose on ataraxie (freedom from worry). However it can be noticed that there is no big
difference between ataraxie and apathy.
According to Stoa school, first principle is people‘s need to understand that they are organs of the unity
called world. Second principle is people‘s need to know their own stand in the world and so to adopt themselves to
destiny which is chosen for themselves. However Epicurus thinks that world processes with respect to blind and
spontaneous necessity. If people‘s destinty is determined by coincidences which can not be seen before, then they
can have interest in products which are their own will-power. Thus, people will stay disregard in respect to life and
death and by behaving rationally they will know how to distinguish things which give happiness.
Epicurus adopted the principle to attain pleasure and to escape from pain in ethics. But human should do
this wisely. He should avoid from intense pleasures which bring pain at last. Human should not interest in anything
more than its necessity because extremes cause to pain. People should know to keep away from temporary and

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specious values such as fine and glory. Temporary values always direct people to more, and this more never ends,
that is why people always stay in unrest. Thus, people should be interested in ―moral pleasures‖ which won‘t cause
to dissatisfaction. According to Epicurus, for to be happy, it is necessary to live moderate, to tend pleasures which
are moral, and to behave in accordance with all these.
Epicurus established his school in Athens in 306 BC. In the surviving writings of Epicurus, there is little of
direct relevance to the connection between utility and justice. However, virtue including justice, was not intended to
limit pleasure. According to Bailey (Bailey 1928) Epicureanism is ‗a system of uncompromising egoistic hedonism‘.
Scarre (Scarre 1994) put it, ‗just as the Epicurean community practiced economic self-sufficiency within the walls of
its garden, the Epicurean man cultivates an inner self-sufficiency, a contentment in his own physical and mental
states and a suppression of unnecessary desires‘. The only perfect pleasure was a condition of ataraxie where one
lives quietly in bodily health and with little physical and psychological distress. (Rosen, 2003).
Although none of the pleasure is bad, some (involving less pain) are purer than others. Epicurus made
connection between pleasure and health, pain and disease. All pleasures were good in the sense that health was good,
even though some pleasures were mixed. If health was good, with disease of body or soul it becomes greatest evil.
In Epicureanism the greatest pleasure was defined by the removal of all pain, and hence the Epicurean lived
quietly and peacefully in the real or metaphorical Garden (Rosen, 2003). The important virtue for Epicurus was
prudence, and a considerable emphasis was placed on the egoistic pleasures connected with friendship. On the other
hand, little attention was given to social values and instincts.
When it comes to ‗justice‘ in Epicurus‘ system, it can be said that ‗justice‘ means achieving security from
the attacks of other people. Epicurus‘ state on a conception of justice is that; a pledge of mutual advantage to restain
men from harming one another and save them from being harmed (Epicurus,1926). At another point, Epicurus wrote
about justice in terms of being of advantage in the requirements of men‘s dealings with one another (Epicurus,
1926). Epicurus used here a Greek phrase, ‗sumpherei en tais chreiais‘, for ‗advantage in the requirements‘. Rosen
claims that Greek noun, ‗chreia‘, also possessed a range of meanings and might be translated as ‗need‘, ‗use‘ or
‗utility‘.
For all societies in which to make compacts not to harm one another is not possible, nothing was either just
or unjust. Although justice was applied potentially to all requiring, where contracts for one should not harm others,
such a justice might be applied differently in different societies and under different circumstances. Where a law,
which was previously considered, just, had no longer had usefulness or secured advantage, there was no longer just
(Epicurus, 1926). According to Alberti (Alberti 1995) ‗justice is the realization of utility by means of a contract‘. The
emphasis on utility allows for the separation of law from justice by rejecting the view found in Plato and Aristotle,
that all law is just. And emphasis on utility leads to a notion of justice which is different from nomos (legal justice)
and physis (natural justice) (Rosen, 2003).
Justice was an invention of the wise for their own good. Epicurus summed up matters with brutal directness
and claimed that the laws exist for the sake of the wise, not that they may not do wrong, but that they may not suffer
it (Bailey,1928). Law and justice were matters of convenience which the wise person devised and approved.
Epicurus had no reason to make justice a positive part of the human condition except enabling people to obtain
‗peace of soul‘ (DeWitt, 1954). ―It represented a painful burden, and in its application as punishment justice could be
extremely painful. All that could recommend it was its utility to the wise. Other members of society might have less
invested in justice, as they were not cultivating their gardens as were Epicureans, and might well gain less from rules
concerning not harming others. However, so long as they accepted the compact, they would be assisting themselves,
as well as not harming the wise in society.‖(Rosen, 2003).

3. Medieval Times Islam Philosophers
In the seventh century, translation movements from Greek to Arabic language started and in the time of
Caliph al-Mansur this movements reached its peak. The study of Islamic ethics began to take shape in the third
century of Islam‘s emerge, with the influences from Greek ethics including Stoicism, Platonism and Aristotelianism.
Al-Kindi, the first philosopher of Islam, influenced by Socrates and Diogenes the Cynic as seen in his ethical
writings. Other influences can be seen in the work of Platonists such as Abu Bakr al-Razi or Neoplatonists such as
al-Farabi, Aristotelian influences can be seen in the works of al-Farabi, Ibn Sina and Ibn Rushd.

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3.1 Al-Kindi (d.873)
Abu Yusuf Ya‘qub ibn Ishaq al-Kindi (d.873) was the first philosopher of Islam and also the first author on
philosophical ethics. In Baghdad, al-Kindi was involved in the scientific movement of the translation of Greek texts
into Arabic. His starting point was Greek philosophy and he is reported by the classical bibliographers that he has a
number of ethical treatises reflecting an interest in Socratic and Cynic thought.
In al-Kindi‘s writings, the personalities of Socrates and Diogenes the Cynic are united and both emerge as
ideal instances of virtue and asceticism (Fakhry, 1998). Moreover, the Stoic idea of apatheia (freedom from passion)
and the indifference to the vicissitudes of fortune are set out in fluent terms. According to al-Kindi, the antidote of
pain is to consider that pain results either from our actions of from doing the actions of others. In the former case, it
is individual‘s duty to avoid from doing which is the cause of pain. In the latter case, averting the pain is either in our
power or it is not. If it is in our power then we certainly ought to avert it, if it is not, we should not suffer at the
prospect of injury with the hope that it might somehow be turned away. The suggestion, to avoid material
possessions as temporary acquisitions, reflects the influences of the Stoic philosophers.

3.2

Abu Bakr al-Razi (d. 925)

Another philosopher Abu Bakr al-Razi (d. 925), who is influenced by Plato, refers to Plato as ‗the master of
the philosophers and their leader‘ and to Socrates as ‗the ascetic and spritual‘ sage in his book al-Tibb al-Ruhani
(The Spiritual Physic).
A Socratic-Platonic theme which takes place in al-Razi‘s writings is the foolishness of the hedonistic life
which turns man into a slave. People‘s many of pleasures are temporary and unattainable and people are attacked by
anxiety or pain. But according to al-Razi, true philosopher will not succumb to pain, because philosopher
understands that nothing is permanent in this world. And that whatever cannot be turned away should be ignored,
since it is the product of passion and not of reason. al-Razi says in his book al-Falsafiya that: 'For reason summons us
only to what is susceptible of bringing about profit sooner or later; grief does not bring any advantage... That is why
the perfectly rational man will only follow the summons of reason ... and will never follow the summons of passion
or allow himself to be led by it or get close to it.
Like Socrates and Plato, al-Razi believes that the soul, leaving the body, will return to its original residence
in the intelligible world, after passing through an endless cycle of purifications. Death is a logical consequence of our
being human and essential part of the definition of man. However, al-Razi adds another argument which derives
from Epicurus that death is the deprivation of sensation and with his death man will be stripped of the sensations of
pleasure and pain. Thus this is a better condition than living in pain. That is why 'according to the judgment of reason
the condition of death is better than the condition of life' (Rasa‘il al-Razi al-Falsafiya).

3.3

Al-Farabi (d. 951)

Abu Nasr al-Farabi (d. 951) was known as the ―second master‖ (muallim-i sani) amongst his peers,
Aristotle being the first (muallim-i evvel). Al-Farabi was the first systematic writer on philosophical questions in
Islam. He also contributed to ethical discussions and wrote a commentary on some parts of the Nicomachean Ethics
which is translated into Arabic by Ishaq bin Hunayn.
Al-Farabi follows Aristotle in ethics like dividing the virtues into moral and intellectual (Fakhry, 1998).
According to him, moral virtues are perfections of the lustful part of the soul whereas perfections of the intellectual
part are practical reasoning, good judgement, wisdom and sound understanding. Al-Farabi also follows Aristotle‘s
arguments about justice which consists in the equitable distribution of ‗common goods‘ in the city or in the state.
Every member of city or state is entitled to share this ‗common goods‘ such as security, wealth, dignity, public
office, etc.
Al-Farabi deflects from Aristotle and other Greek phlosophers believing in the life hereafter in Qor‘anic
way. Accoring to al-Farabi, nations and citizens of cities attain happiness, worldly in here and supreme in the life
hereafter, when four human needs are met. These are; theoretical virtues, deliberative virtues, moral virtues and
practical arts. Worldly happiness is necessary for the attainment of supreme happiness in the hereafter. According to
him, happiness is the absolute good and achieving happiness is the purpose of life. Whenever the soul of the person
reaches perfection, then happiness is achieved. According to al-Farabi, if individual‘s desire for happiness is weak
and he/she has other purposes in his/her life, then the result will be evil.

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Theoretical virtues, the first one of the four themes mentioned above, consist of the sciences. The purpose is
to have understanding of all the beings on these sciences. Deliberative virtues are voluntary intelligibles that vary
across time and place such as events occuring accidentally or willingly, such as disasters or war. An individual
cannot possess deliberative virtue without possessing moral virtue. A person has to have virtuous moral character
who wishes the good for himself/herself or for others. And according to al-Farabi, theoretical virtues, deliberative
virtues, moral virtues and practical arts are all inseparable.
The his famous work al-Madina al-Fadila (virtuous city), in which people cooperate and help each other for
the purpose of attaining happiness, al-Farabi reflects again his devotion to Islamic utility perception. To him, on the
other hand, non-virtuous city is the city whose people do not know happiness. Al-Farabi discussed these two cities‘
souls of the citizens and he believed that the souls of the citizens of the virtuous city are immortal. However, the
souls of the citizens of the ignorant city are mortal and their destiny is to suffer. As a result, al-Farabi believed that
political association should be directed towards the attainment of happiness.
Generally, it can be said that al-Farabi was greatly influenced by both Aristotle and Plato in his philosophy
and his concept of happiness particularly. On the other hand, his thought was framed by Islam. He selected portions
from each of these three different influences to form a complete description of happiness. So his concept of
happiness is a product of his understanding of Greek philosophy and Islam. With his concept of happiness, he
combines Plato‘s concept of the good, Aristotle‘s concept of eudaimonia (happiness) and Islamic concept of Jihad Al
nafs (struggle of the soul).
Plato and Aristotle‘s concepts were given above. On the other hand, the Islamic concept of Jihad Al nafs
means the struggle of the soul. According to Islam, God created man to achieve bliss (happiness) in the next life
through a clearly defined struggle in this life called Jihad. By the Quranic definition, ―And whosoever strives
(jahada), strives (yujahidu) only for himself. Surely Allah is self sufficient, above need of His creatures.‖ (Quran
29:6). The person who struggles with turning his inner self into a new way of living that understands the true reality
where material is only a small portion.

3.4

Ibn Sina (Avicenna) (d. 980)

Ibn Sina (Avicenna) (d. 980) is one of the foremost philosophers in the Medieval Hellenistic Islamic
tradition and one of the most important practitioners of philosophy. He exercised a strong influence over the other
Islamic philosophers and medieval Europe as well. Al-Farabi‘s successor Ibn Sina is the author of a very short tract
on ethics and he follows closely the Platonic model in psychology.
Ibn Sina speaks about the laws which are needed to be laid down as the moral habits (akhlaq) and traits
(adat) which lead to justice. He divides the soul into different parts like rational, irascible, and concupiscent which
correspond to the virtues of wisdom, courage and temperance respectively. Finally justice is the ‗summation‘ of all
these three. According to Ibn Sina, enforcement of justice within the state (with the existence of caliph) is necessary
as the sovereign of the world and God‘s vicegerent on earth. The virtues of temperance, courage, and wisdom are for
the well-being of human beings in this world. They can be followed adequately without theoretical wisdom. Ibn Sina
presents theoretical wisdom as being so important that one can attain happiness only by acquiring it as well as these
three virtues, all of which add up to justice. Ibn Sina distinguishes himself from Farabi by insisting on the possibility
of acquiring temperance, courage, and practical wisdom-or justice-without possessing theoretical wisdom. In other
words, unlike Farabi, Ibn Sina does not perceive all the virtues to be intellectual or to be grounded in sound
intellectual understanding.
Make separation between the practical virtue and the theoretical virtue does not fully account for Ibn Sina's
moral teaching. From what appears in his treatises that moral habits are directed to the liberation of the soul from the
body. Thus they serve the ultimate goal of theoretical virtue, that is the soul achieving a free perception of God and
the divine intelligences. It is not clear, however, how the moral habits lead to justice. The only explanation that
comes to mind is that insofar as some human beings center their thoughts and activities on other worldly concerns.
Ibn Sina differs here from al-Farabi too since he starts with the basic human needs and ascends from them to the
larger issue of law- giving and providing for justice. On the other hand, Al-Farabi begins by thinking about ultimate
human happiness. Ultimate human happiness is about the highest ends of human beings rather than their humblest
beginnings or it is about their noble concerns rather than about their basic needs.

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3.5

Ibn Rushd (Averroes) (d. 1198)

Ibn Rushd (Averroes) (d. 1198) is regarded as one of the important Islamic philosophers. He set out to
integrate Aristotelian philosophy with the Islamic thought in the twelfth-century of Islamic Spain. He produced
commentaries on Aristotle‘s Nicomachean Ethics and also Plato‘s Republic which is relevant to his ethical theory as
well.
According to Ibn Rushd, the principal virtues correspond to the perfection of the three parts of the soul are
the rational, the irascible, and the concupiscent. Then he describes justice along Platonic lines as the ‗harmony‘ of
the three corresponding virtues of wisdom, courage and temperance. As Aristotle stated in the Nicomachean Ethics,
it has two subdivisions which are common or universal, corresponding to ‗perfect virtue‘, and particular. However,
Ibn Rushd does not identify happiness with the contemplative life, but rather with conjunction (ittisal) to the active
intellect, which the Muslim Neoplatonists had regarded as man‘s ultimate goal.
In Muslim thought, everything they need to know about moral behaviour is encapsulated in Islam.
However, Ibn Rushd argued that a distinction should be drawn between moral notions and divine commands and
here he follows an Aristotelian approach (Leaman). According to Ibn Rushd, the answer of question ―what is the
purpose of a human being?‖ is that; one of the ultimate aims is to be happy and to avoid actions which lead to
unhappiness. Moral virtue leads to happiness. If people do what they should do in accordance with their nature,
people will be able to achieve happiness. This happiness may be interpreted as a mixture of social and religious
activities or as an entirely intellectual ideal. However, neither religion nor philosophy would approve of entirely
intellectual ideal as the ultimate aim for the majority of the community. It is possible for someone that he/she would
try to live apart from the community with concentrating entirely on intellectual pursuits, but this way of living is
inferior to a life in which there is a concentration upon intellectual thought but combined with integration within the
practices of a particular society.
Ibn Rushd, inspite of working within an Islamic context, does not identify happiness and misery with some
aspect of the afterlife since he was unable to accept the traditional view of the afterlife. Here Oliver Leaman, who
has many works about Ibn Rushd, claims that without religious imagery, ordinary believers may find it difficult to
understand that our moral actions affect not only ourselves but the happiness of the whole community, not just at a
particular time or in a particular place but as a species. With our bad behaviours, we damage our own chances of
human flourishing, and this damage affects our personal opportunities for achieving happiness and maturing as
people. It is also resulting to the weakening of society. According to Leaman, while it is possibly true that the misery
of evil-doing may not follow us personally after our death, it may well follow the community. The notion of an
afterlife points to the wider terms of reference in which moral action has life.

3.6

Ibn Khaldun

Another philosopher Ibn Khaldun, who lived in 14th century, centred his economic ideas generally around
the ideas of justice, hardwork, cooperation, moderation and fairness. He emphasises Al-adl (justice) as the bedrock
of the economy, and lack of justice leads to the breakdown of the state. Some of his writings may appear as secular.
For instance; ―Civilisation and its well-being as well as business prosperity depends on production and people‘s
efforts in all directions in their own interest and profit‖ (Muqaddimah, Volume 2). However, Ibn Khaldun insisted
that man must avoid from evils, must improve himself, and must give preference to matters of the next world against
this world (Muqaddimah, Volume 1).
According to Ibn Khaldun, extravagance and luxurious living lead to the destruction of the state. ―Sedentary
people are much concerned with all kinds of pleasure. They are accustomed to luxury and success in worldly
occupations and indulgence in worldly desires. Therefore, their souls are adored with all kinds blameworthy and evil
qualities‖(Muqaddimah, Volume 1, 225).
Another issue Ibn Khaldun emphasises is cooperation. He says that ―the power of the individual human
being is not sufficient for him to obtain the food he needs through cooperation, the needs of a number of persons,
many times greater than their own number can be satisfied‖ (Muqaddimah, Volume 1, 69) ( Ibn Haldun, 1977).
Above the economic philosophy of Ibn Khaldun was mentioned shortly, but, his Muqaddimah covers a
large number of other areas about economy like money, value, market, population, growth, international trade, etc.
When dealing with micro or macro economic issues, he demonstrated perfect competence in generating theories. In
his work, Ibn Khaldun synthesises the ideas learnt from the Qur‘an and Sunnah, and from other sources which were
converted into powerful theories.

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4. Conclusion
Human concepts like good and bad, right and wrong, virtue, justice, and happiness were the concern of
human civilizations through millenniums. Historically the foundations of human ethics are laid by divine revaliations
through prophets. Then Greek phlosophers and Muslim scholars contributed to the theory till the begining of the
modern times.
With the begining of the 20th century industrial society began to transform into information society and risk
and uncertainty became prior and diagnostic feature of human behaviour. And now with these changes new structure
of society is multi-dimensional, more complicated and uncertain. While this theory became accepted and is using in
economics, criticism voices started to become louder. Critics to economics‘ deductive, abstractive and pure
rationalist method focused especially on uncertainty and risk that propelled from that analysis. Among them only one
was seem as an strong alternative to expected utility theory: Prospect theory which was found by Daniel Kahneman
and Amos Tversky in (Kahneman and Tversky 1979). They dealt with utility concept from the cognitive point of
view, Daniel Kahneman and Amos Tversky‘s studies were the earliest studies of human decision-making by
cognitive psychologists. Development of the theory through modern times may be the subject of another work.

References
Alberti, A., (1995). The Epicurean Theory of Law and Justice, in A. Laks and M. Schofield (eds) Justice and Generosity, Studies
in Hellenistic Social and Political Philosophy, Cambridge: Cambridge University Press.
Bailey, C. (1928). The Greek Atomists and Epicurus, Oxford: Clarendon Pres.
DeWitt, N.,W., (1954). Epicurus and his Philosophy, Minneapolis: University of Minnesota Press.
Epicurus, (1926). Epicurus, the Extant Remains, trans. C. Bailey, Oxford: Clarendon Press.
Ibn Haldun, (1977). Mukaddime, Ankara: Onur Yayinlari.
Ibn Khaldun, (1967). An Introduction to History: The Muqaddimah, London: Routledge and Kegan Paul.
Kahneman, D., Tversky A., (1979). Prospect theory: An analysis of decision under risk. Econometrica, 47(2), 263-291.
Quinton, A., (1973). Utilitarian Ethics, London: Open Court
Rosen, F. (2003). Classical Utilitarianism from Hume to Mill, New York: Routledge
Scarre, G. (1994). Epicurus as Forerunner of Utilitarianism, Utilitas, 6:219-31.

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Contribution of University on Economic Development

Ahmet DĠNC
Economics Department
Ishik University, Erbil, Iraq
da29tr@yahoo.com

Abstract: Economic development refers to economic growth accompanied by changes in
output distribution and economic structure. These changes: improvement in material, a decline in
an agriculture‘s share of gross national product(GNP), increasing share of industry in GNP,
increasing education level, substantial technical advance and etc. Human Development Index is
one of the measurement of Economic development. Economist need skillful labor force is
provided by universities to ensure qualified more production with value added for economic
growth and development. We saw that universities contributed innovation to become monopol in
world market, relationship between domestic private companies and foreing ones, ensuring
sustainable development, to become guide for foreign and domestic firms. In addition, universites
contributed as information office. In this study, we analyzed contribution of technology and
internet to the university and contribution of universities to economic development of country.
We have worked and searched in private university in foreign country for 12 years. So, we aimed
productive study with work experience abroad, observing and interactive study with
academicians in other universities. We analyzed our study under three main titles; Functions of
universities and categorize of countries. How to improve level of economic lesson by using
internet among countries. Contribution of universities to level of economic development

Introduction
During the last few centuries the western economies have experienced an economic growth never before
seen in history. This change has mainly been caused by knowledge, compared to previous history where land, natural
resources, labor or machines were the factors determining economic growth and development. Long run economic
performance during the last few decades, known as the knowledge economy or the information age, has
consequently been driven by innovation and technological change instead, so, The production of new knowledge
plays an important role in economic growth, international trade and regional development. (Rindeskar, 2005) The
central purpose of this study is to analyze the importance of human capital are educated by university for generation
of economic development through its effect on knowledge production in the innovation. A key driver to achieve the
economic, social and physical regeneration of city and region University makes environment where science and
business work together. (Goddard, 2009) It was seen that there is impact of universıty on economic development.
Innovation and research which are studied by universities are the main argument on development of any country.
These are the key of ensuring welfare.

Functions of University and Classification of Countries
Functions of University
The Universities are schools of education as well as research. But, main reason for their existence is not to
be found either in the just knowledge conveyed to the students or in the just opportunities for research afforded to the
academicians in faculty. These functions could be performed at a cheaper rate. ( www.jstor.org/pss/40218022) When
we pay attention definition of economics we see two major topics: unlimited human wants and limited resources.
The twenty-first century is universally recognized as a time for developing knowledge-based economies and digital
information technologies. With the rapid socia-economic changes, the democratization of government, structural
shifts in production and the rapid growth of value systems of recent years, serious new challenges have presented
themselves, with regards to the maintenance and function of higher education. In order to meet these challenges,
higher education must continue to advance through innovation, effective adjustments, planning and ability to predict

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the future or vision. Universities are not only a school of knowledge, culture and technological innovation but they
are also important centers for the cultivation of a nation's resources. Therefore, by bringing the university's function
into full play, can it provide an essential foundation for motivating academic and technological innovation and assist
with the economic development of a country. It is also clear that university competitiveness is a major indicator of a
nation's competitiveness and that the excellence of a nation's universities is an important key to increasing a nation's
sense of competitiveness. (Mu-lin, 2002) The two poles of the social function of universities are the academics
inherent in universities and the more diverse demands from society, which are dialectic unity. Academics are
inherent in universities and the function of universities that focused on social demands is the sociality of universities.
Academics are the internal cause of multiple functions of universities while social demands are the external one. The
potential of universities finds expression in the external cause of social demands, without which the potential is only
potential elements and will never turn into reality. On the contrary, without the potential of universities social
demands cannot make the products which society is in need of. Exchange between universities and society is the
bridge that connects the two parts. Universities as a social organization have basic characteristics of all social
organizations. Sociality is one feature of human organizations, being that ―organizations composed of human all
exist in society as part of it and for the sake of it.‖ The potential that enables universities‘ exchange is their academic
activities, which underlie the functions of universities. Universities‘ function of criticism is closely linked with the
objective, fundamental, and pioneering academic activities. ―It is the characteristic of universities‘ serving society
that in addition to paying attention to the immediate demands of society, universities should be pioneers to be ahead
of social progress and provide new thoughts and opportunities for sustained development.‖ It is the objective and
pioneering academic activities that enable universities to correct the defects resulting from the pursuit of self-utility
on the part of other social organizations and to criticize society. The university function of international
communication is the product of the objective academic activities, which makes it possible for people from different
countries and with different ideologies to make discussions and exchanges on objective issues in the contemporary
world. (Liu, 2005)
Classification of Countries
We believe that there is a close relationship between function of university and economic development. We
think that you will no doubt about the importance and broad applicable of economics after reading and studying this
study. Let‘s take an example one branch in university as faculty of economics and administrative sciences. Our aim
is to allow students to understand economic environment, And to show you how to apply economic principles to
actual events. We tried to show most of our examples applications, and extensions are drawn from the real world.
We can count some way to define economics:
- is the social science that deals with such problems
- is a study of mankind in the ordinary business of life
- is a broad-ranging discipline
- is the study of the use of scarce resources to satisfy unlimited human wants.
Also we can count some definition of economists: are innovators, tinkers, and inventors in their own way.
Societies face lots real world problems, and history shows that economic ideas can produce waves to solve these
problems. When we categorize countries in the world we see three ones. These are:
1-Developed Countries
2-Developing Countries
3-The Least Developed Countries
Each society requires to past upper level to live comfortably. For that Economic Growth and Economic Development
should be at level required. The economy sometimes grows and sometimes shrinks. World faced with global crisis
and reduced production speed, so, global GDP fell down from 3.7 per cent in 2007 to 2 per cent in 2008 (UN,
2009)When we compare developed and least developed countries we see that there is big gap each other. It is said
that per capita income in developed country can be over 12 000 $ yearly. On the other hand a dollar a day means
365$ yearly. In addition society experiences such problems: Such as unemployment, price stability, unproductive
production, unfair competitive, inequity distribution income, maximizing profit, shut-down point etc. to solve these
problems economists use some instruments. To produce more and more production we increase input but this is not
enough. We need time and high level technology. Latest technology gives a hand to understand easily. High level
technology is ensured and used to reproduce by universities. For example let‘s analyse relationship between internet
and a faculty. I mean university innovates technology then uses it to improve teaching‘s quality.

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How to Improve Level of Economic Lesson by Using Internet Among Countries
When you study economics, you are probably wondering, why should we study economics? Actually,
people study economics for a number of reasons. Many people study economics because they hope to make money.
Some of them are worry that they will be illiterate if they don‘t know or understand the laws of supply and demand.
People are also concerned to learn about how we can improve our environment or why countries such as Russia and
china are moving from a planned to a market economy. As a voter we are interested about economy. Because which
party‘s way is better for us. By using our vote we become to select party‘s prior investment. At the same time if we
understand economy we can put forward an idea about meaning of economic growth, per capita income, distribution
of income, foreing direct investment, exchange rate, economic crisis (Faced with the current economic crisis, many
governments have identified enhanced ICT use as a strategy to quicken recovery), and etc.
The word economy comes from the Greek word oikonomos, which means ―one who manages a household.‖
At first, this origin might seem peculiar. But in fact, households and economies have much in common. Economics is
social science concerned with the production, distribution, exchange, and consumption of goods and services.
Economists focus on the way in which individuals, groups, business enterprises, and governments seek to achieve
efficiently any economic objective they select. Lesson of economy is presented at Universities, institutions of higher
education that offer programs beyond the high school level. Colleges and universities provide necessary training for
individuals wishing to enter professional careers. They also strive to develop students‘ creativity, insight, and
analytical skills. To train good economist at universities, we can benefit from internet for teaching, systematic
presentation of facts, ideas, skills, and techniques. (Samuelson &amp; Nordhaus, 2001)
Although human beings have survived and evolved as a species partly because of a capacity to share
knowledge, teaching as a profession did not emerge until relatively recently. The societies of the ancient world that
made substantial advances in knowledge and government, however, were those in which specially designated people
assumed responsibility for educating the young. Internet or computer-based global information system is composed
of many interconnected computer networks. Each network may link tens, hundreds, or even thousands of computers,
enabling them to share information with one another and to share computational resources such as powerful
supercomputers and databases of information. The Internet has made it possible for people all over the world to
communicate with one another effectively and inexpensively. Unlike traditional broadcasting media, such as radio
and television, the Internet does not have a centralized distribution system. Instead, an individual who has Internet
access can communicate directly with anyone else on the Internet, make information available to others, find
information provided by others, or sell products with a minimum overhead cost. The Internet has brought new
opportunities to government, business, and education. (UN, 2005)
Many individuals use the Internet for communicating through electronic mail (e-mail), for news and
research information, shopping, paying bills, and online banking. Educational institutions use the Internet for
research and to deliver courses and course material to students, for example distance learning (Distance services,
dispensed by cell-phone, internet telephony or websites, can allow skills that are in short supply to benefit larger
numbers of people.) (UNDP 2009) Scientists and scholars use the Internet to communicate with colleagues, perform
research, distribute lecture notes and course materials to students, and publish papers and articles. As we look
internet users by level of development 2000-2004 (see Table) we can see that developed countries is 73% in 2000
57% in 2004 years, developing countries are 25% in 2000 years 38% in 2004, South-East Europe and CIS 2% in
2000 years 5% in 2004 years. At the end of 2008, there were an estimated 1.4 billion Internet users around the world.
In developing countries, the number of users grew by a quarter, or almost five times faster than in developed
countries. As a result, developing countries now account for more than half the world‘s Internet users. A little over
one fifth of the world‘s population used the Internet in 2008. (UN, 2009)
Classification
Developed Countries
Developing countries
South-East Europe and CIS

2000
285 429 829
96 367 167
5 982 116

2001
344 585 162
137 712 413
8 963 563

2002
402 012 514
204 925 742
13 653 481

2003
433 307 644
256 845 766
23 745 186

Table 1: Internet users by region and level of development
Contribution of Universities to Level of Economic Development

488

2004
501 756 193
332 998 292
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Economic development refers to economic growth accompanied by changes in output distribution and
economic structure. These changes: improvement in material, a decline in an agriculture‘s share of GNP, increasing
share of industry in GNP, increasing education level, substantial technical advance and etc. Human Development
Index (HDI) is one of the measurement of Economic development. As we pay attention table below we see that HDI
contains three parts such as life expectancy, adult literacy, and GDP. GDP measures the total output and total
income of an economy. If we care about the happiness of a typical individual in an economy, it makes more sense to
look at GDP per capita. We can understand whether income is shared equally between its citizens.(Begg &amp; Fischer &amp;
Dornbusch 1997)We can measure level of country‘s economic development by looking HDI too. All three units in
this index are related directly with education, talent, knowledge, and learning. All these activities happend and occur
in university. According to Human Development Report 2009, all countries are classified if HDI of country is higher
than 0.900 it is very high human development country, if HDI of country is between 0.899 and 0.800 it is high
human development country, if HDI of country is between 0.799 and 0.500 it is medium human development coutry,
if HDI of country less than 0.499 it is low human development. (UNDP, 2009) When we see table below we can say
that Turkmenistan is medium human development country in 1998.
Turkmenistan/ Human Development Index (HDI)
Life
Adult
Combined Real
Expectancy literacy gross
GDP
years
above
enrolment per
15 (%) ratio (%)
capita
$

Life
Expectancy
Index

Educational
Attainment
Index

Real
GDP
per
capita
$

HDI

1997
1998

0.690
0.665

0.897
0.875

0.427
0.493

0.671
0.678

64.7
64.9

98.8
98.8

71.0
65.0

2683
3162

Table 2 :Turkmenistan HDI
It is accepted as inevitable that we live in a world accelerated change. As people, we can see creative
opportunity, or we can be demoralized as we watch companies and people come and go. As a region, we are always
going to be in the position of retention -- companies, people, and capital -- as we also search economic development
opportunities for expansion and attraction. The reality is that regions like Central Upstate New York compete with
regions around the world that are already organized to attract capital investment and jobs. If we look at regions that
are considered economic powerhouses, it‘s easy to see a pattern of success. Such as; the availability of skilled labor,
access to capital, investment in R&amp;D, proximity to colleges and research institutions, transportation and information
links to markets, networks of suppliers, favorable tax and cost of business structures, business-friendly local
government climates and regulatory environments, and a high quality of life. They are also places that project
success because they have mounted highly effective regional marketing programs based on their unique strengths.
(Hartsock 2007) Most universities‘ primary economic roles are the training of highly qualified personnel and the
production of new knowledge. While these roles are more important than ever in today‘s knowledge economy,
universities have also moved to occupy a new and central role in regional innovation ecosystems. (TRRA
2007)Universities need to focus upon innovative research activities which improve the quality of the regional
environment. This includes research that impacts the traditional areas such as tourism, or more broadly, the service
sector, biomedical research, coastal/environmental issues, and oil and gas. (Trumbach &amp; Lundberg p.3) None of this
serves to prove that universities are unimportant. In fact they are crucial. The government has acknowledged that the
most successful technology grouptas in the USA and UK are located in geographical proximity to centres of research
excellence in universities, such as Stanford, University of California, Massachusetts Institute of Technology in
Cambridge Massachusetts, Austin in Texas and Cambridge, UK. (Fazackerley, Smith &amp;Massey 2009) New roles
require new approaches. Universities are starting to move away from a narrow focus on patents and licensing to
acknowledge knowledge flows out into the market, and to establish supportive policies, programs and infrastructure
to make these processes more efficient. Universities are also starting to support entrepreneurship and to lead or
partner with other regional stakeholders in regional economic development efforts.
It was seen that universities have lots contributions, but here we will study three main key roles. The
following sections provide a sample of the different roles universities can play with respect to innovation and
economic development.

