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                    <text>Mentoring SYSTEM: An Evaluation by English Mentors and Efl StudentTeachers
Suna AKALIN
Cüneyt ÖZATA
İrem ÖZBAY
Atatürk University
Turkey
sakalin@atauni.edu.tr
Abstract: The system of mentoring has first been applied in England and is being used in
Turkey’s educational system, too. The aim of the study is evaluating the mentoring system of
Ataturk University, School of Education, and English Language Teaching Department in
training pre-service English teachers during their teaching experience at schools.
Questionnaires were applied to mentors, student-teachers and supervisors. Data have been
collected through questionnaires which include Lykert type items and collected data have been
analyzed statistically using mean scores of the participants. The purpose of this study is to
make student teachers and mentors aware of mentors’ importance in teaching experience, to
attract the interest of teachers who have never taken part in mentoring. The aim which is to
reach mass of mentors has been achieved. However, it is essential to state that this study is a
kind of starting point to develop new research in this context.

Introduction
The mentoring system has been applied in various countries and its positive results have been in the
Literature. The aims of this study are to make student teachers and mentors aware of mentor’s
importance in teaching experience and to draw the attention of teachers’ who have never taken part in
mentoring. The study aims at evaluating the system of mentoring at Atatürk University, School of
Education, English Language Teaching Department in training pre-service English teachers during their
teaching experience at schools. Mentors are the ones we, Department of English Language Teaching,
send our student-teachers to get training through working with them at primary and high schools, during
teaching experience. The student-teachers interact with ELT mentors and get information and training
from them both on the ways of teaching English and also on classroom management during their teaching
experience in the fourth year of their education (two terms) in ELT department, School of Education, at
Ataturk University. At this point the mentors are the only means of having our student-teachers apply the
knowledge they have acquired to the real-life situations and finding practical solutions to them.
Therefore, the mentors should be well-trained and equipped with the necessary information in order that
they may guide and help our student-teachers. The mentors in this sense act as a bridge between the
schools and our department back at the university, since they pass information about the skills needed in
real classrooms to our student-teachers. All the information given in the department cannot go much
further beyond a theoretical framework; except for the micro and macro teaching sessions during
Methodology classes in the third year.

Background
Upon reviewing the Literature on mentor evaluation, there appeared a lot of research, both national
and international in this field. As for the departmental scope, a handbook (Akalin, 1998) composed of
feedback and comments on a three-day seminar held in ELT department at Ataturk University was first
published and it has been the major source of collected data of this study. Furthermore, Hussein (2007)
outlines the deficiencies of the traditional mentoring system and sets up a new approach to mentoring.
Rajuana et al. (2007) focus on a group technique to bring the expectations of the participants concerning
the role of the cooperating teacher to awareness and articulation. The student teacher group held more
expectations for a personal relationship than the cooperating teacher group. Suggestions are given for
bridging the gap in expectations between cooperating teachers and student teachers in the initial stage of
the practicum program. Smith (2007) using a case study approach, examines the challenges faced by a

298

�cooperating teacher and student-teacher during their collaborative planning conversations. The article
concludes that cooperating and student-teachers could engage in more educative planning conversations if
they broadened their understanding of their roles as expert and novice planners and of the definition of
expertise itself. Varghese and Wilberschied (2002) explore mentee- mentor relationships, which illustrate
the tensions and difficulties that arise when this simplistic dichotomy breaks down, a situation that is
becoming more and more prevalent when teachers pursue secondary certifications, validations or
endorsements. The study finds that the mentoring relationship was mainly coloured by the discourse used
by the mentors, the specific backgrounds and goals of the mentees, as well as the different understandings
each mentor and mentee had of the TESL profession and their roles in the practica. Time and
opportunities need to be allowed for these factors to be discussed and negotiated. Rush et.al. (2008)
examined two in-service English teachers and two preservice English teachers, who participated in a
shared mentoring relationship during the student-teaching semester, shared their experiences, conflicts,
and how they were resolved. The authors provided first-person narratives of all four teachers and
suggestions for improving mentoring experiences for both mentor teachers and student-teachers.
Friedman and Wallace (2006) document a three-year complex case study that addressed the question:
What happens when English, education, and high school faculty cross borders to prepare secondary
English teachers to teach in urban schools is the central concern of the article. Bullough (2005)
implements a case study constructed of a secondary school teacher's struggle to move beyond her identity
as a teacher to assume a mentor's identity in her year-long work with two English-teaching interns. Based
on the data, the author argues for the importance of attending to identity in teacher education and and the
education of mentors describes conditions that would facilitate mentor identity formation. The literature
amply proves that the importance of mentoring in bringing up novice teachers is not diminishing, just the
opposite, it is saliently gaining a momentum requiring of the revision of every such program.

Method
This study aims at assessing the current situation so that what can be done in the next step should be
known. So this study is limited to the Turkish mentors preparing student-teachers as secondary school
English language teachers in the Turkish National Educational System. The subjects were chosen
randomly, so, caution should be taken in making generalizations for further research.
The questionnaires have been applied to the mentors, the student-teachers and the supervisors. But
supervisors were reluctant to respond the questionnaire. (Only three supervisors have responded).
Therefore the supervisors have been left out of the evaluation. The following research questions were
generated to guide the research:
1- What role do the mentors have in preparing the student-teachers for their future career?
2- How do the mentors, supervisors and student teachers perceive the mentors?
3- Are there problems hindering the mentors from being better mentors? What are they?
A total of 32 English mentors and 142 EFL student-teachers participated in the present study. The
student-teacher participants have to attend school experience and training program two semesters at local
state schools under the guidance of mentors of English who are the subject matter of this study as well.
The senior students have been charged with attending different high schools in Erzurum. In the schools,
since the number of the mentors is high, each mentor becomes responsible of 12 students. That is why,
the number of the mentor participants may be argued to be low in contrast to student- teacher participants.
A questionnaire was applied at different 9 state high schools In May, 2007, the questionnaire
consisting of 37 items was conducted on both mentors and EFL student-teachers in which the mentors
evaluated themselves and the student-teachers evaluated the mentors. The answers were taken in the form
of Likert Scale (from 1= never to 5= always). In preparing the questionnaire the author has carried out
seminars (1998) with the same local English mentors and school administrators and published a guide
book (1999) underlying the qualities of the mentors.

Data Analysis
In both groups (mentors&amp; student-teachers), the participants completed evaluation forms. These
forms have been prepared both for mentors and student-teachers separately but both of the questionnairies
aimed at evaluating the mentors. The questions in both questionnairies can be grouped as follows:

299

�Question#1 is about the process of observation. Questions# 2, 3, 4, 5, 19, 20 and 21 ask about how much
self-evaluation opportunities and feedback the mentor gives to the student-teachers. Questions# 6, 7, 8, 9,
10 and 11 investigate what problems mentors face when dealing with the student-teachers. Questions# 12,
13 and 14 discuss about the duties of the mentors. Questions# 22, 23, 24, 26, 30, 31, 32, 33, 34, 36 and 37
try to get information about the level of interaction and communication between the student-teachers and
the mentors. Question# 25 asks how much reinforcement the mentors give to the student-teachers.
Questions# 15, 16, 17, 18, 27, 28, 29, 35 ask the mentors about how they find themselves as mentors, and
the same questions in the student-teachers’ questionnairies ask the student- teachers how they find
mentors.
Written comments by student-teachers:
One of the student-teachers comments on his mentor: “A very good model for me.”
Another one says: “He is a perfect teacher in both teaching and communicating.”
Next comments go: “I like her. She is professional in her job.”
“I am glad with her.”
One last general comment: “I think it is necessary for us to experience in the schools and it is
efficient and will be efficient.”
Written comments by mentors:
One of the mentors’ comments: “Students-teachers should be taught that this is one of the university
lessons, and they should care for it as much as their university lessons. Moreover they should attend the
lessons, and be more eager to teaching.” One other mentor points out the student-teacher’s responsibility
to make English lessons more enjoyable by saying: “English lesson should be fun for the studentteacher.” Another one says: “The schools should be introduced to the student-teacher before they begin
their apprenticeship. The education payment which is paid to the student-teacher should be increased.”
One last mentor is dissatisfied with their own payment, for he says: “It’s urgent that the mentor is to be
paid regularly and highly.”

Findings and Results
This study has achived its objectives. It is inevitable to get some fake results but they indicate that
evaluation of mentors should be revised more deeply. It might be seen as a mirror which reflects reality in
that case. It has gained success and made participants of the questionnaire think about their professions,
process of learning and teaching with a peaceful atmosphere.
The questionnaire is the central collector of the results. It was applied to the mentors in more than 9
schools in Erzurum and student-teachers at English Language Teaching Department of Ataturk
University. In that questionnaire, thirty seven questions were asked to student-teachers. Moreover, thirty
seven different questions were asked to mentors. The questions are all related to teacher training system,
its tiring process with all its difficulties and benefits. Within this process, both student teachers and
mentors might have faced with many problems or inadequate communication between each other. So,
thanks to this study they try to convey their feelings, ideas and experiences in an unbiased observation. It
is the main objective of this study to construct an unbiased platform for all professions in teaching
language and teacher training programs. So, they can give what they have faced or experienced within
this whole term period. In order to get the best results, this study lasts not in limited time but enough time
to observe. Because participants have their own responsibilities apart from teacher training program so
they need enough time to think and write down objective explanations.
Besides evaluating the mentors, this study has tried to reply how one becomes a good and well
qualified teacher, because to become a good teacher is as important as training a student teacher.
Teacher’s awareness of methods, techniques which are used in classroom activities should be taken into
consideration. Hence, mentors are asked about their teaching background, field knowledge and their own
value system oriented to what they teach in classroom. Whether they receive accurate feedback or they
encourage student teachers to build self-esteem and their value system. Self-evaluation for both studentteachers and mentors is necessary. It can be inferred from the results that they do not have enough
knowledge about self-evaluation. Thanks to this study, it is tried to make them conscious.
This study gives some heavy burdens for mentors. It is argued that the syllabus is not appropriate for
all instruction contexts. It consists of limited time and lots of subjects should be taught in this limited
time. It is regarded as an inevitable situation for teachers. It brings heavy workload for both mentors and
student teachers. Hence, the time devoted to student teachers is not enough to build reciprocal training
and experience.
A question may be asked: “Is there a good relation between the supervisor at the university and the
mentor?” It is important to interact effectively in order to observe student-teachers objectively. The

300

�results indicate that most of the mentors go and meet supervisors about the recent developments, studentteachers’ attendance to training (whether regular or not). And also supervisors visit schools to monitor
student-teacher’s performance in the light of some criteria. During these observations, supervisors
generally contact with school administrations. Some mentors prefer sending the recent report or message
via student-teachers going back to the department. This study also examines mentors’ methods they are
using in the classroom. It is asked to student-teachers to discover this reality, of whether student centered
instruction or teacher centered instruction is dominant. But less than half of the mentors use different
approaches for their class and students. They use either a course book or series of the book. They rarely
benefit from different language resources apart from course books, teacher’s book and audio cassettes.
Most mentors depend on group teaching rather than individual learning. Mentors are inclined to provide
comfortable school atmosphere and condition for student teachers. Thanks to school administration,
student teachers can use teachers’ room for conferencing sessions with mentors.
Briefly, this study has achieved its overall objectives. Its aims are making student-teachers and the
mentors be aware of mentors’ importance in teaching experience; attracting the interest of teachers who
have never taken part in mentoring. The aim which is to reach mass of mentors is achieved. However, it is
inevitable to tell that this study is a kind of starting point to develop new research in this context. Further
study would require the restructuring of the whole system to represent the voices and experiences of the
student-teachers. Towards this end, a new mentoring framework that potentially encourages studentteachers to become critical practitioners should be offered. The model proposed should emphasize the
professional agency of the student-teacher. Such a model holds the position that to transform their views
of teaching and learning, student-teachers as well as their trainers should be empowered to seek justice
and emancipation from the traditional model of evaluation. Finally, it should attempt to leave readers with
the impression that if we prefer our zone of comfort at the expense of our student-teacher’s growth we
must know that we are jeopardizing the fate of teacher education.
Given the ANOVA analysis, the fourth question examining the frequency and quality of getting
feedback from the mentors to the student-teachers, the finding (sig. 0.030) shows that there is a
significant difference between the answers of mentors and student -teachers at the level of p&lt; 0.005.
While the mean of mentors is 2.91, the mean of the student- teachers is 2, 35. The means suggest that
mentors do not sufficiently give feedback to the students. As for the question 7, a significant difference
about mentor’s language proficiency (sig. 0.022) at the level of p&lt;0.05 is seen. It seems that student
teachers do not see their mentors successful about language proficiency as much as their mentors
consider. Question 19 examines the mentors’ approach towards self evaluation. However, both groups
gave significantly different answers. While the mean of the mentors is 3.79, the mean of the student
teachers is 2.80.
Considering mentors’ achievement about reinforcement, there also seems to be a significant difference
between the responses of the mentors and student-teachers (sig. 0.031) on question 25. While the mean of
student-teachers was 2.886, the mean of the mentors was 3.54. In fact, it displays that mentors appear to
reinforce their student though it is not seen sufficient by the student-teachers. Question 29 also indicates a
significant difference between the responses of the mentors and student-teachers as to the perception of
the mentor in terms of supportive aspects. While the mean of the student-teachers was 3.170, on the other
hand for the mentors, mean turned out 4. 17. For the question 32, it can be argued that mentors consider
themselves adequate about their affective and communicative functions (f. 9.299, sig. 0.003); however
student-teachers are not certain of getting affective support. As to the interaction between the mentors
and student-teachers (question 33), student-teachers pointed out that mentors do not consider student
teachers’ ideas adequately in contrast to the mentors’ responses. There appears a significant difference at
the level of p&lt;0.005 (f.15.452, sig. .000). While the mean of mentors is 4.04, the mean of the studentteachers is 2.99. Likewise, question 34 suggests the same argument given the mean of student-teachers
(3.37), the mean of the mentors (4.12). The findings show that there is a significant difference between
the two parties about communicative situation (f.7.892, sig. 0.006). Question 35 has examined the
mentors’ function as a scaffolder; regarding the former findings this item suggests the same result. As to
the sufficient pedagogical support to the student-teachers by the mentors, while the mean of the mentors
is 3.79, the mean of the student-teachers is 2.80. This again states that the mentors and the studentteachers are not in a common opinion about mentor’s support.

301

�Variables
How often do you give
feedback in written form as
well as verbally?
How often do you face
problems with your own
English language
proficiency/field knowledge?
How often do you give the
student-teacher the chance to
self-evaluate himself/herself
orally?
How often do you give studentteacher the chance to selfevaluate himself/herself in
written form?
How often do you give
reinforcement to the studentteachers?
How often do you thing a
mentor is a reflective friend?
Is there a two-way interaction
rather than a directive attitude
of the mentor in these sessions?
Is there a communicative
atmosphere characterized by
openness and caring?
How often do you seek studentteachers’ ideas as well which
could be discussed and enriched
if needed?
How often do you encourage
and support the student-teachers
so as to build up their
confidence in planning and
teaching English?
How often do you believe you
can give dynamic service by
using other resources and
methods and
do you go step by step by
having the student-teachers
begin from what they can
manage, for example groupteaching, with a trial-error
learning approach?

Sum of
squares

DF

Mean

Between
Group
Within
Groups
Between
Group

6.543

1

6.543

224.228

164

1.367

8.293

1

8.293

Within
Groups

254.984

164

1.555

Between
Group

16.127

1

16.127

Within
Groups

284.140

163

1.743

Between
Group

17.790

1

17.790

Within
Groups

230.649

162

1.424

Between
Group

8.803

1

8.803

Within
Groups

302.143

163

1.854

19.921

1

19.921

245.219

162

1.514

15.328

1

15.328

168.390

161

1.046

12.097

1

12.097

Within
Groups

213.331

164

1.301

Between
Group

22.558

1

22.558

Within
Groups

237.951

163

1.460

Between
Group

11.509

1

11.509

Within
Groups

237.703

163

1.458

Between
Group

19.859

1

19.859

Between
Group
Within
Groups
Between
Group
Within
Groups
Within
Groups

Within
Groups

235.751

162

1.455

Table 1. Mentors and Mentees’ Responses

302

F

Sig.

4.786

.030

5.334

.022

9.251

.003

12.495

.001

4.749

.031

13.160

.000

14.655

.000

9.299

.003

15.452

.000

7.892

.006

13.646

.000

�Variables
How often does the mentor follow the process
of pre-observation, observation and postobservation?
How often does the mentor provide feedback
to the student-teachers as a mentor?
Is
his/her feedback sufficient in depth
How
often does the mentor give feedback in
written form as well as verbally?
How often does the mentor give feedback
immediately after the observation?
How
often does the mentor face problems with
time constraints when providing feedback ?
How
often does the mentor face problems with his
own English language proficiency/field
knowledge?
How
often does the mentor face problems related
with inadequate/no training given to the
mentor?
How
often does the mentor face problems with
school management?
How
often does the mentor face problems with
heavy workload for mentors?

Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher
Student
teacher
Mentor
teacher

Mean

Standard
Deviation

3,0219

1,1972

3,5000

,78019

3,2887

1,15826

3,7500

,89685

3,2214

1,18788

3,5417

,93153

2,3521

1,16203

2,9167

1,21285

3,1773

1,22056

3,2917

1,12208

2,5357

1,14685

2,3750

,96965

2,2606

1,30835

1,6250

,76967

2,1786

1,16463

1,7391

,68870

1,6929

1,03114

1,9167

1,10007

2,0073

1,01094

2,0870

,90015

Table 2. Mean and Standard Deviation Scores of Both Groups

303

�Conclusions and Implications
Based on these data, the results show that it would be essential to train the mentors once again 10
years later the first training seminar in 1998(Akalın). It has been found out that a revision of the system is
a Must. It seems also necessary to encourage the supervisors back in the department to be more attentive
to the issue. Whenever necessary, mentors should be able to easily reach the department and get utmost
support in their decisions. It is also highly recommended that mentors should be encouraged to give more
feedback to the student-teachers. They should also be supported about getting more help from the
department in upgrading their level of language proficieny. The mentors should be more willing to do self
evaluation and they should be encouraged to use more reinforcement on student-teachers. The results also
indicate that mentors should use a revised, less authorative and more communicative approach in dealing
with student-teachers’ needs and they should be more supportive of the student-teachers’ new approaches
to teaching.
References
Akalın, S. (1998). İngilizce Rehber Öğretmenlerinin Hizmet İçi Eğitimi, Erzurum: Bakanlar Media.
Bullough, R. V. (2005). Being and Becoming a Mentor: School-Based Teacher
Educators and Teacher Educator Identity. Teaching and Teacher Education, 21, 143155. Retrived August 19, 2007, from the Elsevier database.
Hussein, J. W. (2007). A plea for a mentoring framework that promotes dialogic
professional learning in the ELT teacher education context. International Journal of
Progressive Education, 3, (2). Retrived August, 19, 2007, from the Elsevier database.
Friedman, Audrey A; Elizabeth Kowaleski Wallace (2006). Crossing Borders: Developing an Innovative
Collaboration to Improve the Preparation of High School English Teachers. English Article (EJ) 12 Equity &amp;
Excellence in Education, 39, (1), 15-26. Retrived August, 19, 2007, from the Elsevier database.
Rajuana, M., Douwe Beijaardb and Nico Verloopc (2007), The role of the cooperating
teacher: bridging the gap between the expectations of cooperating teachers and student. Mentoring &amp; Tutoring, 15,
(3), 223-242. Retrived August, 19, 2007, from the Elsevier database.
Rush, Leslie; Sandra H Blair; David Chapman; Andrew Codner; Becky Pearce. (2008). A New Look at Mentoring:
Proud Moments and Pitfalls. English Article (EJ) 5 Clearing House: A Journal of Educational Strategies, Issues and
Ideas, 3, 128-132 Web site: http://www.heldref.org
Smith, E. R. (12.04.2009), Negotiating power and pedagogy in student teaching: expanding and shifting roles in
expert–novice
discourse.
Retrieved
in
March
13th,
2008,
from
http://www.informaworld.com/smpp/content~db=all~content=a739048845? words=men
Varghese, Manka M.; Lee Wilberschied (2002). Reconsidering the novice/expert
dichotomy in the K-12 mentor-mentee relationship. Journal of In-Service Education,
28, 23-34. Retrived August, 19, 2007, from the Elsevier database.

304

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ÖZATA, Cüneyt
ÖZBAY, İrem</text>
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                <text>The system of mentoring has first been applied in England and is being used in  Turkey’s educational system, too. The aim of the study is evaluating the mentoring system of  Ataturk University, School of Education, and English Language Teaching Department in  training pre-service English teachers during their teaching experience at schools.  Questionnaires were applied to mentors, student-teachers and supervisors. Data have been  collected through questionnaires which include Lykert type items and collected data have been  analyzed statistically using mean scores of the participants. The purpose of this study is to  make student teachers and mentors aware of mentors’ importance in teaching experience, to  attract the interest of teachers who have never taken part in mentoring. The aim which is to  reach mass of mentors has been achieved. However, it is essential to state that this study is a  kind of starting point to develop new research in this context.</text>
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                    <text>INDUSTRIALIZATION PROBLEM OF CULTURE IN THE PROCESS
OF GLOBALIZATION
Dr. Abamüslim AKDEMİR
Ataurk University Kazim Karabekir Education Faculty
Philosophy Department
akdemir@atauni.edu.tr

Dr. Erdinç PARLAK
Atatürk University Kazım Karabekir Education Faculty
Department of English Language
erdincparlak@hotmail.com
Abstract:The rapid changes

and transformations in science, technology and mass

communication have gave way to a new process. This recent phenomenon which made itself felt
in almost every part of human life has, at the same time, caused debates in western cultural life
on philosophy, literature, architecture, painting under the name of globalization. One of the
debates was the one towards modern age under the domination of production and industrial
capitalism. The valid value of industrialization, the “production”, has left its place to a new
social understanding named “upper-reality”. This has emerged as a result of post-industrial
viewpoints. On the other hand, “similarity” replaced the “reality”of modern cultural values. The
process of globalization , again, transformed the aesthetic nature of cultural values into
commercial meta identity together with post-industrial approaches. As the globalized industrial
values made man mere consumer, there emerged the ideology of entertainment industry. This
process has both produced meta and created mass culture or popular values before individuality.

The rapid changes in information and communication due to the developments in science, technology and
economy have put international borders aside. The world has turned into a large village where common values
have been formed. This recent phenomenon which made itself felt in almost every field of life together with the
last quarter of 20th century, emerged under the name of “new world order”, “postmodernity”, and
“globalization”. It became the focal point of discussions in every field from art to philosophy.
Human rights, also, became one of the main issues of discussion in every area. Globalizataion began to
dominate almost all the world with the understanding of human rights, liberal economy and market economy.
The political dimension of globalization made the leadership of USA felt, on the other and its economic
dimension that of multi dimensional capital. On its cultural basis, the label hegamony of monotonus
consumption culture came to the fore as universal and local were presented at the same time (Akdemir, 2004,
p.43). This new era was defined by Fredric Jamesan as modernization, post-industrial, consumption society and
show society. To him new economic order and social life have formed the beginning of new government in the
cultures (Jameson, 1993, p.27). This new case has mingled cultural social and economic to each other with
globalization. The borders have became much more ambigious in culture.
With the process of globalization, the rationalization form of modernity was opened to discussion as
meaning, order and content. Direct relationships were formed with the methods of bringing closer diverse lives
ontologically not related to each other. According to Benjamin, man has lost his freedom and singleness. Every
object is the mirror of another. Those objects eating, drinking, listening, watching the same things have now

124

�started to think and feel the same things exactly. Everybody is the same (Dellaoğlu, 2003, pp.21-22). Within this
process, the postmodern view which adresses to the homogeuous mass has now created mass culture or popular
culture. The products of mass culture do not give rise to creativity.
It has made men an inactive object who can be directed and controlled instead of putting them into a
mutual discussion atmosphere. Culture and entertainment have mingled to each other in the fantasy world of
mass communucation tools (Swingewood, 1996, p.36). Its culture and works of art have now become meta and
its function has been only to entertain and has reduced conscious totally to inactivity.
Globalization considers eclecticism as the basis of culture. On the one hand it mixes everything to each
other by mass culture and makes them global by loading them with homogenous. It, on the other hand, brings
sub-cultures, localization, tradition and differences to the fore. For instance, man begins to listen to reggae
music, watches cowboy film on tv, has his lunch at Mc. Donald’s, dinner at a local restaurant. He uses Paris
perfume in Tokyo, wears redra clothes in Hong Kong (Appignanesi and Garrat, 1996, p.47). Elite and popular
culture forms are have migled to each other.
Mass culture has criticized aesthetic sensitivity with the concepts of imitation, irony and pastiche and
rejected aesthetic elitism. It has demonstrated a populist attitude with the understanding of “Anything goes”.
Money is the sole measurement in the lack of aesthetic criteria. Everything that the artist spits is money. There is
nobody where everybody is the same. There no longer, exists such a thing as object. All those have been caused
by “Culture Industry”.
The concept of “Culture Industry” has been used for the first time by the thinkers Adorno and Harkheimer
of Frankfurt School taking mass culture criticism as the basis in the “Dialectics of Illumination.”.
The most widely criticized feature of Adorno’s culture industry is its misleading aspect. On the basis of
this criticism lies Marx’s meta fetishism. According to Adorno, those produced by culture industry are not the
works of art that have become as meta but those metas produced for Market from the very beginning. The
concept of culture, industry, starting from the time that culture became a thing and money in the classic term
became a culture during the late capitalist era, struggles to form a theory of daily life with this concept
(Dellaloğlu, 2003, p.23). Culture industry has reduced individuals to a living meta in the name of consuming to
consume. The individual has formed a living area with the product. As Adorno says; “The typical cultural
existence of culture industry are no longer product but has been turned into product besides other features”
(Adorno, 2003, p.72).
The culture industry is, in the simplest definition, the industrialization of culture and man has became as
an industrial product within the industrial society and has became a thing. The individuals have created an area
of living with the product. The main reason here is to gain satisfaction by kitch products without aesthetic. The
imitation has replaced the real one. The society, on the other hand, consists of individuals totally consumers and
of which behaviours have been determined in advance. Adorno explains it as: “Every one should behave suitable
for their levels determined before and should move towards the mass production categories produced for certain
types of consumers”(Adorno, 2007, p.51). In such a case, consumers have become materials of statistics.
For the individuals, being adaptable has replaced consciousnes. Industrial mind suggests workers a model
of mental cooperation. It spends effort in order to make them accustomed to the system. Though it seems at first
sight that this gives man freedom both in their working life and cultural industry, men (individuals) in such case

125

�have always been a subject (Adorno, 2007, pp. 81-82). Culture industry, consciously, has been a barrier before
the development of free individuals.
Though the products of culture industry create a monotonus atmosphere, it has been successful in
attracting men by its very nature. Similar and charming products do not alow their customers move out of the
circle. As Adorno explains; the men who are now consumers became the ideology of entertainment industry
which they cannot get rid of (Adorno, 2007, p.96). Cultural industry imposes an entertainment equal to thinking.
Man, unconsciously and with no resistance , accepts this insistence (Adorno, 2007, p.56).

