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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Effects of Internal Entrepreneurshıp as an Innovative Activity: a Field
Research on Manufacturing Industry
Öznur BOZKURT
Düzce University
Akçakoca Tourism Management High School
oznurbozkurt54@yahoo.com
Serkan BAYRAKTAROĞLU
Sakarya University
Faculty of Economics and Administrative Sciences
serkanb@sakarya.edu.tr

Abstract: Intraperneurship is an entepreneurship activity in existence foundation.
Intrareneurship is an innovative activity which is very important for competition. In this study,
intrapreneurship is considered within the scope of innovativeness, it is discussed what the
efficient causes are on the formation of internal entrepreneurship structures and what sort of
effect internal entrepreneurship has on company achievement. In this study, in which internal
entrepreneurship is considered as an innovative activity was used and questionnaire method was
used for the purpose of data acquisition. According to the results of research, there are
significant relationships between innovation and intrapreneurship. In addition corporate
entrepreneurship and innovation were higher tendency in research organizations.

Introduction
The word ―entrepreneur‖ comes from the French word "Entreprendre" which means to take on.
Entrepreneur who is undertakes to organize and risk. In recent years, entrepreneurs have been doing many different
jobs that they require to expand the definition. Today, an entrepreneur as an innovatory or developer to find and
capture opportunities; converts these opportunities into marketable ideas; in time, adds value this ideas with money
or skills; to apply these ideas to bear the risks of the competitive market place and these efforts can translate into
money (Kuratko and Hoggets, 1995: 4).
Intrapreneurship, in recent years prominent in the literature and stated that entrepreneurship in an existing
organizations and it is an integral part of the innovation concept, previously considered only features of the largescale organization. Later on this concept to be regarded as tools to provide development and growth. Employees to
act as entrepreneurs and have the right to autonomy become a key element for strategic development in organization.
The need to have entrepreneurial thinking to respond to environmental changes has brought a different view
in entrepreneurship. Entrepreneurship is not limited or start a new business to establish production. It includes
changes in the organization. Today, entrepreneurship means starting a new job and looking for opportunities in
existing organizations for creating and innovative acts. When evaluated from this point of view,this process includes
entrepreneurial behavior.
Intrapreneurship Concept
On the basis of intrapreneurship, entrepreneurial thinking is spreading into the organization. In general,
intrapreneurship is demonstrating total entrepreneurship and innovation effectiveness within an existing
organization and directed staff to act as entrepreneurs (Koçel, 1998: 17). Within an existing institution by one or
more employees out of a importent innovation for the company and implementation (Carrier1996,p.7).
intrapreneurship, besides innovation to create or maintain a competitive advantage to organizations, markets and
sectors is redefined. (Covin and Miles, 1999,p.50). Intrapreneurship emerges in an existing organization and is
separated from conventional behavior. Regardless of size of organization, beyond create a few new business
opportunities, is an innovative activity (Antoncic and Hisrich, 2003).

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Dimensions of Intrapreneurship
Many studies are regarding intrapreneurship with six intrapreneurship dimension. These dimensions are
typically include new products, services, market technology and management techniques to develop a strategic
change, autonomy, and proactiveness elements. These dimensions in relation to each other (Rule and Irvin, 1988).
New Business Opportunities: In short it can be defined, as regardless of the size of organization, demonstrating on
innovationof the existing products or markets and creating new jobs (Antoncic, 2007). The company's bringing new
products or innovation in existing products for the future. In other words, it is about making improvements to meet
the needs of the market (Jarna and Kaisu 2005). According to another definition the company's market and their
products by redefining and mobilizing the company's internal dynamics is to turn the company‘s staff into
entrepreneurs. This application helps through competitively regulation of the company's vision and business
arrangement (Fitzsimmons, 2005: 18).
Innovation: Innovation is a particular function of entrepreneurship. Innovation means creating wealth with new
sources or wealth creation by increasing the use of existing resources as a potential (Drucker,1998). For firms
creating and maintaining competitive advantage in the market dynamism is necessary pushing innovation. Corporate
entrepreneurship or intrapreneurship in terms of innovation is an important factor. Development of new technologies
related to the products, services and administrative practices (Antoncic and Hisrich, 2001).
New Venture Initiation: Companies to produce new products or market improvements is existing products for
future market needs (Fitzsimmons, 2005). Regardless of the size of organization new processes are put in market or
products (Antoncic, 2007).
Proaktiveness: This term expresses to gain a competitive advantage for companies and predict events, risk taking
and to be first in the market. In other words, for the firm's competitive ability is achieved new products, services,
technology and management techniques in the market (Jarna and Kaisu, 2005).
Strategic Renewal: The basic idea is toensure the organizational change and rebuild (Antoncic, 2007). Strategic and
organizational changes oriented as innovation, market, customer and competitor (Fitzsimmons, 2005). Manifesto,
called B-type of strategic renewal, reconstruction of existing missions and change in creative direction, changed the
system and refers to organization structure focused on innovation. Usually this kind of change as revealed for the
organization's basic values (Jarna and Kaisu, 2005).
Autonomy: The development of independent entrepreneurship in society, open-minded and free-willed person to act
as brave decisions have an important role. Likewise, intrapreneurship as an considered organizational level which
implementation and development of the necessary conditions, creative and new ideas to individuals or teams within
the company. Therefore, it is necessary to have an important motivating factor in the market leader is to find an
independent entrepreneurial spirit (Ağca, 2005).

Internal Environmental Factors Affecting Intrapreneurship
There are many factors which influence intrapreneurship Intrapreneurship in the literature mainly talks
about two environment: Internal environment and external environment. In place of intrapreneurship in a company
and success seen as determining the organizational features includes elements such as, communication, formal
control, environmental monitoring intensity, organizational and administrative support, and organizational values.
The effect on intrapreneurship of the external environment characteristics include dynamism, technological
opportunities, industry growth, demand for new products and intense competition. Organizational characteristics,
individual characteristics and environmental interactions create entrepreneurial behavior.
Zahra (1991) refers to the emergence of corporate entrepreneurship with many factors that affecting
intrapreneurship. Threats / hostile (threatens on the company's mission competition / competitors) dynamism are
important factors. Heterogeneity of the developments creating demand for company's products in the market and in
addition to administrative structures and values among these factors are considered. Greenberger and Sexton (1988)
mentioned in some special situations that trigger the emergence of entrepreneurial behavior. These are changes in

649

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

corporate governance, merger or take over their competitors' moves to increase market share, and new technology
development, economic changes, changes in customer expectations and changes in the process (Hornsby et al, 1993).

Relationship Between Entrepreneurship And Innovation
Innovation is an entrepreneurship activity. Innovation means ―creating new sources of entrepreneurship for
wealth creation or with use of existing resources to create prosperity‖ (Drucker,1998). The relationship between
entrepreneurship and innovation has been one of the subjects of several investigations for many years. R &amp; D is seen
as a technological innovation for more than half a century ( Zahao, 2005). Moreover, inventions used as the narrow
definition of innovation. Innovation is a multidimensional concept and has technical characteristics. Innovation takes
place in a radical way and change in products, services as well as the change in management even may be in
technology change so is a multidimensional process that is beyond the technical aspects (Zahao, 2005).
The relationship between entrepreneurship and innovation and entrepreneurs be seen as innovator which
was first introduced by Schumpeter in 1930. According to him, entrepreneurs may impact providers through
economic development by making innovations. According to this entrepreneurial paradigm, entrepreneurs hasve
assumed a dynamic process for starting-up business by innovativeness activity. As a result of an entrepreneur's
innovation process some tools such as Product and service differentiation, successfully meet market needs were
created These are the process of entrepreneurial innovation. Innovation is an continuity activity. Therefore,
evaluation of new ideas must be used for profit (www.focusinnovation.net, 2010).
Intrapreneurial innovation can be carried out by employees. The employees may be holding a special effort
to innovate and so it is an important element for the firm to support this request. On the other hand, employees'
support is a potential source for the company. Human capital is an important element for the company's innovation
potential. Support of intrapreneurship affect lowering the cost by preventing supplied outside innovation
(Subramanian, 2004).

Importance and Purpose of Research
Intrapreneurship is briefly defined as an entrepreneurship in the existing organization and in this respect,
intrapreneurship positively affects the staff and institutions. Intrapreneurship isconsiderd within innovation context in
this study, investigating environmental factors which affect the intrapreneurship formation and the impact of
intrapreneurship in the success of companies have been discussed. Also it is investigated in this study that there
exists a significant relationship between innovation and intrapreneurship.

Research Method
This study employed a standard questionnaire for data collection. Reviewed the relevant literature and
questionnaire was created. There are total 76 questions in the first part of questionnaire for measuring the
environmental factors which affect intrapreneurship, relation between innovation and entrepreneurship. In the second
part of the questionnaire has total 9 questions to determine demographic characteristics.
Whilst choosing the sample of research some certain criteria has been considered, such as companies having
at least 50 employees and that have been passed 5 years of activity operating in the manufacturing industry as well as
with companies having more than 250 employees and registered in Chamber of Commerce and Industry of Sakarya.
Randomly selected 340 white collar employees in 33 companies answered the questionnaire. Data collected were
then analyzed using SPSS 16.0 program.

Research Questions
1.
2.
3.
4.
5.
6.

How perception of innovation in studied corporate?
How is the perception of intrapreneurship is seen in sample organizations?
Is intrapreneurship differentiated according to gender?
According to the company's activities while in innovation and entrepreneurial orientation tend to vary?
According to the company's age, do companies differently tend to apply innovation and intrapreneurship?
Are there any relationship between intrapreneurship and innovations?

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Findings
Variable

Age of Firm

Less than
5
5-9
10-14
15-19
20+
No

Export
Revenue

Less than
% 20
%20-%40
%41-%60
%61 +

Work in

Less than
1 year
1-5 year
6-10 year
11-20 year
21 and +
Woman

Sex
Man

Frequency

%

15

4,6

84
61
79

25,5
18,5
24,0

90

27,4

103

32,9

76

24,3

60

19,2

49

Variable

Frequency

%

43

12,9

87
115
85
161
173
19

26,1
34,5
25,5
48.2
51.8
6,5

75

25,8

114

39,2

15,7

%6- %10
%11 -%20

60

20,6

25

8,0

%21 +

23

7,9

43

13,0

10

3,0

176
91
21
1

53,0
27,4
6,3
0,3

166

34.9

21-30
31-40
41-50
51 +
Married

144
142
32
8
210

42,9
42,3
9,5
2,4
63

215

64.8

Single

124

37

50-100
Number
Employees

of
101-250
251-500
500+
Manager
Employee
%0-

Status

Increase
Number
Employees

in
of

%0 -%5

21 -

Age

Marital Status

Table 1: Frequency Distribution of Demographic Characteristics
Research examined the demographic characteristics of the companies 27% and over 20 years of operating,
34% of the cases has more than 250 employees, approximately 70% of its have an export income, The increase in the
number of employees by a ratio of 40% from 6% to be between 10%, and approximately 80% of questionnaire
respondents between 20 and 40 age are shown. also 63% of survey respondents were married and 65% are male and
48% of managers.
Disagree
Frequency

%

Unstable
Frequency

%

Agree
Frequency

%

Mean

Increase the resources to R &amp; D
activities.

91

26.8

70

20.6

179

52.7

3,38

R &amp; D expenditure is above the
industry average.

101

30

114

33.8

122

36.2

3,12

Innovation is important factor
for the institution.
Total

51

15.2

59

17.6

225

67.2

3,69

81

24

81

24

175.3

52.03

3,39

Variable

Table 2: Dimensions of Innovation
As shown in the table above 52% of research participants with 3.38 average stated that increasing the
resources allocated to developing new products. Moreover, 67% stated that innovation is an important element for
the institution but the resources allocated to R &amp; D according to industry averages is not fully clear. The average size
is 52% innovation. This ratio is quite high.

651

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Dimensions of Intrapreneurship
Innovation

Arithmetic Average
3,39

Standard Deviation
0,730

Starting New Business Venture
Self-Renewal
Risk Taking
Proactive Behavior
Competitive Assertiveness
Autonomy
Intrapreneurship

3,47
3,40
3,35
3,56
3,28
3,40
3,38

0,729
0,690
0,708
0,749
0,654
0,713
0,592

Table 3: Descriptive Statistics of Intrapreneurship Dimensions
There are descriptive statistics whit related to entrepreneurship to researches companies in table 3. Between
those dimensions that have the highest average proaktivite dimension. This dimension has 3.56 average. The lowest
average is the competitive initiative. Moreover, intrapreneurship seems the range of 3.38. within a 5-level scale.

Variable
Internal Communication Factor
Formal Control
Environmental Scanning
Organizational and Administrative Support
Organisational Values

Disagree
f (x)
%
68.7
20.3
82
24.5
45.6
13.5
68.8
20.4
70.5
20.7

Unstable
f (x)
%
70.7
20.9
56.5
16.7
60.3
17.8
62.4
18.5
76.7
22.5

Agree
f (x)
173.5
198.7
232.6
200.4
192

%
58.8
58.8
68.6
60.8
56.6

Mean
3.44
3.44
3.75
3.54
3.48

Technological Opportunities

45.5

13.45

46

13.35

246.5

73.2

3.78

Dynamic Environment
Intense Competition
Sectoral Growth and The Demand For New
Products

81.75
93.6
46.6

24.27
28.02
13.86

57.25
68.8
60.33

17
20.82
17.93

200.25
171.4
229.66

58.7
51.3
68.2

3.44
3.30
3.74

Table 4: Environmental Factors Affecting Intrapreneurship
Internal and external environmental factors affect intrapreneurship. Accordingly, having the the largest effect
elements on intrapreneurship are as follows; environmental scan (3.75), technological opportunities (3.78), industry
growth and demand for new products (3.74).
Innovation
Intrapreneurship

Low
Medium
High

Total
Significance : 0.000 df: 4 R²: 0.56

Low
14
38
0
52

Medium
6
91
26
123

High
0
46
116
162

Total
20
175
142
337

Table 5: Relationship Between Intrapreneurship and Innovations
As shown in the table, there is a high level relationship between intrapreneurship and innovation. The rate
of this relationship is examined, intrapreneurial activity is effective innovation in a ratio of 56%.
Firm

Innovation
Mean A
g
e

Starting
New
Business
Venture
Mean

SelfRenewal
Mean

Risk
Taking
Mean

Proactive
Behavior
Mean

652

Competitive Autonomy Intrapreneurship
Assertiveness Mean
Mean
Mean

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Less
than 5
5-9
year
10-14
year
15-19
year
20+

3.27

3,31

3.16

3.20

3.20

3.48

3.30

3,27

3.18

3.42

3.23

3.21

3.62

3.23

3.37

3.30

3.79

3.63

3.74

3.63

3.70

3.59

3.79

3.67

3.43

3.57

3.55

3.34

3.57

3.33

3.33

3.41

3,32

3.35

3.23

3.34

3.43

3.08

3,28

3.29

Table 6: According to Firm Age Corporate Entrepreneurship
As shown in table 6, firm age matters in having intrapreneurship characteristics for companies. In literature
intrapreneurship has a history of at least five years for establishment of intrapreneurship in company. The companies
with less than 5 years age have lower intrapreneurship means (3.27) . As the company of the firms increases they
tend to be more intrapreneur. But after 10-14 years (for 15-19 and +20) this increase stops and begins to decline.

Conclusions
In recent years, intrapreneurship has been a major field of study for utilization of opportunities. Internal
entrepreneurship include, risk taking, innovation, proaktiveness, strategic innovation, autonomy and tend to intense
competition. These are expressed as organizational trends. Main goal of intrapreneurship, against the fast-changing
market demands in the environment can turn into opportunities and create business behavior to new areas of
competition, dynamism, flexibility and innovation.
In this study, intrapreneurship, has been evaluated under the organizational and environmental determinants.
Internal factors are considered as, open communications, environmental monitoring, event successful for the
administrative support and formal control administrative support elements of these factors the highest level
relationship with the corporate entrepreneurial than others. Environmental factors which affect corporate
entrepreneurship was considered, intense competition, dynamic environment, technological opportunities, industry
growth and demand for new products. technological opportunities the most of of relations with intrapreneurship.
In this study the relationships were examined within the framework of intrapreneurial innovation.
Innovative applications created internal entrepreneurs and this study concluded that there is an impact of
intrapreneurship practices on innovation (%56).

References
Agca, V. (2005). Intrapreneurship Structures and Firm Performance Effects: Research Company in the Textile
Sector in Denizli ,PhD Thesis, Afyon Kocatepe University Institute of Social Sciences, Afyon
Antoncic, B. (2007). Intrapreneurship: a Comparative Structural Equation Modeling Study, Industrial
Management and Data System s(vol.107, No.3, pp.309-325). Slovenia
Antoncic, B., &amp; Hisrich, R.D. (2003). Clarifying The Intrapreneurship Concept, Journal of Small Business and
Enterprise Development (10 (1) s.7-24.)
Antoncic, B. &amp; Hisrich, R.D., (2001). Intrapreneurship: Construct Refinement and Cross-Cultural Validation,
Journal of Business Venturing (16 (5), s. 495-527).
Carrier, C. (1996). Intrapreneurship in Small Businesses: an Exploratory Study, Entrepreneurship Theory and
Practice (21 (1), s. 5-20).
Covin, J.G., &amp; Miles, M.P. (1999). Corporate Entrepreneurship and Pursuit of Competitive Advantage,
Entrepreneurship Theory and Practice, 23 (3), 47-64.
Drucker, P. (1998), The Discipline of Innonation, Harward Business Review, Nowember-December

653

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Fitzsimmons, J.R., Douglas, E.J., Hisrich, R.D. &amp; Antoncic, B. (2005). Intrapreneurship in Australian
Firms, Journal of The Australia and New Zealand Academy of Management (11 (1): 17-27).
Hornsby, J.S., Kuratko, D.F. and Zahra, S.A., (2002). Middle Managers‘ Perception of The Internal
Environment For Corporate Entrepreneurship: Assessing A Measurement Scale, Journal of Business Venturing,
(17 (3), s.253-273).
Jarna, H. &amp; Kaisu, K. (2005). How About Measurıng Intrapreneurshıp?, Small Business Institute, Turku
School of Economics and Business Administration, Finlan
Kuratko, D. &amp; Hoggetts, R. M. (1995). Entrepreneurship, Third Edition, The Dryeden Pres, Orlanda
Koçel, T. (1998). Entrepreneurship but Which One, Executive Excellence (s:10).
Rule, E.G. &amp; Irwin, D.W. (1988). Fostering Intrapreneurship: The New Competitive Edge, The Journal of
Business Strategy (9 (3), s. 44-47).
Subramanian, N. (2004). The Economics of Intrapreneurial Innovation, Working Paper Series,
Jel Classifications (D21, G32, L22, L23)
Zahao, F. (2005). Exploring the synergy Between Entrepreneurship and Innovation, Internetional
Journal of Entrepreneurial Behaviour and Research (Vol.11, no.1, pp.25-41)
Zahra, S. A. (1991). Predictors and Financial Outcomes of Corporate Entrepreneurship: An Exploratory
Study, Journal of Business Venturuing (6 (4), s.259-285).
http://www.focusinnovation.net/techtransfer.html(05.02.2006)

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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

The Strategic Role of Universities in Local and Regional Development: Case of
Cankiri Karatekin University-Turkey
Köksal BÜYÜK
Cankiri Karatekin University
Faculty of Economics and Administrative Sciences
Department of Business,
Cankiri/Turkey
koksal@karatekin.edu.tr
Mahmut YAVAġI
Cankiri Karatekin University
Faculty of Economics and Administrative Sciences
Department of Business,
Cankiri/Turkey
yavasi@karatekin.edu.tr

Abstract: It is expected that socio-economic development should be started at local level and
extended to regional level and then contributed positively to sustainable national development.
New established universities are among strategic actors of local development as well contribute to
university education and scientific in Turkey. Therefore, there is a compulsory for universities to
work in corporation with local actors in the subject of development in addition to its leader role in
national development. After establishment of regional development agencies, development process
extending from local to national has gained more importance. Having a take-off and strategic role
of universities in local development accelerate this process. In this study cankiri karatekin
university choosen as case study will show us that how universities have communicated and
coorperated with local dynamics in the field of local and regional development. In this study,
activities, projects, formal communications and meeting documents between university and local
actors will be investigated via using secondary data.