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First; Development of highly qualified personnel
Providing skilled graduates is one of the primary economic contributions of universities and a highly
effective means of transferring knowledge and increasing the absorptive capacity of firms for innovative ideas and
discoveries. Firms are attracted to the large pools of talent that universities generate and the availability of highly
qualified R&amp;D personnel is a key factor in R&amp;D site selection. Regionally, the concentration of creative, highly
skilled talent is a critical factor in cluster development and dynamic urban economies. Universities that are effective
generators of technology-based growth are able to recruit and/or retain star researchers. Universities also play an
important role through industry education and training partnerships, delivering non-degree educational programs
targeted to different industry sectors. These may include graduate certificate programs in technical or management
areas, executive development programs, weekend MBA programs, and corporate-focused distance education. (TRRA
2007) The increased importance of human capital is most evident in the well developed economies where the
structure has undergone considerable changes since the 1980’s. According to Romer (1990) the output per worker
increase that characterizes the western world during the last decades is explained by both technological progress
and a more effective labor force. Some economists stress that a well functioning higher educational system is one of
the most important elements of the modern economies. Not only because of the development and growth in the long
run but also because of the necessity of being competitive in the globalized world and international market of today.
(Gerdne, 2005) Also we should pay attention that economic growth and development is spreading to the east of
world because of skillful labor force. Nations who understand importance of education improve their standard of
living.

Second; Research and knowledge production
Universities benefit regional firms through knowledge spillovers – knowledge generated by universities at
lower cost than firms can produce it themselves. As firms located by universities tend to obtain knowledge at lower
cost than firms farther away, firms concentrate around universities creating beneficial cluster economies. While
universities are not the main source of external knowledge for firms, high-technology regional economies are usually
attached firmly by great research universities. These contribute patents, licenses, contract research, consulting and
problem solving for industry, design, engineering and testing services, often early in the innovation cycle when firms
and industries are seeking ideas.
Strong industry-university connections are needed, however, to connect a region‘s research and industry
strengths. Industry is rarely involved in the choices universities and their faculty make when it comes to building
research strengths. Some state governments fund R&amp;D, technology applications, and other programs to foster
emerging industries or build stronger relationships between industry and universities. Overall, though, efforts to
create critical mass in research areas critical to industry are important and do have an effect.

Third; Technology transfer
Most universities in North America today have some form of technology transfer office (TTO). However,
commercialization indicators (patents, licenses, university spin-offs) show that significant and sustained
commercialization success is concentrated among only a small number of institutions. Most technology transfer is
actually informal, involving publications, conferences, and informal exchanges. Patents rank low in most industries
except for pharmaceuticals, therefore, indirect mechanisms for the transfer of new ideas and innovations may be
more important. Most favour licensing for cash, followed by licensing for an equity stake and sponsored research.
This revenue maximizing approach tends to encourage a ―home run‖ mentality, focusing limited time and resources
on the technologies that seem to promise the greatest and fastest payback. Technologies with longer-term potential or
diffuse public benefit tend to be overlooked.
Most universities experience technologies ―going out the back door.‖ Many researchers circumvent their
TTO when they patent and patents with greater value are taken directly to the private sector more often. Firms
express difficulty in dealing with TTOs, citing staff inexperience, lack of business knowledge, and a tendency to
inflate the commercial potential of patents. As a result of this dynamic, the more fundamental goal – to maximize the
potential for university-based inventions to result in commercialized new products and innovations – remains unmet
in many cases. Successful universities seek to maximize commercialization volume and speed rather than revenue,

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although their revenues often remain substantial. They have begun to codify a broader range of technology transfer
pathways and to redefine the role of their TTO. There are different volume models of technology transfer but all:
Provide rewards for moving innovations into the marketplace
Focus on faculty as the key agents of innovation and commercialization
Emphasize greater standardization in faculty and industry interactions.
Universities are only one side of the technology transfer equation, however. Firms need the absorptive capacity to
realize the commercial benefits of basic research. (TRRA, 2007)

Universities in different countries
Recent changes in the universities of developed countries suggest the emergence of an entrepreneurial
model of academic research. The key feature of this model is acceptance by universities that they have a
responsibility not only to provide teaching and carry out research, but also to contribute directly to economic growth
of the society. This new model is being presented to developing countries as a way of encouraging entrepreneurship
among their researchers, of making an awareness of the needs of businesses, and of attracting industry funding.
Some successful examples to which this model has been applied in Mexico, and in Brazil. There are various
obstacles to the widespread adoption of the entrepreneurial model of a university in the developing word. For
example, universities can introduce changes to facilitate and promote relationships with industry, and indeed many
have already done so. But if the demand from industry for local knowledge production is weak and unchallenging,
the result will probably be an underdeveloped entrepreneurial university. Another source of difficulties, (see table 3),
is that developing countries have few researchers, and, given the general lack of resources in such countries, these
have to work with tight budgets. (http://www.scidev.net/en/policy-briefs/the-role-of-universities-in-knowledge production-.html)

Developed countries
Developing countries

GDP
61.1%
38.9%

Population
22.3%
77.7%

R&amp;D spending
84.4%
15.6%

Researchers
71.6%
28.4%

Table 3. Distribution of the world's GDP, population, research and
development spending and academic researchers
There are some 3 300 higher education establishments in the European Union and approximately 4 000 in
Europe as a whole, including the other countries of western Europe and the candidate countries. They take in an
increasing number of students, over 12.5 million in 2000, compared with fewer than 9 million ten years previously.
They employ 34% of the total number of researchers in Europe, with significant variations from one Member State to
another (26% in Germany, 55% in Spain and over 70% in Greece). In order for European universities to play a key
role in achieving the strategic goal set at the Lisbon European Council, i.e. to make the European Union (EU) the
most competitive and dynamic knowledge-based economy in the world, this Communication is intended to start a
debate on the role of European universities in the knowledge society and economy.
(http://europa.eu/legislation_summaries/education_training_youth/lifelong_learning/c11067_en.htm)

Conclusion
There is a close relationship between universities and economic development. It was analyzed that to reach
high level standard of living and to produce qualified goods and services country needs skilfull labor force and high
level techonology. Those who pay attention HDI see three main legs ; production, education, and life expectations
which are related with university and development. People in this century knew importance of competition and to be
succeed in that race they are using latest technology for example rate of using internet is rising year by year. Perhaps,
rate of using internet in developing countries is higher than developed countries. It is clear that the role of
universities in innovation is great too. Universities that are active at the heart of successful technology groups do not
just spin out companies. They develop highly-skilled people who move between industry and academia; they
develope businesses and provide expertise; they produce knowledge that is used by technology businesses; they
provide public space in which people from various overlapping branches of research meet. It was seen that
universities contribute directly nations‘ economy, especially this impact was more in developed countries than
developing countries. It is clear that the following sections provide a sample of the different roles, universities can
play with respect to innovation and economic development.

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First; Development of highly qualified personnel
Second; Research and knowledge production
Third; Technology transfer
Time and technology is the main factor to produce more but both of these factors are used by skillful labor force who
is talented in university. Secondly innovation can be done in university too and transfered to company or/and market.
These functions of universities above should be reachable and cheaper too. Because this implements spirit of
definition of economics.

References
Begg, D. &amp; Fischer,S. &amp; Dornbusch, R. (1997), Economics, McGraw-Hill, London,1997. P. 503
Cherie Courseault Trumbach, C.C.&amp; Hartman, S.J. &amp; Lundberg, O. The role of universities in attaining regional competitiveness
under adversity – a research proposal, Research in Higher Education Journal, University of New Orleans, PDF, p.3
Discussion Document Prepared for Toronto region research alliance (TRRA) (2007). Research Working Group, The Role of
Universities in Regional Economic Development,
Fazackerley, A. &amp; Smith, M. &amp; Massey, A.
www.policyexchange.org.uk

(2009). Innovation and Industry: The Role of Universities,

Gerdne, T.(2005), The Impor tance of Human Capi tal in Export Performance, Thesis in Jönköping University, Sweden
Goddard, L. (2009), The Role of Universities in City and Regional Development, Newcastle University
Hartsock, L.D. (2007). The Role of Universities in Regional and Local Economic Development, Cornell University Symposium –
April 6,
http://english.moe.gov.tw/content.asp?cuItem=315&amp;mp=2
http://europa.eu/legislation_summaries/education_training_youth/lifelong_learning/c11067_en.htm
http://www.jstor.org/pss/40218022
http://www.scidev.net/en/policy-briefs/the-role-of-universities-in-knowledge-production-.html
Mu-lin, L. (2002). Vice Minister of Education 21st Century University Education March 20,
Rindeskar, M. (2005) The Importance of Human Capi tal in the Product ion of New Knowledge, Master‘s Thesis in Jönköping
University, Sweden
Samuelson, P.A., &amp; Nordhaus, W. D. (2001), Economics, McGraw-Hill Irwin, Boston, p.xxıı
Turkmenistan Human Development Report, (1999). p. 72
UN, (2005). Information Economy Report 2005, Newyork and Genova, p.2
UN, (2009). Information Economy Report, p.27
UN, (2009). Trade and Development Report 2009, Newyork, p. 1
UNDP, (2009). Human Development Report 2009, New York, 2009, p.169
Zhiyun Liu, (2005). Mission of Modern Universities and Development of Modern Society, Volume 2, No.3(Serial No.4) USChina Education Review,ISSN1548-6613,USA, Wuhan University of Technology

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The Importance of Numerical Flexibility In
Turkish Labor Market and Competition Policy
M. Akif ARVAS
Res. Assist.(PhD candidate), Economics,
Hacettepe University, Ankara, Turkey
aarvas@hacettepe.edu.tr
Suleyman ĠÇ
Dr., Department of Business, Gaziantep University, Gaziantep, Turkey
icsuleyman@yahoo.com
Mehmet AYGÜN
Assoc. Prof., Department of Business, 100. Yıl University, Van, Turkey
maygun@yyu.edu.tr

Abstract: Numerical flexibility, which has been common since Atkinson (1984), can be defined
as a situation where the number of staff and the number of hours worked can be increased or
decreased depending on the demand for labour. Within the "flexible firm model", numerical
flexibility is seen as being designed to facilitate a rapid adjustment in headcount, in line with
short-term changes in the level of demand for labour so that the number employed equals the
number required at any time. Based on Labour Law no 4857, Turkey has adopted this approach as
a competition policy in order to provide flexibility into labor market and to promote the
competition of Turkish firms. Therefore, in this study, flexibility-based tools are discussed and
evaluated in terms of competition policy.

Introduction
The flexible firm model developed by Atkinson (1984) resulted from studies carried out on the changing
nature of employment in the UK during the 1980s. Atkinson concluded that changes in technology, training costs,
working time and labour supply were the factors influencing and driving change in UK employment policies and
strategies. The changes in employment policies and strategies, Atkinson believed, resulted in the formation of two
employee groups―the core and peripheral. The core group consisted of full-time permanent workers and the
peripheral group consisted of part-time, temporary and contract workers ( collectively termed ―atypical‖ by
Atkinson).
Today, flexibility in labor market has been a new competition strategy for firms and there has been a
significant growth in flexible or ―non-standard‖ forms of employment. Since laborforce is a variable factor of
production and because of impossibility of perfect substitution of investment goods for laborforce using today‘s
technology, forces dynamic conditions in goods and factor markets to have a more flexible structure in terms of
employment forms of firms and restructuring the job schedule. Hence, flexibility in labor market as a competition
strategy can be expressed in two ways; external flexibility and internal flexibility.
External flexibility, which allows firms to adjust demand for labor to workload, and numerical flexibility
which is called employment flexibility are strategic methods and policies for firms to harmonize to rapidly changing
economic conjuncture. Firms who adjust the number employed to workload are defined as ―flexible firm‖ and
together with core laborforce of these firms, they―depending on business conditions― employ other kinds of
employment such as temporal worker, part-time worker and external service act, and peripheral labor (Felstead,
1999, p.10). Therefore, numerical flexibility will be obtained by firm from employment of peripheral laborforce.
Numerical flexibility is defined an employment type which enables employment of part-time and temporary worker
according to fixed-term non-standart employment contracts as well as full-time workers with open-ended
employment contracts (Kutal, 2002, p.33). This aspect of numerical flexibility has been taken into consideration and

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flexibility in competitive market economies means the required use of workers when needed (TĠSK, 1999, p.23).
This definiton puts forward the importance of numerical flexibility to firms.
On the other hand, it has been stated that the diffusion of flexible employment types helps developing
countries to employ low-waged laborforce to accelerate their economic growth.
Working hours flexibility known also as internal flexibility creates another dimension of labor market
flexibility as a competition strategy. Flexibility in working hours, in case when normal work period does not
response to labor supply and demand, is defined as flexibility in the period worked in response to a change in work
load of employer and in workers‘ demand for income-leisure time―within normal working hours limits ( OECD,
1990, p.23-24).
It is stated that working hours short-cut is a different application of working hours flexibility (Bosch, G, P.
Dawkins and F. Michon, 1994, p. 25–27). This method enables firm to adjust its labor demand to a fluctuation in
demand for its goods produced. According to the labor demand model, it is assumed that firm has to adjust its labor
demand to a change in economic conditions ( Borjas, 1996, p.138). it is further assumed that working hours
flexibility is a strategy in which firm aims to protect its competitive power accross firms (Kuzgun, 2005, p.34).
Based on a OECD regulation in 1985, it is pointed out that flexible working hours constitutes the numerical
aspect of laborforce flexibility and comes to the same manner with the flexibility in labor input costs (Bosch, G, P.
Dawkins and F. Michon, 1994, p. 25). In the same point of view, flexibility in working hours gives an advantage to
firm to give a quick response with a minimal input cost to fluctuations in demand in goods market. Further, while
working hours flexibility allows firm to feasible use of laborforce in number and time needed ( Centel, 2002, p.239).
On the other hand in terms of workers it means that ―...it is an aggrement between employer and employee so that
working hours needs to be adjusted to employee‘s conditions‖ (Centel, 2002, p.243).

2. Flexibility in Turkish Labor Market As A Competition Strategy
2.1. Flexibility As a Firm’s Competition Strategy
It has been seen that factors which determine managerial strategy of a firm are aggregated under the two
headings as external and internal; across external factors the state of markets, competitive conditions, economic
fluctuations and legal regulations are mentioned, as for internal factors the human source is pointed out (Ergin, 1992,
p.50-56). In this respect, within the context of new Turkish Labor Law, regulation neccessity for numerical
flexibility and flexible working hours constitutes the legal framework of firms‘ new competition policies.
Within this framework, part-time working, on-call working, compensatory working, short working,
temporary secondment and labor subcontractor applications are considered. Among these, though temporary working
has been expensively applied in Turkish labor market, it had not been legaly arranged. On the contrary, on-call
working, compensatory working and temporary secondment have found place within the new labor law context.
In Turkey, the factor that improves the effectiveness of labor market flexibility on determining firm‘s competition strategy has
been the legal permittance given to private employment aggencies to be established. In order to shorten the temporary
unemployment period, importance is attached to the matching of unoccuppied jobs with the people looking for a job. Thus, the
private employment agencies have been accepted as instruments of active employment policy for the improvement of the
matching capability of the labour market besides the public employment institutions. ― The aim of the employment service is to
enable employers to identify and employ workers who are equipped enough to perform their jobs, and to help individuals find
their first jobs, change jobs during their career, and to find new jobs when they become unemployed.‖

(http://www.oas.org/udse/esponal/documentos/cancun/01developingefectivES-D,Fretwell-docum.pdf).
As of April 2010, 277 private employment agencies have started to operate and they have been distributed among 19 provinces in
Turkey. These provinces are Adana, Ankara, Antalya, Balıkesir, Bursa, Denizli, Diyarbakır, EskiĢehir, Gaziantep, Hatay,
Ġstanbul, Ġzmir, Kayseri, Kocaeli, Konya, Muğla, Sakarya, Tekirdağ and Trabzon (http://statik.iskur.gov.tr/0252/iller/01T%c%3bcm%20Liste.pdf). Meanwhile, 126 of these private employment agencies have been closed and the licences of five
agencies have been cancelled by ISKUR (http://www.iskur.gov.tr/loadExternalPage.aspx?uicode=statozeisthdamburodagi).
These data show that private employment agencies in Turkey have created a new sector within the service sector.
While there is no data on how many people are employed by private employment agencies in Turkey, it is supposed that they
have created labor opportunities at a specific rate. The indirect contribution of private employment agencies appears at the stage
of providing matching services. Structural unemployment is one of the features of the labor market in Turkey. It is considered
that thanks to these agencies, the decrease in the period of looking for a job is a partial solution for the structural unemployment.
It is possible to say that 1.5% of those applying to private employment agencies in Turkey are already engaged in a business
(Kuzgun,2008:12). Life time of a firm is the outcoming factor and it is based on the economic activities in the effects on the
employment level.
It is observed that the fact that employment service is provided by private sector firms as well as public institutions has
led to creation of a sub-sector within the service sector and to creation of new job opportunities. This sector has been accepted as

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an emerging market by the EU countries and it is stated that new employment opportunities have been created for 1,3 million
people in the European Union in this way and that this figure corresponds to 1,9% of total employment. (http://www.eurociett.org/fileadmin/templates/eurociett/docs /position_papers/EurociettPositionPaper_Lisbon_Staregy_March_2006.pdf)

2.2. The Reasons For Adoption of Flexibility in Labor Market As a Competition Strategy in Turkey
These reasons can be classified into two sub-headings.
2.2.1. External Factors
The first external factor is globalization and its effect on the decisions regarding productive organizations of
firms in Turkey. The second is to adopt the flexible labor market approach as it did in EU in the adaptation process
of Turkey to EU.
2.2.1.1. Globalization
Since competition in domestic and international market has gained big importance, recent atypical or nonstandart job contracts are emerged as well as typical/standart or normally interpreted job relations and job contract
concepts. It is pointed out that, in process of globalization, the effect of international trade on employment has been
more improved ( Liemt, 1997: s.240). In terms of competition, in the short-run, benefiting from the nature of labor
force being variable factor of production in order to enhance the competitive power , firms use peripheral labor force
in which they employ labor force in accordance with the workload. In this regard, it is agreed that the types of PostFordist organizations has been recently appeared in developed and developing economies by the result of coercive
nature of international trade (Felstead,1999, s.9). Taking into consideration further the fact that the pressure of
globalization and competition leads firms to seek for reducing the costs, it is stated that flexibility in the general level
of labor force costs is one aspect of flexibility in labor market ( Elliot, 1997, s.301). Notably in the stage of economic
crisis, providing flexibility in adjusting the employment costs is critically important for competing firms.
Furthermore, a relationship is constituted between the use of labor force and having a flexible position and, it is
emphasized the importance of possessing a flexible structure during the crisis (Arıkboğa, 2001, s.54). In terms of
Turkey, it is expressed that the flexibility in labor force has risen as a system driven by globalization (DPT, 2001b,
p.38).
2.2.1.2. The Adaptation Process of Turkey to European Union (EU)
According to Kuzgun (2004), another reason of introducing different types of flexible employment into the
new Labor Law is the adaptation process of Turkey to EU and it plays an important role during this process. The
same approach has also been followed in the Eight Five-Year Development Plan (DPT, 2001, p. 145). This adoption,
globally, has proved the fact that the EU is influential in individualizing the work relationships by the case in Turkey.
Besides that, together with some types of flexible employment, absence of legal regulations seemed to be a lack in
Turkey. This lack is first put on the agenda in the project of improving employment and efficiency in labor markets.
2.2.2. Internal Factors
These factors resource from the structural futures of Turkish economy and labour market.
2.2.2.1. The Ever-Growing Unemployment
In the aftermath of World War II, the numerical flexibility concept in the labor market in industrialized
economies is another factor in determining different types of flexible employment and subcontracting which enables
labor market to become flexible. On the other hand, it has claimed that the oil crisis in the mid of 1970s had
strengthened the relationship among flexible types of employment producing a new unemployment wave ( Tuncay,
1995, p.57)
Therefore, a tie between widespreading flexible types of employment and unemployment is constructed and
at the end of the 20th century, as types of flexible employment become widespread, so does the employment
possibilities ( Felstad, 1999, p.3). Likewise the idea that holds that there is a linear correlation between flexibility and
levels of unemployment rates and that reforms need to be done for a flexible labor market (Rodriguez, 2003, p.37)

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runs parallel with the idea that maintains that reforms in job law which should make labor market more flexible in
2003 in Turkey comparing with the high level of unemployment rates. The reason of the ever-growing
unemployment in Turkey is the long-lasting economic crisis as an influential factor stimulating unemployment (
Kazgan, 2002, p.19).
Years
Unemployment rate %
Underemployment rate %
Underutilisation rate %
(Unemployment + Underemployment)

1995*

1999*

2008**

6.9

7.3

11

6.7

6.9

3,1

13.6

14.2

14,1

Source: * Obtained from 8th –Year Development Plan, DPT, p. 102, ** Obtained from
Turkish Statistical Institute (TÜĠK) News Bulletin.
Table 1: Changes in Unemployment and Underemployment rates in Turkish Labor
Market (1995-2008) (15+ Age)

As it can be seen from the Table 1, in the period of 2005-2008, as a consequence of effects of the global
crisis and economic instability on Turkish economy, while unemployment rate was 6,9 % in 1995, it increased to
7.3% in 1999, and to 11% at the end of 2008. But, in contrast to realized rates of underemployment in 1995 and
1999―6.7% and 6.9%―, it decreased to 3.1% in 2008. Under these conditions, underutilisation rate of work force,
which is the sum of unemployment rate plus underemployment rate, increased to 13.6 % and to 14.2 %, in 1995 and
1999 respectively, but in spite of a considerable decrease in 2008, it slightly decreased to 14.1 % at the end of 2008 (
due to increasing unemployment rates).
2.2.2.2. The Share of Service Sector in Total Employment
It is stated that there is a linear correlation between flexibility and increasing share of service sector in total
employment (Felstead, 1999, p.12). In Turkey, in the sectoral distribution of employment in urban areas, service
sector ranks first and it is followed by industry and agriculture sectors. On the other hand, if we look at the long-run
expectations of employment in Turkey, it is seen that service sector is leading sector which will create an
employment capacity for labour suppliers (ĠġKUR, 2003, p.13).
According to Household Work Force Survey results, in both 2008 and 2009, considerable part of
employment is engaged in service sector. As of 2009, the share of service sector employment in total employment
reached to 50 %. The economic crises has led industry sector to provide less employment comparing to the numbers
of 2008 (Table 2).
2008

2009

Sectors
Employment
Share (%)
Employment
Share (%)
5016
23.7
5254
24.7
Agriculture
5682
26.8
5379
25.3
Industry
10495
49.5
10644
50.0
Service
21194
100
21277
100
TOTAL
Source: http://bulten.tuik.gov.tr/PreHaberBultenleri.do?id=6198&amp;tb_id=2, 19 April 2010
Table 2: Sectoral Distribution of Employment, 2008-2009 (in thousands, 15+ age)
2.2.2.3. The Share of Unregistered Employment in Total Employment
Unregistered employment is generally keeping the workers away from awareness of the government,
employing unskilled workers, violating the regulations such as minimum age level (child labour), minimum wage,
overtime, workplace standards, health and security of workers.

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It is generally agreed that, in Turkey, there is an informal economy as well as the informal one and an unregistered
employment beside the registered. Today, it is obvious that one of the most challenging problems economies have
faced is informal economy and unregistered employment (TUSIAD, 2002, p.96).
In 2009, According to the latest published survey results, the ratio of persons who worked without any
social security related to the main job inclined to 42.3 % with 1.5 percentage point increase. The share of persons
who did not have any social security in agriculture increased from 84.5 % to 85.8 % and that in non-agriculture
increased from 28.6 % to 28.7 % compared to the same period of the previous year
(http://www.turkstat.gov.tr/PreHaberBultenleri.do?id=6229, 20 April 2010). By the expansion of types of flexible
employment, employment of women, retired, young and handicapped labour force who are considered as secondary
labour force have been increased, to participate in economic activities, in work place or at home. Besides that, it is
observed that types of flexible employment are accumulated in product lines with low-demand of capital. For
example, as a consequence of creating new job opportunities being restricted in Turkey, the labour force as
unregistered are employed in product lines which do not require too much capital such as piece-rate wages system in
return for producing at home (DPT, 2001a, p.46)
Shifting production out of plant within the context of the organization of production means flexibility in
organizing the job and provides an opportunity of reducing the production costs in terms of firm. Henceforth,
flexibility in organization is seen by firm as a dominant competition strategy against its rivals (Ġġ KUR, 2003, p.35).
In this respect, flexibility in production and in employment is an inevitable result of competition and is defined as
realization of production out of plant employing outsider workers (TĠSK, 2004, p.34).
Subcontractor application is another method to shift the production out of plant. The factors bringing about
this application are changes in production process, expansion of small and medium-sized firms and the focus on
privatization (Ekin, 2002, p.59). Since small and medium sized firms hold a near-position of subcontractor firm, they
have a considerable share in total number of firms and in total employment and they emphasize the relationship
between informal economy and firm size in Turkey. So, reshaping the subcontractor application within Labor Law
carries considerable importance.
Existence of small and medium-sized firms (SMEs) and shifting the production out of plant; are supported
with the view of which classifies the capital system as dualist―primary and secondary― in acceptance of flexibility
in labor market (Tai, 1994, p.16-17). When taking into consideration that subcontractor application enables firms to
offset labor demand and to shift their production line into secondary sector, it would not be false to see the informal
economy and subcontractor firms operating in this economy as secondary sector in Turkey. Furthermore, allowing
for the operation of private employment agencies within this sector will speed up the tendency of firms towards the
sector.
In Turkey, basically, though subcontractor application became widespread in private sector, it also is
becoming widespread in public sector. Among the reasons, decreasing the production costs in State Economic
Enterprises (KĠT), willingness to work with problem-free worker groups and the thought in which easily privatizing
the State Economic Enterprises are mentioned. Therefore, subcontracting is described the other way of privatization
in public sector (Ekin, 2002, p.35).
On the other hand, it is pointed out that subcontractor application is a key concept in international trade
(Liemt, 1997, p.240). When looking at the examples of subcontractor applications in international field, it is
observed that 32 percent of employers in excessively industrialized countries such as France, Germany and United
Kingdom have shifted their own works to the subcontractors in the last three years and, in Turkey, the number of
subcontractor employers and workers in the lines of business accounts for 15% of total labor force (Ekin, 2002, p.34)
2.2.2.4. Firm Size in Turkey
Since small-sized firms have a more flexible structure, it possible to construct a relationship between
flexibility in labor market and firm size. Firms having a flexible structure, in general, are small and medium sized.
Owing to this structural feature, Firms in this size easily respond to changes in demand of goods and services. In this
respect, the types of flexible employment as competition strategy are more important for these firms.
According to the EU standards, firms employing 1 to 9 workers are defined as micro enterprise; and those
employing 10 to 49 as macro enterprise (Kuruüzüm, 1998, p.37). But in Turkey, there is not a common standard on
determining firm size taking number of workers employed as a basis. According to some determination, firms who
employ 1 to 49 workers are considered small sized firms (http://www.kosgeb.gov.tr/kos.htm). Firms in this size, have
a notably place in Turkish economy. In the same way, the abundance of small-sized firms in number is considered
among structural features of Turkish economy (Bulutay, 1995, p.65).

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Size of Work Places (based on
the Number of Compulsory
Insured Person)
1-3 persons
4-6 persons
7-9 persons
10-19 persons
20-29 persons
30-49 persons
50-99 persons
100-499 persons
500-999 persons
1000+ persons
TOTAL

Number
Compulsory
Insured Person
1,228,315
855,295
613,074
1,198,952
699,524
898,516
848,127
1,753,236
408,122
371,805
8,874,966

of
Share (%)
13.8
9.6
6.9
13.5
7.9
10.1
9.6
19.8
4.6
4.2
100

Source: www.ssk.gov.tr, Insured Person Statistics, January 2010, Table SS15, page 27,

Table 3: Compulsory Insured Person Numbers According To Activity
Branches and Work Place Size (4/a)
According to Table 3, Firms, who employ 1-49 persons and defined as small sized in Turkey, account for 61
percent of total insured labor force. This founding shows, within the new Labor Law, the importance of arranging the
types of flexible employment in terms of labor market in Turkey. Thus, in determining of employers‘ commitments,
firm size is taken as basis and in general small firms have been legally protected ( Kuzgun, 2004, p.5-14).
2.2.2.5. Frequency of Cyclical Fluctuation
In terms of firm, providing working hours to become more flexible during economic crises is crucial in
relation with minimizing the labor costs. Because an anticipated crisis weakens the firms‘ adaptation and prevention
mechanisms of cyclical fluctuations and threats firms‘ operational goals, values and predictions regarding sales and
returns (Dinçer, 1998, p.385).
The economic crises within the context of new Labor Law is accepted being one of the reasons of
flexibilizing working hours and is arranged in scope of the article 65 in case of bringing short working in practice. In
doing that, it is thought that cyclical and intense fluctuations experiencing in economic activities have been
influential on this arrangement (Bulutay, 1995, p.87).
In order to adopt a resolution for short working according to Labor Law, an economic crisis must be a
general crises affecting the whole economy. By this approach, in paragraph (3) of article (3) in the act which
regulates short working and the payment for short working, an economic crisis is defined as ―a situation in which
events occurred in national and international economies give shock to the whole economy and establishments‖
(www.iskur.gov.tr/mydocu/mevzuat /yonetmelik45.html).
A general economic crisis brings about changes in overall economic conditions in terms of firms. In this
respect, it is argued that short working provides facilities to firms to cope with crisis and that short working during
crisis is a key for feasible solutions in terms of firms (MESS, 1999, p.180).
When analysing the demands for short working to Ministry of Labor and Social Security, as of 30
September 2004, it has seen that the whole demands have been made by firms operating in private sector, and that
those firms according to the KOSGEB classification are mostly small and medium-sized (Kuzgun, 2005, p.45-46).
According to Arıkboğa (2001), there is a relationship between the number of employees employed and firms‘
flexible structure and particularly in crisis period, flexibility is a feasible strategy. But, in arrangement of short
working, firm size has not been taken a criterion (Kuzgun, 2005, p.47). This policy, regardless of how big firms are,
is a result of the opinions to protect firms against economic crisis.
While it has been aimed, by short working, to adjust firm‘s demand for labor to shrinking in the level of
economic activities; the negative effects of employee‘s income loses caused by implementing of short working has
been considered to be compensated by the payment for short working. The main determinant in employee‘s
acquiring the rights of short working is the condition in that premium payment must be paid within the prescribed
time limits.