The administrators have, according to Adorna, directed the mass and changed them into the means of
propaganda and tourism. Thus, the artistic works that industry of culture created

made art

object and

merchandising. In this context, the best way to merchandise and present all the products to consumption is
advertisement.
In the process of industrialization ion of culture, advertising appears to have formed an area of surrealism.
Advertising not only creates desire but it also forms a reality of being an object. Adorna (2007, p. 96) states that
advertising is the elixir of life of culture industry. Behind advertisement, the sovereignty of system is hidden.
Everything having no mark of advertisement is regarded as meaningless economically. Adorno explains the
success of advertising in the domain of culture industry in the light of the fact that though consumers know that
advertisement is not true, they continue to purchase the cultural objects and sustain to use them with a strong
desire. (Adorna, 2007, p. 107)

While Adorna

strongly defends modernist art, he criticizes the mass culture as a result of the industry of

culture. He objects to capitalist and socialist totalitarian regimes since they intervene with the human freedom.
He regards the culture that was created by means of technological facilities as a tool of mass manipulation. The
process of being object that Hollywood, Broadway, Manhattan and Rock’n Roll directed and accelerated
Adorno’s criticism who migrated to New York during the World War II ( Pelvanoglu, 2009). Adorner’s
criticism towards the cultural industry that global world has created displays how he was contemporary.
Culture’s industrialization changed it into an object carelessly. The mass culture or popular values towards
particularity or individualism came front. The dominance of subject overwhelmingly became restricted and the
power between subjectivity and culture

declined. (Connor, 2005, p.364). In postindustrial culture, thus, high

culture understanding integrated with commercial and mass culture. The standards of culture irresistibly lost and
the cultural products made individual an ordinary carrier of the social tendencies. According to Adorno, the
industry of culture occurred through the instinct of profit which has always been prevailing.(adorno, 2007, p.
112). This is the reason that made everything object and the changed the object itself into culture. Therefore,
the individual who has become alienated towards effort in the phase of production become also alienated to life
and the whole existence through consumption’s becoming aesthetic in the phase of consumption.

Adorno’s subject which is his object of analysis is not the employee but the customer of consumption society.
The subject’s meaning that he attributed while using culture industry is different from the meaning that mass
culture or popular culture attributed. In mass culture, authentic people is mentioned , people’s culture has a role
for the mass culture. However, Adorno cannot stand even their implication in that in culture industry people does

126

�not create culture. It includes in the industry culture. It is not the subject but the object. Today people have
become more inactive than what Adorno stated. Today’s culture industry forces to consume more alienation and
forget to be individual in the society. People have changed what they consume into fetishism. Brand sovereignty
has occupied people’s life space. Thus, Adorno’s remark goes back to 50 years turned out to be true.

References
Adorno, T. W (2003) “Kültür Endüstrisini Yeniden Düşünürken”, çev. Bülent O. Doğan, Cogito, Sayı: 36, Yaz
2003, pp. 76-84.
Adorno, T. W. (2007) Kültür Endüstrisi- Kültür Yönetimi, çev. N. Ünler, M. Tüzel, E. Gen, İstanbul, İletişim
Yayınları.
Akdemir, A. (2004) “Küreselleşme ve Kültürel Kimlik Sorunu”, Sosyal Bilimler Enstitüsü Dergisi, Cilt:3, Sayı:1,
2004, Erzurum, pp. 43-51.
Apigenes, R. And Garratt, C. (1996) Postmodenizm, İstanbul, Milliyet Yayınları.
Connor, S. (2005) Postmodernist Kültür, çev. Doğan Şahiner, İstanbul, Yapı Kredi Yayınları.
Dellalloğlu, B. F. (2003) “Bir Giriş: Adorno Yüz Yaşında”, Cogito, Sayı: 36, Yaz 2003, pp. 13-36.
Jameson, F. (1993) “Postmodernizm ve Tüketim Toplumu”, çev. H. Güleryüz, V. Aytar, Edebiyat ve Eleştiri
Dergisi, Ocak-Şubat 1993, İzmir.
Swingewood, A. (1996) Kitle Kültürü Efsanesi, çev. Aykut Kansu, Ankara, Bilim ve Sanat Yayınları.

127

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                <text>The rapid changes  and transformations in science, technology and mass  communication have gave way to a new process. This recent phenomenon which made itself felt   in almost every part of human life has, at the same time, caused debates in western cultural life  on philosophy, literature, architecture, painting under the name of globalization. One  of the  debates was the one towards modern age under the domination of production and industrial   capitalism. The valid value of industrialization, the “production”, has left its place to a new   social understanding named “upper-reality”. This has emerged as a result of post-industrial  viewpoints. On the other hand, “similarity” replaced the “reality”of modern cultural values. The  process of globalization , again, transformed the aesthetic nature of cultural values into  commercial meta identity together with post-industrial approaches. As the globalized industrial  values made man mere consumer, there emerged the ideology of entertainment industry. This  process has both produced meta and created mass culture or popular values before individuality.</text>
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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Determinants of Bank Efficiency in Turkey: A Two Stage Data
Envelopment Analysis
Ahmet AKIN
Faculty of Economics and Administrative Sciences, Fatih University, Istanbul
akin@fatih.edu.tr
Merve KILIÇ
Faculty of Economics and Administrative Sciences, Fatih University, Istanbul
mervekilic@fatih.edu.tr
Selim ZAĐM
Faculty of Economics and Administrative Sciences, Fatih University, Istanbul
szaim@fatih.edu.tr

Abstract: Financial industry plays an important role in the economy and banks are
indispensable players in the financial industry. Therefore, the evaluation of banks’
performance became a popular research topic in all over the world, and also in Turkey. There
are different techniques to determine the banks’ performance. Among those techniques, Data
Envelopment Analysis (DEA), which is a non-parametric technique, has been widely used in
the banking sector. In this research, we analyzed the efficiency of Turkish Banking Industry
with Data Envelopment Analysis (DEA) methodology between 2002 and 2007. All the banks
that constantly operated in the years between 2002 and 2007, excluding investment and
development, participation banks, get into the analysis. So there are four groups of banks in
the research, those are state-owned deposit banks, privately-owned deposit banks, foreign
banks founded in Turkey, and foreign banks having branches in Turkey. In the research
model, number of employees, interest expenses, non-interest expenses and total deposit are
determined as input, total credits, interest revenue and non-interest revenue are determined as
output. This analysis aims to explain the variation in efficiency scores with a set of
explanatory variables, such as size, ownership type, nationality, being publicly held.
According to results, the efficiency levels do not change very much between 2002 and 2007.
The efficiency scores reached top level in 2005 and 2006. The results of regression
application denote that all of the explanatory variables have a significant effect on banks’
efficiency levels. According to regression analysis results, size negatively affects the
efficiency levels of banks. Publicly listed banks operate more efficient than not publicly listed
banks. Foreign owned banks operate more efficient than their domestic peers. Furthermore,
state owned banks are less efficient than non-state banks.
Keywords: Efficiency, Data Envelopment Analysis, Tobit Regression Model, Turkish
Banking Sector.

1. Introduction
With the changes in economical environment, financial institutions have an essential role in the
developing countries’ economy. Especially banks are fundamental players in the financial industry. So the
evaluation and assessment of banks’ performance, efficiency, and effectiveness have attracted considerable
attention. Measurement of efficiency of banking institutions serves two important purposes. It helps to
benchmark of an individual bank against the “best practice” banks and secondly, it helps to evaluate the impact
of various measures on the efficiency and performance of these institutions (Das et al. 2009). But the
performance measurement in banking sector is not so straightforward, because there are some difficulties in
determining inputs and outputs of a bank for efficiency measurement. There is not consensus on that subject.
Furthermore, banks may not be homogeneous with respect to types of output they produced.
In Turkey context, some reforms were applied in banking industry after 1980s. The banking industry
experienced some financial crises in November 2000 and February 2001. The efficiency level of banking sector
decreased in those years. This situation required restructuring of banking sector in Turkey. There are some
researches that investigate the performance of banking sector after liberalization policies in 1980s or the effects
of financial crises on banking sector. There is not much study that investigates the recent efficiency of Turkish
Banking Industry.

32

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

There are a lot of techniques to determine the banks’ performance. One of them is ratio analysis. In
ratio analysis, measures such as return on assets (ROA), return on investment (ROI), liquidity ratios give only
one dimension of performance. In this type analysis, different measures can give contradictory results. The
regression analysis eliminates this disadvantage but it can only handle one output at a time. In the most of
industries corporations especially in banking operate with many inputs and many outputs. Therefore there exists
a requirement for efficiency measurement method besides ratio and regression analysis. Data envelopment
analysis which was originally introduced by Charnes et al. (1978) is capable of solving multiple inputs and
outputs and enables to see complete picture of performance of a company.
This paper examines the efficiency of Turkish banking sector for the period 2002-2007. In this study
the effects of size, ownership type, being publicly held on performance are also analyzed. There are two stages
of this research. First stage is the analysis of efficiency levels of banks with Data Envelopment Analysis
methodology and the second stage is determination of the effects of bank size, ownership type, nationality and
being publicly held on bank efficiency scores by Tobit Regression.
The paper is structured in the following way. Section 2 includes a brief review of the literature about
bank performance and explanatory variables’ effects on banks’ efficiency levels. Section 3 denotes the research
sample of this study, input and output variables that are used, and outlines the non-parametric Data
Envelopment Analysis methodology. In the fourth section the results of the study are charted and the findings
are discussed. And in the fifth section the conclusions of the study are presented.

2. Literature Review
In a rapidly changing financial market worldwide, bank regulators, managers, and investors are
concerned about how efficiently banks transform their expensive inputs into various financial products and
services (Işık &amp; Hassan 2002). So the investigation of the financial institutions has been motivated by
academics, policy makers, bankers. There a lot of studies Sufian (2008), Işık (2008), Rezitis (2006), Işık and
Hasan (2002), Das et al. (2009), Mercan et al. (2003) that examine the efficiency levels of banks with different
methods.
Some researchers investigated also the effects of some explanatory variables on bank efficiency, such
as, size, type of ownership, bank configuration, being publicly traded or not.
Bank size is generally measured by banks’ amount of assets. Jackson and Fethi (2000), Mercan et al.
(2003), Rezitis (2006) analyzed the effect of the bank size on efficiency found a positive relationship between
size and efficiency. Işık and Hassan (2002) determined a negative relationship between bank size and
efficiency. Chen et al. (2005) indicated that large and small banks are more efficient than medium banks. Aly et
al. (1990) investigated the effect of size on the overall efficiency, technical efficiency, allocative efficiency and
pure technical efficiency of banks and they measured size as total deposits in thousand of dollars and number of
bank branches. They found that size is positively related to efficiency, regardless of whether size was measured
as total deposits or number of branches. There is no consensus on how bank size affects bank efficiency, but
general view large banks are more efficient than small and medium sized banks.
Hypothesis 1. Large sized banks are more efficient than small sized banks.
The market hypothesis supposed that publicly traded banks should operate more efficient than not
publicly traded. But studies that analyze the relationship between being publicly listed or not and bank
efficiency generally indicate there is not a significant relationship. Sufian (2009) investigated the effect of being
publicly listed on bank performance and did not find evidence of higher efficiency levels of the publicly listed
banks. Havrylchyk (2006) studied on being publicly traded effect the performance of banks, but observed no
impact of publicly traded on banks efficiency. Mamatzakis et al. (2008) discriminated the banks as publicly
listed or not and analyzed the effect of being publicly listed on efficiency, the results do not reveal significant
differences between publicly traded or not traded banks.
Hypothesis 2. Being publicly held has no affect on bank’s performance.
Jackson and Fethi (2000) analyzed the effect of ownership type on banks’ performance and according
to their results state ownership worsens efficiency. Işık and Hassan (2002) found that private banks operate
more cost efficient than banks in public sector. Mercan et al. (2003) classified the banks according to type of
ownership as state-owned, private and foreign. State-owned banks had lowest performance in their study.
Sufian (2009)’s study showed that the foreign banks are likely to be more efficient than domestically owned
banks. Jackson et al. (1998) analyzed the performance of banks during the period 1992-96 in Turkey. Among
three ownership types, private and foreign banks showed greater productivity growth compared to state owned
banks. Chen (1998), Chen and Yeh (2000) analyzed the efficiency differences between private and public banks
in Taiwan. The results indicated that private banks operate more efficient than public banks. Havrylchyk (2006)
assessed the efficiency of foreign and domestic banks, showed that foreign banks are operating in a higher level
of efficiency than domestic banks. Also, his study showed that state banks are more efficient than other
domestic banks. Chen et al. (2005) grouped the Chinese banks as state owned commercial banks, national-joint

33

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

equity banks, regional-joint equity banks and investment banks to determine the relation between efficiency
level and type of ownership. State banks showed a relatively higher efficiency level. Lensink et al. (2008)
analyzed 2095 banks in 105 countries over the years 1998-2003 and found that foreign ownership negatively
affects bank efficiency. Bonin et al. (2005) suggested that foreign-owned banks are more cost-efficient than
other banks.
Hypothesis 3. Private banks operate more efficiently than public banks.
Hypothesis 4. Foreign ownership positively affects bank efficiency.

3. Research Methods
3.1. Sample
The research sample of this study includes all the banks that operated in Turkey constantly between
2002–2007, excluding investment and development, and participation banks. This data set should be as
homogeneous as possible to be meaningful for relative efficiency measurement for DEA application. So there
are four groups of banks in the research, state-owned deposit banks, privately-owned deposit banks, foreign
banks founded in Turkey, and, foreign banks having branches in Turkey. Total thirty-one banks from those
groups are determined and get into the analysis.
Table 1: The Banks in the Analysis
B1
B2
B3
B4
B5
B6
B7
B8
B9
B10
B11
B12
B13
B14
B15
B16

ABN AMRO Bank N.V.
Adabank A.S.
Akbank T.A.S.
Alternatif Bank A.S.
Anadolubank A.S.
Arap Türk Bankası A.S.
Bank Mellat
Citibank A.S.
Denizbank A.S.
Eurobank Tekfen A.S.
Finans Bank A.S.
Fortis Bank A.S.
Habib Bank Limited
HSBC Bank A.S.
JPMorgan Chase Bank N.A
Millennium Bank A.S.

B17
B18
B19
B20
B21
B22
B23
B24
B25
B26
B27
B28
B29
B30
B31

ING Bank A.S.
Societe Generale (SA)
Sekerbank T.A.S.
Tekstil Bankası A.S.
Turkish Bank A.S.
Turkland Bank A.S.
Türk Ekonomi Bankası A.S.
Türkiye Cumhuriyeti Ziraat Bankası A.S.
Türkiye Garanti Bankası A.S.
Türkiye Halk Bankası A.S.
Türkiye Đs Bankası A.S.
Türkiye Vakıflar Bankası T.A.O.
Unicredit Banca di Roma S.P.A.
WestLB AG
Yapı ve Kredi Bankası A.S.

3.2. Measurement of Variables
The necessary data set from the income statements and balance sheets of the banks is obtained from the
annual issues of the Bank Association of Turkey.
In the banking performance literature, there is no definite consensus on the determination of bank inputs and
outputs. But there are two main approaches to determine the inputs and outputs that can be used for efficiency
measurement; production approach and intermediation approach (Thanassoulis 1999; Sealey &amp; Lindley 1977;
Anthanassopoulos 2009). According to production approach, banks are regarded as using labor and capital to
generate deposits and loans, and according to intermediation approach deposits are regarded as being converted
into loans (Avkıran 2006). Avkıran (2006) summarized two approaches, and showed inputs and outputs for two
approaches. Under production approach, number of employees, occupancy, furniture and equipment, other noninterest expenses are determined as input, number of demand deposits, time deposits, real estate loans,
installment loans and commercial loans are determined as output. Under intermediation approach, deposits,
debentures, other liabilities, shareholder equity, number of employees, physical capital, non-interest expenses
are regarded as inputs, loans, securities, deposits with other banks, except central bank, non-interest income are
regarded as outputs. Sufian and Majid (2007) employed DEA method to investigate the effects of merger and
acquisitions on Singaporean domestic banking groups’ efficiency. They estimate two alternative models and
they used total deposits as input, total loans and non-interest income as output in the first model, non-interest
and interest income as output and interest and non-interest expense as input in the second model. Aysan and
Ceyhan (2008) determined the inputs as labor, capital and loanable funds, outputs as short- and long-term

34

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

credits, off-balance sheet items, and other earning assets. Jackson et al. (1998) used number of employees and
the sum of non-labor operating expense, the direct expenditure on buildings and amortization expenses as
inputs, loans, demand deposits and time deposits as output under value-added approach. Wheelock and Wilson
(1999) investigated the technical progress, inefficiency and productivity change between 1984 and 1993. They
employed three inputs: labor, physical capital, purchased funds, five outputs: real estate loans, commercial and
industrial loans, consumer loans, all other loans, total demand deposits by adopting intermediation approach.
Oral and Yolalan (1990), Ayadi et al.(1998) determined inputs as interest paid on deposits, expenses on
personnel, administration etc. and total deposits, outputs as total loans, interest and non-interest income. Aly et
al. (1990) employed a non-parametric frontier approach in their study to calculate the overall, technical, pure
technical, allocative and scale efficiencies of a sample of 322 independent banks. And, they determined the
inputs as labor, capital, loanable funds, outputs as real estate loans, commercial and industrial loans, consumer
loans, all other loans and demand deposits. Bergendahl (1998) applied DEA to Nordic Banks by using loan
volumes, deposit volumes, and gross revenues as output, costs of personnel, cost of material and the volume of
credit losses as input. Işık (2008) investigated the technical X-efficiency and productivity growth of novo banks
and established banks by using a non-parametric frontier method. By employing intermediation approach the
outputs that are used in his research are, short-term loans, long-term loans, and other earning assets, the inputs
are labor, capital, and loanable funds. Havrylchyk (2006) investigated the efficiency of the Polish Banking
industry between 1997 and 2001, and under intermediation approach he determined the inputs as capital, labor
and deposits, outputs as loans, government bonds, and off-balance sheet items. Chen et al. (2000) analyzed the
operating efficiency of 34 commercial banks in Taiwan banking sector. Under intermediation approach they
determined outputs as provision of loan services, portfolio investment, and non-interest income, inputs as bank
staff, assets and bank deposits for this analysis. Liu (2009) used slack-based efficiency measures to measure the
efficiency of 24 banks in Taiwan; he employed deposits, interest and non-interest expenses as input, loans,
interest income and non-interest income as output in his study.
By taking into consideration the literature intermediation approach is used in the analysis. Number of
employees, interest expenses, non-interest expenses, and total deposits are determined as input; total loans,
interest income, and non-interest income are determined as output. All variables are measured in thousands of
Turkish Liras, except number of employees.
3.3. Measurement of Efficiency
The efficiency measurement is generally performed in several methods such as ratio analysis,
parametric and non-parametric methods. In the ratio analysis, efficiency is measured with the calculation of
several ratios of financial units. The financial unit with the highest output over input or lowest input over output
is determined as efficient. But for the calculation of efficiency of financial units which operate multi-input and
multi-output ratio analysis is not suitable. Another criticism about the ratio analysis is that some ratios denote
that the firm has a successful level of performance but other may show the opposite. The regression analysis
does not suffer from that disadvantage, but it assumes a priori form of functional relationship between inputs
and outputs, in addition regression analysis can only handle one output at a time (Manadhar &amp; Tang 2002). In
the most of industries corporations especially in banking operate with many inputs and many outputs. Therefore
there exists a requirement for efficiency measurement method besides ratio and regression analysis. There are
another two techniques called as parametric and non-parametric enable efficiency measurement with many
input many output. One of the nonparametric techniques which is widely used to measure efficiency is Data
Envelopment Analysis (DEA).
3.3.1. The Data Envelopment Analysis (DEA) Model
Data envelopment analysis (DEA) is a linear based programming model which was first proposed by
Charnes et al. in 1978 twenty years after Farrell’s seminal work for evaluating activities of not-for-profit entities
participating in public programs. Recent years a variety of DEA applications have been seen for evaluating the
performances of different kinds of entities engaged in many different activities in many different contexts in
many different countries (Cooper et al. 2004). DEA assess the comparative efficiency of homogeneous
organizational units, such as bank branches, schools, tax offices, and hospitals (Thanassoulis 1999). DEA
responds to the need for satisfactory procedures to assess the relative efficiencies of multi-input multi-output
production units (Cook &amp; Seiford 2008). The efficiency score is usually denoted as either a number between
zero and one or 0 and 100 percent. The efficiency score of one or 100 percent of a decision making unit shows
that decision making unit is efficient relative to other units in the research sample. In addition to providing
meaningful scalar efficiency values, DEA is designed to determine the sources and estimate the amounts of
inefficiencies that might present in the various output and input vectors (Charnes et al. 1991). The most
important advantage of DEA over other traditional econometric frontier method is that it does not require prior

35

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

assumption (such as standard forms of statistical regression analysis) about the analytical form of the production
function (Avkıran 1999; Banker 1984; Cooper et al. 2004). In addition, DEA enable to calculate the efficiency
of decision making units that operates multi-input and multi-output. DEA is a valuable benchmarking tool,
because it identifies inefficiencies in decision making units by comparing them with similar decision making
units regarded as efficient (Avkıran 2006). Unlike other benchmarking tools that rely on the managers’
observation, comparison, DEA enables to identify best practices that are too complex to be identified (Sherman
&amp; Ladino 1995). On the other hand, the main problem about DEA model is that, it is a non-parametric method,
so it is sensitive to the measurement problems (Al-Sharkas et al. 2008).
The relative performance measurement of DEA is a two-staged process (Mercan et al. 2003):
(i) Determining the best performing decision making units that produces greatest output with the least
input. Assigning a DEA performance-index value of unity (1) to such decision making units and
placing them on the efficient frontier.
(ii) Determining the DEA performance-index values for all other decision making units in the set. Such
values are represented by the distance of the less efficient units from the above defined efficient
frontier. The decision making units in this subset use more inputs given an output level or produce less
output for a specific level of inputs.
DEA determines, the most productive decision making unit, the amount of excess resources used by
inefficient decision making units, the amount of excess capacity or ability to increase service outputs in lessproductive units, the set of best-practice service units most similar to the less-productive units, referred to as the
best-practice reference set (Sherman &amp; Ladino 1995).
Mathematical formulation of DEA model can be stated as:
m

Max Z o =

∑u
r =1
n

∑v
i =1

ro

y ro
(1)

io

x io

Subject to the constraints:
m

∑

r =1
n

u rj y rj

∑

≤ 1

for j = 1, 2, k

v ij x ij

i =1

(2)

u ,v
ro

io

≥0

for r =1, m; and i = 1, n

(3)

Where:
Zo
: Efficiency score of oth decision making unit.
: Observed value of input i for the decision making unit j.
x ij

yrj

: Observed value of output r for the decision making unit j.

u rj , vij

: Weights of input r and output i of decision making unit j respectively.

k
m
n

: Number of decision making units.
: Number of outputs.
: Number of inputs.
Linear programming expression of the DEA model is like that:
m

Max Z o = ∑ u ro y ro
r =1

(4)
Subject to the constraints:
n

∑v x
i =1

36

io

io

=1

(5)

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

m

∑u
r =1

n

rj

yrj ≤ ∑ vij xij

for j = 1, 2, k

(6)

i =1

u ro , vio ≥ 0

for r =1, m; and j =1, n

(7)

4. Results
The efficiency scores of each bank included in the sample are shown in Table 2. The efficiencies of the
banks are examined between the years 2002-2007 with input oriented CCR model. The banking sector operated
higher than 0.8 of efficiency scores in the whole research period. The average scores are 0.87 in 2002, 0.89 in
2003, 0.84 in 2004, 0.91 in 2005, 0.92 in 2006, 0.88 in 2007. The efficiency levels increased after the 2002 and
reached 0.92 point in 2006, and again decreased 0.88 in 2007. There is a recovery phase in banking industry
performance. There are six banks that operated efficiently in the whole research period. So the 19% percent (six
of thirty-one banks) operated constantly efficient from 2002 through 2007. Also, there are thirteen banks that
operated inefficiently during all analysis period. So the 41% (thirteen of thirty-one banks) operated inefficiently
between 2002 and 2007.
Table 2: CCR-I Efficiency Scores (2002-2007)

B1
B2
B3
B4
B5
B6
B7
B8
B9
B10
B11
B12
B13
B14
B15
B16
B17
B18
B19
B20
B21
B22
B23
B24
B25
B26
B27
B28
B29
B30
B31
Average

2002
1,00
0,76
1,00
0,86
0,79
1,00
1,00
0,63
0,77
0,73
1,00
0,72
1,00
0,94
1,00
0,81
0,78
1,00
0,64
0,77
0,85
0,76
0,79
0,94
0,97
1,00
0,75
0,72
1,00
1,00
0,88
0,87

2003
0,88
1,00
1,00
0,79
0,99
1,00
1,00
0,65
0,91
0,66
0,90
0,83
1,00
1,00
1,00
0,49
0,84
1,00
0,59
0,91
0,85
0,87
0,97
0,99
1,00
1,00
0,75
0,90
1,00
1,00
0,99
0,89

2004
1,00
0,55
1,00
0,99
0,83
0,77
1,00
0,66
0,75
0,62
0,86
0,78
1,00
0,78
1,00
0,40
0,86
1,00
0,84
0,72
0,82
0,66
0,76
1,00
0,83
1,00
0,82
1,00
0,91
1,00
0,80
0,84

2005
1,00
1,00
1,00
0,90
0,78
0,87
1,00
0,98
0,90
0,65
1,00
0,83
1,00
1,00
1,00
0,68
0,86
1,00
0,92
0,85
0,81
0,79
0,88
1,00
0,96
1,00
0,94
1,00
0,93
1,00
0,78
0,91

2006
1,00
1,00
1,00
1,00
0,82
0,78
1,00
0,97
0,91
0,75
0,96
0,87
1,00
0,98
1,00
0,86
0,85
1,00
0,77
0,88
0,85
0,68
0,85
1,00
0,98
1,00
0,91
1,00
1,00
1,00
0,87
0,92

2007
0,75
1,00
1,00
1,00
0,85
0,60
1,00
0,67
0,81
0,99
0,85
0,69
1,00
0,80
1,00
1,00
0,82
1,00
0,73
0,87
0,66
0,67
0,77
1,00
1,00
1,00
0,86
1,00
1,00
1,00
0,83
0,88

Frequency of
Efficiency
3
4
6
2
0
2
6
0
0
0
2
0
2
2
6
1
0
6
0
0
0
0
0
4
2
6
0
4
4
6
0

37

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The total efficiency, technical efficiency and scale efficiency of the banks are also analyzed and the
findings are showed in Table 3. Input oriented CCR efficiency scores give the total efficiency of banks. Input
oriented BCC results give the technical efficiency of banks. As CCR scores are divided by BCC scores, the
outcome will give the scale efficiency of banks.
The average technical efficiency levels of banks are higher than average scale efficiency levels within
this period. It is observed that the increase in total efficiency level is mainly resulted from the increase in
technical efficiency level. Given our results that Turkish banking sector suffered from scale inefficiency.

