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                    <text>TÜRKİYEDE 1992-1995 TARİHLERİ ARASINDA YAYINLANAN DERGİLERDEKİ
BOSNA KONULU ŞİİRLER
Kürşad KARA
Bayburt Üniversitesi, Bayburt / Türkiye
Anahtar Kelimeler: Türk Edebiyatı, Süreli Yayın, Dergi, Bosna Şiiri.
ÖZET
Bosna Savaşı, Bosna-Herek’te 1 Mart 1992 tarihinden 14 Aralık 1995 tarihine kadar
sürmüş olan bir savaştır. Farklı bir coğrafyada meydana gelen ama aynı kültür coğrafyasında
olan bizlerin bu savaşa karşı duruşumuzu edebiyat açısından ele alarak iki ayrı mekânda bulunan
aynı kültürün insanlarının ortak acısı olan Bosna Savaşını Türk edebiyatındaki yansımasını
ortaya çıkarmaya çalıştık. Türkiye o tarihlerde çıkan süreli yayınlarda (dergi) yayınlanmış Bosna
temalı şiirler tespit edilip Türk Edebiyatında şiir türünde Bosna Savaşı teması ele alınmış ve
süreli yayınlar aracılığıyla Türk halkının Bosna Dramı hakkındaki duyguları açıklanmaya
çalışılmıştır. Edebiyat tarihle ilişki içerisinde olduğu vakit zamanın hem tanıklığını yapar hem de
kaydını tutar. Tutulan bu kayıtlara ulaşıldığında geçmiş günlerin panoraması
gözlemlenebilecektir. Savaşın çirkin yüzünü dile getireceğimiz zaman bu kaynaklara dönülerek
bir bağ kurulmuştur. Bu savaşın etkileri başka bir ülke edebiyatında ne sıklıkla yer bulduğu dile
getirilmiştir. Araştırma yöntemi kullanılarak elde edilen bulgular sayısal veriler izah edilmiş.
Bütün dergilere ulaşmanın zorluğu göz önüne alınarak ortalama bir dergi sayısına ulaşılıp
tümevarım uygulanmış ve toplam kaç adet şiir yayımlandığı veri olarak sunulmuştur. Bir ülkenin
yaşadığı bir savaşın etkilerinin başka bir ülkenin edebiyatında bir tür ele alınarak incelenmiş ve
Bosna halkının Türkiye vatandaşlarına ve Türk edebiyatına karşı ilgisi artırılmaya çalışılmıştır.
Kaynaşan iki halkın ortak değerler üretme adına küçük de olsa bir adım atılması sağlanmıştır.
Şiirlerin yer aldığı süreli yayınlar(dergiler): İcmal Dergisi, Diyanet Aylık Dergi, Çınar Gençlik
Dergisi, Güneysu Dergisi, Ağla Çınarım Ağla, Yedi İklim, Tını, Mürşid Dergisi, Sabır, Türk
Edebiyat Dergisi, Milli Folklor Dergisi, Türk Yurdu Gençlik Dergisi, Seda Dergisi, Palandöken,
Bizim Dergâh Dergisi, Ümit Dergisi, İcmal Dergisi, Sızıntı, İslami Edebiyat Dergisi

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                    <text>“TÜRKİYE’DE 1992-1995 YILLARI ARALIĞINDA DERGİLERDE YAYINLANAN
BOSNA TEMALI ŞİİRLER”
Kürşad KARA1
Özet
Süreli yayınlar belirli aralıklarla yayımlanan dergi, gazete gibi yayınlardır.
Araştırmacılar için vazgeçilmez kaynaklardır ve yaygın bir okuma aracıdır. Edebiyat tarihi
olaylarla iç içe olduğunda zamanın hem tanıklığını yapar hem de kaydını tutar. Tutulan bu
kaynaklara ulaşıldığında geçmişin panoraması gözlemlenebilir. Bosna savaşı, üç yıldan fazla
sürmüş ve bu süre içinde büyük acılar yaşanmıştır. Savaşın etkileri Türkiye‟de de hissedilmiş
ve derin bir üzüntü duyulmuştur. Türk halkının hissettiği bu derin acıların etkisi şiirlerde de
görülmüştür. Yazılan her şiir Türk halkının belleğinde, vicdanında yer etmiş ve edebiyat
sayesinde, şiir sayesinde halklar arasında ortak bir dayanışma köprüsü kurulmuştur.
Bu çalışmada, Türkiye‟de yayınlanan dergilerin 1992-1995 yılları aralığı eldeki
imkânlar doğrultusunda taranmaya çalışılarak Bosna Savaşının şiirlere nasıl ve ne yoğunlukta
yansıtıldığı incelenecek,

seçilen örnek metinler üzerinden Bosna temalı şiirlerin genel

özellikleri aktarılacaktır. Tarihi olayların edebiyatla ilişkisi açıklanacaktır.
Anahtar Kelimeler: Türk Edebiyatı, Süreli Yayın(dergi), Bosna, Şiir
“BOSNIA-THEMED POETRY IN TURKEY PUBLISHED IN JOURNALS
BETWEEN 1992 and 1995”
Abstract
Periodicals, such as magazines and newspapers, are publications that are published
regularly. They are essential sources for researchers and they provide a common means of
reading. When it is intertwined with history, literature both keeps track and makes witness of
time. Through these resources held, a panorama of the past can be observed. The war in
Bosnia lasted more than three years with great suffering. The effects of the war were also felt
in Turkey with a deep sorrow. The reflections of Turkish people‟s regret can be seen in
poetry. Each and every poem written left a mark in the conscience and memory of Turkish
people, and through literature and poetry a common bridge of solidarity between two peoples
was established.
In this work, journals published in Turkey between 1992-1995 will be scanned within
the avaliable resources, and how and to what extent the war in Bosnia was reflected in poetry

1

Bayburt Üniversitesi, kursadkara08@hotmail.com

�will be examined, and general characteristics of Bosnia-themed poems will be explained
through selected texts. Relationship between historical events and literature will be described.
Key Words: Turkish Literature, Periodicals (magazines), Bosnia, Poetry

Giriş
1992 yılında Sırpların başlattığı savaş, 1995 yılına kadar sürmüş ve büyük trajediler
doğurmuştur. Bu savaş tarihi bir olay olmakla birlikte birçok alanda etkisini göstermiştir.
Tarihi veriler tarihçilere bırakılarak bu çalışmada Türk edebiyatı sahasında şiir türündeki
eserler üzerinde savaşın etkileri irdelenmeye çalışılacaktır. Ünlü edebiyat tarihçisi ve
teorisyeni Lanson, edebiyatı toplumun yansıması olarak düşünür. Lanson, edebiyat tarihinin,
edebiyat-hayat arasındaki bağlantıya da vurgu yaptığını söyler. Bu yargıdan hareketle şairler,
yaşadıkları ruh iklimi itibariyle kolektif kimliğin temsilini üstlenirler. Herkesin hissedip de
anlatamadıklarını onlar dile getirirler ve halkın “işte bu” diye kendisini içinde bulduğu
hissiyatı ortaya koyarlar. (Bostancı, 2007: 18) Dergilerde şiirleri yayınlanan şairler, bizlere o
dönemlerde ekran başında hissedip de anlatamadığımız hisleri anlatarak farklı bir coğrafyada
meydana gelen acıya tercüman olmuşlardır. Coğrafyalarımız farklı olsa da aynı kültür havzası
içinde olduğumuzu hatırlatırcasına şiirlerini yazmıştır.
Dergilerin 1992-1995 yılları aralığındaki sayılarında, yüze yakın Bosna temalı şiir
tespit edilmiştir. Bu şiirlerin varlığı Türk edebiyatının o dönemin şahitliğini yaptığını
göstermektedir. Elde edilen şiirlerde Bosna savaşındaki süreç aktarılmaya çalışılmıştır. Bosna
teması yoğunlukla

“acı”, “hüzün”, “Bosna için yapılan temenniler” “umutsuzluk”

“vefasızlık”, “çaresizlik” bağlamında ele alınmıştır. Ancak savaşın edebiyata kaynak olması
ve nitelikli bir savaş edebiyatının meydana gelmesi, insanların savaşa verdikleri „değerden‟
dolayı zor olmaktadır. Şöyle ki insanlar, tarih içerisinde savaş karşısında tarafsız olamamışlar,
hadise daha ziyade var olma-yok olma meselesi şeklinde cereyan etmiştir. Bu duygusal
konumlanma, malzemeyi öne çıkarmış, estetik anlatım biçimini, arkada bırakmıştır.(Coşkun,
2010:4)
İncelenen dergilerin birçoğu Türkiye‟de bugün bile takip edilen ulusal nitelikte
dergilerdir. Örneğin: Türk Edebiyatı, Yedi İklim, Milli Folklor, İslami Edebiyat, Sızıntı,
İcmal, Türk Yurdu vb. Bunun yanı sıra ulusal hüviyette olmayan ama yayıncıları tarafından
posta yolu ile her bölgeye ulaştırılabilen dergiler de incelenmiştir: Çınar, Gençlik, Mürşid,
Seda, Ağla Çınarım Ağla, Sabır, Palandöken, Ümit, Bizim vb. Üzerinde çalışılan dergilerdeki
şiirlerin niceliğinden daha çok niteliği üzerinde duracağız. Bunların isimlerinin hepsini burada
2

�saymak ve şiirlerin bütününden bahsetmek bildirinin hacmini genişleteceğinden tümevarım
yöntemiyle çıkarımlarda bulunulacaktır.
Tespit edilen şiirlere başlıklarından yola çıkarak bakacak olursak Bosna temasının
hangi detaylarla işlendiğini görebiliriz: Yusuf Hadi Özgün, “Bosna ve Ben” adlı şiirinde “ve”
bağlacıyla adeta Bosna‟ya kendini bağlamış, Bosna ile eş değer öge olmuştur. “Bosnalı
Güzeller”, “Bosnalı Asker”, “Bosnalı Annem” şiirleri, Türkiye‟deki her bir güzelin, askerin,
annenin gönül teline dokunarak Bosna acısını toplumun birçok katmanına nüfus ettirmiştir.
“Bosnalı Çocukların Türküsü” , “Şu Dağın Ardında Bosnalı Çocuk” şiirleri savaşlarda en çok
mağdur olan çocukların, acılarını ve savaştaki durumlarını gözler önüne sermiştir. Savaşta
verilen destansı mücadeleye karşılık “Bosna Hersek Destanı” yazılmıştır. Ayrıca Âşık Hasan
hissettiği acıyı, “Bosna Dramı” adlı şiirinde, Mehmet Çınarlı, içimizdeki yarayı “Bosna
Yarası” adlı şiirinde dile getirmiştir. Hissedilen acılar mısra mısra yüreklere nakşedilmiştir.
Türkülerin kahreder beni
Anarım iki hecelik adını
Bilsen…
Nasıl erir içim
……..
Hissederim acını
Kararır gözümde dünya
Yüklenir ahın kalbimi
Kaldıramam …
Lokma aşmaz boğazımdan
Düşünürüm
Sayıklarım uykumda adını
Bosna
……..( Bütün, 1993: 45)
Şiirlerin genelini bu bağlamda incelediğimizde “Bosna Teması” en ince detaylara
kadar şiirleştirilmiştir.
Saraybosna yanar bağrım kavrulur
Korların üstüne karlar savrulur
Çınarlar fidanlar dallar devrilir
Akan gözyaşımdan arlanıyorum
Feryad kâr etmiyor darlanıyorum ( Akarsu, 1993: 15)

3

�Bosna Savaşı‟nın acısının, adeta savaşa yakılan bir ağıt olarak Türk şiirine taşındığına
şahit oluruz. (Coşkun, 2010:4) Ağıt sözcüğü, ağlamak, “ağmak” fiili ile ilişkilendirildiğinde
acı, feryat, ağlaşma ve haykırışların yükselmesi anlamına gelir. ( Aslan, 2008:155) Acısının
ağıtını yakan şairlerin şiirleri, dergilerde yerini alıyor, okuyan herkesin acısının iniltisi
beliriyordu. Sızılarımızın bin yıllık olduğu özellikle vurgulanarak duygu bağımızın tarihi
yönü de belirtilmek isteniyor, Balkan tarihinin acı yönü de hatırlatılıyordu.
Balkanlar‟dan koparılmış gülümü
Kınarım ahh; mezar gibi sessizim
Leyla bir aldanış Batı ufkundan
Kanarım ahh; çöller kadar ıssızım
Boğar beni bu Leyla‟nın düğümü
Depreşir kalbimde bin yıllık sızım
Çaresizim, kararsızım, yalnızım
Sanki ölesiye ihtiyarım, oyy
Bu benim en kanlı intiharım, oyy (Genç, 1992: 20-21)
Şiir, varlığın ve varoluşun sesidir. Eğer şiir, en derin metafizik kaygıları olduğu kadar
en güncel politik istekleri de dile getirebiliyorsa, bu; hem toplumsal etkinliğimize hem de
tinsel beklentilerimize ait oluşundandır. (Oktay, 2008: 13) Şair içini çektikçe Bosna‟da var
olan acıyı duyar ve yazdığı “Kefaret” adlı şiirle bütün acılara, yaşanmışlara bir bedel olarak
sunar. Her bir dize haykırışın, sıkıntıların adıdır. Yazılan şiirler adeta çaresizliğe bir kefaret
olmuştur.
Bir yarayım ben asla onulmaz
Ara sıra insanların – siz insanların
Meclisine sokulmaya çalışan
Buz tutan soluğum
İçimin üşüyen yanlarını
Resmetmekte zorlanmakta.
Gülümseyen her çocuğun
Kesik kollarını.
Hatta öncesini bilmemesi
Kefaretidir yüzümden silinmeyen zulmün. (Atlansoy, 1993:7)

4

�Bazı şiirler, bazı şarkılar çoğu zaman bilinçsiz, derin bir ortak duygusallığı ifade
edebilirler ve ona bazen törenlerde ya da ortak gösterilerde, bazen köklerinde gerçekten
tarihsel olayların bulunduğu „düşünce akımları‟nda veya „düşünce hareketleri‟nde kendini
ifade etme olanağı verirler. Edebiyat, ruhların çok derinliklerinde bazı ilk örnek imajları
yeniden canlandırdığı için, ortak şuuraltının olasılıklarını güncelleştirir ve onlara bir
dinamizm verir. (Michaud, 2004:66) Savaş boyunca, Türkiye‟de yaşayan insanlar okudukları
şiirlerin etkisiyle kilometrelerce uzaktaki acıları hissetmeye çalışmıştır.

Kalabalıklara

seslerini duyurmaya çalışan şairler, çağın çaresizliğini acizlik içinde karanlıklara
haykırmışlardır.
Açıldı kapandı kanatları
Çırpındı darağacında ufkun
Yaralı bir kuş gibi akşam.
Islak sabahlara yürüdü bulutlar
Büyüdü başım,
Gölgesine sığındım da saçlarımın
Ağladım.
Kalbimdi, kanamıştı.
Ve rüzgârlı gecenin ortasına
Sımsıcak düştü buzdan heykeli acının
Şehrin iniltili yorgun bedenine
Damar damar kasıldı sokaklar,
Ürkmüş bir sessizliğe yayıldı renkleri
Bütün çiçeklerin.
Yerden göğe bir göğüs
Upuzun uyudum.
İçimde uğultusu akıl almaz kalabalıkların. (Budak, 1992:33)
Şiirin bilim ve felsefeden daha çok insani bir faaliyet olduğunu belirtir Heidegger.
Şiirsel edimler dünyaya nevi şahsına mahsus açılımlar getirir. Şiirsel edimler, insanın
dünyadaki duruşunu değiştirir. (Poyraz, 2007:149) Şiirin insani bir faaliyet oluşu, Bosna
temalı şiirlerle yaşanan acıları şairlerin Türkiye gündemine getirmesiyle ispatlanmıştır.
Yaşanan acılar başka yüreklere taşınmış, verilen mücadele destanlaşmış, ortak bir tarihimiz
olduğu dile getirilerek derin bağlar kurulmaya çalışılmıştır.

5

�Savaş döneminde Bosna‟ya yapılan haksız uygulamalar büyük adaletsizlikleri de
beraberinde getirmiştir. Çift taraflı uygulanan yaptırımlar daha çok Bosna aleyhine gelişmiş
ve bu durum büyük sıkıntılar doğurmuştur. Bu haksızlığa karşı şairler Bosna‟nın safında
kendilerini konuşlandırmıştır.
Bir yanım Bosna – Hersek,
Bir yanım Karabağ‟dır
Umut önümde sırat,
Umut önümde dağdır. (Subaşı, 1993:18)
Aliya İzzetbegoviç, 1994 Eylül‟ünde Birleşmiş Milletler Genel Kurul Toplantısında
Bosna‟yı şu cümlelerle tanımlar: Bosna olarak adlandırdığımız şey, yalnızca Balkanlar‟da bir
toprak parçası değildir. Çoğumuz için Bosna sadece vatan değildir, Bosna bir ideolojidir.
Farklı din, millet, farklı kültür ve geleneklere ait insanların beraber yaşayabilme inancıdır,
der. (Trnka, 2008: 47) Bu tanım Türk edebiyatında da anlam kazanmıştır. Şairler Bosna‟yı
özgürlüğün ideolojisi yapmış, özgürlük Bosna üzerinden yeniden tanımlanmıştır.
Biz yani Boşnak bakışlı çocuklar
Rüyalar görürüz cennete dair
Ruhumuzda karanfiller açar
Karanfil bahçesidir Bosna‟mız (Akar, 1993: 25)
Savaşın en acı taraflarından bir tanesi de vefasızlıktır. O dönem Bosna‟ya gereken
yardım yapılamamıştır. Aliya Dedo‟nun savaş döneminde söylediği “Düşmanlarımız burada!
Dostlarımız nerede?” feryadı vefasızlığı gözler önüne sermektedir. Bu vefasızlığı dizelerine
taşıyan şair, bir şehidin diliyle duygularını dile getirmiş ve bir Boşnak‟ın, bütün dünyaya inat,
yaşama sevincini bizlerle paylaşmıştır.
Yıkıldım sıcacık kanım üstüne
İsterim ki, Bosna‟nın gülleri
Damlasın yüzüme, bu
Umutsuzluk değil hüzün
Ellerinizi aradım
Yoktunuz
İşte toprağa koyuyorum canımı
Bütün dünyaya inat gülümsüyorum (Göçer, 1992:23)

6

�Vefasızlık başka bir şiirde daha acı bir lisanla anlatılmaktadır. Bosna‟ya yağan
yağmurların halini gören şairimiz yağmurların tercümanı olup hislerini dile getirir.
Yağmurlar yağıp yağıp geri döndüler
Sığınacak bir yer aradılar yeryüzünde,
evlerin çatılarını, elbiselerini, suratımı,
el değmedik, en görülmedik mağaraları
suların ıslatamadığı karanlıkları yokladılar
kimseler açmadı onlara kapılarını
yağmurlar yağıp yağıp geri döndüler (Uysal, 1992:12)
Bu sessizlik, açılmayan kapılar, suların ıslatamadığı karanlıklar, yeryüzünde
bulunamayan yerler sonuçta bir dramı ortaya koyuyordu.
Dili bağlanmış çocuklara gül yetmez
Kurumuş gözyaşlarına sabır,
Çatlamış ayaklarına acımak,
Sırtına yapışmış karnına dua…
Ellerinden alınan oyuncakları değil barış
Geri gelmeyecek peri masalı… (Ünlü, 1992: 37)
Bu vefasızlık içinde vatanı için şehit olmuş Bosnalılar da unutulmamış, Ali Göçerin
dizeleriyle anılmıştır. Her şehit savaşın gerçek tanığıdır. Onların verdikleri mücadele adeta
resmedilmiştir. Bosna için yapılan fedakârlığın zirve noktasına ulaşılmış ve canlar birer birer
toprağa düşmüştür.
Bosna‟nın dağları dumandır, kardır.
Mü‟minin sükûtu sade vakardır.
Orda Osmanlı‟nın kokusu vardır
Yüksekte olmalı iman yüksekte!
Her şehit bir tohum, Bosna Hersek‟te (Çelen, 1993: 21)
Bosna‟daki feryadı bizlere duyurmaya çalışan Âşık Türki karşılık verilmeyen
çığlıkların şiirini yazar. Sabrı tavsiye eder, bir gün Bosna‟ya kavuşacağımızı söyler. Âşığımız
aslında o dönemde farkında olmadan bir vazifeyi de yapmış olur. Yazdığı şiir, bizim
gönüllerimizden başka gönüllere ulaşan bir yol olur. Bugün burada bulunmamız gönül
köprülerinin işe yaradığını göstermektedir.
7

�Ağlama güzel kız yarını bekle
Evlad-ı fatihan devrini bekle
Çok çağlar değişir sabır ekmekle
Yine ulaşırız Bosna‟ya burdan
Serden geçeriz de geçmeyiz yardan (Türki, 1992:38)
Dramı anlatan şiirlerin yanı sıra geleceğe dair ümitli olmamızı dile getiren şiirler de
yazılır. Bunlar âdete zafere götüren birer reçetedir. Yapılacak ilk iş tarihin derinliklerden
alınacak güç, bugüne taşınmalıdır. Tarihi değerlerimizi zafer adına hatırlama vaktidir.
İbrahimler hatırlanarak mücadeleyi İbrahim‟ce sürdüren “Bilge Kral‟ın yaptıkları, mücadelesi
haykırılmalıdır. Gelecek nesillerin önüne aynı idealin fertleri olduğumuz en açık bir şekilde
konmalıdır.
Nemrut bakışlar keser yolumuzu
Ölüm-kalıma yürür talihimiz
Tut ki binlerce
nemruda
karşı
biz
yapayalnız
birer
İbrahimiz (Şimşek, 1993:11)
Bütün sonlar gibi Bosna‟nın da sonunun hayırlı olması adına dillerde tek bir ses
duyulur. En umutsuz anlarda dua büyük bir ibadet olur. Yazılan şiirler dua makamındadır
artık. Yapılan dirilişe destek olma adına, kendi adına, bütün şairler adına, bütün şehitler
adına, yıkılamayan güzellikler adına, Bosnalılar adına “Son Dua” adlı şiirle duayı şair Yüksel
Peker yapar:
yeter!
demek vakti gelip geçmişse çoktan
şöyle bir silkinip yürüsek altmışmilyon
Endülüsle yaşamış
Endülüsü yaşayan
Son Boşnak düşmeden toprağa (Peker, 1993:19)
8

�Sonuç olarak; savaş yıllarında Türk edebiyatı reflekslerini hayattan yana koymuştur ve
acılara karşı duyarsız kalmamıştır. Ortaya çıkan eseler halklar arasında ortak bir duygu
yoğunluğunu yansıtmaktadır. Edebi eserlerimiz incelendikçe kara sınırı olmayan milletlerin
gönül sınırları gün yüzüne çıkmış olacaktır.