Introduction
Most people, traditionally, regard universities as higher education and fundamental research centers.
However, in the contemporary period, universities have managed to get beyond this perception. Universities, in a
wide spectrum, provide the society, economy, the welfare level and life quality with additional economic, social,
cultural contributions. Their activities enter into all aspects of daily life (Rosan, 2006). The different dimensions of
the role of universities in regional development have been studied by a variety of scholars. Harvey (2004) for
instance, Harvey (2004) have focused on the relationship between regional social participation and universities,
Jeffrey (2001) focused on university and the phenomena of new regionalism, Newlands (2003) focused on learning
regional universities, Clayman and Holbrook (2003) have studied the relationship between universities and industrial
clusters, Seongoh (2000) analyzed the connection between universities and regional renform systems, Chakrabartı
and Lester (2004); Bansevicius and Tolocka (1999); Vitaskova (2005); Shadbolt and Kay (2005) have focused on the
University-Industry relationship, Cooke and Leydesdorff (2004); Peters (2004); Karlsen (2005) have focused on
University and information based regional development relations. All the above mentioned studies regard
universities as one of the most important dynamics of regional development (Çetin, 2007). Universities are especially
the transporters of working capitals for novel research. In this respect, they are crucial factors in terms of
accelerating novelties, and developing new products and services. Universities, since they are the major consumers
of local products and services, are catalysts that provide the emergence and development of a chain of added-value to
most local small business (Rosan, 2006). Universities, which did only perform education and training functions
previously, have become more important institutions and are located in a central position within the socio-economic
life of the society in the contemporary information century. Consultancy, widespread education, applied studies,
publication activities, health services, the production of technology (…etc.) are the primary functions of the
contemporary higher education institutions. In Turkey, in face of the level of development that has been acquired by

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the cities that have universities, other newly developing cities also demanded for Universities. For these reasons, the
functions of higher education institutions that have been established in developing regions, in regional development
have gained strategic importance.

Changing and developing role of Universities in local development in Turkey
When we analyze the important studies that were conducted on the university-local cooperation, ―The First
Council Workshops on University-Industry Cooperation in Turkey‖ that was organized by Istanbul Technical
University in 4-5 November 1994 is one of the important studies. The final report of the council on ―the
Development, Strategic Design and Application Model of University-Industry Cooperation‖, was published and sent
to over 1000 people and institutions at different official ranks by TUBITAK (The Scientific and Technological
Research Council of Turkey) (ITU, 1994). TUBITAK initiated a support program to encourage the establishment of
―University- Industry Common Research Centers‖ in 1996. In line with this program, the financial burdens of these
centers are shared by TUBITAK and the industrialists. TUBITAK can support these centers for 5 years. With the
condition that TUBITAK‘s financial contribution will not be more than that of the industrialists the financial support
is a disposal.
According to The Scientific and Technological Research Council of Turkey (TUBITAK) Commission
Report in first university-industry congress in 1994, technological developments in market economy countries surely
produce new conditions on competitiveness. It is clear that countries and their firms, which use generic technologies
effectively and develop it day by day, will get the competitive superiority in the world markets. Technology is the
main field to realize this superiority. Competence in technology is sina qu non condition of the industries to keep up
with ongoing developments and maintain their competitive power. The other competencies that the market
economies require will be built up on this competency base (TUBITAK, 1994). The most important step taken in the
1990s was the Research and Development (R&amp;D) Support Annunciation on November 4th, 1998 (Tebliğ No: 98/10).
With this annunciation, the R&amp;D activities of the private sector became widely supported. With the aim of
encouraging the industry for R&amp;D, this Annunciation is of crucial importance for University- industry relationship.
The industry that improves its R&amp;D and innovation activities will, by nature, engage in cooperation with universities.
In this annunciation, in order to encourage university-industry cooperation, article d of the 11th clause tells that ―If
the industrial enterprise, procured an R&amp;D service from one of the universities and/or TUBITAK affiliated
institutions in terms of a specific project or the enterprise at point performs its R&amp;D activities in one of the
aforementioned institutions, then the support percentage will be increased by %30 for these type of service
procurement or costs of R&amp;D activities performed in techno-parks.‖ Article c of the 12th clause of the same
annunciation, by telling that ―All the project-related expenditures of the universities or research institutions that enter
into a project together with an industrial enterprise, with the condition that these expenditures do not exceed $100
000 for each project in the time period of the project, will be provided with the R&amp;D support.‖
One of the most important improvements in University-Industry cooperation over local development in
Turkey is the enactment ―Technology-Developing Regions Law‖, which is also known as Technokent (Techno-city)
law, in 2001 (Law code: 4691). The law facilitates the employment of academic personal in those regions where
technology development is initiated and the contribution of the personnel to production of technology. As it is stated
in the first clause, the law aims to provide the grounds through which cooperation can be sustained among the
universities, research organizations and institutions. Taking into account the fact that the added value of the
industrial sector is relatively higher than other sectors, the establishment of university industry cooperation is of
utmost strategic importance for the development of regional industry. The primary task of the industrial sector is to
prioritize research-development activities which will be carried out through cooperation with the universities.
Especially with the expression that‖the personnel of public institutions/organizations and universities, whose services
are required in the activities in the region, can work, either full-time or part-time, with the permission of their
institutions. Part-time working Faculty members‘, lecturers‘, research assistants‘ and experts‘ income from their
services are exempt from the revolving funds of the universities‖ in the 7th clause, academic personnel are
encouraged to participate in this cooperation. Particularly, within the scope of Technology-Developing Regions Law
numbered 4691 that was implemented in 2001, since December 2009, in total 37 technology development regions
are established: 6 in Ankara, 5 in Istanbul, 3 in Kocaeli, and 1 in Ġzmir, Konya, Antalya, Kayseri, Trabzon, Adana,
Erzurum, Mersin, Isparta, Gaziantep, EskiĢehir, Bursa, Denizli, Edirne, Elazığ, Sivas, Diyarbakır, Tokat, Sakarya,
Bolu, Kütahya, Samsun, and Malatya (basbakanlik.gov.tr).
In technology developing regions; including reformist firms established first on areas like softwareinformatics, electronics, and advanced material technologies and then on designing, Nano-technology, biotechnology, automotive, medicine Technologies and renewable energy the number of R&amp;D projects that are

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conducted in the region have increased up to 3.475 by December 2009. According the results taken at December
2009, in 22 regions:
 Firm numbers reached up to 1235
 Employed personnel number reached up to 10.806 (8.622 in R&amp;D and 2.184 as supportive personnel)
 The number of concluded Projects reached up to 5,775
 The number of ongoing projects have reached to 3.475
 Exports have reached up to 540 million US Dollars
 Number of Foreign companies have reached up to 53 and the total investment by these companies have
reached up to 450million US Dollars
 The licence applications conducted/approved have reached up to 296. ( basbakanlik.gov.tr).

Benefits of Collaboration between University-Industry
A collaboration between university and industry has many major and minor benefits to universities, industry
and so to society. It is argued that main reason and benefit behind university-industry collaboration is to improve
reseacrh and development capability and innovative potential of companies that will help the countries to increase
their competitive power. Also By placing a higher priority and being more reponsible to the needs of their local and
regional comminities universities could be perceived as useful to society and so ensure to receive a public support
that will make public resources more available for higher education. So, entrepreneurial activities are undertaken by
universities will not just improve local economic performance but will also provide a financial adavantage for
universities (Shattock 1997).
First of all these collaborations has critical benefits to society.It is commonly accepted that the development
of knowledge economy in cities is based on close cooperation between the world of education, science, research and
business. Because of this, in the knowledge economy universities become key actors for the development of the city.
Ever more interests of cities and universities are converging in new ways that brings changes to both and creates new
alliances between them. Under these circumstances, one of the main focus of urban policy for local development
appears to be the adaptation to challenges of network society (Castells, 1996). Cleary (2002) The
HEFCE/Universities UK report (2001), The Regional Mission, highlighted a range of contributions universities make
to their region:
 Regional competitiveness
 Urban and rural regeneration
 Lifelong learning and employability
 Cultural activities
 Social well-being and health
 A sustainable environment
As stated before activities between university and industry not just help regional development but has many
benefits to the parts of this collaboration.Yücel argues that interaction between universities and industry has some
benefits for each side that motivate them to collaborate. It help universities as
 Self development of academic personel,
 Developing the studies of fundamental and applied sciences,
 To publish the results in order to contribute to science and disciplinary knowledge
And for the industries some of the benefits are:
 Developing new technologies for the market,
 Finding solutions for production,
 Developing the product quality,
 Increasing the market share (Yücel, 1997).
There are also some other reasons that benefits both university and industry. According to Carayannies these
benefits are:
 Sharing of risk and cost for long term research,
 Access to complementary capabilities,
 Access to specialized skills,
 Access to new suppliers and markets,
 Access to state-of-the-art facilities (Carayannis, et al., 2000)
On the other hand, there are many benefits that is harder to anticipate because of they are not included
neither private benefits of individuals nor direct research outcomes. Some of these benefits are:

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

Increased learning of graduates provides increased learning for non-graduates in the form of knowledge
disseminated
 Cultural and social standards set by universities improve the social infrastructure which underpin the
harmonious working of society and the economy
 Valuable means of interaction with individuals and groups from other countries with attendant trade, social
and cultural opportunities;
 The Promotion of inquiry and dispassionate debate on public policy issues leads to improved public
decision making; and
 A training ground for staff members who may leave university to take up positions in industry, the public
service, governance or the community (Borland, et al.,. 2000).
It is important to note that besides the benefits of university-industy collaboration there are also some strong
criticisms to this relationship. Especially it is supported that engagement in these types of entrepreneurial activities
could destroy academic independence and so they do not conform with the nature of academic activity. But still it is
clear that universites has an important role in the context of knowledge economy so it is necessary to form a balance
that will ensure universities undertake these type of activities while protecting independence and nature of academic
activity (Çelik, 2007)

Methodology and Data Sources
The case study method was used in our research. One of the several ways of doing social science research is
case study research, besides other ways, which include experiments, surveys, histories, and analysis of archival
information (Yin, 2003). According to Flyvbjerg, case study methods involve an in-depth, longitudinal examination
of a single instance or event. They examine a limited number of variables rather than using large samples and
following a disciplined procedure. Case study methods involve systematic way of looking at events, collecting data,
analyzing information, and reporting the results. (Flyvbjerg, 2006).
Çankırı Karatekin University was established by Law No. 5662 published on Official Gazette with No. 26
536 came into force on May 29, 2007. According to the units of the university, academic staff are given in Table 1.
Professor
Units

Faculty of Science and
Literature
4
Faculty of Economics and
Adminisrative Sciences
1

Associate
Professor

Assistant
Professor

University
Instructor
Lecturer

Expert

Research
Assistant

Total

3

43

1

0

0

21

72

1

19

0

0

0

18

39

Faculty of Forestry

4

2

7

1

1

0

16

31

Faculty of Arts

0

0

5

8

0

0

3

16

Health Vocational School

0

0

0

7

0

0

1

8

Vocational high school
0
Kızılırmak vocational high
school
0
The Graduate School of
Natural and Applied Sciences 0

1

4

47

2

6

0

60

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Institute of Social Sciences

0

0

0

0

0

0

0

0

Institute of Arts

0

0

0

0

0

0

0

0

Rectorate

0

0

0

0

15

3

0

18

Total

9

7

78

64

18

9

59

244

Table 1: Number of academic staff in the units
Çankırı Karatekin University‘s total number of students is 4878 people in academic year 2009-2010.
Distribution of educational level is given Figure 1.

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Figure 1: The number of students in Çankırı Karatekin University
The official correspondences between the University and Local Actors were analysed in terms of content in
order to determine cooperation areas since January 1, 2009. In addition, secondary data (questionnaries directed to
stakeholders during the strategic planning studies of the University) were used. Assessment of NGOs in Çankırı
about the University is given in Table 2.
Thoughts about Çankırı Karatekin University

Agree
(%)

Disagre
e (%)

Undecided
%

Çankırı Karatekin University provides qualified education to youngs living
in Çankırı without going to another city.

61,5

24,5

13,9

The University enhances quality of life in Çankırı (economy, health,
education, etc.)

89,5

6,6

4,0

I would like my children or relatives to study at Çankırı Karatekin
University

58,9

19,2

19,9

The University will enhance art and culture quality of life in Çankırı
(Cinema, theater, cafe, etc.).

89,4

5,3

4,6

Çankırı Karatekin University raises level of the city‘s culture.

81,5

7,3

10,6

I believe that the University forms libertarian and tolerant atmosphere in
Çankırı.

68,2

15,9

14,6

I believe that the University was integrated with the people living in
Çankırı at sufficient level.

40,4

29,2

29,8

I believe that attitudes and behaviors of students enrolled to Çankırı
Karatekin University are good example for youngs in Çankırı.

29,8

43,1

25,8

I would like to rent my home to university students and be neighbor with
them.

60,3

16,5

23,2

I believe that Çankırı Karatekin University contributes to vitality of city‘s
economic life.

90,8

7,3

1,3

I‘m pleasure due to establishment of the University in Çankırı

96,1

3,3

2,6

Table 2: Assessment of the University by Non-governmental Organisations
Whereas %24,5 of the participants to the survey, who are involved in civil society organizations, disagreed
with the idea that Çankırı Karatekin University ―provides young people with a good education that they would not
need to go to the other cities‖, %61,5 agreed with the idea. Whereas %89.5 of those people expressed their belief that

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Çankırı University will improve the life quality, %6,6 expressed the opposite. Additionally, whereas %19,2
mentioned that they would not like to see their child or relative attending Çankırı University, %58,9 mentioned that
they would. Whereas %5,3 of the participants disagree with the idea that the university improves the quality of arts
and cultural life in Çankırı, %89,4 think that the university improves the quality of arts and cultural life. Whereas
%7,3 of these people, who are involved in civil society organizations, disagree with the idea that the university
improves the cultural level of Çankırı, %81,5 think that the university improves the cultural level. %15,9 of the
participants mentioned that they do not agree with the idea that the university provides a more liberal and indulgent
atmosphere to Çankırı. %68,2 of the participants mentioned that they agree with the idea that the university provides
a more liberal and indulgent atmosphere to Çankırı. Whereas %29,2 of these people expressed their disagreement
with the idea that the university has sufficiently integrated with the people in Çankırı, %40.4 expressed the opposite.
%43,1 of these people disagree with the idea that university students‘ behaviors and attitudes represents a good
example for the young people in Çankırı but %29,8 expressed that they agree. %16,5 of these people, who are
members of civil society organizations, do not want to rent their apartments to or become neighbors with University
students but %60,3 expressed that they do not agree with such an idea. Again, whereas %7,3 of these people
expressed their disagreement with the idea that the university provides a lively economic life %90,8 expressed their
that the university provides a lively economic life. Finally, %3,3 of these people emphasized that they do not
appreciate the establishment of a university in Çankırı but %96,1 emphasized that they appreciate it.
Çankırı Karatekin University, although it is a newly established university, attracts the attention with its
projects that provide contributions to the local development. In table 3, it can be seen that the ongoing projects are
valued at 2,401,708 Euro‘s. These projects will play a crucial role in the local development of Çankırı.

Supporting
Institutions

Project Name

The assessment of the economic potential of the chickpea
agriculture in the North-Passage region and the collection of
TUBITAK
their weed forms and the identification of their resistance to
Antracnoza.
The detection of new Micronas on opium puppies and thier
TUBITAK
Characterization
The adaptation of the Continuous Education Approach for the
return of Women living in the aggricultural areas to the EU
labour market (The Beypazarı Model)
En Vogue a tailor-made educational programme to provide
EU
an attractive stage for young female learners

The Start and end
Project
Dates
of
the
Budget
Project
15/09/2007
15/09/2010

€ 64.000

01/01/2010

€ 106.800

November 2009
December 2011

€ 205.659

01/11/2009
31/10/2011
2008
December 2009
August 2010

€ 25.249

University Child Arts Workshops (ÜÇSA)

Others

The University and Change perception in Çankırı

Others

Cancer Research Project

State
Planning
2010-2012
Organization

€ 2 million

Table 3: Ongoing Projects at Çankırı Karatekin University
As for table 4, there are projects which are concluded and by the conduct of which Çankırı Karatekin
University have provided positive contributions to the local development. As it can also be seen in the table, the
university has provided positive contributions to the social and economic life with its projects that have a total
budget of 147.500 Euro‘s.

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The
start
and
end Budget
of
dates of the the project
project

Supporting
Institution

Project Name and Number

The application of Jeo-statistics on the relationship between
Different land usage types and some certain specialties of
TUBITAK
Agricultural land and the detailed study and mapping of those lands
in Çankırı Yapraklı-Yukarıöz area. Number:104146

05/01/05
05/01/08

€ 27.700

The Cultivation and ―In Vitro‖ accelerated reproduction of endemic
and endangered types of Muscari Azerum and Muscari Aucheri.
TUBITAK
Number: 106034

06/01/06
06/01/09

€ 72.500

EU ―Eylem 1-2: Today‘s youth, Tomorrows Elder‖ Group Life
Talisman
EU
Uptronic

01/02/09
€ 8.000
01/07/09
01/12/200
€ 39.314
30/11/2009

EU

Table 4: Concluded Projects at Çankırı Karatekin University
From the content analysis of the official correspondence regarding the activities that exist in the official
communication channels of the university and conducted to improve cooperation with local dynamics, the results
that are seen in Table 5 are obtained.
Cooperation issues

Municipality

Governorship

Allocations of places temporarily

-

2

Provincial Directorate of
the Ministries
4

Training (conferences, seminars, panels, etc.)

1

4

15

Expert support of the University

3

-

2

Arrival

1

-

-

Allocation of bildings constantly

1

3

2

Allocation of vehicles temporarily
Reconstruction / Settlement

1
1

2
-

-

Requesting members to Commission / Concil

2

4

10

Social projects and aid

-

4

7

Construction of buildings

-

-

2

Security

-

1

1

Table 5: Analysis of Official Correspondence between Çankırı Karatekin University and Local Organisations
(January 2009-April 2010)
The point that attracts attention from table 5 is the density of cooperation with the provincial directorates
that are affiliated to the ministries. The University, as an institution of education and training, has been in close ties
with local units. But the rareness of cooperation with the municipality in educational issues attracts attention.
Although the municipality reserves seats for University members in the city council and asks for experts from the
university, which reflects a positive picture, the relationship with the municipality is still not in a sufficient level.
Another point is the University‘s appointment of the academicians to some commissions and councils by the request
of the provincial directorates that are affiliated to the ministries. This situation will improve the grounds for
cooperation. Whereas some activities are conducted with the provincial governorship and the directorates that are
affiliated to the ministries on social projects and benefactions, it can be seen that there are no such cooperative
activities with the municipality. We can see that there is a local solidarity in the solution of physical and location

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inadequacies that are faced by Cankırı Karatekin University because of the reason that it is a newly established
university. This situation is a clear indicator that the official institutions and organizations in Çankırı have supported
the development of the university. Be it the provision of temporary auditoriums and locations for the conduct of
cultural and social activities or be it the allocation of long term locations for the realization of education and training
in more healthy conditions, it can be seen that there is an atmosphere of cooperation and solidarity. It can be seen
that the relationship with the Chamber of Commerce is at minimal level. Especially, it is clear that there is a need for
improvement in relations with civil society organizations.

Conclusion
Despite the fact that Çankırı Karatekin University is a newly established university the projects that it
conducted in a short term indicates that it has a strategic role in local development. The fact that civil society
organizations view the university positively shows that a platform of cooperation can be created within the city. The
level of cooperation that is achieved with Public organizations can be become more effective with the participation
of civil society organizations. Beside education and social projects there is also a need for the realization of projects
that might improve the economic life. On this issue, especially the relations with the Chamber of Commerce and
trade corporations should be improved. It is seen as a hard task, especially by small-business companies, to furnish
an R&amp;D center with machinery- equipment and research personnel. In this regard, with the establishment of a
techno-park in the region, it may become possible to fill the technological information need of the industry by using
the research infrastructure and space of the university. The legal regulations in Turkey encourage cooperation on this
issue. The policies on the intensification of the Industry-University association, the development of information
technology, the enhancement of licenses and discoveries, and the improvement of the frequency of solution-finding
scientific projects on the regional and urban problems, should become policies with high-scale priority.
Çankırı Karatekin University should create a strategic cooperation platform wth the active participation of
local actors in order to acquire knowledge about, direct and establish scientific ground for local developments. This
platform, which will take a strategic role in local development, should be led by the secretary general of the
development agency that is going to be established in the region and starting primarily from the provincial
governorship, the general secretary of the special provincial administration, the chair of the provincial assembly, the
mayor, the chair of the city council, the provincial directorates of national education, agriculture and health, there
should be participants from the provincial directorates that are affiliated with ministries, Chamber of commerce,
representatives of different occupation chambers, public opinion leaders and the representatives of different social
groups. The working groups that are formed by the members of the platform, in accordance with their profession,
should conduct projects and activities regarding local development. The executive board, that coordinates the
working groups, should be elected out of the members of the platform and should follow the developments through
regular meetings. Since the strategic cooperation platform will play a leading role in regional development, it will
create a synergic environment so that it will ensure the fertility and efficiency of the resources that are important for
the development of the region.