Table 3: Total Efficiency, Technical Efficiency and Scale Efficiency of the Banks

B1
B2
B3
B4
B5
B6
B7
B8
B9
B10
B11
B12
B13
B14
B15
B16
B17
B18
B19
B20
B21
B22
B23
B24
B25
B26
B27
B28
B29
B30
B31
Average

Total Efficiency
0,94
0,88
1,00
0,92
0,84
0,84
1,00
0,76
0,84
0,73
0,93
0,79
1,00
0,92
1,00
0,70
0,83
1,00
0,75
0,83
0,81
0,74
0,84
0,99
0,96
1,00
0,84
0,94
0,97
1,00
0,86
0,89

Technical Efficiency
1,00
0,97
1,00
1,00
0,89
0,98
1,00
1,00
0,92
0,80
1,00
0,98
1,00
1,00
1,00
0,83
0,93
1,00
0,92
0,95
0,85
0,87
0,95
1,00
1,00
1,00
0,99
0,95
0,98
1,00
0,99
0,96

Scale Efficiency
0,94
0,91
1,00
0,92
0,95
0,85
1,00
0,76
0,91
0,91
0,93
0,80
1,00
0,92
1,00
0,85
0,90
1,00
0,81
0,87
0,95
0,85
0,88
0,99
0,96
1,00
0,85
0,98
1,00
1,00
0,87
0,92

Table 4: Tobit Regression Results (n=176)

Size
Nationality
Ownership
Publicly Listed
Constant

38

Coefficient
-0.0697283
-0.0762108
0.1843663
0.0757398
0.9239495

Standard Error
0.0231161
0.0217101
0.0341993
0.0248959
0.0145359

t-ratio
-3.02
-3.51
5.39
3.09
63.56

P-value
0.003
0.001
0.000
0.003
0.000

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The effects of bank size, ownership type, nationality and being publicly held on total efficiency are
analyzed with Tobit Regression by STATA. Ownership type, nationality, size and being publicly held are
employed as dummy variables. In this analysis, DEA efficiency score of a bank is determined as dependent
variable. If the coefficient of an explanatory variable is positive, it increases the efficiency level of the bank. In
spite of that if the coefficient of an explanatory variable is negative; it decreases the efficiency level of the bank.
Significance level of the regression is 95%. The findings imply that all explanatory variables are significantly
different from zero and have a significant effect on efficiency score of banks.
Banks are grouped as large and small according to their assets levels in this study. Size has a negative
effect on efficiency levels of banks, suggesting that the smaller the bank, the more efficient bank will be. There
is a scale problem in Turkish banking sector, the banks can not use economies of scale advantage. There may be
decreasing return to scale in Turkish banking sector. 1% percent increase in inputs results less than 1% increase
in outputs. As the banks grow they become less efficient. Larger banks have lower efficiency which could be
due to complex organizational structure and moral hazard behavior (Sufian &amp; Abd. Majid 2007). In Turkey,
smaller banks are typically newer and generally specialize in trade and finance and wholesale corporate banking
and employ more professional and astute management teams (Işık &amp; Hassan 2002). Because of competition
small banks should operate efficient to survive especially in metropolitan markets. The results are accordance
with Işık and Hassan (2002) on Turkish banking sector.
To analyze the relationship between publicly traded and Turkish banks’ efficiencies a dummy variable
is introduced as an explanatory data. Being publicly traded has a positive effect on efficiency levels of banks.
So, the publicly traded banks operate more efficient than not publicly traded banks. That finding supports the
market discipline hypothesis. According to this hypothesis banks whose shares are publicly traded should
exhibit higher efficiency. Thus, the easily transferable ownership structure of firms creates incentives for both
shareholders to monitor management performance and for bank management to improve their performance as it
contains risks associated with moral hazard practices (Mamatzakis et al. 2008).
Banks of different nations may have different outcomes with the same inputs. Thus, in this section the
effect of ownership type and nationality on efficiency levels of banks are analyzed.
Ownership dummy is determined as state and non-state banks. The positive sign of the coefficient on
non-state ownership binary variable implies that non-state ownership improve the efficiency level of the banks.
Non-state banks operate more efficient than state banks. There are two major reasons behind the efficiency
difference between public and private firms. The first is while all private firms are profit maximizing, public
firms would pursue whatever objectives the government demands. The second is while private firms are subject
to relatively hard budget; public firms are subject to relatively soft budgets (Işık &amp; Hassan 2002).
Nationality has a positive effect on efficiency levels. The positive sign of the coefficient on foreign
ownership binary variable implies that foreign ownership improve the efficiency level of the banks. Foreign
banks operate more efficient than their domestic counterparts. This may be because of foreign owned banks
have better risk management, operational, technological techniques which they enable from their parent banks
abroad. The empirical observation that foreign banks perform better compared to domestic banks in developing
countries. This suggests that technical ability of banks from developed countries overcomes the home field
advantage in developing countries (Jeon &amp; Miller 2005). Berger et al. (2000) explained the differences between
home field advantages and global advantages. The global advantage hypothesis denotes that foreign banks
might benefit from competitive advantages relative to their domestic banks. Foreign banks may also become
more competitive when compared to domestic banks due to an active market for corporate control in the home
country, and because they have access to an educated labor force that is able to adapt new technologies
(Lensink et al. 2008). The results are accordance with Sufian (2008) on Malaysian banks, Jackson et al. (1998)
on Turkish banks, Işık and Hassan (2003) on Turkish banks, Havrylchyk (2006) on Polish banks, Bonin et al.
(2005) in transition countries.

5. Conclusion
This paper aims to determine the efficiency of Turkish banks between 2002 and 2007. So, the
efficiency levels of Turkish banking sector are analyzed during the period 2002-2007 with Data Envelopment
Analysis. Then, multivariate regression analysis have been employed in order to detect the determinants of
banking efficiency in Turkey.
The sample includes thirty-one banks that continuously operated during this period. According to
results, the efficiency level of Turkish banking did not change very much in the analysis period. The banking
sector operated at stable efficiency level. The average performance values between 0.84 and 0.92 in this period.
Additionally, the findings reveal that the average technical efficiency scores of banks are higher than average
scale efficiency scores. There is a scale inefficiency problem in Turkish banking sector.
The effects of some explanatory data on the banks’ efficiency levels are also analyzed in this research.
Size, ownership type, nationality, being publicly listed are improved as dummy variables. Findings imply that

39

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

smaller banks are more efficient than larger banks. As the banks grow they become less efficient. The Turkish
banking sector may experience decreasing returns to scale. Publicly listed banks are more efficient than not
publicly listed banks. This finding is compatible with market discipline hypothesis which suggests stockholders
of the banks can exert market discipline over bank management, so the publicly traded banks are expected to be
more efficient. Non-state banks operate more efficient than their state counterparts. This may be because of the
goals of those two banks differentiate. Private entities always aim to maximize their profit. The regression
analysis results also denoted that foreign banks are more efficient compared to their domestic peers. Foreign
banks might profit from better risk management and take advantage of technological improvements.

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41

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ZAİM, Selim</text>
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                <text>Financial industry plays an important role in the economy and banks are  indispensable players in the financial industry. Therefore, the evaluation of banks’  performance became a popular research topic in all over the world, and also in Turkey. There  are different techniques to determine the banks’ performance. Among those techniques, Data  Envelopment Analysis (DEA), which is a non-parametric technique, has been widely used in  the banking sector. In this research, we analyzed the efficiency of Turkish Banking Industry  with Data Envelopment Analysis (DEA) methodology between 2002 and 2007. All the banks  that constantly operated in the years between 2002 and 2007, excluding investment and  development, participation banks, get into the analysis. So there are four groups of banks in  the research, those are state-owned deposit banks, privately-owned deposit banks, foreign  banks founded in Turkey, and foreign banks having branches in Turkey. In the research  model, number of employees, interest expenses, non-interest expenses and total deposit are  determined as input, total credits, interest revenue and non-interest revenue are determined as  output. This analysis aims to explain the variation in efficiency scores with a set of  explanatory variables, such as size, ownership type, nationality, being publicly held.  According to results, the efficiency levels do not change very much between 2002 and 2007.  The efficiency scores reached top level in 2005 and 2006. The results of regression  application denote that all of the explanatory variables have a significant effect on banks’  efficiency levels. According to regression analysis results, size negatively affects the  efficiency levels of banks. Publicly listed banks operate more efficient than not publicly listed  banks. Foreign owned banks operate more efficient than their domestic peers. Furthermore,  state owned banks are less efficient than non-state banks.</text>
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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

How Is the Market Size Relevant as a Determinant of FDI in Developing
Countries? A Research on Population and the Cohort Size

Mustafa Şeref AKIN
Assist.Prof.Dr., Fatih University, Đstanbul, Turkey
msakin@fatih.edu.tr

Abstract : The small size of the market in developing countries is associated with non-market
seeking FDI activities. Even though, GDP per capita is a poor indicator for the market seeking
FDI activities in developing countries, both population and GDP are crucial. The findings of
the study suggest that FDI is concerned with the size of market in developing countries not in
per capita basis but rather in aggregate size. More precisely, FDI will more likely focus on
regional areas rather than on an expansion through the country. In terms of cohort size, the
size of middle age cohort promotes FDI, and old and young age cohorts weaken FDI.
Keywords: Developing Countries; FDI; domestic market size; population; cohort size.

Introduction
How do multinational enterprises decide on the locations of their foreign direct investment (FDI)1?
Market size has been the single most widely accepted as a significant determinant of FDI flows (Chakrabarti,
2001). The larger the host area’s (country, region, and sub region) total income and its potential for development,
the greater the amount of the FDI investment (Billington, 1999). A large market is necessary for efficient
utilization of resources and exploitation of economies of scale (Chakrabarti, 2001). On the other hand, Asiedu
(2002) argues that market size is not a determinant for a developing country due to low income. In the FDI
literature, not much research on the impact of the market size has been conducted yet for developing countries.
The additional originality of this paper is to approach the market size framework from the population aspect and
its cohort size. In this respect, this research is intended not just to review previous models dealing with the
market size, but also to examine the significance of untested market size determinants of locations.
The market size itself cannot be easily ascertained (Billington, 1999). Regressions of Schimitz and Bieri
(1972) are estimated for U.S.A. FDI to Canada, the EEC and EFTA. Their market size proxy is GNP and growth
of GDP2.
Root and Ahmed (1979) identify unattractive, moderately attractive and highly attractive countries in
terms of FDI per capita for 58 countries with 38 variables. The unattractive category represents FDI per capita as
less than $1, the moderately attractive as between $1 and $4.1, and the attractive as more than $4.1. They use
GDP, GDP per capita and growth per capita as a proxy for market size. They argue that the absolute size of GDP
is more likely to reflect population size rather than per capita income. Their conclusion is that developing
countries that have attracted FDI have a relatively advanced infrastructure, comparatively high growth rates and
per capita GDP, and political stability.
Culem (1988) tests the impact of market size for 14 countries for the period of 1969-1982. A bigger
market allows the benefits of large-scale production to be more readily captured. Moreover, investors naturally
prefer faster growing markets, which offer more promising prospects.
Billington3 (1999) is the first author to consider population as a variable; she uses population density as
a determinant of FDI. Population density implies a more concentrated consumer and labor market as well as a
more integrated infrastructure (Billington, 1999).
Chakrabarti (2001) states that absolute GDP is a poor indicator since it reflects the size of the
population rather than the income per capita. Broadly, this paper aims to explore the impact of market size on
FDI considering population size and its characteristics in developing countries in a theoretical and empirical
framework.

1

Some major benefits of FDI are that FDI is a much better way than borrowing due to risk factor of repayment, and reforms
for an increase of FDI may directly also promote growth (Gastanaga et al. ,1998).
2
Lunn (1980)’s findings support Scmitz and Bieri (1972) except the first lag growth, which is negatively correlated with
FDI.
3
Billington (1999) uses GDP and growth rate of GDP.

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

This paper is structured in the following ways: In section 2, we define methodology and all the
variables of interest. Section 3 provides an analysis of results. Finally, section 5 concludes by considering the
implications of these findings.

2. Methodology
We use average data from 1980 to 2000, and we apply cross-sectional OLS. The standard error is White
Heteroskedasticity Consistent . FDI is a dependent variable. The list of data and countries is obtained from the
World Bank (2003) and is reported in the appendix.
FDI=

α + β (Population Variables) + ∏ (Control Variables)+ ui

(11)

Where α is a constant coefficient, β and ∏ are the estimated coefficients on the independent variables
and ui is an error term.
The impact of population variables according to the model that we presented in section 2 is measured in
several ways; size of population (n), life expectation (m) and young, middle and older population-cohort size (c).
Further more, population growth rate can be also considered in the same framework. Higher population growth
rates will more likely attract FDI.
2.1. Dependent Variable
Billington (1999) considers total FDI, Culem (1988) uses the share of FDI in GNP, Chakrabarti (2001)
prefers FDI per capita, and Asiedu (2002) uses the share of FDI in GDP. In this research, we consider FDI (%
GDP) as a standard in the literature (Asiedu, 2002). Plus, Chakrabarti (2001) indicates that GNP refers to
citizens who do not live in the country. So, they are not the part of the domestic market.
2.2. Independent Variables
2.2.1. Infrastructure
Infrastructure increases the productivity of investments. The proxy for infrastructure varies. Billinton
(1999) uses government expenditure on transportation and communications, and Asiedu (2002) chooses
telephone mainlines (per 1000) as a proxy for infrastructure. In this research, we will use telephone mainlines
(per 1000) as in standard in the literature (Asiedu, 2002)
2.2.2. Import
A high level of imports into the host area may indicate a high level of penetration by foreign companies
who may begin exporting to the host countries and switch later to FDI (Culem, 1988).
2.2.3.Manufacturing
Industrialization will tend to encourage capital-intensive companies, so it should also attract FDI. The
share of manufacturing in GDP represents the degree of industrialization (Wheeler and Mody, 1992).
2.2.4. Human Capital
Multinational are distinguished from national firms in terms of four characteristics: high level of R&amp;D,
professional and technical workers, new and complex products and advertising (Markusen, 1995). From this
perspective, we believe that human capital as well as physical infrastructure in a country is relevant to draw FDI
to the country.
The theoretical relationship between human capital and FDI is demonstrated by Zhang and Markusen
(1995). Multinational firms are able to exploit factor-price differences in the world economy, locating skilledlabor intensive phases of operation in skilled-labor abundant locations and unskilled-labor-intensive in respective
locations. (Zhang and Markusen, 1995). This correlation is tested the macro level by Akin and Vlad, (2004).
The authors show that FDI flows to skilled-labor abundant countries.
In this research, primary education enrollment is considered as a proxy for human capital (Barro, 1991).
2.2.6. Income
We include income, since concepts such as total GDP, GDP per capita and growth are considered as
proxies of the abundance of the market size. We are able to compare the population argument with the standard
proxies (see more discussion in the introduction and the theoretical framework).

426

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

3. Empirical Results
Table 2 reports the results of the regression of Model 1 and 2, which compare population size and GDP.
The results show that the population size is more relevant than GDP to measure the effects of domestic market.
A more populated nation can have a more promising future for investors. However, a similar comparison is
realized in model 4 and 5. In this case, both of the variables are positive and significant. This result suggests that
GDP is a good proxy to measure the market size. However, in some cases GDP is not sufficient to take into
account the population size. For instance, a country, which may currently have a low GDP, may have a high
GDP in the future, thanks to growth of income and population. In this context, population reflects promising
prospects.

Variables
Constant
Telephone
Mainlines
Import (%)
GDP Per Capita
(PPP)
GDP Growth (%)
Pop Growth (%)
Pop Density
Pop Total
Life Expectancy
GDP (PPP)
0-14 Age Pop
14-65 Age Pop
65 Over Pop
Primary
Education (%)
Manufacturing
Value Added
N
R-square

Table 2: FDI (%) is dependent variable: average 1980-2000
Model 1
Model 2
Model 3
Model 4
-.52
-.54
-.23
-.63
(-.36)
(-.37)
(-.16)
(-.46)
-.0047
-.0047
-.005
-.000457
(-1.42)
(-1.42)
(-1.52)
(-0.09)
.05
.05
0.05
0.04
(4.9)***
(4.7)***
(4.73)***
(5.03)***
-0.00000391
-0.00000155
-0.0000009
- 8.08 (E-08)
(-.03)
(-.134)
(0.08)
(-.61)
-0.052
-0.049
-.05
-.05
(-.95)
(-.88)
(-1.09)
(-1.27)
-.37
-.37
-.44
-.51
(-2.48)**
(-2.43)**
(-2.89)***
(2.8)***
-0.002
-0.002
-.0024
-.0027
(-2.21)**
(-2.129)**
(-2.29)**
(-2.3)**
11(E-10)
1.52 (E-09)
(1.68)*
(1.72)*
0.026
0.026
0.024
0.01
(1.001)
(1.001)
(.92)
(.6)
45 (E-14)
(1.01)
-2.04 (E-08)
(-1.27)
3.29(E-08)
(1.81)*
-2.52 (E-07)
(-1.88)*
.023
(2.92)***
-.064
(-1.57)
110
110
110
105
.32
.32
.33
.38
White Heteroskedasticity-Consistent Standard Errors
* **t is statistically significant at 1% level
** t is statistically significant at 5 level
*t is statistically significant at 10 % level

Model 5
-.63
(-.45)
-.000253
(-0.052)
0.04
(4.96)***
-.0000971
(-.73)
-.06
(-1.29)
-.51
(2.8)***
-.0026
(-2.2)**

0.01
(.6)
9.52(E-13)
(1.75)*

.022
(2.88)***
-.064
(-1.59)
105
.38

Asiedu (2002) argues that FDI flows with non-market seeking activities in developing countries. Even
though GDP per capita and GDP growth are negatively correlated (not significant) in all models, GDP or
population size is positively correlated with FDI and significant. This may indicate that FDI is taken into account
the size of market in developing countries not in per capita basis but rather in aggregate size. More precisely,
FDI will more likely focus on regional areas with relatively higher purchasing power rather than on an expansion
throughout the country.

427

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Model 3 includes the population by cohort size: young (0-14 age), middle (14-65) and old (65 and
above) ages. Our regression suggests that the middle age1 cohort is positively and significantly correlated with
FDI. However, the older cohort size is negatively and significantly correlated with FDI. This suggests that a
society where the age demography consists heavily of old people will receive less FDI because old people have a
shorter life span and are more likely to be maturated in consumption2. The coefficient of young cohort size is
negative and not significant. Contrarily, a young cohort size can be very eager to purchase all goods. On the
other hand, they may not earn income or receive sufficient allowances from their parents to fulfill their
aspirations.
Model 4 and 5 indicate that human capital acquisition is important to attract more FDI (Akin and Vlad,
2004, Walkirch 2003). However, telephone mainlines as a proxy of infrastructure and manufacturing as a proxy
of industrialization are negatively correlated but insignificant. Further more, high population growth and
population density are not promoting FDI. However, Billington (1999) suggests that the concentration of the
human resources in one region is more attractive for FDI. This result suggests the importance of the balanced in
population density.
None of the regression results finds an enhancement of FDI due to life expectation.

4. Conclusion
We have presented a model in which population and its characteristics have a systematic effect on FDI
in developing countries. The small size of the market due to the low income argument in developing countries is
associated with non-market seeking FDI activities. Even though GDP per capita is a poor indicator for the
market seeking FDI activities in developing countries, both population and GDP are crucial. This result suggests
that FDI is taken into account the size of market in developing countries not in per capita basis but rather in
aggregate size. More precisely, FDI will more likely focus on regional areas with relatively higher purchasing
power rather than an expansion through the country.
We also hypothesize that higher life expectation and young cohort size will attract more FDI. The result
shows that life expectation has a slight impact on FDI. An overwhelmingly young or old cohort size impedes
FDI; however a moderate age composition attracts FDI.
Human capital acquisition promotes FDI. The weak association between the level of manufacturing and
FDI suggests that FDI in developing countries barely flows to industrial sectors.

References
Akin, M and V. Vlad (2004). The Relationship between Human Capital and Foreign Direct Investment Testing ZhangMarkusen Theory (ZM). Working paper.
Asiedu, E. (2002). On the Determinants of Foreign Direct Investment to Developing Countries: Is Africa Different? World
Development, vol. 30 (1), 107-119.
Barro, R. (1991). Economic Growth in a Cross Section of Countries. The Quarterly Journal of Economics. 106 (2), 407-443.
Billington, N. (1999). The Location of Foreign Direct Investment: An Empirical Analysis. Applied Economics, 31(1), 65-76.
Culem, C.G. (1988). The Location Determinants of Direct Investments: Among Industrialized Countries. European
Economic Review, 32 (4), 885-904.
Chakrabarti, A. (2001). The Determinant of Foreign Direct Investment: Sensivity Analysses of Cross-Country Regression.
Kyklos, 54 (1), 89-114.
Haufler, A. and I. Wooton. (1999). Country Size and Tax Competition for Foreign Direct Investment. Journal of Public
Economics, 71 (1), 121-139.
Friedman, J, D. Gerlowski, and J. Jilberman (1992). What Attracts Foreign Multinational Corporations? Evidence From
Branch Plant Location in the U.S.. Journal of Regional Science, 32 (4), 403-18.
Gastanaga, V., J. Nugent, and B. Pashamova (1998). Host Country Reforms and FDI Inflows: How Much Difference Do
They Make? World Development, 26(7), 1299-1314.
Lunn, J. (1980). Determinats of U.S. Direct Investment in the EEC. Euiropean Economic Review, 13 (1), 93-101.
Markusen, J. (1995). The Boundaries of Multinational Enterprises and the Theory of International Trade. Journal of
Economic Perspectives, 9 (2), 169
1

Our theoretical model favors the young cohort size rather than the middle age cohort.
A similar argument can be made in terms of traditional and modern consumption patterns, since relatively young people can
be more eager of new items.

2

428

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Root, F and A. Ahmed (1979). Empirical Determinants of Manufacturing Direct Foreign Investment Developing Countries.
Economic Development and Cultural Change, 27, 751-767.
Schmitz, A and J. Bieri (1972). EEC Tariffs and U.S. Direct Investment. European Economic Review, 3 (3), 259-270.
Wheeler, D. and A. Mody (1992). International Investment Location Decisions. Journal of International Economies, 33, 5776.
World Bank (2003). Social Indicators. (CD-ROM).
Zhang, K.H. and J.R. Markusen (1999). Vertical Multinationals and Host-Country Characteristics. Journal of Development
Economics, 59 (2), 233-252.

429

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                <text>The small size of the market in developing countries is associated with non-market  seeking FDI activities. Even though, GDP per capita is a poor indicator for the market seeking  FDI activities in developing countries, both population and GDP are crucial. The findings of  the study suggest that FDI is concerned with the size of market in developing countries not in  per capita basis but rather in aggregate size. More precisely, FDI will more likely focus on  regional areas rather than on an expansion through the country. In terms of cohort size, the  size of middle age cohort promotes FDI, and old and young age cohorts weaken FDI.</text>
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                    <text>Effects of Knowledge on Nutrition and Eating Habits of Bilecik University
Students
Alev AKPINAR BORAZAN,
Caglayan ACIKGOZ
Engineering Faculty, Chemical and Process Engineering Department,
Bilecik University,
Bilecik-Turkey
e-mail:alev.akpinar@bilecik.edu.tr
Abstract: A problem facing youth today is the lack of available healthy fast foods or easily
prepared foods. During adolescence, young people are assuming responsibility for their own
eating habits, health-related attitudes and behaviours and their growing independence is often
associated with unconventional eating patterns. The aim of this study was detecting the effect of
knowledge on nutrition and affecting healthy food choices in Bilecik University students.
Researching data were collected from 471 of Bilecik University students in 2 campuses. In the
present study which was done the method of simple randomized sampling and completed
questionnaires to nutritional knowledge, eating habits and behaviours of them. 209 (%44.4) of
male students and 262 (%55.6) of female students were examined. It was found that the average
weights of the male and female students, who were at the ages of 17-23, were 60.85 kg and the
average heights of them were 168.03m.Applied questionnaires before and after giving
nutritional training, the results demonstrated that students improved their eating habits and
behaviours; consumption ratio of fruits-vegetables for everyday was increased from %36.7
to%46.2; sugary foods consumption ratio was decreased from %91.7 to %88.7. At breakfast,
drinking tea-coffee ratio was also decreased from %81 to %73.9; drinking fruits / vegetable
juices -milk ratio was raised to %26.1 from %19 .The lunch and dinner choices of students were
seemed to develop; eating nick nack frequency was reduced from%18.1 to % 15.8,
consumption meat with unhealthy fats was down %38.3 to %27.7. On the other hand eating
vegetables frequency was getting increase %9.8 up to %16.6. Nutrition education for students
should incorporate self-efficacy, relevant health values and barriers-to-change, education about
nutrients, and improved access to healthy foods. Student smoking and drinking should also be
targeted.

Keywords: Nutrition, knowledge, eating habits, University student

Introduction
University students living away from home had developed more unfavourable eating habits than
students living at the family home. These findings suggest that moving away from the family home and
assuming responsibility for food preparation and purchasing for the first time affect dietary habits in this sample
of University students. Students living at home did not show major changes in their eating habits since starting
University [1,2].
University students living away from the family home have little time and space when it comes to meal
preparation within the confines of dorms, apartments, or shared housing. An additional concern is the
knowledge needed to determine which food items to select[3,4]. Students living away from the family home had
made some changes; they decreased their weekly consumption of fresh fruit, cooked and raw vegetables, oily
fish, seafood, pulses and olive oil, and increased their sugar, wine, alcohol and fast food intake [5-7].
During adolescence, young people are assuming responsibility for their own eating habits, health-related
attitudes and behaviours and their growing independence is often associated with unconventional eating
patterns[8,9]. Healthy eating related negatively to television watching and alcohol, and positively to selfefficacy, nutrition knowledge, considering weight control [10,11].
Recognition of barriers to change, the extent of social support and the development of skills, e.g. in
selecting low-fat foods, are among enabling factors affecting food choices. Assessment of the costs and benefits
of dietary change and dealing with feelings of deprivation from restriction of favourite foods also influence dietrelated behaviour [12-15]. Sufficient knowledge about diet is needed for an individual to assess the quality of
their own diet and their perception of dietary norms, particularly in regard to people whose opinions they

256

�consider significant, influences their classification with regard to stage of change. Motivation to adopt healthy
eating patterns and self-efficacy are important determinants of behavioural change .
The aim of this study was detecting the effect of knowledge on nutrition and affecting healthy food choices in
Bilecik University students.