KAYNAKÇA:
AKAR, Ali (1993), “Bakışlı Çocuklar”, Türk Edebiyatı Dergisi, Şubat 1993, S.232, s. 25.
AKARSU, Kamil (1993), “Bosna Bosna”, Çınar Gençlik Dergisi, Temmuz 1993, S. 26, s.15.
ASLAN, Ensar (2008), Türk Halk Edebiyatı, Ankara, Maya Akademi Yayınları, s. 155.
ATLANSOY, Hüseyin (1993), “Kefaret”, Yedi İklim Dergisi, Şubat 1993, S.35, s.7.
BOSTANCI, Naci (2007), “Mehmet Akif Ersoy‟u Bilmek Anlamak” 70 Yıl Sonra Mehmet
Akif Ersoy Bilgi Şöleni, Ankara, Türkiye Yazarlar Birliği Yayınları, s.18.
BUDAK, Ali (1992), “Akşamdan Sabaha Örsünde Zamanın”, Türk Edebiyatı Dergisi, Kasım
1992, S.229, s.33.
BÜTÜN, Zeynep (1993), “Bosna‟yı Yaşarım Düşümde”, Bizim Dergâh Dergisi, Ocak 1993,
S.57, s.45.
COŞKUN, Sezai (2010), “ Savaş-Edebiyat İlişkisi Bağlamında Bosna Savaşı‟nın Türk Şiirine
Yansıması”, International Symposium on Sustainable Development, International Burch
University, (Sunumu Yapılmış Bildiri), Haziran 2010, s.4.
ÇELEN, Ahmet(1993), “Bosna-Hersek Destanı”, Tepe Edebiyat Dergisi, Ocak 1993, S.24,
s.21.
GENÇ, Nurullah (1992), “Bosna- Hersek Ağıdı”, Sabır Dergisi, Eylül 1992, S.3, s:20-21.
GÖÇER, Ali (1992), “Kuşlar Çığlık Attı Ağaçlar Ürperdi Vurdular Balkan Kızını”, Yedi
İklim Dergisi, Eylül 1992, S.30, s.23.
MİCHAUD, Guym (2004), “Bir Disiplin Olarak Edebiyat Sosyolojisinin Kurulması”,
Edebiyat Gönül Kürede, Edebiyat Sosyolojisi, Ankara, Hece Yayınları, s.66.
OKTAY, Ahmet (2008), İmkânsız Poetika, İstanbul, İthaki Yayınları, s.13.
PEKER, Yüksel (1993), “Son Dua”, Yedi İklim Dergisi, Mayıs 1993, S.38, s.19.
POYRAZ, Hakan (2007), “Model ve Teklif”, Mehmet Akif, Türkiye‟de Modernleşme ve
Gençlik Bilgi Şöleni, Ankara, Türkiye Yazarlar Birliği Vakfı Mehmet Akif Araştırmaları
Yayınları, s.149.
SUBAŞI, M. İlyas (1993), “Hüzün Coğrafyası”, Türk Edebiyatı Dergisi, Mart 1993, S.233,
s.18.
9

�TACETTİN, Şimşek (1993),“Kan Ektim Küllerine”, Palandöken Dergisi, Mart 1993,S.4, s.11.
TRNKA, Kasım (2010), “Aliya İzzetbegoviç: Bosna Hersek‟in Devlet Olma Mücadelesi”,
Uluslararası Aliya İzzetbegoviç Sempozyumu, 2010, Bağcılar Belediyesi Yayınları, s.47.
TÜRKİ Âşık (1992), “Çığlıklar Yarım Kaldı”, Milli Folklor Dergisi, Kış 1992, S.16, s,38.
UYSAL, Ali (1992), “Yağmurlara Dair Söz”, Yedi İklim Dergisi, Aralık 1992, S.33, s. 12.
ÜNLÜ, Özcan (1992), “Bosna‟da Dram”, Türk Edebiyatı Dergisi, Kasım 1992, S.229, s. 37.

10

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                <text>Anahtar Kelimeler: Türk Edebiyatı, Süreli Yayın, Dergi, Bosna Şiiri.  ÖZET  Bosna Savaşı, Bosna-Herek’te 1 Mart 1992 tarihinden 14 Aralık 1995 tarihine kadar sürmüş olan bir savaştır. Farklı bir coğrafyada meydana gelen ama aynı kültür coğrafyasında olan bizlerin bu savaşa karşı duruşumuzu edebiyat açısından ele alarak iki ayrı mekânda bulunan aynı kültürün insanlarının ortak acısı olan Bosna Savaşını Türk edebiyatındaki yansımasını ortaya çıkarmaya çalıştık. Türkiye o tarihlerde çıkan süreli yayınlarda (dergi) yayınlanmış Bosna temalı şiirler tespit edilip Türk Edebiyatında şiir türünde Bosna Savaşı teması ele alınmış ve süreli yayınlar aracılığıyla Türk halkının Bosna Dramı hakkındaki duyguları açıklanmaya çalışılmıştır. Edebiyat tarihle ilişki içerisinde olduğu vakit zamanın hem tanıklığını yapar hem de kaydını tutar. Tutulan bu kayıtlara ulaşıldığında geçmiş günlerin panoraması gözlemlenebilecektir. Savaşın çirkin yüzünü dile getireceğimiz zaman bu kaynaklara dönülerek bir bağ kurulmuştur. Bu savaşın etkileri başka bir ülke edebiyatında ne sıklıkla yer bulduğu dile getirilmiştir. Araştırma yöntemi kullanılarak elde edilen bulgular sayısal veriler izah edilmiş. Bütün dergilere ulaşmanın zorluğu göz önüne alınarak ortalama bir dergi sayısına ulaşılıp tümevarım uygulanmış ve toplam kaç adet şiir yayımlandığı veri olarak sunulmuştur. Bir ülkenin yaşadığı bir savaşın etkilerinin başka bir ülkenin edebiyatında bir tür ele alınarak incelenmiş ve Bosna halkının Türkiye vatandaşlarına ve Türk edebiyatına karşı ilgisi artırılmaya çalışılmıştır. Kaynaşan iki halkın ortak değerler üretme adına küçük de olsa bir adım atılması sağlanmıştır. Şiirlerin yer aldığı süreli yayınlar(dergiler): İcmal Dergisi, Diyanet Aylık Dergi, Çınar Gençlik Dergisi, Güneysu Dergisi, Ağla Çınarım Ağla, Yedi İklim, Tını, Mürşid Dergisi, Sabır, Türk Edebiyat Dergisi, Milli Folklor Dergisi, Türk Yurdu Gençlik Dergisi, Seda Dergisi, Palandöken, Bizim Dergâh Dergisi, Ümit Dergisi, İcmal Dergisi, Sızıntı, İslami Edebiyat Dergisi</text>
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                    <text>TURNING THE CRISIS INTO OPPORTUNITY: CASE OF BANVİT
Mustafa Tok
Suleyman Sah University
Turkey
110201049@st.ssu.edu.tr
Erhan Atay
Suleyman Sah University
Turkey
eatay@ssu.edu.tr
Abstract: Uncertainty is rapidly increasing in fast-changing world. With each moment
we are faced with various crisis and uncertainties. Today, crises have become an
important part of our lives. It is same for the organizations. That is why preventing the
crisis before it starts, exiting from the crisis with minimum damage and effectively
managing crisis has become a main object of the organizations.
In this research firstly; crisis, its reasons and effects are tried to be explained and
identified. After that crisis management and its processes are examined and tried to
be identified.
In second part of this study we are going to examine Banvit Bandırma Vitaminli Yem
Sanayi Ticaret A.Ş. Şirket. We will try to examine and understand the organization’s
reaction to crisis (avian influenza), how they handle it and how a crisis can be turn into
an opportunity.
1. Introduction
Crisis is the most important factor that affects the production and marketing strategies
of organizations. Production and demand drops significantly during the crisis time. In
global world; political instability, wars, technological innovations, socio-cultural and
political changes effect the organizations anywhere in the world.
Although some researchers say that the biggest features of the crisis are emerging
suddenly and occur an unexpected time, some crisis can be recognized, but ıf
organizations cannot foresee upcoming events and improvements or cannot manage
the situation, they will face crisis a lot. In order the prevent crisis, organizations need
to develop strong crisis management procedures and make preparation for possible
crisis.
2. Scope and Methods of the Study
This case study was made on Banvit (Bandırma Vitaminli Yem Sanayi Ticaret A.Ş. Şirket).
Data were obtained for 2005. Secondary data is used. Main information source is the
data from the company and it is also used newspapers’ articles and corporate’s
website.

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3. Purpose of the Study
Purpose of the study is to understand how crisis begins, develop and what should
organizations do in order to stop and turn the crisis into an opportunity or avoid crisis
with minimum damage. Banvit has been selected as example organization in order
to understand the process of crisis and its management. Banvit is a feed and poultry
producer that founded in Bandırma, western Turkey. They started as a feed producer
in 1968 and moved into the production of broiler chickens in 1985. Today Banvit is the
largest single broiler producer in Turkey.
4. LITERATURE REVIEW
4.1. Crisis
Today, there are lots of definitions for crisis. The word crisis means ‘extraordinary and
adverse event’, ‘difficult situation that undesirable and hard to avoid, ‘complex phase
of a work or an event’ ‘suddenly emerged deterioration and dangerous moment’(Tutar,
2011: 13).
In Oxford dictionary, definition of crisis is ‘‘time of intense difficult or danger’’. (http://
www.oxforddictionaries.com/). In Turkish Language Society defines crisis as ‘it is
hard time, depression, of society or organization’s life in a country or between the
countries’(http://tdk.gov.tr/). Organizational sense, crisis threatens the existence
and purpose of the organization(Sezgin, 181). In this respect, there were made some
definition about what crisis means for organizations.
According to Tağraf, ‘Crisis is unexpected and unforeseen situation which threatens
the current value and purposes of the organization’(Tağraf &amp; Arslan, 2003: 150). Güler
defines crisis as; ‘Crisis is an unexpected situation that can occur at anytime and it
limits the organization’s way of doing business’(Güler &amp; Yılmaz, 2009: 88). Coombs’s
definition is ‘‘Crisis is the perception of an unpredictable event that threatens
important expectancies of stockholders related to health, safety, environmental
and economic issues and can seriously impact an organization’s performance and
generate negative outcomes’’(Coombs, 2014: 3). In systematic approach ‘‘Crisis is
seen as critical change in important variables that endanger or destroy either part of
or the entire system’’(Glasser, 2006: 11), and Devlin describes it as, ‘‘Crisis is unstable
time for an organization, with a distinct possibility for an undesirable outcome’’(Devlin,
2006: 5). Another definition is, ‘Crisis is the situation of tension which is not expected
and predicted, and which threatens the prevention and adoption mechanisms of the
organization’(Baran, 2001: 26).
So, by looking at these definitions we can say that, crisis is a crucial situation that has
to be handled quickly and in proper way before it turns into disaster or catastrophe for
the organization.
4.2. Causes of Crisis
Many factors may bring out crisis in the organizations, but we can address them in two
topics, one is internal factors, second one is external factors.

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4.2.1. External Factors
The most important reason why organization is in the crisis is external environmental
factors. External factors are the uncontrollable changes that occur outside of the
organizations(Aymankuy, 2001: 107). ‘‘The external environment includes a wide variety
of needs and influences that can affect the organization, but which the organization
cannot directly control’’(McNamara, 2006: 143). These uncountable factors are;
natural environmental factors such as earthquakes, fire, and flood. Socio-cultural
factors like change of values in society, social turmoil and reduction of customer’s
interest. Political factors, technological innovations and strong competition.
4.2.2. Internal Factors
Internal factors are related to external factors. These problems occurs when organizations
cannot adapt and response to the changing external environment(Erten, 2011: 8).
Incompetent Top Managers; Incapable senior executives have weak estimation and
intuition about organization’s future. Because of inability to understand differences of
new problems and tendency to solve them in old way, denial of crisis(Baran, 2001: 29)
and unqualified managers led organization to crisis(Yavaş, 2014: 16).
Data Collection and Lack of Experience; Crisis situation is not always occur surprisingly,
sometimes unqualified managers cannot see the early warning signals of upcoming
threat. This situation may become a crisis in the future and it prevents the organization
from taking precautions(Yavaş, 2014: 16). To prevent this situation, organization should
gather information and evaluate them. These information needs to be; accurate,
received in exact time, full (all data that the manager needs), short (for making fast
decision) and relevant (information should reach the required place or manager(Akçe,
2005: 22).
Organization’s Experience; Organizations can benefit from their past experiences in
order to solve the crisis they are in(Yavaş,2014: 17), but generally, old experience is not
suitable for new crisis and it requires new solutions(Baran, 2001: 29), so organizations
should always consider new solutions for every possible threat that may occur in the
future.
Management’s Values, Benefits and Attitudes; Values and assumptions of the managers
may in conflict with changing environment. This conflict may led organization to
crisis(Yavaş, 2014: 17).
The life Stage of Organization; Organization may be in any phase in its life (birth, growth,
maturity, regress, collapse). In first three phase, organization face only predictable
problems and in last two stage, mostly faces with fear of loss and it usually threatens
the organization’s life span(Baran, 2001: 29). According to Greiner; organizations face
leadership crisis in birth, devolution crisis at growth, bureaucracy crisis at maturity and
need for resurgence at regress. If organization cannot overcome the regress it will
collapse(Uzun, 2001: 38 in Şen, 2011: 20).

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Life Cycle of Business

Source:http://thepresidentscouncil.org/are-you-sure-of-which-business-life-cyclestage-youre-in/
4.3. Types of Crisis
Origin of all type of crisis comes from technical, economic, social, legal, administrative,
anthropogenic and communicative problems. Environmental and organizational
factors are categorized as(Baran, 2001: 28);
-Industrial Accidents
-Financial Problems
-Hand over
-Recalled products
-Natural Disasters
-Service Disruptions

-Environmental Problems
-Shareholder Problems
-Strike
-Failure of Information System
-Bankruptcy

4.4. Formation Process of Crisis
Generally, crisis is defined as unexpected situation and it may occur anytime without
giving a sign but it actually has a process. It is important the identification these
processes to managing crisis effectively.
4.4.1. Inability to Recognize Interior and Exterior Signs (Blindness)
At this stage, there are signals about the situation that threatens the organization’s aim
and existence. Because of insufficient information flow in the organization(Demirtaş,
2000:361) managers cannot get enough information to take precaution. Taking the
good results for granted, managers do not care the possible incoming crisis during precrisis period(Tağraf &amp; Aslan, 2003: 151). However, when the severity of crisis increases,
managerial and organizational problems become more obvious, and it may cause
panic in management.

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4.4.2. Failing to Take Action and Unresponsiveness Phase
In this phase, managers think that, danger or opportunity that emerged is temporary or
cost of changing the current practice will be high(Baran, 2001: 31). Because of these
thought, managers expect crisis to recover by itself or it is believed that the current
situation can be resolved over time with temporary measures and standards(Tağraf &amp;
Arslan, 2003: 151).
4.4.3. Wrong Decisions and Activities
In this stage, management recognizes that, there is a crisis in the organization. At this
rate some problems occur in the organization such as lack of capital, decline in the
market share and profitability, reduction of qualified staff and increasing centralization
etc. this make uncertainty for the future and it prevents common views in the
management(Akçe, 2005: 37).
4.4.4. Crisis Stage
In this phase, if an organization fails to pass through first three stages and cannot adopt
the changes, then crisis revealed and anger and bustle occurs in the management
(Baran, 2001: 32).
At crisis stage, organization may have not passed all of these processes (4.1, 4.2, and
4.3). At this stage, management should change organization’s purposes, strategies,
structure, functions and personnel. However, if organization pass all of these process
(4.1, 4.2, 4.3) then management should be changed(Sucu, 2000: 65).
4.4.5. Solution or Bankruptcy of the Organization
Exit from the crisis, but if intervention is insufficient then it will decrease the chance of
survival of the organization(Sucu, 2000: 66).
4.5. Result of the Crisis
There will be two outcomes after the crisis. First one is negative results, second one is
positive results.
4.5.1. Negative Effects of the Crisis
Tendency of Centralization in Decisions; In crisis time, quick decision must be made
by the managers. In order to make quick decision, power of authority must gather in
the center(Şen, 2011: 31). The reason of gathering authority in the center is that crisis
is corrupting the normal decision-making process in the lower management and top
management wants to be informed all of the process(Özdevecioğlu, 2002: 99). That is
why organizations are centralized in the time of crisis.
Organizational Communication Corruption; In crisis situation, because of lack of time,
and information, there will be tension in the whole organization from lower level to
top management. The reason is that this information from outside of the organization
is insufficient and because of insufficient information, there will be deficiency and
disconnections within the organization. In time of crisis, information from outside
of the organization might be inadequate or none. In that case, there might be
a problem among decision makers, personnel and information processing in the
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organization(Özdevecioğlu, 2002: 99).
Deterioration of the Quality of Decisions; Making quick decisions only in head office
impair the quality of decision. Because for quick responding, manager will decide
by asking few managers or bosses. This cause poor communication and lack of
information. So in this situation, manager cannot make good decision(Özdevecioğlu,
2002: 99).
Psychological And Physiological Depression; Even crisis is abolished; still some members
of the organization may not escape from effect of the crisis. Because even minor
problems are perceived as a harbinger of the crisis during that time and it cause a
feeling of shyness about making new ideas(Özdevecioğlu, 2002: 101).
Increase in Self-Defense; In crisis time, all energy and attention focused on solution to
overcome the crisis(Şen, 35 :2011), but after overcoming crisis, worker will begin to fear
for the future because working at an organization in crisis is risky(Özdevecioğlu, 2002:
101).
The Decline of Confidence between Employees and Top Management; Due to the
centralization, number of empowered personnel will be decreased, so participation of
employees will be reduced. Because of these reasons, there will be strong resistance
to change among the employees (Şen, 35 :2011).
4.5.2. Positive Effects of the Crisis
Emerging Of the Weaknesses of The Organization; Organizations usually do not revision
their daily activities when everything is alright. They cannot see the problems or ignore
the problems they discovered and they get used to it(Akçe, 2005: 28). However in the
time of crisis, these problems attract the attentions. That is why we can say that, it is the
positive effect of the crisis(Şen, 2011: 36).
Development of Effective Strategies; Crisis must be recognized as soon as possible in order
to minimize its effects. But to do so, it is not enough to use conventional methods(Akçe,
2005: 29). They need to develop new strategies. Otherwise, organizations cannot keep
up with changes and cannot compete with competitors(Şen, 2005: 36).
Establishing Teamwork and Discovery Of New Talents; If crisis handled with care, teams
are created and some talented personnel might be found after the crisis, because in
the time of crisis, management will create teams and some extra work will be given
to lower and middle class managers by the top management. This extra works will
improve the managers’ talents(Akçe, 2005: 28-29).
Developing Effective Strategies; By establishing early warning system, organization can
recognize exterior threats and opportunities. Organization can develop new strategies
by looking at these threats and opportunities(Şen, 2005: 36).
4.6. Crisis Management
The meaning of the crisis management in the Turkish Language Society (TDK) is, ‘it is a
way of management in a troubled time (because of faulty production, raw material
shortage, low quality, marketing, etc.) by the managers.’(http://tdk.gov.tr/). Every crisis
requires immediate response. As in the definition of crisis, there are lots of definitions
about crisis management. According to Tutar’s definition of crisis management,
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‘Instead of detecting problems early or taking steps for limiting the results of these
problems, it is a reaction to problems after it occurs’(Tutar, 2011: 69). Akdağ defines
crisis management as, ‘Crisis management is a public relation studies which is done in
order to avoid damage to communicate with target audience and to prevent injuries
to organization’s image’(Akdağ, 2005: 3). In a different definition, ‘‘Crisis management
is a changing tasks and processes of the organization during the crisis time’’(Glasser,
2006: 22). Coombs describe it as, ‘‘Crisis management represents set of factors
designed to combat crisis and to lessen the actual damage inflicted.’’(Coombs,
2014: 5). According to Devlin, ‘‘Crisis management was designed as special measures
taken to solve problems caused by a crisis to confine or minimize any damage to the
organization’s reputation or image.’’(Devlin, 2006: 1).
4.6.1. Pre-Crisis Management
Pre-Crisis phase is one of the periods of crisis. For the organizations, primarily important
thing is not to overcome the crisis(Ofluoğlu, 2001: 3). Pre-crisis management should
make accurate forecast, necessary strategies and preparation before the crisis
moment by noticing the early warnings and signs of incoming crisis(Demir, 2011: 31).
Basic studies are required by the pre-crisis management:
-

Creating Strategies
Establishing an early-warning system
Making Crisis Management plan
Establishing Crisis Management team

4.6.2. Crisis Moment Management
Approaches for management during crisis and post-crisis period are very different
from the pre-crisis stage(Babüroğlu, 1999: 6). During the crisis time, trying to solve the
problem as if the organization is in under normal conditions will fail. (Ofluoğlu, 2001: 15).
During this period, the decision taken should be more consistent and also should serve
post-crisis period(Demir, 2011: 31).
Crisis management during the crisis consist three phases(Demir, 2011: 32);
-

Crisis should be identified, emergency detection should be done.
Organization should determine what kind of measures to be taken and related
decision should be taken.
The decision taken must be implemented, the process of implementation should
be monitored and the results should be evaluated.

4.6.3. Post-Crisis Management
The end of the crisis period is the period after the crisis, but the effects continue. The
purpose of post-crisis management is to eliminate the behavior of feeling of insecurity,
fear, fatigue and excessive reaction to even small problems(Erten, 2011: 32).
Management prepares for the recurrence of the crisis. Organization tries to prevent
crisis as much as possible but if occurs again, management determines urgent
applications(Ofluoğlu, 2001: 24).