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Seongoh, D. (2000). The Role Of Universities and Research Institutes for The Technopolis Development: The Case of of Taedok
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TUBITAK (1994), Türkiye Üniversite-Sanayi ĠĢbirliği Birinci ġurası: Üniversite-Sanayi ĠĢbirliğinin GeliĢtirilmesi, Strateji
Tasarımı ve Uygulama Modelinin Ortaya Konulması Alt Komisyonu Raporu, BTP 94/02.
Vıtaskova, A. (2005). Cooperation between Universities and Private Enterprises: The Real (Im)Possibility, Systems Integration,
454–459.
Yin, R., K., (2003). Case Study Research. Design and Methods. Third Edition. Applied social research method series Volume 5.
Sage Publications. California.
Yücel, Ġ. H., (1997). Bilim-teknoloji Politikaları ve 21. Yüzyılın Toplumu. http://ekutup.dpt.gov.tr/bilim (02.04.2010).

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                <text>It is expected that socio-economic development should be started at local level and  extended to regional level and then contributed positively to sustainable national development.  New established universities are among strategic actors of local development as well contribute to  university education and scientific in Turkey. Therefore, there is a compulsory for universities to  work in corporation with local actors in the subject of development in addition to its leader role in  national development. After establishment of regional development agencies, development process  extending from local to national has gained more importance. Having a take-off and strategic role  of universities in local development accelerate this process. In this study cankiri karatekin  university choosen as case study will show us that how universities have communicated and  coorperated with local dynamics in the field of local and regional development. In this study,  activities, projects, formal communications and meeting documents between university and local  actors will be investigated via using secondary data.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

EU Projects And Project Sample In Sustainable Development Of Lifelong
Education
Instructor Ahmet Gümüştekin
Dumlupinar University Lifelong Training Center Director
agumustekin62@hotmail.com
Abstract: The countries allocate a high wealth from their budget to provide sustainable
development in the field of lifelong education. However the budgets of the institutions are
limited because of some reasons it is difficult to allocate institutional budget. Whereas all
institutions can draw benefit from EU Education and Youth Programs. The thing to do is
to perform a project. Thereby they can provide donation. But many institutions do not
have information about such a program. To cover the knowledge shortcoming and to
enlighten the projects it is approached the feasibility of the project as a study subject.
The lifelong learning program (LLP) which is included in EU Education and Youth
Program donates these kinds of projects. Especially Leonardo Da Vinci (LDV) program,
inside this program mobility and inside mobility program VET and Education Experts
Oriented (VETPRO) project sample “Consultancy applications and application examples
in real estate sector”. The sections listed below will try to form the project.
-The aim of the project
-The connection of the project with participants’ education, vocational and individual
development and relation of intercultural language skills
-The project’s program aims in relation with the European priorities in call offer
-The work plan and the timetable of the project
-The abroad information for the participants pedagogical, cultural and language
preparation.
-The content of education for participants
-Budget
Keywords: Lifelong Learning, EU, Project, Application

Introduction
In our country it’s real that there is a lot of qualified personnel shortcoming in many fields. To cover
this shortcoming all the institutions can provide donation from EU Education and Youth Programmes. However
many institutions don’t have information about such a program yet. To cover the information shortcoming and
enlighten the projects it is approached the feasibility of the project as a study subject.

Education Programmes
Prime Ministry State Planning Organization Center for EU Education and Youth Programmes
especially donates in 4 basic titles within the context of Lifelong Learning Programme (LLP). These are
Comenius, Erasmus, Leonardo and Gruntvig programmes. Chiefly by the programme Leonardo (LDV) it
donates providing extremely high contribution to vocational education. Here, it is drawn attention to the project
type providing donation to Mobility Programme and the Vocational Education and Training Experts Programme
which takes place in Mobility Programme.
Leonardo Programme: Being an EU Vocational Education Programme, Leonardo da Vinci is carried out to
sustain and develop the VET policies of EU member countries and candidate member countries. This
programme aims to improve quality in vocational education systems and applications using cooperation among
countries, to prompt innovation and promote European dimension.
Leonardo Programme Mobility Projects: The ones concerned with vocational education, using the donation
provided from EU donation programmes, are educated in related institutions or firms of EU countries in a period
of time.
In the programme there are 3 types of projects.
These are the types of projects providing donation for:
-The ones who are receiving Basic Vocational Education (IVT)
-The ones in Business Market (PLM)
-Vocational Education and Training Experts (VETPRO)

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

-Basic Vocational Education Receivers (ITV) projects; It contains the mobility of the students receiving
vocational education and these trainings can go on 2-39 weeks.
-The ones in Business Market (PLM) Projects; ĐT contains the training of the ones newly graduated from high
school or university, looking for a work or newly finding a job and these trainings can go on 2-26 weeks.
-The Projects that Vocational Education and Training Experts (VETPRO) Benefits; It includes the trainings
of the managers responsible for vocational education, trainers, Programme preparers and vocational guidance
experts and these trainings can go on 1-6 weeks.

The Institutions That Can Make An Application
• Vocational Education Institutions ,
• Public Institutions
• Local authorities
• Managements, KOBI s
• Profession Organizations ( Chambers, Commodity Exchanges)
• Civil Society Foundations ( Syndicates, Charitable Funds, Associations)
Can make an application and can provide donation within this context.

The Reasons Of Making Projects
After these information given this question can be asked. Why to make a mobility (VETPRO) project? The
answers are;
1- To improve the people’s knowledge and ability about the vocational education,
2- To see the technology and innovation in its place and transfer them to our country,
3- Analyzing the applications and the systems to our institution, then to reach EU standards,
4- To improve our individual and institutional vision,
5- To have the advantages of the certificate “EUROPASS” which is known in whole Europe

Project Sample
For example, a project sample can be formed towards Vocational Education and Training experts
(VETPRO) ( It will be worked up very important parts in the application form because it is impossible to take
place in here)
It is known that consultant shortcoming in real estate sector is very high. If it is thought that a project is
prepared and domestic, foreign partners are found to cover this shortcoming. The thing to do is to determine the
problem and write the solutions to a paper. Suppose that the project title is “CONSULTANCY
APPLICATIONS AND APPLICATION EXAMPLES IN REAL ESTATE SECTOR”
The Aim of The Project
“In the world and in our country, there are rapid developments in house, building, buildings shopping
center investment financing; vacant lot house and duty buildings as well as buying and selling in the real estate
sector. Because of these developments the necessity to well educated marketing, management, real estate
evaluation experts and consultants has been increased. Nonetheless in organizing the real estate evolution reports
and in real estate consultancy service, it is evaluated that our country has urgency to accord international
standards.
In our country there is no consultancy policy about real estate sector up until now. It is aimed to make
consultancy policies not only in the sector but also in sector’s future working people. It will be focused on
searching the system applied in European Union for reaching the target. By observing the consultancy
applications in real estate sector in EU in order to form the consultancy services in the sector and strategies to be
used in the organizations that provide the relevant education, the project aims;
1- To search consultancy applications in real estate sector and related education applications,
2- To learn the policies applied in real estate sector in European Union countries,
3- To analyze the consultancy applications in real estate sector,

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4- To analyze working systems of real estate firms,
5- To analyze lawful rules about real estate sector in European Union countries,
6- To see dealership and franchising applications in its place,
7- To compare the public and civil society’s collectively actions with our country.
In the project to see the good examples in their places, there will be studies to plan strategically for the future
of our country to transfer good examples. The mobility will be in the month of November and will be
performed with 10 people in Italy.”
The Project’s Connection to; education of the participants, vocational and individual developments and
its relation to intercultural and language ability:
“With this project the participants:
-They will be able to generate policies for real estate sector consultancy.
-They will be able to understand what to do while developing consultancy services.
-They will be able to have foreign language knowledge to communicate sufficiently.
-They will be able to learn to compare social responsibility and ethical values about real estate sector subjects.
-They will be able to see the actual developments in their places and they will realize necessary judicial statutes
and innovations in real estate sector.
-They will be able to form a sensitive crowd towards consultancy problems in their institutions.
-They will be able to increase social sensitivity by press conferences.
-They will be able to gain the application methods and technics from Europe to our society.
-They will provide to increase awareness of the society about this subject.
-They will be able to transfer their acquisitions to their institutions.
Furthermore the participants will be able to improve their foreign languages, to have dialogues with foreigners,
to satisfy their needs and they will be able to sustain their life on their own in other foreign countries which they
will visit in the future. As a result of the project they will have their personal Europass document so that they
will have certificate about the subject.”
The Relation of the Project with the Aims of the Programme and The European Priorities Which are
stated as Offer Call;
In this project;
It is aimed to increase the real estate service standards in our country and it is planned to transfer the
experiences. Furthermore relating with the aims below it will be possible to reach general aims beside private
aims. In this respect;
-By the end of LLP programme with the aim to increase mobility at least 80000 per year. The project attendants
will be able to sustain their specialties owing to mobility. Thus they will increase the number of beneficiary
while they are contributing the mobility as qualification and quantity.
-Partners from public and private sector attended to the project. So that the cooperation between institutions and
foundations will be increased at the same time owing to the information sharing this is made by common
European policies. And it will be provided that these policies to be healthy, to be feasible and it will be provided
to introduce these policies to the societies.
-Establishing the innovative applications in vocational education and training, this knowledge will be
transferred to our country.
-Hence the mobility will be in Italy. In addition to English, Italian will be encouraged. So it is also encouraged
to learn modern languages.
-It is supported to add informatics technology to education and business life so that the services will be more
qualified. As a result, the services in education and business will become varied and widespread.
In this respect our project:
-Hence we don’t have a completed mobility project before.
-Hence the male –female proportion of the participants are equal.
-Because of applying from Kütahya city, it satisfies national priorities too.
The work plan and time table of the project;
“Activities can be;
-Making the project activity detailing studies with all partners.01-09-2010 / 01-10-2010

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
-Choosing the participants (the election criteria will be published in the webpage 3 weeks before mobility if the
project was accepted)02-10-2010 / 03-10-2010
-Signing the contract with participants and partners (Participants’ agreeing the financial contribution and
attendance to activities, host partners’ paying fees in reply to their providing facilities etc. The contract which is
containing these subjects will be signed.)04-10-2010 / 15-10-2010
-The participants’ training seminar. 16-10-2010 / 31-10-2010
-Sharing the activities with the participants and making distribution of duty. 01-11-2010 / 04-11-2010
-Passport, visa, ticket preparation for going abroad.05-11-2010 / 15-11-2010
-Carrying out the mobility in Italy.17-11-2010 / 23-11-2010
-Preparation of reports about the mobility. 25-11-2010 / 10-12-2010
-Preparation of mobility results relying on the reports. 11-12-2010 / 11-01-2011
-Starting the activities for making the results widespread (seminars, press conferences, education of
disadvantaged people’s families and all the activities to make widespread.)12-01-2011 / 11-02-2011
-Preparing the final reports and presenting them to national agency12-02-2011 / 28-02-2011 ”
The information of the participants’ preparation about staying abroad, taking pedagogical, cultural and
linguistic education;
“1-Information meetings will be held to the participants for cultural preparation about the host countries’
culture.
2-Professional preparation about real estate consultancy education policies will be made.
3-LDV programme introductory information will be given to the participants.
4-Some words in Italian language will be taught to the mobility participants.
The host countries will not participate to these activities. These activities will be carried out in the dates 16-102010 31-10-2010
The content of the participants’ education;
In this section there will be given information about the education of the participants in the foreign country.
“The education programme below is prepared to satisfy the needs of the participants. For this reason it is
included education places, institutes, people, public and civil organizations to this study programme. After the
interview with our partner it is declared that these trainings will be provided. Also by signing an agreement it is
guaranteed that these trainings will be given.
Italy Study Programme
1st Day – Introducing to institution officials and general informing.
- Giving information about study programme
- Introducing the institution which will give the service and residential accommodation.
- Today’s programme aims to recognize our partner, the institutions and residential accommodation.
2nd Day – Searching real estate consultancy services and education applications.
Today’s programme aims to learn consultancy services and education applications and transfer our
applications to them
3rd Day - Searching the real estate consultancy policies.
Today’s programme aims to search service policies and compare with our policies to determine
similarities and differences.
4th Day – To learn European policies in real estate consultancy service.
Today’s programme it will be searched EU policies and it is provided to compare among Turkey, Italy
and EU. In this respect all the participant groups will be provided.
5th Day – Analyzing the education methods about real estate consultancy service.
Today’s programme: It is especially for Vocational High School. It is aimed to learn these methods and
share information mutually.
6th Day – Searching the thoughts of public and civil organizations about the subject.
Today’s programme: It is taken to programme for our participants to give information to public and
civil organizations.
7th Day – To have social and cultural trips
It is included to the programme to have cultural exchanges.”
Budget

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
One of the most important sections of the project is to prepare the budget. The heading of the things to pay
attention are; the sustenance price per a week changing from country to country, standard transportation costs,
standard managing and organization costs. If disadvantaged people participate in the mobility they will need a
companion. There will be an other budget item for these people.
The budget of the project is calculated like this:
-The one week sustenance price for one person 665 Euro,
-Maximum transportation cost for one person 600 Euro,
-Management and organization donation for VETPRO project type; 1 person 100 Euro and 10 people will attend
to the mobility of the project.
Budget Items:
-Sustenance prices 10x665=6650 Euro
-Transportation costs 10x600=6000 Euro
-Management and organization donation 10x100=1000 Euro.
Total budget of the project will be 13650 Euro.

Conclusion
When a project like this was prepared, a group of 10 people analyzed the real estate sector’s consultancy services
and realized the educative aims of the project to gain experience.
As a result of these acquisitions;
a-They will be able to generate policies for real estate sector consultancy.
b-They will be able to understand what to do while developing consultancy services.
c-They will be able to have foreign language knowledge to communicate sufficiently.
d-They will be able to learn to compare social responsibility and ethical values about real estate sector subjects.
e-They will be able to see the actual developments in their places and they will realize necessary judicial statutes
and innovations in real estate sector.
f-They will be able to form a sensitive crowd towards consultancy problems in their institutions.
g-They will be able to increase social sensitivity by press conferences.
h-They will be able to gain the application methods and technics from Europe to our society.
i-They will provide to increase awareness of the society about this subject.
j-They will be able to transfer their acquisitions to their institutions.

References
http://www.ua.gov.tr, T.C. Başbakanlık Devlet Planlama Teşkilatı, Avrupa Birliği Eğitim ve Gençlik
Programları Merkezi Başkanlığı, Türk Ulusal Ajansı, Hayat Boyu Öğrenme Programı
http://www.ua.gov.tr/index.cfm?action=detay&amp;bid=10 T.C. Başbakanlık Devlet Planlama Teşkilatı, Avrupa
Birliği Eğitim ve Gençlik Programları Merkezi Başkanlığı, Türk Ulusal Ajansı, Leonardo da Vinci programı.
http://www.ua.gov.tr/uploads/leonardodavinci/2010%20Hareketlilik%20Basvuru%20Formu%20Rehberi.pdf..
T.C. Başbakanlık Devlet Planlama Teşkilatı, Avrupa Birliği Eğitim ve Gençlik Programları Merkezi Başkanlığı,
Türk Ulusal Ajansı, Hareketlilik Projeleri Başvuru Rehberi.

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                <text>The countries allocate a high wealth from their budget to provide sustainable  development in the field of lifelong education. However the budgets of the institutions are  limited because of some reasons it is difficult to allocate institutional budget. Whereas all  institutions can draw benefit from EU Education and Youth Programs. The thing to do is  to perform a project. Thereby they can provide donation. But many institutions do not  have information about such a program. To cover the knowledge shortcoming and to  enlighten the projects it is approached the feasibility of the project as a study subject.  The lifelong learning program (LLP) which is included in EU Education and Youth  Program donates these kinds of projects. Especially Leonardo Da Vinci (LDV) program,  inside this program mobility and inside mobility program VET and Education Experts  Oriented (VETPRO) project sample “Consultancy applications and application examples  in real estate sector”. The sections listed below will try to form the project.  -The aim of the project  -The connection of the project with participants’ education, vocational and individual  development and relation of intercultural language skills  -The project’s program aims in relation with the European priorities in call offer  -The work plan and the timetable of the project  -The abroad information for the participants pedagogical, cultural and language  preparation.  -The content of education for participants  -Budget</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Frequency of Sustainable Consumption Behavior of People: A Research on
Class Teachers
Rıdvan KARALAR
Yasar University, Izmir, Turkey
ridvan.karalar@yasar.edu.tr
Hakan KĠRACI
Dumlupinar University, Kutahya, Turkey
hkiraci@dumlupinar.edu.tr
Abstract: The world‘s sources about to running out have been realised as a result of that
population increase and economic development to be lived in the twentieth century have caused
the transformation from the notion of unlimited economic development to sustainable
development notion. Sustainable development is a model that predicts existing generation satisfies
their needs without that next generation‘s satisfy their need. The target of sustainable development
notion in regard of consumption is to be accepted sustainable consumption behavior. It requires
inquiring the frequency of sustainable consumption behavior in question because sustainable
consumption pattern to be accepted and spread to the world. This paper gives place to various
definition about sustainable consumption behavior and then presents the findings of a research. In
the study examined that frequency of sustainable consumption behavior of class teacher who work
at elementary schools in Kutahya, Turkey. At the end of this study, it was found that there was a
difference between frequency of sustainable consumption behaviors. Also, it was found that means
of frequency of all sustainable consumption behavior is mid-level. The results of this research
have significant implications for stakeholders of sustainable consumption and future research.

Introduction
The idea of sustainable development, which has been recorded in Brundtland Report of 1987 and entered
into literature, asserts the necessity of satisfying the today‘s needs without having danger the necessities of the next
generations. In this context, in order to leave a livable world for the next generations, it is frequently stated to make
necessary reforms for the next generations. The concept of sustainable consumption has been developed in
accordance with the paradigm of sustainable development. The concept and phenomenon of sustainable
consumption has been emerged with the awareness of non-disregarding the needs of the next generations, having risk
of excessive consumption and lessening the possible choices and alternatives. Sustainable consumption is the act of
consuming by regarding the needs and alternatives of next generations.

Definition of Sustainable Consumption Concept
The environmental impact of humans in a modern society is relied on the behavior of consumers.
Consumers in industrial countries damage the natural resources and cause environmentally pollution by consuming
products and services. Natural resources is consumed during their composition, production, transportation,
consumption, disposing and recycle. If natural resources is consumed in sustainable limits, this situation is named as
―sustainable consumption behavior‖. As Peattie (2001, p.131) explained it:
―A sustainable approach to consumption and production involves enjoying a material standard of living
today, which is not at the expense of the standard of living of future generations. It therefore involves using natural
resources at a rate at which environmental systems or human activity can replenish them (or in the case of nonrenewable resources, at a rate at which renewable alternatives can be substituted in)‖.
When it has been analysed the literature, it has been seen that there are a lot of definitions about sustainable
consumption (SC). Here, some of them has been taking place some of them.
Sustainable consumption behaviors (SCB) are behaviors by individuals or groups that contribute to three
sustainability objectives which reducing resource consumption, waste and pollution (Williams and Dair, 2007).

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

SC is phenomenon that depends on persuasion, both of individual consumers and policy makers
(Veenhoven, 2004).
SC is a discourse that try to find a solution to the ecological problems associated with industrial economic
production (Dolan, 2002).
SC, is a consumption pattern about meeting our needs without destroying the environment or overexploiting
natural resources, thereby not jeopardising the potential of future generation to meet their needs (Mortensen, 2006).
At the household level is considered, SC means buying less and changing lifestyle in the short run. (Kong et
al., 2002). But, someone may not willing to change their buying behavior and lifestyle.
SC, at least, means that reduce natural resources using in terms of industrialised countries (Cooper, 2002).
Less natural resources using have been helped turn to cyclic economic system from linear system.
SC is a consumption style that based on limiting using of world‘s resources and that look for the best ways
which not damaged or fewest damaged natural living. In this sense, SCB is approach based on finding radical
solutions. For example, SCB is to be found a solution which not using water and detergent instead of using detergent
which damaged less natural environment.
It is required to advert which ways SCB must goes as it accomplishs. There are two fundemantal solution
for exhibiting SCB (Mont and Pleyps, 2008; Schaefer and Crane, 2005):
- Transforming behavior to more sustianable consumption behavior,
- Reducing material consumption.
The first solution is exhibiting consumption behavior more environmetally sensibly and the second solution
is reducing total consumption level.

Method
The main aim of the study is to reveal the frequency of sustainable consumption behaviors of individuals.
To these ends, it was determined class teachers who had been working in Kutahya city as both a population and
sample of the study. Then, a questionnaire form was formed including sustainable consumption scale which was
composed by searching various studies (Kaiser et al., 2003; Barr and Gilg, 2003; Thogersen, 2002; Karalar et al.,
2008). There are 36 items in sustainable consumption scale. Frequency of behaviors in that scale were measured by
using a five-point Likert type scale ranging from 1 (never) to 5 (always). The study was conducted on 614 class
teachers but only 343 usable questionnaires were returned.
Descriptive research model was used in the study. It was exposed that demographic characteristics and
frequency of sustainable consumption behaviors of participants of study by utilised descriptive statistical analysis.
Cronbach‘s alpha coefficient was used to determine the internal consistency reliability of the sustainable
consumption scale was used in this study. Considering the result (α=0,86) of the reliability analysis, it can be seen
that reliability of the scale is in high level. In other words, this scale is can be easily used in order to utilize statistical
analysis.