Materials and Method
In this study was chosen one faculty and one Higher Education School of Bilecik University. A selfreported questionnaire was administered to 471 students, ranging in age from 19-23 years. 209 (%44.4) of male
students and 262 (%55.6) of female students were examined. It was found that the average weights of the male
and female students, who were 60.85 kg and the average heights of them, were 168.03cm. An interviewing form
consisting of 15 questions about eating habits and nutrition was applied to these students. Questionnaire data
were analysed with the method of simple randomized sampling and completed questionnaires to nutritional
knowledge, eating habits and behaviours of Bilecik University students.

Results
Applied questionnaires before and after giving nutritional training, the results demonstrated that
students improved their eating habits and behaviours. Figure1. shows that the consumption ratio of fruitsvegetables for everyday. It was increased from %36.7 to %46.2 .
Consumption ratio of vegetables-fruits For
everday

80.0
60.0
% 40.0

20.0
0.0

Before Knowledge
After Knowledge

yes

no

Figure 1. The consumption ratio of fruits-vegetables for everyday
Sugary foods consumption ratio data is given in Figure 2 as a block diagram. As you seen, the sugary
foods consumption ratio was decreased from %91.7 to %88.7.
Sugary foods consumption ratio
100.0
80.0
%

60.0
40.0
20.0
0.0
yes

no

Before Knowledge
After Knowledge

Figure 2. Sugary foods consumption ratio

257

�As drinking tea-coffee ratio was decreased from %81 to %73.9 , drinking fruits / vegetable juices -milk
ratio was raised to %26.1 from %19 at breakfast. (Fig.3.)
Which drink do you prefer for the breakfast?
80
70
60
50
40
%

30
20
10
0
tea

coffee or any

dairy

fruits-

products

vegetable

other cafein

juices

drink

Figure 3. Most preferred beverages at breakfast
The lunch and dinner choices of students were seemed to develop; eating vegetables frequency was
getting increase %9.8 up to %16.6, on the other hand eating nick nack frequency was reduced from%18.1 to %
15.8 (Fig.4(a)), and also consumption meat with unhealthy fats was down %38.3 to %27.7(Fig.4(b))
What kind of foods do you prefer to consume to healthy
digestive system for body?
35.0
30.0
25.0
%

20.0
15.0
10.0
5.0
0.0

a

b

a) always eating of rice/macaroni for three times per a week
c) always eating of fresh fruits for twice per a day
e) eating nick nack frequently

258

c

(a)

d

e

f

b) always eating of cereals at least two times per a week
d) always eating of fresh vegetables for three times per a day
f) eating vegetables frequently

�What kind of foods do you prefer to consume to keepaway to
be cancer?
50.0
40.0

%

30.0
20.0
10.0
0.0

a

b

c

(b)
a) always eating of fruits-vegetables at least five times for everyday
b) reject or reduced the meat with unhealthy fats
c) always prefer to seafood, poultry, cereals

Figure 4(a,b) Most preferred foods to healthy body

To enable the young generations to gain healthy dietary practices and to provide the access to healthy
food are the main measures.

Conclusion
Although students have adequate knowledge about nutrition, they eat frequently junk food. But the best thing is
that the students prefer mostly healthy food after knowledge on nutrition and eating habits. Habits involving
regular eating patterns and vegetable intake were reported and represent practices that ought to be encouraged.
Knowledge about healthy food choices can be a predisposing factor for the adoption of a healthy diet but it is
insufficient to motivate healthy eating and psychosocial factors must also be considered. Nutrition interventions
in this young population should be encouraged to promote healthier diets and lifestyles, as well as adherence to
the traditional Mediterranean diet. Current research indicates that as the students’ knowledge increases,
nutritional quality of food choices improves.
References
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http://www.Find-Health-Articles.Com/Rec_Pub_17368642.Htm, “Eating Habits Of University Students Living At,
Or Away From Home In Greece” ,Research Article Summary (Published 9 Feb 2007)

•

Gracey, D., N., Stanley, V.B., Cortil, B. and Beilin, L.J.( 1996), Nutritional Knowledge, Beliefs And Behaviours In
Teenage School Students, Health Education Research Theory &amp; Practice, 11(.2), 187-204

•

Debra
http://www.Thesportjournal.Org/Article/Nutrition-Knowledge-And-Attitudes-College-Athletes,
Dunn, R.N., B.S.N., M.S., C.N.O.R., Lori W. Turner, Ph.D., R.D. &amp; George Denny, Ph.D., “Nutrition
Knowledge and Attitudes of College Athletes” ISSN: 1543-9518

•

Orak, S., Akgün, S., Orhan, H.( 2006), Süleyman Demirel Üniversitesi Öğrencilerinin Beslenme Alışkanlıklarının
Araştırılması , S.D.Ü. Tıp Fak. Dergisi.:13(2)/5-11

•

Kızıltan, G., Karabudak, E., Ünver, S., Sezgin, E., Ünal, A. (2005), Nutritional Status Of University Students With
Binge Eating Disorder, Ankara Üniversitesi Tıp Fakültesi Mecmuası ; 58:167-171

•

Turconi, G., Guarcello, M., Maccarini ,L., Cignoli, F., Setti, S., Bazzano, R. and Roggi, C. (2008), Eating Habits
and Behaviors, Physical Activity, Nutritional and Food Safety Knowledge and Beliefs in an Adolescent Italian
Population, Journal of the American College of Nutrition, 27(1), 31-43

•

Mazıcıoğlu. M.M., Öztürk, A. (2003), Dietary Habits And Influencing Factors In University Students At 3rd And
4th Grades, Erciyes Tıp Dergisi (Erciyes Medical Journal) 25 (4) 172-178

259

�•

Sakamaki,
R.,
Amamoto,
R.,
Mochida,
Y.,
Shinfuku,
N.,
Toyama,
K.(2005),
http://www.nutritionj.com/content/4/1/31, A Comparative Study Of Food Habits And Body Shape Perception Of
University Students In Japan And Korea, Nutrition Journal, 4:31doi:10.1186/1475-2891-4-31

•

Sakamaki, R., Toyama, K, Amamoto, R., Liu, C. and Shinfuku, N.(2005), Nutritional knowledge, food habits and
health attitude of Chinese university students –a cross sectional study, Nutrition Journal, 4: 4. Published online
2005 February 9. doi: 10.1186/1475-2891-4-4

•

Türk, M., Gürsoy, Ş.T., Ergin, I. (2007),Kentsel Bölgede Lise Birinci Sınıf Öğrencilerinin Beslenme Alışkanlıkları,
Genel Tıp Dergisi;17(2): 81-87 , İzmir

•

Golan, E., Unnevehr, L. (2008), Food Product Composition, Consumer Health, And Public Policy: Introduction
And Overview Of Special Section, Food Polic,y 33 ,465–469

•

Directorate General Health and Consumer Protection (SANCO D4), European Commission (2001),
http://europa.eu.int/comm/dgs/health_consumer/index_en.htm, Discussion Paper On Nutrition Claims And
Functional Claims, SANCO/1341/2001

•

Miller, J. C., Coble, K.H. (2007), Cheap Food Policy: Fact Or Rhetoric?, Food Policy 32, 98–111

•

İşleten, M., Yüceer, Y.K., Yılmaz, E., Mendeş M. (2007), Consumer Attitudes And Factors Affecting Buying
Decision For Functional Foods, Gıda, 32 (1) ,: 25-32

•

http://www.hsph.harvard.edu/nutritionsource/what-should-you-eat/pyramid-full-story/index.html, The Nutrition
Source, Healthy Eating Pyramid

260

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                <text>A problem facing youth today is the lack of available healthy fast foods or easily  prepared foods. During adolescence, young people are assuming responsibility for their own  eating habits, health-related attitudes and behaviours and their growing independence is often  associated with unconventional eating patterns. The aim of this study was detecting the effect of  knowledge on nutrition and affecting healthy food choices in Bilecik University students.   Researching data were collected from 471 of Bilecik University students in 2 campuses. In the  present study which was done the method of simple randomized sampling and completed  questionnaires to nutritional knowledge, eating habits and behaviours of them. 209 (%44.4) of  male students and 262 (%55.6) of female students were examined. It was found that the average  weights of the male and female students, who were at the ages of 17-23, were 60.85 kg and the  average heights of them were 168.03m.Applied questionnaires before and after giving  nutritional training, the results demonstrated that students improved their eating habits and  behaviours; consumption ratio of fruits-vegetables for everyday was increased from %36.7  to%46.2; sugary foods consumption ratio was decreased from %91.7 to %88.7. At breakfast,  drinking tea-coffee ratio was also decreased from %81 to %73.9; drinking fruits / vegetable  juices -milk ratio was raised to %26.1 from %19 .The lunch and dinner choices of students were  seemed to develop; eating nick nack frequency was reduced from%18.1 to % 15.8,  consumption meat with unhealthy fats was down %38.3 to %27.7. On the other hand eating  vegetables frequency was getting increase %9.8 up to %16.6. Nutrition education for students  should incorporate self-efficacy, relevant health values and barriers-to-change, education about  nutrients, and improved access to healthy foods. Student smoking and drinking should also be  targeted.  </text>
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                    <text>The Effects of Globalisation and Technological Improvements on Vocational
and Technical Education
Birol AKYÜZ
Bilecik University
Faculty of Engineering
TÜRKİYE
birol.akyuz@bilecik.edu.tr
Gülşen ÇETİN AKYÜZ
Bilecik University
Vocational and Technical Education
TÜRKİYE
gulsen.cetin@bilecik.edu.tr

Abstract: At the beginning of the 21st century, it’s seen that countries find themselves in a
competition of information and technology and that they have taken a long distance on the way of
becoming communities of knowledge. In line with the added to the importance of the need for
education “Globalisation”, “re-construction” and “integration with the world” are among concepts
which are used to describe especially post-industry information societies. The fact that
information gains importance adds to the responsibilities of the whole educational organisation
from the sources where information is produced to the structure, operation, administration and
programs of educational institutions. Educational organisations must lead to the modernisation of
the society because educational organisations have the chance to have influence on other systems
by the way they lead. Main condition of rapidly improvements of developing countries depends
on improving education qualifications and training qualified person. In this study, the effects of
globalisation and technological improvements on the quality of vocational and technical
educations were examined and given some suggestions about the subject.

Introduction
Today the world is in a process of rapid change and development. The main force of the improvement is the
industrial technology which is changing every day related to knowledge (TÜBİTAK 1990). Human, education and
technology are in a harmony today. In the 21st century, the professional human source will be the main rivalry reason for
the companies (MESS 1997). The most significant features of the companies which are not effected from these
rapid changes having the high quality workforce (Ceyhun ve Çağlayan, 1997).
It is a fact that in the developing world, the education system should meet the new demands of technology,
economy and the structural changes and it should assist to these processes. Today the innovations in the
communication and transportation areas accelerate the international rivalry (Erkan, 1997). For the reason of the others
before they join the cost of knowledge that has an economic value. For this reason, the investment on the education is
the most expensive investment (Drucker, Trans.:Üçcan,1996).
Technology is the mass of knowledge that changes raw materials, energy and information into goods and it
serves to people. global developments, the vocational and technical education schools should give their students the
ability of rivalry skill and the necessary knowledge (TİSK, 1997).
In today's world, there is a very close relation between the success in education and the increase in economy
(The Economist, 1997). The main condition of development for the developing countries is that they have to give
more importance to the quality of education and to educate skilful personnel for the industry.
Knowledge is one of the important values in the developing world (Erkan, 1997). Steam machines are the
engines of industrial society and the computers are the main devices of knowledge and technology. New computer
technologies are developed to use, store and create new information (Balkır, 1992).

234

�Today, the knowledge is the biggest force. The countries that produce technology and knowledge do not give
these two elements to Technology and qualified work force are two main factors in production (Kozlu, 1996).

The Innovations of the Knowledge Period and Globalisation
Globalisation means the grooving interdependence and interconnectedness of modern world. Economic
globalization is precisely defined within international trade theory as the ever increasing integration of national
economies into a giant one size fits all global economy through trade and investment rules and privation, aided by
technological advances, and driven by corporate power (Woodin and Lucas, 2004; Beck, 2000). Global integration has
led to substantial economic growth and, at the same time, an uneven allocation of the fruits from economic growth.
Supporters of globalisation focus on productivity and growth (Homann et al., 2007; Williams, 2001).
Globalisation is the process of corporate structuring that focus a company’s core competency on a single
worldwide market, creating growth and profit opportunities (Held, 2004). According to globalisation, in the worldwide
market, customer requirements and satisfactions are getting improved day by day. Customer’s expectations are always
bigger than customer’s perceptions. Because of this, customer satisfactions are important for competitive economies or
firms (Özevren, 1997).
The developments in the communication technologies not only make the knowledge transfer quicker and
simpler for industrial production but also it increases the effectiveness and efficiency of production (Cooper, 2000).
For this reason, the companies management systems are changed, too.
The use of robots in industry are became widely-known by microelectronic and computer technologies. All
these developments are also effected the mechanic technologies used in industry (Erkan, 1997). Within the
innovations in technology, new materials (plastics, ceramics), new processing methods (Computer Numerical Control
CNC, Computer Aided Design and Computer Aided Manufacturing CAD/CAM) and new jobs are appeared, too.
Some qualities of workforce have changed in the period of knowledge if we compare it within the past. The
qualities that are wanted in the workforce of producing goods and services are increased the level of skills and
responsibilities. It is important to give a necessary education. These determine the human force profile:
To be in a harmony with the technological developments and the changes and always renew yourself,
To have life-long learning,
To have good relation with others,
To join the group works,
To take responsibilities and risks,
To have not only the job qualifications but also the knowledge of socials subjects.
The developments in communication technology caused some changes in the methods, techniques, principles
and the sources of education. The main targets of vocational and technical education schools are to create a high
performance workforce (Moran and Rumble, 1996). The industry of future is needed qualified workforce (The
Economist, 1997; Güleç, 1994).
The past three decades have seen a dramatic transformation in the world of work, changing not only the
foundations of economies and social life but also the knowledge, skills and competencies that people require in almost
very field of endeavour (Şimşek, 2002). Vocational and technical education occupies a central place in social and
economic policy throughout the world (Moran and Rumble, 2004).
The driving forces are familiar; dramatic shifts from agrarian or industrial eras to a knowledge age,
accompanied by equally dramatic changes in the nature and structure of work; the progressive globalisation of trade
and communications; technological advances that encourage constant and rapid change in economic and social life
(Şimşek, 2002).
As the world moves ineluctably into a technology dominated knowledge age the nature of work is changing
profoundly. The skills of learning, the ability to process information, and the capacity to adapt rapidly change, are fast
becoming determining factors in personal, corporate and national survival and prosperity (Uzun ve Vatansever, 2005;
Moran and Rumble, 2004).
The constant state of turbulence in employment and the world of work, means that education system cannot
educate and train people in the expectation that their work activities will remain stable or that they will remain in the
one job throughout their working life (Moran and Rumble, 2004). The World Competitiveness Scoreboard presents
the 2008 overall rankings for the 55 economies covered by the WCY. The economies are ranked from the most to the
least competitive and the results from the previous years scoreboard (2007) are shown in brackets. The Scores shown

235

�to the left are actually indices (0 to 100) generated for the unique purpose of constructing charts and graphics, seen
Fig.1.

Figure 1: World Competitiveness (The World Competitiveness Year Books, 2008)

Defining Vocational And Technical Education
In this study, we use the term “vocational and technical education”, or VTE, to describe the acquisition of
knowledge, skills and competences for job performance. Use of this term is different for the countries, such as South
Africa and the United Kingdom “further education and training”, Pacific “technical and vocational education and
training”, an Australian “technical and further education” and elsewhere, terms such as “technical education”, and
“training” are common vocational and technical education is the preferred appellation of bodies such as the World
Bank and European Union (Moran and Rumble, 2004)..
Vocational and technical education comprises all more or less organized or structured activities, whether or
not they lead to recognized qualification, which aim to provide people with knowledge, skills and competences that
are necessary and sufficient in order to perform a job or set of jobs (Özsoy, 2007). Trainees in initial or continuing
training thus undertake work preparation or adapt their skills to changing requirements. Vocational and technical
education is independent of its venue, the age or other characteristics of participants, and of their previous level of
qualification. The content of vocational and technical education could be job specific, directed to a broader range of
jobs or occupations, or a mixture of both, vocational and technical education may also include general elements
(Moran and Rumble, 2004).

The Factors That Effects the Quality on Vocational and Technical Education
What can be done to improve the quality of education in vocational and technical education schools? First of
all, we have to define the word quality: the property of a product qualification that reacts to the customer needs at the
present or future. According to this definition, the customer determines the dimensions of quality (Öztürk, 1996).
The qualities in vocational and technical education schools are that to educate the technical educated
employers for the needs of industry (Güleç, 1994). The present or the new knowledge used in industry should be
easily used by these people. The success of vocational and technical education schools are correlated with the
qualifications gained with the help of education and the qualification that the job required.

236

�





The quality of the students and the teachers
The quality of technical equipments and the physical environments
The management system
The capacity of social-cultural academic activities
Finance.

The Effects of Technologic Developments to the Quality of Vocational and Technical
Education
To improve of the vocational and technical education quality, the following subjects are important:
 The machines and devices used in workshops and laboratories must be developed and renewed according to
the new technologies,
 Use the computer technologies for the new product signs and their productions (Computer Aided
Engineering CAE, Computer Aided Design/manufacturing CAD/CAM, Computer Numerical Control-CNC,
and Computer Integrated Manufacturing-CIM) to search the new production methods and to teach its usage, to
use the new technologies about the production design,
 Reaching the knowledge by using the communication technologies,
 The development in educational devices (TV, Video, Computer, CD-DVD etc.),
 The developments in education technologies (Internet, Tele-Conference, Simulation Programs),
 Determining the standards of job,
 Changing the management system,
 Improving the opportunity of using libraries and the sources.

Suggestions
Some suggestions for improvements of the quality on vocational and technical education quality are those:
• Duties, authorities and the responsibilities should be determined,
• The problems of titles should be solved,
• The standards of job should be determined,
• It should be given importance to the system of certificate,
• Industry should be participate in all steps of education training,
• The system of education should be changed according to the changes at work and also the possibilities of
finance should be provided,
• Seminars should be held,
• The physical quality of education properties should be developed,
• The changing education methods should be followed,
• There should be information offices or foundations that is made up off representatives of industry,
• To form a database and have to cooperate with other vocational and technical education schools should be
financed by the companies The personnel of education should be used in industry as on advisor,
• Have to make necessary changes in the curriculum of colleges that is available for the expectations of
industry,
• The teachers should be encouraged to make researches,
• The quality systems that are used by the companies should be also used in education,
• The students should make practices in industry,
• The graduates of technical colleges should be followed by a central system.

237

�Result
Knowledge is the main factor of production in today's world. The companies that are using the technology
created by knowledge on the companies which have the personnel using the technology should stay forever in the
global world. If the vocational and technical education schools are interested in more closely to the developments of
technology and develop suitable education programs and methods that they should easily graduate the personnel that
is looked for the companies.
The developed societies are called the society of knowledge. For this reason it is necessary to educate a
human who knows the universal values, works and uses the technology in useful way for the knowledge society.
Education is the most important factor in becoming developed society. As a Vocational and Technical Education
schools, we have to go forward to become a developed society by using the knowledge and technology.
References
Balkır, N.(1992). Türkiye’de Çağdaş Eğitim ve Çağdaş Üniversite, T.C Başbakanlık Yayınları.
Beck, U.(2000). What is Globalization?, Polity, UK.
Ceyhun, Y. ve Çağlayan, M.U. (1997). Bilgi Teknolojileri Türkiye İçin Nasıl Bir Gelecek Hazırlamakta, Türkiye İş Bankası
Yayınları, Ankara.
Cooper, R. G. (2001). Winning at new products: accelerating the process from idea to launch, New York, Basic Books, USA.
Drucker, F.P.(1994). Gelecek İçin Yönetim, (Çev: Üçcan, F.)Türkiye İş Bankası Yayınları.
Erkan, H. (1997). Bilgi Toplumu ve Ekonomik Gelişme, Türkiye İş Bankası Yayınları, Ankara.
Güleç, K.(1994). Türkiye’de ve Dünyada Teknolojik Gelişmeler, DPT, Ankara.
Held, D.(2004). A globalizing world? Culture, economics, politics, Routledge, UK.
Homann, K.; Koslowski, P. and Luetge, C. (2007). Globalisation and Business Ethics, Ashgate UK.
Kozlu, C.(1996). Türkiye Mucizesi için Vizyon Arayışları ve Asya Modelleri, Türkiye İş Bankası Yayınları, Ankara.
Moran, L. and Rumble, G.(2004). Vocational Education And Training Through Open And Distance Learning, RoutledgeFalmer,
New York, USA.
Özevren, M. (1997). Toplam Kalite Yönetimi ve Temel Kavramlar ve Uygulamalar, Alfa Basım, İstanbul.
Özsoy, C. (2007). Türkiye’de Mesleki ve Teknik Eğitimin İktisadi Kalkınmadaki Yeri ve Önemi, A.Ü. Yayın No.1780, Eskişehir.
Öztürk, S. A. (1996). Hizmet İşletmelerinde Kalite boyutları ve Kalitenin Artırılması, MPM yayını, 1996/2.
Şimşek, M.(2002). Toplam Kalite Yönetiminde Başarının Anahtarı, Babıali Kültür Yayıncılık, İstanbul.
Uzun, A. ve Vatansever F.(2005). Eğitimde Kalite ve Sanayicinin Beklentileri, MTET2005, İstanbul.
Williams, O. F.(2000), Global codes of conduct, University of Notre Dam Pres,
Woodin, M. and Lucas, C. (2004), Gren alternatives to Globalisation, Pluto press, London.
-----: (1990). TÜBİTAK, 1.Bilim ve Teknoloji Şurası, 1990.
-----: (1997). MESS, Dünyada ve Türkiye’de Rekabet, Mayıs 1997
-----: (1997). The Economist, “Education and The Wealth of Nations”, Vol:342, March 29th- 4 April 1997.
-----: (1997). Türkiye’de ve Dünyada Mesleki Eğitim, TİSK Raporu , İnceleme Yayınları, No:20, Ankara.
-----: (2008). The World Competitiveness Year Books, USA.

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                <text>: At the beginning of the 21  st   century, it’s seen that countries find themselves in a  competition of information and technology and that they have taken a long distance on the way of  becoming communities of knowledge. In line with the added to the importance of the need for  education “Globalisation”, “re-construction” and “integration with the world” are among concepts  which are used to describe especially post-industry information societies. The fact that  information gains importance adds to the responsibilities of the whole educational organisation  from the sources where information is produced to the structure, operation, administration and  programs of educational institutions. Educational organisations must lead to the modernisation of  the society because educational organisations have the chance to have influence on other systems  by the way they lead. Main condition of rapidly improvements of developing countries depends  on improving education qualifications and training qualified person. In this study, the effects of  globalisation and technological improvements on the quality of vocational and technical  educations were examined and given some suggestions about the subject.</text>
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                <text>2009-06</text>
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                    <text>Teachers’ Automatical Thoughts
Birol ALVER
Kâzım Karabekir Education Faculty
Atatürk Üniversitesi
Turkey
balver@atauni.edu.tr
Şükrü ADA
Kâzım Karabekir Education Faculty
Atatürk Üniversitesi
Turkey
sukruada@atauni.edu.tr
Mücahit DILEKMEN
Kâzım Karabekir Education Faculty
Atatürk Üniversitesi
Turkey
dilekmen@atauni.edu.tr
Sırrı AKBABA
Kâzım Karabekir Education Faculty
Atatürk Üniversitesi
Turkey
sakbaba@atauni.edu.tr

Abstract: In this study it was aimed to analyze automatic thoughts of teachers from the aspect
of variables of gender, marital status, institution they teach or work for, service period, status
of receiving inservice training, the settlement they’ve taught or worked for the longest period,
sports playing, artiness, styles of communication. Subjects were 215 randomly chosen teachers
teaching at primary and secondary educational institutions in province center of ErzurumTurkey within the 2008-2009 academic (school) year. Data regarding automatic thoughts of
teachers was obtained through Automatic Thoughts Questionnaire (ATQ) which was designed
by Hollan and Kendal (1980) and adapted to turkish first by Aydın ve Aydın (1980) and then
by Şahin and Şahin (1992) to measure the occurance the frequency of automatic negative
thoughts associated with depression. It is a 30-item with 1-5 score margin likert type scale
(ATQ-30). Personal and professional data about participant teachers obtained through personal
information form which was developed by the researchers. For statistical analysis of data
obtained. t-test, one way variance analysis (ANOVA) and multiple regression analysis tests
were applied. It can be affirmed that above mentioned assumed precursor variables couldn’t
predict nonfunctional attitude scores of teachers at a significant level.

Introduction
Automatic thoughts are repetitive, automatic self-statements that individuals always say to themselves
in certain situations. They can be positive or negative. Psychological problems develop when an individual’s
automatic thoughts are consistently negative (Franklin, 2002)
In related literature, eleven irrational beliefs or opinions have been defined. Some of those beliefs and opinions
are stated below :
• Past experiences are the determinants of today’s behaviors of an individual. Things/events having strong effects
on our past lives will definitely have similar effects in future life.
• Some people are evil-minded and baleful and that’s why they deserve to be blamed and punished.
• Unhappiness is caused by external factors which individuals have little control of.
• I must be liked and approved by everyone in society.
• I must be perfectly successful, efficient and competent to consider myself as a “gem”.