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4.7. Approaches
There are 2 basic approaches which is the subject of crisis management (Dinçer,
Ön.Ver. s.328 in Aymantkuy, 2001: 108);
Avoiding Crisis; the main purpose here is to prevent organization go into crisis. In order
to prevent and effectively manage the crisis, organizations should create mechanisms
that collect and evaluate the crisis and make plans by evaluating the result of crisis
signals(Erten, 2011: 23-24).
Crisis Solving Approach; in case of facing possible crisis, it is a process of recognizing
and evaluating early signals of crisis and taking necessary precautions and practice
them at the right time ın order to overcome the crisis with minimal losses(Baran, 2001:
32).
We saw the simple three-stage approach above (6.1, 6.2, 6.3), but in order to better
understand stages of crisis it is tried to be explained Pearson and Mitroff’s five stage
framework of crisis management at below(Pearson and Mitroff(1993) in Crandall &amp;
Spillan, 2009: 9-10);

Source:http://www.slideshare.net/AnishaDahiya/understanding-crisismanagement-30380919
Signal Detection; sometimes crisis warns the organization before it occurs. By capturing
these signals, organization can make preparation for the impending crisis.
Preparation/Prevention; in this stage crisis management team make plan by looking
the data obtained from phase of the crisis signal and attack the crisis that may occur.
The purpose is preventing as many crises as possible and manage crisis that appear.
Containment/Damage Limitation; the goal is to mitigate the effect of the crisis and
kept damage minimum to organization and stakeholder.
Recovery; the intention is to continue the activities of organization as normal as possible.
Short-term recovery aims to get operations back to acceptable level. In long-term, it
is expected that operational activities will be restored to their pre-crisis level or better.
Learning; in this stage, organizations should not seek scapegoat or blame another
party for the crisis. Instead of this, organizations should take lesson from the crisis and
use this information to improve current operational problems and preventing future
ones.
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“An open system is a system that regularly exchanges feedback with its external
environment. Open systems are systems, of course, so inputs, processes, outputs,
goals, assessment and evaluation, and learning are all important”(McNamara, 2006:
143). Organizations are constantly interacting with the environment. This interaction
is very important for the organizations. In the absence of inputs, there will be no
output(Yalçınkaya, 2002: 105) so it means organizations cannot survive if they cannot
sell outputs.
Avian Influenza was a big environmental problem for white meat producers. One of
the white meat producers Banvit is an open system organization and it was affected
from that problematic environment.
5. Banvit Case Study
Avian İnfluenza (bird flu) began to be seen in Far-East countries in 2003 and it spread to
other countries by migratory birds1. This disease was seen in lots of countries including
Europe and it affects the economies of these countries. Avian influenza emerged in
October 5, 2005 for the first time in Turkey, it transmitted to 12 people and killed 4 of
them and also it downsized Turkish poultry sector2.Banvit was one of the companies
that were affected from this chaotic environment. Their sales came to a standstill and
their stock prices declined.
1:http://www.mfa.gov.tr/avian-influenza-_kus-gribi_-hastaliginin-turk-ekonomisiuzerindeki-etkileri-.tr.mfa
2:http://www.kusgribi.gov.tr/TR/Genel/BelgeGoster.
aspx?F6E10F8892433CFFAAF6AA849816B2EF3F93D97214554F97
5.1. Pre-crisis Period
There had been many signals to be noticed before the crisis of avian influenza broke
out. First of all, the occurrence of a disease in Far-East and the developments related
to the risk that the disease might be spread by migratory birds were amongst these
signals. This case put Turkey in potentially risky position. In this step, their priority was
preventing crisis or managing the crisis with minimum damage by evaluating the early
signals of crisis. With this respect, the works of Banvit in Pre-Crisis period were:
Company Meetings
Executive committee, in which also the directors of corporate development and
communications are included, met in stated meeting every Friday. There had been
exchange of information, situation assessment and risk analyses in these meetings.
Developments related to the avian influenza in Far-East countries have been followed
and the studies of World Health Organization have been examined.
Informing the employees
Live Production Director, who manages the core of production (breeding farms), and
veterinary surgeon and breeders came together at educational meetings. People
at the meeting were informed about avian influenza, bio-security measures and
disinfection system in case the virus spread to poultry. There has been information
sharing about the crisis that the disease may bear, and also in monthly personnel
meetings where administrative departments and production departments have
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participated; the CEO, Ömer Görener, shared information with employees about the
disease.
Avian Influenza Seminar and Demonstration Works
In case that avian influenza occurs in Turkey, Avian Influenza emergency action plan
was addressed through seminar and demonstration in Balıkesir 5-9th September. This
study was undertaken by the officials from Ministry of Agriculture and Rural Affairs,
Ministry of Health, Banvit, other sectoral firms, local administrations, and TAIEX (European
Commission Technical Assistance and Information Exchange). In this seminar, there was
presentation on “Avian Influenza Emergency Action Plan”. In virtual demonstration, an
emergency action practice was made against a possible avian influenza incident
close by Manyas Bird Paradise.
The Creation of a Crisis Management Team
Crisis management team was formed to manage the crisis that may occur in the precrisis period. This team determined the crisis communication and management policies.
After that, spokesman was selected in order to provide information to the media and
target audience. CEO of the company was decided to be crisis spokesman.
Management team
-

CEO
Institutional development and communication director
Business director
Communication agency representative

5.2. Crisis Period
News and Interview Studies
The first week of the outbreak of the crisis, CEO’s interview has been published in all
national newspapers. Company’s CEO has attended 4 times live broadcast in TRT
HABER and other programs and in these interviews, images that related to safety and
hygiene conditions of production facilities were shown very often.
Newspapers and Advertising Activities
In the first campaign, 6 different printed advertising was published on newspapers.
Advertisements were published 5 days after the outbreak of the crisis. These
advertisements were published 40 times in 22 national newspapers and 2 magazines in
13 October- 22 November. We can see the advertisement and given message below:
Ads

Messages

Her Kuşun Eti Yenmez

Questions was answered (‘What is bird flu?’, ‘How does it infect?’, ‘Does it pass from
human to human?’, ‘What are the symptoms?’. ‘What are the ways of protection and
’?treatment

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Kuşkusuz

It has been given ‘no doubt the Banvit’ message to the consumer who already knows
what bird flu is

Uygunsuz

’Message was given ‘use packaged products

Uyanık Olun

Real danger comes from poultry that grown in the open. Do not buy unpacked prod.ucts

Emin Olun

It is continuation ads of ‘Uyanık Olun’. Message was ‘Choose brands that have quality
’assurance practices

Ürün Takip

.It was given info how to reach information about products through website

Advertorial Campaigns
First TV advertorial campaign was broadcasted in all national channels in October
19-31, 2005. In this period, 2 short videos was shown, first one was 70 seconds. It was
explained that the virus came to our country through migratory birds in the first 20
seconds of first video. Through the last 50 seconds, Banvit’s hygiene and quality
assurance standards were introduced. Second video was 60 seconds. Through the
second video; technology, production standards, bio-security practices, and hygiene
procedures was shown. Both videos has been published 200 times in 14 channels in the
12-day period.
Second advertorial campaign was published in January 26- February 5, 2006. In this
period, second video in the first campaign was changed visually and textually and
published as a third video and it has been published 221 times in 15 national channels
in 15-days period. In March 29-April 4, 2006, fourth advertorial video was published
and its main theme was ‘izlenebilirlik’ (traceability). That movie was shown 68 times in
4 channels in 6-days period.
Web Communication
Banvit began to publish information about avian influenza, the dangers, way of
protection and treatment in Banvit’s website.(www.banvit.com.). Banvit sent mails to
575.000 people with attached information. We can see the studies below:
Web Communication

By making question-response part in the website, questions were answered as quickly as possible
.izlenebilirlik’ (traceability) work started by the company transferred to the web‘
Consumer can watch their product on the website by entering the barcode number of their products
By informing 19 e-groups (internet groups) , accurate information and answers were provided

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Outdoor and Alternative Environment Studies
Outdoor and Alternative Environment Studies
Advertising -Metro

This advertisings was displayed in the billboard at the Istanbul subway

Movies-Metro

First advertorial movie was shown in Istanbul, third movie was shown in Ankara
metro and stations

Movies-Cinema

.Traceability’ movie was shown in Izmir, Ankara and Istanbul cinemas‘

Banners

For ‘Traceability’ (tracking products) campaign, banners were given to websites. (mynet.com, msn messenger, bebek.com, yemeksepeti.com, ailem.
)com, milliyet.com

STBP Studies
CEO of Banvit Ömer Görener, serving as executive board member in Sağlıklı Tavuk Bilgi
Platformu (STBP), he played an active role in all communication activities carried out
by STBP. Various advertising campaigns were made in collaboration with STBP such
as; giving accurate information about avian influenza, the ways of protection, and
importance of consuming branded and packaged products.
Brochures Works
774.000 brochures were printed to be given to consumers and customers. Through
these brochures, cases of avian influenza and issues that are wondered by consumers,
clarifications of ministry of agriculture informed. Also, it was reminded that branded
and packed products should be consumed and the message ‘Banvit’s products can
be consumed without doubt’ was given.
Internal Communication
The staff meeting which CEO included were continued during crisis. Recent
developments about crisis and its effects on private sector and Banvit, were discussed
in these meetings. In addition, CEO and Corporate Development and Communications
Director sent mail to staff for informing the employees about avian influenza. In order to
keep staff’s morale high, some support messages from educational institutions, partner
companies and consumers were shared with employees. Proficiency test which is
to detect administrative staff’s knowledge about production process was done.
Personnel that could not show adequate performance, sent to orientation program
to update their knowledges.
5.3. Post-Crisis Period
Project ‘İyiliğiniz İçin, Sağlığınız İçin’
It was seen that, society who do not have sufficient information about avian influenza,
caused emergence of speculation and panic. The probability of facing a similar event
such as avian influenza, Banvit launched social responsibility project to be implemented
in the Aegean and Marmara region. This project was performed in 68 districts and 88
villages from İzmir, Bursa, Balıkesir and Çanakkale. This project was performed by 27
veterinaries and professionals educators in May, June, July, 2006.

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Village Education
Educations were centered on raising awareness about the disease and it was given to
villagers living in rural areas. These educations basically explain;
-

What avian influenza is and its dangers
How this disease spread and what are the symptoms
How to approach the sick animals
Measures to be taken against the disease.

Public Education Centers (HEM) Education
Purpose of this education is to inform housewives about avian influenza, food safety
and hygiene rules to be followed at home.
Primary School Education
These events showed that, children especially living in rural region are more vulnerable
to disease. With this respect, some information was given to children to understand;
-

What is microbe and what does it like?
When do they and why and how should they wash their hands?
Which animals they can play

At the end of the education, letters were given to the children to pass on to their
parents. These letters included same information and it was also explained why poultry
should be fed in the coops. With this practice, Banvit aimed that to strengthen the
basic awareness about ways of protection from avian influenza.
Avian Influenza Fast Testing Procedure
Although the virus is seen in free-roaming poultry, there are risks spread to coops of the
companies. To eliminate this risk, Banvit made test that detect virus. It allows the virus
to be controlled and this early diagnosis resetting the risks.
6. Conclusions and Recommendations
When crisis arise, it is mentioned as a condition which entails a losses and occur suddenly
in organizations. However, crises usually send signals before it happens but generally,
managers pay no attentions.(Tağraf&amp;Arslan, 2003: 158) That is why organizations face
crises a lot. In pre-crisis period, Banvit was able to notice the threat and soon they
made preparation for incoming crisis. We can say that they could recognize the early
signals of upcoming crisis and make preparation for it. However, although it was fore
seen upcoming crisis, Banvit and other organizations could not prevent the crisis and
poultry sector were damaged in Turkey.

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Source: http://www.milliyet.com.tr/2006/03/31/ekonomi/resim/axeko02.gif
As we can see there is a decrease in sales of white meat about 60-70% in October
2006 because of detection of avian influenza and deaths due to illness.
In crisis period, cooperate with STBP, newspaper and TV commercial studies
that provide detailed information about avian influenza made packed chicken sales
have become better than pre-crisis period. Consumer awareness was increased by
right information that provided by the organization. At the end of the crisis, Banvit
started to recover its wound and turn to crisis into opportunity. In this stage, Banvit
limited the damage of the crisis, recover its wounds and they could turn the crisis into
an opportunity. They could achieve the high sales rate after the crisis by directing
people to buy packed products.

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According to household consumption panel survey that made by Banvit, packed
white meat consumption increased %168 in general, packed white meat consumption
of Banvit increased %179.
Managerial İmplication
In summary, there is no exact method to completely prevent the crisis in advance.
Organizations that having continues interaction with their environment are very
vulnerable about change in their environment, but organization can see the incoming
crisis by watching their environment by creating right early warning system.
So, ınstead of dealing crisis after it happens, organizations should try to eliminate
or reduce effect of crisis before it occurs. To do so, organizations should restructure
their approach to crisis and make plans and studies for pre-crisis to post-crisis period.
However if organizations go into crisis, someone should take command but he/she
should not take all authority because if he/she gather all authority on himself/herself,
he/she will prevent new ideas and opinion.
7. Attachments
All documents below are taken from Banvit Bandırma Vitaminli Yem Sanayi Ticaret A.Ş.
Şirket.
Newspaper and Interview Samples

Media Plan Summary
Advert

Her Kuşun Eti Yenmez

Date

October 2005 13-16

Repetition

Publication

20

Akşam, Hürriyet, Sabah, Dünya, Posta, Referans, Takvim, Yenişafak, Milliyet, Tercuman, Türkiye, Vatan, Zaman, Cumhuriyet,
D.B., Gözcü, Güneş, Radikal, Star, Yeni Asır

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Uygunsuz

October 2005 29-31

10

Vatan, Akşam, Milliyet, Posta, Zaman, Radikal, Hürriyet, Sabah, Sonar, Cumhuriyet

10

Fanatik Basket Newspaper, Lezzet Güneşi,
Çocuğum ve Ben Magazines

Repetition

Publications

24

Hürriyet, Sabah, Milliyet, Posta, Radikal, Akşam, Takvim, Yeni Asır, Vatan,
Zaman, Türkiye, Gözlem

6

Hürriyet, Sabah, Posta, Takvim, Yeni
Asır, Gözlem

November 2005 18-22
Kuşkusuz

November-December 2005

Advert

Date

Emin olun ve uyanık
olun

January 2006 22-29
January 2006 29-31

Emin Olun

March 2006 15-26

İzlenebilirlik

Advertorial
Campaign

Date

)Time (second

Channels

1. and 2. mo�vie

October 2005 19-31

’and 60 ’70

Show TV, Kanal D, Atv, Kanal 7, Star, STV,
TGRT, NTV, Cnbc-e, CnnTürk, SkyTürk, TV8,
Ege TV, Olay TV, Sky TV, Haber Türk

January 2005 22-27
3. movie

4. movie

’60

January- 5 February 27
2005

’55

March 2006 29-31

’20

April 2006 1-4

’20

Advertisement Samples

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Atv, Cnbc-e, CnnTürk, Ege TV, HaberTürk,
Kanal 7, Kanal D, NTV, Olay TV, Show TV,
SkyTürk, Star, STV, TGRT, TV8
Atv, Kanal D, Show TV, Star

�Regional Economic Development: Entrepreneurship and Innovation

Website and Mailing Samples

Outdoor and Alternative Environment Samples

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STBP Advertisement Samples

Brochure Samples

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Banners of Social Projects and News Samples

References
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Uygulamaları ve Kayseri İlinde bir Araştırma
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Geliştirme Müdürlüğü.
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landscape. Sage.
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Eğitim Yönetimi, 23(23), 353-373.
• Devlin, E. S. (2006). Crisis management planning and execution. CRC Press.
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• Erten, Ş. (2011). Türk kamu yönetiminde kriz yönetimi anlayışı= The concept of
crisis management in Turkish public administration (Doctoral dissertation, Sosyal
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OLARAK BARTER.
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A Collaborative and Systems Approach to Performance, Change and Learning
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• OFLUOĞLU, G. (2001) İşletme ve Kriz Yönetimi.
• ÖZDEVECİOĞLU, M. (2002). KRİZİN İŞLETMELERİN YÖNETSEL VE ÖRGÜTSEL YAPISI
ÜZERİNDEKİ OLUMSUZ ETKİLERİ VE KAYSERİ SANAYİ İŞLETMELERİNDE YAPILAN BİR
ARAŞTIRMA.
• SEZGİN, F. KRİZ YÖNETİMİ.181-195
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• SUCU, Y., &amp; KİTAP, G. (2000). Kriz Yönetimi. Elit Yayıncılık, Ankara.
• Şen, F. (2011). Küçük ve Orta Ölçekli İşletmelerde Kriz Yönetimi ve Bir Örnek Olay
Analizi
• Tağraf, H., &amp; Arslan, N. T. (2003). KRİZ OLUŞUM SÜRECİ VE KRİZ YÖNETİMİNDE
PROAKTİF YAKLAŞIM.
• TUTAR, H. (2011). KRİZ VE STRES TÖNETİMİ.
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Fakültesi Dergisi, 22(2).
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Politikalarının, İşletmelerin Kriz Alabilirliğine Olan Etkileri.

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                <text>Abstract: Uncertainty is rapidly increasing in fast-changing world. With each moment  we are faced with various crisis and uncertainties. Today, crises have become an  important part of our lives. It is same for the organizations. That is why preventing the  crisis before it starts, exiting from the crisis with minimum damage and effectively  managing crisis has become a main object of the organizations.  In this research firstly; crisis, its reasons and effects are tried to be explained and  identified. After that crisis management and its processes are examined and tried to  be identified.  In second part of this study we are going to examine Banvit Bandýrma Vitaminli Yem  Sanayi Ticaret A.Ţ. Ţirket. We will try to examine and understand the organization’s  reaction to crisis (avian influenza), how they handle it and how a crisis can be turn into  an opportunity.</text>
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                    <text>Journal of Economic and Social Studies

Twin Deficit in Nigeria: A Re-Examination
Lloyd Ahamefule Amaghionyeodiwe
City University of New York (CUNY), USA
lamaghionyeodiwe@york.cuny.edu
lamaghionyeodiwe@yahoo.co.uk
Opeyemi Akinyemi
Covenant Universty
Ota, Ogun State, Nigeria
opsie88@yahoo.com
opeyemi.akinyemi@covenantuniversity.edu.ng
Abstract: This study re-examines the long run
relationship between the budget and current
account deficits in an oil-dependent open economy
like Nigeria using a multivariate Granger causality
test within the VECM framework. This result
confirmed the existence of a long run relationship
between the budget and current account deficit
in Nigeria, thus supporting the Mudell-Fleming
theory and refuting the Ricardian Equivalence
Hypothesis (REH). The causality result indicates
no causality between budget deficit and current
account while the current account deficit causes
budget account deficit. This implies that reduction
in the current account deficits will help reduce the
“twin deficit” dilemma.

Volume 5 Number 2 Fall 2015

Keywords: Budget Deficits; Current Account
Deficits; Multivariate Granger Causality; OilDependent Open Economy; Nigeria
JEL Classification: E62, F32, H6
Article History
Submitted: 19 December 2014
Resubmitted: 2 September 2015
Accepted: 15 September 2015
http://dx.doi.org/10.14706/JECOSS15528

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Introduction
In empirical literature, there are two major theories that are used to explain the causal
link between budget deficit and current account deficits. These are the Mundell-Fleming
Model of Exchange Rate Regime and the Ricardian Equivalence Hypothesis (REH).
The traditional Keynesians use the Mundell-Fleming model to explain the twin deficit
relationship and they argued that when budget deficit increases, the current account
balance will deteriorate as the increases in the budget deficits will drive up domestic
interest rates, real exchange rate and rate of capital inflows. On the other hand, while
acknowledging the detrimental effects of large fiscal deficits on the economy, the critics
of the Mundell-Fleming model have disputed the sequence of causation implied by
the model (Harshemzadeh and Wilson, 2006). These groups of researchers used the
Ricardian Equivalence Hypothesis (REH) to argue that no relationship exists between
the two deficits as budget deficits results mainly from tax cuts which tend to reduce
public revenue and public savings. They opined that individuals will perceive these
tax cuts as incurring future tax liabilities and thus will increase savings rather than
consumption.
Nigeria, experiences over the years have shown that there have been periods of
persistent and rising budget deficits as well as periods with current account deficits. As
such, it is evident that the Nigerian economy has been experiencing the twin deficit
phenomenon. In the same vein, Nigeria as an oil-exporting country where revenue
from oil production contributes more than 95% of its foreign exchange, 40 percent of
GDP and 80 percent of fiscal revenues makes the economy susceptible to fluctuations
in government revenues as a result of volatility in oil revenue (Onafowokan and
Owoye, 2006).
In Nigeria, two studies are of prominence in this respect, these are Egwaikhide (1997),
Egwaikhide et al (2002) and Onafowokan and Owoye (2006). Egwaikhide (1997)
examined the effects of budget deficits on the current account balance in Nigeria and
concluded that quantitative evidence suggests that budget policy affects the current
account balance for Nigeria. Egwaikhide et al (2002) in their paper on causality
between budget deficit and current account balance for a number of African countries,
found a unidirectional causality from the budget deficits to the current account deficits
to exists for Benin, Burkina Faso, Ghana, Nigeria and South Africa. Onafowokan and
Owoye (2006) examined the relationship between budget and trade deficits. Their
findings showed evidence of positive relationship between trade and budget deficits
in both the short and long run but that causality is unidirectional running from trade
deficits to budget deficits.
Apart from the fact that these studies in Nigeria utilized a bivariate framework
commonly used in previous empirical studies which this study tends to improve upon
by using a multivariate framework of Granger causality analysis, available data from
the last ten years showed that the two deficits have not been moving together as argued
by the two studies (Egwaikhide, 1997 and Onafowokan and Owoye, 2006) that were
previously done for Nigeria. The most recent study to the best of my knowledge was