Results
Respondents in the study were asked several demographic questions, including gender, school type, place
where he/she grown up, age, marital status, educational level of him/his, his/her father and mother‘ and income level.
Demographic characteristics of sample are shown in table 1. It was found that nearly half of participants were
female teachers and other half of participants were male teachers. On the other hand, results indicated that large
majority of participants (% 93,9) were not member of any environment institute. % 6,1 of participants were member
a unique enviromental institution (TEMA).
Most of teachers are in 26-45 age group, whereas % 20 are over 46 and % 5,5 under 25. Nearly half of those
who responded (% 47,2) are in 1251-1500 TL income group, whereas only % 3,8 of respondent in 2001 TL and
upper income.
Only % 6,1 of respondent are member of any environmental institution and they are member of unique
institution called ―TEMA‖. This finding explains that TEMA is widespread among class teachers.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Gender
Bay
Bayan
Total

F
169
174
343

%
49,3
50,7
100

Marital Status

F

%

Single

45

13,1

Married

293

85,4

Other
Total

5
343

1,5
100

Educational
Level of Father

F

%

Primary school

224

65,3

High school
University
Postgraduate
Other

63
24
2
30

18,4
7,0
0,6
8,7

Educational
Level
of
Mother
Primary
school
High school
University
Postgraduate
Other

Total

343

100

Total

Working Year
0-10
11-20
21-30
31-40
Total

F
124
132
69
18
343

%
36,2
38,5
20,1
5,2
100

School Type
Government
Private
Total
Educational
Level
College
Bachelor's
level
Postgraduate
Total

Membership
Yes
No
Total

F
331
12
343

%
96,5
3,5
100

Place
Urban
Rural
Total

F
288
55
343

%
84,0
16,0
100

F

%

Age

F

%

15
313

4,4
91,3

0-25
26-35

19
123

5,5
35,9

15
343

4,4
100

36-45
46-55
56+
Total

129
68
4
343

37,6
19,8
1,2
100

F

%

Income
Level
(TL)

F

%

259

75,5

11

3,2

20
7
0
57
343

5,8
2,0
0,0
16,6
100

28
162
110
19
13

8,2
47,2
32,1
5,5
3,8

343

100

F
21
322
343

0-1000
1001-1250
1251-1500
1501-1750
1751-2000
2001
ve
Üzeri
Total

%
6,1
93,9
100

Table 1: Sample Characteristics
As mentioned before, 36 sustainable consumption behaviors measured according to frequency items (neveralways) and findings was presented in table 2. These behaviors are presented in table 2, along with the mean scores.
The findings in this table indicate that means of behaviors vary from 1,27 to 4,40. ―Buying energy saving white
goods‖ has the highest mean. Besides, ―buying high efficiency bulbs‖, ―donating old household items to charity or
friends‖ and ―keep off tap when cleaning teeth or soaping up‖ behaviors have high mean score. As for the behavior
which has the least mean score, it can be seen that the behavior which stated as ―when I need a car, I rent one‖
exhibited less than others.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

No
1
2
3
4
5
6
7
8
9

10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36

Behavior
I buy energy saving white goods (B, A, A+ energy label).
I buy high efficiency light bulbs to save energy.
I donate old household items to charity or friends, instead of putting
them warehouse or garbage can them.
I keep off tap when cleaning teeth or soaping up.
At home, I keep computer on even if I do not it. (-)
I reuse scrap paper (e.g. for writing notes)
I wait until I have a full load before putting on the washing machine
I control all taps, if there were any problem I would repair or have
someone to repair them.
When electrical appliance like iron, vacuum cleaner, blowdryer,
toaster breakdown, I prefer to have someone repair them rather than
buy a new ones.
I keep TV on if I‘m at home even I don‘t watch it (-)
Some of my doors, walls, loft and windows are insulated
I buy organic products
I buy local produce whenever possible
In winter, I turn down the heat when I leave my apartment for more
than 4hours.
I drive on freeways at speeds under 100 kph.
I buy recycled writing paper or toilet paper.
I leave electronic apparatus in the position ―stand-by‖ (-)
I use rechargable batteries instead of disposable batteries.
I do not demand receipt when I transact by ATM.
I put dead batteries, used paper and bottles in recyling bin.
I want they to send to me the receipts of credit card, telephone,
internet vb. only by e-mail.
Dirty dishes is cleaned in dishwasher
In the winter, I leave the windows open for long periods of time to let
in fresh air. (-)
I avoid products in aerosol containers.
I go to work by public transportation
I reduce the heating in rooms that aren‘t being used
I drive my car in or into the city (-)
At home, vegetables and fruits is cleaned in a pots and pans.
For long journey, I drive the car instead of bus or train.
In winter I keep the heat on so that I do not have to wear a sweater
I bike or walk to work
I share some household appliances (with effects of ecological
concern)
I use my own bag when going shopping, rather than one provided by
the shop.
I use solar panels to produce energy
I buy second-hand (used) products
When I need a car, I rent one

Mean
4,40
4,37
4,32

S.D.
0,95
1,15
1,01

4,30
4,28
4,23
4,20
4,17

1,08
1,15
0,98
1,17
1,17

4,14

1,20

4,04
3,97
3,94
3,83
3,81

1,24
1,22
1,19
1,22
1,42

3,66
3,62
3,45
3,42
3,42
3,33
3,32

1,31
1,41
1,48
1,42
1,43
1,31
1,53

3,31
3,20

1,51
1,11

3,10
3,08
3,02
2,90
2,81
2,80
2,69
2,54
2,31

1,44
1,66
1,56
1,50
1,34
1,57
1,27
1,63
1,31

1,83

1,19

1,65
1,63
1,27

1,31
0,95
0,71

Table 2: Means of Sustainable Consumption Behaviors
Considering the whole sustainable consumption behaviors, means of those were mid-level with 3,34 mean
score. On the other hand, means of some behaviors by the respondents was very high. Table 3 shows that the
behaviors which were exhibit frequently with over 4 mean score.

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

No
1
2
3
4
5
6
7
8
9

10

Behavior
I buy energy saving white goods (B, A, A+ energy label).
I buy high efficiency light bulbs to save energy.
I donate old household items to charity or friends, instead of putting
them warehouse or garbage can them.
I keep off tap when cleaning teeth or soaping up.
At home, I keep computer on even if I do not it. (-)
I reuse scrap paper (e.g. for writing notes)
I wait until I have a full load before putting on the washing machine
I control all taps, if there were any problem I would repair or have
someone to repair them.
When electrical appliance like iron, vacuum cleaner, blowdryer,
toaster breakdown, I prefer to have someone repair them rather than
buy a new ones.
I keep TV on if I‘m at home even I don‘t watch it (-)

Mean
4,40
4,37
4,32

S.D.
0,95
1,15
1,01

4,30
4,28
4,23
4,20
4,17

1,08
1,15
0,98
1,17
1,17

4,14

1,20

4,04

1,24

Table 3: Behaviors Which Have High Means

-

Finally, it require that mention the behavior which exhibit fewer than others. Aforesaid behaviors are:
Car renting instead of buying it
Product sharing instead of buying it
Second-hand product buying instead of buying a new one
Using his/her bag instead of bag provided by the shop
Sharing household appliances instead of buying them
Biking or walking instead of driving a car

Conclusion
As mentioned before, it is possible to pose the sustainable consumption behavior by transforming the
behavior of the individual much more sustainable and using fewer amounts of resources. Thus, the problem of
excessive consumption has been emerged. Many studies prove that the level of consumption has been rapidly
increased within last 50 years. However, it has been predicted that people will consume twofold of the amount which
they can produce until 2050. All of these data shows the importance of sustainable consumption behavior for future
of the world. If we want our child to live in a livable world, we realize the real which sustainable consumption
behavior is necessary not a choice.
This paper gaves place to various definition about sustainable consumption behavior and then presented the
findings of a research. In the study, only a part of the research findings was mentioned and frequency of sustainable
consumption behavior of class teacher was presented in brief. According the results, it can be stated that very few of
class teachers in Kutahya city is member of an environmental institution. At the end of this study, it was found that
there were differences between frequency of sustainable consumption behaviors.. Behaviors which stated as ―when I
need a car, I rent one‖, ―I buy second-hand (used) products‖, ―I use solar panels to produce energy‖, ―I use my own
bag when going shopping, rather than one provided by the shop‖, ―I share some household appliances (with effects
of ecological concern)‖ and ―I bike or walk to work‖ exhibited less than others whereas behaviors which stated as ―I
buy energy saving white goods (B, A, A+ energy label)‖, ―I buy high efficiency light bulbs to save energy‖, ―I
donate old household items to charity or friends, instead of putting them warehouse or garbage can them‖, ―I keep
off tap when cleaning teeth or soaping up‖, ―At home, I keep computer off if I do not it‖, ―I reuse scrap paper (e.g.
for writing notes)‖ and ―I wait until I have a full load before putting on the washing machine‖ were exhibit more
frequently. The results of this research exposed that it required to be strive to increase the frequency of some of
sustainable consumption behaviors like ―product sharing‖, ―biking‖, ―walking‖ and ―second-hand buying‖.
After has mentioned the findings of research about the first way which transforming behavior to more
sustianable consumption behavior, it is useful to touching on the second way which reducing material consumption
of people.The global financial crisis which has been suffered within the last period of time has influenced directly
consumption behaviors of Turkish people like the others. The rapid decrease has been observed in consuming the
group of product and it has been determined that people lessen their expenditure. By regarding the sustainable
consumption behavior, it can be welcomed but actually this shift towards the sustainable consumption behavior may
be compulsory. Because the idea of the sustainable consumption behavior desires that the individuals should

410

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

decrease their levels of consumption by focusing the ecological concern and changing voluntarily their behaviors
towards the sustainable consumption behavior.
Ġn this study, frequency of sustainable consumption behavior was examined. The best impartant limitation is
that this research was carried out on class teacher instead of determining a sample including huge and different
segments of society.

References
Barr, S., &amp; Gilg, A. (2006). Sustainable Lifestyles: Framing Environmental Action in and Around the Home,
Geoforum, No.37, 906-920.
Cooper, T. (2002). Durable Consumption: Reflections on Product Life Cycles and The Throwaway Society, LifeCycle Approaches to Sustainable Consumption Workshop Proceedings Interim Report, International Institute for
Applied Systems Analysis, Laxenburg, Austria.
Dolan, P. (2002). The Sustainability of Sustainable Consumption, Journal of Macromarketing, Vol.22, No.2,
170-181.
Kaiser, F.G. &amp; Doka, G., Et Al. (2003). Ecological Behavior and Its Environmental Consequences: A Life Cycle
Assessment of A Self-Report Measure, Journal of Environmental Psychology, No.23, 11-20.
Karalar, R. &amp; Erdoğan, B.Z. &amp; Kiraci, H. (2008). Çevreye ĠliĢkin Bilgi Düzeyi ve Sürdürülebilir Tüketim
DavranıĢı ĠliĢkisi: Üniversite Öğrencileri Üzerinde Bir Uygulama, 13. Ulusal Pazarlama Kongresi, Adana,
Turkey, 368-375.
Kong, N. &amp; Salzmann, O. Et Al. (2002). Moving Business/Industry Towards Sustainable Consumption: The
Role of NGOs, European Management Journal, Vol.20, No.2, 109-127.
Mont, O. &amp; Pleyps, A. (2008). Sustainable Consumption Progress: Should We Be Proud or Alarmed?, Journal of
Cleaner Production, Vol.16, No.4, 531-537.
Mortensen, L.F. (2006). Sustainable Household Consumption in Europe?, Consumer Policy Review, Vol.16,
No.4, 141-147.
Peattie, K. (2001). Towards Sustainability: The Third Age of Green Marketing, The Marketing Review, No.2,
129-146.
Schaefer, A. &amp; Crane, A. (2005). Addressing Sustainability and Consumption, Journal of Macromarketing,
Vol.25, No.1, 76-92.
Thogersen, J. &amp; Ölander, F. (2002). Human Values and the Emergence of a Sustainable Consumption Pattern: A
Panel Study, Journal of Economic Psyhology, Vol.23, No.5, 605-630.
Veenhoven, R. (2004). Sustainable Consumption and Happiness, Driving Forces and Barriers to Sustainable
Consumption, International Workshop, University of Leeds.
Williams, K. &amp; Dair, C. (2007). A Framework of Sustainable Behaviours that Can Be Enabled Through the
Design of Neighbourhood-Scale Developments, Sustainable Development, No.15, 160-173.

411

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KİRACI, Hakan</text>
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                <text>The world‘s sources about to running out have been realised as a result of that  population increase and economic development to be lived in the twentieth century have caused  the transformation from the notion of unlimited economic development to sustainable  development notion. Sustainable development is a model that predicts existing generation satisfies  their needs without that next generation‘s satisfy their need. The target of sustainable development  notion in regard of consumption is to be accepted sustainable consumption behavior. It requires  inquiring the frequency of sustainable consumption behavior in question because sustainable  consumption pattern to be accepted and spread to the world. This paper gives place to various  definition about sustainable consumption behavior and then presents the findings of a research. In  the study examined that frequency of sustainable consumption behavior of class teacher who work  at elementary schools in Kutahya, Turkey. At the end of this study, it was found that there was a  difference between frequency of sustainable consumption behaviors. Also, it was found that means  of frequency of all sustainable consumption behavior is mid-level. The results of this research  have significant implications for stakeholders of sustainable consumption and future research.</text>
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                    <text>Urban Greenway Planning: The Example of Kayseri (Turkey) Urban
Complex
Banu Öztürk Kurtaslan
Selcuk University Faculty of Agriculture
Department of Landscape Architecture
Konya-Turkey
bkurtaslan@selcuk.edu.tr
Abstract: After the “alle”s which were constituded in Medieval, greenways that took form
with the “parkway” idea of Olmsted and Vaux in XIX. Century are the open space connectors
which arrange parks, natural reserves, historical sites, and their cultural components. The
greenways which have been constituted with ecological, cultural, recreational and aesthetic
purposes are also important constituents of urban open and green area system.
The planning approach of greenways and the open and green area systems that they connected
with, have interesting examples in England and America. But in our country this planning
approach hasn’t stil been settled. It’s also possible to observe this in Kayseri urban complex.
However there are areas which surround the city and be considered as “greeenway”.
Especially the narrow-deep valleys that surround the city from south-east are unplanned
“greenways” which analyse the transition from urban to rural areas, and existing their rich
cultural petterns. The city in which rapid urbanization continue with the impact of the
industriy, combining with the tresholds on the south make possible of forming a greenbelt
here. In this study it wil be investigated that the possibilities of forming greenways and
activities in possible greenways.

Introduction
In order for the urban green areas to be able to form a system from spatial point of view, it needs
planning them in connection to each other. Today, the entire world accepts this requirement. The open and
green areas connected to each other are effective on emerging of a macro form of a city and directing the urban
development (Özdilek 2004, s.27). In this issue, one mentions the systems such as green belt, green wedge, and
green fabric. And greenways are especially important in terms of that they can make a connection between
such planned green areas.
The greenways are the connectors of open area, which connect to each other the parks, natural reserves,
and other cultural components. (Flink &amp; Searns, 1993)
Greenway planning is an international approach developing along 19th and 20th (Fabos, 1995). The
developing success of the concept “greenway” depends on encouraging to protect the landscape, protecting the
natural and cultural heritage, and providing the possibilities for public recreations.
The greenways are the courses of communication, which increase the quality of life of the
environment and neighboring areas, which is developed through an integrated advertisement, allocated to the
disintegrated voyages (such as pedestrians, bikes, and horses), not motorized. When these linear connectors
particularly take place along the linear elements such as stream and ridgeline, they may emerge as the visual
courses, which provides possibilities for the recreational activities
such as jogging, walking, and cycling
(Comine et al., 2004; p.271 -287). These courses can also be planned as integrated with the other recreational
areas such as urban park, camping area, and sports area. In addition, these courses can serve for daily
transportation, connecting to each other the area such as housing, business, and commerce.
The greenways can be considered in three main categorizes; ecological, recreational, and the green
areas having historical and cultural values (Fabos, 2004).
The notion “park way” developed by F. Law, Olmsted, and Vaux in the late 1800s leaded to the
formation of the concept “greenway” (Shuyler, 1986). In the other words, it made a leadership to the formation
of the concept “greenway” like Olmsted and Vaux. Ebenezer Howard also made an important contribution to
the development of the concept “greenway”.
In spite of their commonly shared antecedents, the movement of greenway in Europe developed
differently from its counterparts in USA. Additionally, one-fragmented approach without discontinuity was
followed and this approach spread many countries (Toscolini &amp; Fumagalli, 2006, pp 112 -133).

323

�Today, the concept green area highly developed. The greenways currently include their esthetic and
leisure functions as well as a number of different aims. These aims are not only toward protecting the nature, but
also towards the education, historical and cultural heritage, and protecting the public health
(www.rivermed.com)
The greenways can be in the local, urban, regional .national, and even continental scale. According
to the scale, and thus transportation distances, these ways, converging on certain points, can be supported by
motorized ways, railways, and auto parks (Flink and Searns, 1993; p.42 ). According to their properties and
aims, some greenways may not include trails.
One of the important ecological uses of greenways is that; when they located along the stream
corridors, they can aid in buffering surface waters, from non-point source pollution. When it takes in the urban
area, it makes it possible to be protected in the existing natural state of the areas threatened by the future
development of the city (Conine et al.2004.p.271 -287).
Besides such benefits, the greenways have several economic benefits. They increase the real properties
values in their close neighborhoods and consider reaction based job possibilities. They also offer tourist
attractions (Flink ve Searns, 1993; p.42).
“Today, city planners and administrators are increasingly expecting connected landscape corridors to
provide more than park and recreation functions. They are promoting especially metropolitan greenways
networks that help shape urban growth.” (Erickson, 2003; p.199 -221)
Greenway planning in Turkey is still in theoretical level. The academic studies carried out can not be
not largely implemented. Planning practice of the city Kayseri did not form such a concept. In close
neighborhood of the city, the valley shaped, unplanned greenways, which the topography gives a direction, are
largely kept by law codes and regulations. In this work, on current plan of the city, the existing and potential
green areas are investigated and the uses (recreation, protecting etc.) that these greenways will be able to make it
possible are studied.
Location of Kayseri City and Its Short History
Kayseri is a Central Anatolian city (Figure 1). It is a city which is surrounded by hills and settled on a
flat plain. The city is situated in the Central Kızılırmak Region in Central Anatolia. The old city whic is called
“Mazaka” has settled down XI. Century B.C. (Baydur 1970). Kayseri possesses unique natural and cultural
values especially in the near surroundings of the city and within city boundaries. Mount Erciyes which is the
highest mountain in the Central Anatolian District (3917 m), is a magnificent volcanic mountain on the sout part
of Kayseri.
“Kayseri is on an important intersection point which a lot of civilization had chosen for settlement. The
first name of the city was “Hilakku”. Apart from it, the city has named as “Mazaka”, Eusebia”, and it is called
“Caesarea” in Roman and Byzantine times. Since antique times Kayseri has an important settlement as “Small
Cilicia” region in Cappadocia. The “Kültepe Kaniş-Karum” was an important settlement at the time of Assyrian
trade colonies. In Mazaka an its vicinity Hittite, Persian, Cappadocia State, Roman and Turkish sovereignities
by turns. The city which is on the Silk Road was an important settlement in the periods of Greek, Roman,
Byzatine and Seljuk in terms of politics and culture; this importance have been continued in the Ottoman period.
It is not known exactly but, it is considered that the city settled on the plain approximately after XI. Century
(Kurtaslan and Kocatürk 2005)”.

324

�Figure 1. Location of the city in its country.

Materials and Methods
In the study, as material, a literature such as article, thesis, book, declaration, plan report, and so on
discussing the concept greenway, and on the city Kayseri were used. However, the satellite pictures, plans,
maps, and original pictures on the study domain, were utilized as visual materials.
In the study, the concept “greenway” based on literature review before all else was used. Later, characteristic
properties (natural and cultural structure) of the existing and potential greenways taking place in the domain of
study will be discussed from satellite images and pictures with the observation made in its place. In respect with
the relationships of greenways with the urban microform, it will be discussed which decisions will be made on
the greenways.
Greenways In Kayseri Urban Complex
As stated earlier, in planning approaches Kayseri city, especially in the city, the concept greenway
takes place. In he city, there are no approaches such as park system, and greenway. Only several parks along the
ways, which have a linear structure, can be attributed as greenway. In this scope, the areas, which take place in
the close neighborhood of the city, and can be attributed as greenway, are partly protected by law codes and
regulations.
In the existing settlement order within the city, there is no possibility to create the greenways within
the city, because there is not any suitable openness, and any structure on which the integrated decisions will be
made. Linear parks in the urban areas and the afforested green sidewalks can be considered in the scope of
greenway. For example, Đnönü Park taking place in the city is a highly long and continuous greenway (Figure 2).
This greenway do not undertakes any connecting way. It has a buffering attribute to compensate the adverse
affects, such as noise and pollution, of the traffic between busy vehicle traffic and dense housing area.