266

�• There are the definite and perfect solutions to human problems. If they cannot be found, the result is disaster
(Ellis, 1962; Ellis, 1973; Jones, 1982; Dryden ve Ellis, 1988).
Having positive thoughts plays important role for mental health. It is widely believed that those
thoughts are developed within childhood period. Individuals who cannot develop proper cognitive behavioral
skills within socialization process, develop feeling of helplessness, fail to succeed academically and socially and
tend to develop negative automatic thoughts and depression. Positive automatic thoughts are important attributes
that give an individual the opportunity arranging negative feelings and behaviors such as; anxiety, depression,
anger, loneliness and poor self-worthiness (Güloğlu ve Aydın, 2007).
In a study conducted by Çiçek, Tatari, Kasap and Karaırmak (2009) on university students, a positive
relation between psychological symptoms and automatic thoughts of students was found at a significant level.
Furthermore, it was also revealed within the scope of the same study that females’ automatic thoughts are higher
than that of the males at a significant level.
In one of his studies, Özgüven (1999) revealed that frequency of negative automatic thoughts and dysfunctional
attitudes observed in crisis cases are significantly higher than other cases. Özgüven (1999) revealed in his study
that negative automatic thoughts and dysfunctional attitudes were significantly higher when compared to control
group. Moreover, falling apart of the family; losing someone dearest; experiencing mental traumas; verbally,
physically and sexually have been or being harrassed and having committed suicade before are asserted to be the
risk factors in developing negative automatic thoughts.
It was also emphasized that automatic thoughts ascertain long term thoughts and attitudes; not the
immediate behaviors. Frequency level of automatic thoughts and dysfunctional attitudes in crisis cases are
observed to be significantly higher compared to other cases. Furthermore, there are those finding which have
revealed that people having dysfunctional attitudes tend to be more depressive and anxious (Palabıyıkoğlu et al.
1995; Azizoğlu 1993; Tschacher 1996). In two other different studies it was also revealed that improper
automatic thoughts and dysfunctional attitudes should be accepted as a risk factor for crisis rather than be
considered as the result of crisis (Abramson, L.Y.,Seligman, MEP., Teasdale, J.D. 1978; Peterson and
Seligman 1984).
Karahan, Sardoğan and Özkamalı (2006) revealed in their study that individuals with poor social
competence expectancy and with dysfunctional attitudes and negative automatic thoughts, needs more psychosocial support than the others. It is attained as result that automatic thoughts do not vary in accordance with
gender. In the study conducted by Bulut (2007) there was found a negative relation between life satisfaction and
negative automatic thoughts of guidance counselors; whereas a positive relation was found between avoidance
and negative automatic thoughts.

Problem Statement
In this study it was aimed to analyze automatic thoughts of teachers from the aspect of different
variables. The following question is tried to be answered in parallel with this purpose.
“Do the automatic thoughts of teachers differentiate in accordance with the variables of gender, marital status,
institution they teach or work for, service period, status of receiving inservice training, the settlement they’ve
taught or worked for the longest period, sports playing, artiness, styles of communication ?”

Method
Population and Sampling
Population of this study consist of the teachers teaching at primary and secondary educational
institutions in province center of Erzurum-Turkey within the 2008-2009 academic (school) year. 215 teachers
were chosen randomly out of the population as the sample of the study.
Data Collection
Automatic Thoughts Questionnaire (ATQ)
Data regarding automatic thoughts of teachers was obtained through Automatic Thoughts Questionnaire
(ATQ) which was designed by Hollan and Kendal (1980) and adapted to turkish first by Aydın ve Aydın (1980)
and then by Şahin and Şahin (1992) to measure the occurance the frequency of automatic negative thoughts
associated with depression. It is a 30-item with 1-5 score margin likert type scale (ATQ-30). It can be applied to
both teenagers and adults.
Internal consistency cronbach alfa reliability coefficient of the original questionnaire was found as. 94,
.89, and .91 in turn; split half reliability coefficient for depressive group was found as r=.91, and for

267

�nondepressive psychopatological group was found as r=.59 and for other patients as r=.87. Internal consistency
cronbach alfa reliability coefficient of the adapted questionnaire was found as. 93, .95, .94, .89 and .91 in turn;
split half reliability coefficient for depressive group was found as r=.91, and for nondepressive
psychopatological group was found as r=.59 and for other patients as r=.87. Re-test test reliability was found as
r=.77.
Correlation of the original form of the questionnaire with Beck Depression Inventory was found as .87
and the correlation with MMPI-D scale was found as .85. Correlations of the adapted form of the questionnaire
with Beck Depression Inventory was found as .75, .70, .87 and the correlation with MMPI-D scale was found as
.85. Correlation of the adapted form with Multiple Depression Scale was found as .60 whereas its correlation
with Dysfunctional Attitude Scale was found .27. Each item of the scale is viewed one by one and all 30 items
were found to have validity discriminate between depressed and nondepressed subjects (Şahin ve Şahin, 1992).
Personal Information Form
Teachers of the sample group were given Personal Information Forms developed by the researchers
concerning information about the variables of gender, marital status, institution they teach at, service period,
status of receiving inservice training, the settlement they’ve taught for the longest period, sports playing,
artiness, styles of communication. Personal and professional data about participant teachers obtained through this
form.
Data Analysis
SPSS 16.0 packaged software was used for statistical analysis of data obtained. t-test, one way variance
analysis (ANOVA) and multiple regression analysis tests were applied.

Findings
Findings Regarding Automatic Thought Scores of Teachers In Accordance With Their Genders
t-value, standard deviation and mean values of automatic thought scores of teachers in accordance with
their gender were given in table 1 below :
Gender

n

X

sd

Female

100

44,51

12,82

Male

115

47,86

14,76

t

p

-1.764

.079

sd: 213 p&gt;0.05
Table1. t-Value, Standard Deviation And Mean Values of Automatic Thought Scores of Teachers In
Accordance With Their Gender
As seen in table 1 above, there was found a significant difference between automatic thought scores of
male and female teachers (t213= -1.764, p=.079).
Findings Regarding Automatic Thought Scores of Teachers In Accordance With Their Marital Status
t-value, standard deviation and mean values of automatic thought scores of teachers in accordance with
their marital status were given in table 2 below :

268

�Marital Status

n

X

sd

Single

65

47,04

14,22

Married

150

45,98

13,88

t

p

0.513

. 608

sd: 213 p&gt;0.05
Tablo 2. t-Value, Standard Deviation And Mean Values Of Automatic Thought Scores Of Teachers In
Accordance With Their Marital Status
As seen in table 2 above, there was found a significant difference between automatic thought scores of
teachers in accordance with their marital status (t213=0.513, p=.608).
Findings Regarding Automatic Thought Scores of Teachers In Accordance With The Type Institution They
Teach In Or They Work For
Standard deviation and mean values of automatic thought scores of teachers in accordance with the type
of institution they teach in or they work for were given in table 3 below :

n
Type of Institution They Teach At

X

sd

Automatic Thoughts

Primary Education
92
45.73
14.68
Secondary Education
106
46.43
13.70
Milli Eğitim Müdürlüğü
17
48.52
11.92
Total
215
46.30
13.96
Table 3. Standard Deviation And Mean Values of Automatic Thought Scores of Teachers In Accordance With
The Type of Institution They Teach At

The results of variance analysis (ANOVA) applied in order to determine significance of the difference
between automatic thought scores of teachers regarding the type of institution they teach at are shown in table 4
below :
Automatic
Thoughts

Source of The Variance
Inter-groups
In-groups
Total

Sum of
Squares
115.337
41618.012
41733.349

s d.
2
212
214

Mean of
Squares
57.668
196.311

F
.294

p
.746

Table 4. Variance Analysis (ANOVA) Applied In Order To Determine Significance of The Difference Between
Nonfunctional Attitude Scores of Teachers Regarding The Type Institution They Teach At
As seen in table 4, there was found no significant difference between automatic thought scores of
teachers in accordance with the type institution they teach at (F(2,212)= 0.294, p=.746).
Findings Regarding Automatic Thought Scores of Teachers In Accordance With Their Service Period
Standard deviation and mean values of automatic thought scores of teachers in accordance with their
service period were given in table 5 below :

269

�n

X

Sd

122
81
12
215

45.36
48.27
42.58
46.30

13.52
14.40
14.76
13.96

Service Period
Automatic Thoughts

1-10 years
11-20 years
21-30 years
Total

Table 5. Standard Deviation And Mean Values of Automatic Thought Scores of Teachers In Accordance With
Their Service Period
The results of variance analysis (ANOVA) applied in order to determine significance of the difference
between automatic thought scores of teachers regarding their service period are shown in table 6 below :

Automatic
Thoughts

Sum of
Mean of
Source of Variance
Squares
s d.
Squares
F
p
588.276
2
294.138
1.516
.222
Inter-groups
41145.073
212
194.081
In-groups
41733.349
214
Total
Table 6. The Results of Variance Analysis (ANOVA) Applied In Order To Determine Significance of The
Difference Between Nonfunctional Attitude Scores of Teachers Regarding Their Service Period

As seen in table 6, there was found no significant difference between automatic thought scores of
teachers in accordance with their service period (F(2,212)= 1.516, p=.222).
Findings Regarding Automatic Thought Scores of Teachers In Accordance With The Status of Receiving
Inservice Training
Standard deviation and mean values of automatic thought scores of teachers in accordance with the
status of receiving ınservice training were given in table 7 below :

n

X

sd

32
67
18
98
215

47.90
44.89
50.61
45.94
46.30

15.53
13.35
16.86
13.27
13.96

Status of Receiving Inservice Training
Automatic Thoughts

Never received
Received only once
Received twice
Received three times and more
Total

Table 7. Standard Deviation And Mean Values of Automatic Thought Scores of Teachers In Accordance With
The Status of Receiving Inservice Training
The results of variance analysis (ANOVA) applied in order to determine significance of the difference
between automatic thought scores of teachers regarding the status of receiving inservice training are shown in
table 8 below :

270

�Automatic
Thoughts

Sum of
Mean of
Source of Variance
s d.
F
p
Squares
Squares
561.339
3
187.113
.959
.413
Inter-groups
41172.010
211
195.128
In-groups
41733.349
214
Total
Table 8. The Results of Variance Analysis (ANOVA) Applied In Order To Determine Significance of The
Difference Between Automatic Thought Scores of Teachers Regarding The Status of Receiving Inservice
Training

As seen in table 8, there was found no significant difference between automatic thought scores of
teachers in accordance with the status of receiving inservice training (F(3,211)= 0.959, p=.413).
Findings Regarding Automatic Thought Scores of Teachers In Accordance With The Settlement They’ve Taught
o For The Longest Period
Standard deviation and mean values of automatic thought scores of teachers in accordance with the
settlement they’ve taught o for the longest period were given in table 9 below :

n
sd
X
The Settlement They’ve Taught o For The
Longest Period
Automatic Thoughts
Village
19
52.21
15.70
Town
29
45.96
13.24
City
60
45.65
12.58
Metropolis
107
45.71
14.50
Total
215
46.30
13.96
Table 9. Standard Deviation And Mean Values of Nonfunctional Attitude Scores of Teachers In Accordance
With The Settlement They’ve Taught oFor The Longest Period
The results of variance analysis (ANOVA) applied in order to determine significance of the difference
between automatic thought scores of teachers regarding the settlement they’ve taught for the longest period are
shown in table 10 below :

Automatic
Thoughts

Source of Variance
Inter-groups
In-groups
Total

Sum of
Squares
729.557
41003.792
41733.349

s d.
3
211
214

Mean of
Squares
243.186
194.331

F
1.251

p
.292

Table 10. The Results of Variance Analysis (ANOVA) Applied In Order To Determine Significance of The
Difference Between Nonfunctional Attitude Scores of Teachers Regarding The Settlement They’ve Taught For
The Longest Period
As seen in table 10 above, there was found no significant difference between nonfunctional attitude
scores of teachers in accordance with the settlement they’ve taught or worked for the longest period (F(3,211)=
1.251, p=.292).
Findings Regarding Automatic Thought Scores of Teachers In Accordance With Sports Playing
t-value, standard deviation and mean values of automatic thought scores of teachers in accordance with
sports playing are given in table 11 below :

271

�Sports Playing

n

X

sd

Playing Sports

91

46.73

13.69

Not Playing Sports
sd: 213 p&gt;0.05

124

45.98

14.20

t

p

0.390

.160

Table 11. t-Value, Standard Deviation And Mean Values of Nonfunctional Attitude Scores of Teachers In
Accordance With Sports Playing
As is seen in table 11 above, there was found no significant difference between automatic thought
scores of teachers in accordance with sports playing (t213= 0.390, p=.160).
Findings Regarding Automatic Thought Scores of Teachers In Accordance With Artiness
t-value, standard deviation and mean values of automatic thought scores of teachers in accordance with
artiness are given in table 12 below :
Artiness

n

X

sd

Sanatla Uğraşanlar

168

46.82

13.70

Sanatla Uğraşmayanlar
sd: 213 p&gt;0.05

47

44.42

14.86

t

p

1.043

.298

Table 12. t-Value, Standard Deviation And Mean Values of Nonfunctional Attitude Scores of Teachers In
Accordance With Artiness
As seen in table 12, there was found no significant difference between automatic thought scores of
teachers in accordance with artiness (t213= 1.043, p=.298).
Findings Regarding Automatic Thought Scores of Teachers In Accordance With Their Style of Communication
t-value, standard deviation and mean values of automatic thought scores of teachers in accordance with
their style of communication are given in table 13 below
Perceived Communication Style
Olumlu Algılayanlar (insancıl, yapıcı ve
anlayışlı)
Olumsuz Algılayanlar (eleştirel, yargılayıcı,
duyarsız)
sd: 213 p&gt;0.05

n

X

sd

179

45.83

13.84

36

48.63

14.51

t

p

-1.101

.272

Table 13. t-Value, Standard Deviation And Mean Values of Nonfunctional Attitude Scores of Teachers In
Accordance With Their Style of Communication
As seen in table 13, there was found no significant difference between automatic thought scores of
teachers in accordance with their style of communication (t213= -1.101, p=.272).
Findings Regarding Precursor Variables of Nonfunctional Attitude Scores of Teachers
The results of multiple regression analysis applied to determine the nonfunctional attitude score
predictive strength of the variables of gender, marital status, type of institution they teach at or work for, service
period, status of receiving inservice training, sports playing, artiness and perceived type of communication are
given at table 14 below :

272

�Precursor Variables
Gender
Marital Status
Type of institution they teach at or work for
Service Period
Status of receiving inservice training
En Uzun Süreyle Görev Yapılan Yerleşim
Yeri
Sports playing
Artiness
Perceived Communication Style

B

Predictive
Error

β

t

p

3.112
-.736
1.234
1.880
.097

1.947
1.159
1.627
1.727
.884

.111
-.049
.055
.081
.008

1.599
-0.635
0.758
1.088
0.109

.111
.526
.449
.278
.913

-1.263

1.029

-.088

-1.228

.221

.123
2.070
.004
0.059
.953
-2.277
2.411
-.068
-0.944
.346
2.362
2.647
.063
0.892
.373
2
R=.197
R =.039
F(9-205)=0.916
p=.512
Table 14. The Results of Multiple Regression Analysis Regarding Precursor Variables of Nonfunctional
Attitude Scores of Teachers

Considering the findings obtained from table 14, it can be affirmed that assumed precursor variables of
gender, marital status, type of institution, service period, status of receiving inservice training, sports playing,
artiness and perceived communication styles couldn’t predict nonfunctional attitude scores of teachers at a
significant level (R=0.143, R2=0.039, F(9-205)=0.916, p=.512). This finding demonstrates that all those assumed
precursor variables could only explain 3,9% of variance of the nonfunctional attitude scores of the theachers.
Results of independent t-test applied have confirmed that gender (β=-.111) is the strongest variable to predict
nonfunctional attitude scores of teachers yet without being at significant level (t=-1.599, p=.111) whereas other
variables couldn’t predict nonfunctional attitude scores of teachers at significant level.

Discussion
Considering the findings obtained from table 14, it can be affirmed that assumed precursor variables of
gender, marital status, type of institution, service period, status of receiving inservice training, sports playing,
artiness and perceived communication styles couldn’t predict nonfunctional attitude scores of teachers at a
significant level. This finding demonstrates that all those assumed precursor variables could only explain 3,9%
of variance of the nonfunctional attitude scores of the theachers. Results of independent t-test applied have
confirmed that gender (β=-.111) is the strongest variable to predict nonfunctional attitude scores of teachers yet
without being at significant level (t=-1.599, p=.111) whereas other variables couldn’t predict nonfunctional
attitude scores of teachers at significant level.
Negative automatic thoughts’ not varying significantly from the aspects of variables of this study,
demonstrates their having almost no effect on varying them from. According to Rational Emotive Behavioral
Therapy (REBT) theory, individuals inherit most of the opinion/belief structures leading their lives in their
childhood period, imitating the persons they’ve perceived to be respectful (Corey, 2001). This assumption makes
the reserchers to think that participative teachers developed automatic thoughts in their childhood period and that
marital status, type of institution, service period, status of receiving inservice training, sports playing, artiness
and their communication styles have had no effect on developing or changing automatic thoughts in their
adulthood period.
Overall score margin obtained from automatic thought scale is 30-150. Considering this range, there are
those automatic thoughts of teachers at a certain level despite its not varying in accordance with above
mentioned variables. Karahan, Sardoğan and Özkamalı (2006) revealed in their study that individuals with poor
social competence expectancy and with dysfunctional attitudes and negative automatic thoughts, needs more
psycho-social support than the others. Negative automatic thoughts are ascertained to be significantly higher in
crisis cases than other cases. There are also findings obtained, revealing that people having nonfunctional
attitudes tend to be more depressive and anxious (Palabıyıkoğlu ve ark 1995; Azizoğlu 1993; Tschacher 1996).
Considering the scores obtained pertaining automatic thoughts together with automatic thoughts score range, it
can be inferred that teachers may need psycho-social support to a certain extent and that they might experience
some problems with social competence expectancy and tend to experience crisis as well as their becoming
depressed and anxious to a certain extent.

273

�Conclusions and Recommendations
Considering the findings obtained from table 14, it can be affirmed that despite teachers’ having
negative automatic thoughts, assumed precursor variables of gender, marital status, type of institution, service
period, status of receiving inservice training, sports playing, artiness and perceived communication styles
couldn’t predict nonfunctional attitude scores of teachers at a significant level Results of independent t-test
applied have confirmed that gender (β=-.111) is the strongest variable to predict nonfunctional attitude scores of
teachers yet without being at significant level (t=-1.599, p=.111) whereas other variables couldn’t predict
nonfunctional attitude scores of teachers at significant level. Overall score margin obtained from automatic
thought scale is 30-150. Considering this range, there are those automatic thoughts of teachers at a certain level
despite its not varying in accordance with above mentione variables.
Going through literature review, it has been ascertained that automatic thoughts result from erroneous
cognitive schemas formed within the childhood period of an individual and that it may cause some certain
psychological problems afterwards. Considering those assignations, following recommendations could be
suggested :
1. Particular inservice training programs should be arranged in order to raise teachers’ awareness on
automatic thought, its sources and its effects. Different effective authorities such as Guidance Research Centers
(GRC) and guidance counselors should be made use of in this studies.
2. Informative education pertaining automatic thoughts should be given to families.
3. Studies on automatic thoughts and their effects in life can be conducted in educational faculties on
behalf of prospective teachers.
4. Confirming teachers with negative automatic thoughts, necessary therapeutic studies could be
conducted.
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Franklin, D. J. (2002). Cognitive therapy for depression. http://www.psychologyinfo.com
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ilişki. Hacettepe Üniversitesi Eğitim Fakültesi Dergisi (H. U. Journal of Education) (33, pp. 157-168)
Jones, N. (1982). The theory and practice of counseling psychology, (Çev: F.Akkoyun ve ark.), Ankara.
Karahan, T.F., Sardoğan, M.M.ve Özkamalı, E. (2006). Lise öğrencilerinde sosyal yetkinlik beklentisi ve otomatik
düşüncelerin, yaşanılan birim ve cinsiyet açısından incelenmesi. Türk Psikolojik Danışma ve Rehberlik Dergisi, (26, pp. 3545).
Özgüven, H.D.( 1999). Psikiyatrik kriz vakalarında hatalı otomatik düşünceler ve fonksiyonel olmayan tutumların sıklığı.
Kriz Dergisi, (7(2), pp. 9-16).
Palabıyıkoğlu, R.,Berksun, O.E., Güney, S.,Yaza, H, Duran, A. (1995) Krize müdahale merkezine başvuranların
değerlendirilmesi: Demografik özellikler, sorun alanları, yaklaşım. Kriz Dergisi, (3(1-2), pp. 118-123).
Peterson, C, Seligman MEP. (1984). Causal explanations as a risk factor for depression: Theory and Evidence.
Psychological Review; (91, pp. 347-374).
Şahin, N. H. &amp; Şahin, N. (1992). Reliability and Validity of the Turkish Version of the Automatic Thoughts Questionnaire.
Journal of Clinical Psychology, (48, pp. 334 – 340).
Tschacher, W. (1996) The dynamics of psychosocial crises: Time courses and causal models. J Nerv Ment Dis, (184, pp. 172179).

274

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                <text>Teachers’ Automatical Thoughts   </text>
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                <text>ALVER, Birol
ADA, Şükrü
DILEKMEN, Mücahit
AKBABA, Sırrı</text>
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                <text>In this study it was aimed to analyze automatic thoughts of teachers from the aspect  of variables of gender, marital status, institution they teach or work for, service period, status  of receiving inservice training, the settlement they’ve taught or worked for the longest period,  sports playing, artiness, styles of communication. Subjects were 215 randomly chosen teachers  teaching at primary and secondary educational institutions in province center of ErzurumTurkey  within the 2008-2009 academic  (school)  year.  Data regarding  automatic  thoughts of    teachers  was obtained through Automatic  Thoughts  Questionnaire  (ATQ) which was designed    by  Hollan and Kendal  (1980)  and  adapted to  turkish  first  by  Aydın  ve Aydın  (1980)  and then    by    Şahin and Şahin (1992) to measure the occurance the frequency of automatic negative  thoughts associated with depression. It is a 30-item with 1-5 score margin likert type scale  (ATQ-30). Personal and professional data about participant teachers obtained through personal  information form which was developed by the researchers. For statistical analysis of data  obtained. t-test, one way variance analysis (ANOVA) and multiple regression analysis tests  were applied. It can be affirmed that above mentioned assumed precursor variables couldn’t  predict nonfunctional attitude scores of teachers at a significant level.</text>
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                    <text>Ortaöğretim Edebiyat Derslerinde İşlenecek Metinlerin Eğitim Açısından
Değerlendirilmesi
Kübra ANDI
Üsküdar İmam Hatip Lisesi, İstanbul
kubraandi@gmail.com
Özet: Ortaöğretimde öğrencilere verilen derslerin elbette herbirinin ayrı ve gerekli
işlevleri ve yerleri vardır. Ancak bunlar içerisindeki edebiyat derslerinin fonksiyonları
göz önünde bulundurulduğunda, dersin yeri ve önemi bir kat daha öne çıkar. Edebiyat
dersleri, hem edebî bilgi, hem estetik eğitim, hem de içerdiği konular ve açılımlarla
öğrenci için bir “hayat bilgisi ve tecrübesi” edinme dersi niteliğindedir. Bunun için bu
derslerin, Türk eğitim sistemi içerisinde maruz kaldığı sorunların ciddiye alınması,
aksaklıkların giderilmesi eğitim adına şarttır. Bunların başında ise TC Millî Eğitim
Bakanlığı edebiyat dersi müfredatı içerisine alınan edebî metinlerin seçimi ve bu
metinlerin eğitim açısından daha da dikkate alınması gelmektedir.

Ortaöğretim kademesinde yer alan derslerin her biri, şüphesiz ki ayrı ayrı önemli ve doğru aktarım
sağlandığında öğrenciyi hayata hazırlayacak, donanımlı hale getirecek derslerdir. Fakat bunların içinde edebiyat,
dil ve anlatım derslerini biraz daha ayrı bir yere koymak ve bu noktada daha da hassas davranmak gerekir.
Bu dersleri ayrı bir yere koymak zorundayız, çünkü anadili öğrenme ve bu dil aracılığıyla oluşturulmuş
edebî eserler yoluyla kültürel mirasın nesillerden nesillere aktarımını sağlama ve öğrencinin ruhsal ve sosyal
gelişimine katkıda bulunma noktalarında bunların ayrıcalıklı bir yeri vardır. (Türk ortaöğretim programı
içerisinde bugün bu ders grubu Türk Edebiyatı ve Dil ve Anlatım adlı iki başlık altında ele alınmaktadır.)
Fakat maalesef bugün bu edebiyat ve dil ve anlatım dersleri öğretmenler tarafından yeterli özeni, önemi
görememekte, öğrencinin gözünde hâlâ sıkıcı dersler sıralamasında ilk başlarda yer almaktadır.
Bunun çok çeşitli sebeplerini sayabiliriz. Fakat bunların en başında yer alan problem ders kitaplarıdır.
Türkiye Cumhuriyeti Millî Eğitim Bakanlığının 2005 yılında yaptığı müfredat değişiklikleri
doğrultusunda yeniden hazırlanan edebiyat kitaplarıyla ilk etapta bu sıkıcılığın ortadan kaldırması
hedeflenmiştir. 2005’ten bu yana hazırlanan bu yeni kitaplarla yürütülen edebiyat eğitiminin öncekine oranla
daha iyi olduğunu söyleyebiliriz, ama bu kitaplarda da çeşitli aksaklıklar söz konusu olmaktadır.
Bu konuyu gündemine alan TC Milli Eğitim Bakanlığı da, yenilenen lise ‘Türk Edebiyatı’ dersindeki
eksikleri, branş öğretmenlerine sorarak müfredata ve hazırlanan kitaplara yönelik sıkıntıları ortaya koymaya
çalışmıştır.
Türkiye’nin 28 ilindeki 310 Türk dili ve edebiyatı öğretmeni, ‘Türk Edebiyatı’ dersinin müfredatı ile ders
kitabını inceleyip, program ve kitaplara dair eleştirilerini ortaya koymuşlardır. MEB Talim ve Terbiye Kurulu
müfredata dönük bir eleştiri almadıklarını, eleştirilerin ‘yerinde görülenler’ine dair değişikliklerin mümkün
olabileceğini bildirerek yerinde bir adım atmıştır.
Öğretmenlerin, Türk Edebiyatı dersine ilişkin eleştirilerinden bazıları şunlardır:
- Aynı dönemden seçilen ve hemen hemen aynı tür eserlerin verilmesi gereksiz. Örneğin Danişmendname,
Battalname… Öğrencilerin ilgisi dağılıyor, hatta bıkıyorlar.
- Şairleri ve yazarları tanıtan metinler, sanatçının edebî kişiliğini yansıtmıyor. Meselâ Bakî ve Fuzulî’den
alınan gazeller, bu şairlerin daha maruf gazelleri ile değiştirilebilir.
- İlköğretimden mezun olup dokuzuncu sınıfa başlayan bir öğrencide sanat zevki ve estetik duyarlılığı yok
denecek kadar az.
- Verilen metinlerde dil ağır olduğu için öğrenci metni anlamıyor ve karşılaştırma yapamıyor.
- Programın içerdiği yeni yaklaşımların tam olarak gerçekleştirilebilmesi için öğrencinin, öğretmen,
idareci ve velilerin hâsılı toplumun bir zihniyet değişimine ihtiyacı var.
- Metinler, öğrenci seviyesinin üstünde ve öğrenciler anlamıyor.
- Kimi metinler çok uzun. Kazanıma uygun bazı bölümler alınmalı.
Buna göre, derste işlenen 100 metin, ‘çok uzun ve dili ağır, öğrenciler anlamıyor, öğrenci seviyesine
uygun değil, ilgisini çekmiyor, seçilen parça konuyu yansıtmıyor, değiştirilmeli’ gibi eleştirilerin muhatabı.
Öğretmenleri, özellikle divan edebiyatı metinlerinin ağırlığı ve yanlış metin seçimi nedeniyle öğrencilerin
‘sıkıldığını’ belirtiyor. Bazı öğretmenler ise edebiyat ders kitaplarında ‘akademik düzeyde bilgi ağırlığı’
olduğunu, ‘ilköğretimden gelen öğrencinin bu bilgilerle Türk edebiyatını sevmesinin mümkün olmadığını’
savunuyor.