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�Twin Deficit in Nigeria: A Re-Examination

carried out in 2006 and between then and now; there could have been some adjustment.
Consequently, it becomes imperative to re-visit and re-examine the validity of the twin
deficit phenomenon for Nigeria.
As it is believed in open economy macroeconomics that budget deficit leads to
deterioration of the current account balance (Jayaraman et al, 2008), it therefore
becomes imperative to find out if the resulting current account balance experienced by
the Nigerian economy is as a result of the substantial increase in its budget deficit over
the years as has been argued by the twin deficit hypothesis or it is the other way round.
This thus raises some pertinent questions like – Is the twin deficit hypothesis still valid
for Nigeria? Is there a long run relationship between budget deficits and the current
account deficits? What are the major channels of transmission through which budget
deficits affect current account deficits? What is the direction of causality between the
budget deficit and the current account deficit?
In response to the above questions and given the recent fiscal expansion due to the
global financial crisis, it becomes relevant and significant for a study like this to revisit
the twin deficit phenomenon for Nigeria and examine the direction of causality. Thus,
using time series annual (secondary) data covering the period 1970 through to 2010,
the study re-examines the long run relationship between the budget and current
account deficits in Nigeria.
Following this introductory section, section two reviews the literature while section
three examines some stylized facts on budget and current account deficit in Nigeria.
Section four contains the methodology and empirical analysis while section five
concludes the study.
Literature Review
Theoretical Review
In empirical literature, two major theories are commonly used to explain the causal link
between the budget deficit and the current account deficits. They include the MundellFleming model of exchange rate regime and the Ricardian Equivalence Hypothesis
approach.
The Mundell-Fleming Model Framework
This model was developed by the works of Robert Mundell (1968) and J. Marcus
Fleming (1967) and it offers an exchange rate approach to analyzing how the budget
and current account deficits are related. The model presupposes a small open economy
with full international capital mobility with the assumption that interest rate is the
same in the world economy, except in cases where capital controls exist (Olga, 2000).
It posits that a positive relationship exists between the two deficits and that causality
is from budget deficit to current account deficit. The model is often used by the
conventional Keynesians to argue that an increase in the budget deficits would cause an
increase in domestic absorption, increase aggregate demand and put upward pressure

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on domestic interest rate above the world rate. This in turn increases imports, reduce
export and bring about an appreciation of the exchange rate thereby deteriorating the
current account balance.
According to Fleegler (2006), as a government borrows to finance its deficits, it drives
up borrowing costs or the interest rates. A higher interest rate makes domestic securities
more attractive and leads to an increased demand for the domestic currency causing
an appreciation of the domestic currency due to the capital inflows. As the currency
appreciates, domestic goods become more expensive relative to foreign goods thereby
leading citizens to increase imports thus increasing the trade deficit (Fleegler, 2006).
Onafowora et al (2006) also argued that in this framework, an increase in government
deficit spending will cause an increase in aggregate demand and the domestic interest
rate. If the domestic interest rate is higher than the world interest rate, there will be a
net capital inflow from abroad and the domestic currency will appreciate. This results
to a rise in imports, a fall in export and the deterioration of the current account balance.
Harshemzadeh and Wilson (2006) also posited that an increase in the fiscal deficit will
lead to current account imbalance by driving up domestic interest rates, exchange rate
and rate of capital inflows. Chang and Hsu (2009) equally argued that the increase in
the budget deficit induces an upward pressure on interest rates which in turn trigger
capital inflows and an appreciation of exchange rates ultimately leading to an increase
in the current account deficit. Arize and Melinderos (2008) pointed out that even
though the Mundell-Fleming suggests a unidirectional causality from budget deficit
to current account deficit, there could be a reverse causality from the current account
deficit to the budget deficit. This can come about if there is a change in expected
inflation. A decrease in expected inflation would lead to currency appreciation and
thus decrease net exports and increase the trade deficits.
Chang and Hsu (2009) also provided another possible explanation reverse causality
between the budget deficit and current account deficit by stating that this reversal could
occur if deterioration in the current account balance leads to a slower pace of growth
and hence an increase in the budget deficit. Kim and Kim (2006) equally argued that
out reverse causality could be as a result of excessive trade deficits plunging an economy
into a recession and subsequently leading to a financial or solvency crisis in which
large injections of public fund may be needed to rehabilitate the struggling financial
sector or minimize the severity of a recession. This reverse causality was referred to
as “current account targeting” and suggests that external adjustments may be sought
through the budget or fiscal policy. Furthermore, Arize and Melinderos (2008) posited
that bidirectional causality could also exist between the twin deficits whereby the
existence of significant feedbacks causes causality to run in both directions. This was
corroborated by Chang and Hsu (2009). Thus, it becomes necessary to complement
budget-cut policies with a coherent package, focusing on policies for export promotion,
productivity improvement and exchange rate (Arize and Melinderos, 2008).

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The Ricardian Equivalence Hypothesis
An alternative explanation for the existence of long run equilibrium relationship
between the budget deficit and the current account deficit is based on the Ricardian
Equivalence Hypothesis (REH) which is commonly associated with the work of Barro
(1989). He stated that the ricardian equivalence implies that taxpayers do not view
government bonds as net wealth; hence its acquisition by individuals does not alter
their consumption behaviour. Critics of the Mundell-Fleming framework question
the sequence of causation described by the model and thus employed the Ricardian
equivalence hypothesis to argue the absence of any relationship between budget deficit
and current account deficit. These proponents argue that in a Ricardian world, it is
believed that a budget deficit that is financed through a tax cut and bond sales would
be perceived by individuals as incurring future tax liabilities to service and retire the
increased debt (Onafowora and Owoye, 2006; Yanik, 2006 and Ratha, 2011). The
Ricardian Equivalence Hypothesis dispenses entirely with the income-expenditure
approach and relied instead on the inter-temporal approach.
They asserted that since a government‟s means of finance do not alter private agents‟
inter-temporal budget constraints; the real interest rate, the quantity of investment or
current account balance will not be affected. They claimed that budget deficits do not
cause any interest and exchange rate changes which thus have no effect on the current
account imbalances (Chang and Hsu (2009). The main assumption of the REH is that
changes in budget deficit will have no effects on domestic interest rates, total savings,
investment, price level and national income; thus not having effect on current account
balance. The argument is that a reduction in taxes which is accompanied by an increase
in budget deficit does not affect growth of consumption and hence, does not have any
expansionary effect as households tend to increase savings in anticipation of higher
taxes in the future which are necessary to redeem the debt (Gadong, 2009).
Furthermore, Mamdouh (2000) posited that a tax cut (leading to a budget deficit) has
the effect of reducing public revenues and public savings thus enlarging the budget
deficit. This however, increases private savings by an amount equal to the expected
increase in the tax burden in future years (Arize and Melinderos, 2008). In other
words, savings will respond positively to the changes in budget deficit leaving the trade
deficit unaltered. Equally, if the government runs a deficit by borrowing, economic
agents being rational will expect that government will raise future taxes to finance the
borrowing (budget deficit) and so they will rather increase their savings to meet the
future tax burden. Thus, alterations in the composition of public financing will have
no impact on real interest rate, aggregate demand, private spending, exchange rate and
ultimately, the current account balance (Arize and Melinderos, 2008). However, the
ricardian equivalence theorem argues that either ways of financing the deficit (through
reduced taxes or issuance of bonds), the present value wealth of private households
is not altered since both temporarily reduced taxes and issuance of bonds represents
future tax liabilities (Hakro, 2009).

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Methodological and Empirical Review
In analysing the relationship between the budget deficit and the current account
deficit, the most commonly used method employed in estimation is the co-integration
approach, the Granger causality test, Vector Error Correction(VEC) model and the
Vector Autoregressive (VAR) model (Chang and Hsu, 2009; Hashemzadeh and
Wilson, 2006). The nature of this relationship is said to vary across countries and
periods and different studies arrived at different conclusions as a results of difference in
data set used and methodologies (Hashemzadeh and Wilson, 2006). Abbas et al (2010)
identified three categories of methodologies broadly used to study the twin deficits
relationship. The first category studies the impact of fiscal policy on external balance
using causality tests and VARs. The second category analyze the long term correlation
between indicators of fiscal policy and external imbalances using co-integration
techniques and single or panel regression techniques. The third category invokes the
narrative approach to identify exogenous changes in fiscal policy and uses regression
analysis to study the impact on external imbalances.
This study takes a look at a review of some of the methods used in some previous
studies carried out on the twin deficit relationship. Arize and Melinderos (2008)
employed the conventional fractional co-integration approach and the multivariate
Wald test for Granger causality in testing for dynamic linkages and causality between
the budget and trade deficits for selected countries in Africa. Their study found a unidirectional causality and thus supported the twin deficit hypothesis. Ganchev (2010)
used VAR and VEC model in his analysis for Bulgaria and his results rejected the twin
deficit hypothesis in the short run but indicated it might be valid in the long run.
Egwaikhide (1997) did a simulation exercise by constructing a number of behavioural
equations using descriptive statistics such as t-values, F-test, DW test, R2 and the
standard error of the regression. His simulation experiments show that budget deficit,
engendered by increased expenditure, leads to a deterioration of the current account.
Korsu (2006) performed a similar simulation experiment to that of Egwaikhide
(1997) to investigate the effects of fiscal deficits on the external sector performance
for Sierra Leone, but he used a 3 Stage Least Squares (3SLS) approach. His study
could not directly identify the direction of causality. Shukur and Hatemi (2002)
tested the causality direction between the twin deficits in the US using the Rao‟s
multivariate F-test combined with Bootstraps simulation technique which they argued
has appealing properties. Their study found that there is a uni-directional causality
which runs from current account deficit to budget deficit. Specifically, budget deficit
granger causes current account deficit for 1975 to 1989 sub-period, while current
account deficit granger causes budget deficit for the 1990 to 1998 sub-period. Afonso
and Rault (2009) equally employed the Bootstrap panel Granger causality test to
investigate existence of causality between current account balance and budget balance
for different EU and OECD countries. Their results showed a causal relation from
budget deficits to current account deficits for several EU countries: Bulgaria, Czech
Republic, Estonia, Finland, France, Italy, Hungary, Lithuania, Poland, and Slovakia,
along the lines of the so-called twin-deficit relationship.

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Olga (2000) employed co-integration and Granger-causality test and found the
transmission mechanism between the two deficits to be mainly through the exchange
rate for Ukraine. The finding showed that budget deficits and current account deficit
were co-integrated while uni-directional causality from budget deficit to current account
deficit existed. Yanik (2006) employed co-integration, Granger-causality, VEC and
impulse response in his methodology while using quarterly data for Turkey. He found
that both deficits are counter-cyclical and move together in the long run indicating
uni-directional causality, where current account deficit causes budget deficit, but not
the reverse. Zamanzadeh and Mehrara (2011) and Celik and Deliz (undated) also
used the same techniques of estimation for Iran and a number of emerging economies
respectively. Their findings showed that bi-directional relationship existed between the
government budget deficit and non-oil current account. Brian (undated) also used
quarterly data of Argentina with co-integration, Granger-causality and chow test. He
found that there was no determinable Granger-causal relationship between budget data
and trade deficit data. Likewise Mukhtar et al (2007) who made use of quarterly time
series data for Pakistan employing co-integration technique and Granger-causality test.
Their study found that a long run relationship exists between the two deficits and also
there was bi-directional causality between the two deficits.
Zengin (n.d)’s VAR model for Turkey indicated that trade deficit do not directly bring
(Granger-causes) about budget deficits but that budget deficit directly affects trade
deficits. Ratha (2011) employed the Bounds-testing approach to co-integration and
error correction modelling on the monthly and quarterly data of India. He concluded
that twin-deficits theory holds in the short-run, but not in the long run for India.
Baharumshah, et al (2006) examined the twin deficit hypothesis in Indonesia,
Malaysia, the Philippines and Thailand using co-integration, impulse response
function and variance decomposition of the VAR model. Their study found long run
relationships between budget and current account deficits. Also, for Thailand, there
was a unidirectional relationship, which runs from budget deficit to current account
deficit. For Indonesia the reverse causation (current account targeting) was detected
while the empirical results indicate that a bi-directional pattern of causality exists for
Malaysia and the Philippines. Abbas et al (2010) used panel regression and panel
VAR for a number of countries ranging from low income countries to emerging
economies and then advanced economies in his methodology. They concluded that
the association between fiscal policy and the emergence of large external imbalances is
limited. Hashemzadeh and Wade (2006) and Evan and Tang (2009) in emphasizing the
dynamic relation between the two deficits employed the VAR technique and causality
tests in their methodology for Cambodia, a transition economy in South East Asia.
Hashemzadeh and Wade (2006) empirical findings suggest that the incidence of twin
deficits appears to be country specific. And the observed cross-country variations with
respect to the effects of fiscal deficits on current account deficits tend to show that the
dynamic relationship between the two deficits is subject to change depending on the
underlying tax system, trade patterns and barriers, monetary regimes, the exchange rate
and a complex host of internal and international forces that shape a country’s economic
status in the global economy. Furthermore, their findings indicated that the presence

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and the direction of causality between the two deficits is generally country specific and
ambiguous in certain cases. For Evan and Tang (2009), their study of Cambodia also
supports the twin deficits hypothesis in which the budget deficits do cause external
deficits, in the short run while these two variables are moving together in the long run.
Chang and Hsu (2009) and Evan et al. (undated) adopted the Toda and Yamamoto
(1995) modified WALD (MWALD) for testing Granger non-causality to evaluate the
budget-current account nexus for the regional economy and Malaysia respectively.
Chang and Hsu (2009) claimed that budget deficits do not cause any interest and
exchange rate changes which thus have no effect on the current account imbalances
while Evan et al (n.d) did not find a significant effect of the budget deficit on the
current account. Fleegler (2006) did a cross-country empirical approach by employing
the multi co-integration analysis in his methodology. The findings suggest that an
economy’s susceptibility to the twin deficits may be time-specific and influenced by
a variety of factors. And specifically, a country’s susceptibility is in part influenced
by where the country is in the development process, who it trades with, and what it
imports and exports. Rauf and Khah (2011) investigated the relationship between
the twin deficit in Pakistan using simple OLS regression technique and Granger
causality. They found that increase in the budget deficit is caused by a decrease of
trade account deficit (the largest component in the current account) Egwaikhide et
al (2002) employed simple regression equation and Granger-causality tests in their
own methodology for a number of West African countries which includes Nigeria and
found that budget deficit leads to a deterioration of the current account balance. Saleh
(2006) employed the Unrestricted Error Correction Model (UECM) and bounds test
(co-integration test) in testing the Keynesian proposition for Lebanon and his findings
partially supported the Keynesian view of the “twin deficit” hypothesis. Schismita and
Sudipta (2011) provided fresh evidence on the twin deficit hypothesis for India within
a multi-dimensional system by giving descriptive statistics and analysis. Their study
found that there was a reverse causation in the twin deficit hypothesis for India and oil
prices helped complete the chain of reverse causation. Also, the direction of causation
is unambiguously seen to run from oil prices to the external deficit to the fiscal deficit
Onafowora and Owoye (2006) found a positive relationship between trade and budget
deficits in both the short run and long run. Their results supported the conventional
Keynesian twin deficits position and refute the Ricardian equivalence hypothesis for
Nigeria. Olga (2000) found budget deficit and current account to be co-integrated
in which case budget deficit Granger-causes a current account deficit for Ukraine.
Ganchev (2010) found the existence of dual causality between fiscal and current
account deficits for the Bulgarian economy. Yanik (2006) using quarterly data of
Turkey supported the REH or the twin divergence theory, stating that causality runs
from current account deficit to budget deficits. Brian (undated) did the twin deficit
analysis for Argentina and also did not find any relationship to exist between the two
deficits. Zengin (undated) on the other hand supported the twin deficit hypothesis
as he found budget deficit to influence trade balance. Ratha (2011) empirical results
suggested that the twin deficit theory holds for India in the short run but not in the
long-run.

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�Twin Deficit in Nigeria: A Re-Examination

Abbas et al. (2010) found the association between fiscal policy and emergence of large
external imbalances to be limited. An improvement in the fiscal balance of 1% of GDP
improves the current account balance by 0.2-0.3 percent of GDP upon impact in
emerging and low income economies. Hashemzadeh and Wilson (2006) emphasized
that the dynamic relationship between the two deficits is subject to change, depending
on the underlying tax system, trade patterns and barriers, exchange rate and a host
of internal and international forces that help to shape an economy. Chang and Hsu
(2009) provided broader evidence on the debate of causal linkage between the budget
and current account deficits for five North European countries, four Asian Tigers and
the United States, concluding that most of the countries supported the twin deficit
hypothesis but the strength varies across countries noting that none of the countries
studied supported the REH.
Fleegler (2006) did a cross-country empirical approach of countries at different stages
of development to ascertain the validity of the twin deficit theory and found multiple
factors contribute to a country‟s susceptibility to the twin deficit. Such factors include
the country‟s stage in its developmental process and its trading partners. Egwaikhide
et al (2002)’s empirical result revealed that for 16 African countries including Nigeria,
budget deficit leads to a deterioration of the current account balance. Mukhtar et al
(2007) made use of quarterly data in testing the twin deficit theory in Pakistan and
found a long run relationship to exist between budget and current account deficit. Their
study however put a doubt on the use of single-equation approach to analysing the twin
deficit hypothesis. Kulkarmi and Erickson (2001) tested the twin deficit hypothesis
with the annual data of India, Pakistan and Mexico. They found no evidence of twin
deficits and causality in Mexico, strong evidence for India and Pakistan. However,
causality for Pakistan was in opposite direction, that is, a reverse causality.
Zamanzadeh and Mehrara (2011) found support for the twin deficit hypothesis in
Iran, likewise the study of Jayaraman and Choong (2008) in Vanuatu, a small open
Island economy in South Pacific. Celik and Deniz (undated) analyzed the Keynesian
well-known twin deficit hypothesis for a group of emerging countries using quarterly
data, they found support for the twin deficit theory. Saleh (2006) observed that in the
case of Lebanon, causality runs from trade deficit to budget deficit, supporting the
Keynesian view that there is a linkage between the two deficits. Shukur and Hatemi
(2002) employed the Rao‟s multivariate F-test combined with bootstraps simulation
technique in testing for the twin deficit phenomenon in the US. They found structural
breaks to be of paramount importance when causality test was conducted as both
budget deficit and current account did not granger cause each other using the whole
sample. After splitting the sample into two sub periods, results showed that budget
deficit causes current account deficits in the first period while the opposite occurred
for the second period. Mukhtar et al (2007) found a long run relationship between the
deficits and bi-directional causality using quarterly time series data for Pakistan. Rauf
and Khan (2011) using annual data found reverse causality to be strong in Pakistan.
Ratha (2011) employed the bounds-testing approach to co-integration and error
correction modelling on monthly and quarterly data for India and concluded that the

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twin deficit theory holds in the short run while the Ricardian Equivalence Hypothesis is
what holds in the long run. The findings of Suchismita and Sudiptal (2011) supported
reverse causality for India. Zengin (n.d) found support for the twin deficit hypothesis
in Turkey using a VAR model and posterior probability bounds test. On the other
hand, Yanik (2006), using Turkish quarterly data and the method of Granger-noncausality tests and VAR, found both budget deficit and current account to be countercyclical and supported the “twin divergence” or ricardian equivalence hypothesis for
Turkey. Momdouth (2002) found that neither the twin deficit hypothesis nor the
ricardian equivalence hypothesis was valid for Saudi Arabia as a petroleum economy.
Zamanzadeh and Mehrara (2011) found support for the twin deficit hypothesis for
Iran rather than the ricardian equivalence hypothesis. Neaime (2008)’s empirical results
for Lebanon showed support for the existence of uni-directional causal relationship in
the short run from budget deficit to current account deficit. Celik and Deniz (n.d)
analysed the twin deficit phenomenon for 6 emerging economies and found support
for the twin deficit hypothesis using advanced econometric techniques for the panel
data. Arize and Melinderos (2008) using a panel of 10 African countries revealed that a
positive long run relation exists however, weak link between the two deficits was found
in the short run and that budget deficits causes current account deficits.
Below is a summary of empirical studies, their type of data set, the methodology they
employed and their results in tabular form.
Table 1. Synopsis of Empirical Studies from the Literature
S/N

Author

Methodology

Transmission
Mechanism

Direction of
Causality

Findings/Results

1.

Onafowora and
Owoye
(2006)

Nigeria, annual
data, 1970-2001,
co-integration,
Granger-causality
and VEC model.

Interest rate
was found to
be strongly
exogenous.

Uni-directional
Causality from
trade deficit to
budget deficit.

A positive long
run relationship
exists between trade
deficits and budget
deficits. Supports
conventional “twin
deficit” hypothesis

2.

Olga
(2000)

Ukraine, quarterly
data, 1995:1
to 1999:4, cointegration and
Granger-causality.

Transmission
works mainly
through the
exchange rate.

Uni-directional
Causality from
budget deficit to
current account
deficit.

Budget deficits and
current account
deficit were found
to be co-integrated.

3.

Ganchev
(2010)

Bulgaria, annual
data, 2000-2010,
Granger-causality,
VAR and VEC
model.

Dual causality
between fiscal
and current account deficits.

Findings reject
the “twin deficit”
hypothesis in the
short-run, but indicate that it might
be valid in the long
run.

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4.

Yanik
(2006)

Turkey, quarterly
data, 1988:1
to 2005:2, cointegration,
Granger noncausality, VAR and
impulse-response
analysis.

Short-run impacts of budget
deficit on current
account deficit
are through the
real exchange rate
and real interest
rate channels.

Uni-directional
causality, current
account deficit
causes budget
deficit, but not
the reverse.

Both deficits
(CAD and BD)
are counter-cyclical
and move together
in the long run.
Supports “twin
divergence” or
the Ricardian
Equivalence
Hypothesis.

Uni-directional
causality

Supports twin deficit hypothesis.

Direct causal
relation exists
from budget
deficit to trade
deficit.

Supports the conventional “twin
deficit” hypothesis.

5.

Arize and
Melinderos (2008)

10 African countries, quarterly
period 1973:2 to
2005:4. Fractional
co-integration
approach and error
correction mechanism.

6.

Zengin
(undated)

Turkey, quarterly
data, 1987:1 to
1998:1, Granger-causality and
VAR model.

7.

Ratha
(2011)

India, monthly
and quarterly
data, 1998-2009,
bounds-testing
approach to
co-integration and
error-correction
modelling.

8.

Abbas et
al. (2010)

124 countries,
annual data, 19852007, panel VAR.

Association
between fiscal
policy and the
emergence of
large external
imbalances is
limited.

The impact is
longer-lasting in
emerging countries
than in advanced
countries.

9.