Figure 2. Wiew of Đnönü Parkı on satellite photo (KASKĐ 2002).
The narrow-deep valleys wich are located especially on the south-east of the city are important elements
of the geomorphologicalstructure. The greenways defined by valleys which are located on the south-east and
nort-west are in the semi-rural areas which are adjacent to the city. Especially the urban developments in Talas
and Mimar Sinan settlements which are based on multi story dense development are threatening the
contemporary settlements both in valley slopes and other semi-rural areas. The existence of these semi-rural
settlements has been known from XV. Century and they have been householder for Christian and Moslem
communities until XX. century. In the settlement pattern, there are natural, urban, archeological and mixed
protected areas. These settlements with vineyards and orchards, architectural structures which exhibits local
materials and Works (houses, bridges, stone walls, churches, stone carving houses etc.), underground crossings,
contemporary street patterns presents very important contributions to the identity of the city (Figure 5). In these
traditional settelments vineyards and orchards which are on the valley slopes have been important elements of
the geogaphy until XX. Century which the Armenian, Greek and Turks have lived in as mixed (Imamoglu 2001).
There aren’t traditional settelments in all valleys in the city. Some valleys exist with their natural
situations there aren’t any housing in their vicinitiy

325

�The natural characteristics of valleys have been largely protected. Valleys which slit the plateaus
presents interesting rock formations. These valleys are forming important habitats for birds and other wildlife.
Erciyes Mountain and surrounding areas are poor in terms of permanent streams.

Figure 3. Derevenk Valley and near dense housing areas (KASKĐ 2002).

Figure 4. The multi-storey dense housing areas which threaten the traditional settlements in Talas (Original 2003).

References
Baydur, N. 1970., Kültepe (Kanes) ve Kayseri Tarihi Üzerine Araştırmalar (Eski Çağlardan Đ.S. 395 Yılına Kadar). Đstanbul.
88.
Conine et al. 2004. Conine, A., Xiang, W., Young J. And Whitley, D. Planning for multi-purpose greenways in Concord,
North Carolina. Landscape and Urban Planning. 68 (2-3). 271-287.
Erickson, D.L., 2004. The Relationship of Historic City Form and Contemporary Greenway Implementation: A Comparison
of Milwaukee, Wisconsin (USA) and Ottawa, Ontario (Canada). Landscape and Urban Planning. 68 (2-3), 2004. 199-221.
Fabos, J.Gy., and Ahern, J., 1995. The Greenway Movement, Uses and Potentialities of Greenways. Greenways: The
Beginning of an International Movement. pp. 1–13.
Fabos, J.G., Greenway Planning in the United States: Its Origins and Recent Case Studies, Landscape Urban Planning. 68
(2004), pp. 321–342.
Flink, C. A. ve Searns, R., M., 1993. Greenways. USA. p. 42, 63.
Gobster, P.H., 2004. The Human Dimensions of Urban Greenways: Planning for Recreation and Related Experiences and
Lynne M.Westphal. Volume 68, Issues 2-3 , 30 May 2004, Pages 147-165

326

�Imamoglu, V. 2001. Kayseri Bağ Evleri. Đş Bankası Kültür Yayınları. Đstanbul. 16, 31, 18, 29, 107, 119.
Toccolini, A., Fumagalli, N. And Senes,G., 2006. Greenways Planning in Italy: the Lambro River Valley Greenways System.
Landscape and Urban Planning. 76 (1-4). Pp.112-133
Karatepe, Ş. 1999. Kendini Kuran Şehir. Kayseri. p.52.
KASKĐ 2002. Kayseri Uydu Görüntüleri. Kayseri Su ve Kanalizasyon Đdaresi. Kayseri.
Kurtaslan Ö. B., Kocatürk, F. Investigating The Changing Process of Vineyards and Orchards In Kayserı City And Its
Vicinity. 2nd International Conference on Landscape and Urban Horticulture University of Bologna. 9-13 June. Italy.
Öztürk, B. 2004. Kentsel Açık ve Yeşil Alan Sistemi Oluşturulması: Kayseri Kent Bütünü Örneği. Ankara Üniversitesi Fen
Bilimleri Enstitüsü-Peyzaj Mimarlığı Bölümü. Ankara. P.88, 128,135.
Shuyler, D. 1986. The New Urban Landscape. The Johns Hopkins University Press. London.
www.rivermed.com
www.yuruyoruz.com

327

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                <text>Urban Greenway Planning: The Example of Kayseri (Turkey) Urban  Complex</text>
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                <text>After the “alle”s which were constituded in Medieval, greenways that took form  with the “parkway” idea of Olmsted and Vaux in XIX. Century are the open space connectors  which arrange parks, natural reserves, historical sites, and their cultural components. The  greenways which have been constituted with ecological, cultural, recreational and aesthetic  purposes are also important constituents of urban open and green area system.  The planning approach of greenways and the open and green area systems that they connected  with, have interesting examples in England and America. But in our country this planning  approach hasn’t stil been settled. It’s also possible to observe this in Kayseri urban complex.  However there are areas which surround the city and be considered as “greeenway”.  Especially the narrow-deep valleys that surround the city from south-east are unplanned  “greenways” which analyse the transition from urban to rural areas, and existing their rich  cultural petterns. The city in which rapid urbanization continue with the impact of the  industriy, combining with the tresholds on the south make possible of forming a greenbelt  here. In this study it wil be investigated that the possibilities of forming greenways and  activities in possible greenways.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

The Forward and Backward Linkage Effects of the Energy Sector in Turkey
Mehmet MERCAN
mmercan48@hotmail.com
Abdullah ÖZDEMIR
abdullahozdemir@hotmail.com
Abstract: Energy sector has a great importance for producers and consumers. Energy sector has
been found as a leading sector as a result at the input-output analysis. This analysis has been done
by using input-output tables which are constructed by goverment Statistical Institude. Turkey is
dependent to other countries as energy. To satisfy the development in Turkish economy is only
available by reducing the depandencies to the other countries by the energy. Also it should be
continued as the leading sector.
Key Words: Input-Output Analysis, Energy Sector.

Introduction
Energy constitutes the most important causes of wealth through a variety of manifestations. Besides water,
coal. Petroleum and other valuable resources, the existence of wind and sun are sources of wealth as well.
Energy resources are used as inputs by other sectors in manufacturing industries. Therefore, it is important
to know the forward and backward linkages of this sector for the general situation of the economy.
The importance of energy resources has doubled in Turkey because of the energy crises experienced in
recent years. In this context, this study aims to find and interpret the forward and backward linkage effects of the
energy sector.
The purpose in this study is to observe the direct and indirect effects of input exchange between sectors and
their change over the years. The main data set used in the study is the Input-Output Flow Tables about Turkish
economy that is prepared by the Turkish Statistical Association (TUIK). The data for 1996, 1998 and 2002 are used
in the study.

The Importance of the Energy Sector
An increase in energy prices also increases the costs of inputs and product prices. Energy prices that are not
fixed influence inflation and increase the pressure for economic stagnation through affecting total demand. The more
important the use of energy resources in an economy the higher the inflationist pressure against the increases in oil
prices (LeBlanc and Chinn, 2004: 8).
Increases in the prices of energy resources raise the costs of airways, transportation and the costs of the
companies that produce chemical products and therefore, lead to inflation. For this reason, any change in energy
prices is watched very closely (Bennet, 2003: 1).
Plants in the energy sector should be planned long before the demand for energy exists. Otherwise, delays in
planning and investments raise the cost of energy and adversely affect economic activities and societal wealth. It is
imperative to determine the potential needs in the energy sector at least ten years in advance, decide the projects to
cover the increasing demand, and make necessary political decisions (Gerek, 1998: 370-371).
In developing countries like Turkey, the sectors that produce energy have important structural ties with
other sectors. Especially electricity sector in Turkey positively affect economic growth because of its backward
linkage. In today‘s modern societies, electrical energy used increasingly ignite other sectors of the economy by
providing considerable amounts of inputs. The insufficiency of electric energy supply that should increase parallel to
economic growth adversely affects economic growth as well as prevents the stimulatory effect on the economy
(Terzi, 1998: 63).

Input-Output Analysis

685

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

The input-output model is a model that considers the relationship between the level of activities in the all
sectors of economy (Akkaya and Pazarlioglu, 2000: 14).
The input-output models are simple mathematical equilibrium models that quantitatively analysis the
mutual linkages between production and consumption units on the whole economy scale in a multi-sectoral way.
Different from micro economical analysis that focuses on the behaviors of firms and households and macroeconomic analysis that analyzes the whole economy, the input-output analysis‘ focus is on sectors and good
exchanges between sectors. The input-output models provide an opportunity to quantitatively analyze the production
and use of outputs of productive sectors on whole economical and sectoral basis and fulfill and important gap
between partial and total analyses especially in the analysis of empirical problems (Aydogus, 1999: 1-2).
In the input-output model, under the assumption that the share of technology or inputs in production costs is
constant, the equilibrium prices of goods and services produced in every sector can be obtained as the prices of main
inputs (Aydogus, 1993: 36).
According to Hirschman, the effects of forward and backward linkages that reflect sectors‘ ―feeding‖ and
―stimulating‖ powers on other sectors must be considered (Hirschman, 1958: 9). In Hirschman‘s unbalanced growth
model, one of the most important factors that restricts economic growth is the ability of decision making, especially
the ability to take an investment decision.
Inferring from Hirschman‘s ideas, a quadruple grouping can be developed. The categories of this grouping
that considers forward and backward linkages together can be summarized as follows:
Category 1: Sectors that have high forward and backward linkage effects.
Category 2: Sectors that have high backward but low forward linkage effects.
Category 3: Sectors that have high forward but low backward linkage effects.
Category 4: Sectors that have low backward and forward linkage effects.
The above arrangement shows sectoral investment priorities from the lowest to the highest. According to
this, the sectors in the first category constitute the key sectors in the economy and have the highest investment
priority. The scarce resources should primarily be devoted to these sectors. If there are still unused resources, then,
they should be devoted to the sectors in the second category. Sectors in the III. and IV. categories come last in terms
of investment priorities, that is, these sectors are expected to be stimulated by the key sectors (Aydogus, 1999: 100101).

The Forward and Backward Linkage Effects for 1996, 1998, and 2002
The 1996 and 1998 input-output tables prepared by TUIK consist of total 97 sectors and the 2002 table
consists of 59 sectors. The forward and backward linkage effects are as follows in terms of sectoral arrangement. The
Table consists of 97 sectors but to observe it more clearly it is divided. In Table 1, there are Forward Linkage Effects
(FLE) and Backward Linkage Effects (BLE) of 24 sectors.

686

�Sectors
1-Growing of cereals and other crops n.e.c.
2-Growing of vege- tables, horticultural specialities
and nursery products
3-Growing of fruit, nuts, beverage and spice crops
4- Farming of animals
5-Agricultural and animal husbandry service activities
(excl. veterinary act.)
6-Forestry, logging and related service activities
7- Fishing
8- Mining of coal and lignite
9-Extraction of crude petroleum and natural gas
10- Mining of metal ores
11- Quarrying of stone, sand and clay
12- Mining and Quarrying n.e.c.
13- Production, proces- sing and preserving of meat and
meat products
14-Processing and preserving of fish and fish products
15- Processing and preserving of fruit and vegetables
16- Manufacture of vegetable and animal oils and fats
17-Manufacture of dairy products
18-Manufacture of grain mill produtcs, starches and
starch products
19-Manufacture of preparad animal feeds
20-Manufacture of bakery products

1996
ĠBE GBE
5,89 1,66

1998
ĠBE GBE
5,07 1,42

1,21
1,54
2,53

1,50
1,20
1,93

1,23
1,89
2,00

1,31
1,14
1,74

1,92
1,87
1,16
1,65
4,31
1,26
1,33
1,23

2,13
1,22
1,41
1,33
1,23
1,61
1,40
1,31

1,42
1,72
1,15
1,50
1,32
1,16
1,38
1,24

1,78
1,17
1,26
1,44
1,25
1,45
1,27
1,23

1,72

2,49

1,55

2,07

1,11
1,13
1,54
1,10

1,86
1,96
2,33
2,19

1,02
1,37
1,53
1,21

1,74
1,70
2,06
1,87

1,57
1,33
1,02

2,14
2,32
2,16

1,55
1,27
1,03

1,81
2,04
2,03

Sectors
Agriculture, hunting and related service activities
Forestry, logging and related service activities
Fishing, operating of fish hatcheries and fish farms; service activities incidental to fishing
Mining of coal and lignite; extraction of peat
Extraction of crude petroleum and natural gas; service activities incidental to oil and gas
extraction excluding surveying
Mining of uranium and thorium ores
Mining of metal ores
Other mining and quarrying
Manufacture of food products and beverages
Manufacture of tobacco products
Manufacture of textiles
Manufacture of wearing apparel; dressing and dyeing of fur
Tanning and dressing of leather; manufacture of luggage, handbags, saddlery, harness and
footwear
Manufacture of wood and of products of wood and cork, except furniture; manufacture of
articles of straw and plaiting materials
Manufacture of pulp, paper and paper products
Publishing, printing and reproduction of recorded media
Manufacture of coke, refined petroleum products and nuclear fuels
Manufacture of chemicals and chemical products
Manufacture of rubber and plastic products
Manufacture of other non-metallic mineral products

Table 1: 1996 ,1998 ve 2002 Years Total Backward and Forward Linkage Effect of First Twenty Sector (Direct+Indirect)
(Tables was calculated by using the Input-Output Table 1996, 1998 ve 2002 Years)
IBE :Forward linkage effect
GBE:Backward linkage effect

2002
ĠBE GBE
1,86 3,66
1,35
1,64
1,60

1,45
1,06
1,37

1,05
1,00
1,92
2,14
2,95
2,79
2,98
3,21

3,24
1,00
1,16
1,82
2,52
1,14
3,81
1,32

2,94

1,69

2,88
2,59
2,65
2,30

1,68
3,99
1,65
2,81

2,06
2,69
2,66

5,82
2,63
2,39

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

21- Manufacture of sugar
22-Manufacture of cocoa, chocolate, sugar confertionery and other
food products n.e.c.
23-Manufacture of alcoholic beverages
24- Manufacture of soft drinks; production of mineral waters
25- Manufacture of tobacco products
26-Manufacture of textiles
27- Manufacture of other textiles
28-Manufacture of knitted and fabrics and articles
29- Manufacture of wearing apperel, except fur apparel
30-Dressing and dyeing of fur; manufacture of articles of fur
31- Tanning and dressing of leather; manufac.of luggage, handbags
&amp; harness
32-Manufacture of footwear
33-Sawmilling and planing of wood
34- Manufacture of wood and of products of wood and cork

1,37

2,18

1,33

1,94

1,43
1,24
1,27
1,08
2,96
1,26
1,13
1,13
1,39

2,02
1,56
2,24
2,00
2,45
2,13
2,49
2,37
2,45

1,34
1,16
1,08
1,08
2,67
1,22
1,07
1,53
1,01

1,88
1,51
2,10
1,83
1,76
1,68
1,76
1,88
1,86

1,91
1,14
2,19
1,43

2,46
2,55
2,42
2,17

1,69
1,07
2,06
1,45

1,96
2,00
2,08
1,98

35- Manufacture of paper and paper products
36-Publishing

3,41
1,09

2,10
1,86

2,39
1,09

1,69
1,53

37- Printing and service activities related to printing
38- Manufacture of coke, refined petroleum produtcs
39- Manufacture of basic chemicals, plastics in primary &amp; synthetics
rubber
40- Manufacture of fertilizers and nitrogen compounds

1,51
5,79

2,10
1,55

1,52
3,92

1,62
1,13

4,89
1,77

2,16
2,16

1,79
1,30

1,58
1,66

Manufacture of basic metals
Manufacture of fabricated metal products, except machinery and equipment
Manufacture of machinery and equipment n.e.c.
Manufacture of office machinery and computers
Manufacture of electrical machinery and apparatus n.e.c.
Manufacture of radio, television and communication equipment and apparatus
Manufacture of medical, precision and optical instruments, watches and clocks
Manufacture of motor vehicles, trailers and semi-trailers
Manufacture of other transport equipment
Manufacture of furniture; manufacturing n.e.c.
Recycling
Electricity, gas, steam and hot water supply
Collection, purification and distribution of water
Construction
Sale, maintenance and repair of motor vehicles and motorcycles; retail sale
services of automotive fuel
Wholesale trade and commission trade, except of motor vehicles and motorcycles
Retail trade, except of motor vehicles and motorcycles; repair of personal and
household goods
Hotels and restaurants
Land transport; transport via pipelines
Water transport

Table 2: 1996 ,1998 ve 2002 Years Total Backward and Forward Linkage Effect of Second Twenty Sector (Direct+Indirect)
(Tables was calculated by using the Input-Output Table 1996, 1998 ve 2002 Years)

688

2,35

5,74

2,60
1,94
1,17
2,40
2,21
1,57
2,52
1,73
2,85

2,17
2,27
1,21
1,96
1,98
1,20
1,92
1,37
1,26

3,25
2,98
1,55
2,56

1,02
4,98
1,38
1,54

2,24
2,13

2,62
4,59

1,86
2,53

3,14
1,57

2,10
1,80

4,76
1,89

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Sectors
41-Manufacture of pesticides, other agro-chemicals and paints, varnishes
42-Manufacture of pharmaceuticals, medicinal chemicals &amp; botanical
products
43-Manufacture of cleaning materials, cosmatics and other chemicals &amp;
fibres
44- Manufacture of rubber products
45- Manufacture of plastic products
46-Manufacture of glass and glass products
47-Manufacture of ceramic products
48-Manufacture of cement, lime and plaster related articles these items
49- Cutting and finishing of stone and man. of other non-metallic
mineral products n.e.c.
50-Manufacture of basic iron and steel
51-Manufacture of basic precious and non- ferrous metals
52- Casting of metals
53-Manufacture of fabricated metal products, tanks, reser.&amp;steam gen.
54- Manufacture of other fabricated metal products; metal working
services
55-Manufacture of general purpose machinery
56- Manufacture of special purpose machinery
57- Manufacture of domestic appliances n.e.c.
58-Manufacture of office, accounting and computing machinery
59-Manufacture of electrical machinery and apparatus n.e.c.
60-Manufacture of radio, television and communication equip- ment &amp;
apparatus

1996
ĠBE GBE
1,49 2,01

1998
ĠBE GBE
1,32 1,59

1,68

1,84

1,27

1,54

2,19
1,47
1,64
1,32
1,08

2,06
2,09
2,31
1,83
1,79

1,67
1,39
1,56
1,28
1,10

1,72
1,72
1,69
1,61
1,58

1,24

1,83

1,44

1,60

1,06
4,61
3,05
1,13
1,16

1,54
2,26
2,13
2,18
2,24

1,04
3,28
1,80
1,28
1,50

1,68
1,81
1,74
1,67
1,69

2,40
1,51
2,85
1,10
1,59
1,73

2,10
2,01
2,02
2,04
1,61
2,15

1,81
1,15
1,37
1,06
1,05
1,26

1,73
1,68
1,76
1,57
1,49
1,66

1,82

1,81

1,20

1,44

Sectors
Air transport
Supporting and auxiliary transport activities; activities of travel agencies
Post and telecommunications
Financial intermediation, except insurance and pension funding
Insurance and pension funding, except compulsory social security
Activities auxiliary to financial intermediation
Real estate activities
Renting of machinery and equipment without operator and of personal and
household goods
Computer and related activities
Research and development
Other business activities
Public administration and defence; compulsory social security
Education
Health and social work
Sewage and refuse disposal, sanitation and similar activities
Activities of membership organisation n.e.c.
Recreational, cultural and sporting activities
Other service activities
Private households with employed persons

Table 3: 1996 ,1998 ve 2002 Years Total Backward and Forward Linkage Effect of Third Twenty Sector (Direct+Indirect)
(Tables was calculated by using the Input-Output Table 1996, 1998 ve 2002 Years)

689

2002
ĠBE GBE
2,68 1,36
2,41

3,38

2,20
1,91
1,64
2,54
1,59

2,17
4,47
1,26
1,38
2,33

2,20

1,18

1,95
2,90
1,98
2,06
1,60

1,27
1,33
4,64
1,02
1,14

2,32
2,37
2,23
2,14
2,23
1,00

1,12
1,43
1,46
1,70
1,11
1,00

�Sectors
61-Manufacture of medical, precision &amp;optical instruments, watches and
clocks
62- Manufacture of motor vehicles, trailers and semi-trailers
63- Building and repairing of ships, pleasure &amp;sporting boats
64-Manufacture of railway and &amp;tramvay lokomo- tives &amp; rolling stock
65-Manufacture of aircraft and spacecraft
66-Manufacture of transport equipment n.e.c.
67-Manufacture of furniture
68- Manufacturing n.e.c.
69-Production, collection and distribution of electricity
70-Manufacture of gas; distribution of gaseous fuels
71-Collection, purification and distribution of water
72-Construction
73-Sale, maintenance and repair of motor vehicles, motorcycles; retail sale
of fuel
74-Wholesale trade and commission trade, except of motor vehicles &amp;
motorcyles
75-Retail trade, repair of personal and household materials
76-Hotels; camping sites and other provision of short-stay accommodatin
77-Restaurants, bars and canteens
78-Transport via railways
79-Land transport; transport via pipelines
80-Water transport
81- Air transport
82-Supporting and auxiliary transport activities; activities of travel agencies
83-Post and telecom- nications
84-Financial intermedediation, except insurance and pension funding
85- Insurance
86-Real estate activities
87-Renting of machinery and equipment without operator &amp; of personal and
household goods
88-Computer and related activities
89- Research and development
90- Other business activities
91-Education
92-Health and social work services
93-Activities of membership organizations n.e.c
94- Recreational, cultural and and sporting activities
95-Other service activities
96- Public services
97-Ownership of dwelling

1996
ĠBE
1,29

GBE
1,82

1998
ĠBE
1,04

GBE
1,56

1,60
1,10
1,30
1,18
1,39
1,07
1,21
4,38
1,16
1,53
1,06
2,40

2,15
1,48
1,93
1,16
2,25
2,24
1,96
1,45
1,77
1,25
2,02
1,45

1,21
1,01
1,02
1,02
1,08
1,08
1,05
3,69
1,18
1,38
1,16
2,17

1,72
1,54
1,48
1,23
1,66
2,01
1,27
1,35
1,18
1,19
1,67
1,29

5,87

1,39

3,54

1,26

2,65
1,61
1,40
1,24
6,05
2,12
1,17
1,15
2,19
5,34
1,34
1,51
1,08

1,46
1,81
1,91
2,20
1,54
1,80
1,97
2,28
1,38
1,48
1,74
1,51
1,60

2,97
1,23
1,80
1,07
5,11
1,70
1,20
1,03
2,22
5,23
1,20
1,55
1,18

1,25
1,69
1,70
1,58
1,35
1,48
1,55
1,86
1,15
1,43
1,44
1,52
1,62

1,11
1,28
3,42
1,02
1,04
1,00
1,38
1,21
1,00
1,00

1,95
1,14
1,75
1,74
1,59
1,47
1,53
1,63
1,00
1,31

1,13
1,30
2,92
1,05
1,03
1,04
1,47
1,10
1,00
1,00

1,53
1,61
1,48
1,53
1,29
1,48
1,48
1,46
1,00
1,25

Table 4:1996 ,1998 ve 2002 Years Total Backward and Forward Linkage Effect of Third Twenty Sector
(Direct+Indirect)
(Tables was calculated by using the Input-Output Table 1996, 1998 Years)
.
If the total increase in production caused by the increase in demand by one unit in a sector can be defined as
that sector‘s backward linkage effect and the increase in a certain sector‘s production by one unit increase in last

demand can be defined as that sector‘s forward linkage effect.
In this context, the study includes calculations of both forward and backward linkage effects for
1996, 1998 and 2002.