417

�Türk orta eğitim sisteminin temel derslerinden biri olan ‘Türk Edebiyatı’nı öğrencilerin gözünde sıkıcı
gösteren zannımca sadece kitaplara seçilen metinlere dönük eleştirilerin yansıttığı gerçekler değildir. Önemli
problemlerden biri budur. Fakat bunun yanı sıra
- Ders işleme biçimlerinin sıradanlığı,
- Her ne kadar öğrenci odaklı bir eğitim amaçlansa da kitaplarda hiç bir bilginin yer almaması, her
konuyla ilgili bilginin öğrencinin araştırma sonuçlarından beklenmesi, ancak öğrenci seviyesinin ve hali
hazırdaki kaynakların beklenilen/istenilen araştırma sonucunu sağlamanın çok gerisinde kalması,
- Anlatımın görsel materyallerle zenginleştirilip pekiştirilmesi gerekirken okullarda teknik alt yapının
buna müsait olmayışı,
Velhasıl öğretmen, öğrenci, veli ve okul şartlarının bu müfredatı olması gereken şekilde uygulama
noktasında yetersiz kalışı henüz Türkçe dersi mantığından yeni çıkan sanat ve estetik zevki yeteri kadar
gelişmemiş öğrencilerin dersi sıkıcı ve zor bulmalarının belli başlı sebepleri arasında sıralanabilir.
Bütün bu söylediklerimizden hareketle Türk Edebiyatı ve Dil ve Anlatım derslerinin öğretimi açısından
ortaya çıkan problemleri dört başlık altında toplayabiliriz:
1.Velilerin, öğrencilerin, okul yöneticilerinin ve kamuoyunun gözünde dersin ehemmiyetine dair
giderilmesi gereken sıkıntılar
2. Eğitim kurumlarının teknik alt yapı sorunları
3. Eğitimcileri ve okul yöneticilerini ilgilendiren problemler
4. Ders kitaplarına alınan metinlere dönük problemler
Şimdi bunların üzerinde biraz duralım:
1. Her ne kadar çeşitli toplantılarda, panel, sempozyum gibi etkinliklerde ve medya ortamlarında,
Türkçeyi doğru kullanmanın ne kadar önemli olduğunun altı çizilmekte ise de iş, üniversite eğitimine gelince
zihinlerin yanlış yönlendirilmesiyle sözel dersler ve bilhassa edebiyat dersleri ‘önemsiz’ sıfatını üzerine alır.
Bunun sebeplerinin başında toplumumuzda paraya ve maddî kazanca endeksli eğitim anlayışı doğrultusunda, tıp,
mühendislik gibi dallardan birinde eğitim gören kişinin daha iyi bir iş imkânı ve yaşam kalitesi yakalayacağına
dair zan gelir. Bu nedenle veliler çocuklarını ders seçimi konusunda yönlendirirken sayısal derslerin yoğun
işlendiği alanlara yöneltir. Bunun doğal bir sonucu olarak edebiyat dersi ‘laf kalabalığı’ ile dolu lüzumsuz bir
ders görüntüsü kazanır. Çoğu kez okul idarecileri de sayısal alanlardaki öğrenci başarısını daha öne çıkararak
belki de farkında olmadan sözel derslerin üzerindeki bu olumsuz etiketi pekiştirir. Mühendis olan, tıpta okuyan
hayatını kurtarmıştır. Bu yanlış zan dolayısıyla çocukların da itibar etmediği bir ders konumuna düşen edebiyatı
el birliği ile yeniden ayağa kaldırmalı ve onu bu olumsuz sıfatlardan kurtarmalıyız. Bugün sözel zekâların ülke
yönetimindeki katkılarını -devletin her kademesinde sözel alanlarda eğitim almış yararlık gösteren şahsiyetleri
de örnek göstererek- eğitim aşamasındaki genç zihinlere anlatmalı, onları bir yanlış değerlendirmenin eşiğinden
geri çevirmeliyiz. Bu konuda sadece velilere değil, okul yöneticilerine ve bilhassa okul rehberlik servislerine
önemli görevler düşmektedir. Velev ki öğrenci sayısal alanlarda daha başarılı olsun ve bu alanlara yönelik
üniversite tercihlerinde bulunsun. Sanat ve estetik bilinci kazanmış, yüksek duyarlık sahibi, sanatın biricik
müsebbibi insanı ve insanî değerleri idrâk edebilen mimarların, mühendislerin, doktorların ülkelerine ve
insanlığa hizmet noktasında diğerlerinden çok daha farklı bir duruş sergileyecekleri de gözden kaçırılmaması
gereken gerçekler arasındadır.
2. Problemlerin içinde belki de en kolay aşılabilecek olanı, okullardaki teknolojik yetersizliklerdir.
Öğrencilerin görerek öğrenmekten zevk aldıkları bir dönemde görsel ve işitsel materyallerle zenginleştirilmiş bir
ders çok daha keyifli olacaktır. Maalesef okullarımızın pek çoğunda teknik yetersizlikler sebebiyle öğrenciler bu
imkânlardan mahrum kalmaktadır. Şüphesiz ki teknolojinin imkânlarının, eğitim araç ve gereçlerinin kullanıldığı
bir ders sıkıcı olmaktan daha kolay kurtulacak ve dersin kalitesi artacaktır.
3. Edebiyat dersini ‘ sıkıcı’laştıran bir diğer unsur ise dersin işleniş biçimidir. Hiç şüphesiz ki burada en
büyük pay öğretmene düşmektedir. Her ne kadar bu durumun bir ucu, -bir kısır döngü olarak- yine eğitime gelip
dayansa da; okumayan, yazmayan, yayın dünyasından haberi olmayan, sanat ve edebiyat faaliyetlerine kayıtsız,
aktüelle bağlantısını koparmış, teknolojik gelişmelerden uzak ve öğretmenliği sadece bir meslek olarak yapan
edebiyat öğretmenlerinin sıkıcı ve tek düze ders anlatımları maalesef bu olumsuzluğu pekiştirmektedir.
Öğretmenlik mesleği, yapısı gereği vericiliği gerektirir. Öğrenciye en doğruyu, en kolay biçimde verebilmek için
öncelikle öğretmenin verilecek bilgiyi özümsemiş olması ve öğrettiği alanın güncel seyrinin izleyici ve belki de
oluşturucusu olması gerekir. Öğrenciyi ders sırasında kolayca yönlendirebilmek, ders süresini etkin bir şekilde
kullanabilmek için öğretmenin dersi önceden hazırlayıp, programlaması, derse uygun anlatım teknikleriyle
eğitim ve öğretimi daha kalıcı hale getirmesi şarttır.
Bunun yanı sıra sadece ders kitabına bağlı kalmayan, zevkli, nitelikli, farklı metinleri derse taşıyan, çeşitli
sosyal etkinliklerden öğrencileri haberdar eden, sanatsal faaliyetlere zaman zaman öğrencileriyle birlikte iştirak
eden öğretmen elbette ki öğrencinin gözünde farklı bir yer tutacaktır. Edebî zevke sahip, bu zevki seslendiği
öğrenci kitlesine de yansıtmayı başaran idealist öğretmenlerin elinde edebiyat dersi hak ettiği ilgiyi yeniden
bulacaktır.
4. Ders kitaplarına alınan metinlere dönük problemler:

418

�Hiç şüphe yok ki en çok eleştirilecek ve çözüm önerisi getirilecek hususlar bu konuda yoğunlaşmaktadır.
Çünkü seçilen metinlerin ve bu metinlere yaklaşım tarzının edebiyat dersinin sıkıcı olup olmamasında katkısı
büyüktür.
Ders kitaplarına alınan metinlerde öncelikle amaç iyi belirlenmelidir. Edebi metnin amacı okuyucunun iç
dünyasını zenginleştirmek, ona estetik bir duyarlık kazandırmak olmalıdır. Her ne kadar metinler üzerinden
sözcük bilgisi, dil bilgisi, teorik edebiyat bilgisi, edebiyat tarihi bilgisi aktarımı yapılsa da temel espri asla
gözden kaçırılmamalıdır. Edebiyat eğitimi her şeyden evvel bir sanat eğitimi olarak algılanmalıdır.
Ortaöğretimde edebiyat derslerinde öğrenciye kazandırılması gereken, edebiyatla, yazarla ve edebiyat tarihiyle
ilgili bilgileri öğretmek değil; öğrenciyi metinle muhatap kılabilmek, metnin estetik değerini algılatabilmek
olmalıdır.
Bu nedenle ders kitaplarına alınacak parçalarda öncelikle bu kıstas göz önünde bulundurulmalı, öğrenciye
bu zevki aşılatabilecek metinler seçilmelidir.
Ders kitaplarına alınacak metinlerde şu kriterlere özellikle dikkat etmek gerekir:
1. Seçilen metinler öğrenciyi ana dili doğru kullanabilme ve dil zevki kazandırabilme özelliği taşımalıdır.
2. Öte yandan edebi metinler yazıldığı dönemin sosyokültürel ortamının tanığı, kültürel bir birikimin
aktarım aracıdır. Seçilen metinlerin kendi devirlerini iyi yansıtması, bağlı bulunduğu edebî geleneğin
özelliklerini iyi temsil etmesi gerekir.
3. Türünü, devrini, temayı en iyi örnekleyebilecek kaliteli metinler seçilmelidir.
4. Seçilen metinlerin aynı zamanda yazarın edebî serüveni göz önünde bulundurulduğunda yazarı ve onun
edebiyat anlayışını doğru aktarması gerekir.
5. Metinler hayata hazırlayıcı, bireylerin ve toplumun içinde yaşadıkları çevreye duyarlılıklarını arttırıcı
nitelikte olmalıdır.
6. Sınıf içerisinde öğrencilerin derse hep birlikte katılımını sağlayacak ilgi çekici temalar seçilmeli,
özellikle zihinsel gelişimleri ve ilgi duyacakları konular göz önünde bulundurmalıdır.
7. Öğrencinin bilgi birikimi, okuma alışkanlığı ve yaş düzeyi göz önüne alınmalıdır.
8. Seçilen metinlerin, yeteneği olan öğrencileri harekete geçirebilecek etkiye sahip olması gerekir. Yazma,
okuma ve ifade kabiliyetlerini güçlendirebilmelidir.
9. Kültürümüzün inanç, bilgi ve zevk inceliklerini kavratarak duygularını terbiye edecek, ahlakî açıdan ve
kişiliğinin gelişimi açısından öğrencinin eğitimine katkıda bulunabilecek metinler seçilmelidir.
10. Kitaplara alınacak metinlerin çok uzun olmaması, bütünlüğünün muhafaza edilmesi, dilinin anlaşılır
olması; metinlerin hem tema, hem yapı, hem de dil ve üslup açısından kavranabilmesi için son derece önemlidir.

Sonuç
olarak şunu yeniden belirtmeliyiz ki edebiyat eğitiminin pek çok kazanımı olmakla birlikte hedefi
öğrenciye bir sanat ve estetik bilinci kazandırmaktır. Her sanat eğitimi alan elbette ki sanatçı olamaz. Zaten sanat
eğitimindeki temel amaç daha iyi sanatçılar yetiştirmek değil, estetik zevki yüksek, duyarlık sahibi insanların
oluşturduğu daha sağlıklı toplumlar; düşünen, sorgulayan, mücadele eden, yaşamın bizzat içinde yer alan sağlıklı
nesiller yetiştirebilmektir. Bunun pek çok yolu vardır. Tam da bu noktada üzerinde durduğumuz konunun
ehemmiyeti artmaktadır.
Sanat ve estetik eğitim yanı sıra edebiyat dersleri öğrencinin ahlakî ve kültürel eğitimi ve farklı alanlarda
bilgi edinimi için de bir araç olarak devreye girmektedir. Bu nedenle edebiyat eğitimi göründüğünden çok daha
ciddiye alınmalıdır.
Kaynakça
Akçay, Tahsin, Hayalimdeki Öğretmen, Yağmur Yayınları, İstanbul 2008.
Aktaş, Şerif, Edebiyatta Üslup ve Problemleri, Akçağ Yayınları, Ankara 1986.
Başar Hüseyin, Sınıf Yönetimi, MEB Yayınları Öğretmen Kitapları, İstanbul 1999.
Bilkan, Ali Fuat, “Liselerde Divan Edebiyatı Öğretimi”, http://yayim.meb.gov.tr/dergiler/169/ali.pdf
Büyükkantarcıoğlu, Nalan, “Bilgi Toplumu Oluşturma Bağlamında Türk Edebiyatı Dersleri Üzerine Düşünceler”,
http://yayim.meb.gov.tr/dergiler/169/nalan.pdf
Coşkun, Menderes, “Türk Dili ve Edebiyatı Öğretimindeki Sorunlara Batı Üniversiteleri Temelinde Çözüm
Önerileri”,http://turkoloji.cu.edu.tr/DILBILIM/menderes_coskun_turk_dili_ve_edebiyati_ogretimi_sorunlar.pdf

419

�Çalışkan, Nihal, “Edebiyat Ders Kitapları Üzerine Edebiyat Eğitimi Açısından Bir Değerlendirme”,
http://yayim.meb.gov.tr/dergiler/169/nihal.pdf
Çetişli, İsmail, “Edebiyat Eğitiminde Edebi Metnin Yeri ve Anlamı”, http://yayim.meb.gov.tr/dergiler/169/ismail.pdf
Dökmen, Üstün, İletişim Çatışmaları ve Empati, Sistem Yayınları, İstanbul 2003.
Ertuğrul, Halit, Öğretmenlikte Yeni Teknikler, Timaş Yayınları, İstanbul 2002.
Filizok, Rıza, “Edebiyat Eğitim ve Öğretiminde Terim Sorunu”,
http://www.ege-edebiyat.org/modules.php?name=News&amp;file=article&amp;sid=60
Gökalp, G.Gonca, “Derslikten Günlük Yaşama Edebiyat Eğitimi”,
http://www.turkbilig.hacettepe.edu.tr/index.php?sayfa=dergi&amp;islem=yazigoster&amp;islem=yazdir&amp;no=55
Küçükahmet, Leyla, Sınıf Yönetimi, Nobel Yayıncılık, İstanbul 2003.
Saraç, Cemal, “Sözlü İletişim Becerileri Açısından Türk Dili ve Edebiyatı Eğitimi”,
http://yayim.meb.gov.tr/dergiler/169/cemal.pdf
Sartre, J.Paul, Edebiyat Nedir?, Tayel Yayınları, İstanbul 1982.
UÇAN, Hilmi, “Edebiyat Eğitimi, Estetik Bir Hazzın Edinimi, Okumanın Alışkanlığa Dönüştürülmesi ve Yazınsal
Kuramlar”, http://yayim.meb.gov.tr/dergiler/169/hilmi.doc

420

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                    <text>Sanat, Ahlâk Ve Eğitim İlişkisine Dair
M. Fatih ANDI
Edebiyat Fakültesi
İstanbul Üniversitesi
Türkiye
andifatih@gmail.com

Özet: Sanat, ahlâk ve eğitim üç toplumsal etkinlik alanıdır. Bunlardan sanat “güzelçirkin”, ahlâk ise “iyi-kötü” kavram ikilisine dayanır ve kendi ilkeleri ve zeminleri
üzerinde oluşur. Ancak her iki alan da birbirleri hakkında kendileri açısından değer
yargıları geliştirebilirler. Dolayısıyla bu durum, “ahlâk açısından sanat” yahut “sanatın
gözüyle ahlâk” gibi yaklaşımları mümkün kılar. Bu iki alanın aralarındaki bu ilişki, eğitim
için de geçerlidir. Bilhassa ahlâk ve eğitimin kesiştiği “ahlâk eğitimi” alanında sanattan
faydalanma gereklidir. Bu “iyi”nin “güzel”le örtüşmesi olacaktır ki, etkisi de daha kuvvetli
ve kalıcıdır.

Ahlâk ve sanat iki toplumsal etkinlik alanıdır. İkisi de kurallar, kabuller ve normlar üzerine inşa edilirler.
Bütün toplumsal kurum ve faaliyetler gibi birbirleriyle kesiştikleri alanlar vardır. Fakat bu kesişme kümeleri belki
de diğer pek çok alana göre daha fazladır. Bu biraz da üzerinde yükseldikleri temel kavram ve kriterlerin birbirine
yakınlığından ve aralarında kolayca kurulacak etki-tepki mekanizmasından neş’et etmektedir. Sanat “güzel ve
çirkin”, ahlâk ise “iyi ve kötü” temel kavram kutupları etrafında teşekkül eder. Bu temel kavramlar, insanlık tarihi
boyunca tartışılmış, toplumlara yön vermiş, çevresinde saflar tutulmuş kavramlardır. İnsanlar hayatı bu kavram
kutupları çevresinde tuttukları saflara, bu kavramları algılayış tarzlarına göre yaşarlar demek yanlış olmaz. Bu
açıdan, aynı zamanda bunlar hayatı yaşayış ve algılayışta çok önemli değer yargılarıdır.
Ve bu ikili kavram kümesi, birbirlerinin alanlarına sarkmaya, müdahil olmaya, daha doğrusu birbirlerinin
yerine konmaya, karıştırılmaya çok müsaittirler.
İnsanoğlu güzeli isteyip çirkinden yüz çevirmeye, iyiyi isteyip kötüden uzak durmaya fıtraten yatkındır. Bu
yatkınlık onun yapıp ettiklerine, tercihlerine ve kabullerine de yansır.
Bu kavramlar ve besledikleri değer yargıları, geleneksel toplumlarda inancın/dinin şekillendirdiği bir
kriterler süzgecinden geçerek oluşmaktaydı. Bu kriterleri yapan, daha doğrusu kontrol eden temel kavram “kutsal”
idi.
Geleneksel sanat ve ahlâk telakkileri Mutlak Hakikat’in belirleyiciliği ile bu iki alanın kurallarını
oluşturmakta ve kabullerini bu mutlak ölçü ile yoğurmaktaydılar. Bu noktada ya Mutlak Hakikat’e uygunluk
yahut daha ideal bir hedef olarak, bizde Necip Fazıl’ın dediği gibi, “Mutlak Hakikat’i arama” ana gaye
olmaktadır.
Ancak Batı’da Aydınlanma Çağı ve sonrasında bu durum değişmeye başladı. Bu, Batı’nın tarihi içerisinde
“kutsaldan kopuş” süreci idi ve bu süreçte yukarıda andığımız kavramlar ve bunların dayandırılacağı ölçüler de
sıkı bir şekilde sorgulanmaya, bu sorgulayış sonrasında ise değişmeye başladı. Yani iyi-kötü, güzel-çirkin
kavramlarına da yeni anlamlar yüklenmeye çalışıldı. Yüklenmeye çalışılan yeni anlam yüklerini belirleyici üst
ölçütler olarak da modern düşüncenin önemli bir yanını teşkil eden “yenilik” ve “özgünlük” kavramları rölativist
ve ilerlemeci mantığa paralel bir biçimde öne çıktı.
Rölativizm, bağlanılacak mutlak, değişmez ve evrensel bir ölçünün bulunmadığı düşüncesidir.. Bu
düşünceye göre “doğru” ve buna bağlı olarak, güzel ve çirkin, iyi ve kötü kişiden kişiye, toplumdan topluma,
çağdan çağa değişmektedir. Bu ise değerler skalasının sınırlarını çizen mutlak bir ölçünün bulunmadığını kabul
etmek demektir.
İlerlemeci anlayış ise insanlık tarihinin, “zaman” içinde her zaman basitten mükemmele uzanan bir seyir
takip ettiğini söyler. Bu durum, gelişmeci ve değişimci zihniyeti doğurur. Burada insanın gelişme yolunda
değişimini sağlayan tek etken zaman/çağdır. Zamanın akışı içinde "yeni" şeyler daima iyi, eskiden kalan veya
eskiye ait olanlar ise kötüdür. Bu takdirde denilebilir ki, norm'ları belirleyen zamandır. İyiye ve kötüye anlam
veren de odur.
Modern dünya görüşlerinin sırtını dayadığı bu iki yaklaşım tarzı, geleneksel toplumların süregelen sanat
kriterlerini de değiştirmiş, tartışılır kılmıştır. Bunun neticesinde meselâ sanatta aykırının, kötülüğün, çirkinin bir
değer olarak öne çıkarıldığı örnekler görmemiz mümkün olmaya başlamıştır.
Buna paralel bir tutumla geleneksel ahlâk telakkileri de tartışılmış, ahlâkın göreceliliği ele alınmış, ahlâkî
kural ve kabullerin uyulması gereken şeyler olup olmadığı üzerinde durulmaya başlanmıştır.

376

�Geçmişlerinden itibaren mahiyetleri ve algılanışları itibarıyla zaten birbirine yakın ve geçişken iki kavram
kutbuna sırtını yaslayan bu iki alan, yani ahlâk ve sanat böylelikle modern zamanlarda daha kaypak bir zeminde
kaymaya, çok daha “farklı ve değişken” görünüm ve yaklaşımlarla ortaya konmaya, bunun bir uzantısı olarak da
birbirinden çok farklı teorik yorumlara, pratik uygulamalara ve kabuller yelpazesine sahip olmuştur.
Baştan itibaren söylediklerimiz çerçevesinde, sanat ve ahlâk ilişkisini bugünün modern(leşmiş) toplumunun
bir mensubu sıfatıyla, sanata ve ahlâka muhatap olan modern bireyler olarak, her şeyden önce bu değişken ve
kaypak ilgi, beklenti ve yorumlar eşliğinde ele almamız gerektiği vurgulanmalıdır.
Modern toplumlarda tek bir sanat ve ahlâk anlayışı ve modern düşüncede tek bir iyi-kötü ve güzel-çirkin
kutuplaşması yoktur. Bu durum, tartışacağımız konuyu çok boyutlu, çok yönlü ve yoruma fazlasıyla açık bir hale
getirmektedir. Nitekim bu konuda kendisini gösteren teorik çeşitlilik her iki alanda da göze hemen çarpar.
***
Sanat ve ahlâk geçmişten bugüne sürekli bir etkileşim ve alışveriş içinde bulunmuştur dedik. Geleneksel
toplumlarda, ahlâk ve onu yapan inanç sistemi sanatın da belirleyici üst kurallarını ortaya koymuştur. Yani sanat,
ahlâka uygunluğu ölçüsünde değer taşımıştır, ahlâk ise kutsala...
Bizde ve Müslüman-Doğu sanat geleneği içerisinde bu durum kendisini en fazla edebiyatta belirgin olarak
ortaya koyar. Bu, biraz da edebiyatın İslâm sanatının ağırlık noktasını teşkil etmesiyle de ilgilidir.
Edebiyat bizde sürekli, kelimenin iştikakından da hareketle, ahlâklı olmanın bir vasfı olan “edeb”le
ilişkilendirilmiş, edebiyata edepli olmayı öğreten, “ahlâka hâdim” bir sanat alanı gözüyle bakılmıştır. Genel
toplumsal ahlâkın dışına çıkmayan bir edebiyat anlayışı, bizim klasik edebiyatımızın yaygın ve baskın niteliği idi.
“Şairiz, şeyn verir şânımıza
Giremez fâhişe dîvânımıza.”
diyen eski şair, bunu dile getiriyordu.
XIX. yüzyıldan itibaren, modernleşme süreci içerisinde, edebiyatta en çok üzerinde durulan konulardan
birisi bu olmuştur. Fakat ilginçtir ki, bu süreçte Batılı Romantizm, özellikle de Realizm ve Naturalizm akımlarının
gölgesinde sahiplenilen “yeni” ahlâkîlik anlayışı eşliğinde en çok sorgulanan ve çoğu kez de dışlanan Divan
Edebiyatının metinleri ve geleneksel temâşâ sanatları olmuştur. XIX. yüzyılın edebiyatçı aydını, değiştirmek
istediği toplumsal yapıyı, oluşturmak istediği “yeni insan” modelini edebiyatın yardımı ile ortaya koymaya
çalışıyordu. Edebiyatın adeta entellektüel olmanın vazgeçilmezlerinden kabul edildiği bu çağlarda, modernleşmeci
Türk entellektüeli edebiyata da bu doğrultuda bir pay biçiyor ve yaptığı tanımlamalara, misyon ve vizyon
belirleme çabalarına hep eskinin edebiyat-edeb, edebiyat-ahlâk bağlamında, fakat “yeni”nin ahlâk ve insan
modelleri arkasından bakmaya çalışıyordu. Ne de olsa “dualite” dönemin aydınının genel karakteristiğiydi.
Sözgelimi Yeni Türk Edebiyatının öncülerinden Şinasî, yapmaya çalıştığı edebiyat tanımının belirleyici
paydası olarak “edeb” kavramının üzerine bastırıyordu: “Fenn-i edeb bir marifetdir ki, insana haslet-âmûz-ı edeb
olduğu için edeb ve ehli edîb tesmiye kılınmıştır.”
Devrin bir başka önemli ismi Ahmed Midhat Efendi, pek çok yazısında edebiyata ahlâk noktainazarından
bakmış ve bilhassa romanları ve romancılığı bu açıdan sorgulamıştır. 1297 (1880) tarihli “Romancı ve Hayat” adlı
yazısında sorduğu soru ve aradığı cevap şudur: “Roman ve hikâyeler ahlâk-ı umûmiyye için muzır mıdır, müfîd
midir?” (Bu arada, bu dönem içinde, ucu XX. yüzyıla kadar sarkan bir dilimde, edebiyat-ahlâk ilişkisinin
kendisini en çok da modern birer tür olan roman ve tiyatroda gösterdiğini vurgulayalım). Midhat Efendi’nin bu
konudaki yaklaşımı, devri için oldukça kapsamlı ve dikkat çekicidir. Bu hususta iki farklı görüşten söz açar:
Bazı üdebaya göre romanlar eğer insanların “ahlâk-ı hasene ve melekiyyesi”ne dair olursa faydalı, “ahlâk-ı
seyyie”sine dair olursa muzırdır. Bir başka görüşe göre ise, insan ahlâkındaki kötülük ve çirkinlikler roman
suretinde insanlara sunularak insanların bu çirkinliklerden sakındırılması mümkündür
O, bir romancı olarak tavrını bu ikinci görüşten yana kor ve şöyle der:
“Eğer ahlâk-ı umûmiyye yine kendisi için nâfi veyahut yine kendisi için muzır ise, bu iki rengin ikisi dahi
muharrir tarafından bi-hakkın tasvir edilmek ahlâk-ı umûmiyyeyi yine olduğu gibice kendi erbabına irae eylemek
demektir. Beğendiğine imtisal, beğenmediğinden ictinab o romanları okuyanlara ait olup…”
Edebiyat-ahlâk ilişkisine dair benzer bir tutum da Namık Kemal’de görünür. O da “Lisân-ı Osmanînin
Edebiyatı Hakkında Bazı Mülâhazâtı Şâmildir” başlıklı meşhur makalesinde edebiyatı “nef’-i nâs ve hayr-ı nâs”
işleviyle muttasıf kılar, edebiyatın milletin ‘hüsn-i terbiyetine’ hizmet etmesi gerektiğini iddia eder. Şöyle der:
“Hakikat-i hâlde lafzen edebiyatın me’haz-ı iştikâkı edeb ise, ma’nen edebin masdar-ı intişârı edebiyattır.”
Mizancı Mehmed Murad’dan Muallim Naci’ye dönemin diğer edebiyatçılarında da durum pek farklı
değildir. Bu dönem edebiyatçılarının ortak özelliği edebiyatı ahlâkîlik açısından değerlendirmeleri ve ona
toplumsal değişim açısından bir misyon yüklemeleridir.
Bu misyon yükleme çabası özellikle Servet-i Fünûn (1896-1901) ve ardından gelen II. Meşrûtiyet nesilleri
içerisinde değişir. XX. yüzyıla böyle gireriz. XIX. yüzyıl sonu, XX. yüzyıl başının Servet-i Fünûn ve Fecr-i Âtî
gibi edebiyat oluşumları için artık edebiyat, ağırlıklı olarak, “tehzîb-i ahlâka hâdim” bir araç değil, yalnızca estetik
ilkeler ile gerçekleştirilen bir amaçtır. Onlar “poesie pure” (saf şiir) ve “san’at-ı hakîkî”nin peşindedirler. Millî
Edebiyat akımı bu gidişten farklı bir tavırla, bir bakıma tekrar XIX. yüzyıl edebiyatçılarının görüşüne yakınlaşır.
Ziya Gökalp, Mehmed Emin Yurdakul gibi kimi milliyetçi yazarların kaleminde “litterature engage” (angaje