Hashemzadeh
and Wade
(2006)

Egypt, Iran, Jordan, Kuwait, Syria,
Oman, Morocco,
Turkey and Yemen.
Annual data, 19701990. Causality
test and VAR.

Correlation
between the two
deficits is both
complex and
ambiguous.

Dynamic relationship between
the two deficits is
subject to change
depending on some
underlying factors.

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Transmission
is through
interest rate and
exchange rate.

Twin-deficits theory
holds in the shortrun, but not in the
long run.

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10.

Chang
and Hsu
(2009)

5 North European
countries, 4 Asian
Tigers and the
United States. Annual and quarterly
data,1980 to 2007
Modified WALD
test and Granger
non-causality procedure.

11.

Fleegler
(2006)

12.

Direction of
causality varies
across the different countries.

Shows support
for “twin deficit”
hypothesis, though
the strength varies
across countries.

US, South Korea,
Mexico, Peru and
Costa Rica, annual
data, 1970-2004.
Multi co-integration analysis.

Significant positive correlation
exist between
the twin deficits
for most of the
economies.

An economy’s susceptibility to the
twin deficits may
be time-specific
and influenced by a
variety of factors.

Egwaikhide et al.
(2002)

16 African countries, annual data,
1970-1999, OLS
and Granger-causality test.

In group, causality runs from
current account
to budget deficit.

Budget deficit leads
to a deterioration of
the current account
balance

13.

Mukhtar
et al.
(2007)

Pakistan, quarterly time series
data, 1975-2005,
co-integration,
Granger-causality
and simultaneous
equation model.

Bi-directional
causality runs
between the two
deficits.

A long run relationship exists between
the two deficits.

14.

Saleh
(2006)

Lebanon, annual
data, 1975-2003,
co-integration
(bounds test),
Granger-causality
and Unrestricted
Error Correction
Model (UECM)

Causality runs
from trade deficit to budget
deficit.

Results partially support the
Keynesian view of
the “twin deficit”
hypothesis.

15

Zamanzadeh and
Mehrara
(2011)

Iran, annual data,
1959-2007, co-integration technique
and Vector Error
Correction Model
(VECM).

Bi-directional
relationship
exists between
the government
budget deficit
and non-oil current account.

Supports the twin
deficit hypothesis.

160

Transmission
mechanism varies
across different
countries. For
some, interest
rate, for others,
exchange rate.

Journal of Economic and Social Studies

�Twin Deficit in Nigeria: A Re-Examination

16

Celik and
Deniz
(undated)

Brazil, Czech
Republic, South
Africa, Colombia, Mexico and
Turkey, quarterly
data, 1996Q1 to
2006Q4, panel
co-integration
technique.

Twin deficit hypothesis is supported using advanced
econometric techniques for the panel
data.

17.

Jayaraman and
Choong
(2008)

Vanuatu, annual
data, 1983-2005

Evidence support
twin deficit hypothesis.

Source: Compiled by the Authors
In some of the studies where evidence has been inconclusive, many reasons can
be adduced to this. One important factor is the differences in data set used and
methodologies (Hashemzadeh and Wade, 2006). Another reason include the possibility
of excessive trade deficits plunging an economy into a recession and subsequently
leading to a financial or solvency crisis in which large injections of public fund may
be needed to rehabilitate the struggling financial sector or minimize the severity of a
recession, Kim and Kim (2006).
Some Stylized Facts on the Twin Deficits in Nigeria
Nigeria is an oil-exporting country where the revenues from oil production contribute
more than 95% of its foreign exchange earnings, 40% of Gross Domestic Product
(GDP) and 80% of its fiscal revenues (Onafowokan and Owoye, 2006). The economy
therefore provides a good study to test if the theory of the twin deficit on the direction
of causality is valid as this dependency exposes the country to oil price shock and
volatility, thereby causing fluctuations in government revenues leading to erratic
patterns in public expenditure. A striking feature of Nigeria‟s fiscal operations since
the second half of the 1970s is persistent and rising budget deficits (Egwaikhide,
1997). These rising budget deficits were according to Gadong (2009) as a result of
the oil boom of the early 1970s, in which case the discovery and exploration of oil in
commercial quantity led to an escalation in the government budget. In 1975, with the
oil glut, fiscal deficits emerged in the economy. This trend continued until 1994 with
the exception of 1979 and later in 1997, the trend started again.
Nigeria was one of the many developing countries that adopted the Structural
Adjustment Programme (SAP) during the mid-1980s in the attempt to reduce the role
of the public sector in the economy, reduce the share of fiscal deficit in the GDP, restore
balance of payment equilibrium and maintain a stable price level (Onafowokan and
Owoye, 2006). But as argued by Gadong (2009), the growth of government bureaucracy
permitted by the oil boom, as well as the establishment of public corporations that
had to be maintained even after government revenue (mainly from oil) had declined
made government expenditures to remain high. Table 2 shows the budget and current

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account deficit of Nigeria from 1982 to 2010. From the table, it can be observed that
over the periods when fiscal deficits were sustained, these deficits as proportions of
GDP went as high as 12.44 percent in 1982, 11.94 percent in 1986, 11.45 percent in
1991, 9.53 percent in 1993 and 8.93 percent in 1999. This aggravated the economy’s
debt profile from both domestic and foreign source prior to the debt cancellation the
country received in 2005. Notice that fiscal deficits for the years between 1982 and
1994 all exceeded 4 percent of GDP.
Also, developments in the external sector revealed that periodic deficits in the current
account have characterized Nigeria‟s balance of payment profile. Egwaikhide (1997)
stated that the current account deficit deteriorated from N259 million in 1976 to
N5.2 billion in 1982, though relatively large surpluses were recorded in the last 12
years. A close inspection of available data from figure 1a and 1b show some degree
of association between budget deficit and the current account deficit for most of the
years. Budget deficit was recorded for most of the years, though some years experienced
a current account surplus.
Figure 1a. Graph of Budget and Current Account Deficits for Nigeria, 1970 to 2010
40
30
20
10
0
-10
-20
1970 1975 1980 1985 1990 1995 2000 2005 2010
CAD

BD

Source: CBN Statistical Bulletin (2010)

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�Twin Deficit in Nigeria: A Re-Examination

Figure 1b. Graph of Budget and Current Account Deficits for Nigeria (1970 – 2010)

Source: CBN Statistical Bulletin (2010)
From the graph above, it can be observed in the earlier periods, both deficits move
together even as they fluctuate. From the 1990s to recent periods, the current account
balance has been more of a surplus than a deficit while the budget balance continues to
be in deficit. This brings to mind the issue of the validity of the twin deficit hypothesis
for the Nigerian economy being a oil-dependent economy. In other words, if the
hypothesis holds for Nigeria, does causality still run from budget deficit to current
account deficit? According to Mamdouh (2002), the Keynesian approach which
implies the existence of a direct relationship from the budget deficit towards the trade
deficit may not be applicable to an oil-based economy. This is because the basic source
of income in an oil-based economy like Nigeria is revenue from oil export and these
revenues affect government revenue and export of goods and services. It thus becomes
imperative to ascertain if the direction of causality will flow from current account
deficit to budget deficit.
Model Specification
Following the theoretical literature and methodology of previous empirical studies,
a model can thus be specified for this study that current account deficits of Nigeria
depends on government budget deficits, domestic income(real GDP), money supply,
domestic interest rates and real exchange rate. Theoretically, the relationship between
the twin deficits can be presented in an implicit form to give this equation:
CADt = f (BDt, MONt, RGDPt, INTt, RERt)

			(1)

The explicit form of the model showing the linear relationship between current account
deficit and budget deficit is given as follows:

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CADt = αo + α1BDt + α2MONt + α3RGDPt + α4INTt + α5RERt + et (2)
Where CABt is current account balance as a percentage of GDP; BDt is budget balance
as a percentage GDP; MONt is broad money supply as a percentage of GDP; RGDPt is
real GDP (proxy for domestic income); INTt is the prime lending rate; RERt is the real
exchange rate and et is a white noise disturbance. α1, α2, α3, α4 and α5 are the unknown
parameters.
Technique of Estimation
The econometric analysis of the relationship between the fiscal and current account
deficits usually involves the application of Granger causality (Chang and Hsu, 2006,
Ganchev, 2010) and Vector Autoregressive Models (Hashemzadeh and Wilson, 2006).
Thus, in line with most empirical work on twin deficit hypothesis, this study tests for
the long run equilibrium relationship and direction of causality between budget and
current account deficit. In doing this, the study will carry out a stationarity test, cointegration test and multivariate Granger causality test. The stationarity test helped
determine if the time series are stationary or not as empirical literature has argued
that estimation of time series data that have unit root will produce a spurious result.
Also, the co-integration procedure will help explore the possible long run relationships
among the variables in the model and interpret the evidence of this relationship as the
interdependence between the variables. The Granger causality test will be carried out
within the multivariate framework as against the bivariate framework that is commonly
used. This will help to determine the direction of causality and feedback among the
variables.
The Granger causality test thus helps to determine the direction of causality between
the current account deficits and the budget deficit. This study however employs an
alternative methodology for testing the causality direction between the twin deficits
for Nigeria, which is the multivariate Granger-causality rather than the bivariate
framework. The results of the multivariate framework are said to be more informative
and reliable than the results of the bivariate framework, (Tang, 2010). Also, the
Granger causality tests with the bivariate framework are likely to be biased owing to
the omission of relevant variables that affects the relationship between the two deficits
and their interacting variables.
The basic idea of the Granger causality is that one variable or time series can be
called “causal” to another if the ability to predict the second variable is improved
by incorporating information about the first, (Barret et al, 2010; Onafowokan et al,
2006). In other words, variable Y granger-causes X if in a statistically suitable manner,
Y assists in predicting the future of X beyond the degree to which X already predicts
its own future. According to Barret et al (2010), the Granger causality idea can be
extended to the conditional case as well where Y is said to Granger cause Y conditional
on Z if Y assists in predicting the future of X beyond the degree to which X and Z
together already predict the future of X. This conditional Granger causality is what is
termed multivariate Granger causality (Barret et al, 2010).

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The Granger causality test will be performed with annual data of budget, current account
deficit data and the interacting variables between the two deficits. The Augmented
form of the Granger causality test involving the ECM is formulated in a multivariate
pth order Vector Error Correction (VEC) model and is given below:

∆Yt = Ci + Ʃ Пt ∆Yt-k + λi + ECMt-1 – 1 + εit			

(3)

Where:
∆Yt = 6x1 vector matrix of variables.
Пt = 6x6 square matrix of βit
∆Yt-k = 6x1 vector matrix of lagged values of variables.
ECMit = 6x1 vector matrix of the error correction model.
εit = 6x1 vector matrix of the error terms.

The above matrix equations can also be written in the following form:
∆CADt = α1 + Ʃβ1∆CADt-i + Ʃθ1∆BDt-i + Ʃδ1∆MONt-i + Ʃγ1∆RGDPt-i +
Ʃλ1∆INTt-i + Ʃρ1∆RERt-1 + ПECMt-1 + εt				(4)
∆BDt = α2 + Ʃβ2∆BDt-i + Ʃθ2∆CADt-i + Ʃδ2∆MONt-i + Ʃγ2∆RGDPt-i +
Ʃλ2∆INTt-i + Ʃρ2∆RERt-1 + ПECMt-1 + εt 				(5)
∆MONt = α3 + Ʃβ3∆CADt-i + Ʃθ3∆BDt-i + Ʃδ3∆MONt-i + Ʃγ3∆RGDPt-i +
Ʃλ3∆INTt-i + Ʃρ3∆RERt-1 + ПECMt-1 + εt 				
(6)
∆RGDPt = α4 + Ʃβ4∆CADt-i + Ʃθ4∆BDt-i + Ʃδ4∆MONt-i + Ʃγ4∆RGDPt-i +
Ʃλ4∆INTt-i + Ʃρ4∆RERt-1 + ПECMt-1 + εt				(7)
∆INTt = α5 + Ʃβ5∆CADt-i + Ʃθ5∆BDt-i + Ʃδ5∆MONt-i + Ʃγ5∆RGDPt-i +
Ʃλ5∆INTt-i + Ʃρ5∆RERt-1 + ПECMt-1 + εt 				(8)
∆RERt = α6 + Ʃβ6∆CADt-i + Ʃθ6∆BDt-i + Ʃδ6∆MONt-i + Ʃγ6∆RGDPt-i +
Ʃλ6∆INTt-i + Ʃρ6∆RERt-1 + ПECMt-1 + εt 				(9)
The choice of the test is in line with the Mudell-Fleming theory. Many studies have
been done using the Ricardian Equivalence Hypothesis (REH) especially in Nigeria as
such this study tries to extend this by using the Mudell-Fleming theory.

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Description of Variables and A priori Expectations
Current Account Deficit as a percentage of GDP (CAD): This represents the sum of the
difference between imports of goods and services, exports of goods and services plus
net income from abroad and is measured as percentage of GDP. It is the dependent
variable in the model of the twin deficit.
Budget Deficit as a percentage of GDP (BD): This represents the excess of government
expenditure over revenues for different years measured as percentage of GDP. It is
expected to have a positive sign as increases in government budget deficit will lead to
a deterioration of the current account balance while reduction in budget deficit will
improve the current account balance.
Money Supply as percentage of GDP (MON): This is simply defined as M2 which is broad
money calculated as a percentage of GDP. It consists of narrow money in addition to
savings and time deposits with banks including foreign denominated deposits. It is
expected to have a positive sign as increases in money supply will improve the current
account balance, that is reduce the current account deficit in the long run.
Real Gross Domestic Income (RGDP): This is used as a proxy for domestic income. It is
the Gross Domestic Product at constant basic prices and is expected to be negatively
signed as increases in domestic income have the effect of worsening (enlarging) the
current account deficits in the long run.
Interest Rate (INT): This is the Prime lending rate which is the interest rate charged by
banks to customers for loanable funds which is to be used for investment purposes.
This is expected to be negatively signed as increases in domestic interest rate which is as
a result of increases in aggregate demand will increase imports and worsen the current
account balance in the long run.
Real Exchange Rate (RER): This is the official exchange rate at which the local currency
which is the naira exchanges for a dollar. It is expected to have a negative sign as the
appreciation of the domestic currency will worsen the current account balance in the
long run and vice versa.
Data Sources and Measurement
This study made use of annual data for Nigeria for the period 1970 to 2010 (40
years). The current account balance, budget balance and the money supply (M2)
were calculated as percentage of GDP and is represented by CABt, BBt and MONt
respectively. Also, to account for different channels of interaction between the current
account balance and the budget balance, other variables were included in the analysis.
They include Real GDP (as a proxy for domestic income) represented as RGDP,
treasury bills rate (used as a proxy for interest rate) and represented as TBR and real
interest rate represented as RER. All the variables are in percentage in exception of Real
GDP which is in naira, the interest rate which is in rate and the exchange rate which
represents the rate at which the naira exchanges for a dollar. The data for the study was

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�Twin Deficit in Nigeria: A Re-Examination

sourced from the 2010 edition of the CBN Statistical Bulletin and the World Bank
Development Indicators (WDI).
Presentation and Discussion of Results
Correlation Matrix
The correlation matrix helps to identify the level of correlation that exists among the
independent variables. From Table 2, it can be observed that budget deficit has a 44
percent positive correlation with the current account deficit while real exchange rate
has a strong positive correlation with the current account deficit with 58 percent. This
implies that budget deficit is averagely correlated with the current account deficit.
Also, only money supply has a negative and weak correlation of about 26 percent with
current account deficit. In the same vein, the RGDP and the interest rate has a positive
correlation of 50 percent and 29 percent respectively.
Table 2. Correlation Matrix
CAD

BD

MON

RGDP

INT

CAD

1.000

BD

0.434

1.000

MON

-0.266

-0.554

1.000

RGDP

0.501

0.010

0.235

1.000

INT

0.293

-0.243

-0.188

0.606

1.000

RER

0.579

0.184

0.027

0.886

0.462

Source: Author’s computation with E-Views

RER

1.000

Where CAD is current account deficit as a percentage of GDP, BD is budget deficit as
percentage of GDP, MON is money supply as percentage of GDP, RGDP is real GDP,
INT is prime interest rate and RER is official exchange rate.
Unit Root Test
The next step is the determination of the time series properties of each variable based on
unit root tests. This is used to determine if the time series variables under observation
are stationary or not. This is because most time series data sets are often found not to be
stationary and estimation with such data produces a spurious result. Various methods
are often used to test for stationarity of variables, they include Dickey-Fuller (1979 &amp;
1981), Augmented Dickey-Fuller (1979), GLS Detrended Dickey-Fuller (GLS-DF,
1996), Phillips-Perron (1998), Kwiatkowski-Phillips-Schmidt-Shin (KPSS, 1992), NgPerron (2001) among others. However, this study employed the Augmented DickeyFuller (ADF) unit root test to test for non-stationarity or otherwise of the variables.
Table 3 below presents the results of the stationarity test for each of the variables.

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Table 3. Augmented Dickey-Fuller (ADF) Unit Root Test
SERIES

ADF at Levels

ADF at First Difference

Order of Integration

CAD

-3.499651**

-6.782101

I (O)

BD

-4.013597*

-9.203227

I (O)

MON

-1.621164

-5.885483*

I (1)

RGDP

1.975411

-5.303351*

I (1)

INR

-1.472475

-9.781999*

I (1)

RER

0.571636

-5.795255*

I (1)

Source: Author’s computation with E-views

Note: A variable is stationary when the ADF t-stat is greater than the critical values at
a given level of significance. * and ** indicates stationarity at 1 percent and 5 percent
level of significance.
From the table 3 above, it can be observed that only the budget deficit and current
account were stationarity at levels at 1 percent and 5 percent level of significance
respectively, the others were found not to be stationary at levels. However, all the
variables became stationary after the first differencing; in other words, all the variables
were integrated of order 1 that is I(1). Thus, the null hypothesis of the presence of a
unit root is rejected at first difference as the absolute values of the ADF statistics were
greater than the critical values at 1 percent level of significance.
Co-integration Test
Having ascertained the order of co-integration, the next step is to test for the existence
of a long run relationship between budget deficit and current account deficit together
with their interacting variables. The purpose of the co-integration test is to determine
whether a group of non-stationary series is co-integrated or not. Engle and Granger
(1987) pointed out that if the linear combination of non-stationary series exists,
then the non-stationary time series are said to be co-integrated. The stationary linear
combination is called the co-integrating equation and may be interpreted as a long run
equilibrium relationship among the variables. In the study, the multivariate Johansen
co-integration test will be used as against the Engle and Granger two-step procedure.
According to Tang (2010), the major advantage of using the multivariate co-integration
approach is that it has superior properties in particular for two or more variables in
a system as it is not sensitive to the choice of dependent variables as it assumes all
variables to be endogenous. Also, the Johansen test is preferred to the Engle and
Granger two step procedure as the latter first estimates the regression equation and
test for stationarity of the residual, this can bring about the transmission of errors. In
addition, the Johansen method shows the number of co-integrating equations as well
as the estimation of the long run equation which is not possible with the Engle and
Granger two step procedures (Arize and Melinderos, 2008).

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Johansen proposes two different likelihood ratio tests of significance of theses
economical correlations. These are the trace tests and the maximum eigen value tests.
The trace test statistics tests the null hypothesis “there are at most r co integrating
relations” against the alternative hypothesis of “m co integrating relations” (that is,
the series are stationary), r = 0, 1, 2, ..., m-1. The maximum eigen value on the other
hand test the null hypothesis “there are co-integrating relations” against the alternative
hypothesis “there are r + 1 co-integrating relations”. The co-integration rank test which
is to test the number of co- integrating vectors was done under the assumption that
the series have no deterministic trend and have intercept. This is because a number of
the variables were found to have intercepts when the line graph was constructed. The
results of the Johansen co-integration test is presented in table 4 and 5.
Table 4. Johansen Co-integration Test (For Trace Stat.)
Hypothesized

Trace

0.05

No. of CE(s)

Eigen value

Statistic

Critical Value

Prob.**

None *

0.683006

130.3979

103.8473

0.0003

At most 1 *

0.589095

85.59187

76.97277

0.0095

At most 2

0.463455

50.90557

54.07904

0.0932

At most 3

0.350045

26.62396

35.19275

0.3082

At most 4

0.158355

9.820732

20.26184

0.6574

At most 5

0.076345

3.097264

9.164546

0.5627

Source: Author’s computation with E-views.
Trace indicates 2 co-integrating equations at 0.05 level.
* denotes rejection of hypothesis at 0.05 level.

Table 5. Johansen Co-integration Test (Max-Eigen value Stat.)
Hypothesized
No. of CE(s)
None *
At most 1
At most 2
At most 3
At most 4
At most 5

Eigen value
0.683006
0.589095
0.463455
0.350045
0.158355
0.076345

Max-Eigen
Statistic
44.80599
34.68630
24.28162
16.80322
6.723468
3.097264

0.05
Critical Value
40.95680
34.80587
28.58808
22.29962
15.89210
9.164546

Source: Author’s computation with E-views.
Max-Eigen stats indicate 1 co-integrating equation at 0.05 level.
* denotes rejection of hypothesis at 0.05 level.

Prob.**
0.0176
0.0517
0.1613
0.2450
0.7031
0.5627

The result of the trace and maximum Eigen value summarized in Table 4 and 5

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indicates the possibility of rejecting the null hypothesis that says there are no cointegrating vectors at 5 percent level of significance. This confirms the existence of long
run equilibrium relationship between budget deficit and the current account deficit as
the trace statistics indicates 2 co-integrating relationship while the maximum Eigen
value indicates 1 co-integrating relationship, which means that they do not diverge
away from each other in the long run. However, in this study, the indication of the
maximum Eigen value test is followed. This is because the maximum Eigen value test
is more likely to give normal result as regards the number of equations in the model
that would converge towards the long run equilibrium path.
Table 6. Normalized Co-integrating Coefficients (Standard Error in Parenthesis)
CAD

BD

MON

LRGDP

INT

RER

C

1.000000

0.275883

0.443051

-4.24E-06

-0.385598

-0.165482

-5.985680

(0.42769)

(0.20966)

(1.4E-05)

(0.29101)

(0.04313)

(5.75258)

Source: Author’s computation with E-views
Max-Eigen stats indicate 1 co-integrating equation at 0.05 level.
* denotes rejection of hypothesis at 0.05 level.