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Conclusion
Today, being connected to globalization, flexibility in labor market is adopted as a new competition strategy
in terms of firm. By external and internal factors, the introduction of new regulations into the new Labor Law aiming
at flexibilizing labor market has constituted the legal framework in determining firm‘s competition strategy in
Turkey. The importance of new regulation based on numerical flexibility and flexibilizing labor market is vital in
respect to determining competition policies.
Labour market flexibility is seen as an important characteristic of a modern economy. Labor market
flexibility decribes how labour markets function. A flexible and efficient labour market implies higher employment,
and so an economy that is fairer (in terms of, for example, reducing social exclusion), as well as more competitive
and more productive. It also implies an economy that is better able to adapt to the changing economic environment.
External numerical flexibility refers to the adjustment of the labour intake, or the number of workers from the
external market. This can be achieved by employing workers on temporary work or fixed-term contracts or through
relaxed hiring and firing regulations or in other words relaxation of Employment Protection Legislation, where
employers can hire and fire permanent employees according to the firms‘ needs. Internal numerical flexibility,
sometimes known as working time flexibility or temporal flexibility. This flexibility achieved by adjusting working
hours or schedules of workers already employed within the firm. This includes part-time, flexi time or flexible
working hours/ shifts (including night shifts and weekend shifts), working time accounts, leaves such as parental
leave, overtime.
Arranging the both types of flexibility within the new Labor Law enables firms to determine their new
competitive strategies. This arrangement, especially in private sector, will lead employment strategies based on the
distinction between core and peripheral labor force to be emerged, and also will help this distinction to become
common. Besides that, operations of private employment agencies and in general the demand for temporary
employee by firms, both, will bring about a new expansion to the competition among rivals and will expand the
application of the fixed-termed temporary working contracts. In this context, private employment agencies also will
facilitate the applications of numerical flexibility as competition strategy. In the next stage, it is expected that
expansion of flexibility would bring about a fragmented and more informal labor market in Turkey.

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ĠĢveren Sendikaları Konfederasyonu Yayını.
Dinçer, Ö. (1998). Stratejik Yönetim ve ĠĢletme Politikası. 5. Baskı, Ġstanbul:Beta Basım ve Yayım Dağıtım A.ġ.
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Ekin, N. (2002). Ekonomik ve Hukuksal Boyutları Ġle Alt ĠĢveren. Ġstanbul Ticaret Odası Yayın No:2002-34. Ġstanbul.
Ergin, E. (1992). ĠĢletme Politikası. Der Yayınları Ġstanbul.
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Ġġ KUR. (2003). Ġstihdam Durumu Raporu. Türkiye‘de ĠĢgücü Piyasası ve Ġstihdam AraĢtırması. Ankara Üniversitesi Basımevi,
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Kazgan, G. (2002). 1990 Sonrası Yıllarda Türkiye‘de Krizler ve Yarattığı Sonuçlar (ĠĢçiler ve Sosyal Önlemler Açısından Bir
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Kutal, M. (2001). MESS. ĠĢveren Gazetesi. Sayı. 739. Ankara.
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Önergeleri Ġle Birlikte). Türkiye ĠĢveren Sendikaları Konfederasyonu Yayın No:234, Ankara, Temmuz.
Tuncay, C. (1995). ÇalıĢma Süreleri ve Ġstihdam Türlerinde EsnekleĢtirme. ÇalıĢma Hayatında Yeni GeliĢmeler (Esneklik),
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http://www.oas.org/udse/esponal/documentos/cancun/01developingefectivES-D,Fretwell-docum.pdf, 2008

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http://www.kosgeb.gov.tr/kos.htm, 15 January 2009

http://www.eurociett.org/fileadmin/templates/eurociett/docs/position_papers/Eurociett_Position_Paper_Lisbon_Strategy_March_
2006.pdf, 12 April 2010
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http://www.turkstat.gov.tr/PreHaberBultenleri.do?id=6229, 20 April 2010

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Economics of Boron Mining in Turkey
Bayram KAHRAMAN
Dokuz Eylül Üniversitesi, Müh. Fak., Maden Müh. Bölümü, Izmir, Turkey
bayram.kahraman@deu.edu.tr

Abstract: Boron minerals are one of the most important richness of Turkey. Turkey has a great
potential in boron minerals regards to the reserves and the quality of these minerals. Boron
minerals have an intensive and increasing usage ranging from glass to detergent industry and in
metallurgical, agricultural and nuclear applications. Despite the important potential, Turkey gains
only an average of 300 million US Dollars per year. Therefore, this income should be increased
proportionally to the potential. In this study, production and export of ETĠBOR A.ġ. since 1978,
future targets are reviewed.

Introduction
Boron, which has the world's most common application, is one of the most important elements.
This is why the industry is one of the most important foundation stones. Boron minerals are structures in
different proportions of boron oxide (B2O3) which are naturally formed. There are over 200 naturally
occurring boron containing minerals which have major commercial importance; tincal, colemanite,
kernite, ulexite, pandermite, boracite, szaibelyite and hydroboracite (Table 1). Boron minerals in Turkey,
which are widely available, are tincal, colemanite and ulexite. These minerals are sodium, calcium and
sodium+calcium boron-based compounds. First of these minerals can be physically processed enriched
(concentrated boron) can be refined later converted to a variety of boron chemicals (Köse et al., 2002).
Mineral

Tincal (natural borax)
Kernite (rasortie)
Ulexite (boronatrocalcite)
Probertite (kramerite)
Colemanite
Priceite (pandermite)
Boracite (stassfurite)
Szaibelyite (ascharite)
Hydroboracite
Table 1:

Chemical composition
Na2B4O7 .10H2O
Na2B4O7 .4H2O
NaCaB5 O9 .8H2O
NaCaB3O9.5H2O
Ca2B6O11.5H2O
CaB10O19.7H2O
Mg3B7O13Cl
MgBO2OH
CaMgB6O11.6H2O

% B2O3
36.5
51.0
43.0
49.6
50.8
49.8
62.2
41.4
50.5

Production Place
Kırka, Emet, Bigadiç, A.B.D
Kırka, A.B.D., Argentina
Bigadiç, Kırka, Emet, Argentina
Kestelek, Emet, A.B.D
Emet, Bigadiç, Küçükler, A.B.D
Sultançayır, Bigadiç
Germany
B.D.T. (Old S.S.C.B.)
Emet

Boron mineral which are commercially important [2]

Boron is consumed mostly in the form of boron chemicals. Moreover, the concentration of boron
can be consumed directly. Boron products are used in many areas including aerospace and aircraft, nuclear
applications, military vehicles, fuel, electronics and communications industry, agriculture, glass industry,
chemical and detergent industries, ceramic and polymeric materials, nanotechnology, automotive and
energy sector, metallurgy and construction. Nearly 75% of boron products are consumed in glass, ceramic,
agriculture and detergent industry (Figure 1).

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Figure 1.

World Boron Consumption in Sectors

The important boron deposits are located in Turkey, USA and Russia. Turkey has 72 percent of world reserves of
boron (Table 2).

Total Reserve
Turkey1
USA2
Russia2
China2
Chile3
Bolivia3
Peru2
Argentina2
Serbia5
Iran2
Kazakhistan4
TOTAL
Table 2:

866,000
80,000
100,000
47,000
41,000
19,000
22,000
9,000
16,200
1,000
1,201,200

Percent in Total
(%)
72
7
8
4
3
2
2
1
1
0
100

World Boron Reserve (x103 Ton - B2O3) [Boron Sector Report 2009]

1.
2.
3.
4.

1. Eti Mine reserves information was used in 2006.
USGS Mineral Commodity Summariers, January 2009, was taken.
USGS Mineral Commodity Summariers, January 2002, was taken.
Satimola region of Kazakhstan on the basis of reserves of 102 million tonnes B 2O3 at www.borates.co.uk is given as the other
sources are given very different and contradictory figures, these figures reflected in the table. Given this value is 67 percent of
ETI shares.
5. http://www.riotinto.com/whatweproduce/17056_inferred_resource_at_jadar_lithium_project.asp

The borate deposits known in Turkey are especially located in EskiĢehir-Kırka, Balıkesir-Bigadiç,
Bursa-Kestelek, and Kütahya-Emet (Figure 2). From two main ores, tincal and colemanite, boron and
boron compounds are obtained. The important tincal deposits are in Kırka while the colemanite deposits
are around Emet and Bigadiç. Ulexite is located in Bigadiç. Since the boron minerals in Turkey are only
run by Eti Mine Works General Management. Eti Mine‘s operating base consists of five competitive
mining operations: Kırka, Emet, Bigadiç and Kestelek (Table 3).

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Production Place

Natural Borates

Kırka, EskiĢehir
Bigadiç, Balıkesir
Emet, Kütahya
Kestelek, Bursa
TOTAL

Tincal
Colemanite, Ulexite
Colemanite
Colemanite

Total Reserve
(Million Ton)
750,620
623,459
1,682,562
6,995
3,063,636

Grade
%B2O3
26
29-31
28-30
29

Table 3: Turkey Boron Reserves and Types [BOREN web pages, 2010]

Figure 2:

Sources of boron distribution in Turkey

Trade of Turkey’s Boron Products
Turkey owns the biggest and highest quality boron reserves in the world. Turkey is the largest
boron producer and seller of the world. The entire boron demand in the domestic market is met. The most
important countries in the world production of boron are Turkey, USA, Argentina, Russia, China, Chile,
Bolivia and Peru. In 2008, global boron production was about 1.91 million tons of B2O3. The production
of these countries is given in Table 4 (BOREN web pages, 2010).
Countries

Market ratio (%)

Turkey

42

USA

35

Chile, Argentina, Bolivia and Peru

11

Russia and China

12

Table 4: Position of Turkey in World Boron Market

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Boron ore in the country is converted to concentrated boron (colemanite, ulexite, Tincal) and
refined boron (boric acid, borax pentahydrate and borax decahydrate) products are sold to domestic and
foreign markets. Boron concentrate production is done in Emet Kestelek and Bigadiç. Refined boron
products are made in Kırka Bandırma and Emet (EMW, 2009).
In Turkey, selling high value-added product (boron chemicals and equivalent) was identified as
the main policy. As a result, while reducing the share of exports concentrated boron, increasing constantly
share of boron chemicals and equivalent products. In 1998, 53 percent of total sales consisted of the sales
of concentrated boron and 47 percent of total sales consisted of from the sales of boron chemicals and
equivalent boron (Figure 3).
In 2009, 96 percent of Turkey's total borax products sales revenue consisted of foreign sales.
Borax pentahydrate has the highest share in boron chemicals exports. Boric acid is the second coming one.
Covering the period 2002-2009 in Turkey concentrated boron and boron chemicals and equivalent
products export sales are given in Figure 4 (EMW, 2008).

Figure 3.

Concentrated boron and boron chemicals and equivalent products sales of percentage in total sales

Figure 4.

Turkey Concentrate Boron, Boron Chemicals and Equivalent Products Exports (as the value US$)

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Conclusions
Boron ore is easily and economically obtained in Turkey. Even the B2O3 grade of boron stored in waste
dams is higher than the B2O3 grade in lake waters of world‘s locomotive countries. For this reason, high grade and
easily mineable boron ores make Turkey an advantageous country.
While the boron market share of Turkey in the world during 1980‘s was 25% in terms of production, it has
been achieved as 37 % in the year 2009.
As Turkey and USA meet the boron demand of the world at a rate of 65-70 %, in the forthcoming years
countries like Russia, China, Chile and Argentina have begun to take share in the international boron market. In the
year 2009, Turkey has met the need at a rate of 37 % whereas USA met the need at a rate of 28 %. On the other
hand, Turkey has sustained its leadership in the past year which it gained back in 2005.
The total sale income of Turkey from boron products in 2009 was achieved as 451 million US$, 435 million US$ of
which were in the form of export. The sale income of exported boron chemicals and equivalence has increased by
232 % when compared to 2002 and happened as 402 million US$.
The revenue of world boron market is 1.5 billion US $ annually. Turkey, which owns 72% of the world
boron reserves, get revenue of an average of 300 million US $. Turkey aims to increase its capacity and profit with
the help of new investments.

References
EMW (Eti Mine Works General Management), web pages, http://www.etimaden.gov.tr
EMW (Eti Mine Works General Management) (2009), Boron Sector Report 2009
EMW (Eti Mine Works General Management) (2008), Activity Reports 2008.
BOREN (National Boron Research Institute) web pages, http://www.boren.gov.tr/
KÖSE, H., BATAR, T., KAHRAMAN, B. (2002), Dünya Bor Statejisi ve Bor‘un Türkiye için Önemi, EGĠAD GiriĢimcilikYönetim-Ekonomi AraĢtırmalar Dizisi.

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The Effect Of Capital Movements Liberalisation On Economical
Development: Boundary Test Approach
Mehmet MERCAN
ADÜ. Social Science Institute
mmercan48@hotmail.com
Osman PEKER
Dr., ADÜ. Nazilli ĠĠBF
ottopeker@Yahoo.com
Abstract: In this study, liberalization of capital movements‘ impact on economic growth in
Turkey has been investigated by the approach of the bounds testing. According to the empirical
findings of study, in both long and short-term, capital movements impact on economic growth is
statistically insignificant. This result is far from meeting our theoretical expectations.
Key Words: Turkey, Capital Movement, Libarelization, the Bound Test Approach.

1. Introduction
The view about that financial liberalisation would cause much higher economical development has been
expressed firstly by Mc Kinnon and Show. According to this view known as Mc Kinnon and Show hypothesis in
literature, the maximum rates applied to the deposit rates will cause a decrease in real interest rates in an economy
repressed as financially. Considering the possibility of a decrease in real interest rates to the minus degrees in an
inflationist atmosphere, the house hold could direct its savings to the unproductive investments like real estate, gold
and hard goods instead of financial havings. By limiting the loanable fonds of banking sector, this situation will
cause the credits pass to the preferred sectors and firms without being predicted on the objective criteria instead of
their expected returns and will prevent the use of sources effectively. If the press on the interest rates is removed, it
will be provided to be used the sources in productive areas via trending of savings to the banking sector. As the bank
deposit will expand by this, much more credit possibility for investment will occur and economical growth will
increase.(Mathieson, 1980; Melo ve Tybout, 1986; Dornbush ve Reynoso, 1989).
In international capital flows mutual profits exist for the countries. As the direction of capital flows is
generally from the country that have more capital to the country that have less capital, marginal product of the capital
is in higher rates than the country that has the capital.Thus, the capital is directed to more productive and effective
fields. In this process that means much more production will happen per capital unit, a welfare increase occurs also
in the country giving the capital.(Eichengreen vd., 1998:12; Bacchetta, 1992: 474). When evaluated on this point of
view, for the poor countries capital movements liberalisation can be seen as an economic policy that is necessary to
use for increasing the investment possibilities and decreasing the capital costs. (Fischer, 1998; Summers, 2000).
By the liberalasation of capital movements the market structure in financial sector changes in the direction
of weaking the monopoly power of institutions. As this provides the chance to act in more suitable conditions in
credit markets, it causes an increase on realizable real estates and a decrease on borrowing costs. (Kenen, 1976: 31).
In this process that means the specializing in the financial services, the increasing specialization causes a
development in international economic benefits. (Mathreson ve Suarez, 1992: 41).
However, when the recent developments considered we can see that capital movements gradually act more
independently than real ecenomy. While most of the total transations in currency markets consists of short period
profit making commercial transations, very little part of this is directed to the commercial activities. This transactions
is the main reason for the the weekness in the international currency capital markets. (Verghese, 1985). So in 1980‘s
the foreign capital lost its function in the 1950‘s and in general it tended to speculative short termed portfolio
investments.

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In this term portfolio investments contained most parts of the transations in financial markets. Much growth
in portfolio investments caused some risks to occur in the economies of the countries firstly by decreasing the real
investment possibilities. Especially the possible great fluctuations on the currency rates and financial asset prices
resulted in crises by negatively affecting the macroeconomical balance. Since the capital flows occuring as portfolio
investments can move fast and in a short time,UNCTAD warns for the possible risks. For instance, the determining
factor in capital flows tended to Latin America wasn‘t economic and since it was shaped according the others‘
behaviors, it was speculative. In other words, investment owners behaved speculatively instead of behaving
according to the economical reasons. This increased the prices of real estates while it made the currency of the
country valuable irrationally. With this point of view the Mexican crisis was not a surprise. (Akyüz, 1995: 14).The
Ex post point has revealed that some proofs of Ortodox economy is not realist. Today the countries having much
financial crisis experience especially find it hard to pay their depts. It is anticipated to apply a program for depts in
order not to delay in the system.
In fact Bhagwhati (1998), Rodrik (1998) and Stiglitz (2002), draw attention that capital account
liberalisation doesn‘t improve the growth as it is said; even it may cause crisis. Kaminsky and Reinhart (1999),
Detragiache and Demirguc-Kunt(1998) and Glick and Hutchinson also have expressed the similar views (2001) and
added that financial liberalisation has a tendency in increasing bank and money crisis.According to UNCTAD
(1990) , in a system that has no exchange controls, credit allocation can not be directed to the fields to increase the
effectivity.Because a banking system based on liberal market is less sensible to the persuasion and sources tend to
the short term profits instead of the use for the economical development.
As it is evaluated by the different poinf of views, it is difficult to say that there is an agreement about the
effects of capital movements liberalisations on the econimical growth. Eichengreen and Leblang (2002: 1) point that
it can‘t be estimated weather capital account deficit increases or prevent the growth and in general the proofs are not
enough eventhough many researches are made on the subject.

2. Data And Methods
This survey covers 1998:01 and 2009:09 variables have been used and all variables have been calculated in
percentages. The variable vektör of the survey is: yt=[it, m2t, opent, tkt] y stands for Gross National Product (GNP), i
stands for Treasury domestic borrowing interest rates, m2, stands for Money supply, open stands for
opennes(export+import), tk stands for total capital movement liberalisation All data have been taken from the
website of the Central Bank of Republic of Turkey(electronic data delivery system)( http://evds.tcmb.gov.tr).
In this survey boundary test approach which was developed by Pesaran vd.(2001) has been used in order to
study the effect of capital movement liberalisation over economic growth. This method is considered to be more
usable when comperad to cointegration method developed by Engle-Granger. Series have to be stable in the first
differnce in the Engle-Granger and Johansen. Series can be in different stability levels in ARDL method. Another
advantage of boundary test approach is that analysis can be made with only a few data. (Narayan and narayan,
2004:25) More over as the regresive variables included in analysis. The level and regressive values of independed
veriables can be observed on depended variables. In boundary test apprach firstly whether series move together in
long-term is analysized by means of ARDL cointegration method. Ġf there is conĢntegration relationship betwen
series the coefficient and statistic of regression carried out with this serries will be meaningfull and reliable. If
relationship can be pointed out whit be serries lon an short term analysis are held by means of ARDL method.

3. Analysis And Empirical Findings
Before analysis, the certain tests and procedures relation variables used in the study are needed. tk,
open ve y series have seasonal effect. Series were purifed from seosanal effect by means of Moving
Avarage Methods. Stationary of series were tested with Augmented Dickey Fuller: ADF
3.1. ADF Unit Root Test
If time serries is not stable, medyan, variance and covariance changeble in time. Shocks take place in a term
can effect the others and it becomes permanent. The analysis carried out in this case includs fake regression and F
and t statistics loos their meaning (Gujarati, 1999:2.712).
The stability levels of serries and unitroot test have been studied with ADF test.
DF test is carried out based on three regression equation (Dickey and Fuller, 1979).

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Simple situation:

Yt  Yt 1  ut

(1)

Intercept:

Yt   0  Yt 1  u

(2)

Trend and intercept:

Yt   0  1 t  Yt 1  ut

(3)

As a result of this tests the DF statistic been compared Mac Kinnon crtitical values zero hypotesis is tested
against the lternative hypotesis. Zero hypotesis showes that serries is not stable alternative hypotesis. Ġf error
correction term is autocorrelated equation (3) is regulated as:
m

Y   0   1 t  Yt 1   i  Yt i u t

(4)

i 1

Here m stands for regression length and  stands for difference operator. Regression number depends on
obtaining model without autocorrelation. A test which is carried out this way is called ADF test in short. Tests
results obtained accordingly are shown in Table 1.
Table 1: ADF Test Results Expanded for Dickey-Fuller Variables (ADF)
Variables
ADF Test
Critical Values
Y
-1,06[11]
-3,48
Δy
-7,04[10]
-3,48
İ
-2,14[2]
-3,47
Δi
-9,86[1]
-3,47
m2
-6,02[3]
-4,02
o p en
-3,14[12]
-3,48
Δo p en
-5,69[10]
-3,48
Tk
-3,07[5]
-3,47
Δtk
-10,39[4]
-3,47
Note:The values in [ ] points out teh lag number. By taking the lag lenght which Akaike Lag is the lowest. Mac
Kinnon test values pointed out without trend and intercept test values. In this test were used trend and intercept for
m2 ve open variables, intecept other variables. For first difference of variables(Δ) were used intercept.
3.2. Co-Integration Test
The level values of many macroeconomic variables are not stable. If there is a co-integration relationship
between series in other words if series move together in the long term, a fake regretion trouble will not be faced in an
analysis to be carried out with level values(Pesaran etc, 2001:290;Gujarati 1999). However, the dynamic behaviors
of variables moving together in the long term cause some deviations in the balance equation(Enders, 1996:151).
This is one of the basic characteristic of co-integration variables and plays an important part in the short term
dynamic. The dynamic model appearing along with this process is called error correction model(Enders, 1995: 365).
An unrestricted error correction model is setup so that boundary test approach can be applied. (unrestricted error
correction model: UECM) This model can be applied to our survey as fallows:
m

m

m

i 0

i 0

yt   0   1i yt i    2i i t i    3i m2t i 
i 1

m

m

i 0

i 0

   4i opent i    5i tk t i  6 yt 1  7 i t 1   8 m2 t 1
  9 opent 1  10tk t 1  ut (5)
Here, m; stands for optimum lag length, ∆ stands for difference operator, ut stands for error correction term,
those which are given with other letter abbreviation stands fort he meanings in variable definitions. In this survey

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optimum lag lenght has been determined by means of Akaike Criterion. According to Kamas ve Joyce (1993) there
musn‘t be autocorelation between error terms of model‘s optimum lag length so that the test can give healthy result.
If there is autcorolation in the lag lenght which Akaike Criteria lowest. One has to next lag.
The test result of lag lenght are presented in Table 2. Maksimum lag lenght is 2 since the data in this survey is
monthly.

m
1
2*
3
4
5
6
7
8

AIC
4.86
4,71
4,77
4,80
4,86
4,86
4,91
4,96

LM Test
0,00
0,66
0,66
0,62
0,12
0,32
0,32
0.51

Table 2: The lag length is point out for boundary test
The optiumum lag length determined as a two in the Table 2. In this lag length hasn‘t autocorelation. After
lag length determined it passed testing process cointegration relationship between variables. In boundary
cointegration relationship between values is made by mines of testing ziro hypotesis. (H 0:α4=α5=α6=0) Zero
hypotesis accept or reject is determinated with F test. Calculate value contrasted Table conpered and contrast min
and max value in Pesaran etc. 2001 Table. In the fisrt case if calculated F statistic value lover than min critic value. It
is decided that there is coengration relation between series. In the second case if calculated F statistic value in
between max and min critice value no definite commend can be made. In this case must be tried alternative
coentegration methots. Finaly calculated F statistic value bigger than Table max critic it is decided that there is
cointegration relationship between series.
For testing H0 calculated F statistic value compared with critic value which taken Pesaran etc 2001 in Table
3. This critic values given fort 4 independed variable and mining full %1.
k
Calculated F
Alt Sınır
Üst Sınır
4
6,46
3,74
5,06
Note: k stands for variable number. Critical values are extracted from Table CI (iii) in Pesaran etc.
Tablo 3: Boundary Test Results
It is observed that calculated F statistics is higher than utmost critical value. In this case H0 hypothesis is
denied and it is concluded that there is a co-integration relationship between variables. Since the existence of cointegration relationship between series is remarked, ARDL models started to be estimated to search the long and
short term relationships between variables.
3.3 Long Term Analysis
ARDL model which is used in order to analyse long term relations is formulated as:
m

n

p

i 0

i 0

yt   0  1i yt  i    2i i t  i    3i m2t  i 
i 1

r

k

i 0

i 0

  4i opent  i   5i tk t  i ut (6)
Here m, n, p, r ve k is Lag length and determined with AIC. This transaction has been carried out with the
method that Kamas and Joyce(1993) proposed in their causality analyses so as to determine Lag length. Therefore;
first of all, regression according to dependent variables‘ own regressive values is made and the lag length of without

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otecorelation model which gives the lowest AIC value. Then, regression models were formed by keeping the
identified lag length of the dependent variable stable and all possible regressions of foreign direct investment
variable which is the first independent variable and the regressive number of independent variables was found by
taking AIC values into consideration. Optimum regression number was obtained by repeating similar transactions for
other variables. As a result of the transaction carried out, it was decided that ARDL(7.1.1.0.0) was the long term
ARDL model to be estimated and results are presented in Table 4.

AIC
m
1
2
3
4
5
6
7*
8

5,10
5,12
4,75
4,76
4,78
4,78
4,70
4,72

LM Test
0,00
0,00
0,21
0,08
0,00
0,00
0,76
0,39

n
0
1*
2
3
4
5
6
7
8
r
0*
1
2
3
4
5
6
7
8

AIC

LM Test

4,65
4,58
4,60
4,61
4,61
4,62
4,64
4,65
4,67

0,72
0,97
0,97
0,97
0,77
0,85
0,84
0,84
0,44

p
0
4,60
0,38
4,58
0,62
1*
4,59
0,47
4,59
0,61
2
4,61
0,39
4,60
0,68
3
4,62
0,38
4,61
0,70
4
4,64
0,33
4,62
0,81
5
4,64
0,37
4,63
0,83
6
4,65
0,24
4,64
0,81
7
4,65
0,97
4,66
0,71
8
4,67
0,97
4,67
0,79
k
0*
4,59
0,62
1
4,60
0,49
2
4,61
0,47
3
4,62
0,50
4
4,64
0,47
5
4,64
0,66
6
4,65
0,66
7
4,66
0,57
8
4,66
0,88
Tablo 4: Determination of Lag Length for Long Term Boundary Test
The estimate results of long term ARDL(7.1.1.0.0) and long term coefficients calculated based on the
results mentioned are available in Table 5.
In Table 5; variables of Money supply, opennes and capital movement coefficient‘s signs accord with our
teoric expects.

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Variables
C
i
m2
open
tk
Diagnosis Tests
R2=0.45

Coefficient
0,3481
0,0259
0,2049
0,0538
0,0005

t-statistic
0,8154
3,4533
1,3995
2,0456
0,7142

2BGAB(2 )=0,51(0.60)
2WDV=0,63(0.90)
2JBN=239,78(0.00)
2RRMKH(2)=0,73(0.48)

2

R =0.39
F ist.=7,71(0,00)
DW=2,00

Note: Here, 2BGAB, 2WDV, 2JBN and 2RRMKH are respectively Breusch-Godfrey successive dependence, White
changing variance, Jarque-Bera normality test and Ramsey model establishment error statistics in regression. The
figures in parentheses reflect p-probability values
Tablo 5: The Results of Calculated Long Term Coefficient of ARDL (7.1.1.0.0) Model
Taking the results in Table 5 into consideration, capital movement and money supply can‘t be interpreted so
that Theirs coefficient is meaningless as regards statistic value. Coefficient of interest variables increased positive
unlike our teoric expectations.
3.4 Short Term Analysis
Short term relation between variables again investigated by means of ARDL Error Correction Model based
on boundary test approach. ARDL model which is used in order to analyse short term relations is formulated as:
m

n

p

i 1

i 0

i 0

yt   0  1ECt 1   2i yt  i   3i i t  i   4i m2t  i 
r

k

i 0

i 0

  5i opent  i   6i tkt  i ut (7)
Here ECt-1 is error correction terms and it stands for one term lagged of error terms series which it is
obtained from long term relationship. Coefficient for this variable is point out duration of sort term deviation. If
this sign of coefficient is negative, deviations happen in short term between series is convergences to long term
balance value. If this sign of coefficient is positive, not convergences to long term balance value.
In this model lag length of veriables determineted just like long term. As a result of the transaction carried out, it
was decided that ARDL(5.1.0.0.0) was the short term ARDL model to be estimated and results are presented in
Table 6.

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AIC
m
1
2
3
4
5*
6
7
8

5,29
4,71
4,71
4,72
4,69
4,70
4,70
4,68

LM Test
0,00
0,05
0,07
0,02
0,29
0,41
0,36
0,00

n
0
1*
2
3
4
5
6
7
8
r
0*
1
2
3
4
5
6
7
8

AIC

LM Test

4,68
4,64
4,65
4,66
4,67
4,69
4,70
4,71
4,73

0,25
0,46
0,43
0,35
0,36
0,30
0,35
0,39
0,42

p
0*
4,65
0,52
4,61
0,48
1
4,66
0,44
4,62
0,50
2
4,65
0,43
4,63
0,60
3
4,69
0,42
4,64
0,15
4
4,69
0,48
4,65
0,65
5
4,71
0,45
4,66
0,66
6
4,69
0,41
4,68
0,63
7
4,71
0,31
4,68
0,70
8
4,73
0,27
4,70
0,67
k
0*
4,63
0,44
1
4,64
0,44
2
4,65
0,47
3
4,66
0,40
4
4,67
0,44
5
4,68
0,43
6
4,69
0,45
7
4,68
0,53
8
4,70
0,34
Table 6: Determination of Lag Length for Short Term Boundary Test
The result of estimated ARDL (5.1.0.0.0) model given in Table 7. Coefficient of ECt-1 (error correction
terms) is -0,72 in Table 7. This coefficient is negative and meaningful like expected. If coefficient‘s signs of error
correction terms is negative, model is convergences to long term balance level.
If this sign of coefficient is negative, deviations happen in short term between series is convergences to long
term balance value. If this sign of coefficient is positive, not convergences to long term balance value (Narayan ve
Smyth 2006). Therefore error correction of model is works. Although capital movements impact on economic
growth, like long term effect, is positive and according with theoritical expectation, statistically insignificant.

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Variables
yt-1
 yt-2
 yt-3
 yt-4
 yt-5
it
it-1
m2t
opent
tkt
ect-1
C
Diagnosis Tests
R2=0,70

R 2 =0,68

Coefficient
-0,3538
-0,3392
0,0961
-0,1636
-0,1825
-0,0319
0,0509
0,0152
0,0380
0,0002
-0,7274
-0,0587

t-statistic
-2,0340
-1,8955
0,5281
-1,4758
-2,2912
-1,9067
2,9609
0,1873
2,5170
0,4738
-3,6701
-0,2843

2BGAB(2 )=2,56(0,08)
2WDV=0,62(0,89)
2JBN=228,78(0,000)
2RRMKH(2)=0,13(0,87)

DW=1,98
F=26,80(0,00)
Note: Here, 2BGAB, 2WDV, 2JBN and 2RRMKH are respectively Breusch-Godfrey successive dependence, White
changing variance, Jarque-Bera normality test and Ramsey model establishment error statistics in regression. The
figures in parentheses reflect p-probability values
Table 7: The Results of ARDL (5.1.0.0.0) Model

Results
In this survey, capital movement impact on economic growth in Turkey has been investigated by using
monthly datum term of 1998:01-2009:09. In survey, boundary test approach which was developed by Pesaran has
been obtained cointegration findings between variables and based on this has been formed long and short term
ARDL models
According to obtained ampirical evidence, although in long and short term capital movement impact on
economic growth is positive, meaningless as regards statistic value. Therefore Coefficient of capital movement can‘t
be interpreted.
It is determined that opennes and interest variables positive effected on economic growth in the in long
term. It is observed that effect of interest one term lagged and opennes on economic growth is positive in short term.
In this study the relation between capital movement liberalisation and economic growth meaningless and
this is not according with economic literature.
This may be due to different reasons. Therefore this subject must be with other ampirical studies. So, It is
thought that be made open to the outside of the capital account‘s effect in financial crisis happen Turkey is
important.

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Determining the Districts That can be a Province in Turkey Using Analytic
Hierarchy Process
Ġbrahim GÜNGÖR
Prof. Dr., Akdeniz University
igungor@akdeniz.edu.tr
Hakan BAKAN
Research Asistant, Mugla University
hkn_bkn@mu.edu.tr
Muharrem AKSU
Lecturer, Akdeniz University
muharremaksu@akdeniz.edu.tr
Serap KĠREMĠTCĠ
Research Asistant Ġstanbul University
serapy@istanbul.edu.tr
Ali GÖKSU
Assist. Prof. Dr., International Burch University
Faculty of Economics
Department of Business Administration
goksu@ibu.edu.ba

Abstract: It is very important problem objectively determining districts which will become
province. It will be appropriate to use AHP to search an efficient solution to this problem. In this
study. In this study, AHP is used to determine priority ranking of districts which is eligible to
become a province in Turkey. According to the result of this AHP application, Alanya is the most
eligible candidate district with 33% importance degree. The following districts based on the
ranking are; Bandırma, Fethiye, Elbistan, Ereğli, Bergama, ÖdemiĢ and ErciĢ.