377

�edebiyat) kavramına yakın duran bir tutumla edebiyatı ideolojik düşüncelerin “şârih”i, millî ahlâkın yayıcısı
olarak görürüz. Âkif, sanatını inancının ve milletinin emrine veren, bu uğurda hatta sanatını ikinci plana atan bir
“misyoner” ve idealisttir.
“Ne irfandır veren ahlâka yükseklik, ne vicdandır
Fazilet hissi insanlarda Allah korkusundandır.”
çığlığı tam da bu noktada dilimize takılmalıdır.
Cumhuriyetin ilânıyla birlikte, yeni kurulan rejim, ilkelerini ve sosyal, siyasal düşüncelerini yaymak için
edebiyatı da önceki dönemlerden çok daha fazla önemser ve hatta “kullanır”. Bu doğrultuda, edebiyat, eğitimde
önemli bir görev üstlenir, yeni nesillerin “yeni ahlâk ve bilinç”le yetişmeleri için edebiyata ve edebiyatçıya biraz
daha eğilinir. CHP Halkevleri bünyesinde gerçekleştirilen edebî yarışmalar, ödüllendirmeler, ortaöğretim
kurumlarında gerçekleştirilen ve önemsenen mektep temsilleri, şiir, hikâye yarışmaları, müfredatı belirleyen
metinlerin niteliği bize bunu çok açık bir şekilde gösterir.
1940’lı yıllardan sonra ise Türkiye’nin edebî, fikrî ve entellektüel ortamındaki renklenme ve çeşitlenmeye
paralel bir şekilde, her düşünce, inanç yahut ideoloji kendi söylemini edebiyata da yüklemeye çalışmış, bu söylem
içerisinde bir “bilinç ve ahlâk edinimi” vurgusu kendisini hep hatırlatagelmiştir.
Fakat bir yandan bunlar olagelirken, bir yandan da edebiyat ve son dönemde onun yanı sıra müzik ve
bilhassa, hâlâ hatırlardadır, heykeltraşlık gibi diğer sanat alanlarında da sanat-ahlâk ilişkisi; sanat ve özgürlük,
sanat ve özgünlük, sanat ve gerçeklik, sanat ve müstehcenlik gibi başlıklar altında okur-yazar çevrelerde yeniden
sorgulanmaya başlandı.
***
Çok hızlı ve ana hatlarıyla bir dökümünü yapmaya çalıştığımız, tarihsel sürecini işaret ettiğimiz bu ilişki ve
tartışmalar silsilesinde üzerinde durulan belli başlı sorular ve tartışma odakları şunlardır:
- Sanat ahlâk kurallarına uymak zorunda mıdır?
- Sanatın belirleyici ölçütleri arasında ahlakîlik vasfı da var mıdır?
- Toplumun ahlâk anlayışı, sanatkârın özgürlüğünü ve eser ortaya koyma sürecini belirlemeli midir?
- Sanat ve sanatkâr bu açıdan özgür olmalı mıdır?
- Sanat, ahlâk için bir araç olarak kullanılabilir mi?
- Ahlâk eğitimi açısından sanatın yeri ve rolü nedir?
Tartışılmayı gerektiren sorular yahut başlıklar bunlardır ve bizce bu türden soruların arkasında ideoloji ve
dünya görüşü angajmanları, sosyal fayda beklentileri, “kutsal”la irtibat, pratik hayatla örtüştürme gayretleri
yatmakta, itirazları ise özgürlük ve özgünlük söylemleri, bohemlik ve dokunulmazlık arayışları, dünyayı ve hayatı
algılayış farklılıkları, sanatı tabulaştırma tutumları gibi çıkış noktaları belirlemektedir.
Bu tartışmaların ve konumuzla irtibatlı olarak sanat-ahlâk ilişkisinin işaret levhalarından birisini ise o
meşhur ve bugüne kadar tartışılagelen “Sanat, sanat için midir, yoksa toplum için mi?” sorusu oluşturmaktadır.
Bizce bu yaklaşımlar ve takınılacak tavırlardan biri de şu olmalıdır:
Sanat ve ahlâk, birbirinden ayrı iki insanî etkinlik alanıdır. Her ikisinin dayandığı temel kavramlar, oluşum
ölçütleri, kurallar ve ilkeler vardır. Bütün sosyal oluşumlar gibi birbirlerine yaklaştıkları, birbirlerini etkiledikleri
alanlar mevcut ise de, her ikisi kendi sınırları içerisinde var olurlar. Sanatın temel ilkesi estetik olma, yani
güzelliktir. Ahlâk ise toplumsal platformda “iyi”nin peşindedir. Sanat, ahlâkı sınırlayamadığı gibi, ahlâk da sanatı
sınırlamamalıdır. Ancak elbette her iki alan da birbirlerini sorgulayabilirler. Kendileri açısından “değerli” veya
“değersiz” hükümlerini verebilirler. Sanata, sanat (estetik) açısından baktığımızda değerli veyahut değersiz olma
özelliği başkadır, ahlâk açısından baktığımızda başka. Bir sanat eseri, bir toplumda mevcut ahlâk kuralları
çerçevesinde değerlendirildiğinde “sakıncalı” görülebilir, ancak bu onun estetik açıdan da değersizliği olarak
anlaşılmamalıdır. Nitekim, bir sanat eseri bir toplumda carî düşünce kabulleri açısından değersiz, hatta sakıncalı
olduğunda bu onun estetik kıymetini azaltmadığı gibi... Bakış açımız yahut çıkış noktamız ahlâk olduğunda
durum başkadır, estetik olduğunda başkadır.
Bu hüküm estetik ve ahlâk ilişkisinin tartışılmasını ortaya çıkarır. Güzel olan ahlâk dışı olabilir mi? Yahut
ahlak dışı olan mutlaka çirkin midir? Her iki alanın temel kavramları ile ifade edersek, güzel olan her şey iyi
midir? Çirkin olan her şey de kötü müdür? Estetik olma, çirkin olmayı dışladığı gibi, ahlâkî açıdan kötü olmayı da
dışlayan bir ölçüt müdür?
Göz önünde bulundurulması gereken sorular bunlardır. Ve bizce güzel, çirkinin; iyi de kötünün mefhum-ı
muhalifi olarak ele alınıp, bunlar birbirine karıştırılmamalıdır. Ancak bu takdirde Van Gogh’un yırtık-pırtık,
kokmuş postal tablosu yahut Boticelli’nin “Venüs’ün Doğuşu” tablosu “güzel” olarak değerlendirilebilir.
Sanatkâr, ahlâkî açıdan kötü olan bir durumu veya olayı, estetik açıdan, işlediği sanatın kriterleri açısından
(meselâ edebî bir eserde dil ve üslûp, yapı, biçim ve kurgu başarısı açısından) çok başarılı ve sanatsal bir nitelikle
anlatabilir. O eser, sanat açısından başarılı bir eserdir. Fakat anlattığı olay, özü ve uyandıracağı etkileri açısından
ahlakî (yahut siyasî, fikrî, pedagojik, yasal vs) bakımdan riskli ve hatta zararlı olarak değerlendirilebilir. O
takdirde eserin sanat dışı faktörler tarafından değerlendirilmesi, kendi sınırları içinde ayrı bir kategori teşkil eder.

378

�Konuya tersinden baktığımızda da durum bir bakıma benzer özelliklerle karşımızdadır. Ahlâkî bir konu,
durum veyahut olay, çok kaba, çirkin ve hiç de estetik olmayan bir tarzda, bir dayatma ve ilkel bir zorlama ile
hayatımıza dahil edilmeye çalışılabilir. Bu da o olgunun “iyi” olmadığını bize göstermez.
Yukarıda ortaya koyduğumuz sorunlardan birisi de sanatın ahlâkî ve pedagojik amaçlar için kullanılıp
kullanılamayacağı idi. Bizce bu sanatın bizatihî kendisi ve gerçekleşme sürecinin dışında düşünülmesi gereken
ikincil planda kalacak bir durumdur ve elbette eser ortaya konulduktan sonra insanlar onu günlük hayatın kabul ve
istekleri doğrultusunda değerlendirir ve kullanırlar.
Nitekim sanat da (meselâ bir roman veyahut tiyatro oyunu içerisinde) ahlâkı kendisi için kullanılabilen bir
“malzeme”, bir tema yahut konu olarak ele alabilmektedir.
Kaynakça
Ayvazoğlu, Beşir, İslâm Estetiği ve İnsan, İstanbul 1989, Çağ Yayınları, 511 s.
Kaplan, Mehmet vd., Yeni Türk Edebiyatı Antolojisi, c. I-IV, İstanbul 1974-1982, İstanbul Üniversitesi Edebiyat Fakültesi
Yayınları.
Koç, Turan, İslâm Estetiği, İstanbul 2008, Türkiye Diyanet Vakfı İslam Araştırmaları Merkezi Yayınları, 208 s.
Kuçuradi, Ionna, Sanata Felsefeyle Bakmak, Ankara 1999, Ayraç Yayınları, 133 s.
Redeker, Horst, Edebiyat Estetiği, Ankara 1986, Kuzey Yayınları, 256 s.
Shiner, Larry, Sanatın İcadı, İstanbul 2004, Ayrıntı Yayınları, 496 s.
Tunali, İsmail, Sanat Ontolojisi, İstanbul 1884, İstanbul 1974-1982, İstanbul Üniversitesi Edebiyat Fakültesi Yayınları.

379

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                <text>Sanat, ahlâk ve eğitim üç toplumsal etkinlik alanıdır. Bunlardan sanat “güzelçirkin”,  ahlâk ise “iyi-kötü” kavram ikilisine dayanır ve kendi ilkeleri ve zeminleri  üzerinde oluşur. Ancak her iki alan da birbirleri hakkında kendileri açısından değer  yargıları geliştirebilirler. Dolayısıyla bu durum, “ahlâk açısından sanat” yahut “sanatın  gözüyle ahlâk” gibi yaklaşımları mümkün kılar. Bu iki alanın aralarındaki bu ilişki, eğitim  için de geçerlidir. Bilhassa ahlâk ve eğitimin kesiştiği “ahlâk eğitimi” alanında sanattan  faydalanma gereklidir. Bu “iyi”nin “güzel”le örtüşmesi olacaktır ki, etkisi de daha kuvvetli  ve kalıcıdır.</text>
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                    <text>Learning and Teaching Strategies for Technology Education in Turkey
Ahmet APAY
Department of Construction, Sakarya University,
Sakarya, Turkey,
aapay@sakarya.edu.tr
Ibrahim YUKSEL
Department of Construction, Sakarya University,
Sakarya, Turkey,
iyuksel@sakarya.edu.tr

Abstract: The main power behind the development of a country can be considered as
EDUCATION. Today, due to rapid industrialization, professional and technical education is
regarded as locomotive in raising staff to industry equipped with necessary qualifications.
Engineering education in developed countries is based on theory and it is design oriented.
Engineers participate rarely in implementation, though in some countries they are directly involved.
The engineering education in Turkey is given in the faculties of Engineering and it has been
observed that the education is mostly theoretical. It has also been observed that there are important
shortcomings in transferring the comprehensive theoretical engineering knowledge into practice and
that there is a gap between the industry and the universities. An important shortcoming exists in
technology education, which actually means the transfer of theoretical knowledge into practice. The
Technical Training Faculties do not only give theoretical knowledge but they also provide an
important amount of applied education; however the graduates are entitled as technical teachers
without clearly defined roles and responsibilities, as a result of which the industrial institutions can
not make use of them. The engineering and technology education in developed countries are given
by Engineering Faculties, Technology Faculties and Technician Schools. The technology Faculties
part of this process is missing in our country. This should be completed by the establishment of the
Technology Faculties.

1. Introduction
In Turkey, the occupational and vocational school which levels are same of the primary and middle school has been
established by Mithat Pasa on 1860. The number of these school has been increased to meet the needed occupational
power in the firstly year of the Republic. The first school of high technical teacher was established to meet the
needed teacher in Ankara at 1937. And then these schools were arranged as vocational and technical education
faculties in 1983. The number of this school was four at 1983. The number of this school has rapidly increased to 19
in 2007. These faculties have some problem about quality and employment.
The basics missions of Technical Education Faculty are to meet the teacher, who would be teacher in Industry
Occupational and Technical high school, education centers of the apprenticeship and a teacher graduated from these
schools takes a title “Technical Teacher”. The employing of technical teacher is not intent to another working area.
The number of the student in Technical Education Faculty is totally 28097 at 2006. However, from 1669 student
only 19 students has been assigned to a civil servant. Also, there is no any assigning for years in some expertise area
(Strategic report of YOK, 2007). In laws, title of “Technical Teacher” is not defined for industry, for example
workmen, technician, engineer or another thing they have to face highly important problems.

2. Current Status of Technical Education Faculties in Turkey
These faculties are unique in the world so that the accreditation of these faculties is impossible. It was seen that the
attraction and qualification of student or people has reduced from this status. Discussion about the status of
Technical Education Faculty, its graduates and solving this problem has highly increased in nowadays. Discussions
are based on the four subjects;

111

�1. The employing problem of technical teachers and the increasing number of graduated student.
2. The title, authorization, and responsibility are not defined for technical teachers that have not been assigned
as a teacher in industry.
3. Technical Education Faculties hasn’t been accredited by any international accreditation organization and the
equality of its diploma is not defined in EU, USA and the other countries in the world.
4. The equality of its diploma is not defined in EU, USA and the other countries in the world changing
programme for student and academician hasn’t been realized.
In developed country, technology education has been given by Technology Faculty. The basic aim of this faculty
is grow up technology engineer with skilled in applications for industry. A student has industry experiences and
pedagogic formation graduated from University of Applied Science, School of Technology, College of Technology
or Faculty of Technology could be assigned as a technical teacher in EU, USA and the other countries. In our
country only conventional engineering education has been given. But, in industry has desire Technology Engineer
especially in the application area. Because of this reasons in our country Technical Education Faculties should be
revised as Technology Faculty.

3. Which Kind of Workman are Desired by the Place of Employments in Turkey?
The result of the report made by ISO Occupation Committees (Istanbul Industry Associated) in May 2007
was shown that the profile of the workman desired from by the entire sector. Which kinds of workman are desired by
the place of employments in Turkey was shown as a graph (Fig.1).

Figure1. The needing status according to the occupational groups in Turkey
(Source: Report made by ISO Occupation Committees in May 2007.
As a result of the report according to the needing status based on the occupational group that the desired qualified
technical person ratio is about 73% in Turkey. This result is so important for industry and education system in
Turkey. .

4. Comparison of the Faculty of Engineering and Faculty of Technology
The researcher engineering graduated from faculty of engineering and engineering graduated from Faculty of
Technology are named as “Chartered Engineer” and “Incorporated Engineer” respectively in EU countries, and
USA. The most important different between the engineers is the first engineering education based on the knowledgetheoretical and conceiving the other one based on the skill and especially application in industry (Tab.1).

112

�Engineering Faculty

Technology Faculty

Knowledge and theatrical

Skill and application

Conceiving new product

Application engineer

Mathematical modeling and theory

Applicable mathematic and application of
science

System arrangement and planning

Applications of the current knowing in
detailed

Researching and Developing
Advanced planning, using new technology
and developing new product methods.
Developing plans based on perspective in the
middle and long period
Management source and equip

Create product quality and service processes
Productiveness of product and product
system, use of the current technology, developing
secure and economical product methods
To gain the aims in product developing plans
based on the short and middle periods
Management source and equip

Table1. The differences of education area between faculties of engineering and faculties of technology
The other important subject is the ratio of the occupational and other education. While the ratio of the occupational
education is about 30-35% and the general education ratio is about 70-65% respectively in Turkey. However, the
ratio of the occupational education is about 65-70% and the general education ratio is about
35-30% respectively
in Europe and the other countries.
.
The quality is so important for growing up the qualified person in occupational school, vocational school and Faculty
of Technology would be revised again. For this reason in our country;
-

The esteem of the occupational and vocational education should be increased.
The integration of this intuition with the local employments sector should be ensured.
The best students should be directed to this institutions,
Best carrier for the stuff who is working in this intuitions should be ensured,
Technical Education Faculties should be again revised as Technology Faculty

4.1 Differences Between Engineering and Engineering of Technology
Differences between engineering and engineering of technology has been compared with together in scope of both
generally and possibility of employment and summarized in below (Tab.2 and Tab.3).

113

�General

Engineering Programme

Programme of Technology
Engineering

İmpact of Programme

Application of the daily engineering
Developing new analysis, solving methods
knowledge and expertise for solving
for conceiving problems
some technical problem

Aim of the Experting

Developing conceptual skills

Title of employing

The graduation is Engineer.

Properties of Programme

Engineering Programme

Developing application skills
The graduation is Engineering of
Technology.
Programme of Technology
Engineering

Impact on the
Technical Lesson

Engineering education is based on
Engineering of technology is based on
the theoretical and pointed out its potential the application and practice and Solving
application in.
the problems in industry and applications

Impact on the
Laboratory Lesson

Experimental methods in laboratory
lessons, and processing with theories
are given

In Laboratory for solving industrial
problems the practice conceiving,
producing and evaluation techniques are
given.

Impact on the
Technical Conceiving

General conceiving criteria and different
methods are learned and new product,
technology and system are developed

The current conceiving methods are
developed and applied a specific
technique area, practice conceiving are
made.

Table2. Differences Between Engineering and Engineering of Technology
(Source: Brochure of the American Society of Mechanical Engineers,September 2000)

İş imkanları
The first typically employ
position

Technical interest
Activity

Mühendislik Programı

Teknoloji Müh. Programı

Works areas are conceptual conceiving
in industry, engineering of system,
research for product and developing
process.

Works areas are product and technical
subject, developing product, testing,
technical operations, service and
quality control.

Produce with analytical approach for
solving technical problem in scope of
wide.

Experts for a specific area and produce
of solving for the specifics problems
especially application area.

Usually has a management position

Usually has industrial management
positions

After passed from some exam in USA,
Acknowledge and membership
could be taken Professional Engineer
for occupational organization
title.

After passed from some exam in USA,
could be taken Professional Engineer
title.

Could be studied in the other areas in
engineering (Master’s degree or PhD).

Could be studied in the other areas in
engineering (Master’s degree or PhD).

Master’s degree

Table3. Comparing engineering and engineering of technology with together in scope of possibility of employment
(Source: Brochure of the American Society of Mechanical Engineers, September 2000)

114

�The occupational working and responsibilities of the Engineer and Engineer of Technology was shown on a schema
(Fig.1).

Figure1. Comparing the working area for Engineer and Engineer of Technology
(Source: Brochure of The American Society of Mechanical Engineers September, 2000.)

5. Qualifiedness of Graduated from Faculty of Technology
The graduated person should be authority by giving assigning authority for making project with your area,
conceiving, management, application and control, developing products, testing, analysis, management of quality and
production. The graduated person should be taken the title of Engineering of Technology in all of the world. The
authorities for the Engineering of Technology could be summarized in below (Tab.4).
Engineering of Technology
Possible Employing

Differences from Engineer

Education Programme of
Engineering of Technology

Works areas are product and
technical subject, developing
product, testing, technical
operations, service and quality
control.

Application of the daily
Skill
and
application, engineering knowledge and
expertise for solving some
Application engineer
technical problem

Experts for a specific area and
produce of solving for the
specifics problems especially
application area.

Applicable mathematic
application of science

Usually has industrial
management positions

Applications of the
knowing in detailed

and

Developing application skills

current The graduation is Engineering
of Technology.

Engineering of technology is
After passed from some exam in
based on the application and
Creates product quality and
USA, could be taken
practice and Solving the
service processes
Professional Engineer title.
problems in industry and
applications
Could be studied in the other
areas in engineering (Master’s
degree or PhD).

Productiveness of product and In Laboratory for solving
product system, use of the industrial problems the practice
current technology, developing conceiving, producing and

115

�secure and economical product evaluation techniques are given.
methods
To gain the aims in product The current conceiving methods
developing plans based on the are developed and applied a
short and middle periods specific technique area, practice
Management source and equip conceiving are made.
Table4. Qualified ness of Graduated from Faculty of Technology
Carrier and positions of person graduated from Faculty of Technology and samples for the graduated degree of
Technology Faculty accredited by the kind of accreditation institution in different countries was given below (Tab.6
and Tab.7).
Applications Engineer

Engineering
Technologist

Associate Engineer

Hardware Engineer

Automation Engineer

Management
Associate
Management Trainee
Manufacturing
Engineer
PCB Designer
Engineer
PCB Manufacturing
Engineer
Power Supply Test
Engineer
Product Change
Coordinator

Controls Engineer
Control Systems
Coordinator
Display Design
Engineer
Electrical Applications
Engineer
Electrical Engineer
Electronics Systems
Engineer

Project Engineer
Quality Assurance
Engineer
Sales Engineer
Service Engineer
Shift Engineer
Software Engineer
Staff Engineer
Systems Engineer
Systems Integrator

Production
Supervisor

Embedded Systems
Engineer

Test Engineer

Product Support
Engineer
Programmer

Engineer
Field Engineer

Validation Engineer
Wireless Engineer

Table 5. Carrier and positions of person graduated from Faculty of Technology
Names of Programme
Computer Engineering Technology
Automotive Engineering Technology
Manufacturing
Engineering
Electromechanical
Engineering
Technology
Technology
Mechanical Engineering Technology
Design and Drafting Engineering
Technology
Electrical Engineering Technology
Electronics Engineering Technology
Architectural
Technology

116

Engineering

Mech.
Technology

Design

Aeronautical
Technology

Engineering
Engineering

Marine Engineering Technology
Telecommunications
Technology

Engineering

Environmental
Technology

Engineering

�Civil Engineering Technology
Construction
Technology

Engineering

Laser
Technology

Electro-Optics

Engineering

Aircraft Engineering Technology

Table 6. Samples for the graduated degree of Technology Faculty accredited by the kind of accreditation institution
in different countries

6. Result and Recommendations
These faculties are unique in the world so that the accreditation of these faculties is impossible. It was seen
that the attraction and qualification of student or people has reduced from this status
From 1669 student only 19 students has been assigned to a civil servant in 2006. Also, there is no any
assigning for years in some expertise area (Strategic report of YOK, 2007). In laws, title of “Technical Teacher” is
not defined for industry, for example workmen, technician, engineer or another thing they have to face highly
important problems.
The result of the report made by ISO Occupation Committees (Istanbul Industry Associated) in May 2007
was shown that according to the needing status based on the occupational group that the desired qualified technical
person ratio is about 73% in Turkey. This result is so important for industry and education system in Turkey.
The researcher engineering graduated from faculty of engineering and engineering graduated from Faculty of
Technology are named as “Chartered Engineer” and “Incorporated Engineer” respectively in EU countries, and
USA. The most important different between the engineers is the first engineering education based on the knowledgetheatrical and conceiving the other one based on the skill and especially application in industry
The other important subject is the ratio of the occupational and other education. While the ratio of the
occupational education is about 30-35% and the general education ratio is about 70-65% respectively in Turkey.
However, the ratio of the occupational education is about 65-70% and the general education ratio is about
3530% respectively in Europe and the other countries. The quality is so important for growing up the qualified person
in occupational school, vocational school and Faculty of Technology would be revised again. The engineering and
technology education in developed countries are given by Engineering Faculties, Technology Faculties and
Technician Schools. The technology Faculties part of this process is missing in our country. This should be
completed by the establishment of the Technology Faculties.

References
16th National Education Conference Pre-Commission Reports Ankara, 1998.
16th.National Education Conference Pre-Commission Reports, Ankara, 1998.
Vocational and Technical Education in National Education Conferences, Ankara, 1998.
Çelik, H., Çıtak, R., Bay, Ö.F.,Ş Yücesu, H,S, ve Mahiroğlu,A., Reconstruction Activities for Technical Education Faculties, Gazi
University, Technical Education Faculty, 2003.
Yücesu, S.H., Bay, Ö.F., Technology Education and Technical Teacher Training in the World and in Turkey, Gazi Üniversity,
Technical Education Faculty, 2004.
Strategic Report of High Education Instition, 2007, Turkey.