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
When the tables 1,2,3, and 4 above are analyzed, it is seen that sectors with high forward linkage effects
have an important place for creating supply to other sectors. Below are the sectors with high forward linkage effects.
As can be seen in Tables 1,2,3, and 4 for the year 1996, the sectors with the highest forward linkage effects
are the 79th sector highway transportation (6,05), 1 st sector grain and vegetable plantation (5,89), 74 th sector
wholesale and trade brokering (5,87), 38 th sector coke furnace and refined petroleum product manufacturing (5,78),
84th sector intermediary financial institutions (5,34), 39 th sector main chemical materials, synthetic rubber and plastic
raw material production (4,88), 50th sector iron-steel industry (4,61), 69th sector production and distribution of
electricity (4,38), 9th sector crude oil and natural gas production (4,31), 35 th sector paper and paper product
production (3,40), 51st sector main metal industry other than iron and steel (3,04), and 26th sector textile threads and
weaving (2,96). As can be seen the other sectors of the economy used the most input from highway transportation
and agricultural sector. The energy sub-sectors such as refined petroleum products and electricity production and
distribution are among the first five sectors in terms of providing inputs to other sectors.
As can be observed in Tables 1,2,3, and 4, the highest forward linkage effect sectors for 1998 total (direct
and indirect) are; 84th sector intermediary financial institutions and auxiliary activities (5,22), 79 th sector highway
transportation (5,11), 1st sector grain and vegetable plantation (5,07), 38 th sector coke furnace and refined petroleum
product production (3,92), 69th sector electricity production and distribution (3,69), 74 th sector wholesale and
brokering (3,53), 50th sector iron and steel industry (3,27), 75 th sector retail, and the repair of personal and home
equipment (2,96), 26th sector textile thread and weaving (2,67), and 35th sector paper and paper product
manufacturing (2,39).
The sectors with highest forward linkage effects for 2002, as can be seen in Tables 1,2,3, and 4, are;
clothing manufacturing (3,21), electricity, gas, steam and hot water production and distribution (2,97), textile
manufacturing (2,97), food and drink manufacturing (2,95), leather tanning and processing; suitcase, handbag,
saddler, harness and shoe manufacturing ((2,93), research and development services (2,90), wood and cork products
manufacturing (2,88), furniture production (2,84), tobacco products manufacturing (2,79), plastic and rubber
production (2,69), airway transportation (2,68).
When direct forward linkage effects for 1996 are analyzed, highway transportation, grain and other plants
plantation, wholesale and trade brokering coke furnace, refined petroleum products and intermediary financial
institutions are the five sectors with highest sector linkage effects.
The highest forward linkage effects for 1998 includes the first five sectors including the production of grain
and other plants, highway transportation, intermediary financial institutions, wholesale trade and trade brokering,
electricity production and distribution.
The two sub-sectors of the energy sector are among the first five sectors with the highest forward linkage
effects in 1996 and 1998.
In 2002, food and drink production, clothing manufacturing, fur processing and dying, wood and cork
products production, electricity, gas, steam and hot water production and distribution and research and development
services are the first five sectors with highest direct forward linkage effects.
The sectors with the highest forward linkage effects are important for reducing dependency on foreigners
since they can be used as inputs in other sectors. In terms of their use as inputs in 1996 and 1998 highway
transportation, agriculture and electricity production and distribution, petroleum refinery, iron and steel industry,
textile, paper products manufacturing, wholesale trade and trade brokering sectors are remarkable. In 2002, clothing
manufacturing, electricity production and distribution, petroleum, textile, leather tanning and processing, shoe
manufacturing, tobacco, research and development services, wood and cork products manufacturing, plastic and
paper products production, and airway transportation rather than highway transportation came forward.
When we look at the years 1996, 1998, and 2002 together, the sub-sectors of the energy sector such as
petroleum refinery, electricity production and distribution,, cruse oil production, coal and nuclear energy production,
and natural gas production are among the first sectors that provide inputs to other sectors.
The sectors with the highest backward linkage effects are the sectors which have influence for stimulating
the level of production in other sectors. That is, since these sectors demand inputs from other sectors, they stimulate
the economy.
When the backward linkage effects for 1996, 1998, and 2002 are analyzed, the high linkage effects of the
sub-sectors of the manufacturing industry stand out. It is well known that the manufacturing industry is very
important in stimulating the level of production in other sectors in developing countries.
When 1996 backward linkage effects are examined, meat processing and keeping, clothing, leather tanningsuitcase, handbag production, textile threads-weaving sectors are the first five sectors.

691

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
In terms of backward linkage effects for 1998, metal industry, chemical materials production, wholesale
trade and trade brokering, the activities of financial institutions and highway and pipeline transportation are the first
five sectors.
The sectors with the highest backward linkage effects in 1996 are shoe manufacturing, meat processing and
keeping, clothing manufacturing, leather tanning-suitcase, handbag manufacturing, and textile thread and weaving
and finishing. The sectors with the highest backward linkage effects in 1998 are non-alcoholic beverage and spring
water production, timber and hardwood industry, meat processing and keeping, vegetative-bestial oil, animal food
production. As seen, the sectors that are the sub-sectors of the manufacturing industry are the sectors with the highest
backward linkage effects in 1996 and 1998.
The five sectors with the highest backward linkage effects in 2002 (direct and indirect) are chemical
material production, main metal industry, electricity, gas, steam and hot water production and distribution, highway
and pipeline transportation, and wholesale trading and trade brokering.
The sectors with high backward and forward linkage effects are described as the locomotives of an
economy. When the similar studies are reviewed, it was concluded that the manufacturing industry in the 1980s and
1990s is the locomotive (pioneer) sector. The locomotive sectors in 1996 are plastic products production and iron
and steel industries. In 1998, the locomotive sectors are chemical products, synthetic rubber and plastic material
manufacturing, iron and steel industry and metal industry.
The locomotive sectors in 2002 are electricity, gas, steam and hot water production and distribution, textile
products manufacturing, plastic and rubber products manufacturing, coke coal, refined petroleum products and
nuclear fuel production and food and beverage production.
Even though the manufacturing sector was the locomotive sector in the previous years, in 2002, the energy
sector became a locomotive sector and contributed to economic revival.

Conclusion
In the years analyzed, the sub-sectors of the manufacturing industry in 1996 and 1998 are the sectors with
high direct and total backward linkage effects. In 2002, it is seen that the energy sector has both high backward and
forward linkage effects. When the Tables above are analyzed in detail, the sub-sectors of the energy sector score high
in terms of both backward and forward linkage effects. According to Hirschman‘s categorization, the sectors with
high backward and forward linkage effects at the same time are described as the locomotive sectors. Therefore, the
sub-sectors of the energy sector in 2002 fit in this category.
As a result, investment in the energy sector in Turkey should be increased. In this context, studies aiming to
reduce dependency on foreign powers in energy should be done. Especially, the industrial model based on the fossil
fuel increases dependency. Turkey can support the other sectors only if can it use resources such as wind, solar and
hydrologic energy.

References
AKKAYA, ġ., PAZARLIOĞLU, M. V., (2000). Ekonometri I, Berk Masa Üstü Yayıncılık, Ġzmir, 581 s.
AYDOĞUġ, O., (1993). Türkiye Ekonomisinde Maliyet-Fiyat ĠliĢkileri Sektörel Fiyat OluĢumu ve Enflasyon, 3. Ġzmir Ġktisat
Kongresi, Sektörel GeliĢme Stratejileri, Ġzmir, 35-48 ss.
AYDOĞUġ, O., (1999). Girdi-Çıktı Modellerine GiriĢ, Gazi Kitabevi, Ankara, 121 s.
BENNETT, R. F., (2003). 10 Facts About Oil Prices, Joint Economic Committee, Economic Update, 4 p.
TÜĠK, (1985). Türkiye Ekonomisinin Input-Output Yapısı 1985, TĠK Yayınları, Ankara, 87 s.
TÜĠK, (1994). Türkiye Ekonomisinin Input-Output Yapısı 1990, TĠK Yayınları, Ankara, 89 s.
TÜĠK, (2001). Türkiye Ekonomisinin Input-Output Yapısı 1996, TĠK Yayınları, Ankara, 141 s.
TÜĠK, (2004). Türkiye Ekonomisinin Input-Output Yapısı 1998, TĠK Yayınları, Ankara, 127 s.

692

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
LEBLANC, M.; and CHINN, M., (2004). Do High Oil Prices Presage Inflation? The Evidence from G-5 Countries, UC Santa
Cruz Economics Department 2000-05 Working Paper Series, 25 p.
TERZĠ, Ġ., (1998). Türkiye‘de Elektrik Tüketimi ve Ekonomik Büyüme ĠliĢkisi: Sektörel Bir KarĢılaĢtırma, Ġktisat-ĠĢletme ve
Finans Dergisi, Ġstanbul, ss. 62-71.

693

�</text>
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                <text>The Forward and Backward Linkage Effects of the Energy Sector in Turkey</text>
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                <text>MERCAN, Mehmet
ÖZDEMIR, Abdullah</text>
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                <text>Energy sector has a great importance for producers and consumers. Energy sector has  been found as a leading sector as a result at the input-output analysis. This analysis has been done  by using input-output tables which are constructed by goverment Statistical Institude. Turkey is  dependent to other countries as energy. To satisfy the development in Turkish economy is only  available by reducing the depandencies to the other countries by the energy. Also it should be  continued as the leading sector.</text>
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                    <text>Nonlinear Transverse Vibrations of a Slightly Curved Beam Carrying
Multiple Concentrated Masses: Primary Resonance
E. Ozkaya
Department of Mechanical Engineering, Celal Bayar University, Muradiye, 45140 Manisa, Turkey
M. Sarigul
Department of Mechanical Engineering, Celal Bayar University, Muradiye, 45140 Manisa, Turkey
H. Boyaci
Department of Mechanical Engineering, Celal Bayar University, Muradiye, 45140 Manisa, Turkey
hakan.boyaci@bayar.edu.tr

Abstract: In this study, nonlinear vibrations of curved Euler-Bernoulli beams carrying
arbitrarily placed concentrated masses have been investigated. Sag-to-span ratio of the beam,
which was assumed to have sinusoidal curvature function at the beginning, was taken as 1/10.
Equations of motion were obtained by using Hamilton Principle. Cubic nonlinear terms
aroused at the mathematical model because of the elongations occurred during the vibrations
of the simple-simple supported beam. Method of multiple scales, a perturbation technique,
was used for solving the equations of motion about analytically. Natural frequencies were
obtained for different numbers, sizes and locations of the masses as control parameters.
Analytical solutions were found for primary resonance case. Frequency-amplitude and
frequency-response graphs were drawn using different control parameters for these resonance
cases. Stability of the solutions was investigated in detail.
Keywords: curved beam, nonlinear vibrations, concentrated mass.

Introduction
Many engineering problems such as bridges, rails, automotive industries, work pieces and machine elements
can be modeled as curved beams. Before proceeding to our investigation on these beams, some researches made
on the beam vibrations, both linear and nonlinear, must be mentioned. Some of these studies are such that,
Rehfield (1974) derived the equations of motion of a shallow arch with an arbitrary rise function and studied the
free vibrations approximately. Singh and Ali (1975) studied a moderately thick clamped beam with a sinusoidal
rise function by adding the effects of transverse shear and rotary inertia. Nayfeh et al. (1979) developed a new
method, which is a combination of perturbation method and numerical method, to be used in the analysis of
forced vibrations. Using two beam elements one has three degree-of-freedom and other four, Krishnan and
Suresh (1998) studied static and free vibration of curved beams. Taking account into the effect of shear
deformation and rotary inertia, they determined frequencies of these beams. For a general state of non-uniform
initial stress, Chen and Shen (1998) derived the virtual work expressions of initially stressed curved beams. They
investigated the influence of arc segment angles, elastic foundation, and initial stresses on natural frequencies.
Oz et al.(1998) examined a simply supported slightly curved beam resting on an elastic foundation with cubic
non-linearities. Considering free-undamped and forced-damped vibrations, he analyzed the effects of the elastic
foundation, axial stretching and curvature on the vibrations of the beams. Tarnopolskaya, De Hoog and Fletcher
(1999) examined the vibrational behavior of beams with arbitrarily varying curvature and cross-section in the
lower region of the spectrum. For a particular type of beam curvature and cross-section, they examined whether
or not the mode transition takes place. Lacarbonara et al. (2002) developed open-loop nonlinear control strategy,
and applied it to a hinged-hinged shallow arch. They assumed the beam subjected to a longitudinal enddisplacement with frequency twice the frequency of the second mode (principal parametric resonance). Tien et
al. (1994) studied the dynamics of a shallow arch subjected to harmonic excitation. In the presence of both
external and 1:1 internal resonance, he examined the bifurcation behavior of the shallow arch system.
Lacarbonara, Yabuno and Okhuma (2003) investigated experimentally the principal parametric resonance of the
second mode of a simply supported first-mode buckled beam. By considering axial loads slightly above the first
buckling load, they examined the frequency-response curves for different excitation amplitudes and the spacetime characteristics of the nonlinear resonant motions. Nayfeh et al. (1999) studied to construct the nonlinear

738

�normal modes of a fixed-fixed buckled beam about its first post-buckling mode. Abe (2006) studied the validity
of nonlinear vibration analysis of continuous systems with quadratic and cubic nonlinearities. Lee, Poon and Ng
(2006) studied to derive the equations of motion for a clamped–clamped curved beam subjected to transverse
sinusoidal loads. Taking into account the effects of beam mid-plane stretching and damping Nayfeh and
Pakdemirli (1994) investigated the nonlinear vibrations of a beam-mass-spring system. In their analysis
frequency-response and force-response curves shows that the nonlinearity arouses due to stretching and location
of nonlinear spring supporting the mass. Posiadala (1997) presented the solution of the free vibration problem of
a Timoshenko beam with additional attached elements. By using the Lagrange multiplier formalism, he showed
the influence of the various parameters on the frequencies of the combined system. Ozkaya et al. (1997) studied
nonlinear vibrations of a beam-mass system under different boundary conditions. For different boundary
conditions, locations and magnitude of the masses, he examined the effects of mid-plane stretching on the beam
vibrations. Assuming simply supported end conditions, Ozkaya (2001) studied an Euler–Bernoulli beam carrying
concentrated masses. He investigated the effects of mid-plane stretching on free-undamped and forced-damped
vibrations of the beam in detail. Under assumption of simply supported end conditions Ozkaya (2002) studied
nonlinear vibrations of an Euler–Bernoulli beam carrying concentrated masses. He investigated free-undamped
and forced-damped vibrations of this beam–mass system for different locations, magnitudes and number of the
masses. Adessi et al. (2005) studied the regime of high pre-stressed beams. Considering a lumped mass that is
rigidly clamped to the beam at an arbitrary point along its span and assuming different boundary
conditions(simply supported and hinged-hinged), they examined post-buckling configurations of the beam. The
effect of the point concentrated mass on the large amplitude free vibrations of beam under symmetric
configuration was investigated. Zhou and Ji (2006) studied free vibration characteristics of a non-uniform beam
with arbitrarily distributed spring-mass. For the special cases of the proposed solution, they investigated the
coupled vibrations of a beam and distributed spring-mass in detail. Hassanpour et al. (2007) investigated the
vibrations of a beam with a concentrated mass within its interval length subjected to a quasi-static axial force. By
choosing the location of the concentrated mass arbitrarily, they studied the transient and steady state behavior of
the resonator in the time domain. Maiza et al. (2007) studied to describe the determination of the natural
frequencies of a Bernoulli–Euler beam with general boundary conditions at the ends and carrying a finite number
of masses at arbitrary positions, by considering their rotatory inertia. To present a general solution of the
problem, they used translational and rotational springs at both ends as well as elastic restraints. Sochacki (2008)
considered a simply supported beam loaded by both a longitudinal force and a concentrated mass in a chosen
position along the beam length. He investigated the influence of additional mass and elasticity as well as an
undamped harmonic oscillator on the position of the solutions on the stability chart. By considering, a
continuous beam attached spring–mass systems and using directly differential equation of motion, Lin and Tsai
(2007) obtained the natural frequencies and associated mode shapes of the vibrating system. They used FEA and
thus made no other assumptions. Yesilce and Demirdag (2008) studied the multi-span uniform Timoshenko
beam carrying multiple spring-mass systems with/without axial force effect. They described the determination of
the natural frequencies and mode shapes of vibration as well as the effect of axial force. Finally, nonlinear
transverse vibrations of a slightly curved Euler Bernoulli beam carrying a concentrated mass has been studied by
E. Ozkaya et al. (2009)
In this study, nonlinear vibrations of curved beams carrying multiple concentrated masses were investigated.
For the beam which is of Euler-Bernoulli type, it was assumed firstly that the beam had the form of sinusoidal
rising function and was constricted from both ends by the immovable simply supports. The method of multiple
scales (MMS), a perturbation method, was used in order to seek analytical solutions for the derived mathematical
model. The primary resonance was investigated. Natural frequencies were calculated according to different
control parameters such as number, magnitude and position of the masses. Amplitude and phase modulation
equations were derived. Effects of the addition of nonlinear terms to the natural frequency were searched via
frequency-amplitude and frequency-response graphs. Experiencing different control parameters, responses to the
excitations were investigated. Having obtained solutions, the stable and unstable regions of the system were
determined by using the stability analysis.

739

�Yˆ0 , wˆ

x̂2
x̂1

M2

M1
L

10

xˆ , uˆ

L
Figure 1. The curved beam carrying multiple concentrated masses.