Introduction
There are many districts that desire to become a province in Turkey. Districts' desire for becoming a
province have been continuing for a long time. This demand is also used for election argument by politicians and
political parties before the elections. Some of these districts achieved their wants, and finally became a province.
With the rapid development of Turkey, some districts growed much more than some cities. As a result of this
growth, these districts have the potential of being a province. However, there are some criterias which districs must
have in order to become a province. Factors, such as socio-economic development, population, geographical
structures of districts, need to be taken into consideration.
The aim of the study is to compare 10 candidate district which desire to become a province according to the
criterias that researchers has determined, and to choose the best candidate based on this comparison by using The
Analytic Hierarchy Process.
According to 126. article of The Constitution of the Republic of Turkey 1982, in terms of central
administrative structure, Turkey is divided into provinces on the basis of geographical situation and economic
conditions, and public service requirements; provinces are further divided into lower levels of administrative
districts.
In accordance with the provisions of constitute article, in Province Administration Law 5442 criterias are
determined to established provinces while stating that Turkey divided into provinces, provinces divided into districts,
and districts divided into sub-districts. But there are not defined criterias about the issue of administrative status
change of a place in Turkey. And also status change of provinces, particularly change to provinces, is not mostly

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based on the detailed social, economical and demographical researchs . It was based generally on some properties of
the places that were made provinces during the years 1989-1999, such as the economical development or
undevelopment, geographical positon, the historical background, the migration, the population density, and the
security of the place. But like all these and other factors also are valid for the districts38.
As there are not clear and obvious laws concerning with establishing new provinces in Turkey, the
reasoning of establishing new provinces mostly based on the mentioned Constitution Article, and related articles of
Province Administration Law. Since mentioned articles state only three criteria which are on the initiative of the
government, it is the role of the government to fill the content of those unclear concepts. Although the desire of the
people, geographical position, transportation and security factors generally play very crucial role on establishing
provinces in Turkey, some places which come to the position of being a province according to economical situation,
and population have forced governments which have voting concerns. Those governments change administrative
position of the places mainly based on their political objectives. It is asserted that the use of the demand of becoming
a province in recent years as a political pressure and gain on politicians have much more influence on the increasing
number of the provinces than the public service requirements in Turkey 39.
It is very important problem objectively determining districts which will become province. The evaluation
of this subject without making it as a domestic political argument, will be easier and more convincing for both
political parties and governments. It will be possible to show more fairly, scientifically and objectively behavior
with the use of AHP at the solution of this problem.
In the second part of this study, a brief information was given about AHP. In the third part, how the
application was implemented, how the data was prepared, how the criterias were determined, and the results of the
study were explained and reported.

Analytic Hierarchy Process
When decision makers face with a multicriteria problem, they decompose it in hieararchic levels acccording
to importance of criterias. The decision making process involves developing priorities for alternatives based on the
decision maker's judgements and selecting the best alternative that satisfies the objective. One of the techniques used
for this process is Analytic Hierarcy Process (AHP) which allows pairwise comparisons.
AHP is widely used as one of the major methods in solving a wide range of problems that involve complex
criteria accross different levels where the interaction of criteria is common (Hsu ve Pan, 2009, p. 2311). AHP,
developed by Saaty, is a decision aiding method provides a way to rank the alternatives of a problem by deriving
priorities (Saaty, Peniwati ve Shang, 2007, s. 1041). It is a very useful tool for multicriteria decision making where
the objective is to select the best alternative taken into consideration.
AHP performs pairwise comparisons to measure relative importance of the elements in each level of the
hierarchy and evalutes alternatives in the lowest level of the hierarcy in order to make the best decision among
multiple candidates ( Sipahi and Esen, 2010, p. 300)
In AHP, the hierarchic structure must be built by determining important criterias and subcriterias belonging to
each criteria according to the decision maker's objective. First of all, the objective is determined and then the criterias
for this objective will be pointed out. After this, alternatives for each criteria will be determined. In this way the
hierarchic structure for decision making has been constructed. (Scholl et all., 2005, p.763)
AHP is a mathematical method which considers group's or individual's characteristics, and evaluates quantitative
and qualitative variables together in the decision making process (Dağdeviren et all., 2004, p.132). At the same time,
it provides more efficient decision making oppurtunities ( Ecer and Dündar, 2008 , p. 198). This method has been
widely used in solving real life complex decision making problems in recent literature, especially in effectiveness
analysis and performance measurement problems (Peters and Zelewski, 2008, p.1040).
38

Gökçen KILINÇ, Yeni Ġl Kurulması ve Siyaset, http://www.istanbulburda.com/haber_author.php?id=1967; Gökçen KILINÇ ve Nuran ZEREN
GÜLERSOY, ―Türkiye‘deki Ġlçelerin KentleĢme Derecelerine Göre Ġl Olma Potansiyellerinin Değerlendirilmesi‖, ĠTÜ Dergisi, Cilt 6, Sayı 1,
Mart 2007, s.72.
39
Selçuk YALÇINDAĞ, ―Yönetsel Etkililik, Demokrasi ve Ġl Sayısının Artırılması‖, Amme Ġdaresi Dergisi, Cilt 30, Sayı 1, 1997, s.12; Yasin
SEZER, ―Merkezi Yönetimin Ġl ve Bölge Ölçeğinde Örgütlenmesi‖, Ġktisadi ve Ġdari Bilimler Fakültesi Dergisi, C.I, S.I, Afyon, 1999, s.205.;
Yasin SEZER, ―Kamu Yönetimi Temel Kanunu Tasarısı Çerçevesinde Ġl Genel Yönetimi Hakkında Bir Ġnceleme‖, (Ed.), Nagehan Arslan,
Türkiye‘de Kamu Yönetimi Sorunları Üzerine Ġncelemeler, Seçkin Yayınları, Ankara, 2005, s.22.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

The AHP approach was developed in the early 1970s in response to military contingency planning, scarce
resources allocation, and the need for political participation in disarmament agreements (Yang and Shi, 2002, p. 30).
AHP is not only a decision making method that decomposes a complex multi-criteria decision problem into a
hierarchy but also a measurement theory that prioritizes the hierarchy and consistency of the judgmental data
provided by a group of decision makers agreements (Hsu ve Chen, 2008, p. 46)
The use of AHP in order to solve a decision making problem involves the following steps (Al-Harbi, 2001,
p. 20):
1. Define the decision making problem and determine its goal.
2. Structure the hierarchy from the top (the objectives from a decision-maker's point of view) through the
intermediate levels (criteria on which subsequent levels depend) to the lowest level which usually contains
the list of alternatives.
3. Construct a set of pair-wise comparison matrices ( n x n square matrix) for each of the lower levels with one
matrix for each element in the level immediately above by using the relative scale measurement shown in
Table 1 The pair-wise comparisons are done in terms of of which element dominates the other.
4. The number of judgements equals to n(n-1)/2. Judgements required to develop the set of matrices which
should be both transitive and reciprocal in step 3.
5. Hierarchical synthesis is now used to weight the eigenvectors by the weights of the criteria and the sum is
taken over all weighted eigenvector entries corresponding to those in the next lower level of the hierarchy.
6. Having made all the pair-wise comparisons, the consistency is determined by using the eigenvalue, max , to
calculate the consistency index, CI as follows:
CI = (max - n)/(n- 1), where n is the matrix size. Judgement consistency can be checked by taking the
consistency ratio (CR) of CI with the appropriate value in Table 2. The (CR) is acceptable if it is less than
0.10. Otherwise the the judgement matrix is inconsistent. To obtain a consistent, judgements should be
reviewed and improved.
7. Steps 3-6 are performed for all levels in the hierarchy.

Intensity of
Importance
1
3
5
7

9
2,4,6,8

Definition

Explanation

Equal Importance
Two activities contribute equally to the objective
Moderate
Experience and judgment slightly favor one activity over another
Ġmportance
Strong importance
Experience and judgment strongly favor one activity over another
Very strong or
An activity is favored very strongly over another; its dominance
demonstrated
demonstrated in practice
importance
Extreme
The evidence favoring one activity over another is of the highest
importance
possible order of affirmation
Intermediate values when compromise is needed
Table 1: The Fundamental Scale of Absolute Numbers ( Saaty, 2008, p. 125)

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

n
Average random
index

1
0

2
0

3
0.52

4
0.89

5
1.11

6
1.25

7
1.35

8
1.40

9
1.45

10
1.49

Table 2: Random Consistency Index ( Saaty, Vargas and Dellmann, 2003, p. 174)

The Study
People have troubles while making decisions about any issue in the time of they living. Contradictory
results may also appear on the decisions about same issue made by people. The most important reason of for this is
the intention of selecting best decisions over the alternatives. Same situation is also valid for the decisions taken by
the government. Since the government must make the best decision for its public. Because of demand of individuals
that live in the country about changing their districst in which they live to provinces, one of the most important
decisions is which districts will become province. At this time, this decision is very important as it burden additional
expenses to the budget.
In this study, AHP is used to determine priority ranking of districts which is eligible to become a
province in Turkey. Candidate districts are determined by preselection with this application. Above mentioned
criterias are taken into consideration for preselection:
-

Population of the center must be greater than 50 000,

-

Population of district must be greater than 100 000,

-

Distance from the province must be greater than 100 km.

Values of above mentioned criteria for each of the candidate districts determined by preselection, are
obtained from municipality‘s and governer‘s official websites and shown in Table 3.
CRITERIAS
DISTANCE
(KM)*
CENTER
POPULATION**
DISTRICT‘S
POPULATION**
SURFACE
AREA(KM2)
NUMBER OF
VILLAGES
NUMBER OF
CONNECTED
DISTRICTS
CON.TOTAL
POPULATION.**
TEMPORARY
POPULATION****
REAL WAGE***

ALANYA

FETHĠYE

ERCĠġ

EREĞLĠ

ELBĠSTAN

ÖDEMĠġ

BANDIRMA

BERGAMA

138

100

102

124

103

153

158

113

134056

113851

58570

72003

74858

95056

85642

73310

241451

132077

100802

183184

158795

135008

135386

129260

1827

690

1688

3055

2115

2260

2546

1082

3

0

0

3

3

0

0

2

5

4

7

3

3

3

7

6

152649

208340

332353

95653

238131

63563

238450

312937

1377146

74548

21186

252726

3440

9500

5934

2935

84714

123754

21024

83628

91169

85191

558996

706831

Table 3: Quantitative values of criterias for each of the districts
*http://www.kgm.gov.tr/Sayfalar/KGM/SiteTr/Uzakliklar/ililcelerArasiMesafe.aspx
** http://tuikapp.tuik.gov.tr/adnksdagitapp/adnks.zul
*** http://ekutup.dpt.gov.tr/bolgesel/gosterge/2004/ilce.pdf
**** http://www.turizm.gov.tr

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

DISTRICTS

DISTANCE

NORMALIZED VALUE OF DISTANCE

ALANYA

138,0000

0,1393

BANDIRMA

100,0000

0,1009

BERGAMA

102,0000

0,1029

ELBĠSTAN

158,0000

0,1594*

ERCĠġ

103,0000

0,1039

EREĞLĠ

153,0000

0,1544

FETHĠYE

124,0000

0,1251

ÖDEMĠġ

113,0000

0,1140

TOTAL

991,0000

1,0000
Table 4: Distance Criteria

According to distance criteria most appropriate district to become a city is Elbistan with approximately
%16. Bandırma district is in the last rank with % 10.
DISTRICTS
ALANYA

CENTER‘S
CENTER‘S POPULATION NORMALIZED VALUE
POPULATION
134056,000
0,1895*

BANDIRMA

113851,000

0,1610

BERGAMA

58570,000

0,0828

ELBĠSTAN

85642,000

0,1211

ERCĠġ

74858,000

0,1058

EREĞLĠ

95056,000

0,1344

FETHĠYE

72003,000

0,1018

ÖDEMĠġ

73310,000

0,1036

TOTAL

707346,000

1,0000

Table 5: Center‘s Population Criteria
Alanya district is in the first rank with %19 accoding to the center‘s population criteria and Bergama is the
last with %8.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

DISTRICTS
ALANYA

DISTRICT‘S
NORMALIZED VALUE OF DISTRICT‘S POPULATION
POPULATION
241451,000
0,1986*

BANDIRMA

132077,000

0,1086

BERGAMA

100802,000

0,0829

ELBĠSTAN

135386,000

0,1113

ERCĠġ

158795,000

0,1306

EREĞLĠ

135008,000

0,1110

FETHĠYE

183184,000

0,1506

ÖDEMĠġ

129260,000

0,1063

TOTAL

1215963,000

1,0000

Table 6: District‘s Population Criteria
For district‘s population criteria the most important district is Alanya and the least is Bergama.
DISTRICTS
SURFACE AREA
NORMALIZED VALUE OF SURFACE AREA
ALANYA

1827,000

0,1197

BANDIRMA

690,000

0,0452

BERGAMA

1688,000

0,1106

ELBĠSTAN

2546,000

0,1668

ERCĠġ

2115,000

0,1386

EREĞLĠ

2260,000

0,1481

FETHĠYE

3055,000

0,2002*

ÖDEMĠġ

1082,000

0,0709

TOTAL

15263,000

1,0000

Table 7: Surface Area Criteria
According to surface area criteria most appropriate district to become a city is Fethiye with approximately
%20. Bandırma district is in the last rank with % 4.
DISTRICTS
NUMBER OF
NORMALIZED VALUE OF VILLAGE NUMBERS
VILLAGES
ALANYA
3,000
0,2727*
BANDIRMA

0,000

0,0000

BERGAMA

0,000

0,0000

ELBĠSTAN

0,000

0,0000

ERCĠġ

3,000

0,2727*

EREĞLĠ

0,000

0,0000

FETHĠYE

3,000

0,2727*

ÖDEMĠġ

2,000

0,1818

TOTAL

11,000
Table 8: Number of Villages Criteria

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
Alanya , Fethiye and ErciĢ districts together are in the first rank with %27 accoding to the number of villages
criteria.

DISTRICTS

ALANYA

NUMBER OF
NORMALĠZED VALUE OF NUMBER OF DISTRICTS TO
DISTRICTS TO BE
BE CONNECTED
CONNECTED
5,000
0,1316

BANDIRMA

4,000

0,1053

BERGAMA

7,000

0,1842*

ELBĠSTAN

7,000

0,1842*

ERCĠġ

3,000

0,0789

EREĞLĠ

3,000

0,0789

FETHĠYE

3,000

0,0789

ÖDEMĠġ

6,000

0,1579

TOTAL

38,000

1,0000

Table 9: Number of Districts to be Connected Criteria
According to this criteria, Bergama and Elbistan have the highest importance percentage with
approximately %18.

DISTRICTS

CONNECTED TOTAL
POPULATION

NORMALIZED VALUE OF CONNECTED TOTAL
POLULATION

ALANYA

152649,000

0,0930

BANDIRMA

208340,000

0,1269

BERGAMA

332353,000

0,2024*

ELBĠSTAN

238450,000

0,1452

ERCĠġ

238131,000

0,1450

EREĞLĠ

63563,000

0,0387

FETHĠYE

95653,000

0,0583

ÖDEMĠġ

312937,000

0,1906

TOTAL

1642076,000

1,0000

Table 10: Connected Total Population Criteria
According to connected total population criteria, Bergama has the highest importance percentage with
approximately %20 and the last is Ereğli.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

DISTRICTS
ALANYA

TEMPORARY
NORMALIZED VALUE OF TEMPORARY POPULATION
POPULATION
1377146,000
0,7926*

BANDIRMA

64548,000

0,0372

BERGAMA

21186,000

0,0122

ELBĠSTAN

5934,000

0,0034

ERCĠġ

3440,000

0,0020

EREĞLĠ

9500,000

0,0055

252726,000

0,1455

2935,000

0,0017

1737415,000

1,0000

FETHĠYE
ÖDEMĠġ
TOTAL

Table 11: Temporary Population Criteria
According to the temporary population criteria, the most eligible candidate is Alanya with % 79 and the last
is ÖdemiĢ.

DISTRICTS

REAL WAGE

NORMALIZED VALUE OF REAL WAGE

ALANYA

558,9960

0,3185

BANDIRMA

706,8310

0,4027*

BERGAMA

84,7140

0,0483

ELBĠSTAN

91,1690

0,0519

ERCĠġ

21,0240

0,0120

EREĞLĠ

83,6280

0,0476

FETHĠYE

123,7540

0,0705

ÖDEMĠġ

85,1910

0,0485

1755,3070

1,0000

TOTAL

Table 12:Real Wage Criteria
According to real wage criteria, Bandırma has the highest importance percentage with approximately %40,
Alanya is in the second rank with %32 and the last is ErciĢ.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

GENERAL

DISTANCE

CENTER‘S
DISTRICT‘S SURFACE
POPULATION POPULATION
AREA

NUMBER
OF
VILLAGES

NUMBER
OF
DISTRICT‘S
TO BE CON

TOTAL
POPULATION
TO BE CON.

TEMPORARY
POPULATION

REAL
WAGE

DISTANCE

1,0000

0,3333

0,5000

1,0000

0,5000

0,5000

0,3333

0,2500

0,1429

CENTER‘S
POPULATION

3,0000

1,0000

2,0000

4,0000

3,0000

3,0000

2,0000

0,3333

0,2000

DISTRICT‘S
POPULATION

2,0000

0,5000

1,0000

3,0000

2,0000

2,0000

1,0000

0,3333

0,2000

SURFACE
AREA

1,0000

0,2500

0,3333

1,0000

0,3333

0,3333

0,2500

0,2500

0,1429

NUMBER OF
VILLAGES

2,0000

0,3333

0,5000

3,0000

1,0000

1,0000

0,3333

0,3333

0,1667

NUMBER OF
DISTRICT‘S
TO BE CONN.

2,0000

0,3333

0,5000

3,0000

1,0000

1,0000

0,3333

0,2500

0,2000

TOTAL
POPULATION
TO BE CON.

3,0000

0,5000

1,0000

4,0000

3,0000

3,0000

1,0000

0,5000

0,2500

TEMPORARY
POPULATION

4,0000

3,0000

3,0000

4,0000

3,0000

4,0000

2,0000

1,0000

0,2500

REAL WAGE

7,0000

5,0000

5,0000

7,0000

6,0000

5,0000

4,0000

4,0000

1,0000

19,8333

19,8333

Total

25,0000

11,2500

13,8333

30,0000

11,2500

7,2500 2,5524

Table 13: Pair-wise Comparison Matrix of Criterias
These values are obtained from expert view of a vice governer.
Consistency Ratio (CR) is acceptable if CR is less than 0,10 . Otherwise the judgements of the decision maker are
inconsistent.
T1
Distance
Center‘s Population
District‘s Population
Surface Area
Number of Villages
Number of Districts to be connected
Connected Total Population
Temporary Population
Real Wage

Weights
0,0344
0,1213
0,0791
0,0295
0,0542
0,0543
0,1032
0,1715
0,3525
Table 14: Weights of criterias

After calculating weights for criterias, it is come to stage of solving decision problem, in other words last
stage of the AHP. At this stage, a matrix consists of calculated relative priority values (table 14) was created and then
by multiplying with Matrix of Weighted Criteria (Table 16), Decision Matrix (Table 17)was created.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Distance

Center‘s
Population

District‘s
Population

0,1895
0,161
0,0828
0,1211
0,1058
0,1344
0,1018
0,1036

0,1986
0,1086
0,0829
0,1113
0,1306
0,111
0,1506
0,1063

0,1393
0,1009
0,1029
0,1594
0,1039
0,1544
0,1251
0,114

Table 15:Final Table
Number
Number
of
of
villages
Districs
to be
conn.
0,1197
0,2727
0,1316
0,0452
0
0,1053
0,1106
0
0,1842
0,1668
0
0,1842
0,1386
0,2727
0,0789
0,1481
0
0,0789
0,2002
0,2727
0,0789
0,0709
0,1818
0,1579

Surface
area

Total
Population
to be
conn.

Temporary
Population

0,093
0,1269
0,2024
0,1452
0,145
0,0387
0,0583
0,1906

0,7926
0,0372
0,0122
0,0034
0,002
0,0055
0,1455
0,0017

Real
Wages

0,3185
0,4027
0,0483
0,0519
0,012
0,0476
0,0705
0,0485

Weight
Points

0,0344
0,1213
0,0791
0,0295
0,0542
0,0543
0,1032
0,1715
0,3525

.
Sij
Eligibility ranking for becoming a
province
1
2
3
4
5
6
7
8

x

T

Districts

Coefficients

Alanya
Bandırma
Fethiye
ÖdemiĢ
Elbistan
Bergama
ErciĢ
Ereğli

% 33
% 18
% 11
%8
%8
%7
%7
% 6

Table 16: Order of Preference

Results
AHP is a mathematical method, which evaluates quantitative and qualitative variables together in the
solution of decision problems and enables efficient decision making . This method has been widely used in solving
real life complex decision making problems in recent literature, especially in effectiveness analysis and performance
measurement problems.
It is an important problem to determine the districts which are eligible to become province. To handle this
issue without makig it a domestic politics material will be more easy and persuasive for both of the political parties
and goverments. More fair, scientific and objective attitude can be possible by using AHP in the solution of this
problem. Therefore in this study, AHP is used to determine priority ranking of districts which are eligible to become
a province in Turkey. According to the result of this AHP application, Alanya is the most eligible district with %33
importance degree and Bandırma is in the second place with a 15 point difference. Fethiye has the third rank and
ÖdemiĢ has the forth rank.

Suggestions
It is shown with this study that AHP method can be applicable to determine the priority ranking of districts
to become province. When new provinces are in agenda, more current data and criterias must be used in a Project
with Ministry of Interriors and other relevant govermental institutions in order to help political authorithy on
decision making about this subject.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

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Operational Research, 164.
SAATY THOMAS L., (1980), The Analytic Hierarchy Process, McGraw-Hill International Book Company, New York
ADIGÜZEL, O., ÇETĠNTÜRK, Ġ. and ER, O., (2009) , ‗ Konaklama iĢletmelerine olan MüĢteri Tercihinin Analitik HiyerarĢi
Prosesi Yöntemiyle Belirlenmesi‘ , Süleyman Demirel Üniversitesi Dergisi, C1.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

The Determination of University Selection Based Upon Analytic Hierarchy
Process
Orhan ADIGÜZEL
Assistant Prof., University of Suleyman Demirel
Isparta, TURKEY
orhanadiguzel@gmail.com
Ali Cüneyt ÇETĠN
Assistant Prof., University of Suleyman Demirel
Isparta, TURKEY
ccetin@iibf.sdu.edu.tr

Abstract: The most important factor in career planning of a person is to direct him depending
upon his features. The best way of choosing career is to compare the wishes of a person with the
requirements of that career so that he can decide the best one. Particularly, those who think to have
a university education for their careers come across difficulties while deciding on their career path
on account of the fact that the global world can offer various opportunities for education in a great
many places. The student must choose by taking into account some criteria. As an example,
several factors play a crucial role in this process such as the academic success of the university, the
working opportunities provided, the distance of the university to the hometown of the student, the
economic status of that city, the facilities of accommodation. Considering all these factors, the
student should give an optimal decision. In this context, the common decision including both the
personal different opinions and convincing for all is strongly needed. AHP (Analytic Hierarchy
Process) has gained a very big momentum at these kind of situations.

Introduction
The key to help to a student in the process of career planning is to give him an encouragement that will have
an impact in the future for the career planning activities (Laker &amp; Laker, 2007, p.138). The fact to be known about
career is that the person is responsible for the career development himself (Walker &amp; Levesque, 2006, p.28). The
reason is that in terms of career development and management in the literature, much has been emphasized personally
gained and experienced career instead of organization based career development .( Kidd &amp; Green, 2006, p.229). The
person in the personal planning stage while choosing his career, he has been affected by a number of factors. The best
career choice is, to reach the best by comparing what he wants and what he needs. The matter is to decide upon the
best among the alternatives and upon the methods by which the decisions will be taken.
The selection of the department in high schools until the university exam, even the selection of the type of
the high schools and the private courses for the preparation of the university exam is determined by the selections
following the decisions. The selection of the university after high school is particularly significant for the students
who are at the beginning of their careers. In this term, the students are a little bit confused due to the efforts to choose
the best among a number of alternatives. In this case, the most important moment for decision is to choose the best
alternative of the university.
The student is supposed to choose by taking into account some criteria such as the academic achievement
of the university, the chance of the graduates in having jobs, the distance of the university to the homeland, the
economic status and the opportunities for accommodation of the city. Considering all these factors, the student
should give an optimal decision. By means of this, throughout undergraduate study, some of the regrets should be
prevented and motivation and concentration should be used for the productivity and the efficiency of the education.
In this case, a common decision is needed by means of which both the differences of personal opinions can be
assessed and everyone can be persuaded at the same time.
From this perspective, AHP is a mathematical method which lays emphasis on the features of a person as
well as group, and which assesses both the qualitative and quantitative variables together (Dağdeviren et al., 2004,
p.132). At the same time, it provides opportunity for deciding effectively in the solution of decisional problems
(Dündar &amp; Ecer, 2008, p.198). AHP enables to modeling in a hierarchical way showing the relationship between

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

decision makers with complex problems, the ultimate goal of the problem, criteria, sub criteria, and the alternatives
(Kuruüzüm &amp; Atsan, 2001, p.84). Recently, this problem has captured attention a lot, and it is used in the solution of
decision making problems in real life. Particularly, in the efficiency analysis, in the productivity analysis, and in the
problems of performance asessment, the AHP is seen to be widely used.

The Determination of University Selection
There are many application processes all around the world in the higher education system. Recruitment
structures and college admissions vary widely from country to country. For example, mostly, all British higher
education institutions are members of the UCAS, therefore, nearly all those wishing to study for their first degrees in
the UK have to apply through the UCAS. In the USA, students apply to one or more colleges or universities by
submitting an application which each college evaluates according to its own criteria. For the graduate education,
virtually all graduate programs require applicants to submit scores on standardized tests. In Turkey the Student
Selection and Placement Center (ÖSYM) prepares the centralized University Entrance Examination (Yamamato,
2006, p.59).
In addition to the differences of the applications depending upon the countries, there are also some
differences in the selection of the university of a student. In occurrence of these differences, the impacts of the
opportunities are effective. While some of the universities bring forth the the quality of their education, the others
mention about the technological facilities. At the same time, some of the universities are boastful about the employed
students, but the others are important for their social opportunities in the campus. The students on the verge of
choosing the university will be affected from all these differences and will need to search the reality of these
opportunities and they will focus on the criteria and the factors determined well in advance. These factors and the
criteria become more clear after collecting informations from many sources about the universities (Veloutsou et al.,
2005, p.281). The location of the the university, local social life and campus, the future career prospects and
opportunities, financial considerations, the quality of education, the institutions‘ infrastructure, job prospects,
personal motives have impacts on selection (Keskinen et al., 2008, p.639-640; Soutar &amp; Tourner, 2002, p.40-41;
Veloutsou et al., 2005, p.161-162)

The Analytic Hierarchy Process
The Analytic Hierarchy Process is decision-making process that breaks complex problems down into levels
of decision criteria that can be managed more readily. The AHP synthesizes information and evaluates decision
criteria in a way that enables the use of both real data and qualitative evaluations of factors in one model (Liu et al.,
2008,p. 437). As Saaty mentions that it also organizes the basic rationality by breaking down a problem into its
smaller constituent parts and then guides decision makers through a serious of pairwise comparison judgments to
express relative strength or intensity of impact of the elements (Varma et al., 2008, p.346).
The AHP method can support managers in a broad range of decisions and complex problems including
supplier-selection decisions, facility-location decisions, forecasting, risks and oppurtunities modeling, choice of
technology, plan and product design, and so on. Further more the AHP approach also shows some interesting
advantages (Costa &amp; Evangelista, 2008, p.71):
 Effectiveness also in presence of descriptive and evaluative lacks;
 Effectiveness when there is a co-presence of qualitive and quantitive;
 It overcomes the diffuculty of the evaluation of decisional factors;
 Control of the answers consistency and the final results coherence;
 Possibility to focus on every aspect of the problem always going down to a greater level of detail
and stratifying the analysis; and
 Dynamism and adaptability of the method
The calculation procedure of AHP is presented below (Hsu and Chen, 2008, p. 46):
Establishment of pair-wise comparision matrix A. Let C1,C2,C3,…..,Cn be the set of criteria, while aij represents a
quantified judgement on a pair of criteria Ci, Cj. The relative importance of two criteria is rated using a scale with
the digits 1, 3, 5, 7 and 9, where 1 denotes ―equally important‖, 3 for ―slightly more important‖, 5 for ―strongly more
important‖, 7 for ―demonstrably more important‖ and 9 for ―absolutely more important‖. The digits 2, 4, 6 and 8
areare used to facilitate a compromise between slightly differing judgments. A n-by-n matrix A is derived as fallows

529

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

 a11 a12 ... aj 
a

 21 a 22 ... aj 
 .
. 
A

. 
 .
 .
. 


 ai1 ai 2 ... aij 

(1)

Where aij = 1 and aji = 1/ aij, i,j = 1, 2, …..,n.
In matrix A, the problem involves assigning a set of numerical weights W1, W2, W3, ……Wn to the n
criteria C1, C2, C3, …….Cn that ―reflects the recorder judgments‖. If A is a consistency matrix, the relations
between weights Wi and judgments aij are simply given by Wi / Wj = aij (for i,j = 1, 2, 3, ……n)
Eigenvalue and eigen vector. Saaty suggested that the largest eigenvalue λmax
If A is a consistency matrix then eigen vector X can be calculated by the equation (2):
(A – λmaxI) X = 0
(2)
Consistency test. Saaaty proposed utilizing consistency index (CI) and consistency ratio (CR) to verify the
consistency of the comparison matrix. Additionally, CI and CR are defined as fallows:
CI = (λmax – n) / (n – 1)
(3)
CR = CI / RI
(4)
Where RI denotes the average consistency index over numerous random entries of same order reciprocal
matrices. If CR ≤ 0,1 the estimate is accepted; otherwise, a new comparison matrix is solicited until CR ≤ 0,1.

The Study
Imagine that any high school graduate student determined some of the criteria about the university planned
by means of the decision either collectively or individually. These criteria are such as the image and the prestige of
the university, the knowledge in education and the technological opportunities, the career opportunities, the
possibility of employment of the university graduates, the atmosphere of the campus and the social life, the
opportunities for accommodation, and transportation, yet still, let‘s consider that the student gives more paramount
importance to the five of them more than the others. Let‘s say these are the criteria like ―the image and the prestige
of the university‖, ―the knowledge in education and the technological opportunities‖, ―the career opportunities in the
university‖, ―the possibility of employment of the university graduates‖, ―the atmosphere of the campus and the
social life‖. The university alternatives and the results of these alternative universities out of 100 point in terms of the
criteria are shown below in Table 1:
1.
1. UNIV. 2.
2. UNIV.
3. UNIV.
4. UNIV.
5. UNIV.
80
100
70
60
90
IMAGE-PRESTIGE
90
70
80
100
80
KNOWLEDGE-TECH.
50
80
90
60
70
CAREER
70
70
60
60
80
EMPLOYMENT
60
60
100
90
90
CAMPUS
Table 1
In this stage of the application, initially, the comparison of the criteria was done in accordance with the method of
AHP and indicated in Table 2. In the process of the determination of the level of importance, the opinion of the
student and the environment left impacts, and comparisons were made depending upon these opinions.
I-P
K-T
CAR
EMP
CAM
I-P
K-T
CAR
EMP
CAM
Table 2

1
2

1/2
1

3
2

1/3
1/4

5
4

1/3
3
1/5

1/2
4
1/4

1
5
1/3

1/5
1
1/7

3
7
1

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

 1 1/ 2 3
 2
1
2

1 / 3 1 / 2 1
A 
4
5
 3
1 / 5 1 / 4 1 / 3



1/ 3
1/ 4
1/ 5
1
1/ 7

5
4 
3

7
1



0.184
0.195


0.094
W 

 0.481
0.044





The Consistency Ratio of Matris A = 0.0545
The calculated vector in the column W shows values of numerical importance. In the framework of these
results, the most important criteria with the percentage of 48 % is ―employment‖ whereas the least criteria is ―the
atmosphere of campus‖ with the percentage of 5 %. In the Table 3 below, the criteria‘s values of importance in
percentage are given sequently.
The Sequence of The Assessment Criterium
Approximate
Values
of
Importance
Importance in Percentage
Employment
% 48
1
2

Knowledge-Technology

% 20

3

Image-Prestige

% 18

4

Career

%9

5

Campus

%5

Table 3
The formula used while finding W is, at the same time, used to compare and contrast the criteria of all the
candidates with one another. In this context, the stages of finding out matris C such as C1, C2, C3, C4, and C5 in the
results of all the contrasts in every criterium is in the following:
3. UNIV.
4. UNIV.
5. UNIV.
1. UNIV.
2. UNIV.
1
1/5
3
5
1/3
1.UNIV.
5
1
7
9
3
2. UNIV.
1/3
1/7
1
3
1/5
3. UNIV.
1/5
1/9
1/3
1
1/7
4. UNIV.
3
1/3
5
7
1
5. UNIV.