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�Report of the İSO (Istanbul Industry Association) Occupation Committee, May 2007.
Brochure of the American Society of Mechanical Engineers, September, 2000.

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�The Value of Emotional Intelligence for EFL Settings
M. Naci Kayaoğlu
Karadeniz Technical University, Trabzon (KTU)
Turkey
naci@ktu.edu.tr
Abstract: In spite of the proliferation of emotional-intelligence-based research over the
past few decades, this concept came only to receive sporadic attention from TEFL
circles. The emphasis of the definitions ranges from “ability to engage in abstract
thinking; general approach to new problems in life; adjustment to the environment;
capacity for knowledge and knowledge possessed; general capacity for independence,
originality, and productiveness in thinking; apprehension of relevant relationships; ability
to judge, to understand, and to reason; deduction of relationships; and innate, general
cognitive ability”. With this emphasis in mind, Emotional Intelligence appears to have
potential to contribute substantially to our language students’ intellectual and emotional
well-being and growth., which in return, helps create a very interactive, synergic
atmosphere for EFL learners. This paper is a experimental follow-up study to investigate
how English-majoring students develop emotional intelligence within the existing
curriculum

Introduction
Emotional intelligence developed within the area of psychological research appears to have been well
publicized within the business community to the extend that some companies employ people on the basis of test
results of the emotional quotient and later popularized by Daniel Goleman’s 1995 known book, Emotional
Intelligence: Why it Can Matter More Than IQ. Although emotional intelligence is theoretically a loose concept
(Matthews et al 2002), given its practical implications, this can be considered an important reaction and response to
the cognition-based approaches, mainly to IQ (intelligence quotient) in determining succes.
IQ (intelligence quotient) was widely used for a long time and is still claimed by its advocates to be most
effective predictor to account for academic achievement and performance at school. Attempts are painstakingly
directed to find substantial relationship between success and IQ. Nevertheless, IQ testing which solely relies on
cognitive abilities, reasoning and problem solving capacities fails to include several social, individual, affective,
personal and interpersonal factors such as social structure, persistence, self-reliance, encouragement for success from
family, teachers, and friends, interest and involvement in school, creativity, managing emotions and interpersonal
skills.
Intelligence testing, in real sense, began in France in 1904 with Alfred Binet, who was given the job by the
French government to find a method to differentiate between intellectually normal children and inferior ones with a
purpose to put the latter into special schools to receive more individual attention and subsequently to avoid their
destruction to the education of other children. This testing was to be known as Binet-Scale. The scale was designed
to serve as a guide for identifying students who need extra help in school. It was not intended to be used to define
general intelligence of people. According to Binet, intelligence could not be measured with a single score as
intelligence was not fixed and inborn ability. Later Binet Scale was revised, extended and turned to be the standard
universally intelligence testing in the United States for the next several decades. There were also times when it was
abused against certain groups of people (Siegler 1992; White 2000).
As far as school achievement is concerned, IQ came out to detect children of lower intelligence in order to
place them in special education programs. So a child’s intelligence was compared to what his or her expected
intelligence should be as compared to the child’s age. If the child performed higher than a determined normal child
of his or her own age, the child was given a higher score, and if the child scored lower than the expected for a child
of his or her own age, the child received lower IQ score. Today IQ testing has been extended to adults with a view to
determining an adult’s mental potential. Unlike yesterday, an adult’s test results are compared to other adults and
intelligence is defined by comparing each test taker to all other test takers instead of an arbitrary age-based standard
Intelligence.

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�IQ has received strong criticism. From the very beginning the simplest definition that “intelligence is
whatever intelligence tests measure” fails to characterize the construct itself, the nature of intelligence and the ability
assumed to be measured. Furthermore, there are many different intelligence tests, which seem not to all measure the
same thing. From the literature review I have covered, prominent scientists, psychologists and educators appear not
to be in line with the definition of intelligence. The definitions range from ability to engage in abstract thinking to
understand and to reason; deduction of relationships.
It is interesting to note that students, though having high IQ, may have serious problems in terms of
interpersonal skills and may not be capable of regulating their emotions and promoting their intellectual growth.
Typical example is that most autistic children have high IQ measurements, yet they are unable to communicate in
other forms, indicating that IQ is not suitable to measure creative and emotional abilities (Tricia Ellis-Christensen
2009).
IQ is also severely criticized for being-culturally-biased as conceptions of intelligence vary from setting to
setting and from culture to culture. Western dominated-I.Q tests can not be applied to other cultures with different
values and world views. So intelligence tests are claimed to have the capacity to measure only a portion of a person’s
ability that could be related to the aspect of intelligence (Gardner 1983, 2008).
IQ is considered to be more of a result of an individual’s own conditions and opportunities to acquire skills
and learn information in consistent with a particular cultural context. IQ testing is claimed to be deceptive and
inadequate as it solely relies on cognitive abilities, reasoning and problem solving capacities to a large extent,
ignoring several social and personal factors such social structure, persistence, self-reliance, encouragement for
success from family, teachers, and friends, interest and involvement in school, creativity, managing emotions and
interpersonal skills (Gardner 1995).
Emergence of Emotional Intelligence
In response to the limited capacity of IQ to measure a person’s ability, new theories of intelligence have
developed in such a way as to include the whole person. Historical roots of EI go back to 1920s when Thorndike
(1920) introduced social intelligence as the person's ability to understand and manage other people, and to get
involved in social interactions wisely, drawing a distinction between academic ability and social intelligence, which
is an essential element in what makes people succeed in life.
The concept of social intelligence led to the several kinds of intelligence including multiple intelligences to
be formulated by Howard Gardner (1983) who theorized that there were seven intelligences but in recent years more
have been added:
Verbal Linguistic - the ability to use words and language
Logical Mathematical - highly developed ability to use reason, logic and numbers
Bodily Kinesthic - capacity to control body movement and handle physical objects
Visual Spatial - strong visual capacity to think in pictures and create pictures in their mind
Musical Rhythmical - heightened ability to appreciate and produce music and sound
Interpersonal - advanced ability to relate to and understand other people
Intrapersonal - exhibit a strong sense of self and ability to understand and share their inner thoughts and feelings
Naturalist - recognition, appreciation and understanding of the natural world around us
Important figures in this area such as John Mayer, Peter Salovey and Howard Gardner were also to highlight
the crucial importance of considering the cultural and social context and elements for a better evaluation of
performance. Instead of focusing on cognitive aspects of intelligence, social intelligence includes the whole range of
mankind’s relationships with other humans and with the world in general. According to John Mayer and Peter
Salovey , emotional intelligence "is a type of social intelligence that involves the ability to monitor one's own and
others' emotions, to discriminate among them, and to use the information to guide one's thinking and actions" (Mayer
&amp; Salovey, 1993: 433), overlapping with Gardner’s Interpersonal intelligence which involves the the capacity to
understand oneself-one’s strengths, weakness, desires, fears and understanding of other persons-how to interact with
them, how to understand their personalities (Gardner, 2005). Goleman (1998) also views the concept as the capacity
for recognizing one’s and others’ feelings as to manage emotions in relationships with others.
In spite of variation and overlapping with similar concepts, emotional intelligence seems to encompass the
following five characteristics:

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�Self-awareness--knowing your emotions, recognizing feelings as they occur, using your feelings to make good
decisions, observing yourself, understanding negative thought processes.
Managing emotions--handling feelings in appropriate manners and acting and reacting appropriately to a current
situation and you react finding way to handle fears, anxieties, anger, and sadness.
Self-motivation—Coordinating and channeling your feelings and directing yourself towards a goal, concentrating
one’s emotions on the achievement of the goals, despite self-doubt, inertia, and impulsiveness
Empathy— recognizing and being sensible to the concerns and feelings of others and taking their perspectives,
understanding others, appreciating the differences in the way they take the things
Handling relationships—handling interpersonal interaction, social competence, conflict resolution,and negotiations,
being adept at managing the emotions and their interactions with others, being in harmony with people (Mayer &amp;
Salovey 1993, Goleman 1998).

Emotional Intelligence and Turkish EFL Environment
It is true to say that with astonishing speed in the advancement of telecommunication technologies and
intercultural contacts in a modern global society today many foreign language programs and educational
organizations in Turkey have been challenged to prepare students to develop communicative competence for the
realization of this dynamic and conversational interaction with the cross-border environment. New policies and
procedures set out by the Turkish Ministry of National Education in relation to teaching/learning of a foreign
language in primary and secondary education over the last ten years are leading indicators of the efforts to meet this
increasing need for the integration of our country with the world. To this end, the Ministry of National Education
has designed new coursebooks promoting a communicative perspective. Similar trend can be observed in state-run or
private language programs and in textbooks developed for young Turkish adults and university students. For
example, Campus Life-English Course for Young Adults, recently designed by a team of Turkish lecturers at
Çanakkale 18 Mart University, totally adopts the Common Eurpoean Framwork (CEF) guidelines, namely Erasmusoriented syllabus, most integral aspects of which is to foster the European mobility of students. To be more specific,
it is the communicative vaue of the language mostly emphasized in the textbook.
Considering the fact that the materials from a coursebook to smartboard are nothing but an aid to an
end,which can be summarized as the use of target language for communicative purposes. The current comprehensive
literature provides strong evidence that one of the most integral aspects of speaking in target language is to have selfconfidence, motivation and to feel at ease, far from from anxiety (MacIntyre and Gardner, 1994, Daly 1991 Young,
1991 and Horwitz &amp; Young 1991). All of these are affective factors on learning a second/foreign language, and very
much to do with the concept of emotional intelligence. It is our everyday classroom observation, as supported by
MacIntyre and Gardner, (1991) that learners may avoid taking the neceassary risks to acquire communicative
competence in the target language or they may feel deeply insecure in anxiety-provoking language environment.
Daly (1991) and Young (1991) find that most students are particularly anxious when they have to speak a foreign
language in front of their class. Whether the cause or the result of language learning problems, language anxiety
poses a serious barrier on the way to effective language learning/teaching. Without breaking down this seriously
hindering psychological barrier, it is very difficult to create an environment for the language learning/acquisition to
take place because anxiety is unpleasant emotional state or condition which is characterized by subjective feelings of
tension, apprehension, and worry, and by activation or arousal of the autonomic nervous system” (Spielberger, 1983,
cited in Horwitz, 1986, p. 125).
Anxiety is usually classified into three divisions: trait, state and situational. Trait anxiety is relatively stable
personality trait. A person who is trait anxious is likely to feel anxious in a variety of situations. The source which
creates anxiety is not the event or the state, but the personality. ”People with high levels of trait anxiety are generally
nervous. They lack emotional stability.” (Goldberg, 1993 cited in McIntyre, 1999)
Second type anxiety is classified as situation-specific anxiety, the most common examples of which are test
anxiety, math anxiety, language anxiety, stage fright and communication apprehension. This anxiety recurs in
specific situations and can be stable over time; nevertheless, it is not distinguishing personality characteristic but
specific to a particular situation. For example, talking before audience, talking to a native speaker, taking an exam,
taking an oral interview can be given examples of this type anxiety.
State anxiety, on the other hand, is different from trait and situation-specific anxieties in that it shows
fluctuation and its intensity changes over time. It is a temporary condition experienced at a particular moment.
Situation specific anxiety reflects a trait that recurs in a specific situaton (MacIyntre, 1995). While people with trait
and situation anxieties feel nervous in general or in certain situations, people with state anxiety are much more

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�sensitive about what other people are thinking of them. The observable symptoms of this type of anxiety are sweaty
palms, wringing hands or faster heartbeats.
However, state anxiety is the anxiety itself. It is a temporary negative emotional change that affects
emotions, cognition and behaviours. Anxiety can be either facilitating or debilitating. Facilitating anxiety motivates
learners to adopt an approach attitude and is willing to confront the new learning task. Debilitating anxiety motivates
learners to assume an avoidance attitude and therefore tends to escape from the learning task (Scovel, 1991).
Krashen’s Monitor Model also provides further evidence for the role of affective factors in that learner raise their
“filter” when they have anxiety and fear of making mistakes, preventing them from learning and acquiring the target
language as fear and anxiety.
A burgeoning body of literature has provided adequate evidence on the impact of language anxiety on
language learning but failed to suggest sound ways to overcome this problem. Given the fact that people having EQ
are assumed to exhibit common attributes such as managing emotions, self-awareness, self-motivation, empathy,
interpersonal relationship skills., then, it would be possible to reduce language anxiety in teaching foreign through
developing emotional intelligence as this concept primarily appears to focus on the relation between cognition and
emotions. And “minds without emotions are not really minds at all. They are souls on icecold, lifeless creatures
devoid of any desires, fears, sorrows, pain or pleasure” (LeDoux 1996: 25) People proficient, for instance, in
managing emotions are well prepared to overcome negative feelings, anxiety, and irritability. Through EI
implications an anxietyfree classroom atmosphere can be established.

Techniques Developing Emotional Intelligence
Drama is a very powerful tool to be utilized to develop emotional intelligence. Teachers tend to be skeptical
about the role of using drama in classes although many are quite familiar with the uses of skits to teach and reinforce
material. Drama offers the students a way to interact with the physical environment and interaction with other
people, which is critical in cognitive and emotional development and this moves the learners outside of the limits of
the normal classroom environment. This is where the traditional classroom system appears mostly to fail. As drama
employs a multi-sensory approach to language acquisition by involving second language learners physically,
emotionally, and cognitively in the language learning, students are led to explore and experiement with the boundary
of their anxiety and emotions, developing a sense of awareness of self in the target language culture. Students get
involved in free flowing extemporaneous conversations as they interact with one another prior to the dramatizations
and during the improvisations working cooperatively to orchestrate the dramatizations and improvisations. This
naturally creates immense opportunity for interaction and interrelation communication among students. It becomes a
matter of realizing themselves and producing something which they would be very proud of. Students are able to
channel their emotions to achieve a goal, generate initiative for their own will. Drama activities provide not only
variety, curiosity and enthusiasm to traditional run of courses but also a unique chance for the students to overcome
the sources of language anxiety summarized by Young (1994) as Low self-esteem, Competitiveness, Self-perceived
low ability levels Communication apprehension, Social anxiety, Existential anxiety, Lack of second language group
membership, Learners’ beliefs about language learning.
Another technique which can be used to develop learners’ emotional intelligence is Rational Emotive
Behavioural Therapy (REBT), developed in the early 1950’s by Albert Ellis. The rationale behind this techniques is
that most of emotional disturbances stem from our irrational beliefs, and human being is capable of cognitively
controlling illogical emotional responses as there is a strong relation between our thoughts, beliefs and emotions
whether they are based on facts or not. So, our emotional disturbances such as anxiety and depression can be reduced
through the changes in the way of thinking. Rigid thoughts and beliefs may well lead us to unrealistic expectations,
resulting in dissapointing outcomes. For example, people with anxiety disorders perceive situations more disturbing
than their actual level. Their fear of failure poses a considerable obstacle that prevents them from making progress.
According to the Rational Emotive Behavioural Therapy, humans are capable to get rid of their irrational beliefs and
thoughts and replace them with rational ones which establish and maintain being emotionally well (Avcı 2008).
REBT is claimed to have an empirical evaluation of the events and consists of some therapeutic processes. In a study
by Avcı (2008) aiming to reduce language anxiety through Rational Emotive Therapy techniques and Emotional
Intelligence implications with 27 adult university students in an intensive English Program at Karadeniz Technical
University in Turkey, REBT was found to reduce language anxiety and develop emotional intelligence.

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�Research
This is a follow-up study carried out one year after the original study done on the use of drama with English
majoring 3rd year students at university level (Kayaoglu 2006). In the initial research a structured questionnaire was
used to assess whether the incorporation of drama into the existing curriculum developed the students’ emotional
intelligence. Quantitative data from the initial research gave strong support to the fact that getting students involved
in performing drama was very effective in bringing about needed social changes that could result in a freer human
development. This study followed the same procedure that a total of 46 English-majoring students were involved in
performing drama as term Project. The students were again divided into groups of 5 to 9 and given freedom to
perform any play in their own way. They were also allowed to use their creative imagination to modify the plays,
creating an atmosphere for different ideas to be discussed. Having been encouraged, the students performed the
plays in front of audience, most of whom were again students and teachers in the department. Instead of using a
structured questionnaire, students were, this time, asked to keep diary of their experience and given an open ended
questionnaire to gain more in-depth data for content analysis. This also served to provide triangulation.
Findings
Content analysis of students’ diaries and self-reports of the open ended questionnaire resulted in the
following themes:
Handling Feelings
-

I used to be anxious in speaking in front of my classmates but I have overcome this anxiety. At least there is
no more excitement or blush that I felt once.
Thanks to drama courses, I have found the opportunity to be more creative and productive, which let me be
more self-confident and self- controlled.
I think I was successful in overcoming my excitement after the first play. Acting as if there was no audience
increases my motivation.
Performing on the scene causes excitement; however, after experiencing this for many times, excitement
turns into pleasure.
It was impossible to experience such an excitement somewhere else rather than on the stage. Since no one
considers the “grades”, there follows good performances. I gain the ability to overcome my excitement in
front of a community and to develop self-confidence.
It was very important for me to control my anxiety.
By this way, we can get rid of the stress of being a student. I’ve acted 3 different characters in 3 different
plays. I experienced their lives, their feelings and shared their cautions in a way; and this helped to me learn
how to react in such conditions.
I get excited easily; therefore, I cannot feel comfortable in a community. Thanks to these plays, I learnt how
to behave in front of a community.
Of course, there are disagreements among the group members but dealing with the disagreements isn’t too
difficult for us.
I am an excited person; I couldn’t perform as I wished to do. Yet, as the time passed I managed to overcome
my excitement to a considerable extent.
There was uncertainty and some obstacles at first…
It was a two-person play. And we got excited. After the play started, we became so preoccupied with the
performance that we didn’t recognize the crowd.
You get tired and stressed. Also you have the chance to experience things yourself.
It was impossible not to get excited when the time came. Yet after a while I overcame that anxiety. It will be
more useful in the future as we are going to address students in classroom environment or to address a
larger community.
It is still not easy for me to control my excitement and stress. I thought that I would never overcome those.
Yet after sometime I overcame that, as well.
It is not easy to make a speech in front of a group yet we overcome this in time. I am not so excited when
compared to the past.
We get used to feel comfortable in a community.

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�-

I become more stressful in addressing a community. I can easily control my excitement
I couldn’t behave in this way in front of anybody else before. Yet I overcame this in time.
Generally, I don’t feel comfortable while speaking in front of the audience. This excitement causes me to
make more mistakes. With the help of the drama courses, I can cope with this handicap.
Although it is very a bit stressful to act alone in front of a community and to be aware that they are
watching you, I learnt how to control this.
It is very important to be patient in these plays. You learn that.
In the following plays we overcome our excitement. We sometimes laughed, sometimes discussed.
No matter how many presentations we made it is very different to act in front of our teachers and friends.
Firstly, drama improved my ability to overcome my excitement. The rehearsals help us overcome stress.
It helped me overcome my excitement. Drama is to control myself and construct unity.
Drama helps me to become more self-confident and self-controlled.
I got very excited yet what I expected didn’t come true.

Acceptance of Others
-

Thanks to these plays that we had the opportunity to notice the real face of people.
We have learnt to overcome some unimportant problems through these plays.
We try to do our best in order to understand the way of group work and each other. I think it is very useful to
know and develop ourselves.
Knowing how to work in groups and have a voice in the group contributed to my personality very much.
During our rehearsal of the first play we had some problems within the group and these problems, of course,
were reflected in the play. However, all these were experiences for all of us.
During our rehearsal of the second play, we didn’t have any problems. Unlike the first one, the rehearsals were
enjoyable because we know each other better and we behave accordingly.
By doing their duties in the group the individuals figure out what “responsibility” is.
I can say that I see many people who obtained their self-confidence. There grew intimate relationship among the
students in the classroom. We welcome correcting each other’s mistakes. We are tied to each other more closely.
Sharing ideas among each other leads to the fact that people know and welcome each other better.
I realized the importance of group work. As I was reading man (woman) I had more responsibility. I had to
understand and motivate my friends. I learned how to behave in group, noticed my friends’ characteristics better
and learned that I had to have social relationships with other people.
It was enjoyable but difficult. It is not easy to work within group with different people. Everyone has different
characteristics. While some do their best for their play some do nothing
Sometimes there are some disagreements within group but this is quite normal because different people with
different characteristics come together.
We correct each other’s pronunciation mistakes.
This is not an individual work but a group work.
Despite problems, group work was fantastic.
We learned how to be patient. This was difficult because different people have different perspectives in terms of
perspectives.
I sometimes observed that how some people can be irresponsible without thinking the others.
If individuals have a sense of responsibility within a group there is success. The more sense of responsibility one
has the more successful he will be. You have to work hard individually because the success can be obtained by
group work.

Self-confidence
-

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I used to have no self-confidence; however, I have it now
I gained the ability and courage to speak in front of public.
You learn how to overcome your anxiety and gain-self-confidence.
It improved one’s self-confidence, since it put responsibility on individuals. I got very anxious in my first
play but it was a great experience for my next play.
It enabled me to have more self-confidence. It proved that we could be successful in different fields.

�-

It gives the opportunity to see your self-confidence since it leaves you alone on the scene.
My self- confidence has improved much.
It enabled me to have self- confidence.
Before drama class, I used to be very anxious even in my presentations. Now, I am more confident.
My self- confidence has improved very much
The ability to speak in public has improved my self- confidence.
Thanks to the drama classes, my self- confidence has improved, I think.
Your self-confidence improves.
I gained my self-confidence in time.
These plays improved my self- confidence.
I gained self-confidence.
My self- confidence is improved very much
Acting in front of audience and reflecting the emotion in the play are very challenging and achieving this
enable me to gain self- confidence.
I had no self- confidence in the first plays. Day by day I gained self- confidence.

Social development
-

-

I had no close relation to the majority of the class except “hi” and “good morning”. I had new close friends
thanks to these plays. I gained a different perspective to look at my friends. I felt happier. We spent more time
than ever. The more we shared the closer we got.
We gained social status in front of the crowded class by performances.
Although I have been in this department for five years, there were some people I did not communicate with, but
by means of the play “Of Mice and Men”, I had the chance to improve my relations with them. I have five new
friends thanks to this play.
I had the chance to get to know the people to whom I only said “hi” by means of these plays and I was good
with them. I got rid of all my prejudice about them.
Working in groups helped us get rid of social fear and I was conscious not only for myself but also for my
friends.
Sometimes it was hard to come together by group but we succeeded. I followed my friends’ lines besides mine.
We added things from ourselves. I think our relations improved a lot by these plays
Students’ interaction with others has positive effects. It is a great opportunity in terms of creativity and
sociability.
You share something with others and improve social relations. We acted our first play with the failed students.
We did not know each other before the plays but we became good friends with the help of these plays. We had
the chance to get to know each other closely. We felt we were much interacted.
The friendship ties got stronger thanks to these plays. We became close friends with the people to whom I only
said “hello” before. Now I have many close friends. We used to do our rehearsals in canteens, homes,
dormitories and outdoor places. These are suitable places to improve friendships.
I believe that drama helped me to improve my creativity and sociability.
A person may be anti-social but these kinds of performances give great chances. You can be very good friends
with the people whom you did not know before.
We had some problems as we first acted in a play. The disagreement resulted from working principles and not
being able to come together. We had little arguments from nothing. By this way, we have the chance to know
each other very well. However, we had no problem in the second plays. Contrary to the other play, the rehearsals
were much more enjoyable because we knew each other and we behaved accordingly. It is hard to work with
people whom you do not know and I think we succeeded this with drama.
There were many people with whom I did not have any interaction although we were in the same class. We got
good interactions by these plays.
The people whop were anti-social had close relations and got rid of social fears with the help of these plays
We worked day and night because we had to perform our plays in front of audience and had to do our best. I was
a commander in the second play. I met a commander in the campus because we needed a uniform of a
commander. We met new people and strengthened our relations.
Friendship, expressing yourself in public and socialization.
I think it strengthened our relations in the class. I got to know the people whom I said “hi” up to now more
closely.

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�-

It improves friendship, teaches us the benefits of working as a group ( co-operatively).
We improved our dialogues with our friends and experienced benefits of group work
Beside all, it provides socialization. I got to know the people whom I had little sincerity before.
We learned many things in terms of socialization. It enables us to work within a group
Beside all, it provides socialization. I got to know the people whom I had little sincerity before
It is easy to be successful individually but not in groups. I got to know the people whom I said “hi” up to now
more closely.
I got close interaction thanks to these plays.
You can make new friends by working in groups.
It helped us have new friends.
We got close friendship with many different people.
It provided social activities and enabled group work apart from the courses.
First of all, it enabled me to be active and neat in a group. I reflected this into my social relations. Now I can be
more active and successful in a social environment. I met new friends thanks to drama.
Classroom interaction and social relations got better and better.
We improved our friendship
It affects relations in a positive way. It provides interaction in the department

Individual development
-

Thanks to drama I am more creative.
I have become more social. I think it affects everybody positively. To me, it enables us to speak comfortably to
an audience and to improve our creativity when necessary.
I had no idea that I would be able to perform in such an activity
Working in groups has triggered our individual development.
Feeling comfortable in community is the leading factor.
In other words, you become a creative individual.
We learned to work in groups.
Drama has affected our success positively in other courses.
The crucial contribution is self-development.
Thanks to drama, I feel more creative.
I discovered my capabilities.
I’ve made progress.
I’ve gained the ability and the courage to speak in public.
I became more interested in drama after this play.
Although I am not a social person, it has improved my individual development.
Thanks to these performances, I became more creative.
It is necessary to bring about creative ideas. I’ve seen that the sense of responsibility is an important virtue.
Thanks to these performances, we are more creative.
These performances have improved my personal development at a great degree. Unlike other courses, it
contributes to my personal development
It has an indispensable role in my self- development.
I feel I‘ve developed myself in many respects.

Conclusion
Considering the fact that the statements under each category were recorded from individually different
subjects, the use of drama within the traditional education system developed students’ emotional intelligence and
enabled them to cope with stress and anxiety-provoking situations.The students were found to recognize, monitor
and manage their emotions for positive change. Perhaps, one of the most significant results of the study was that the
students, having improved their self-esteem and self-confidence, were able to develop social competence in their
interpersonal relationships. This is likely to have very positive effect on their future performance in EFL classes as
they appear to develop the ability to tolerate many disturbances. Using drama as a medium for developing emotional
intelligence in EFL settings is a viable choice for us to recognize and monitor.

126

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128

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