Furthermore, the estimates of the normalized co-integrating vector generated by the cointegration test is reported at the bottom of table 6 showing long run effect of budget
deficit (BD) and the other interacting variables. The related t-statistics are reported in
parenthesis below each coefficient. The existence of a unique co-integrating vector here
implies that equilibrium relationship exists among the co-integrating variables and that
no matter the fluctuation in the short run; these variables have a tendency to return to
this equilibrium path in the long run. In other words, given an initial disequilibrium,
the co-integrating variables will not wander away from one another endlessly but will
eventually return to its established equilibrium path.
From the normalized co-integrating coefficients above, it can be observed that only
money supply and exchange rates were found to be statistically significant given their
t-statistics. Also, the budget deficit and money supply were negatively signed while the
RGDP, interest rate and exchange rate were positively signed. In other words, in the
long run, a 1 percent change in BD will lead to approximately a 28 percent decrease in
the current account deficit but it is not significant. Also, a 1 percent change in money
supply will result to about 44 percent decrease in the current account.
Multivariate Granger Causality Test
Given that the variables are not co-integrated, the ECM (using the Johansen) cannot
be applied as such, we proceeded to carry out the causality test. The Granger causality
test thus, helps to test the existence of causality and determine its direction. In most
studies on the relationship between the budget deficit and the current account deficit,
the most commonly used type of Granger causality is the bivariate framework. The
Granger causality tests with the bivariate framework are said to be biased owing to the

170

Journal of Economic and Social Studies

�Twin Deficit in Nigeria: A Re-Examination

omission of relevant variable(s) that affects the relationship between the twin deficits
(Tang, 2010).
Also, the multivariate Granger causality shows how the other variables individually
and jointly Granger causes the dependent variable. This is a remarkable improvement
over the bivariate framework. This study employs the Vector Error Correction (VEC)
Granger causality/Block Exogeneity Wald test to test for the multivariate Granger
causality which shows causality among the variables of interest. The multivariate
Granger causality can be performed in various ways but this study will use the Granger
causality Block Wald test within the VEC model framework. The result is presented in
table 7 through 12 below.
VEC Granger Causality/Block Exogeneity Wald test
Table 7. Dependent Variable; D (CAD)
Excluded

Chi-Square

df

Prob

D(BD)

1.381567

2

0.5012

D(MON)

5.089605

2

0.0785

D(RGDP)

2.220917

2

0.3294

D(INT)

1.524860

2

0.4665

D(RER)

1.117600

2

0.5719

ALL

12.78470

10

0.2360

Source: Author’s computation with E-views
Table 8. Dependent Variable; D (BD)
Excluded

Chi-Square

df

Prob

D(CAD)

5.088710

2

0.0785

D(MON)

2.399733

2

0.3012

D(RGDP)

8.187262

2

0.0167

D(INT)

3.559773

2

0.1687

D(RER)

2.178612

2

0.3364

ALL

17.59277

10

0.0622

Source: Author’s computation with E-views
Table 9. Dependent Variable; D (MON)
Excluded

Chi-Square

df

Prob

D(CAD)

1.662903

2

0.4354

D(BD)

3.195489

2

0.2024

D(RGDP)

5.180465

2

0.0750

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D(INT)

1.613148

2

0.4464

D(RER)

2.191019

2

0.3344

ALL

9.580632

10

0.4780

Source: Author’s computation with E-views
Table 10. Dependent Variable; D (RGDP)
Excluded

Chi-Square

df

Prob

D(CAD)

8.221225

2

0.0164

D(BD)

6.546916

2

0.0379

D(MON)

13.92505

2

0.0009

D(INT)

3.758688

2

0.1527

D(RER)

2.749333

2

0.2529

ALL

31.79899

10

0.0004

Source: Author’s computation with E-views
Table 11. Dependent Variable; D (INT)
Excluded

Chi-Square

df

Prob

D(CAD)

8.401906

2

0.0150

D(BD)

0.773984

2

0.6791

D(MON)

0.626852

2

0.7309

D(RGDP)

0.984094

2

0.6114

RER

0.345336

2

0.8414

ALL

16.02099

10

0.0990

Source: Author’s computation with E-views
Table 12. Dependent Variable; D (RER)
Excluded

Chi-Square

df

Prob

D(CAD)

0.161862

2

0.9223

D(BD)

0.411191

2

0.8142

D(MON)

4.550628

2

0.1028

D(RGDP)

0.611457

2

0.7366

D(INT)

2.117522

2

0.3469

ALL

7.449806

10

0.6824

Source: Author’s computation with E-views

Applying the WALD test, the results from table 8 shows that the causality between
budget deficit and current account deficit does not exist, but rather from current
account deficit to budget deficit. The value 0.5012 is not statistically significant
showing that budget deficit does not granger cause current account deficit. Only

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Journal of Economic and Social Studies

�Twin Deficit in Nigeria: A Re-Examination

money supply was found to granger cause the current account deficit at 5 percent
level of significance even though their joint p-value was found not to be significant
(0.2360). However, Table 9, the probability value of current account deficit which is
0.0785 shows that current account deficit significantly granger cause the budget deficit
at 5 percent level of significance when budget deficit is the dependent variable. This
result implies that only a unit-directional causality exists between the twin deficit and
it flows from current account deficit to budget deficit as against the proposition of the
Keynesians that the flow is from budget deficit to current account deficit. In other
words, for the Nigerian economy, reverse causality is what is evident.
A possible reason for this reverse relationship is that budget policies in Nigeria have
been accompanied by substantial external trade deterioration. And given that increase
in government spending is mostly transitory, it has little or no effect on the permanent
income and consequently consumption plans of domestic households. Thus, when
the government uses debt to finances increases in its spending, it leads to a near static
increase in domestic private savings while the budget deficit incurred will have a
near proportional effect on the current account. Basically, the budget deficit will lead
to higher interest rates and this higher interest rates lead to the appreciation of the
exchange rate and this leads to the widening of current account deficit. The results
obtained though consistent with many other results may not be generalizable given
that the Nigerian economy, being an oil rich country that relies much on oil revenue,
may be affected by occurrences that affects the oil market and subsequently the price
of oil internationally.
The result of this study confirms the earlier result from Egwaikhide, et al (2002) for
Nigeria. Furthermore, it supports the findings of Kulkarmi and Erickson (2001) for
Pakistan; Neaime (2008) for Lebanon; Arize and Melinderos (2008) for selected 10
African countries including Nigeria; Suchismita and Sudiptal (2011) for India and
Rauf and Khan (2011) for Pakistan, among others.
Summary of Findings, Policy Implications of Result and Conclusion.
This study investigates the twin deficit relationship in an oil-dependent open economy
like Nigeria where exports, government revenue and income are closely linked with
oil revenue. The study attempted to prove that even in a petroleum economy, the
Keynesian proposition of a long run equilibrium relationship exists between the twin
deficits, but the direction of causality is reversed. The study showed that the twin
deficits hypothesis was valid for the Nigerian economy as the result from the cointegration test showed the existence of long run equilibrium relationship between the
budget deficit and the current account deficit. Also, the study found strong support for
reverse causation also known as “current account targeting” for Nigeria. This implies
that even the Mundell-Fleming model was valid for Nigeria; the direction of causality
was not from budget deficit to current account deficit but rather from current account
deficit to budget deficit. This can be attributed to the nature of the Nigerian economy
being an oil-based and oil-dependent economy.

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The economic implication of this phenomenon is very important for the Nigerian
economy. The reverse causality that was found to exist for Nigerian implies that if the
Nigerian government intends to reduce the “twin deficit” phenomenon in Nigeria, it
must begin by reducing the current account deficits. In other words, policies showed
should be geared towards controlling the deficit in the current account most especially
by diversifying the export base of the economy by promoting non-oil exports. Since
the current account balance of Nigeria depends on oil prices, the government should
endeavour to diversify the sources of the National income by encouraging exports of
non-oil products and reducing imports.
The multivariate Granger causality test which was done using the Wald/exogenueity
test within the VECM framework showed a uni-directional causality flowing from
the current account deficits to the budget deficits in Nigeria for the period of review
by this study. The result of the Wald Test showed that the causality between budget
deficit and current account does not exist, but rather the current account deficit is the
one that causes the budget account deficit for the Nigerian economy. The ECM which
shows the speed of adjustment back to equilibrium reflected that the model has about
59 percent adjustment to equilibrium from the long run to the short run which is a
moderate adjustment. The examination of the relationship between the twin deficits
has important policy implications for the economy. Firstly, persistent large deficits
is believed to cause indebtedness as government will tend to resort to borrowing
internally and externally which may affect the debt profile of such economy. Secondly,
it imposes burden on the future generations as debt incurred by the government to
finance the deficits is carried into future generations. Also, since increases in current
account deficit reflect escalating government budget deficits, the current account deficit
cannot be remedied by just fiscal consolidation as argued in some empirical literature.
Similarly, if the causal role of the twin deficit is incorrect, then reductions in the federal
budget deficit may not resolve the current account dilemma causing diversion of scarce
economic resources from relevant sectors.
Based on the study’s findings, it was recommended that: If government intends to
reduce its “twin deficit” dilemma, it must begin by reducing its current account deficits
and this can be achieved by reducing imports, increasing exports or a combination
of both measures. Also, since the findings of this study showed evidence of reverse
causation from current account deficits to budget deficits, adjustments in fiscal balance
can only be achieved through the implementation of strong external policies. The
strong found that of all the interacting variables, only money supply Granger causes
current account deficits. This implies that changes in the money supply base of the
Nigerian economy will impact significantly in the current account balance. So the
Central Bank of Nigeria must endeavour to consciously monitor the supply of money
in the economy. In reducing the current account deficit, increase in domestic savings is
required which in turn requires the development of a strong financial sector.

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                <text>Abstract: This study re-examines the long run relationship between the budget and current account deficits in an oil-dependent open economy like Nigeria using a multivariate Granger causality test within the VECM framework. This result confirmed the existence of a long run relationship between the budget and current account deficit in Nigeria, thus supporting the Mudell-Fleming theory and refuting the Ricardian Equivalence Hypothesis (REH). The causality result indicates no causality between budget deficit and current account while the current account deficit causes budget account deficit. This implies that reduction in the current account deficits will help reduce the “twin deficit” dilemma.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

Two Women, Two Wars, Two Plays:Queen Elizabeth I and Lady Thatcher
in the Theatre
Nilgün Müftüoğlu
Department of Translation &amp; Interpretation
School of Foreign Languages
Karadeniz Technical University
Turkey
denizmuftuoglu6107@hotmail.com

Abstract: Theatre does not only provide people with mere entertainment but also
throughout history it has functioned as an effective instrument through which those in
power impose their policies or playwrights vigorously criticize these policies. In this sense,
Elizabethan drama, which is often associated with Shakespeare, played a significant role of
endorsing the ideas and policies of a woman ruler, Queen Elizabeth I, namely maintenance
of order and equilibrium in that particular period, whereas Lady Thatcher’s policies, one of
the longest serving politician in British Political History, came under severe criticism from
the prominent contemporary playwrights in the 1980s. In this paper, Elizabeth I and
Margaret Thatcher are compared in terms of their portrait in the theatre by referring to two
plays, Henry V and Sink the Belgrano!. Although Henry V is not a play directly about
Elizabeth I, it celebrates Elizabeth I and her victory at the defeat of Spanish Armada. And
Sink the Belgrano! directly criticizes Thatcher’s policy in Falklands War.

Throughout history theatre has not only provided people with mere entertainment but also functioned as
an effective instrument through which those in power have imposed their policies while simultaneously allowing
playwrights to vigorously criticize these policies. This can be seen particularly clearly in the comparison
between Elizabethan Drama and the theatre under Thatcher’s rule. Elizabethan drama which is often associated
with Shakespeare played a significant role in endorsing the ideas and policies of a woman ruler, Queen Elizabeth
I, namely maintenance of order and equilibrium in that particular period. On the other hand, Lady Thatcher’s
policies, one of the longest serving politicians in British Political History, came under severe criticism from the
prominent contemporary playwrights in the 1980s. Such an argument might be strengthened by attention to their
portraits in the theatre by referring to two plays, Shakespeare’s Henry V and Steven Berkoff’s Sink the
Belgrano!. Although Henry V is not a play directly about Queen Elizabeth I, it alludes to Elizabeth and her
victory at the defeat of the Spanish Armada. On the other hand, Sink the Belgrano! directly criticizes Thatcher’s
policy in the Falklands War.
These two ruling women, Queen Elizabeth I from the sixteenth century and Margaret Thatcher from the
twentieth century, share many similarities in terms of their character and political events of their era. Both
women exhibit characteristics that prevent themselves from behaviors peculiar to the weaker sex. Elizabeth I was
so concerned with the welfare of her country that she turned down all marriage proposals for the sake of her
country as she thought that marriage would only serve to distract her from her governmental duties. Elizabeth’s
commitment to her country is strikingly clear in this expert from her coronation speech. As she displayed her
coronation ring, just like a wedding ring she stated as such “Behold…the Pledge of this my Wedlock and
Marriage with my Kingdom. Every one of you, and as many as are English-men, are Children and Kinsmen to
me” (Thomas, 1998, p. 95). Like a wife and a mother with responsibilities for her husband and children,
Elizabeth had the responsibility to maintain the order and safety in the country as well as to remain faithful.
Then, how could people expect her to marry while she had already been married?
As for Margaret Thatcher, she had a hair-style in the appearance of being contrived and always dressed
in either black or blue with an intention to have more impact than her male colleagues (Peacock, 1999).
Elizabeth I had only one wish which was to get England to be recognized as a world power. By the same token,
Margaret Thatcher desired to prove that England was still the world power as it used to be. Neither Elizabeth I
nor Lady Thatcher inherited a peaceful and stable country. When Elizabeth I ascended to the throne in 1558,
country was suffering from serious economic problems including inflation, the debasement of coinage and their
farmers were struggling with another bad harvest (Hibbert, 1992). Likewise, in 1979 when Margaret Thatcher
was elected as the Prime Minister, she too witnessed a near national breakdown with an inherent consequence of
widespread distress (Reitan, 2003). Moreover, both Elizabeth I and Lady Thatcher had to deal with the power

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struggles between two opposites. The former was caught between Protestantism and Catholicism and the latter
between the Conservative and the Labor Party. In other words, they both had to prove themselves as powerful
and talented leaders in the eyes of their people as well as their enemies. In this respect, the victories at the wars
against Spain in 1588 and against Argentina in 1982 provided the prestige and popularity they looked for.
In 1588, Philip II of Spain attacked England for a number of reasons: the piratical raids of English
sailors on Spanish ships and ports, the intolerable interference of Elizabeth I in the Netherlands and the Pope’s
desire to overthrow Elizabeth I, whom he announced as heretic (Carter &amp; Mears, 1960). The battle drew to a
conclusion with the defeat of the Spanish Armada. This victory not only secured the throne of Elizabeth I but
also made England the most powerful naval force in the world. Thus, it paved the way for England to colonize
North America. In addition, this meant a victory gained against Catholicism. On November 24th 1588, Elizabeth
I gave thanks for the nation’s victory in St Paul’s Cathedral. Hibbert (1990) states that she arrived at the
cathedral in a chariot drawn by two white horses and she was like the Goddess of Victory. From then on, people
admired her so much that whenever the queen passed through the streets, they were eager to show their
adherence.
In the same manner, the Falklands War began when Argentina invaded the Falklands Islands and South
Georgia in April, 1982, propounding the historic claim that the islands belonged to them. The Falklands issue
was regarded as a chance by the governments because neither political nor economic situation was good in either
country. For this reason, this war had important political consequences for both sides. The defeat of Argentina
hastened the downfall of its government. In England’s case it reminded individuals all around the globe that
England still had the power and ability that was so notable in its past. In particular, this victory meant a great
deal to Margaret Thatcher since “Thatcherite triumphalism was born in the Falklands war” (Clarke, 1996: 375
cited in Cross, 2004: 174). It secured a second term as Prime Minister for Thatcher, who hitherto has been
among the most unpopular leaders of Britain. With the advent of victory, people began to regard her as a
powerful leader standing against a foreign power and voted for the Conservatives in the 1983 election (Evans,
2004). Thatcher recognized herself as the savior and unifying force of Britain (Cross, 2004), which reaches its
fullest expression in her remarks on April 25th of 1982. Addressing to the public in front of the cameras outside
10 Downing Street, she wanted them just to rejoice. As Peacock (1999) states, “such self-aggrandizement
exhibited monarchical tendencies.” (p. 19). The fact the Thatcher sunk a battleship and eventually defeated
Argentina- a Spanish speaking nation, identified her in the minds of the people as a second Queen Elizabeth I
(Cross, 2004). However, unlike Elizabeth I, Thatcher was annoyed by the Archbishop of Canterbury at the
service of thanksgiving for the victory which was held at St. Paul’s Cathedral. In his sermon, Robert Runcie said
“War is a sign of human failure, and everything we say and do in this service must be in that context” (Blewett,
2008, p. 4).
Contrary to their parallels in personal character and political history, Queen Elizabeth I and Margaret
Thatcher differ almost entirely when it comes to their portrayal in theater. Elizabeth I manipulated theater to
maintain her power and authority. She herself patronized and protected the theatre. Stephen Greenblatt puts
forward that it is because of the fact that Elizabeth had neither a powerful army nor an extensive police force
(Hall, 1997). However, she had a more powerful thing, which was the pen of Shakespeare. Writing his histories
with a pedagogical and political intention, Shakespeare became her preeminent comrade. By means of these
plays, particularly Henry V, he aimed to “reinforce and consolidate belief in social order based on the power of
the monarch” (Hall, 1997, p. 17). On the other hand, after Margaret Thatcher came to power in 1979, the
contemporary playwrights such as John McGrath, David Hare and Carly Churchill, who criticized capitalism in
their works until that time, saw Thatcherism as a great threat and turned their harsh criticism towards Lady
Thatcher and her policies (Cross, 2004). One play in particular was Berkoff’s Sink the Belgrano!. It is highly
critical of Thatcher and particularly her policies during the Falklands War.
In fact, when Shakespeare wrote his play, Henry V in 1599, it had passed eleven years after the defeat of
Spanish Armada and there were four years to the end of the reign of Elizabeth I. The Golden Age of the British
Empire was near to end and people were wondering who would be the successor of the queen. Moreover, the
threat of war with Spain was still there to be prevented, and Queen Elizabeth was providing help to the
Protestants in other countries (Hall, 1997). This historical and political background makes all the more apparent
to us the fact that Henry V is not just one of those history plays of Shakespeare but that it embodies a profoundly
important mission beneath its surface meaning. As Hall (1997) points out, “the play implicitly reflects
Elizabethan England’s desire for a peaceful succession of the monarchy” (p. 14) while expressing the gratitude
towards the queen. The play is full of implicit references to Queen Elizabeth I herself, her current reign and her
victory on Catholic force of Spanish Armada.
As for Berkoff, he waited four years to write his play, Sink the Belgrano! after the Argentine light
cruiser General Belgrano was sunk by British nuclear-powered submarine Conqueror in 1982. It had been seven
years since Lady Thatcher came to power and she would continue to rule the country for four more years. This
meant that contemporary playwrights shifted their focus away from socialist and Marxist critique of capitalism to

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an emphasis on Thatcherism (Cross, 2004) which aimed at low inflation through controlling the money supply in
the economy, privatization and applying constraints on labor movement. Explicitly criticizing “the jingoistic
patriotism of the Falklands War” (Cross, 2004, p. 170), Berkoff may try to warn about other inherent threats of
Thatcher herself and Thatcherism.
When it comes to their portrait in the plays, however, the names under which they appear immediately
attract our attention. Queen Elizabeth I is replaced by another Tudor king, King Henry V who is in the process of
proving himself a great king and a hero as well through not only his victory at the war with France but also his
decisions concerning the state and his old friends. On the other hand, Margaret Thatcher turns out to be Maggot
Scratcher in the play. This name leaves the impression that she feeds on other people’s death like a maggot and it
can be understood that she gives damage around herself slightly like in the act of scratching. She gains prestige
and popularity by means of 400 dead bodies in sinking the Belgrano. Even John Nott and Francis Pym, who
worked as Secretary of State of Defence during the Thatcher government, are called through different names:
Nott becomes “Nit”, which means a silly or stupid person, and Pym as “Pimp”. These names make it clear how
Shakespeare and Berkoff perceive their characters and their deeds as well.
The difference in their portraits becomes more visible in their deeds and speeches. First of all, both
Henry V and Maggot Scratcher assert a claim on a land which is far away from the home. Henry V has a claim
to the throne of France. His following question to the Archbishop of Canterbury suggests his already desire for
such a claim: “May I right and conscience make this claim?” (I. ii. p. 446). Beneath such a question lies a
sixteenth century fact. In this question, Henry V only looks for a justification for the war because in the sixteenth
century there was the question of whether two Christian states could make war against one another (Campbell,
1970). And the Archbishop of Canterbury explains that one can not inherit the throne through the mother in
France but Henry V can inherit that throne since there is not such a law in England and as he is the grand-grandgrand son of the daughter of the king of France, he can claim the throne to France. Thus, this claim is justified in
the eyes of sixteenth century audience as well. However, there is something disturbing in Maggot’s claim on
Falklands Islands. This is understood in what she says to Pimp: “the land is ours, that’s plain to see.” Maggot
recognizes the islands as her own even though she does not know even how to locate on the map. At one point
she asks “By the way Pimp… where is the Falklands??” Moreover, as one of the farmers living on the island
states, it is Argentina but not England who concerns about their problems:
They’ve done sweet FA all these years
No roads are built, no hospitals…
When we are ill or hurt we fly
To Argy land where Argy hands
Repair our broken bodies or we’d die (Berkoff, 1994, p. 12)
Henry tries to show himself as a king who has been forced to make war against France. He achieves this by
means of allowing the message from the French king to be delivered “freely” and thus showing himself as
gracious (Hall, 1997):
We are no tyrant, but a Christian king;
Unto whose grace our passion is as subject
As are our wretches fetter’d in our prisons: (I. ii. p. 448)
Then he learns about the present of tennis balls from the French king. Realizing the mock under such a present,
Henry states that it is a cause of a war:
And tell the pleasant prince this mock of his
Hath turn’d his balls to gun-stones;
…
Tell you the Dauphin, I am coming on,
To venge me as I may, and to put forth
My rightful hand in a well-hallow’d cause. (I. ii. p. 448)
However, Maggot is shown to have a big desire for war. For example, when Pimp tells her that the Argentine
government wants to make peace terms, Maggot gets nervous and says:
They bloody what? Why peace terms no?
After they shit on our front door (Berkoff, 1994, p. 158)
It seems that she has not become happy with this news as she longs for a war in which she will make “a Spanish
omelette”:
I’ll make a Spanish omelette!
At first I’ll crack some Argy eggs
Throw in some tasty British herbs
Well flavoured with strong English earth (Berkoff, 1994, p. 162)
She needs a war to “establish once again our might and strength, Shake our old mane, out fly the moths” as she
states herself in the play. As Margaret Thatcher declared, “We have ceased to be a nation in retreat. We have