1
 5

1 / 3
V1  
1 / 5
3



1/ 5 3
1
7
1/ 7 1
1/ 9 1/ 3
1/ 3 5

5
9
3
1
7

1/ 3 
3 
1/ 5 

1/ 7 
1 



0.134
0.502


0.067 
C1  

0.034
0.260





The Consistency Ratio of Matris C1= 0.0541
The Comparison of the University in terms of “Image and Prestige”

531

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
Assessing from the perspective of ―Image and Prestige‖, it can be stated that the university in the second
order is much more preferable with the percentage of 50.2 %.
1. UNIV.
2. UNIV.
3. UNIV.
4. UNIV.
5. UNIV.
1
5
3
1/3
3
1. UNIV.
1/5
1
1/3
1/7
1/3
2. UNIV.
1/3
3
1
1/5
1
3. UNIV.
3
7
5
1
5
4. UNIV.
1/3
3
1
1/5
1
5. UNIV.

 1
1/ 5

1/ 3
V2  
 3
1/ 3



5 3
1/ 3
1 1/ 3 1/ 7
3 1 1/ 5
7 5
1
3 1
1/ 5

3
1 / 3 
4

5
1



0.245
0.046


0.105
C2  

0.497 
0.105





The Consistency Ratio of Matris C2= 0.0284
The Comparison of the University in terms of “Knowledge and Technological Opportunities”
As for the criteria of ―Knowledge and Technological Opportunities‖, the university in fourth order is
leading the others with the percentage of 49.7 %.
The Comparison of the University in terms of “The Opportunites of Career in the Unıversity”
1. UNI.
2. UNI.
3. UNI.
4. UNI.
5. UNI.
1. UNI.
2. UNI.
3. UNI.
4. UNI.
5. UNI.

1
7
9
3
5

1/7
1
3
1/5
1/3





V3  





1
7
9
3
5

1/ 7
1
3
1/ 5
1/ 3

1/9
1/3
1
1/7
1/5

1/ 9
1/ 3
1
1/ 7
1/ 5

1 / 5
3 
5 

1 / 3
1 



1/ 3
5
7
1
3

1/3
5
7
1
3

1/5
3
5
1/3
1

0.034
0.260


0.502
C3  

0.067 
0.134





The Consistency Ratio of Matris C3= 0.0541
According to the criterium of ―The Career Opportunities in the University‖ the university in the third order
is in a better state with the percentage of 50.2 %.
The Comparison of the University in terms of “The Possibility of the Graduate Employment”
1. UNI.
2. UNI.
3. UNI.
4. UNI.
5. UNI.
1
1
3
3
1/3
1. UNI.
1
1
3
3
1/3
2. UNI.
1/3
1/3
1
1
1/5
3. UNI.
1/3
1/3
1
1
1/5
4. UNI.
3
3
5
5
1
5. UNI.

532

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

1
1
 1
1

1 / 3 1 / 3
V4  
1 / 3 1 / 3
 3
3



3
3
1
1
5

3
3
1
1
5

1/ 3
1/ 3
1/ 5
1/ 5
1

0.195
0.195


0.073
C4  

0.073
0.462















The Consistency Ratio of Matris C4= 0.012
The university in the fifth order is much more successful in the criterium of ―The Possibility of Graduate
Employment‖ with the percentage of 46.2 %.
The Comparison of the University according to the criteria of “The Atmosphere of Campus and Social Life”
1. UNIV.
2. UNIV.
3. UNIV.
4. UNIV.
5. UNIV.
1
1
1/9
1/7
1/7
1. UNIV.
1
1
1/9
1/7
1/7
2. UNIV.
9
9
1
3
3
3. UNIV.
7
7
1/3
1
1
4. UNIV.
7
7
1/3
1
1
5. UNIV.

1
1

9
V5  
7
7



1
1
9
7
7

1/ 9 1/ 7
1/ 9 1/ 7
1
3
1/ 3 1
1/ 3
1

1/ 7 
1 / 7 
3 

1 
1 



0.038
0.038


0.476
C5  

0.222
0.222





The Consistency Ratio of Matris C5= 0.025
The results of the last criterium of ―Campus Life and Social Life‖ are as in the Matris of C5. In this
criterium, the university in the third order is more likely to be preferred with the 47.6 % percentage.
After this point, to calculate the sequence is of great significance. Depending upon the values, it can be
mentioned that the decision about the university selection will be optimal. In this way, the decisions of the students
would be rational, not regretful.
The decision matris is seen in the last part of this application through this Formula [ Cij ] m×n ×[ Wi ]n×1.

0.134
 0.502

 0.067

 0.034
 0.260



0.245
0.046
0.105
0.497
0.105

0.034
0.260
0.502
0.067
0.134

0.195
0.195
0.073
0.073
0.462

0.038   0.184 
 0.171



 0.221
0.038   0.195 


0.476  ×  0.094  D= 0.136
 



0.222  0.481.
0.154
0.312
0.222   0.044 
 




 



When the values in the Matris D are assessed regarding the Table 4, 5 th university is in the first sequence
with the percentage of 32%. And this choice is the best and optimal one for the student.

533

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

The Sequence
Importance
1

of

Universities
5th UNIVERSITY

Approximate
Values
Importance in Percentage
31%

2

2nd UNIVERSITY

22%

3

1st UNIVERSITY

17%

4

4th UNIVERSITY

16%

5

3rdUNIVERSITY

14%

of

Table 4

Conclusion and Suggestions
All of us wants to have a very prestigous job at the end of our education for which we spend a great amount
of time on account of the fact that a job that makes us happy enables our life meaningful and productive. The
efficiencies of a certain job, perhaps, are presented to a great number of students in many universities. However, the
universities have some ups and downs in terms of the opportunities. Even this is the case for the same faculties of the
same university. To say in another way, the university that can offer opportunities should be prefered, not an
ordinary one. From this perspective, the decision of university selection which is the most critical stage of the
education should be given rationally. AHP is the method of mathematical decision by means of which the qualitative
and the quantitative cases can be assessed together.
As in the example of here, the university candidate ascertains some certain criteria both with group and
individual decisions. These criteria are ―the image and the prestige of the university‖, ―the knowledge in education
and the technological opportunities‖, ―the career opportunities in the university‖, ―the possibility of employment of
the university graduates‖, ―the atmosphere of the campus and the social life‖. The candidate student decides the
university of 5th university among the five university alternatives through the AHP method. It can be demonstrated
that this result is the most optimal and rational one. This method enables the student to reach the most liked
occupational efficiencies in the best and useful atmoshere.
AHP can be used not only in the university selection, but also in all of the management and the
organizational activities as the solution to the decisional problems. By means of this, the interested people, the
workers, and the managers can find the opportunity to reach the most suitable decision in a shortest way and thanks
to the consistency of the decisions, the unnecessary repetitions of the same procedures will be prevented.

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Liu, L.B., Berger, P., Zeng, A., Gerstenfeld, A.(2008). Applying the analytic hierarchy process to the offshore outsourcing location
decision, Supply Chain Management: An International Journal, 13(6), 435-449.
Soutar, G. N. &amp; Turner, J. P.(2002). Student‘s preferences for university: A conjoint analysis, The International Journal of
Educational Management, 16(1), 40-45.
Varma, S., Wadhwa S., Deshmukh S.G.(2008). Evaluating petroleum supply chain performance, A Pacific Journal of Marketing
and Logistics, Vol.20, No.3, 343-356.
Veloutsou, C., Lewis J. W., Paton R. A.(2004). University selection: Information Requirements and importance, The International
Journal of Educational Management Vol.18, No.3, 160-171.
Veloutsou, C., Lewis J. W., Paton R. A.(2005). Consultation and realibility of information sources pertaining to university
selection, International Journal of Educational Management Vol.19, No.4, 279-291.
Walker, H. F. ve Levesque, J. /2006). Climbing the career ladder : It is up to you , Quality Progress , Vol 39, No.10, 28-32.
Yamamato, G. T. (2006). University evaluation-selection: A Turkish case, International Journal of Educational Management,
Vol.20, No.7, 559-569.

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AHP Modeling in Selection of Students for a Part-Time Work: International
Burch University Case
Ali GÖKSU
Assist. Prof. Dr., International Burch University, Faculty of Economics
Department of Business Administration
goksu@ibu.edu.ba
M. KürĢad ÖZLEN
Research Assistant, International Burch University, Faculty of Economics
Department of Business Administration
kozlen@ibu.edu.ba
Murat ÇUHADAR
Assist. Prof. Dr., Süleyman Demirel University, Turkey
mcuhadar@sdu.edu.tr

Abstract: Making the right decision for an enterprise is very important for its profit, efficiency,
and effectiveness. For these reasons, Decision making in an organization takes a very important
place. In this paper, the most appropriate selection of a student for a particular part time work in a
university will be examined. There are several methods to make a decision. A multi-criteria
Decision Making method will be used to select the most suitable student. The method for this
selection will be Analytic Hierarchy Process (AHP). While making a decision many factors should
be considered. And Analytic Hierarchy Process is a quite useful method to cover many
determinants.
Keywords: Multi-Criteria Decision Making, AHP, Part-Time work,

1. Introduction
Decision Making is a very hard and complicated procedure in many cases through the life of human being.
There are usually many factors affecting the decision problem. So some methods have been developed. These are all
‗Multi-criteria Decision Making‘ methods.
1.1. Multi-Criteria Decision Making
Parallel to the progress of the science and technology, it is a well-known reality that one dimensional or one
variable analysis is not enough to solve more complex problems. In one dimensional analysis, the most important
assumption is to suppose all the other variables constant except the one which was analyzed. However, all the events
in the universe happen with the influence of many inside and outside effects, and this forms a very complex
structure. So the events and the objects should be defined with respect to many variables and collective effects of
them (DaĢdemir, Güngör, 2002-2003-2004 Vol. I-II). Therefore the importance of Multi-Criteria Decision Making
cannot be questioned. AHP is one of Multi-Criteria Decision techniques.
1.2. Personnel Selection
Human Resources in an organization has an extremely important place (Werther and Davis, 1994). So the
preliminary condition is to detect the need for qualified personnel and select them efficiently and effectively. This is
the most crucial issue for the organization and the procedure should work fast and correctly (Özgörmüs, Mutlu, and
Güner, 2005). And the scientific approach to the problem has a great account. So in this study for giving the decision
scientifically Analytic Hierarchy Process will be used.

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1.3. Part Time Work in a University
As a result of Both Economic developments in the world and changes on the necessities of work
environment, the need for and the importance of ‗Part-Time work‘ have been increased. Organizations employ
regular and part-time workers at the same time. While employing a Part-time student, there are some points which
should be taken into consideration. And both the university and the student should get benefit from this procedure.

2. Research Background: Analytic Hierarchy Process
Analytic Hierarchy Process (AHP) was developed by Thomas L. Saaty in 1977. It is one of the methods
which are used for Multi-criteria Decision Making. The main advantage of this method is that the multi-criteria can
easily be managed. Additionally, AHP can be understood easily and it does not contain unnecessary mathematical
operations (BaĢligil, 2005). Through AHP, The observations of Decision Maker‘s in different psychological and
sociological situations can be taken into account and his decision making mechanism will be tried to define. So, the
aim is to provide a better environment to Decision Makers (Dağdeviren, Akay and Kurt, 2004).
The required steps to be satisfied via AHP are given below. The necessary explanations with formulas are
done in each step.
2.1. Defining the Decision Problem
This step is also known as Decomposition Phase. This phase is the process of decomposition of the problem
into sub-problems. In short, this is the formulation of the decision hierarchy. First, the objective of the study is
identified. Then the suitable criteria of the objective are indicated. There may be more than one criterion or suncriteria related with the problem. These criteria should be clear and understandable. At the top of the Decision
Hierarchy, there is the main goal. At the bottom, there are decision alternatives. The hierarchy may contain more
than one phase according to the degree of the details related to the criteria.
2.2. Comparison
The pair-wise comparison matrix is formed by evaluating each criteria and sub-criteria with respect to each
other (Kuruüzüm, 2001). There is a comparison matrix shown in Table 1 for four criteria.
1 1/a21 1/a31 1/a41


a21 1 1/a32 1/a42


1 a43
a31 a32 1


a41 a42 a43 1/ 

1

a21

a31

a41

1 / a21 1 / a31 1 / a41 

1
1 / a32 1 / a42 

a32
1
1 / a43 

a42
a43
1


Table 1. Pair-wise Comparison matrix for four criteria
While comparing the alternatives a comparison scale which is called Analytic Hierarchy Scale is used. It is
given in Table 2.
Intensity of Importance
1
3
5
7
9
2,4,6,8
Reciprocals of the above
1.1 – 1.9

Definition
Equal importance
Weak importance of one over other
Strong Importance
Demonstrated Importance
Absolute Importance
Intermediate Values
If activity i has one of the above numbers assigned to it when compared
with activity j, then j has the reciprocal value when compared with i.
When elements are close and nearly indistinguishable
Table 2: Analytic Hierarchy scale

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2.3. Synthesis
After developing pair-wise comparison matrices, the calculations are done for the relative order of the
criteria among each other. This section is called ―Synthesis Section‖. If the number of the criteria is five or more, the
calculations are very hard in this step. While setting up the priority vectors, Linear Algebra techniques are used.
This phase contains the steps: The calculations of maximum eigen-value and corresponding eigen-vector and
normalization. There are several methods for normalization. According to the literature most common method is,
first the percentages of each element according to its column are calculated and the average of each row is taken.
Thus for every criteria priority vectors are found (Kuruüzüm, 2001).
2.4. Consistency Ratio
An important subject for the quality of the resultant decision is the consistency of the evaluation of the
decision maker. Being consistent is accepted as a prerequisite for rational thinking. But it is almost impossible to be
fully consistent. To get new knowledge is possible by allowing some amount of consistency. AHP does not request
perfect consistency. It permits consistency, but in each decision it measures the consistency level. To measure the
consistency of the decisions, the Consistency Ratio which was developed by Saaty, is used. The formula for
consistency is, CI 

max  n
n 1

To get consistent results, consistency ratio should be smaller than 0,1. The Random Index for 15 criteria is
shown in Table 3. If the number of the criteria is greater than 15, then the probability of getting healthier results will
be lessened (Kwiesielewicz and Uden, 2004).
Number

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

R. Index

0

0

0.58

0.9

1.12

1.24

1.32

1.41

1.45

1.49

1.51

1.48

1.56

1.57

1.59

Table 3: Random Index

3. Application
In this study, the aim is to select the most appropriate student for a part time work by using a multi-criteria
decision making method AHP.
The selection is done among Economics Department students which applied for the work. The applied
students have filled out application forms at first. The conditions in the application form are determined by the
Administration of the university and also the criteria of Higher Education Committee of Turkey were considered.
The information in the forms has been used in the selection. In addition to this, a survey was applied on the members
of the administration. And the results of this survey were inserted to the decision matrix. Hence the criteria which
have been considered in this study are,
 Economic Situation
 Psychological and Medical Situation
 Mental problems
 Medical problems
 Good mannered
 Clean wear and neat appearance
 Work Qualifications
 Work experience
 Adaptability to the group-work
 Adaptability to the work environment
 Work discipline
The hierarchical structure is shown in the Figure 1. At the top of the hierarchy, there is the decision
problem. Then in the second step, there are the main criteria. And in the last step, there are sub-criteria.

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The selection of the most
appropriate student

Economic Situation

Psychology and Medical
Situation

Clean wear and neat appearance

Work qualifications

Work Experience

Mental

Adaptability to groupwork

Medical

Adaptability to work
environment

Good Mannered

Work discipline

A

B

C

D

Figure 1: The hierarchical Structure of the model
The following tables are obtained after the calculation of the means of the survey results. In Table 4, there
are the normalized results of the main criteria and their weight vector. It can be easily observed that the most
important criterion is Work quality.
Criteria

Economic
Situation

Psychology
and
Medical Situation

Clean wear and
neat appearance

Work
qualifications

Weight
Vector

Economic Situation

0,136

0,313

0,214

0,083

0,187

Psychology
and
Medical Situation

0,136

0,313

0,357

0,417

0,306

Clean wear and neat
appearance

0,045

0,063

0,071

0,083

0,066

Work qualifications

0,682

0,313

0,357

0,417

0,441

Consistency Ratio

% 9,887
Table 4: The normalized matrix of the main criteria and their weights

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Then the rank of the criteria according to the importance is as follows.
1. Work qualifications
2. Psychology and Medical Situation
3. Economic Situation
4. Clean wear and neat appearance
The results in the tables are obtained by using Microsoft Office 2007 Excel. But for easy calculations for
AHP problems The Software program Expert Choice may be used.
In Table 5, the sub-criteria of Psychology and Medical Situation are examined and accordingly, the
importance of ‗Mental problem‘ is seen.
Psychology and Medical
Situation
Mental Problem

Mental Problem

Medical Problem

Good Mannered

Weight Vector

0,714

0,714

0,714

0,714

Medical Problem

0,143

0,143

0,143

0,143

Good Mannered

0,143

0,143

0,143

0,143

Consistency Ratio

% 0,000

Table 5: The normalized matrix of the criterion Psychology and Medical Situation and its weights
In Table 6, the weights of sub-criteria of the criterion ‗Work qualifications‘ can be seen. ‗Work discipline‘
is the most important criterion and the least important criterion is ‗Adaptability to work environment‘.
Work qualifications

Work
experience

Adaptability
to the groupwork

Adaptability
to the work
environment

Work
discipline

Weight
Vector

Work experience

0,125

0,188

0,125

0,107

0,136

Adaptability to the groupwork

0,125

0,188

0,375

0,179

0,217

Adaptability to the work
environment

0,125

0,063

0,125

0,179

0,123

Work discipline

0,625

0,563

0,375

0,536

0,524

Consistency Ratio

% 7,030

Table 6: The normalized matrix of the criterion Work qualifications and its weights

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In the conclusion part, the pair wise comparison of alternative students according to the criteria was done.
And the result which is shown in Table 7 appeared. As seen in the table, the most appropriate alternative is the
alternative B.

0,187

0,306
0,714

0,143

0,143

ES

MNP

MDP

GM

A

0,229

0,491

0,25

B

0,343

0,291

C

0,326

D

0,103

0,066

0,441

Weight
Vector

0,136

0,217

0,123

0,524

CWA

EW

AG

WE

WD

0,283

0,323

0,231

0,208

0,200

0,252

0,298

0,25

0,418

0,295

0,231

0,525

0,200

0,554

0,379

0,067

0,25

0,082

0,214

0,231

0,109

0,333

0,097

0,169

0,151

0,25

0,217

0,168

0,307

0,158

0,267

0,097

0,154
1,000

Table 7: The normalized matrix of the students and their weights

4. Result And Evaluation
Decision making takes place in every part of the life. Especially in large organizations, there are many
criteria to select staff. When the number of the criteria is increased, then it would be hard to select the worker. So the
selection should be done in a more scientific way. AHP method offers the decision maker an alternative. A software
program using AHP can be developed, to do multi criteria decisions.
The same type of study can be applied on many decision cases in the life. The study shows that in many
specific and complicated situations, Analytic Hierarchy Process can be easily done. And it can offer the best decision
alternative to the Decision Maker.

References
BAġLIGĠL Hüseyin, 2005, ‗‗The Fuzzy Analytic Hierarchy Process For Software Selection Problems‘‘, Yıldız
Teknik Üniversitesi Mühendislik ve Fen Bilimleri Dergisi, C.3, Istanbul
DAĞDEVĠREN Metin, AKAY D., KURT M., 2004, ‗‗ĠĢ Değerlendirme Sürecinde Analitik HiyerarĢi Prosesi ve
Uygulaması‘‘, Gazi Üniversitesi Mühendislik ve Mimarlık Fakültesi Dergisi, C.19, No.2, Ankara
DAġDEMĠR Ġsmet, GÜNGÖR Ersin, 2002-2003-2004 Vol. I-II, Çok Boyutlu Karar Verme Metotları Ve
Ormancılıkta Uygulama Alanları ZKÜ, Bartın Orman Fakültesi Dergisi
GÖKSU Ali, Güngör Ġbrahim, 2008, ―Bulanık Analitik HiyerarĢik Proses ve Üniversite Tercih Sıralamasında
Uygulanması‖, Süleyman Demirel Üniversitesi Ġktisadi ve Ġdari Bilimler Fakültesi Dergisi, S 3.
GÜNGÖR Ġbrahim, ISLER BÜYÜKER Didar, 2005, ‗‗Analitik HiyerarĢi YaklaĢımı ile Otomobil Seçimi‘‘,
Zonguldak Karaelmas Üniversitesi Sosyal Bilimler Dergisi, C.1, S.2, Zonguldak
KURUÜZÜM AyĢe, 2001, ―Analitik HiyerarĢi Yöntemi ve Ġsletmecilik Alanındaki Uygulamaları‖, Akdeniz
Üniversitesi Ġktisadi ve Ġdari Bilimler Fakültesi Dergisi, C.1, S.1, Antalya

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KWIESIELEWICZ Miroslaw, UDEN Ewa Van, 2004, ―Inconsistent and Contradictory Judgments In Pair wise
Comparison Method In The AHP‖, Computers &amp; Operations Research 31
MANAP Gonca, 2006, Tourism Centre Selection with Analytic Hierarchy Process, Journal of Commerce &amp; Tourism
Education Faculty
ÖZGÖRMÜS Elif, MUTLU Özcan, and GÜNER Hacer, 2005, Personnel Selection by Fuzzy AHP, V. Ulusal Üretim
AraĢtırmaları Sempozyumu, Ġstanbul Ticaret Üniversitesi
SAATY T. L., 1980, ―The Analytic Hierarchy Process‖, McGraw-Hill Inc.
SAATY T. L., 1994, How to Make a Decision: The Analytic Hierarchy Process, Decision Analysis—
Systems/Decision Analysis—Applications.

542

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An Application of Fuzzy Pairwise Comparison to Farmer Attitude toward
Advertisement Techniques Used for Farm Tractors in Turkey
Murat CANKURT
Dr., Adnan Menderes University, Faculty of Agriculture,
Dept of Ag Econ, Aydın, Turkey
mcankurt@adu.edu.tr
Bülent MĠRAN
Prof.Dr., Ege University, Faculty of Agriculture,
Dept of Ag Econ, Bornova/Izmir, Turkey
Cihat GÜNDEN
Dr., North Carolina University, North Carolina A&amp;T State University, USA
Ahmet ġAHIN
Asist. Prof., Sütçü Ġmam University, Faculty of Agriculture,
Dept of Ag Econ, KahramanmaraĢ, Turkey

Abstract: It is the purpose of this study to elicit the priorities of advertisement methods in which
the farmers takes into account while buying farm tractor. The data was gathered through a survey
that is covering randomly chosen farmers in Aydın. Fuzzy pairwise comparison was used as the
analysis technique. Mostly benefited advertisement methods such as field demonstrations, media
commercials, fairs, brochures and factory trips were assumed to impact the farmers during their
tractor buying process. The study showed that the most important advertisement method that
stimulates the farmers to buy tractor is field demonstrations with a weight of 0.87. The subsequent
methods are factory trips (0.50), exhibitions at fairs (0.41 and media commercials (0.15).

Introduction
The decision making mechanism of the farmers for buying has been the aim of many studies so far. A great
amount of theories in regard with farmer attitudes were forwarded and discussed up to now. The most attractive
theory which is also quite simple and applicable is the one suggested by Kurt Lewin, a psychologist (Figure 1)
(Cankurt, 2008). This theory argues that attitudes are the function of personal and environmental factors which leads
to developing a model so-called ―black box‖ or ―stimulation-response‖ (OdabaĢı ve BarıĢ, 2003).

FigPicture1: The Black Box (Consumer Mind) Model (OdabaĢı ve BarıĢ, 2003).

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It is presumed that a customer reacts to the events under the effect of a number of individual and
surrounding factors. For the ease of analysing the mechanism, grouping of the effective factors on farmer behaviour
was the widespread approach in the presumed models. The grouped factors are assumed to influence the decision
making process of farmers and give rise to a final behaviour, either buying or non-buying (Çabuk ve Yağcı, 2003).
The factories are as follows (OdabaĢı and BarıĢ, 2003):
 Psychological factors,
 Socio-cultural factors,
 Demographic factors,
 Conditional factors,
 Marketing factors
This study aims at eliciting the influences of advertisement methods on the tractor buying behaviour of
farmers.
As in many areas, marketing studies mostly compare alternative ways that may lead to the ranking of them
with their weights or priorities. It has been an important goal for researchers to rank the objectives, products or
information sources properly.
There have been some techniques that the researchers used in determining the priorities or rankings of
elements in question. One technique that was first used by the researchers is simple ranking in which respondents are
simply asked to give rank numbers to the elements while 1 represents the most preferred element and n the least
preferred one. Ranking or rating scales are used in areas such as preference list and consumer satisfaction. They
typically let individuals rank a product or performance via a numerical scale. While ranking scales can make it easy
to assemble and tabulate the results, there are some inherent disadvantages in the gathering of the information.
Ranking scales allow for consistency in the tabulation of responses. Each subject is rated using the same standards,
so there is fairness in the evaluation process. The results are measurable, which makes for easy comparison. Since
ranking scales are numerical, the results obtained are completely objective. Those who examine the results are not
swayed by subjective comments or opinions, and there is no way for personal prejudices to factor in. Several
different methods can be employed to gather information through ranking scales. In product evaluation, surveys can
be done over the phone, in person or by postal mail. In-person surveys can also be conducted at a location where a
product is purchased by giving out free samples. In the age of the Internet, information from ranking scales can even
be gather via email or online survey. A possible weakness of ranking systems is that the evaluator may rank based on
perception. Although those who interpret the results use objective methods, the actual evaluators may rate the subject
based on their opinions or prejudices without basing them on fact. The evaluators may also interpret the rating scales
differently. For example, with a rating scale that assigns a number based on criteria such as "good," "average" or
"occasionally" room is left for interpretation as to what those terms actually mean, which can result in inaccurate
ratings. An individual using a ranking scale may be influenced by how a survey is conducted. If a survey is
conducted in person, the responder be swayed by the survey taker's personal appearance or tone of voice. They
survey taker may also have a personal agenda which influences how they ask the questions..
In fact, studies indicated that more than five information sources can not be efficiently compared by nonpreeducated minds (Baran, 2002). Another technique without such disadvantages that can be used in ranking is
simple pairwise comparison. Simple pairwise comparison is a sort of divide-and-conquer problem-solving method. It
allows one to determine the relative order (ranking) of a group of items (products). This is often used as part of a
process of assigning weights to criteria in question. Pairwise comparison generally refers to any process of
comparing entities in pairs to judge which of each pair is preferred, or has a greater amount of some quantitative
property. The method of pairwise comparison is used in the scientific study of preferences, attitudes, voting systems,
social choice and public choice. In psychology literature, it is often referred to as paired comparison.
This study deals with eliciting how much farmers pay attention to each of the advertisement techniques while
making decision on buying a farm tractor. The results from the study is expected to serve as a tool for using most
effective advertisement techniques to get the best selling levels of farm tractors.

Material And Method
The data was gathered through a survey that is covering randomly chosen farmers in Aydın. The province of
Aydın has 17 counties, including itself as Central County. There is a poli-cultural production structure in Aydın.
Total sample size was computed as 121 by estimating the population proportion with 90% confidence level and 7.5%
error (Newbold, 1995). Three of the 17 counties of Aydın were selected to represent Aydın and total sample size
was distributed to these counties according to their respective shares.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

The data was analyzed by the FPC in which the farmers made pairwise comparisons of the five
advertisement techniques. FPC presented weighted scores for each of the advertisement methods that enabled us to
rank them. In the FPC, a farmer was asked to compare two advertisement techniques. The comparison includes not
only a preference of one technique over the other technique but also drawing out the level or power of the preference.
Fuzzy Pair-Wise Comparison
Fuzzy theory began with a paper on ―fuzzy sets‖ by Zadeh in 1965. Fuzzy set theory is an extension of crisp
set theory (Tanaka, 1997). Fuzzy sets are sets with boundaries that are not precise. Thus, fuzzy sets describe ranges
of vague and soft boundaries by degree of membership (Lai and Hwang, 1994). The membership in a fuzzy set is a
matter of a degree (Klir and Yuan, 1995). Fuzzy set is characterized by a membership function, which is allowed to
choose an arbitrary real value between zero and one.
FPC was first used by Van Kooten, Schoney and Hayward (1986) to study farmers‘ goal hierarchies for use in
multiple-objective decision making. The first step of FPC approach in this study is data collection by using a unit
line segment as illustrated in Figure 2. Two advertisement methods, D (field demonstration) and T (factory trips), are
located at opposite ends of the unit line. Farmers are asked to place a mark on the line to indicate the degree of their
affected advertisement method. A measure of the degree of preference for advertisement method D over T, rDT, is
obtained by measuring the distance from the farmer‘s mark to the D endpoint. The total distance from D to T equals
1. If rDT&lt;0.5, advertisement method D is preferred to D; if rDT=0.5, the farmer is indifferent between D and T and if
rDT&gt;0.5, then advertisement method D is preferred to T. RDT=1 or rDT=0 indicates absolute preference for
advertisement method D or T. For example, if rDT=1, then advertisement method D is absolutely preferred to T (Van
Kooten et al, 1986).
Neutral

D

T

Figure 2. Fuzzy method for making pair-wise comparison between advertisement methods
(D)Demonstration and (T)Trip.
The present study employs five advertisements used tractor advertisement. The number of pair-wise comparisons, λ,
can be calculated as follows:

  n   n  1 / 2

(1)

where n = the number of advertisement methods. Thus, a farmer made ten pair-wise comparisons in a personal
interview.
In the second step of FPC, for each paired comparison (i,j), r ij (ij) is obtained. rij‘s values is collected directly from
farmer. Also rij (ij) is a measure of the degree by which the farmer prefers advertisement method i to advertisement
method j and rji=1- rij represents the degree by which j is preferred to i. Following Van Kooten at al (1986), the
farmer‘s fuzzy preference matrix R with elements can be constructed as follows:

0 if i  j  i, j  1,..., n
Rij  
rij if i  j  i, j  1,..., n

(2)

Finally, a measure of preference, μ, can be calculated for each advertisement method by using farmer‘s preference
matrix R. The intensity of each preference is measured separately by the following equation:
1/ 2

 n

 j  1    Rij2 /  n  1 
 i 1


(3)

μj has a range in the closed interval [0,1]. The larger value of μj indicates a greater intensity of preference for
advertisement method j. As a result, farmer‘s advertisement methods are ranked from most to least preferable by
evaluating the μ values.
To analyze advertisement methods derived from FPC, nonparametric statistical tests are used (BaĢarır and Gillespie,
2003). Friedman test is employed to establish whether the advertisement methods are equally important within a
block which is a farmer‘s advertisement method rankings according to his/her preferences. Since five advertisement
methods are presented to farmers, each row includes five values which are the degree of the preferences for the
advertisement methods exposed from a farmer. The null hypothesis is that there is no difference in preferences over

545

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                <text>A Comparison of Ethical Perspectives in Business in Turkish Ahilik Society  and American Marketing Association</text>
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DUMAN, Teoman</text>
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                <text>“Ahilik‖ is the name of a society which had played a crucial role on  social, economic and cultural life of Anatolian people from 13th century to today.  The ethical principles established by this society have had significant effects on  commercial life in Turkish territories throughout history. The teachings of Ahilik  can be found in ‗Futuvvetnames‘ which are the books that include basic moral  rules and principles of commerce such as fellowship, helpfullness, honesty and  tolerance. These set of principles are still significant in today‘s business life in  Turkey. On the other hand, today‘s widespread ethical business principles in the  world are mainly rooted in well-known marketing and business organizations. The  Ethical Codes of American Marketing Association are one of the most well known  ethical codes in current business terminology. The purpose of this study is to  analyze the similarities and differences between the moral rules of ‗Ahilik‘ and  ethical norms and values of American Marketing Association.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Contribution of University on Economic Development

Ahmet DĠNC
Economics Department
Ishik University, Erbil, Iraq
da29tr@yahoo.com

Abstract: Economic development refers to economic growth accompanied by changes in
output distribution and economic structure. These changes: improvement in material, a decline in
an agriculture‘s share of gross national product(GNP), increasing share of industry in GNP,
increasing education level, substantial technical advance and etc. Human Development Index is
one of the measurement of Economic development. Economist need skillful labor force is
provided by universities to ensure qualified more production with value added for economic
growth and development. We saw that universities contributed innovation to become monopol in
world market, relationship between domestic private companies and foreing ones, ensuring
sustainable development, to become guide for foreign and domestic firms. In addition, universites
contributed as information office. In this study, we analyzed contribution of technology and
internet to the university and contribution of universities to economic development of country.
We have worked and searched in private university in foreign country for 12 years. So, we aimed
productive study with work experience abroad, observing and interactive study with
academicians in other universities. We analyzed our study under three main titles; Functions of
universities and categorize of countries. How to improve level of economic lesson by using
internet among countries. Contribution of universities to level of economic development

Introduction
During the last few centuries the western economies have experienced an economic growth never before
seen in history. This change has mainly been caused by knowledge, compared to previous history where land, natural
resources, labor or machines were the factors determining economic growth and development. Long run economic
performance during the last few decades, known as the knowledge economy or the information age, has
consequently been driven by innovation and technological change instead, so, The production of new knowledge
plays an important role in economic growth, international trade and regional development. (Rindeskar, 2005) The
central purpose of this study is to analyze the importance of human capital are educated by university for generation
of economic development through its effect on knowledge production in the innovation. A key driver to achieve the
economic, social and physical regeneration of city and region University makes environment where science and
business work together. (Goddard, 2009) It was seen that there is impact of universıty on economic development.
Innovation and research which are studied by universities are the main argument on development of any country.
These are the key of ensuring welfare.