Equations of motion
In Fig. 1, for the beam constricted at both ends with immovable supports, ŵm and ûm denote transversal and
longitudinal displacements, respectively. Assuming that ratio of the maximum amplitude of the beam to its
projected length L is equal 1/10, let us keep in mind the curvature function of the beam to be in the form of
sinusoidal variation as given below:
L
 xˆ 
Y0 (xˆ ) = . sin  π . 
(1)
10
 L
Let us assume that n number of concentrated masses is attached on the beam. The following equation and
boundary conditions providing this equation can be written:
 n xˆ r +1

2
1
E.A. 
ˆ′
′
′
″
′
′
″
 ″
&amp;
&amp;
ρ.A.wˆ m +1 + E.I.wˆ m +1 =
m = 0, 1... n.
(4.a)
Y0 .wˆ r +1 + wˆ r +1 .dxˆ . Yˆ0 + wˆ m +1  ,

2
L r =0




xˆ r


′
′
&amp;ˆ&amp;
= wˆ p +1
= wˆ p +1′
= wˆ p +1″
wˆ p
= M p .w
, wˆ p′
, wˆ p ″
, E.I . wˆ p ″ − wˆ p +1″ 
p
xˆ = xˆ p
xˆ = xˆ p
xˆ = xˆ p

 xˆ = xˆ p
xˆ = xˆ p
xˆ = xˆ p
xˆ = xˆ p
xˆ = xˆ p

∑∫

wˆ 1 xˆ = xˆ = wˆ 1″
0

xˆ = xˆ 0

= wˆ n +1 xˆ = xˆ

n +1

= wˆ n +1″

xˆ = xˆ n +1

=0,

(4.b)

p = 1, 2... n.

where M is the concentrated mass attached on the beam, x̂ is the distance from the immovable end at left-hand
side, E is the Young’s modulus, ρ is the density, A is the cross sectional area of the beam, I is the moment of
inertia of the beam cross-section with respect to the neutral axis. (˙ ) and (' ) denote differentiations with respect
to the time t and spatial variable x, respectively.
Eq. (4.a) is the equation of motion for the system and consists of n+1 equations. Equations of the motion
and the boundary conditions are dependent on the size of the system and the material used. These equations can
be made independent from the dimensional parameters by making the following definitions:
w = wˆ r , Y = Yˆ r , x = xˆ L , η = xˆ L , t = E.I ρ.A.L2 .tˆ, α = M ( ρ.A.L ) , I = r 2.A (5)
p

0

p

0

p

p

p

p

where r is the radius of gyration of the beam cross section, α is the ratio between the concentrated mass and the
mass of the beam, η is the dimensionless displacement variable.
Adding dimensionless damping and forcing terms after non-dimensionalization, Eq. (4) can be rewritten
as follows:
 n η r +1

2
1
 ′
ıv
&amp;&amp;m +1 + wm +1 + 2.µ .w&amp; m +1 = 
w
Y0 .wr +1′ + wr +1′ .dx . Y0 ″ + wm +1″  + F m +1. cos Ω.t ,
(6.a)


2

 

=
0
r
η
r



∑∫

wp

x = ηp

= w p +1

w1 x = η = w1″
0

x = ηp

x = η0

, w p′

x = ηp

= wn +1 x = η

n +1

= w p +1′
= wn +1″

x = ηp

, w p″

x = ηn +1

x = ηp

= w p +1″

x = ηp

′
′
&amp;&amp; p
,  w p ″ − w p +1″ 
= α p .w

 x = ηp

= 0 . η 0 = 0 , η n +1 = 1 .

740

x = ηp

,
(6.b)

�where µ is the dimensionless damping coefficient, F and Ω are the amplitude and frequency of the dimensionless
external forcing term, respectively. In a similar way, the curvature function of the beam can be written in the
following non-dimensional form:
(7)
Y0 (x) = sin(π . x)

Perturbation Analysis
In this section, approximate solutions to the system will be searched. Method of multiple scales (MMS), a
perturbation technique, will be applied to the partial differential equations and corresponding boundary
conditions directly. Eq. (6) is assumed to have a solution as a series expansion of the form below:
3

wm +1(x,t;ε ) =

∑ ε .w
j

( m +1) j (x,T0 ,T1 ,T2 ) + ...

(8)

j =1

where ε is a small bookkeeping parameter artificially inserted into the equations. Taking this parameter as 1 at
the end, we obtain a weakly nonlinear system. In this expansion, T0=.t is the fast time scale, and T1=ε.t and
T2=ε2.t are the slow time scales in MMS. Derivatives with respect to time are written as:

d 2 dt 2 = D0 2 + 2.ε.D0 .D1 + ε 2 .( D1 2 + 2.D0 .D2 ) + ... Dn≡∂/∂Tn,

d dt = D0 + ε.D1 + ε 2 .D2 + ...,

(9)
First order (ε1) of the expansion in Eq. (9) corresponds to the linear problem of the system. Other orders
constitutes nonlinear problem of the system. In order to counter the effects of the nonlinear terms, the forcing
and damping terms are ordered as follows:
r
µ = ε 2 .µ,
F p +1 = ε 3 .F p +1
(10-11)
Let us assume that the curvature function is of order 1 (ε0). In this case, substituting Eqs. (8-11) into Eq. (6) and
separating each order of ε, one obtains the following equations:
order ε (j=1):

 n η r +1


2
ıv
D0 .w( m + 1)1 + w( m + 1)1 = 
Y0′.w( r + 1)1′dx .Y0 ″
(12.a)

r =0 η
r


′
″
=w
=w
=w
w
, w ′
, w ″

∑∫

p1 x =η
p

( p + 1)1 x =η
p

p1

x =η p

( p + 1)1

p1

x =η p

x =η p

( p + 1)1

x =η p

2
″′
 w ″′ − w

, w11 x =η = w11″
= w( n + 1)1
= w( n + 1)1″
=0,
( p +1)1 = α p .D0 .w p1 
x =η n +1
0
 p1
 x=η p
x =η 0
x =η n+1

(12.b)

order ε2 (j=2):
2

D0 .w( m + 1) 2 + w( m + 1) 2

ıv

 n η r +1
 n η r +1


2 

 ″ 1 
′
′
′
= −2.D0 .D1.w( m + 1)1 + 
Y0 .w( r + 1) 2 dx .Y0 + .
w( r + 1)1 dx .Y0 ″
2 r =0
 r =0 η


ηr
r





∑∫

∑∫

,

 n η r +1



+
Y0′.w( r + 1)1′dx .w( m + 1)1″
r =0 η

r


′
=w
w ′
,
w ″

(

)

(13.a)

∑∫

w p2

x =η p

= w( p + 1) 2

x =η p

p2

x =η p

( p + 1) 2

p2

x =η p

x =η p

= w( p + 1) 2 ″

x =η p

2
″′
 w ″′ − w

,w
= w12″
= w(n +1)2
= w(n +1)2″
= 0 (13.b)
p2
( p + 1)2 = α p . D0 .wp 2 + 2.D0.D1.w p1 
x =η n+1

 x =η p 12 x =η0
x =η0
x =η n+1

order ε3 (j=3):

741

�2

ıv

2

D0 .w( m+1) 3 + w( m+1) 3 = −2.µ.D0 .w( m+1)1 − 2.D0 .D1.w( m+1) 2 − (D1 + 2.D0 .D2 ).w( m+1)1 + Fm+1.cosΩt

 n ηr +1

 n ηr +1

 n ηr +1

′
′  ″ 
′
′  ″ 
′
′ 
″
+ ∑ ∫ Y0 .w( r +1) 3 dx .Y0 + ∑ ∫ w( r +1)1 .w( r +1) 2 dx .Y0 + ∑ ∫ Y0 .w( r +1) 2 dx .w( m+1)1
 r =0 ηr

 r =0 ηr

 r =0 ηr



1 
+ .
2 r =0
n

ηr +1

′2

∑∫
η



w p3

x =η p

w( r +1)1

r

= w( p + 1)3

(14.a)


 n ηr +1

″
″ 
′
′ 
.dx .w( m+1)1 + ∑ ∫ Y0 .w( r +1)1 dx .w( m+1) 2

 r =0 ηr


x =η p

, w p3′

x =η p

= w( p + 1)3′

x =η p

w p3″

,

(

x =η p

= w( p + 1)3″

(

x =η p

) )

2
2
″′ 
 w ″′ − w
= α p . D0 .w p3 + 2.D0 .D1 .w p 2 + D1 + 2.D0 .D2 .w p1 .
,
( p + 1) j 
x =η p
 pj
 x =η p

w13

x =η 0

= w13″

x =η 0

= w( n + 1)3

x =η n +1

= w( n + 1)3″

x =η n +1

=0,

(14.b)

Primary Resonance Case
Primary resonance occurs in case that the forcing frequency is close to one of the natural frequencies of the
system. Thus, a sudden arise in the vibration amplitude happens. In order to solve linear problem in Eq. (12), we
assume the solutions at order ε as of the following form:

[

]

w( m + 1)1 (x,T0 ,T1 ,T2 ) = A(T1 ,T2 ).ei.ω .T0 + cc .Ym + 1 ( x )

(15)

where cc is the complex conjugate of the preceding terms, and ω is the natural frequency, Ym+1 are the functions
describing the mode shapes. Inserting Eq. (15) into Eq. (12), following differential equations and boundary
conditions can be obtained:
 n η r +1

ıv


2
Ym +1 − ω .Ym +1 = 
Y0′.Yr +1′dx.Y0″
(16.a)
r =0 η

r



∑∫

Yp

x =η p

= Y p +1

,

Y p′

x =η0

= Y1″

x =η p

Y1

x =η p

x =η 0

= Y p +1′

= Yn +1

x =η p

Yp″

,

x =η p

= Yn +1″

x =η n +1

= Y p +1″

x =η n +1

x =η p

 Y ″′ − Y ″′ + α .ω 2 .Y 
=0,
p +1
p
p
 p
 x=η p

,

=0

(16.b)
In order to obtain the solutions at order ε2 of the perturbation series, it is required that a solvability
condition such as D1A (T1, T2) = 0 must be satisfied. Thus, the amplitude A=A (T2) does not depend on T1. For
obtaining the solution resulting from non-secular terms, Eq. (15) must be inserted into Eq. (13). In this case,
equations at order ε2 accept solutions of the form as below:

[

]

w( m +1) 2(x ,T2) = A2 .e 2.i.ω .T0 + cc .φ(m + 1)1(x) + 2.A.A .φ( m + 1) 2(x)

(17)

Inserting Eq. (17) into Eq. (13), differential equations and boundary conditions can be written as follows:
 n η r +1

 n η r +1

 n η r +1

2 

 ″ 1


′
′
′
″
ıv
2
φ( m +1)1 − 4.ω .φ( m +1)1 = 
Y0 .φ( r + 1)1 dx .Y0 + .
Yr + 1 dx .Y0 + 
Y0′.Yr + 1′dx .Ym + 1″ (18.a)
2
 r =0 η

r =0 η

r =0 η

r
r
r






′
′
″
″
=φ
=φ
=φ
φ
, φ
, φ
,

∑∫

p1 x =η
p

( p + 1)1 x =η
p

(φ

″′
p1

p1

x =η p

∑∫

( p + 1)1

p1

x =η p

− φ( p + 1)1″′ + 4.α p .ω 2 .φ p1

)

x =η p

= 0,

x =η p

( p + 1)1

∑∫

x =η p

φ11 x =η = φ11″
0

x =η 0

= φ( n + 1)1

x =η n +1

= φ( n + 1)1″

x =η n+1

= 0,

(18.b)

φ( m +1) 2ıv

 n η r +1
 n η r +1

 n η r +1


2 
1 




Y0′.φ( r +1) 2′dx .Y0 ″ + .
Yr + 1′ dx .Y0 ″ + 
Y0′.Yr + 1′dx .Ym + 1″
=
2
 r =0 η
 r =0 η

 r =0 η


r
r
r







∑∫

∑∫

∑∫

742

(19.a)

�φ p2

= φ( p + 1) 2

x =η p

x =η p

, φ p 2′

x =η p

= φ( p + 1) 2′

 ″′
″′ 
= 0,
 φ p 2 − φ( p + 1) 2 

 x =η p

φ12

x =η p

x =η 0

, φ p 2″

= φ12

= φ( p + 1) 2″

x =η p

″

= φ( n +1) 2

x =η0

x =η p

x =η n+1

,

= φ( n +1) 2

″

=0

(19.b)

x =η n+1

At order ε3 of the perturbation series, having substituted Eqs. (15-17) into Eq. (14), the resulting
equation will accept the solution of the following form:

w( m+1)3(x,T0 ,T2 ) = ϕ m+1(x,T2 ).e i.ω .T0 + Wm+1(x,T2 ) + cc

(20)

where Wm+1(x,T2) corresponds to the solution for the non-secular terms, and cc to the complex conjugate of the
preceding terms.
Excitation frequency is taken close to any natural frequency of the system as below:
Ω = ω + ε2.σ
(21)
where σ is the detuning parameter denoting closeness of the forcing frequency to the natural frequency. Under
this assumption, inserting Eq. (20) into Eq. (14) and eliminating the secular terms, the following differential
equations and boundary conditions can be obtained:
ϕ m +1

ıv

  n ηr +1
 n ηr +1


2
1

 ″

i .σ .T2
3 
′
′
&amp;
− ω .ϕ m +1 − 
+  .
Y0 .ϕ r +1 dx .Y0 = −2.i.ω. A + µ. A .Ym+1 + Fm+1.e
Yr +1′ .dx .Ym+1″
2
2
 r =0 η


  r =0 ηr
r




(

∑∫

2

)

∑∫

 n ηr +1

 n ηr +1

 n ηr +1


 ″

 ″ 

′
′
′
′
+
Yr +1 .φ( r +1)1 dx .Y0 + 2.
Yr +1 .φ( r +1) 2 dx .Y0 + 
Y0 ′.φ( r +1)1′ dx .Ym+1″
 r =0 η

 r =0 η

 r =0 η

r
r
r







∑∫

∑∫

(22.a)

∑∫


 n ηr +1

 n ηr +1

 n ηr +1







 2
′
′
″
′
′
″
′
′
″
+ 2.
Y0 .φ( r +1) 2 dx .Ym +1 + 
Y0 .Yr +1 dx .φ( m+1)1 + 2.
Y0 .Yr +1 dx .φ( m+1) 2 . A .A
 r =0 η

 r =0 η

 r =0 η


r
r
r







∑∫

ϕp

∑∫

= ϕ p +1

x =η p

x =η p

,

ϕ p′

x =η p

= ϕ p + 1′

∑∫

x =η p

, ϕ p″

= ϕ p + 1″

x =η p

ϕ ″′ − ϕ ″′ + α .ω 2 .ϕ 
= 2.i.α p .ω.Y p
p +1
p
p
 p
 x =η p

x=η p

, ϕ1

x =η p

x =η0

= ϕ1″

x =η0

= ϕ n +1

x=ηn +1

= ϕ n+1″

x =ηn+1

=0

(22.b)
The solvability condition for Eq. (22) can be written as follows:

[

]

2

2.i.ω. k . A&amp; + µ. A + A .A.Γ =

1
i.σ .T2
. f .e
2

(23)

where normalization process and coefficients f, k, Γ are as below:
n

ηr +1

∑ ∫Y
η

r +1

r =0

n

Γ=

η r +1

∑∫
η
r =0
n

+

.dx = 1 ,

n

f =∑

n

η r +1

0

∫
η

r

η r +1

∑∫
η
r =0

r

ηr +1

r =0

r

Yr + 1′.φ( r + 1)1′ + 2.Yr + 1′.φ( r + 1) 2′ dx.Y0 ″ +

∑ ∫ Y ′.Y
η
r =0

2

r

Fr +1 .Yr +1 .dx ,

n

k = 1 + ∑ α r .Yr
r =1

2

x =η r

(2426)

2
3
.Yr +1′ + Y0′.φ( r +1)1′ + 2.Y0′.φ(r +1) 2′ dx.Ym + 1″
2

(27)

′dx.φ( m + 1)1″ + 2.φ( m + 1) 2″ 



r +1

r

Let the complex amplitudes A be written as follows:
1
1
A(T2 )= .a.e i.θ ,
A (T2 )= .a.e − i.θ ,
θ =θ(T2 )
(28-29)
2
2
where a is the real amplitude and θ is the phase. Inserting these definitions into Eq. (23), and separating real and
imaginary parts, one obtains the following phase-modulation equations:

743

�µ
1 f
.a + a&amp; =
. .sinγ,
2
.ω k
k

1 f
3
− a.θ&amp; + λ .a =
. . cos γ
2.ω k

(30-

31)
where phase γ and λ, indicating the effects of the nonlinear terms to the natural frequency, can be obtained as
below:


 n η r +1
λ=−
.∑ ∫ Yr + 1 .Γr + 1 .dx , γ = σ.T2 − θ ,
8.ω.k  r = 0 η

r

1

(32-33)

Using Eq. (16), natural frequencies of the curved beam-mass system can be calculated. The first five
natural frequencies were given in Tabs. 1 and 2 for different magnitudes and locations of the masses. From these
tables, one can see that increasing the magnitudes of the concentrated masses result increase in the natural
frequencies. If the number and magnitudes of the masses attached near to the middle of the beam increase, the
natural frequencies will increase more.
Free undamped vibration behavior of the system can be examined from the nonlinear frequency-amplitude
curves. In order to investigate the steady-state solutions, a&amp; is assumed to be zero and f=µ=σ=0 is taken. Thus,
the nonlinear frequency equation defined as below in Eq. (34) can be written as in Eq. (35) under constant
amplitude assumption as a=a0;
2
ω = ω + θ&amp; , ω = ω + λ.a
(34-35)
nl

nl

0

From above equations, relation between the nonlinear frequency and
parabolic type.
η1
η2
α1
α2
ω1
ω2
ω3
1
1
7.415
27.830
55.415
0.1 0.3
1
10
3.016
26.559
51.089
10
1
5.360
19.114
38.637
1
1
6.741
28.184
54.793
0.1 0.5
1
10
2.601
27.381
51.553
10
1
5.230
14.057
51.300
1
1
7.535
22.674
60.319
0.1 0.7
1
10
3.027
20.376
58.944
10
1
5.630
12.584
51.182
1
1
5.779
25.166
60.945
0.3 0.5
1
10
2.538
22.040
54.787
10
1
2.881
18.174
59.622
0.3

0.7

1
1
10

1
10
10

6.343
2.952
2.311

18.180
13.950
6.373

83.793
82.956
82.038

the vibration amplitude is noticed to be of

ω4
99.112
94.530
96.707
116.644
114.269
108.899
125.032
124.297
121.441
141.294
140.869
137.002

ω5
196.791
194.769
195.720
186.171
182.097
184.774
174.866
168.195
171.654
183.112
179.432
180.906

λ(ω1)
-0.6176
-0.2423
-0.4506
-0.5635
-0.2185
-0.4731
-0.6333
-0.2449
-0.6025
-0.4812
-0.2129
-0.2347

137.955
135.816
134.247

172.914
167.630
161.940

-0.5298
-0.2431
-0.1933

Table 1: The first five natural frequencies and the effects of the nonlinearity (λ) for the first mode of the curved
beam with two concentrated masses.
η1

η2

η3

0.1

0.3

0.5

0.3

0.5

0.7

α1
1
1
1
10
1
10
1
1
1
10
10
10

α2
1
1
10
10
10
1
1
10
1
10
1
10

α3
1
10
1
1
10
1
1
1
10
1
10
10

ω1
5.645
2.528
2.862
2.700
2.039
4.647
5.097
2.470
2.804
2.013
2.233
1.759

ω2
22.643
19.436
17.845
14.023
9.683
14.049
18.180
18.180
12.675
9.243
6.373
6.373

744

ω3
52.994
51.143
50.760
24.003
50.284
38.150
45.474
32.340
41.748
27.458
36.714
16.030

ω4
71.324
66.114
63.359
60.998
56.843
65.455
137.955
137.955
135.549
135.455
134.247
134.247

ω5
178.259
175.608
177.419
177.176
174.928
177.937
151.362
148.660
147.998
145.672
143.636
141.485

λ(ω1)
-0.4696
-0.2120
-0.2330
-0.2186
-0.1694
-0.4008
-0.4250
-0.2071
-0.2320
-0.1675
-0.1866
-0.1467

�0.1

0.4

1
1
1
10
10
10

0.8

1
10
1
1
10
1

1
1
10
1
1
10

6.279
2.656
3.612
5.004
2.540
3.426

18.917
17.272
11.968
13.185
12.278
8.059

40.669
37.368
39.452
25.970
19.465
21.966

101.989
99.382
98.765
99.472
97.452
96.126

193.321
189.805
193.034
186.149
181.964
185.802

-0.5244
-0.2211
-0.3070
-0.4521
-0.2103
-0.3067

Table 2: The first five natural frequencies and the effects of the nonlinearity (λ) for the first mode of the curved
beam with three concentrated masses.
For the first mode of the vibration, λ values indicating the effects of the nonlinear terms to the natural
frequency were given in Table 1 and 2. As seen from Eq. (35), for λ values with negative sign nonlinear terms
have decreasing effect on the natural frequencies for the first mode. This decreasing effect reduces with
increasing both magnitudes and number of the masses.
In Figs. (2-3), nonlinear frequency-amplitude curves have been plotted for different number of the masses,
mass ratios, and mass locations from the left support. These curves were drawn for the case of two concentrated
masses in Fig. 2. In Fig. 2.a, these masses have the same magnitude. Holding the place of one of these masses
constant (η1=0.1), characteristics of the frequency-response curve were investigated by changing the location of
the other mass. These masses have different magnitudes in Fig. 2.b. Changing the location of the big mass
(α=10), its effect on the nonlinear frequency was searched. Nonlinear frequency-amplitude curves in Fig. 3 were
drawn for the case of three concentrated masses. Having equal masses in magnitude, different mass locations
were used for each curve in Fig. 3.a. Thus, the effects of both symmetric and asymmetric cases on the nonlinear
frequency-amplitude curves were investigated. In Fig. 3.b, masses in different magnitudes were used and placed
on the beam constituting the symmetric and asymmetric cases. As seen from these curves, increasing the number
and magnitudes of the concentrated masses decrease both linear and nonlinear frequencies of the system.
1