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instead a new-found confidence, born in the economic battles at home and tested and found true 8.000 miles
away” (Young, 1989, p. 281). This was a message generally to the rest of the world and more specifically to the
leftists. In her great desire to prove this, Maggot Scratcher does not miss the chance to sink the Belgrano
although it stays out the Zone and even returning back. Affected by the speech of Tell who tells her to be hard as
steel befitting her name “Iron Lady”, Maggot says:
Then sink the bloody sod, that’s why I say
We’ll change the engagement rules … OK (Berkoff, 1994, p. 181)
and then gives the order:
Then give the order… Let it be swift.
Anyway those bastards started it
Let them now take the consequence… (Berkoff, 1994, p. 182)
However, Margaret Thatcher herself did not admit that the Argentine battleship was sailing back home when she
was questioned on TV a year later during the 1983 election campaign. Mrs. Diana Gould asked the reason to sink
the Belgrano while it was in fact drawing away from the Falklands, the answer of Thatcher was that “But it was
not sailing away from the Falklands” (Young, 1989, p. 286). As Peacock (1999) observes, the decision to sink
the battleship was heroic for her. In such a decision, she demonstrated her characteristics of decisiveness and
fortitude that Young (1989) talks about in his work. If we refer to the play once again, we come across Berkoff’s
explicit criticism in one of the speeches of the Chorus:
Around the world, in every pub,
In every dining room and lounge
The voice of England can be heard
Discussing the Falklands with angry sounds
As if the family jewels had been thieved.
Outraged. The telly on, the pot of tea
Refueling parched throats for verbal war
You’d never believe until last week
They didn’t know Falklands from Leigh-on-Sea. (Berkoff, 1994, p. 169)
Berkoff here criticizes the English public supporting Thatcher on this war and presenting jingoism to a place that
they have not known about anything hitherto. The jingoistic attitudes of the ordinary public are because of the
fact that there exists petrol in Falklands Islands. There is irony in the words “family jewels” pointing out the fact
that the Falkland Islands and the petrol there do not already belong to England.
Contrary to this portrayal, Shakespeare presents Henry V as an ideal hero and achieves to create a mood
of exultation throughout the play (Campbell, 1970). For example, Henry V does not hesitate to execute his
former friend, Scroop when he betrays the king. This shows that Henry V attaches more importance to the safety
of the country than his relationships (Hall, 1997). When Scroop begs forgiveness, King Henry says:
Touching our person, seek we no revenge;
But we our kingdom’s safety must so tender,
Whose ruin you have sought, that to her laws
We do deliver you. Get you, therefore, hence,
Poor miserable wretches, to your death: (II. ii. p. 451)
King Henry once more proves himself when he learns that one of his old friends, Bardolph was killed in the
battle field. He was already sentenced to death by King Henry because of stealing a “pax” from a French church.
This is also evidence to the fact that King Henry gives importance to show respect towards the conquered
country and that “the expedient military leader can not afford to be sentimental” (Hall, 1997, p. 88) as in the case
of Scroop:
We would have all such offenders so cut off: – and we give express charge that in
our marches through the country there be nothing compelled from the villages,
nothing taken but paid for, none of the French upbraided or abused in disdainful
language; for when lenity and cruelty play for a kingdom the gentler gamester is the
soonest winner (III. v. p. 458)
However, celebrating Elizabeth I reaches its fullest expression in the speech Henry delivers before the battle of
Agincourt. This speech becomes “the ultimate proof of Henry’s strength as a leader” (Hall, 1997, p. 90). Stating
that they will fight for honour, justice and glory, Henry manages to encourage and inspire his soldiers and make
them feel that to fight shoulder to shoulder with the King is a sign of brotherhood:
If we are mark’d to die, we are enow
To do our country loss; and if to live,
The fewer men the greater share of honour.
God’s will! I pray thee, wish not one man more.

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By Jove, I am not covetous for gold;
Nor care I who doth feed upon my cost;
It yearns me not if men my garments wear;
Such outward things dwell not in my desires:
But if it be a sin to covet honour,
I am the most offending soul alive.
….
We few, we happy few, we band of brothers;
For he to-day that shed his blood with me
Shall be my brother; be he ne’er so vile,
This day shall gentle his condition: (IV. iii. p. 464)
This famous St. Crispin’s Day Speech immediately reminds one of Queen Elizabeth I’s address to her troops at
Tilbury on 19 August 1588, when they were at the preparation to meet with the Spanish army:
My loving people, we have been persuaded by some that are careful of our safety, to
take heed how we commit our selves to armed multitudes, for fear of treachery; but I
assure you I do not desire to live to distrust my faithful and loving people. Let tyrants
fear. I have always so behaved myself that, under God, I have placed my chiefest
strength and safeguard in the loyal hearts and good-will of my subjects; and therefore
I am come amongst you, as you see, at this time, not for my recreation and disport,
but being resolved, in the midst and heat of the battle, to live and die amongst you
all; to lay down for my God, and for my kingdom, and my people, my honour and
my blood, even in the dust. … I myself will take up arms, I myself will be your
general, judge, and rewarder of every one of your virtues in the field. … but by your
obedience to my general, by your concord in the camp, and your valour in the field,
we shall shortly have a famous victory over those enemies of my God, of my
kingdom, and of my people (Hibbert, 1992, p. 221).
Both of these speeches present King Henry and Elizabeth I as rulers devoted to their country, individuals who
would give their right arm for the sake of their kingdom and their people. Thus, celebrating Queen Elizabeth I,
Shakespeare conveys the message of the importance of obedience to the throne and tries to convince the
Elizabethan audience that a skillful and powerful leader’s concerns lie only with the well-being and stability of
the kingdom and its people. And just as King Henry, Elizabeth I has been a great king and a hero; she had “the
heart and stomach of a king, and of a king of England too” (Hibbert, 1992, p. 221) as the queen herself states at
her Tilbury speech.
As can be deduced, there are a number of parallels between Queen Elizabeth I and Margaret Thatcher.
Even both have a nickname. Elizabeth I was called as the “Virgin Queen” as she chose to remain single
throughout her life, namely her reign. Margaret Thatcher is known as “Iron Lady” because of her tough-talking.
Even tough the women share many similarities in their character and political history, one is celebrated by the
theater of Shakespeare and the other receives harsh criticism from contemporary leading playwrights. While in
the former theatre becomes a propaganda machine for the governments to strengthen their power and maintain
order in the society, in the latter it turns out to be a means for the playwrights to attack the governments and their
foreign policies. All these make it clear that theatre has served as a means of reflecting the characteristics of the
time and some important personalities.

References
Berkoff, S. (1994). The Collected Plays. London: Faber and Faber.
Blewitt, T. (2008). Introduction. In T. Blewitt, A. Hyde-Price &amp; W. Rees (Eds.), British Foreign Policy and
Anglican Church: Christian Engagement with the Contemporary World (pp. 3-8). Hampshire: Ashgate
Publishing Limited.
Campbell, L. S. (1970). Shakespeare’s Histories: Mirrors of Elizabethan Policy. London: Methuen.
Carter, E. H. &amp; Mears, R. A. F. (1960). A History of Britain. London: Oxford University Press.
Cross, R. (2004). Steven Berkoff and the Theatre of Self-Performance. Manchester: Manchester University Press.
Evans, E. J. (2004). Thatcher and Thatcherism. NY: Routledge.
Hall, J. L. (1997). Henry V: A Guide to the Play. Westport: Greenwood Press.
Hibbert, C. (1992). The Virgin Queen: The Personal History of Elizabeth I. London: Penguin.
Peacock, D. K. (1999). Thatcher’s Theatre: British Theatre and Drama in the Eighties. Westport: Greenwood
Press.
Reitan, E. A. (2003). The Thatcher Revolution: Margaret Thatcher, John Major, Tony Blair, and the
Transformation of Modern Britain, 1979-2001. USA: Rowman &amp; Littlefield Publishers, Inc.

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Shakespeare, W. (1987). The Complete Works of William Shakespeare, (Ed.). London: The Hamlyn Publishing
Group.
Thomas, J. R. (1998). Behind the Mask: The Life of Queen Elizabeth I. NY: Houghton Mifflin Company.
Young, H. (1989). One of Us: A Biography of Margaret Thatcher. London: Macmillan.

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                <text>This paper will argue for the benefits and prosperity of native/native instructors as defined by Medgyes. I add that instructors with the knowledge and ability to utilize, for learning purposes, the language, culture, and religion of L1 students as well as a firm grasp of these features in their native culture and language provide the most beneficial English language learning environment; 2 in 1 instructors: those who are both native (foreigners) and native (to the populous they teach). A befitting example: a Canadian/American English instructor who is also a Turkish national, familiar since childhood with the customs and language of Canadians/Americans as well as Turks. This paper will not explore, per say, the strengths or weaknesses of non-native vs. native or vice versa, but the fortes, and if any, the shortcomings of a native/native instructor as well as advocate these types of instructors as being a future asset to the EFL world and thus employers and students of English teaching institutions. Thus, it must be assumed that experience, training, and other EFL qualifications are accorded. It is certainly the case, as Medgyes claims, where variables such as age, sex, aptitude, charisma, motivations, training, and so on play a decisive role in the teaching/learning process…yet he notes, are non-language specific variables. What we are interested in here are the best of both worlds…an instructor with a multitude of variables (charisma, motivation ...) as well as language specific ones. Here I argue that non-natives no matter how much L2 they have acquired will most likely not be completely native as is the case with the native who tries to become non-native. I conclude, contrasting to Medgyes, that native/native instructors are the repositories of NESTness and non-NESTNESS, a rare commodity that should be amplified. </text>
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                    <text>1st International Conference on Foreign Language Teaching and Applied Linguistics
May 5-7 2011 Sarajevo

Two-Level Description of Kazakh Morphology
Harun ReĢit Zafer
Department of Computer Eng.
Fatih University
hrzafer@fatih.edu.tr
Birol Tilki
Department of Computer Programming
Vocational School, Fatih University
birolt@fatih.edu.tr
Atakan Kurt
Department of Computer Eng.
Fatih University
akurt@fatih.edu.tr
Mehmet Kara
Deparment of Contemporary Turkic Lang.
Istanbul University
mehkara@yahoo.com
Abstract: Koskemnieni‘s two-level model has received a lot attention in modeling
morphology. In this paper we present an ongoing study on a comprehensive two-level
description of Kazakh morphology. Our description is implemented using the
morphological parser in the Dilmaç Machine Translation Framework. A lexicon
containing the root words of contemporary Kazakh is used in the testing.
Phonological and morphological special cases and exceptions have been considered in
nominal, and verbal conjugations. To out knowledge this is the first time Kazakh
phonological rules and morphotactics are computationally described which makes it
possible to implement other linguistics applications such as machine translation
systems.
Keywords: Kazakh, two-level morphology, orthographic rules, finite state machines.

Introduction
Two-level morphology [ 182] has been applied to many languages. Tools to implement two-level morphology
such as PC-KIMMO [183] is publicly available. It was originally applied to describe finite state Finnish
morphology by Koskenniemi. A detailed description with an application to English is given by Antwort [ 184].
Two-level or finite state models later were applied to many languages such as Japanese [185], Korean [186],
Turkish [187], Arabic [188], and Mongolian [189]. All these languages except Arabic are related linguistically. They
are Altaic languages. Like Ural languages of Finnish and Hungarian they are agglutinative.
There is a group of languages called Turkic Languages including Turkish, Turkmen, Kazakh, Uzbek,
Kyrgyz, Azerbaijani. There are more than 20 languages in this group. These languages share a lot in common
from phonological, morphological and syntactic aspects. However they are not intelligible for the most part.
182

Koskenniemi, K., 1983, Two-Level Morphology: A General Computational Model of word-form recognition and
production, Tech. Rep. Publication No. 11, Department of General Linguistics, University of Helsinky.
183
Karttunen L, 1983, PC-KIMMO: A General Morphological Processor. In Texas Linguistics Forum 22, pp.165-186.
184
Antworth, E.L., 1990, PC-KIMMO: A Two-level Processor of Morphological Analysis, Summer Instıtute of Linguistics,
Dallas, TX.
185
Alam, Y.S., 1983, Two-level Morphological Analysis of Japanese, Texas Linguistics Forum 22, pp. 229-252.
186
Kim, D. B., Lee S. J., Choi, K.S., and Kim, G.C., 1994. A two-level morphological analysis of Korean. In Proceedings of
the 15th conference on Computational linguistics - Volume 1 (COLING '94), pp. 535-539.
187
Oflazer, K. 1994, Two-level description of Turkish morphology, Literary and Linguistic Computing, Literary and
Linguistic Computing Volume9, Issue2 pp. 137-148.
188
Arabic Finite State Morphological Analysis and Generation, In COLING-96, Cophenagen, pp. 89-94.
189
Jaimai, P., Zundui, T., Chagnaa, A., and Ock, C.Y., PC-KIMMO-based Description of Mongolian Morphology,
International Journal of Information Processing Systems Vol.1, No.1, 2005 pp. 41-48.

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They are mostly spoken in Turkey, Turkic states, in Central Asia and in various parts of Russia and other parts of
the world.
These languages are except Turkish are usually resource poor from computational linguistics point of view.
Although recently there are some work on the Turkmen [190 191], Azerbaijani, Uyghur and others. It can be said
that we are only at the beginning of research considering the many languages in this group. Kazakh is one of the
important languages in this group considering the number of people speaking this language.
Kazakh (also Qazaq) language is a Turkic language and belongs to Kypchak branch. It is the official
language of Kazakhstan. It is spoken about 12 million people all over the world. Like other Turkic Languages
Kazakh is also agglutinative and employs vowel harmony [ 192].
This paper is organized as follows: In Section 2 Kazakh orthography is described using two-level rules of
Koskenniemi. Kazakh alphabet and phonological rules are defined here. In Section 3 we briefly discuss Kazakh
morphotactics using Finite State Machines with a few examples. Conclusions and future work is given in the last
section.

Kazakh Orthography
Kazakh is officially written in the Cyrillic alphabet. We will use a latin transcription of Cyrill version for
convenience. There is a transliteration system converting from Kazakh Cyrill to Latin [193]. Kazakh alphabet is
given in Table 1 shows current Kazakh Alphabet and its transliteration to Latin Alphabet.

Cyrillic
Аа
Әə
Бб
Вв
Гг
Ғғ
Дд
Ее
Ёѐ
Жж
Зз
Ии
Й
Кк

Table 1: Cyrillic Kazakh alphabet and its transliteration to Latin alphabet.
Latin
Cyrillic
Latin
Cyrillic
Latin
Aa
Ққ
Qq
Фф
Ff
ä
Лл
Ll
Һ
H
Bb
Мм
Mm
Хх
Xx
Vv
Нн
Nn
Цц
Tsts
Gg
ң
Ñ
Чч
Çç
Ğğ
Оо
Oo
Шш
ġĢ
Dd
Өө
Öô
Щщ
ġçĢç
Eye
Пп
Pp
Ыы
Iı
Yoyo
Рр
Rr
Іі
Ġi
Jj
Сс
Ss
Ээ
Ee
Zz
Тт
Tt
Юю
Yuyu
Ġyiy
Уу
Uwuw
Яя
Yaya
Y
Ҧҧ
Uw
Kk
Ҥҥ
Üù

Two-level morphology is a language-independent method to model morphologic rules of natural languages.
In this model words are represented in two forms; lexical and surface. Two-level rules define transformation
between the two forms. Phonological rules in this model can be expressed in one the following formulations:
a:b =&gt; LC__RC
This rule states that a lexical a, corresponds to a surface b only if it follows the left context (LC) and/or
precedes the right context (RC). This correspondence only occurs under this condition but not always.
a:b &lt;= LC__RC
This rule states that a lexical a, always corresponds to a surface b if it follows the left context (LC) and/or
precedes the right context (RC). This correspondence always occurs with this condition but can also occur with
different conditions.
190

M. Shylov, ―Dilmaç: Turkish and Turkmen Morphological Analyzer and Machine Translation Program,‖ Master‘s thesis,
Fatih University, Ġstanbul Turkey, 2008.
191
Tantuğ, A. Cùneyd and Adalı, EĢref and Oflazer, Kemal (2006) Computer analysis of the Turkmen language
morphology. Advances in natural language processing, proceedings (Lecture notes in artificial intelligence), 4139 . pp. 186193.
192
Dzhubanov, A., Khasanov, B.. 1973. Computational description of the Kazakh language. In Proceedings of the 5th
conference on Computational linguistics - Volume 2(COLING '73), Vol. 2. Stroudsburg, PA, USA, 75-77.
193
Buran, A., Alkaya, E. (in Turkish) ―ÇağdaĢ Tùrk lehçeleri,‖ ANKARA: Akçağ, 2009, pp. 273-312.

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a:b &lt;=&gt; LC__RC
This states that a lexical a, corresponds to a surface b always and only if it follows the left context (LC)
and/or precedes the right context (RC). This correspondence never occurs with any other condition.
a:b \&lt;= LC__RC
This rule states that a lexical a, never corresponds to a surface b in given the environment of left context
(LC) and right context (RC). This correspondence never occurs under this condition.
Below we present a set of meta-phonems used in expressing rules. The Latin Kazakh alphabet consists of 30
letters. There are 9 vowels and 21 consonants in this alphabet. The letter groups that used in rules are defined
below:
Consonants: C= {b, g, ğ, d, j, z, y, k, q, l, m, n, ð, p, r, s, t, w, x, h, Ģ }
Vowels: V= {a, ä, e, ı, i, o, ô, u, ù}
Back Vowels: Vb = {a, ı, o, u }
Front Vowels: Vf = {e, ä, i, ô, ù}
I = {ı, i}
A = {a, e}
L = {l, d, t}
Q = {ğ, q}
G = {k, g}
K = {k, q}
M = {m, b, p}
N = {n, d, t}
D = {d, t}
S = {s}.
There are two different lexical s in Kazakh. The S is used for the one that is never deleted on the surface
form. And letter s is used for the one that can be deleted on the surface form under some conditions.

2.2 Two Level Orthographic Rules
Kazakh has the most strong vowel harmony among Turkic languages [ 194]. Vowels in a suffix have to agree
with the preceding morpheme‘s vowels. Consonant harmony or assimilation is also strong in Kazakh. [ 195]
Voiced consonants are converted into voiceless ones or vice versa. Consonants can be assimilated by preceding
consonants or vowels. Under certain circumstances sound dissimilation can occur. When
concatenating a morpheme to a stem, consonants or vowels can be deleted. The deleted letters can belong to
either stem or suffix.
Below are some of the two-level morphologic rules of Kazakh language. We consulted the following
language resources on morphology [194, 195, 193] in creating these rules. We give only a portion of the rules
because of space limitation.
1. k:g &lt;=&gt; V __ +:0 (@:0)V
2. q:ğ &lt;=&gt; V __ +:0 (@:0)V
3. p:b &lt;=&gt; V __ +:0 (@:0)V
The consonants k, q and p at the end of stem are converted to g, ğ and b respectively when the preceding letter
and the first letter of affixed morpheme are vowels.

194
195

Lexical: jùrek+sI
Surface: jùreg0i

N(heart)+Poss3PS
jùregi (his heart)

Lexical: ayaq+sI+nDA
Surface: ayağ0ında

N(foot)+Poss3PS+Loc
ayağında (on his leg)

Tamir, F., (in Turkish) "Kazak Tùrkçesi," Tùrk Lehçeleri Grameri, ANKARA: 2007, pp. 430-480.
Koç, K., Doğan, O., (in Turkish) Kazak Tùrkçesi Grameri, ANKARA: Gazi Kitabevi, 2004.