Functions of University and Classification of Countries
Functions of University
The Universities are schools of education as well as research. But, main reason for their existence is not to
be found either in the just knowledge conveyed to the students or in the just opportunities for research afforded to the
academicians in faculty. These functions could be performed at a cheaper rate. ( www.jstor.org/pss/40218022) When
we pay attention definition of economics we see two major topics: unlimited human wants and limited resources.
The twenty-first century is universally recognized as a time for developing knowledge-based economies and digital
information technologies. With the rapid socia-economic changes, the democratization of government, structural
shifts in production and the rapid growth of value systems of recent years, serious new challenges have presented
themselves, with regards to the maintenance and function of higher education. In order to meet these challenges,
higher education must continue to advance through innovation, effective adjustments, planning and ability to predict

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the future or vision. Universities are not only a school of knowledge, culture and technological innovation but they
are also important centers for the cultivation of a nation's resources. Therefore, by bringing the university's function
into full play, can it provide an essential foundation for motivating academic and technological innovation and assist
with the economic development of a country. It is also clear that university competitiveness is a major indicator of a
nation's competitiveness and that the excellence of a nation's universities is an important key to increasing a nation's
sense of competitiveness. (Mu-lin, 2002) The two poles of the social function of universities are the academics
inherent in universities and the more diverse demands from society, which are dialectic unity. Academics are
inherent in universities and the function of universities that focused on social demands is the sociality of universities.
Academics are the internal cause of multiple functions of universities while social demands are the external one. The
potential of universities finds expression in the external cause of social demands, without which the potential is only
potential elements and will never turn into reality. On the contrary, without the potential of universities social
demands cannot make the products which society is in need of. Exchange between universities and society is the
bridge that connects the two parts. Universities as a social organization have basic characteristics of all social
organizations. Sociality is one feature of human organizations, being that ―organizations composed of human all
exist in society as part of it and for the sake of it.‖ The potential that enables universities‘ exchange is their academic
activities, which underlie the functions of universities. Universities‘ function of criticism is closely linked with the
objective, fundamental, and pioneering academic activities. ―It is the characteristic of universities‘ serving society
that in addition to paying attention to the immediate demands of society, universities should be pioneers to be ahead
of social progress and provide new thoughts and opportunities for sustained development.‖ It is the objective and
pioneering academic activities that enable universities to correct the defects resulting from the pursuit of self-utility
on the part of other social organizations and to criticize society. The university function of international
communication is the product of the objective academic activities, which makes it possible for people from different
countries and with different ideologies to make discussions and exchanges on objective issues in the contemporary
world. (Liu, 2005)
Classification of Countries
We believe that there is a close relationship between function of university and economic development. We
think that you will no doubt about the importance and broad applicable of economics after reading and studying this
study. Let‘s take an example one branch in university as faculty of economics and administrative sciences. Our aim
is to allow students to understand economic environment, And to show you how to apply economic principles to
actual events. We tried to show most of our examples applications, and extensions are drawn from the real world.
We can count some way to define economics:
- is the social science that deals with such problems
- is a study of mankind in the ordinary business of life
- is a broad-ranging discipline
- is the study of the use of scarce resources to satisfy unlimited human wants.
Also we can count some definition of economists: are innovators, tinkers, and inventors in their own way.
Societies face lots real world problems, and history shows that economic ideas can produce waves to solve these
problems. When we categorize countries in the world we see three ones. These are:
1-Developed Countries
2-Developing Countries
3-The Least Developed Countries
Each society requires to past upper level to live comfortably. For that Economic Growth and Economic Development
should be at level required. The economy sometimes grows and sometimes shrinks. World faced with global crisis
and reduced production speed, so, global GDP fell down from 3.7 per cent in 2007 to 2 per cent in 2008 (UN,
2009)When we compare developed and least developed countries we see that there is big gap each other. It is said
that per capita income in developed country can be over 12 000 $ yearly. On the other hand a dollar a day means
365$ yearly. In addition society experiences such problems: Such as unemployment, price stability, unproductive
production, unfair competitive, inequity distribution income, maximizing profit, shut-down point etc. to solve these
problems economists use some instruments. To produce more and more production we increase input but this is not
enough. We need time and high level technology. Latest technology gives a hand to understand easily. High level
technology is ensured and used to reproduce by universities. For example let‘s analyse relationship between internet
and a faculty. I mean university innovates technology then uses it to improve teaching‘s quality.

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How to Improve Level of Economic Lesson by Using Internet Among Countries
When you study economics, you are probably wondering, why should we study economics? Actually,
people study economics for a number of reasons. Many people study economics because they hope to make money.
Some of them are worry that they will be illiterate if they don‘t know or understand the laws of supply and demand.
People are also concerned to learn about how we can improve our environment or why countries such as Russia and
china are moving from a planned to a market economy. As a voter we are interested about economy. Because which
party‘s way is better for us. By using our vote we become to select party‘s prior investment. At the same time if we
understand economy we can put forward an idea about meaning of economic growth, per capita income, distribution
of income, foreing direct investment, exchange rate, economic crisis (Faced with the current economic crisis, many
governments have identified enhanced ICT use as a strategy to quicken recovery), and etc.
The word economy comes from the Greek word oikonomos, which means ―one who manages a household.‖
At first, this origin might seem peculiar. But in fact, households and economies have much in common. Economics is
social science concerned with the production, distribution, exchange, and consumption of goods and services.
Economists focus on the way in which individuals, groups, business enterprises, and governments seek to achieve
efficiently any economic objective they select. Lesson of economy is presented at Universities, institutions of higher
education that offer programs beyond the high school level. Colleges and universities provide necessary training for
individuals wishing to enter professional careers. They also strive to develop students‘ creativity, insight, and
analytical skills. To train good economist at universities, we can benefit from internet for teaching, systematic
presentation of facts, ideas, skills, and techniques. (Samuelson &amp; Nordhaus, 2001)
Although human beings have survived and evolved as a species partly because of a capacity to share
knowledge, teaching as a profession did not emerge until relatively recently. The societies of the ancient world that
made substantial advances in knowledge and government, however, were those in which specially designated people
assumed responsibility for educating the young. Internet or computer-based global information system is composed
of many interconnected computer networks. Each network may link tens, hundreds, or even thousands of computers,
enabling them to share information with one another and to share computational resources such as powerful
supercomputers and databases of information. The Internet has made it possible for people all over the world to
communicate with one another effectively and inexpensively. Unlike traditional broadcasting media, such as radio
and television, the Internet does not have a centralized distribution system. Instead, an individual who has Internet
access can communicate directly with anyone else on the Internet, make information available to others, find
information provided by others, or sell products with a minimum overhead cost. The Internet has brought new
opportunities to government, business, and education. (UN, 2005)
Many individuals use the Internet for communicating through electronic mail (e-mail), for news and
research information, shopping, paying bills, and online banking. Educational institutions use the Internet for
research and to deliver courses and course material to students, for example distance learning (Distance services,
dispensed by cell-phone, internet telephony or websites, can allow skills that are in short supply to benefit larger
numbers of people.) (UNDP 2009) Scientists and scholars use the Internet to communicate with colleagues, perform
research, distribute lecture notes and course materials to students, and publish papers and articles. As we look
internet users by level of development 2000-2004 (see Table) we can see that developed countries is 73% in 2000
57% in 2004 years, developing countries are 25% in 2000 years 38% in 2004, South-East Europe and CIS 2% in
2000 years 5% in 2004 years. At the end of 2008, there were an estimated 1.4 billion Internet users around the world.
In developing countries, the number of users grew by a quarter, or almost five times faster than in developed
countries. As a result, developing countries now account for more than half the world‘s Internet users. A little over
one fifth of the world‘s population used the Internet in 2008. (UN, 2009)
Classification
Developed Countries
Developing countries
South-East Europe and CIS

2000
285 429 829
96 367 167
5 982 116

2001
344 585 162
137 712 413
8 963 563

2002
402 012 514
204 925 742
13 653 481

2003
433 307 644
256 845 766
23 745 186

Table 1: Internet users by region and level of development
Contribution of Universities to Level of Economic Development

488

2004
501 756 193
332 998 292
40 877 486

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Economic development refers to economic growth accompanied by changes in output distribution and
economic structure. These changes: improvement in material, a decline in an agriculture‘s share of GNP, increasing
share of industry in GNP, increasing education level, substantial technical advance and etc. Human Development
Index (HDI) is one of the measurement of Economic development. As we pay attention table below we see that HDI
contains three parts such as life expectancy, adult literacy, and GDP. GDP measures the total output and total
income of an economy. If we care about the happiness of a typical individual in an economy, it makes more sense to
look at GDP per capita. We can understand whether income is shared equally between its citizens.(Begg &amp; Fischer &amp;
Dornbusch 1997)We can measure level of country‘s economic development by looking HDI too. All three units in
this index are related directly with education, talent, knowledge, and learning. All these activities happend and occur
in university. According to Human Development Report 2009, all countries are classified if HDI of country is higher
than 0.900 it is very high human development country, if HDI of country is between 0.899 and 0.800 it is high
human development country, if HDI of country is between 0.799 and 0.500 it is medium human development coutry,
if HDI of country less than 0.499 it is low human development. (UNDP, 2009) When we see table below we can say
that Turkmenistan is medium human development country in 1998.
Turkmenistan/ Human Development Index (HDI)
Life
Adult
Combined Real
Expectancy literacy gross
GDP
years
above
enrolment per
15 (%) ratio (%)
capita
$

Life
Expectancy
Index

Educational
Attainment
Index

Real
GDP
per
capita
$

HDI

1997
1998

0.690
0.665

0.897
0.875

0.427
0.493

0.671
0.678

64.7
64.9

98.8
98.8

71.0
65.0

2683
3162

Table 2 :Turkmenistan HDI
It is accepted as inevitable that we live in a world accelerated change. As people, we can see creative
opportunity, or we can be demoralized as we watch companies and people come and go. As a region, we are always
going to be in the position of retention -- companies, people, and capital -- as we also search economic development
opportunities for expansion and attraction. The reality is that regions like Central Upstate New York compete with
regions around the world that are already organized to attract capital investment and jobs. If we look at regions that
are considered economic powerhouses, it‘s easy to see a pattern of success. Such as; the availability of skilled labor,
access to capital, investment in R&amp;D, proximity to colleges and research institutions, transportation and information
links to markets, networks of suppliers, favorable tax and cost of business structures, business-friendly local
government climates and regulatory environments, and a high quality of life. They are also places that project
success because they have mounted highly effective regional marketing programs based on their unique strengths.
(Hartsock 2007) Most universities‘ primary economic roles are the training of highly qualified personnel and the
production of new knowledge. While these roles are more important than ever in today‘s knowledge economy,
universities have also moved to occupy a new and central role in regional innovation ecosystems. (TRRA
2007)Universities need to focus upon innovative research activities which improve the quality of the regional
environment. This includes research that impacts the traditional areas such as tourism, or more broadly, the service
sector, biomedical research, coastal/environmental issues, and oil and gas. (Trumbach &amp; Lundberg p.3) None of this
serves to prove that universities are unimportant. In fact they are crucial. The government has acknowledged that the
most successful technology grouptas in the USA and UK are located in geographical proximity to centres of research
excellence in universities, such as Stanford, University of California, Massachusetts Institute of Technology in
Cambridge Massachusetts, Austin in Texas and Cambridge, UK. (Fazackerley, Smith &amp;Massey 2009) New roles
require new approaches. Universities are starting to move away from a narrow focus on patents and licensing to
acknowledge knowledge flows out into the market, and to establish supportive policies, programs and infrastructure
to make these processes more efficient. Universities are also starting to support entrepreneurship and to lead or
partner with other regional stakeholders in regional economic development efforts.
It was seen that universities have lots contributions, but here we will study three main key roles. The
following sections provide a sample of the different roles universities can play with respect to innovation and
economic development.

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First; Development of highly qualified personnel
Providing skilled graduates is one of the primary economic contributions of universities and a highly
effective means of transferring knowledge and increasing the absorptive capacity of firms for innovative ideas and
discoveries. Firms are attracted to the large pools of talent that universities generate and the availability of highly
qualified R&amp;D personnel is a key factor in R&amp;D site selection. Regionally, the concentration of creative, highly
skilled talent is a critical factor in cluster development and dynamic urban economies. Universities that are effective
generators of technology-based growth are able to recruit and/or retain star researchers. Universities also play an
important role through industry education and training partnerships, delivering non-degree educational programs
targeted to different industry sectors. These may include graduate certificate programs in technical or management
areas, executive development programs, weekend MBA programs, and corporate-focused distance education. (TRRA
2007) The increased importance of human capital is most evident in the well developed economies where the
structure has undergone considerable changes since the 1980’s. According to Romer (1990) the output per worker
increase that characterizes the western world during the last decades is explained by both technological progress
and a more effective labor force. Some economists stress that a well functioning higher educational system is one of
the most important elements of the modern economies. Not only because of the development and growth in the long
run but also because of the necessity of being competitive in the globalized world and international market of today.
(Gerdne, 2005) Also we should pay attention that economic growth and development is spreading to the east of
world because of skillful labor force. Nations who understand importance of education improve their standard of
living.

Second; Research and knowledge production
Universities benefit regional firms through knowledge spillovers – knowledge generated by universities at
lower cost than firms can produce it themselves. As firms located by universities tend to obtain knowledge at lower
cost than firms farther away, firms concentrate around universities creating beneficial cluster economies. While
universities are not the main source of external knowledge for firms, high-technology regional economies are usually
attached firmly by great research universities. These contribute patents, licenses, contract research, consulting and
problem solving for industry, design, engineering and testing services, often early in the innovation cycle when firms
and industries are seeking ideas.
Strong industry-university connections are needed, however, to connect a region‘s research and industry
strengths. Industry is rarely involved in the choices universities and their faculty make when it comes to building
research strengths. Some state governments fund R&amp;D, technology applications, and other programs to foster
emerging industries or build stronger relationships between industry and universities. Overall, though, efforts to
create critical mass in research areas critical to industry are important and do have an effect.

Third; Technology transfer
Most universities in North America today have some form of technology transfer office (TTO). However,
commercialization indicators (patents, licenses, university spin-offs) show that significant and sustained
commercialization success is concentrated among only a small number of institutions. Most technology transfer is
actually informal, involving publications, conferences, and informal exchanges. Patents rank low in most industries
except for pharmaceuticals, therefore, indirect mechanisms for the transfer of new ideas and innovations may be
more important. Most favour licensing for cash, followed by licensing for an equity stake and sponsored research.
This revenue maximizing approach tends to encourage a ―home run‖ mentality, focusing limited time and resources
on the technologies that seem to promise the greatest and fastest payback. Technologies with longer-term potential or
diffuse public benefit tend to be overlooked.
Most universities experience technologies ―going out the back door.‖ Many researchers circumvent their
TTO when they patent and patents with greater value are taken directly to the private sector more often. Firms
express difficulty in dealing with TTOs, citing staff inexperience, lack of business knowledge, and a tendency to
inflate the commercial potential of patents. As a result of this dynamic, the more fundamental goal – to maximize the
potential for university-based inventions to result in commercialized new products and innovations – remains unmet
in many cases. Successful universities seek to maximize commercialization volume and speed rather than revenue,

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although their revenues often remain substantial. They have begun to codify a broader range of technology transfer
pathways and to redefine the role of their TTO. There are different volume models of technology transfer but all:
Provide rewards for moving innovations into the marketplace
Focus on faculty as the key agents of innovation and commercialization
Emphasize greater standardization in faculty and industry interactions.
Universities are only one side of the technology transfer equation, however. Firms need the absorptive capacity to
realize the commercial benefits of basic research. (TRRA, 2007)

Universities in different countries
Recent changes in the universities of developed countries suggest the emergence of an entrepreneurial
model of academic research. The key feature of this model is acceptance by universities that they have a
responsibility not only to provide teaching and carry out research, but also to contribute directly to economic growth
of the society. This new model is being presented to developing countries as a way of encouraging entrepreneurship
among their researchers, of making an awareness of the needs of businesses, and of attracting industry funding.
Some successful examples to which this model has been applied in Mexico, and in Brazil. There are various
obstacles to the widespread adoption of the entrepreneurial model of a university in the developing word. For
example, universities can introduce changes to facilitate and promote relationships with industry, and indeed many
have already done so. But if the demand from industry for local knowledge production is weak and unchallenging,
the result will probably be an underdeveloped entrepreneurial university. Another source of difficulties, (see table 3),
is that developing countries have few researchers, and, given the general lack of resources in such countries, these
have to work with tight budgets. (http://www.scidev.net/en/policy-briefs/the-role-of-universities-in-knowledge production-.html)

Developed countries
Developing countries

GDP
61.1%
38.9%

Population
22.3%
77.7%

R&amp;D spending
84.4%
15.6%

Researchers
71.6%
28.4%

Table 3. Distribution of the world's GDP, population, research and
development spending and academic researchers
There are some 3 300 higher education establishments in the European Union and approximately 4 000 in
Europe as a whole, including the other countries of western Europe and the candidate countries. They take in an
increasing number of students, over 12.5 million in 2000, compared with fewer than 9 million ten years previously.
They employ 34% of the total number of researchers in Europe, with significant variations from one Member State to
another (26% in Germany, 55% in Spain and over 70% in Greece). In order for European universities to play a key
role in achieving the strategic goal set at the Lisbon European Council, i.e. to make the European Union (EU) the
most competitive and dynamic knowledge-based economy in the world, this Communication is intended to start a
debate on the role of European universities in the knowledge society and economy.
(http://europa.eu/legislation_summaries/education_training_youth/lifelong_learning/c11067_en.htm)

Conclusion
There is a close relationship between universities and economic development. It was analyzed that to reach
high level standard of living and to produce qualified goods and services country needs skilfull labor force and high
level techonology. Those who pay attention HDI see three main legs ; production, education, and life expectations
which are related with university and development. People in this century knew importance of competition and to be
succeed in that race they are using latest technology for example rate of using internet is rising year by year. Perhaps,
rate of using internet in developing countries is higher than developed countries. It is clear that the role of
universities in innovation is great too. Universities that are active at the heart of successful technology groups do not
just spin out companies. They develop highly-skilled people who move between industry and academia; they
develope businesses and provide expertise; they produce knowledge that is used by technology businesses; they
provide public space in which people from various overlapping branches of research meet. It was seen that
universities contribute directly nations‘ economy, especially this impact was more in developed countries than
developing countries. It is clear that the following sections provide a sample of the different roles, universities can
play with respect to innovation and economic development.

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First; Development of highly qualified personnel
Second; Research and knowledge production
Third; Technology transfer
Time and technology is the main factor to produce more but both of these factors are used by skillful labor force who
is talented in university. Secondly innovation can be done in university too and transfered to company or/and market.
These functions of universities above should be reachable and cheaper too. Because this implements spirit of
definition of economics.

References
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(2009). Innovation and Industry: The Role of Universities,

Gerdne, T.(2005), The Impor tance of Human Capi tal in Export Performance, Thesis in Jönköping University, Sweden
Goddard, L. (2009), The Role of Universities in City and Regional Development, Newcastle University
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                <text>Contribution of University on Economic Development</text>
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                <text>DİNC, Ahmet</text>
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                <text>Economic development refers to economic growth accompanied by changes in  output distribution and economic structure. These changes: improvement in material, a decline in  an agriculture‘s share of gross national product(GNP), increasing share of industry in GNP,  increasing education level, substantial technical advance and etc. Human Development Index is  one of the measurement of Economic development. Economist need skillful labor force is  provided by universities to ensure qualified more production with value added for economic  growth and development. We saw that universities contributed innovation to become monopol in  world market, relationship between domestic private companies and foreing ones, ensuring  sustainable development, to become guide for foreign and domestic firms. In addition, universites  contributed as information office. In this study, we analyzed contribution of technology and  internet to the university and contribution of universities to economic development of country.  We have worked and searched in private university in foreign country for 12 years. So, we aimed  productive study with work experience abroad, observing and interactive study with  academicians in other universities. We analyzed our study under three main titles; Functions of  universities and categorize of countries. How to improve level of economic lesson by using  internet among countries. Contribution of universities to level of economic development</text>
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                    <text>Phenotypic and Genetic Parameters of Some Production Traits of Holstein
Friesian Cows Raised at the State Farm of Koçaş
Murat Durnalı
Ministry of Agriculture
and Rural Affairs, Ankara/Turkey
muratdurnali@hotmail.com
Ayhan Öztürk
Department of Animal Science, Faculty of Agriculture,
Selcuk University, 42075, Konya / Turkey
yhan@selcuk.edu.tr
Abstract: In this researh, six reproductive and three milk yield traits were determined and
genetic and phenotypic parameters were estimated for these nine traits in the Holstein Friesian
cows reared at the State Farm of Koçaş in Aksaray (Turkey). The least squares means of fırst
service age (FSA), fırst calving age (FCA), calving interval (CI), number of insemination per
conception (NIPC), gestation length (GL), service period (SP), lactation milk yield (LMY) ,
lactation length (LL), and dry period (DP) were 560.80±3.07 days, 855.43±2.66 days,
382.30±6.42 days, 1.76±0.06, 285.05±1.66 days, 110.57±6.28, 6937.63±1 09.46 kg,
320.51±3.29 days, 69.51±3.08 days and respectively. Heritabilities of these traits were
0.55±0.151, 0.69±0.162, 0.06±0.086, 0.04±0.062, 0.11±0.085, 0.21±0.000, 0.20±0.11,
0.078±0.007, and 0.34±0.000, respectively. The repeatibilities of CI, LPC, GL, SP, LMY, LL,
and DP were 0.12, 0.042, 0.32, 0.44, 0.37, 0.065, and 0.42, respectively. The year had a
significant effect on the FSA, CI, SP, and LMY at (p&lt;O.OI) levels. lt was shown that
lactation number had a significant effect on NIPC, LMY, and DP, the sex of calf had a
significant effect on GL, the calving season had a significant effect on LMY, and DP at
(p&lt;0.01) levels. Also, linear regressions of LMY to LL, SP to LL, and LL to LMY
statistically significant.
Keywords: Holstein Friesian, reproductivity, milk yield, heritability, repeatability

Introduction
Although the proportion of meat and milk production is high, the amount of yield per animal in Turkish
breeds is low. Average milk yield obtained from per cattle is 2758 kg (Anonymous, 2008). Within imported
cattle breeds, highest number is Holstein Friesian, and its average milk yield is up to 5000 kg. The objective of
this study was to determine the milk and reproductive performances of Holstein Friesian cows reared at the
Koçaş State farm in Aksaray. Also, phenotypic and genetic parameters for examined characteristics were
calculated.

Material and Method
Material
This study was carried out by using Holstein-Friesian cattle reared at the Koçaş state farm in the middle
Anatolia region in Turkey. In this region, summers are hot and dry, winters are cold. The data used in this study
were collected from Holstein Friesian cattle from records maintained between the 1995 and 2005.
Method
Reproductive performance was estimated by using the following animal model as an example first
service age and the mathematical model for first calving age, number of insemination per conception, calving
interval, service period and gestation length were estimated by adding or get out from this model according to
the effective factors:
265

�Yij = µ + ai + eij
Yij = is first service age i. year, j. cow
µ = mean
ai = effect of year (a1: 1996, a2: 1997,…….. a10: 2005)
eij = random residual effect
Lactation milk yield was calculated according to the following mathematical model;
Yijkl = µ + ai + bj + ck + bxijk + eijkl
Yijkl = is lactation milk yield of cow in i. year, j. calf sex and k. season
µ = mean
ai = effect of year (a1: 1996, a2: 1997,…….. a10: 2005)
bj = effect of parity (b1: 2, b2: 3,……..b8: 9)
ck =effect of season (k1: September, October, November, k2: December, January, February, k3: March,
April, May, k4: June, July, August)
bxijk=partial regression coefficient to parity of lactation milk yield
eijkl = random residual effect
Season was classified as first group (September, October, November), second group (December,
January, February), third group (March, April, May) and fourth group (June, July, August). Calf sex was
classified as 1 (male) and 2 (female). To estimate of genetic parameters, Mixed models which were take into
account environmental factors effect on yields, were based. Data were analyzed both Mixed Model Least
Squares and Maximum Likelihood (LSMLMW) in the computer program of Harvey (1990) and by Multiple
Trait Derivative Free Restricted Maximum Likelihood (MTDFREML) according to (Boldman et al., 1995) for
all traits. To ensure global convergence, the algorithm by Boldman et al., (1995) was restarted with estimates
until the log likelihood did not change at the fourth decimal. Duncan multiple comparison test (Duzgüneş, 1993)
was used to test the differences between factors.
Variance structure of the model the fallowing matrix was used:

 a   0
E   =  
 e   0

 σ a2
a 
V   =  0
e   0


0
Iσ p2 e
0

0 

0 
Inσ e2 

σ a2 = additive genetic variance,
2
σ pe
=

Permanent environmental variance and

σ e2 = The random residual effect associated with each observation.
To estimate heritability (h2) and repeatability (r) the following equation was used:
2
2
2
2
h 2 = σ a /(σ a + σ pe + σ e )
2
r = σ a2 + σ pe
/(σ a2 + σ 2pe + σ e2 )

For each feature according to the model that considered the sire, dam and cows for breeding values
were calculated. Breeding values were estimated with MTDFREML program (El-Arian et al., 2003; Khattab et
al., 2003).
The mixed model equations (MME) for the best linear unbiased estimator (BLUE) of
estimablefunctions of b and for the best linear unbiased prediction (BLUP) of a and p in matrix notation was as
follows:

X 'X
Z'X
W 'Z

X 'Z

Z ' Z + A−1α1
Z 'W
W 'Z
W 'W + Iα 2
2

Where

X 'W

2

α1 = σ e / σ a

)
b
X'y
)
a = Z'y
p
W'y

2

and

α 2 = σ e / σ2

p

266

�Results and Recommendations
Reproductive Traits
First Service Age (FSA): The least square means of first service age belong to a total of 560 animals
were 560.80 ± 3.07 days. The effect of Year was only statistically significant on first service age (P&lt;0.01). The
heritability of FSA was estimated as 0.55.
First Calving Age (FCA): The least square means of first calving age belong to a total of 559 animals
were estimated as 855.43 ± 2.66 days. The effect of Linear Regression on FSA of FCA was statistically
significant (P&lt;0.01). The heritability of FCA was estimated as 0.69 ± 0.162.
Calving Interval (CI): Estimated CI value from a total of 1090 Holstein Friesian cows was 382.30 ±
6.42 days. The effect of year on CI was statistically significant (P&lt;0.01). The heritability and repeatability values
for CI were 0.06 and 0.12, respectively.
Number of Insemination Per Conception (NIPC): The least square means of NIPC belong to a total
of 1148 data were estimated as 1.76 ± 0.06. The effect of year and parity on NIPC was statistically significant
(P&lt;0.01). The heritability and repeatability values of NIPC were estimated as 0.04 ± 0.062 and 0.042,
respectively.
Gestation Length (GL): Gestation period was calculated from 900 data. The least square means of GL
were estimated as 285.05 ± 1.66 days. The effect of age on GL was statistically significant (P&lt;0.01). The
heritability and repeatability values of GL were estimated as 0.11 ± 0.085 and 0.032, respectively.
Service Period (SP): The least square means of SP belong to a total of 464 animals were estimated as
110.57 ± 6.28 days. The effect of Linear Regression on SP of LMY was statistically significant (P&lt;0.01). The
effect of linear regression of year, season, parity and lactation length was not significant. The heritability and
repeatability values were estimated as 0.21 ± 0.00 and 0.44, respectively.

Reproductive Traits
Lactation Milk Yield (LMY): The least square means of LMY belong to a total of 1269 lactation
were determined as 6937.63 ± 109.46 kg. The effect of year, season, parity and lactation length on LMY was
statistically significant (P&lt;0.01). The heritability and repeatability values were estimated as 0.20 ± 0.11 and
0.37, respectively.
Lactation Length (LL): The least square means of LL belong to a total of 1269 lactation were
determined as 320.51 ± 3.29 days. The effect of Linear Regression on LMY of LL and Parity was statistically
significant (P&lt;0.01). The effect of year, sex and season was not significant. The heritability and repeatability
values were estimated as 0.07 ± 0.007 and 0.65, respectively.
Dry Period (DP): The least square means of LMY belong to a total of 363 data were determined as
69.51 ± 3.03 days. The effect of season (P&lt;0.05), parity (P&lt;0.01) on DP was statistically significant. The
heritability and repeatability values were estimated as 0.34 ± 0.00 and 0.42, respectively.
In this study, calculated phenotypic parameters of reproductive and milk yield traits to the HolsteinFriesian cattle reared at the state farm of Koçaş when compared with the other Friesian cattle herds in Turkey
was satisfactory. Examined phenotypic parameters belong to reproductive and milk yield characteristics in herd
have been determined as 560.80 ± 3.07 days, 855.43 ± 2.66 days, 382.30 ± 6.42 days, 1.76 ± 0.06, 285.05 ± 1.66
days, 110.57 ± 6.28 days, 6937.63 ± 109.46 kg, 320.51 ± 3.29 days and 69.51 ± 3.03 days for FSA, FCA, CI,
NIPC, GL, SP, LMY, LL and DP, respectively. Determined FSA value in herd in this study, 43 days is more
than from 488-518 days being ideal value for FSA. Ideal value for first calving age is 793 days and calculated
value for this study is more than 42 days from the ideal value. Obtained from the herd for calving interval value
is close to ideal values. The Number of Insemination Per Conception values considered as normal values from
1.5 showed partial deviation. In practice the values calculated for the service period is acceptable, but 25 days
are more than from being 85 days ideal value. Calculated LMY value is over the average in Turkey too. This
value shows that closer to the desired level. Obtained value for the LS is 320 days. This value has shown that
extended to 15 days from 305 days ideal lactation length. The values established for the Dry Period is ideal. In
other words, to obtain the desired yields from the Holstein-Friesian cows, It is understood that necessary to
provide of the environmental conditions in the farms like conditions Koçaş farm.
In brief, with reduction of FSA both FSA and FCA can approached to the ideal values. If desired value
for NIPC is reached, CI and SP can be reach ideally. This two obvious examples are show interaction with each
other to the yields.
267

�Conclusion
As a result, the milk and reproductive characteristics of the Holstein-Friesian cows reared at the state
farm of Koçaş was found higher over the Turkey’s Holstein-Friesian’s average and these values reach the ideal
Holstein-Friesian’s characteristics. In other words, the business environment in terms of providing adequate
infrastructure have the capacity to uncover genetics of the herd, thus allowing yield characteristics have to be a
positive influence. Opinion is formed that with additional environmental regulation will can reach the desired
yield level.

Acknowledgments
This research was supported by a research project from the Coordinatory of Scientific Research Projects of Selcuk
University, Turkey. We are thankful to KOÇAŞ State Farm for providing data

References
Anonymous, 2008. Türkiye Đstatistik Kurumu. Access Date: 08.02.2008, www.tuik.gov.tr
Boldman, K. G., Kriese, L. A., Van Vleck, L. D., Van Tassell, C. P. &amp; Kachman, S. D. 1995. A Manual For use of
MTDFREML. A Set of Programs to Obtain Estimates of Variances and Covariances (Draft). U. S. Department of
Agriculture, Agricultural Research Service, pp:14.
Düzgüneş, O., 1993. Đstatistik Metodları (Statistical Methods). Ank. Üniv. Zir. Fak. Yay: 1291, Notebook: 369, Ankara.
El-Arian, M. N., H. G. El-Awady &amp; A. S. Khattab, 2003. Genetic analysis for some productive traits of Holstein Friesian
cows in Egypt through MTDFREML program. Egyptian J. Anim. Prod., (in Pres).
Harvey, W.R. 1990. Users guide for LSMLMW PC-1 Version mixed model least squares and maximum likelihood computer
program. Ohio State Uni. Colombus, Mimco.
Khattab, A. S., H. G. El-Awady &amp; M. N. El-Arian, 2003. Genetic analysis of some performance traits using an animal model
in a herd of Egyptian buffaloes. Egyptian J. Anim. Prod. (in Press).

268

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                <text>In this researh, six reproductive and three milk yield traits were determined and  genetic and phenotypic parameters were estimated for these nine traits in the Holstein Friesian  cows reared at the State Farm of Koças in Aksaray (Turkey). The least squares means of fırst  service age (FSA), fırst calving age (FCA), calving interval (CI), number of insemination per  conception (NIPC), gestation length (GL), service period (SP), lactation milk yield (LMY) ,  lactation length (LL), and dry period (DP) were 560.80±3.07 days, 855.43±2.66 days,  382.30±6.42 days, 1.76±0.06, 285.05±1.66 days, 110.57±6.28, 6937.63±1 09.46 kg,  320.51±3.29 days, 69.51±3.08 days and respectively. Heritabilities of these traits were  0.55±0.151, 0.69±0.162, 0.06±0.086, 0.04±0.062, 0.11±0.085, 0.21±0.000, 0.20±0.11,  0.078±0.007, and 0.34±0.000, respectively. The repeatibilities of CI, LPC, GL, SP, LMY, LL,  and DP were 0.12, 0.042, 0.32, 0.44, 0.37, 0.065, and 0.42, respectively. The year had a  significant effect on the FSA, CI, SP, and LMY at (p&lt;O.OI) levels. lt was shown that  lactation number had a significant effect on NIPC, LMY, and DP, the sex of calf had a  significant effect on GL, the calving season had a significant effect on LMY, and DP at  (p&lt;0.01) levels. Also, linear regressions of LMY to LL, SP to LL, and LL to LMY  statistically significant.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

An Evaluation on English Language Education Process in Turkey from the
Viewpoints of University Preparatory School Students
Ali Dinçer
Res. Assist., Erzincan University, Faculty of Education,
English Language Teaching Department, Erzincan, Turkey
adincer@erzincan.edu.tr
Mehmet Takkaç
Prof. Dr., Atatürk University, Kazım Karabekir Education Faculty,
English Language Teaching Department, Erzurum, Turkey
mtakkac@atauni.edu.tr
Suna Akalın
Assist. Prof. Dr., Atatürk University, Kazım Karabekir Education Faculty,
English Language Teaching Department, Erzurum, Turkey
sakalin@atauni.edu.tr
Abstract: Many studies on effective language teaching process draw attention to the
importance of teacher roles in this process, and give advice teachers to have prior
knowledge about what their students know before beginning the instruction. This study is
intended to draw an effective English language teacher profile by taking into consideration
first year students’ readiness levels and their experiences during their former education
periods. In order to fulfill this aim, 38 preparatory class students from Tourism Vocational
College Preparatory Programs, Erzincan University, were chosen at the beginning of 20092010 academic year. Participants were asked to write a composition on the evaluation of
their prior language education experiences during their primary and high school years
giving examples from English teachers who they admired most or they were not satisfied
with. The analyses of the student compositions showed that some frequently experienced
problems negatively affect foreign language education process. The most common of the
problems were related to English teachers and English courses at schools as well as those
stemming from teaching environments and teacher characteristics in Turkey.
Key Words: Effective Language Teacher, Experience, Foreign Language Education,
English Teacher

Introduction
English language teaching has become important especially after 1980s in Turkey and from the
beginning of those years its importance in national primary and secondary schools in our country has increased
day by day. To reach the needs of the time and meet the aims of national educational administration, English
language which is most spoken language and referred as lingua franca of modern world, has become compulsory
in every step of educational curricula.
During the last three decades, primary schools, high schools and university language teaching
departments have also encountered many changes about English language position in their curricula. The current
situation in Turkey is as follow: English language as a foreign language is included in every curriculum of
educational centres. Officially, Turkish national schools start teaching English as a foreign language in fourth
and fifth grades of primary schools. In addition, some private preschool teaching institutions aim at teaching
English as a foreign language to children. In spite of its being mostly taught language and its being widespread
in Turkey, using the language as a communication tool by the learners is unfortunately inadequate.

235

�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
In our country, it is widely asked why a foreign language has not been taught and the answer of this
question has not been replied in spite of the applications and precautions done by the ministry of education yet.
After the analyses of the studies on this issue (Demircan, 1988; Demirel, 1990; Gülmez, 1982; Gömleksiz, 1993;
Harman, 1999; Demirel, 2003; Aydemir, 2007; Soner, 2007; Işık, 2009) foreign language teaching and learning
exist as an important problem of Turkey today. One of these specialists, Soner (2007) summarizes main
problems in foreign language education process in Turkey in her article and explains the reasons why ELT
education is not successful in Turkey. According to her, main difficulties in ELT education stem mostly from
limited number of teachers, teachers’ having lack of adequate foreign language knowledge and methods,
teachers’ using old fashioned language approaches, students’ not giving importance because of the other courses’
heavy burden in school, insufficient language equipments in schools, students' lack of motivation and interest
about foreign language, and students' not having chance of using the language outside the class.
Before mentioning about effective language teacher and education process, it should be better to define
the concepts “success, successful learner and successful teacher” in education. What is success, what makes a
language learner successful and how can a language teacher become successful in the class?
As a general meaning, success is to reach the aims and changes according to authority that puts the aims
(Şahin, 2009). When the individual put some rules for the aims, the possibility of individuals' becoming
successful becomes higher. Then the learner becomes intrinsically motivated. However, in educational settings,
aims are determined before the educational process. Therefore, it can be said that learners are motivated
generally in education extrinsically and students should replace extrinsic motivation with intrinsic motivation for
achievement. This can be supported with proper arranged educational settings.
Nikolov (2001) replies the second question by making a study including questions about the features of
successful language learners. In her study, participants listed what they thought to be necessary for a learner to
be good at foreign language. According to results of this study, majority considered that one should have
persistence, strong will, hard work, patience, good aptitude and memory, a good teacher, great enthusiasm and
motivation towards language. Also Brown (1978) draws an effective language learner profile by looking at
mostly affective factors and says that a good learner should be field independent in communication, use
feedback, and have proper distance with regard to native and target cultures and self-esteem.
Successful teacher or in other words effective teacher is identified in many studies (Brown, 1978;
Sanderson, 1983; Moon and Shelton, 1994; Vadillo, 1999; Çetin, 2001; Güven, 2004; Şeker et al., 2004;
Malikov, 2006; Genç, 2007; Mohidin et al., 2009). All these studies used different criterion features changing
situation to situation. Because there are a number of features about teacher evaluation which holds the effective
teacher from different perspectives and the term “effective” is perceived and interpreted differently by the
people. To make an evaluation of the teachers easier, Miller (1987) (cited in Vadillo, 1999, p.354) defines the
qualities of effective teacher by separating in four areas: “1) affective characteristics: enthusiasm,
encouragement, humour, interest in the student, availability, mental health; 2) skills: creativity, challenge;
3)classroom management: pace, pairness; 4) academic knowledge: grammar”. In addition, Çetin (2001) and
Kücükahmet (2006, pp: 145-150) categorized the ideal teacher features in different parts focusing on the mostly
cited Self-Evaluation Checklist for Teachers in literature. While Çetin says that there are three divisions each of
which has also subdivisions, and these are about teachers’ individual characteristics, professional academic
capabilities, and their attitudes towards teaching professions, Kücükahmet calling the effective teacher as
democratic teacher explains the issue in four divisions by adding one more feature to Çetin’s division. That
feature is about teachers’ knowledge on general culture.
In the light of this complexity, it is interpreted that this complex situation in the definitions is the same
for the concept effective language teacher. For example, while Brown (1978) defines effective language teacher
in terms of affective factors, Sanderson (1983) explains effective language teacher phenomenon mostly by
approaching from the perspective of classroom activities. Brown says that a good language teacher should “be
able deal with field indepence, respond to the student with empathy, insure the presence of meaningful
communicative contexts in classroom, provide optimal feedback, be sensitive to sociocultural alienation and
encourage self-esteem in the student.” Sanderson’s study reveals that a good language teacher should use the
target language predominantly, have clear and good pronunciation, stress and intonation, make students involve
in activities, be flexible with regard to objectives, explain the classroom task clearly etc. Therefore, it is not easy

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to make an exact definition of the phenomenon because of the wide variety of definitions and characteristics in
literature. To make a general definition and understand the concept, Arıkan and his colleagues (2008) made a
study on effective English teacher by looking at Turkish preparatory class school students’ perspectives. In that
study, effective teacher qualities chiefly quoted by the students are respectively “possessing good knowledge of
the English language, being open to innovations, behaving friendly, motivating, being aware of student needs,
being good at classroom management, witty, and lastly limiting the use of mother tongue.”
In addition to all these concepts and definitions, it can be claimed that it is not quite easy to define
language learning process accurately and all knowledge. Because education is a complex experience, which has
many components and each of them is very crucial for the success of education. Fundamental components of
education are summarized as teacher, student, education programme and environment. These components were
described in the many works (Novak and Gowin, 1984; Gömleksiz, 2002; McDonough and Shaw, 2003) and
they can not be thought as separate parts. Each component is a part of a whole and affects one another.
According to Fidan and Erden (1994), teacher is the person who supports and arranges learning process. In this
process, the functions of teacher are to arrange learning experiences by utilizing different educational methods
and techniques, and to evaluate whether desired behaviours are learned by the learners. Students are individuals
who need learning and go to formal education institutions in order to meet this need. Education programme is a
curriculum which shows all activities conducted for the aim of meeting the need of learner. It “comprises the
knowledge, skills, and values of educative experience that meet criteria of excellence that make them worthy of
study.” Environment, or in other words milieu is “the context in which the learning experience takes place, and
it influences how teacher and student come to share the meaning of curriculum.”(Novak and Gowin, 1984).
These four components should work in harmony and significant importance should be given to each one in order
to reach desired level in education.
In this study, it is aimed to analyse language-learning experiences in Turkey in retrospect through
students’ own eyes by getting knowledge about their readiness towards English education according to main
components of educational setting. By this study, questions why students enrolled to preparatory classes have not
been able to live an ideal language learning process in their formal education period, and why they have not
become successful language learners are answered from the viewpoints of them.

Methods and Research Design
The data in this study were obtained from 38 preparatory class students enrolled to Erzincan University
Tourism Vocational College Preparatory Programs. At the beginning of the academic year 2009-2010, at
students' first English course at the vocational school, participants were asked to write a composition on the
evaluation of their prior English language experiences during their primary and high school years by giving
examples from their English language teachers.
The first course was specially chosen in order to get the correct knowledge from students not affecting
their thoughts about the readiness towards English. Before this activity any English language education and
course have not been taught to students in the department. To access the realist data, the compositions were
written in Turkish and also two other activities were carried out for this study. For two other studies, first of all
students were asked to write at least 50 English vocabularies which they could write correctly on a sheet and as a
second activity they were asked to write a composition about themselves in English. During these entire
activities participants’ names were anonymous, only the knowledge about their age and school type from which
they graduated were asked. These two activities have not been included in the study; they were applied only to
see students' writing skills and have an idea about their readiness for language.
The written composition is a kind of interview method which aims at getting deep information on a
specific issue. Each student composition’s descriptive analyses were made and these analyses were categorized
according to main components of education. These are teacher, student, education programme and environment.

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Results
The results of this study have two dimensions. First is about participants’ school types and the second is
about components of education. By looking at the findings, it is aimed to make relation between school types
and students’ thoughts about components of the education.
In order to determine their average age, 38 participants’ ages were added and then their arithmetic mean
score was calculated. Students’ arithmetic mean score of age was found 20,4. Then knowledge about the
participants’ school types was written in table. School types' frequencies and percentages are shown in Table- 1.
School Type
University
General High School
Vocational High School
Anatolian High School
Private High School

Frequency (N=38)
1
25
9
2
1

Percentage
2,6
65,8
23,7
5,3
2,6

Table- 1: Frequencies and Percentages related to Graduated School types
Table 1 illustrates that many of the participants graduated from General High Schools which had only
English courses only in their first grade in previous years. Some of the students graduated from Vocational High
Schools. Vocational High Schools mainly deal with courses about a specific kind of profession and teaching
English always seems at second importance. These schools include Anatolian Vocational Schools, Vocational
Schools for Hotel Management and Tourism, Vocational Schools for Girls and Vocational Schools for
Commerce. Two participants graduated from Anatolian High Schools. In the past, these schools had a
preparatory class aiming at teaching extensive English to students. One of the students graduated from four-year
faculty and the other student graduated from private high school.
In order to get knowledge about the components of education, students' compositions were categorized
in four types. According to the compositions’ analyses, all of the students think that they were not thoroughly
taught language at their education period and they failed to learn English because of some reasons. In their
compositions, some students mentioned about problems more than one so that frequency number is not equal to
the number of participants. Frequencies related to components of education are shown in Table- 2.
Educational
Problems
Stemming from

Teacher
30 participants

Education
Programme
15 participants

Student

Environment

13 participants

10 participants

Table- 2: Frequencies related to the components of education
Table 2 related to the content analyses of the student compositions illustrates that most of the
participants think that main reason of their failure in English education stems from their English teachers. The
percentage of them is 78,9. Because of the drawbacks in ministry of national education and teacher
characteristics, students consider the teacher as the main factor of their failures. The second important and
significant problem in terms of frequencies is Educational Programme. The percentage of students who report
that Educational Programme is the source of failure is 39,5. According to student quotations, problems related to
educational programme stem from educational curricula, selected materials and course hours. The problem in the
third order is Student factor. 34,2% of participants think that they have failed because of themselves. Students
think that they have failed because of inefficient studies, inadequate practice and negligence on English courses.
Lastly, 26,3% of the participants believe that teaching environment affected their language learning process
negatively. These problems are related to educational setting, teaching environment and peer factor.

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Discussion
A big majority of the students in this study have graduated from General High Schools. In previous
years, English language as a course was taught only in first year of high schools as four hours per week and an
old-fashioned book titled as “Modern English Course for Turks” which does not pay attention to four skills in
language learning was used as a main coursebook of the lesson. In the following years after first grade, there was
no English course in curriculum except foreign language sections. In spite of the advances in educational
curricula of these schools such as English courses’ becoming compulsory in second grade, third and fourth
grades, English teaching is developed properly and students graduating from these schools stated negative
thoughts while evaluating their prior language experiences. These schools have still common problems such as
having crowded classes, being lack of sufficient number of teachers and language materials.
An average student graduates from high schools between 17 and 18 ages in Turkish education system.
By regarding students’ average age (20,3), it can be interpreted that these students’ average is two points more
than the overall Turkish average. Therefore, it can be concluded that most of them enrolled to university at their
second attempt in the university entrance exam. This knowledge identifies these students have not been taught
formally in educational institutions for at least four years.
In addition, the status of English course in vocational high schools is almost the same with general high
schools. English courses become so-called lessons that appear as four hours a week apart from Anatolian
vocational high schools de facto in educational curricula; but in reality, these courses are not so much effective
because of the problems that general high school students have to cope with.
In terms of course hours, Anatolian and private high schools give more importance English courses than
other types of schools (look M.E.B, 2005). These can be viewed from their curricula, their language
environments, English teachers’ quantity etc. In previous years, some high schools like Anatolian, Science and
Teacher Training schools which had preparatory classes for extensive English evidenced fundamental changes
about English courses in their curricula. As a result, their preparatory classes were abolished from their curricula,
and they became four-year high schools like other types of high schools.
One student had graduated from faculty apart from foreign language departments. English courses at
universities except from a few universities, which have compulsory or intentional preparatory classes, are three
or four credits or a non- credit lesson. By taking into consideration of course credits, it is concluded that
ineffectiveness of the courses are clear (Gömleksiz, 1993).
In order to get success in education, each of four components of education should study in coordination.
As its’ being difficult to distinguish one from another in definite lines (Güven, 2004), any problem related to one
of these components certainly affect the others negatively in this process. When looked at the analyses of the
student compositions, it seems that main reason of the failure in education is teacher factor in foreign language
instruction. In addition, other three factors have affected this process with having different frequencies.
Many participants mentioned about problems with their English teachers. On supposing the role of
teachers in education, it is clearly understood that problems stemming from this source would affect the whole
education and the whole learners negatively. Mostly mentioned issue about the teacher factor is different branch
teachers. Because of the insufficient number of trained language teachers, teachers from other branches have the
permission of teaching these courses (M.E.B., 2006). Some of the participants stated this issue as follows: “As
we did not have an English teacher in primary and secondary schools, teachers from different branches tried to
teach English us.” Another student expressed that “Our Turkish teacher taught our English lessons in primary
school.” The other one says, “In my high school years, we had a number of teachers from different branches
such as Religion and Physical Teacher.”
In addition, students mentioned that those teachers coming from different branches were inefficient in
language teaching, so that they thought that English courses are easy courses to pass or free courses which they
spent time inactively. Moreover, some students think that having an English language teacher is a luxury in high
school. Student opinions are as follows: “I met with English course firstly in my high school years and my
teacher was originally French language teacher, then he was not skillful in teaching.”; “ In my high school
years our physical training teacher taught our course so that we were talking about sports during the course.”;
“ There was no Mathematics teacher, let alone English.”

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In addition to these factors, foreign language teachers’ teaching capabilities, physical and individual
characteristics affected students negatively. Teachers who are unaware of the current methods in language
education and insist on teaching with old-fashioned methods such as GTM, and their reluctance and disregard
towards the course make students distract from learning the language. Also, teachers who regard language
learning as being good at grammar and memorizing all rules and make activities entirely different from real life
reduce students’ motivation for learning the language. Participant opinions about these issues are as follows: “In
my high school education, our teachers used to give papers about the course before the examination, so we
memorized those sheets and became successful in examinations with high marks.” Another one says, “As our
teacher had problems with classroom management and disciplining us, he always shouted and punished us. He
did not get well with students, so he was totally useless in education.”
The second problem causing the failure in language education results from Educational programme in
this study. Curriculum and course materials have an important place in educational programme. Many students
were not taught English or did not take inadequate courses in their primary school years. Participants many of
whom are students graduating from general high schools state that they took English courses only in their first
year of high school, and have not taken any special course or tutor then. In spite of some students’ sentences
about having English courses at their second, third and fourth grades, their sentences were followed with
negative explanations. When considered the new formations related to course hours in high schools’ curricula, it
can be said that actually curriculum in itself is one of the main sources of the failure. One student mentions about
the curriculum and says that he could not understand the lessons because of the fact that his teacher was curious
about following the curriculum and he performed the lesson so quickly in order to reach the program. In addition
to that, students were unpleased with course books and same topics in books. One participant writes, “I was
taught same grammar topics again and again, this was very boring.”
Third component is student factor. While addressing the reasons of failures, thirteen students confessed
that they did not become successful because of their negative behaviors such as pseudo-listening, not attending
courses and cheating. Some of the student sentences are as follows: “I did not listen effectively what the teacher
was teaching during the course and I refused to join the courses consciously.”; “In spite of taking English
course, I did not revise what I had learnt, and then I forgot everything.”; “My great fault was to ignore the
importance of English.”
The last and the least mentioned component is environment. Foreign language environment consists
physical conditions of the school, classroom atmosphere, students, social environment and family. The use of
existing school facilities or vice versa, and atmosphere in which language instruction is carried out become
effective in determining the success or failure. Participants mentioning about problems about environment
mostly stated that their friends in the class affected them negatively and decreased their motivation to participate
in the activities. Furthermore, they are not pleased with not using the language itself as a communication tool
outside classes. These situations are cited in student texts as follows: “Our teacher did not teach anything
because he made us watch films and movies during the whole course.”; “Our classes were very crowded, and
then I did not get much opportunity to join the lessons.”; “I did not have a chance of using what I had learnt in
my daily life, so I forgot all.”
To sum up, the general problems discussed in the study are about the numbers of teachers, their coming
from different branches, teachers’ individual characteristics, their field knowledge and teaching capabilities,
students’ not giving importance to courses and their low motivation levels, poor curricula, insufficient course
hours and materials in schools, artificial language environments and lastly negative peer factor. These problems
are also mentioned a number of studies and the results are parallel with some studies (Gömleksiz, 2002; Kuzeci,
2002; Gökdemir, 2005; Soner,2007; Günday, 2007; Bağçeci &amp; Yaşar, 2007; Işık, 2008). When overviewed all
problems especially related to teachers, students’ chance of being successful will certainly become higher.
Because teachers have heavy responsibilities on coping with the failure in foreign language education and
teacher is the most significant component in education process when each element has significantly tied up one
within the other. Therefore, it is clear that in order to understand language teaching and learning process, one
needs to understand teachers (Varghese et al., 2005). Because unique power in educational setting is the teacher
applying education programme, affecting students’ learning and decreasing the negative effects of the
environment.

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This study was carried out with the help of only university’s one type of preparatory classes, which
have students mostly getting negative thoughts about their former education, and written interview method, a
qualitative research method, was used in gathering data process. Additionally, participants’ compositions were
analyzed according to main components of education. Therefore, there are some limitations concerned with
participants, method and analyses. With a larger group including other departments’ preparatory classes, mixed
type method supported with questionnaires and interviews, and different kinds of evaluation criterions, more
detailed results dealing with student failures in foreign language process can be gathered and then results can be
generalized.
By this study, the importance of teachers’ having knowledge on students’ readiness for language is
emphasized by the perspective of them. Because in order to determine what to teach, initially a teacher should
begin to determine what their students know (Güven, 2004). In a word, to reach success in foreign language
process, one should try to decrease the problems related to teacher, educational programme and environment by
a consideration of students’ prior language learning experiences.

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                <text>An Evaluation on English Language Education Process in Turkey from the  Viewpoints of University Preparatory School Students</text>
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                <text>Dinçer, Ali
Takkaç, Mehmet
Akalın, Suna</text>
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                <text>Many studies on effective language teaching process draw attention to the  importance of teacher roles in this process, and give advice teachers to have prior  knowledge about what their students know before beginning the instruction. This study is  intended to draw an effective English language teacher profile by taking into consideration  first year students’ readiness levels and their experiences during their former education  periods. In order to fulfill this aim, 38 preparatory class students from Tourism Vocational  College Preparatory Programs, Erzincan University, were chosen at the beginning of 2009-  2010 academic year. Participants were asked to write a composition on the evaluation of  their prior language education experiences during their primary and high school years  giving examples from English teachers who they admired most or they were not satisfied  with. The analyses of the student compositions showed that some frequently experienced  problems negatively affect foreign language education process. The most common of the  problems were related to English teachers and English courses at schools as well as those  stemming from teaching environments and teacher characteristics in Turkey.</text>
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                    <text>The Utilization of Modified Rye Straws as Biosorbents for Cr (VI) Ions
Huseyin Deveci
Faculty of Engineering-Architecture, Department of Chemical Engineering,
Selcuk University, Campus, 42079 Konya, Turkey
hdeveci@selcuk.edu.tr
Erol Pehlivan
Faculty of Engineering-Architecture, Department of Chemical Engineering,
Selcuk University, Campus, 42079 Konya, Turkey
erolpehlivan@gmail.com

Abstract: The potential to remove Cr (VI) ion from aqueous solutions using modified rye
straws (MRS), through adsorption was investigated in batch experiments. Rye straws were
collected from vicinity of Konya, Turkey and modified with various amount of citric acid (CA).
The parameter for modification was selected by trying different parameters such as time,
temperature and citric acid quantity. The rate of adsorption was studied under a variety of
conditions including initial Cr (VI) concentration (1.10-4-4.10-3M), amount of adsorbent (0.050.4 g), pH (1.5 to 7), and contact time (5-240 min). Adsorption of Cr (VI) uptake is in all cases
pH-dependent showing a maximum at equilibrium at pH values of 1.5-2.0 for (MRS). The
batch sorption kinetics has been tested and the applicability of the Langmuir and Freundlich
adsorption isotherms for the present system has been tested at 25°C. The experimental results
inferred that adsorption, electrostatic attraction, complexation and chelation are major
adsorption mechanisms for binding Cr (VI) ion to the (MRS).
Compared to the various other adsorbents reported in the literature, the (MRS) shows very good
alternative adsorbent for practical applicability for waste streams and the results indicated that
MRS can be employed as a low cost alternative in the removal of Cr (VI) ion from wastewater.

Introduction
The increasing contamination of urban and industrial wastewaters by toxic metal ions causes important
environmental pollutions. These inorganic micro-pollutants are of considerable concern because they are nonbiodegradable, highly toxic and have a probable carcinogenic effect (Madoni et al., 1996). The traditional
techniques for the removal of toxic metals from aqueous effluents are incapable of reducing concentration to the
levels required by law. Cr(III) and Cr(VI) are the chromium oxidation states usually encountered in the
environment. The hexavalent form is of particular concern because of its greater toxicity.
Several other methods are utilized to remove chromium from industrial wastewater. These include: reduction,
ion exchange, activated carbon adsorption, electrolytic removal, reverse osmosis, membrane filtration (Cimino et
al., 2000; Gode and Pehlivan, 2003; Lu et al., 2006). There are other systems for treating wastewaters containing
toxic metal ions is today the use of micro-organisms such as bacteria, fungi and algae but as yet not suitable for
applications on a large scale (Ho et al.1995). Several studies have established the potential of peat and brown
coal to capture dissolved metals from contaminated waters (McKay and Porter, 1997; Lakatos et al., 2002).
Chromium, in its hexavalent form, is one of the undesirable heavy metals because it affects human physiology
accumulates in the food chain and cause several ailments. Chromium exists in different oxidation states in
aqueous solutions. Although Cr(III) is an essential element for humans, water soluble Cr(VI) is highly irritating
and toxic to humans and animals. The main industrial sources of chromium pollution are leather tanning,
electroplating, printing, mining, metal processing, wood preservatives, paint and pigments, particularly yellow
road paints, textile, metallurgical engineering, battery manufacturing processes and as an anticorrosion agent in
cooling waters (Raji and Anirudhan, 1996; Yu et al., 2003; Sharma and Forster, 1993).
Biosorption is an emergent and low cost option to treat heavy metal pollutants that would otherwise create
serious environmental hazard. A wide range of physical and chemical processes is available for the removal of
Cr(VI) from wastewater. The lignocellulosic waste materials are accomplished requirements for good adsorbent,
they possess some adsorption capacities, and they are locally available and have a low cost. Several natural
adsorbents, including rice bran, soybean and cottonseed hulls (Marshall and Johns, 1996), sawdust (Bryant et al.,
301

�1992), straw (Aderhold et al., 1996) have been investigated for their ability to sequester metal ion from water.
However, limited information exists on the removal efficiency of anions (Achari and Anirudhan, 1995). New
economical, easily available and highly effective adsorbents are still needed.
The purpose of this research was aimed to gain a fundamental understanding of the chemical and physical
phenomena associated with the binding of Cr(VI) to rye straw (RS) obtained as by-product from locally used
wood. The modification of rye straws (RS) by citric acid with the highest sorption capacity was subsequently
investigated for its potential as a sorbent for the removal of Cr(VI) from aqueous solutions. This study reports
the use of citric acid modified MRS as a biosorbent to remove hexavalent chromium from aqueous solutions.
The effects of solution pH, contact time, adsorbent concentration, and initial metal concentration on chromium
(VI) adsorption were investigated in detail.

Materials and Methods
Materials
(RS) was collected from vicinity of Konya-Turkey. Straws were ground with Retsch RM 100 model
grinding machine. They were ground and sieved to obtain size of 100 µm. Before the use, all the sorbents were
washed thoroughly with deionized water and dried in air oven at 120°C for 24 h. All chemicals were of an
analytical grade. Double distilled water was used to prepare all solutions throughout the experiments. Cr (VI)
stock solution (from Merck) was prepared by dissolving K2Cr2O7 salt in double distilled water. Solutions were
stored in plastic sealed beakers. Solutions of 0.01 M NaOH and HCl (from Merck) were used for pH adjustment.
Modification of Rye Straws (Rs) with Citric Acid (Ca)
First citric acid (10 g) was dissolved in water (50 ml), added over 100 µm 10 g (RS) thoroughly mixed and
allowed to soak for 24 hours at 60°C in the oven. At this period, all surface moisture was removed and (RS)
particles were coated with CA. Then, the dry sample was reacted for 2 hours by elevating oven temperature at
120°C. The oven temperature and reaction time were raised to the desired level (120°C) for 2 to 24 hours and
mixtures were allowed for reacting. Reaction products were mixed with distillated water for 30 min, filtered and
washed with water and the product was dried in the oven. Finally, the modified straws were vacuum oven dried
for 24 h at 45 °C. The thermally treated sample was then cooled to room temperature and then ground.
IR Spectra of RS and MRS
To decide whether citric acid was esterified into RS, IR spectroscopic analysis of both untreated RS and
MRS were studied. The two major changes in the IR spectrum of MRS could be observed by comparing it
with that of MRS: a) a quite evidently increase in the carbonyl (C=O) stretching vibration absorbance in the
range of 1730-1750 cm-1; b) a reduction in the hydroxyl (O-H) stretching band in the range of 3430-3440 cm-1. It
reflected the result of citric acid etherification. For high amounts of introduced free carboxyl groups, it can be
concluded that CA modified (MRS) presented an adequate physical and chemical characteristics to adsorb Cr
(VI) ions.
Carboxyl Determination
0.1 g dry sample was slurried in water and 0.1 N NaOH was added and stirred for 24 h. The mixture was
back-titrated with 0.1 M HCl until the phenolphthalein end point. Conversion factors were determined using
citric acid as standards. Untreated RS was used for comparison in carboxyl determination. Carboxylic acid (%)
has been calculated as 11% for (RS)l and 17% for (MRS) respectively.
Preparation of Cr(VI) solution
An accurately weighed quantity of the K2Cr2O7 (purchased from Merck Company) was dissolved in doubledistilled water to prepare a stock solution (500 mg/L). Experimental solutions of the desired concentrations were
obtained by successive dilutions (1x10-4- 4x10-3 mol/L). Experiments were carried out at initial pH values
ranging from 1.5 to 7.0; initial pH was controlled by addition of dilute HCl or NaOH solutions. 0.1 M KNO3
solution is used for ionic strength. All chemicals used were of analytical reagent grade.
302

�Adsorption Experiments
The sorption mixture was consisted of 0.1 g of sorbent in 50 mL of chromium solution from 1x10-4-4x10-3
mol/L K2Cr2O7 for 2 h at 25 °C. After equilibration, the sorbent-solution passed through a filter and was
analyzed for Cr(VI) ion content using an UV- spectrometer. The sorbent dosage was changed in the range of
0.01-0.4 g. The chromium concentration (1x10-4-4x10-3 mol/L) was adjusted in the batch experiments. Contact
time adsorption experiments were conducted at 25°C in a well-mixed Pyrex glass vessel with a cover. Cr(VI)
removal is built up; equilibrium conditions are attained after nearly 2 h.
To study the effect of pH on sorption, the pH of the chromium solution was adjusted to values in the pH
range of 1.5-7.0 by the addition of 0.1 M HC1 or 0.1 M NaOH prior to experiment. All pH measurements were
performed with a Crison Basic 20 Model pH meter. Time dependent experiments were carried out by shaking the
adsorption mixture at various predetermined intervals and analyzing the Cr(VI) content at the end of the contact
time.