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Lexical: kitap+sI
Surface: kitab0ı

N(book)+Poss3PS
kitabı (his book)

4. L:d &lt;=&gt; [l | m | n | ð | z | j] +:0__
The lexical L at the beginning of affixed morpheme is converted to d when the last letter of stem is one of
consonants l, m, n, ð, z and j.
Lexical: jol+LAr
Surface: jol0dar

N(road)+PLU
joldar (roads)

Lexical: beyne+LA
Surface: beyne0le
Lexical: sôz+Lik
Surface: sôz0dik

N(shape)+NtoV
beynele V(shape)
N(word)+NtoN
sôzdik (dictionary)

5. L:t &lt;=&gt; [k | q | p | s | t | Ģ | ç] +:0 __
The lexical L at the beginning of affixed morpheme is converted to t when the last letter of stem is one of
voiceless consonants k, q, p, s, t, Ģ, ç. Otherwise L is converted to l by default.
Lexical: ädep+LI
Surface: ädep0ti

N(manners)+NtoADJ
ädepti (well-mannered)

Lexical: tas+LAr
Surface: tas0tar

N(stone)+PLU
tastar (stones)

Lexical: Qazaq+LAr
Surface: Qazaq0tar

N(Qazaq)+PLU
Qazaqtar (Qazaqs)

7. V:0 =&gt; V+:0__
If both last letter of the word and first letter of the suffix are vowels then the first letter of suffix is deleted.
Lexical: bala + Im
Surface: bala0m
Lexical: caqında + Ip
Surface: caqında0p

N(çocuk) + Poss1PS
balam (my child)
V(get closer) + VtoADJ
caqındap (by getting closer)

8. s:0 &lt;=&gt; C +:0__
An s at the beginning of the suffix is deleted when the word end with a consonant.
Lexical: jùrek+sI
Surface: jùreg0i

N(heart)+Poss3PS
jùregi (his/her/its heard)

Finite State Morphotactics
In agglutinative languages morphemes are affixed to the root successively. This affixation is dependent on
the morphotactic rules of the language. Morphotactic rules define the suffixes that can be added to a word in a
certain state. Each suffix changes the state of word that it is affixed. Morphotactic rules can be represented by a
finite state machine.
A finite state machine, which in principal is a directed graph, consists of a set of states and a set of
transitions among these states. Transitions are the edges of graph labeled with inflectional or derivational
morphemes defining in what order those morphemes can be affixed to a word. The immediate states, in a way,
represent partial words and their part of speech tagging. The initial states represent the roots words from a
lexicon and their part of speech such as noun, verb, adverb, adjective, etc. The final states represent full words

563

�1st International Conference on Foreign Language Teaching and Applied Linguistics
May 5-7 2011 Sarajevo
created by starting with a root word in an initial state and affixing morphemes on the transitions to the partial
words in each intermediate state. We define the nominal, verbal and adverbial morphotactics of the language
using this FSM model.
The initial states such as noun or verb are represented by rectangles. Each state is shown by rounded
rectangles. The end states are defined by double bordered circles. The states represented by dotted rounded
rectangles can not be a solution for words. But all other states can be a solution.
Here is an example inflection of the noun üy (house).
house +N
+PL
+P3Sg +LOC
+REL
üy
+0
+LAr
+sI
+ndA
+Gi
üy
+0
+ler
+i
+nde
+gi
ùylerindeginið (of the thing in their house - evlerindekinin)

+GEN
+NIñ
+niñ

In this nominal analysis the following nodes are visited in FSA: Noun, Plural, Possesive 3rd Person Single,
Locative case, Relative,Genitive.
Here is a verbal inflection example in Kazakh:
bar
+Ma +Qan +Min
arrive +NEG +PAST +P1s
bar
+ma +ğan +mın
barmağanmın ((I was told) I hadn‘t arrive)
The following nodes in FSA are visited in this analysis: Verb, Negative, Indefinite Past, 1 st Person Single.
bar
+AtIn +0 MA +0 edi +m
arrive +FUTR +QUE +PAST +P1s
bar
+atın +0 ba +0 edi +m
baratın ba edim (Was I going to arrive)
The following nodes in FSA are visited in this analysis: Verb, Future tense, Question, Past Continuous, 1 st
person single.
bar
+UwIm kerek +0 emes +0 bolsa
arrive +NECS P1s
+NEG
+COND
bar
+uwım kerek +0 emes +0 bolsa
baruwım kerek emes bolsa (If I shouldn‘t arrive)
The following nodes in FSA are visited in this analysis: Verb, Necessity for 1 st person, Negative, Condition.

Conclusions
A comprehensive description of Kazakh Language is given using Koskemnieni two level morphology for
the first time. We described the Kazakh phonological system using 27 two level rules which describes the
mapping between lexical level and surface level of a word. Then we use the finite state machines to define
nominal and verbal morphotactics. We implemented both orthographic rules and the finite state morphotactics on
Dilmaç Machine Translation Framework [190]. Dilmaç is a language independent framework. Language
specifications are represented in XML files in Dilmaç. No programming is required. System is web based and
our implementation can be found on the Internet.
Currently we are implementing a Kazakh-Turkish Machine Translation System on Dilmac. Since both
languages in the same language family, they have a lot in common from phonological, morphological and
syntactic aspect. Phonological and syntactic differences generally do not pose any significant problems and can
be handled easily. However two languages have different morpheme sets and lexicons. A morphological word by
word translation requires a morphological parsing in source language (Kazakh), a bilingual translation dictionary
to translate word stems into target language (Turkish), and a morphological generator to generate the translation
by affixing the morphemes the word stem in the proper order.

Acknowledgement
We are grateful to Dr. Kalmamat Kulamshaev for his valuable insight in this study.

564

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Tilki, Birol
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                    <text>1st International Conference on Foreign Language Teaching and Applied Linguistics
May 5-7 2011 Sarajevo

Two-Level Qazan Tatar Morphology
Ercan Gökgöz
Computer Engineering Department,
Fatih University, Turkey
ercangokgoz@gmail.com
Atakan Kurt
Computer Engineering Department,
Fatih University
akurt@fatih.edu.tr
Kalmamat Kulamshaev
Contempoary Turkish Dialects &amp; Lieteratures Dept
Fatih University, Turkey
kkulamshaev@fatih.edu.tr
Mehmet Kara
Contemporary Turkish Dialects and Literatures Department
Istanbul University, Turkey
mehkara@yahoo.com
Abstract: In this paper we present a two level description of Tatar Language. Tatar is a
Turkic language and the official language of Tataristan. It is spoken by millions of people
mostly in the world. We describe the Tatar orthography using two level rules of
Koskenniemi. These orthographic rules governing the phonology of the language during
word formation is essential to morphological parsing and generation. We then represent
the Tatar morphotactics using finite state machines. The FSMs for nominal and verbal
morphotactics describe in detail how the words of the language can be formed. The
orthographic rules and morphotactics are implemented in the Dilmac Machine
Translation Framework by encoding them in XML files in an language independent way.
Key Words: Qazan Tatar morphology, orthographic rules, two-level morphology, finite
state machines.

Introduction
Turkic languages are spoken by more than 200 million people in a vast geographic area stretching from
Eastern Europe to China. Azerbaijani, Kazakh, Turkmen, Kyrghyz, Uzbek, Tatar, Uygur dialects are among the
most spoken languages after Turkish. All Turkic languages except Turkish are computationally resource poor
languages. Computational linguistics studies on these languages are very scarce. Turkish morphology was
studied by Oflazer [101]. Turkmen morphology by Maxim et al. [90], and Tantug [91]. Azerbaijani by Ġlyas [92].
Tatar belongs the Idel-Ural (Volga-Urals) region of Kipchak subgroup of Turkic Languages [93]. Tatar, more
specifically Tatar Turkish or Qazan Tatar, is the official language of the Republic of Tatarstan in Russian
Federation. Tatar is spoken by more than 5 million people in Russia. There are about 10 million Tatars in Central
Asia, parts of Europe and Turkey. Today Tatar language has 3 dialects: Western, Eastern and Middle. The
middle dialect is spoken by Qazan Tatars. Tatars had used Arabic script until first quarter of 20 th century.
Current Tatar alphabet is based on the Cyrillic alphabet with some additional letters.
90

M. Shylov, ―Dilmaç: Turkish and Turkmen Morphological Analyzer and Machine Translation Program,‖
Master‘s thesis, Fatih University, Ġstanbul Turkey, 2008.
91
Tantuğ, A. C., Adalı, E., and Oflazer, K. 2006. Computer analysis of the Turkmen language morphology.
Advances in natural language processing, proceedings (Lecture notes in artificial intelligence), 4139 . pp. 186193.
92

Hamzaoglu, Ġ. 1993. Machine translation from Turkish to other Turkic languages and an implementation for the Azeri
language. MSc Thesis, Bogazici University, Istanbul
93

Oner, M., 2007, (In Turkish) Tatar Turkcesi; Turk Lehceleri Grameri Ed., Ahmet Ercilasun, Akcag
Publications, Ankara, Turkey.

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Turkic languages are agglutinative languages where many inflectional and derivational morphemes are
attached to root to express syntactic and semantic information. These morphemes allow one to create potentially
infinite number of words [94].
Tatar like other Turkic Languages is a resource poor language. Studies on Tatar morphology are virtually
non-existent. Books and articles on this language is usually in Tatar or Russian, and not available in English [ 95].
In this study we aim to describe Tatar morphology from the computational linguistics perspective using twolevel model. The paper is organized as follows: In Section 2 the Tatar phonology will be described using two
level orthographic rules. The orthographic rules describe the phonetic changes occurring when affixing
morphemes to words. In Section 3 Tatar morphotactics will be described from computational point of view using
Fine State Machines. In Section 4 conclusion and future work will be discussed.

Orthographic Rules of Tatar
Orthography specifies standardized path of writing system of the language. Orthography is produced by
standardized orthographic rules, although sometimes includes ambiguities. These ambiguity is usually occurs in
loanwords.
These two level rules are describes phonologic events during word formation when morphemes are affixed
to a stem or a root. The two levels are lexical and surface level of a word. Lexical level is a formulation of a
morphological parsing of a word in a written text. In lexical level the root word and the sequence of morphemes
affixed to are represented such as Noun + Plural + 1PersonPossesive. The surface level of a word is the word as
it appears in the text. Parsing is the process of attaining of lexical level from the surface level of a word. The
rules and meaning are given in Table 1.
Table 1 Orthographic Rules
Syntax
a:b  lc_rc
a:b  lc_rc
a:b  lc_rc
a:b / lc_rc

Meaning
Lexical a is realized as surface b, only when converion‘s left side equals to lc and the
right side equals to rc
Lexical a is always realized as surface b, when converion‘s left side equals to lc and
the right side equals to rc
Lexical a always and only realized as surface b, when converion‘s left side equals to
lc and the right side equals to rc
Lexical a is never realized as surface b when converion‘s left side equals to lc and
the right side equals to rc

Tatar Alphabet
Tatar is written in Cyrillic alphabet. It is also written in unofficial Latin. In the past Tatars used Arabic
script until the revolution in 1917. In this study we will use the following Latin Tatar alphabet consisting of 35
letters which 9 of is vowel given in Table 2.
Vowels are a,e,ı,i,o,ô,u,ù,é. Consonants are b,v,g,d,n,j,z,h,y,k,l,m,y,u,y,a,p,r,s,t,u,f,x, ç,Ģ,ç,Ģ,c,ð.
Table 2 Tatar Alphabet
Cyril
Latin
Cyril
Latin
Cyril
Latin
Аа
Әə
Бб
Вв
Гг
Кк
94

Aa
Ee
Bb
Vv
Gg
Kk

Ҥҥ
Лл
Мм
Нн
Ң
Оо

Üù
Ll
Mm
Nn
Ñ
Oo

Фф
Һ
Хх
Цц
Чч
Шш

Ff
Hh
Xx
Ts ts
Çç
ġĢ

Tatar Turkcesi; Prof. Dr. Mustafa Oner, Turk Lehceleri Grameri, Prof. Dr. Ahmet Ercilasun, Akcag, 2007.

95

Poppe, N. N. (1963). Tatar manual: descriptive grammar and texts with a Tatar-English glossary. Bloomington: Indiana
University.

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�1st International Conference on Foreign Language Teaching and Applied Linguistics
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Дд
Ее
Ёѐ
Жж
Зз
Ии
Й

Dd
Éé,yé
Yo yo
Jj
Zz
Ġy iy,Ġi
Yy

Өө
Пп
Рр
Сс
Тт
Уу

Öô
Pp
Rr
Ss
Tt
Uw uw

Щщ
Ыы
Іі
Ээ
Юю
Яя

ġç Ģç
Iı
Ġi
Ee
Yu yu
Ya ya

Tatar employs vowel harmony like other Turkic languages. Like other Turkic Languages Tatar has
consonant softening, consolidation and harmony, assimilation, vowel conversion, vowel drop, vowel epenthesis,
consonant duplication. Below are lexical meta morphemes used in two level rules:
Consonants : C =(y,b,k,f,v,l,h,g,m,d,n,ç,Ģ,j,p,c,z,r,s,h,t)
Vowels: V = (a,e,é,ı,i,o,ô,ù,u)
Front Vowels: Vf = (e,i,é,ù,ô)
Back Vowels: Vb = (a,ı,o,u)
A = (a,e)
H = (ı,é)
I = (ı,i)
U = (ù,u)
L = (l,d)
M = (m,n,ð)
P = (p,b)
G = (k,g)
D = (d,t)
1. a : ı __ +:0 y
The lexical a at the end of a word is converted to ı if the preceding affix starts with y.
Lexical: sayra+y
Surface: sayrı0y
Lexical: sırla+ym
Surface: sırlı0ym

V(caw) VVI_TAORSH
sayrıy (to be caw)(ôtmek)
V(draw) VVI_TAORSH
sırlıym (draw cavity lines)(oyuk çizgiler çizmek)

4. L:n  M+:0__Ar
The lexical L is converted to n, if the word ends with m, ð or n, and the preceding affix is LAr
Lexical: ùlen+LAr
Surface: ùlen0ner

N(grass)+NNI_PUL
ùlenner (grasses)(otlar)

Lexical: urman+LAr
Surface: urman0nar
8. p:b  __+:0V

N(forest)+ NNI_PUL
urmanlar (forests)(ormanlar)

The lexical p at the end of a morpheme is converted to b if the preceding affix starts with a vowel.
Lexical: ùp+er
Surface: ùb0er
Lexical: kùp+rAk
Surface: kùb0érek

N(kiss)+ VVI_TAORSH
ôper(kisses)
N(more)+NNI_POSS3S
kùbérek(more than)(daha çok)

9. D:t  [f|s|t|k|ç|Ģ|h|p]+:0__
If a word ending with f, s, t, k, ç, Ģ, h, or p is affixed with morpheme starting with D, then D is realized as t.
Lexical: yeĢ+DAĢ

N(age)+ NND_DAS

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�1st International Conference on Foreign Language Teaching and Applied Linguistics
May 5-7 2011 Sarajevo
Surface: yeĢ0teĢ

yeĢteĢ(contemporary)(yaĢıt)

Lexical: cinayet+DAĢ
Surface: cinayet0teĢ

N(murder)+ NND_DAS
cinayetteĢ(accomplice)

11 A:a  C*VbC*+:0C*_C*
The lexical A is converted to a if the preceding vowel is a back vowel to employ vowel harmony.
Lexical: suw+LAr
Surface: suw0lar

N(water)+ NNI_PLU
suwlar (waters)

Lexical: kitap+DA
Surface: kitap0ta

N(book)+ NNI_LOC
kitapta (in the book)

20. z:s  __+:0 s
The lexical z at the end of a word is converted to s if the preceding affix‘s first letter is s.
Lexical: toz+sız
Surface: tos0sız

N(salt)+ JND_SIZ
tossız(without salt)(tuzsuz)

Lexical: kùz+séz
Surface: kùs0séz

N(eye)+ JND_SIZ
kùsséz(without eye)

21. r:0  __+:0g
The lexical r at the end of a word is dropped, if the preceding affix starts with g.
Lexical: kitirir+ge
Surface: kitiri00ge

N(bring)+ NVD_GA
kitirige(to bring)(gôtùrmeye)

Lexical: éçérér+ge
Surface: éçéré00ge

N(bring)+ NVD_GA
éçérége(to bring)(içirmeye)

Tatar Mophotactics
Two-level morphology [ 96] have been applied to many languages. Tools to implement two-level morphology
such as PC-KIMMO [97] is publicly available. It was originally applied to describe finite state Finnish
morphology by Koskenniemi. A detailed description with an application to English is given by Antwort [ 98].
Two-level or finite state model later was applied to many languages such as Japanese [ 99], Korean [100], Turkish
[101], Arabic [102], Mongolian [103]. All these languages except Arabic are related linguistically. They are Altaic
languages. Like Ural languages of Finnish and Hungarian they are agglutinative. To our knowledge, Qazan Tatar
morphology is not defined before. There is a work on Crimean Tatar [104].
96

Koskenniemi, K., 1983, Two-Level Morphology: A General Computational Model of word-form recognition and
production, Tech. Rep. Publication No. 11, Department of General Linguistics, University of Helsinky.
97
Karttunen L, 1983, PC-KIMMO: A General Morphological Processor. In Texas Linguistics Forum 22, pp.165-186.
98

Antworth, E.L., 1990, PC-KIMMO: A Two-level Processor of Morphological Analysis, Summer Instıtute of
Linguistics, Dallas, TX.
99
Alam, Y.S., 1983, Two-level Morphological Analysis of Japanese, Texas Linguistics Forum 22, pp. 229-252.
100
Kim, D. B., Lee S. J., Choi, K.S., and Kim, G.C., 1994. A two-level morphological analysis of Korean. In
Proceedings of the 15th conference on Computational linguistics - Volume 1 (COLING '94), pp. 535-539.
101
Oflazer, K. 1994, Two-level description of Turkish morphology, Literary and Linguistic Computing, Literary
and Linguistic Computing Volume9, Issue2 pp. 137-148.
102
Arabic Finite State Morphological Analysis and Generation, In COLING-96, Cophenagen, pp. 89-94.
103
Jaimai, P., Zundui, T., Chagnaa, A., and Ock, C.Y., PC-KIMMO-based Description of Mongolian
Morphology, International Journal of Information Processing Systems Vol.1, No.1, 2005 pp. 41-48.
104

Kemal Altıntas, 2000. Turkish to Crimean Tatar Machine Translation System. MSc Thesis, Bilkent University, Ankara

431

�1st International Conference on Foreign Language Teaching and Applied Linguistics
May 5-7 2011 Sarajevo
We describe Tatar morphology using finite state machines (FSM). A finite state machine, which in principal
is a directed graph, consists of a set of states and a set of transitions among these states. Transitions are the
edges of graph labeled with inflectional or derivational morphemes defining in what order those morphemes can
be affixed to a word. The immediate states represent words and their part of speech tagging. The initial states
represent the roots words from a lexicon and their part of speech such as noun, verb, adverb, adjective, etc. The
final states represent words that cannot take any ore morphemes. We define the nominal, verbal and adverbial
morphotactics of the language using this FSM model. In Figure 1 only a small portion of FSM is shown because
of space limitation.
+lHk, +lH, +çHk, +sHz, +çH, +DAş, +çHl, +şAr,
+çA,+çAk,+çAn, +rAk, +GHlt, +nçH, +GH,kAy

Noun
+lH, + sHz
+lAr
+lArH

Plural

+Hm
Possesive
1st Person
Single

+Hñ
Possesive
2nd
Person
Single

+sH,+H
Possesive
3rd Person
Single

+bHz
Possesive
1st Person
Plural

+gHz
Possesive
2nd
Person
Plural

+sH,+H
Possesive
3rd Person
Plural

Figure 1 Nominal Morphotactis (Partially given)

Conclusions
We described Tatar morphology using the two-level morphology model and finite state machines. A number
of two level orthographic rules are created to handle the conversion from surface to lexical level of a word
during morphological parsing. Finite state machines for representing nominal and verbal morphotactics are given
for Tatar. The model is being implemented in Dilmaç machine translation system . We conducted extensive
testing of nominal and verbal Tatar conjugations. Our final objective is to implement a morphologic machine
translation system between Tatar and Turkish.
105

58

Antworth, E.L., 1990, PC-KIMMO: A Two-level Processor of Morphological Analysis, Summer Instıtute of Linguistics,
Dallas, TX.
59
Alam, Y.S., 1983, Two-level Morphological Analysis of Japanese, Texas Linguistics Forum 22, pp. 229-252.
60
Kim, D. B., Lee S. J., Choi, K.S., and Kim, G.C., 1994. A two-level morphological analysis of Korean. In Proceedings of
the 15th conference on Computational linguistics - Volume 1 (COLING '94), pp. 535-539.
61
Oflazer, K. 1994, Two-level description of Turkish morphology, Literary and Linguistic Computing, Literary and
Linguistic Computing Volume9, Issue2 pp. 137-148.
62
Arabic Finite State Morphological Analysis and Generation, In COLING-96, Cophenagen, pp. 89-94.
63
Jaimai, P., Zundui, T., Chagnaa, A., and Ock, C.Y., PC-KIMMO-based Description of Mongolian Morphology,
International Journal of Information Processing Systems Vol.1, No.1, 2005 pp. 41-48.
64
Kemal Altıntas, 2000. Turkish to Crimean Tatar Machine Translation System. MSc Thesis, Bilkent University, Ankara

432

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Kurt, Atakan
Kulamshaev, Kalmamat
Kara, Mehmet</text>
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                <text>In this paper we present a two level description of Tatar Language. Tatar is a  Turkic language and the official language of Tataristan. It is spoken by millions of people  mostly in the world. We describe the Tatar orthography using two level rules of  Koskenniemi. These orthographic rules governing the phonology of the language during  word formation is essential to morphological parsing and generation. We then represent  the Tatar morphotactics using finite state machines. The FSMs for nominal and verbal  morphotactics describe in detail how the words of the language can be formed. The  orthographic rules and morphotactics are implemented in the Dilmac Machine  Translation Framework by encoding them in XML files in an language independent way.</text>
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                    <text>Type of Language and Learning Abilities
Alma Jeftić &amp; Velid Draganović
International University of Sarajevo / Sarajevo, Bosnia and Herzegovina
Key words: types of languages, ability, learning, acquisition
ABSTRACT
In topological classification of languages linguists use to divide them in five main types: isolating languages
(analytical or root languages), agglutinating languages, inflecting languages, polysynthetic or incorporating
languages and analytic languages. However, it is hard to say that any language belongs to only one group, since
none of them is one pure variant.
According to Edward Sapir (2000), it has already been observed that one language runs to tight-knit synthesis where
another contents itself with a more analytic, piece-meal handling of its elements, or that in one language syntactic
relations appear pure which in another are combined with certain other notions that have something concrete about
them. Even though there are many researches with regard to similarities and differences between five major types of
languages, only a few of them are trying to discover if type of language can influence second language learning
abilities.
The major aim of this paper is to analyse whether the type of native language influence second language aquisition,
especially in situation when second language belongs to other group. Statistical learning approach, as well as
evolutionary approach are used in order to explain the major aim. Also, cognitive theories of learning are applied to
explain mechanisms that can
hinder learning and acquisition.
It is concluded that different structure of five groups of languages can influence language acquisition when learning
language that belongs to group other than native language.

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                <text>Key words: types of languages, ability, learning, acquisition  ABSTRACT  In topological classification of languages linguists use to divide them in five main types: isolating languages (analytical or root languages), agglutinating languages, inflecting languages, polysynthetic or incorporating languages and analytic languages. However, it is hard to say that any language belongs to only one group, since none of them is one pure variant.  According to Edward Sapir (2000), it has already been observed that one language runs to tight-knit synthesis where another contents itself with a more analytic, piece-meal handling of its elements, or that in one language syntactic relations appear pure which in another are combined with certain other notions that have something concrete about them. Even though there are many researches with regard to similarities and differences between five major types of languages, only a few of them are trying to discover if type of language can influence second language learning abilities.  The major aim of this paper is to analyse whether the type of native language influence second language aquisition, especially in situation when second language belongs to other group. Statistical learning approach, as well as evolutionary approach are used in order to explain the major aim. Also, cognitive theories of learning are applied to explain mechanisms that can  hinder learning and acquisition.  It is concluded that different structure of five groups of languages can influence language acquisition when learning language that belongs to group other than native language.</text>
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