Results and discussion
Effect of pH on Cr(VI) Removal
There are methods available for contacting sorbent materials with solutions contacting metal ions. Batch
contacting process has been employed to investigate the performance of the modified straws in removing Cr(VI)
from aqueous solution. Lignocelluloses resources and the cell walls of RS mainly consist of polyphenolic
compounds, hydroxyl groups such as tannin and lignin, which are believed to be the active sites for attachment
of heavy metal cations. All those components are active ion exchange compounds. The lignin content of woods
is usually in the range of 18–35%. Tannins are complex polyhydric phenols that are soluble in water and they
occur chiefly in hardwoods, and are present in many barks, including softwoods barks. Lignin molecule is built
up from the phenyl propane nucleus, i.e. an aromatic ring with a three-carbon side chain. Natural tannins are
classified as either hydrolysable or condensed tannins. The hydrolysable tannins are esters of glucose with one or
more polyphenolic acids, commonly gallic, digallic, or ellagic acid.
The interactions of Cr(VI) ions with RS surface molecules are complex, dominated by adsorption, ion
exchange and chelation. Hunt (1986) notes as a generalization the binding of Cr(VI) ions involved two
mechanism, the first of these being simple ion exchange and the second through the formation of complexes,
which may be chelates. According to the mechanism and the discussion of pH effect, the adsorption will lead to
a decrease in pH as equivalent H+ will be released along with the adsorption. Hexavalent chromium existing as
negative species in solution may release hydroxide (OH−) instead of proton (H+) when they are adsorbed by RS,
and therefore result in an increase in pH. This is the case for most metal adsorption, but there is always exception.
Because of the complexity of most biomaterials, it is very likely that both of these processes of Cr(VI) binding
will take place in a system at the same time. The following equation (1) describes the chemical adsorption
involving exchange with hydroxyl ions:

R–CO + H2O + HCrO4− ↔ R–COHO3Cr+ + 2OH−

(1)

The effect of pH is presented in Fig. 1. The effect of pH on adsorption of Cr(VI) was studied at room
temperature be varying the pH of metal solution–MRS suspension from 1.5 to 7.0. The percent adsorption
decreases in the pH range of 2.0–7.0, showing the maximum adsorption at pH 1.5. The pH dependence of
adsorption may suggest that Cr(VI) ions are adsorbed according to the ion-exchange mechanism, and
deacetylation dependence of adsorption may indicate the chelation mechanism. The pH increase was lesser at
lower initial pH values. It may be due to hydrolysis of the adsorbent in water, which will create positively
charged sites (Dakiky et al., 2002). Percentage removal of Cr(VI) was maximum at the initial pH of 1.5 (92.21%,
by MRS) and decreased at higher initial pH values. As described in Eq. (1), hydroxyl species are released from
the process of Cr(VI) adsorption instead of hydrogen ions.

303

�Fig. 1. Effect of pH on the adsorption of Cr(VI)
At initial pH of 1.5, the adsorbent surfaces might be highly protonated which favor the uptake Cr(VI) in the
predominant anionic form (HCrO4-) (Srinivas Rao et al, 1992). With increase in pH from 2.0 to 7.0, the degree of
protonation of carbon surfaces reduced gradually and hence removal was decreased. The rate of adsorption of
Cr(VI) ion on (MRS) was great for pH changes from 1.5 to 2.0 for Cr(VI) ion. An increase in pH above pH 2
shows a slight decrease in adsorption in which the surface of the adsorbent is negatively charged. Decrease in
adsorption at higher pH is due to the formation of soluble hydroxyl complexes.
Different mechanisms, such as electrostatic forces, ion exchange, chemical complexation, must be taken into
account when examining the effect of pH on Cr(VI) sorption. One of the common proposed mechanisms is
electrostatic attraction/repulsion between sorbent and sorbate. Thus, the increase of Cr(VI) sorption at acidic pH
should be due to the electrostatic attraction between positively charged groups of biomaterial surface and the
HCrO4- anion, which is the dominant species at low pH. Moreover, the decrease of the sorption with increasing
pH could be due to the decrease of electrostatic attraction and to the competitiveness between the chromium
anionic species (HCrO4– and CrO42–) and OH– ions in the bulk for the adsorption on active sites of the sorbent.
From these assumptions it can be suggested that Cr(VI) removal also takes place by physical adsorption.
Speciation studies of Cr(VI) in aqueous solution, on the basis of spectrophotometer, electrochemistry,
indicates the existence of the following equilibrium;
H2CrO4 = H+ + HCrO4HCrO4- = H+ + CrO422HCrO4- = Cr2O72- + H2O

(2)
(3)
(4)

Equilibrium is dependent on pH, with HCrO4- and Cr2O72- existing primarily in acidic media and CrO42being the lone species of Cr(VI) above pH 7.0. At higher pH range, the fraction of Cr2O72- species rapidly
decreases with increasing pH above 5. In the removal of Cr(VI) process, the anion is not a simple monovalent
anion but rather a series of chromate anions depending upon the pH and concentration of the solution. The total
chromate species will be represented as Cr(VI). In the neutral solution at low concentrations, Cr(VI) will be
present in the form of HCrO4− and CrO42−. At acidic pH, HCrO4− is the predominant Cr(VI) species in the
aqueous phase. The decrease in adsorption at high pH values may be due to the competitiveness of the oxyanion
of chromium and OH- ions in the bulk. Processes of oxo group protonation and Cr(VI) reduction were lowering
because both these reactions require protons.
The decrease in the adsorption with increase of pH may be due to the decrease in electrostatic force of
attraction between the sorbent and sorbate ions. At lower pH ranges, due to the high electrostatic force of
attraction, the percentage of Cr(VI) removal is high. At very low pH value, the surface of sorbent would also be
surrounded by the hydronium ions which enhance the Cr(VI) interaction with binding sites of the biosorbents by
greater attractive forces. A decrease in adsorption above pH 4.5 may be due to occupation of the adsorption sites
by anionic species like HCrO4-, Cr2O27-, CrO24-, etc., which retards the approach of such ions further toward the
sorbent surface (Donmez and Aksu, 2002).
304

�Effect of time on the removal of Cr(VI)
Cr(VI) adsorption by (MRS) was studied by mixing for a predetermined time interval. An initial
concentration of Cr(VI) 2.10-3 M was tried and the concentration of Cr(VI) remaining in the equilibrated solution
was plotted as a function of the equilibration period for the (MRS). The plots for Cr(VI) sorption (%) versus time
for (MRS) (Fig. 2) showed that equilibrium was attained in 90 min for the adsorption of Cr(VI). The uptake of
Cr(VI) is initially rapid then continues at a much slower rate. The concentration of Cr(VI) in the solution
increased rapidly within 60-90 min and the sorption was virtually completed within 90-110 min.

Fig. 2. Effect of contact time on the sorption of Cr(VI)
The metal uptake versus time curves was single, smooth and continuously leading to the saturation
suggesting the possible monolayer coverage of metal ions on the surface of the adsorbent. The capacity of (MRS)
reached in this study is 0.89 mmol Cr(VI) per gram of (MRS) at pH 2.0. Therefore, in addition to other some
natural sorbents, (MRS) provides relatively cheap alternatives for Cr(VI) ion removal .
Effect of initial Cr(VI) ion concentration
The effect of Cr(VI) concentration on the sorption by the (MRS) sorbents was investigated by varying the
concentration (1.10-4 M to 4.10-3 M) at a pH of 2 for 120 min equilibrium time. The percent Cr(VI) ion
removal efficiency of (MRS) increased with increasing metal concentration. At higher concentrations, more
Cr(VI) ions are left unabsorbed in solution due to the saturation of binding sites. Langmuir and Freundlich
isotherms have both been used to describe observed sorption phenomena of various metal ions on sorbents
(Madoni et al. 1996). The sorption data of Cr(VI) ion have been correlated with Langmuir and Freundlich
models [Eqs. (5) and (6)]. These isotherms relate metal uptake per unit weight of resin qe to the equilibrium metal
ion concentration in the bulk fluid phase Ce.
Langmuir equation:

Ce
C
1
=
+ e
q e K b AS AS

(5)

where, As and Kb are coefficients, qe is the weight adsorbed per unit weight of adsorbent and Ce is the metal
concentration in bulk solution at equilibrium. Fig. 4 conforms to the Langmuir and Freundlich models.
Freundlich equation:

n

(6)

q = Kf C e

305

�where, n is the Freundlich constant, and Kf is the adsorption coefficient, q is the weight adsorbed per unit weight
of adsorbent and Ce is the equilibrium metal concentration in fluid. Taking logs and rearranging the equation (6),
equation (7) was obtained.
log q = log Kf + n logCe

(7)

The linear plots of Ceq/q vs Ceq show that adsorption follows the Langmuir adsorption model and the
correlation coefficients are calculated 0.97 for (MRS). The Langmuir-type sorption isotherm was suitable for
equilibrium studies suggesting the formation of monolayer coverage of the adsorbate on the surface of adsorbent
in the concentration studied. The data for the uptake of metal ions by the resin has been processed in
accordance with a linear form of the Langmuir isotherm equation.
Effect of Ionic Strength
Ionic strength is one of the important factors influencing aqueous phase equilibrium. Generally, adsorption
decreases with increasing ionic strength of the aqueous solution. The effect of the interfering ion KNO3 was
evaluated. The electrostatic attraction at low ionic strength appears to play a negligible role in the removal of
Cr(VI) for sorbents. The results indicate that there was no significant decrease in the removal of Cr(VI) ion for
the interval of (0.0001-0.001M) KNO3 ionic concentration.
Amount of sorbent
The effect of variation of (MRS) amount on the removal of chromium by (MRS) is shown in Fig. 3. It is
apparent that the equilibrium concentration in solution phase decreases with increasing (MRS) amount for a
given initial chromium concentration. The fraction of metal removed from the aqueous phase increases as the
sorbent amount is increased in the batch vessel with a fixed initial metal concentration (Fig. 3). This result was
anticipated because for a fixed initial solute concentration, increasing amount of adsorbent provides greater
surface area (or adsorption sites).

100

Sorption, %

.

75

50

25

0
0

0,05

0,1

0,15

0,2

0,25

0,3

0,35

0,4

0,45

Adsorbent amount (g)

Fig. 3. Effect of sorbent dosage on the sorption of Cr(VI)

Conclusion
The studies indicated that equilibrium in the adsorption of Cr(VI) on (MRS) was reached in 90 min of
contact time between the (MRS) and the solution. The optimum pH corresponding to the maximum adsorption
was found to be at pH 2.0 for (MRS). Cr(VI) adsorption on the (MRS) was described by the Freundlich isotherm
model. The adsorption of Cr(VI) increased with an increase in the concentrations of these metals in solution.

306

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shell. Water Research 34(11), 2955-2962.
Dakiky, M., Khamis, M., Manassra, A., Mer’eb, M. (2002). Selective adsorption of chromium(VI) in industrial wastewater
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Lu, A., Zhong, S., Chen, J., Shi, J., Tang, J., Lu, X. (2006). Removal of Cr(VI) and Cr(III) from aqueous solutions and
industrial wastewaters by natural clino-pyrrhotite. Environmental Science &amp; technology. 40(9), 3064-3069.
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McKay, G. and Porter, J.F. (1997). Equilibrium parameters for the sorption of copper, cadmium, and zinc ions onto
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Raji, C., Anirudhan, T.S. (1996). Preparation and metal±adsorption properties of the polyacrylamide-grafted sawdust having
carboxylate functional group. Ind. J. Chem. Technol. 3, 345-350.
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307

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                <text>The Utilization of Modified Rye Straws as Biosorbents for Cr (VI) Ions</text>
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                <text>Deveci, Huseyin
Pehlivan, Erol</text>
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                <text>The potential to remove Cr (VI) ion from aqueous solutions using modified rye  straws (MRS), through adsorption was investigated in batch experiments. Rye straws were  collected from vicinity of Konya, Turkey and modified with various amount of citric acid (CA).  The parameter for modification was selected by trying different parameters such as time,  temperature and citric acid quantity. The rate of adsorption was studied under a variety of  conditions including initial Cr (VI) concentration (1.10-4-4.10-3M), amount of adsorbent (0.05-  0.4 g), pH (1.5 to 7), and contact time (5-240 min). Adsorption of Cr (VI) uptake is in all cases  pH-dependent showing a maximum at equilibrium at pH values of 1.5-2.0 for (MRS). The  batch sorption kinetics has been tested and the applicability of the Langmuir and Freundlich  adsorption isotherms for the present system has been tested at 25°C. The experimental results  inferred that adsorption, electrostatic attraction, complexation and chelation are major  adsorption mechanisms for binding Cr (VI) ion to the (MRS).  Compared to the various other adsorbents reported in the literature, the (MRS) shows very good  alternative adsorbent for practical applicability for waste streams and the results indicated that  MRS can be employed as a low cost alternative in the removal of Cr (VI) ion from wastewater.</text>
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                    <text>Internet as a means of Developing Health Status: A Research on Internet
Usage of Users and Their Expectations
Mustafa Demirel
Mehmet Akif Ersoy University, School of Health, Burdur -Turkey
mdemirel@mehmetakif.edu.tr
Ayşe Tekin
Mehmet Akif Ersoy University, School of Health, Burdur -Turkey
aysetekin@mehmetakif.edu.tr
Sercan Özbek
Mehmet Akif Ersoy University, School of Health, Burdur -Turkey
sozbek@mehmetakif.edu.tr
Esin Kaya
Mehmet Akif Ersoy University, School of Health, Burdur -Turkey
ekaya@mehmetakif.edu.tr

Abstract: Internet is a communication network and source of knowledge used extensively in
many areas. Its use in healthcare field is increasing day by day. Internet users search for a lot
of subjects such as medical knowledge, diseases, treatment options, drugs, etc.
Increasing number of health sites, whose numbers increase in parallel with those of internet
users in healthcare field, is an important means of sustaining individual health and increasing
healthcare quality of the individual. On the other hand, the quality, reliability of them and
their possible potentials to harm ones health are being discussed.
The aim of the research is to determine for why internet users use internet and what their
expectations from these sites are.
The research was conducted with 586 internet users over the age of 18 who applied to
polyclinics of Burdur Public Hospital and Burdur Maternity and Pediatric Hospital between
10.03.2008 and 01.07.2008.
Of 586 internet users participated in the research, 556 (94,9%) had searched for healthcare at
least for a time. Internet users mostly searched for diseases (66,2%),food, nutrition and
dieting (45,7%). 30,4% of internet users say that the information they get via internet is very
influential on their decisions, 62,4% say them it is less influential, while 7,2% say it not
influential at all. The most important expectations of internet users (73,6%); however, is that
web sites be designed and arranged by doctors or specialist of the related fields.

Keywords: E-Health, Health Related Web Sites, Internet Users

1. Introduction
Internet is an interactive means of information and communication. Its basic feature is its accessibility
and interactivity. Internet renders information to be universal via a computer with internet connection. At the
same time, it enables to create a connection between people regardless of time and place and an interaction by
which simultaneous communication and direct feedback are shaped. (Korp 2006)
One of the main reasons for its use is its being an encyclopedic source of information. Incessantly
carried out researches show that 60-80% of web users commonly search for healthcare sources of information
via internet all over the world. Internet has the potential of healthcare services, self-aid groups and empowerment
and education of its users by providing information on healthcare issues (Powell et al. 2003).
The interest in internet, which is a means of information and interaction for healthcare issues, has
greatly increased in recent years. As well as the number of the sites which provide medical information, the

373

�number of those that focus on healthy life style matters has also been increasing. General healthcare sites such as
these which take peoples’ attention provide a large sum of information for various health issues (Korp 2006).
Internet users prefers internet for many various reasons related to health. We can list the most important
of these as follows (Craan &amp; Oleske 2002):
• To get information on some certain diseases and their treatments,
• To gain information which will be helpful in the choice of doctors and hospitals,
• To search for new or alternative ways of treatment,
• To understand the reasons and phases of a diagnosed disease,
• To get information about the drugs they use,
• To search for support groups and interact with them,
There are health sites on internet which any users of any age group or education level can understand
easily in terms of language and content. People have the opportunity to easily reach any internet sites which are
prepared with a clear and precise language as well as with the expert one. In developed countries where there are
educated users, especially in USA and Europe, health web sites are the key targets for those who want to get
information about diseases, treatment ways and drugs(Erdal et al.2004). The rise in the use of internet and other
communication tools and carrying healthcare knowledge to home bring about changes in health systems (Erdal et
al.2004).
Internet is also an important source of information for health professionals. Clinists and researchers can
provide benefits from the increase of proof, technique, guidance, experience and vocational developments. The
continuous increase in health database and its getting easier provide an important support for researchers (Powell
et al. 2003).
Health information obtained via internet is also seen as an empowerment source for the patients
(Jacobson 2007). Empowerment is defined as providing a group of people to be more effective by providing
their attendance to decision making, giving them autonomy and with similar techniques (www.tkgm.gov.tr). In
health field, empowerment is argued as a new notion which gives new roles to the patient in terms of sharing the
responsibilities between health personnel and the patients. As Roberts stated in his work, “Patient
Empowerment” is a term that refers to the patient’s interactions with health professionals and taking their own
health responsibility, and it also refers to the role of the patient in a power-share varying between doctor and
patient (Jacobson 2007).
In traditional model, patients get information initially from the doctors about the progress of the disease,
and its treatment. These patients are usually those who take the doctors’ advice as it is and don’t ask question
about their determined treatment ways. In this hierarchic model, patients are in the pacific receiver position of
the information that is filtered and given by healthcare providers. For the last decade, there has been a passage
from paternalist model towards a mutual relationship model which shares decision-making process and in which
there are “educated patients” who actively take part in their self-healthcare. The smoothening and prevailing
facts for reaching information enables to search for clinical state of the patients, allow them to obtain materials
that are necessary to evaluate medical data, and increasing patients’ autonomy contributes to the participation of
the patients for decision making process about themselves (Woolf et al. 2005). As a result of this, we come
across a new decision making model in which doctors participate as partner and a model in which necessities are
accepted through “making choice by being informed” (Eysenbach &amp; Jadad, 2001).
Health information that is obtained via internet makes the patient more active in patient-doctor
relations; since they know much about the disease and its procedure, the patients can discuss with doctors. This,
usually, can be seen as a problem by doctors who are used to being in a position where they cannot be
questioned in their superiority of knowledge (Pemberton &amp; Goldblatt, 1998). Murray and his friends, in a
scientific research to which 150 doctors participated, stated that while 75% of doctors think positively about the
increase of health information via internet; only 38% of them stated that patients’ internet usage would create a
positive effect for clinic interviews (Murray et al. 2003a).
Health information on internet is explained to be able to make the patients more knowledgeable, make
healthcare results better, and provide a more suitable use of health services, improve doctor-patient relationship
in a better way. However, health information on internet, though, due to misdirection or misinterpretation, can
result in health attitudes that will end up with danger or demanding unsuitable offers from doctors in clinical
interviews (Murray et al. 2003b).
Health professionals have anxiety such as the flexible and unreliable nature of medical information, loss
of human touch, and at the same time, ant the problematic perceptions of educated patients (Akerkar 2004).
Especially, the possibility of the risk that patients may obtain information from inaccurate and unreliable sources
and being remote to medical terms, and since they are hard to understand or liable to misinterpretation increase
the anxiety. Doctors say that health information on internet creates confusion with some patients or cause them t
have problems or lead them self-diagnose which is harmful or an inclination for self treatment. Doctors attribute
this to patients to self-evaluation of too much health information on internet sites, and limited abilities to be able
to spare them for private use and to interpret. Doctors think that it is necessary to explain the information which
374

�the patients bring to their interviews. Doctors, thanks to their experiences, usually believe that they are on the
best position to explain the patients the information they bring to the interview, do synthesis and link the
information. They think they have important missions for educating them with an uncritical approach toward the
patients who obtained information via internet. Although doctors feel that these effects load them with new roles
in their clinic responsibilities, they usually dislike this newly added responsibilities since they see them as a load
on them in terms of time, consumer and consequently on their routine clinical responsibilities(Ahmad et al.
2006).
The anxiety on the insufficiency of online health information and its harmful effects on healthcare are
increasing day by day. Internet can be an important source of information for users, at the same time it includes
much information of various qualities. Anyone can send information via internet without specifying his/her
private information, identity and aim. Web sites can be prepared by inexpert people of the field many times. As
a result, people approach to the information with skepticism. In a work for the accuracy of the information, it
was found out that, of 18 most popular web sites about healthcare; they have with a proportion of %63 precise
and accurate information on chest diseases, 36% on infant asthma, 44% on depression and 37% on obesity
(Berland 2001). In another work conducted over 60 sites published by traditional medical sources, only 12 sites
(20%) have been found to show parallelism with current Pediatric American Academy’s suggestion about infant
period diarrhea(McClung et al., 1998:2). The differences of the reliability of conducted researches in various
sites justify the anxiety.
The determination of guidance providing strategies in their choosing accurate and reliable web sites and
creating mechanism to provide inspections by those who prepare these sites will help reducing the insufficient
and inaccurate information.

2. Methodology
The aim of this research is to determine why internet users use health-related sites and what their
expectations are from.
This work, which was planned to be descriptive, was conducted with 586 internet users over the age of
18 who applied to polyclinics of Burdur Public Hospital and Burdur Maternity and Pediatric Hospital between
10.03.2008 and 01.07.2008. In the research, sampling technique wasn’t employed, the research was carried out
with 586 people aged of 18 and over who use internet and accepted to participate in the research. 546 (93,2%)
people who applied to Burdur Public Hospital and 40 (6,8%) people who applied to Burdur Maternity and
Pediatric Hospital have been interviewed.
Questionnaire form which was developed by researchers as a means of Data obtaining method was
employed in the research. Collected raw data was evaluated on computer environment with SPSS (Statistical
Package for Social Sciences, version 15.0) program which was developed by social scientists.

3. Results and Discussion
3.1.Demographic Features of Participator Users
n=586
Age
18-24
25-29
30-34
35-39
40-44
45-49
50-54
Age of 55and Over
Gender
Female
Male
Literacy
Elementary School
Middle School and Equal Level

Number

Percentage (%)

Cluster
Differentiation (%)

272
98
71
60
35
29
15
6

46,4
16,7
12,1
10,2
6,0
4,9
2,6
1,0

46,4
63,1
75,3
85,5
91,5
96,4
99,0
100,0

284
302

48,5
51,5

24
34

4,1
5,8
375

4,1
9,9

�High School and Equal Level
Associate Degree *
Bachelor Degree *
Master Degree *
Doctorate

185
108
204
30
1

31,6
18,4
34,8
5,1
,2

41,5
59,9
94,7
99,8
100,0

Table 1. Demographic Features of Participator Users (* Graduated or still having education.)
3.2. Healthcare Information Searching Status via Internet of Users Who Participated in the Research
N=586
Searched for healthcare information at least for once via internet
Never searched health information Before
Total

Number

Percentage (%)

556
30
586

94,9
5,1
100,0

Table 2. Healthcare Information Searching Status via Internet of Users Who Participated in the Research
Among the participators, the proportion of those who “searched for healthcare information at least
for once via internet” is 94,9%, while 5,1% “never searched” at all(Table 2). Our research’s being conducted
by interviewing with those who applied to hospitals can be related to the fact that the rate of getting information
about healthcare is high. In America, the rate of internet users for healthcare issues is 80% (Fox, Online Health
Research 2006), in Europe, this rate was found out to be 66%. (Sillence et al., 2007)

3.3. The Aims of Internet Users in Using Internet for Healthcare Purposes
N=556

Number

Diseases
Foods-nutrition and dieting
Treatment techniques and options
Individual healthcare
Get some foreknowledge about existing diseases.
Get information about the choice of doctors and hospitals
Sports and keep healthy
Alternative science (such as acupuncture, spa and herbal treatments)
Child-care
Reading published material and literature
Pregnancy
Get information about drugs with or without prescription.
Get online advice about the disease and patient’s health state
Communicate with the other patients
Buy drugs with or without prescription
Other*

368
254
252
207
202
172
171
132
96
58
54
53
41
24
20
23

Percentage
(%)
66,2
45,7
45,3
37,2
36,3
30,9
30,8
23,7
17,3
10,4
9,7
9,5
7,4
4,3
3,6
4,1

Table 3. The Distribution of Internet Users’ Aims for Healthcare Purposes
*Such as taking appointment from hospital, getting information about medical products.
66,2% of those who search for healthcare issues search information about diseases; 45,7% of them
search for food-nutrition, dieting; 45,3% of them search for cure techniques and options; 37,2% of them search
for individual healthcare. Of the participators, 36,3% use internet to get some foreknowledge about existing
disease; 30,8% use it to do sports and keep healthy(Table 3).

376

�In another work, the proportion of getting information about a specific disease and problem is 64%; that
of getting information about medical treatment or its procedure is 51%; for dieting-nutrition, vitamin, and dieting
support, this proportion is 49%; sport and exercise is 44% and that of getting information about drugs with or
without prescription is found 3.7%(Fox, Online Health Search 2006).

3.4. Factors which are Effective for the Choice of Internet Users on Healthcare Web-Site Preferences.
N=556

Number

Medical personnel advice
Close-friends/relatives advice
Visual-written media
Internet search engine
Forums, internet support groups
Advertisement on other web sites

73
125
205
395
75
49

Percentage
(%)
13,1
22,5
36,9
71,0
13,5
8,8

Table 4. Factors which are Effective for the Choice of Internet Users on Healthcare Web-Site Preferences.
71% of internet users reach internet sites by using internet search engines (Table 4). In the research
conducted by Schwartz and the others (Schwartz 2006), the proportion of those who find information by using
search engines such as Google or Yahoo is found 82,5%. In another similar work, internet search engines are
turned out to be the most preferred way (66%) in searching information (Fox, Online Health Research, 2006;5).
This proportions’ being high can be attributed to the fact that only “key words” are written in the search engine
and the search are done in this way in a very short time. Furthermore, the lower proportion (13,1%) of users
whom the medical personnel direct to use web sites shows that the users cannot obtain necessary support from
medical workers and they make web sites preferences mostly thanks to the references of visual and written
media.

3.5. The Reliance Status of Internet Users to the Information They Obtained from Healthcare Web Sites
That They Visited
N=556
I trust them all
I trust some of them
I trust none of them
Total

Number

Percentage (%)

93
457
6
556

16,7
82,2
1,1
100,0

Table 5. Whether Internet Users Rely on the Information They Obtained from Healthcare Web Sites That They
Visited
In our work, internet users’ proportion being high (82,2%) for the proposition that “I trust some of them”
gives us an idea that at least they do not trust to all internet sites related to healthcare (Table 5). Murray stated in
his wok that 72% of the patients have doubts about the information that they obtained via internet (Murray et al.
2003b). In USA, the finding of a survey examining web sites, shows us there are web sites hard to comprehend,
misdirecting, including missing information and this fact cause this doubts to be right.

3.6. The Reasons Which Set the Ground for the Doubts about Health Web Sites
N=556
Internet site’s being imprecise
Unspecified information in the site about where the information was
obtained from.
377

Number

Percentage (%)

143
273

25,7
49,1

�Commercial interest of the site rather than providing accurate
information
Site’s not being owned by a reliable organization (such as the Ministry of
Health, WHO)
The information obtained from those sites is not compatible with those
obtained from the doctor.
Site’s including information known to be wrong.
Other*

172

30,9

138

24,8

70

12,6

67
1

12,1
0,2

Table 6. The Reasons Which Set the Ground for the Doubts about Health Web Sites
* Directing to another site
When we look at the reasons why the health internet sites create doubts, most of the participators
(49,1%), state that the unspecified information in the site about where the information was obtained from create
doubts. The second reason for the doubts is (30.9%) commercial interest of the site rather than providing
accurate information (Table 6).
In our research, the most important reason creating doubts is shown as the unspecified information in
the site about where the information was obtained from (Table 6). Again, the reliability and quality of the
information in the foreground is questionable. Two dimensions for the quality of the information on web have
attracted notice: first, health materials are not prepared by health personnel; second, there is a border between
approaches to health and other approaches.

3.7. The State of the Information Obtained Via Internet in Effecting Healthcare Decision Making
N=556
Very effective
Little effective
Not effective
Total

Number

Percentage (%)

169
347
40
556

30,4
62,4
7,2
100,0

Table 7. Whether the Status of the Information Obtained Via Internet Affects Healthcare Decision
Making or Not
In our work, 30,4% of internet users stated that the information they obtained via internet is “very
effective”, 62,4% said “little effective”. The proportion of those who say that the information they obtained via
internet is “not effective” is 7,2% (Table 7).
According to another work, 68% of the internet users says that this has a little effect on their decisions
in terms of health. (Fox and Rainie 2002).
3.8. Practicing Status of Internet Users In Accordance With the Information They Obtain From HealthIntended Internet Sites

N=556
Yes
No
Total

Number

Percentage (%)

278
278
556

50,0
50,0
100,0

Table 8. Practicing Status of Internet Users In Accordance With the Information They Obtain From HealthIntended Internet Sites
In our work, it is seen that half of the health-intended internet users pactice the information they obtain
(Table 8). During the interviews, especially such practices as dieting, exercise, massage, skin care, balanced
378

�nutrition, quitting smoking, healthy herbal use have been specified to be done frequently. Such programs related
to health problems as quitting smoking, weight control, diabetes, insomnia, depression and anxiousty have been
shown in various works. (Strecher 2007).

3.9. The Expectations of Health-Intended Internet Site Users from Health-Care Web Sites
N=556
Preparation of web-sites by doctors or field experts
Arrangement by reliable foundations
Availability of web-sites through which she/he can Communicate with
her/his own doctor.
More comprehensible information on web sites
Web-sites’ design should be more attracting and easier to use
Assurance for private information’s security on web sites
Regular updates of information on the sites
Other *

Number

Percentage (%)

409
382
210

73,6
68,7
37,8

212
128
182
219
10

38,1
23,0
32,7
39,4
1,8

Table 9. The Expectations of Health-Intended Internet Site Users from Health-Care Web Sites
* Requirement for membership, swift reply, specifying sources.
When we examine internet users’ expectation from health-care web sites, we see that, “preparation of
web-sites by doctors or field experts” (73,6%) or “arrangement by reliable foundations”(68,7%) has importance
for most of the participators. Among other expectations of users are “regular updates of information on the sites”
(39,4%); “more comprehensible information on web sites” (38,1%); “assurance for private information’s
security on web sites” (32,7%); “web-sites’ design should be more attracting and easier to use” (23%). (Table 9)
The most important expectation of internet users about health is to set up a reliable ground. Site’s
organizational identity, accuracy of the information on the site, updated information and specifying sources,
security of private information and its use, privacy should all be provided at first hand for the users. Moreover,
the internet sites which appeal at more educated and sophisticated users in comparison with the former ones
should be at a satisfying level (Erdal et al.2004).

Acknowledgements :
This study has been supported by the Scientific Searching Projects Commission of Mehmet Akif Ersoy University
(Project No: 0016-NAP-07)

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380

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Tekin, Ayse
Özbek, Sercan
Kaya, Esin</text>
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                <text>Internet is a communication network and source of knowledge used extensively in  many areas. Its use in healthcare field is increasing day by day. Internet users search for a lot  of subjects such as medical knowledge, diseases, treatment options, drugs, etc.  Increasing number of health sites, whose numbers increase in parallel with those of internet  users in healthcare field, is an important means of sustaining individual health and increasing  healthcare quality of the individual. On the other hand, the quality, reliability of them and  their possible potentials to harm ones health are being discussed.  The aim of the research is to determine for why internet users use internet and what their  expectations from these sites are.  The research was conducted with 586 internet users over the age of 18 who applied to  polyclinics of Burdur Public Hospital and Burdur Maternity and Pediatric Hospital between  10.03.2008 and 01.07.2008.  Of 586 internet users participated in the research, 556 (94,9%) had searched for healthcare at  least for a time. Internet users mostly searched for diseases (66,2%),food, nutrition and  dieting (45,7%). 30,4% of internet users say that the information they get via internet is very  influential on their decisions, 62,4% say them it is less influential, while 7,2% say it not  influential at all. The most important expectations of internet users (73,6%); however, is that  web sites be designed and arranged by doctors or specialist of the related fields.</text>
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