1

0.8

0.8

0.6

0.6

a

a
0.4

0.4

0.2

0.2

0
5

5.5

6

6.5

7

0
2

7.5

3

4

5

6

ωnl

ωnl
α1=1, α2=1, η1=0.1, η2=0.3,
b)
α1=1, α2=1, η1=0.3, η2=0.5,
α1=1, α2=1, η1=0.3, η2=0.7
Figure 2: Nonlinear frequency-amplitude curves for the first
concentrated masses.

a)

1

1

0.8

0.8

α1=10, α2=1, η1=0.1, η2=0.3
α1=1, α2=10, η1=0.3, η2=0.5
α1=1, α2=10, η1=0.3, η2=0.7
mode of the curved beam with two

0.6

0.6

a

a
0.4

0.4

0.2

0.2

0
4.5

5

5.5

ωnl

0
2

6

745

2.2

2.4

2.6

ωnl

2.8

3

�α1=1, α2=1, α3=1, η1=0.1, η2=0.3, η3=0.5
b)
α1=1, α2=10, α3=1, η1=0.1, η2=0.3, η3=0.5
α1=1, α2=10, α3=1, η1=0.3, η2=0.5, η3=0.7
α1=1, α2=1, α3=1, η1=0.3, η2=0.5, η3=0.7
Figure 3: Nonlinear frequency-amplitude curves for the first mode of the curved beam with three
concentrated masses.

a)

For the case of system being damped and externally forced, let us investigate the nonlinear vibration
behavior of the system. At steady-state region, a&amp; and γ&amp; were taken as zero denoting no change in amplitude and
phase with time. Eliminating γ in Eqs. (30-31), one can obtain the relation between the detuning parameter (σ)
and the amplitude as below:
2

2

  µ
f
 −  
(36)
2
ω
.
.a
.
g
 g
 0
Forced and damped vibrations of the system can be investigated by plotting the frequency-amplitude curves
from Eq. (36). These curves were drawn for f=1(forcing) and µ=0.2(damping) in Figs. (4-5). Case of two
concentrated masses was considered in Fig. 4. In Fig. 4.a, taking the masses equal in magnitude, effects of the
mass locations on the frequency-response curves were investigated. In Fig. 4.b, considering different magnitudes
of the masses, effects of the big one and its location on the curves were treated. Case of three concentrated
masses was considered in Figs. 5. Making up symmetric and asymmetric cases according to different mass
locations, their effects on the frequency-response curves were investigated. From these figures, increasing the
magnitudes and number of masses the maximum amplitudes of the vibration increase and the system exhibits
more softening behavior.


σ = λ.a0 2 ± 

0.5

1

0.4

0.8

0.3

0.6

a

a
0.2

0.4

0.1

0.2

0
-0.5

-0.25

0

0.25

0
-0.5

0.5

-0.25

0

0.25

0.5

σ

σ

α1=1, α2=1, η1=0.1, η2=0.3
b)
α1=10, α2=1, η1=0.1, η2=0.3
α1=1, α2=10, η1=0.3, η2=0.5
α1=1, α2=1, η1=0.3, η2=0.5
α1=1, α2=10, η1=0.3, η2=0.7
α1=1, α2=1, η1=0.3, η2=0.7
Figure 4: Forcing frequency-response curves for the first mode of the curved beam with two concentrated
masses.

a)

0.5

1

0.4

0.8

0.3

0.6

a

a
0.2

0.4

0.1

0.2

0
-0.5

-0.25

0

0.25

σ

0.5

746

0
-0.5

-0.25

0

0.25

σ

0.5

�α1=1, α2=1, α3=1, η1=0.1, η2=0.3, η3=0.5
b)
α1=1, α2=10, α3=1, η1=0.1, η2=0.3, η3=0.5
α1=1, α2=10, α3=1, η1=0.3, η2=0.5, η3=0.7
α1=1, α2=1, α3=1, η1=0.3, η2=0.5, η3=0.7
Figure 5: Forcing frequency-response curves for the first mode of the curved beam with three concentrated
masses.

a)

Results
In this study, nonlinear vibrations of a curved beam carrying multiple concentrated masses were investigated.
Beam was assumed Euler-Bernoulli type and sinusoidal function was used for the curvature of the beam.
Primary resonance case was investigated. Approximate solutions were obtained by means of the method of
multiple scales, a perturbation technique. In perturbation series, the first order corresponds to the linear problem
of the system. Including effects of the nonlinear terms to the linear solution at other orders, the nonlinear system
was solved. For the steady-state case, free-undamped and forced-damped vibrations were investigated. Effects of
the magnitudes, locations and number of concentrated masses on nonlinear vibrations were analyzed in detail.
In the primary resonance case, nonlinear effects result in softening behavior of the curved beam-mass
system. Such a behavior enables nonlinear frequencies to decrease with amplitude in free-undamped vibrations,
and those frequency-response curves to bend to the left in the forced-damped vibrations. Softening behavior was
observed to increase with increasing mass ratios and mass numbers. In this case, the nonlinear frequencies
decrease, the region of jump phenomena expands, and the maximum amplitudes increase. Same behavior was
seen in the case of masses being placed to the middle point of the beam instead of ends of the beam.

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748

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                <text>In this study, nonlinear vibrations of curved Euler-Bernoulli beams carrying  arbitrarily placed concentrated masses have been investigated. Sag-to-span ratio of the beam,  which was assumed to have sinusoidal curvature function at the beginning, was taken as 1/10.  Equations of motion were obtained by using Hamilton Principle. Cubic nonlinear terms  aroused at the mathematical model because of the elongations occurred during the vibrations  of the simple-simple supported beam. Method of multiple scales, a perturbation technique,  was used for solving the equations of motion about analytically. Natural frequencies were  obtained for different numbers, sizes and locations of the masses as control parameters.  Analytical solutions were found for primary resonance case. Frequency-amplitude and  frequency-response graphs were drawn using different control parameters for these resonance  cases. Stability of the solutions was investigated in detail.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Does (De)regulation Matter in Financial Crises?
Examining the Obama Administration's New Bank Plan
Talat ULUSSEVER
Dr.,Department of Finance and Economics
King Fahd University of Petroleum and Minerals
Dhahran, Saudi Arabia
talat@kfupm.edu.sa
Recai AKYEL
Dr., Office of the President
The Turkish Court of Accounts
Ankara, Turkey
recaiakyel@hotmail.com
Yusuf TEKĠN
Dr., Faculty of Security Sciences
The Police Academy
Ankara, Turkey
ytekin@pa.edu.tr

Abstract: The fact that financial crises have happened with regular intervals and probably
will happen in the future in much the same way has attracted great attention on the
dynamics of crises from scholars as well as policy makers, and causes and remedies have
been intensively discussed in the literature. Some have argued that deregulation of
financial markets have significantly contributed to the recent crises, and thus they very
much favor for sound regulation on financial markets, especially on big investment banks.
Conversely, the other view strongly disfavors the aforementioned vision, and supports the
liberal idea that the state should not intervene the market with any tool including the
regulation. The objective of this study is to analyze the dynamics of the recent crises,
investigate their causes, and discuss whether the states can be held responsible against
them in the sense of (de)regulating the markets and ensuring the stability of the system.
As a case study, the Obama administration's new bank plan is examined to shed lights on
the current discussion.
Key words: Financial crisis, (de)regulation, Obama's new bank plan

Introduction
The recent financial crisis has been widely acknowledged as the most serious one since the Great
Depression and thus world financial system, and particularly the world banking system, has been affected as bad as
any since the stock market crashes of 1929. Accordingly, banking systems in many countries have suffered from an
impaired ability to play their vital role in credit extension to the real economy. Despite the fact that the world
political and financial systems, particularly US system, have been tilted in favor of business deregulation and against
new rules, the recent global financial crisis that has negatively affected almost whole society has somehow changed
the thoughts. Now, governments all over the world, especially the US government, have been forced to intervene in
the highflying financial industry to avert an economy-wide crash, which will typically result in an expansion of the
government's role in financial markets. Obviously, if not directly entering the market, the government's role in
financial markets means more regulations. In other words, the new popular motto is regulation in deregulation out.
Needless to say that new regulations should not ignore important concepts like efficiency and effectiveness.

101

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

It is a well-known fact that financial markets, especially banks, are subject to more developed regulatory
mechanisms than other sectors of the economy in order to safeguard the public's savings, bring stability to the
financial system, and prevent abuse of financial service customers. In fact, banks lie at the heart of the world's
financial system and have indispensable functions in business life. In addition, banks play crucial role in the
economic life of the nations. The economic performance of the nations, thus, is strongly related to the soundness of
their banking systems. Although banks create no new wealth, their borrowing, lending, and related activities
facilitate the process of production, distribution, exchange and consumption of wealth. Consequently, banks are
considered as one of the building blocks of the nations' economic development.
No need to mention that the size, variety and characteristics of financial transactions may produce awfully
harmful effects on the entire economic system, which justify the more developed regulatory and supervisory regime
of the banks and financial institutions, with the explicit objective of ensuring the soundness and stability of the
system. There are countless examples of how weak or incomplete regulatory mechanism of banks and financial
institutions has created dramatic financial, economic, and social problems. However, regulation is still an unpleasant
word on many people's eye, especially on managers and stockholders, who often see the rules imposed upon them by
the governments as costly, burdensome, and unreasonably damaging to innovation and efficiency. This state of mind
with help of some popular concepts of economics and finance, like freedom, efficiency, international competition
and economies of scale, gained momentum in 1980's, and the rules of the game in financial arena rather changed in
1990's; more and more financial service regulations were set aside or weakened, and free market place, not
government dictation, was relied upon to shape and restrain what financial firms could do. A well-known example is
the 1999 Gramm-Leach-Bliley Act, also known as Financial Services Modernization Act. This act removed the
regulatory walls of the Glass-Steagall Act, which is an important legislation from the Great Depression era that
imposed a number of regulations on financial institutions like separating banking from security trading, underwriting
and insurance industry.
The objective of this study is to analyze the dynamics of the recent crises, investigate their causes, and
discuss whether the states can be held responsible against them in the sense of (de)regulating the markets and
ensuring the stability of the system. The remaining part of the paper is as follows: The section 2 briefly discusses the
causes and characteristics of the recent crisis. In the third section, bailout debate is presented. The forth section
investigates the regulation-deregulation discussion. The Obama's bank plan is scrutinized in the fifth section. Finally,
the final section provides concluding remarks.

The Recent Financial Crisis: Causes and Characteristics
The financial crisis began in early 2006 when the sub-prime mortgage market in the U.S. began to show an
increasing rate of mortgage defaults. In late 2006, these defaults led to a decline in US housing prices after nearly a
decade of remarkably high growth. By late 2007, the prime mortgage markets were showing higher than normal
default rates. Collateralized Mortgage Obligations (CMOs), a type of collateralized debt obligations (CDOs),
allowed these problems to spread from the mortgage market to other sectors of the economy, having especially
widespread effects on financial markets as a whole. CMOs were mortgage-backed securities issued by investment
banks and other financial institutions, which since they were not part of the commercial banking system, were
allowed to operate unregulated by the federal government. As the value of mortgages fell owing to increasing default
rates, the value of these securities fell as well.
The risk significantly increased in the early 2000s as sub-prime loans became the primary mortgage used in
securitization. As the housing bubble deflated, many portfolios of these securities fell below book value. Since the
big investment banks and large hedge funds were allowed to borrow excessively on the huge margin described in the
previous paragraph, the drop in value due to mark to market accounting forced the investment banks to write down
the value of the security or portfolio as a defensive measure against even greater losses. The rapid drop in value of
securitized assets also forced margin calls as some hedge funds, for example, did not have sufficient additional
collateral to protect against the margin call. Creditors who lent money to investment banks required certain margin
and capital ratios and refused to extend additional credit to funds or investment banks as the value of their assets
dwindled. This is what happened to Bear Stearns, which had to be taken over by JP Morgan with the assistance of the
government and to Lehman Brothers, which was forced into bankruptcy. It is also what forced Merrill Lynch to
merge with Bank of America and Goldman Sachs and Citigroup to cease to exist as Investment Banks.
The credit crisis dramatically collapsed the market cap values of many of the key players in the mortgage
industry (whether they made risky loans or not) and in the investment banking community which had successfully
securitized all forms of credit for so long. As the table 1 illustrates, investors in these stocks lost over $1 trillion of

102

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

market cap value (these stocks dropped 92% from their mid 2000 value) as a result of the mortgage securitization
process based on securitizing risky loans and allowing excessive leverage to acquire such assets.
Mortgage
Companies

Mid 2000s

Company

Price

Fannie Mae
Freddie Mac

$80
$50

Washington Mutual $45

Mar-09

Shares
(mil.)
1000
1400

Mkt
Cap
Price
(mil.)
$80,000
$0.40
$70,000
$0.17

Mkt
(mil.)
$400
$238

1700

$76,500

$0.05

$85

$30,160

$6.00

$3,480

Acquired by Bank of America

$1,750

-

$55

Bankruptcy

Countrywide
$52 580
Financial
New
Century
Financial Corp.
Investment Banks Mid 2000s
Goldman
Sachs
$240 460
Group
Bear
Stearns
$133 135
Companies
Citigroup
$52 5450
Merrill Lynch
$92 2000
Lehman Brothers $60 689
Other
Financial
Mid 2000s
Institutions
Bank of America $52 5000
American
$72 2500
International Group
Combined Mkt Cap
of Above Financial Institutions

Cap

Notes
Government conservatorship
Government conservatorship
Bankruptcy banking ops sold to J P
Morgan Chase

Mar-09
$110,400

$100

$46,000

No longer an investment bank

$17,955

$2.00

$270

Acquired by J P Morgan Chase

$283,400
$184,000
$41,340

$2.00
$6.00
$0.04

$10,900
$12,000
$28

No longer an investment bank
Acquired by Bank of America
Bankruptcy

Mar-09
$260,000

$6.00

$30,000

Received $45B in bailout funds

$180,000

$0.35

$875

Received $180 bln in bailout funds

$104,331

$1.2 Trillion in Mkt Cap Lost

$1,335,505 -

Table 1: The Market Capitals of Major Companies Before and After 2008 Crisis
Source: http://www.wikinvest.com
The problem was augmented by the Credit Default Swap (CDS). CDSs were nominally insurance contracts
on CMOs, but they became a tangled web, which dragged the financial system down as sellers of CDSs bought
matching CDSs to protect themselves against default risk until nearly all the players in the investment banking
market were linked together by these liabilities. Thus, these CMOs and CDSs became the infamous ―toxic assets‖.
The defaults in the mortgage markets caused a collapse in the value of the corresponding CMOs, which created a
cascade of additional problems as the multitude of CDSs were executed, dragging down the balance sheets of the
major players in investment banking. This led to the freezing of private credit markets. Finally, the collapse in value
of CMOs lead to a significant problem: since no one was trading CMOs, it was no longer clear what they were
worth. The fact that the financial system is based on trust, the evaporation of trust meant that no private financial
institution was willing to lend its scarce cash to any other since the former couldn‘t trust that the latter was correctly
revealing the extent of its CMO holdings, and neither could be sure what those holdings were worth.
These liquidity problems turned to insolvency in September of 2008, when private lending froze completely
in a number of important credit markets, such as commercial paper. As a result, non-financial businesses were unable
to get access to the financing they required to function normally, leading to problems in the real economy.
The real economy began to exhibit problems related to the financial crisis as early as March 2006, when
investment expenditure on residential structures began to decline. In early 2008, this decline spread to investment in
business equipment and consumer spending on durable goods. It wasn‘t until the summer of 2008 that consumer
spending broadly and GDP began falling, signs of a recession. In December 2008, the National Bureau of Economic
Research, official arbiter of business cycles dated the formal beginning of the recession as December 2007. While

103

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
the public had been concerned about recession for much of the year, it wasn‘t until the fall that the economy began to
decline at more than a 6% annual rate. Congress responded by passing the TARP plan to assist failing financial
institutions. This plan was meant to decrease the severity of the recession by treating its cause: the financial crisis.
The financial crisis and recession in the U.S. spread globally through both financial and trade linkages.
Seeing housing prices in the U.S. rising, foreign banks sought opportunities to invest in the U.S. housing market,
such as through CMOs issued by investment banks. When the mortgages backing these securities began to fall in
value, the value of the securities themselves began to fall. Seeing their asset prices falling, investors attempted to
liquidate their holdings beginning in August of 2007. These assets became frozen because of a lack of buyers in the
market. As credit became scarce and in response to a lack of confidence in U.S. financial institutions, international
banks began to raise the interest rate at which they lent money to one another, known as the LIBOR.
Additionally, the economic slowdown in the U.S. led to declining U.S. imports from its major trading
partners, the European Union, Mexico and China. When export sales languished, foreign GDPs fell too, spreading
the recession worldwide. Despite recent claims that the US is no longer the locomotive of the world economy, the
current crisis shows those claims to be false.
To summarize the origins of the recent financial crisis step by step 28;
 Banks and thrift institutions make mortgages, loans with a piece of real estate as collateral. Mortgages can
be sold on a secondary market.
 Corporations such as Freddie Mac and Fannie Mae were set up in the 1930s to create a secondary market in
mortgages. They would buy mortgages from the banks, then package multiple mortgages and sell them to
other lenders, these packages are called, ―mortgage backed securities.‖
 The root of the current financial crisis were ―mortgage backed securities.‖ Bundles of ―mortgage backed
securities‖ were known as Collateralized debt obligations were also placed on the market
 Along with low interest rates and rising house prices, banks and other lenders began making loans to riskier
borrowers and requiring less equity from borrowers. The ―risk‖ of these loans could be diversified by
bundling many loans in the ―mortgage backed securities
 When housing prices began falling the summer of 2007, lenders worried about the credit worthiness of the
loans in the bundles they held.
 As people began worrying about the credibility of the mortgage backed securities, the price of those bonds
fell and interest rates rose. Individuals and institutions who held these bonds thought it was easy to
liquidate, but found that they could do so at a loss. Further selling only depressed the price more.
 Investment banks including banks and mortgage lenders were more involved in the creation of the
―mortgage crisis securities.‖ Many investment banks retained some interest in these assets because they
were also involved in debt servicing.
 In the summer of 2007, the investment banks were under pressure, and their attempts to obtain liquidity by
selling assets made the crisis worse.
 A new kind of financial instrument, the Credit Default Swap, played a major role in the crisis in 2008.
This new instrument is an insurance policy against bond default. Just like ―mortgage backed securities‖, the
assets being traded were not uniform, nor was the prices of these assets was visible to all the traders.
 When investment banks and insurance companies such as AIG had large positions in Credit Default Swap,
came under pressure, and the bond prices started falling. Some Credit Default Swaps required the insurer to
make partial compensation to the policy owners.
 The uncertainty over the net position and liabilities of the investment banks brought several of them down.
The buyers had the incentives to understand the risk of the underlying assets, but was caught up in the
bubble mentality, others saw large profits and wanted to get in on the action

Bailout Discussions
In consequence of the 2008 financial crisis, several giant financial firms failed and, as expected, they
claimed the government bailout. Even though there was a strong public opposition to the failed firms' bailout call, the
US government bailed them out with little exception.

28

http://www.sourcewatch.org

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As a result, taxpayers have had to foot a huge bill to save the nation's debt-ridden banks because the government and
pro-bailout people claimed that if those failed financial institutions were not saved, then the economy could collapse.
They, furthermore, have argued that if there are losses to be covered and it is a matter of saving the financial system
from collapse, then taxpayers do have to pay and always have done. They implicitly send message to the taxpayers
by saying that if you want the financial system to collapse, you do not bailout anybody. If the system collapses,
everybody will suffer and the economy will face a serious depression, which definitely creates more catastrophes
then the bailout.
Nearly two year has passed since Congress and former President Bush gave the Treasury Department the
authority to distribute hundreds of billions of taxpayer dollars to failed banks, automakers, and AIG. Treasury gave
money to more than 700 companies, but a handful of firms received Troubled Asset Relief Program (TARP) money
in especially massive amounts. On the other hand, Congress neither specified how the money must be spent, nor
dictated how the money must be used by aided institutions (e.g., not to pay CEO bonuses), nor imposed any system
of checks and balances. As some people predict, banks may be using the bailout money to advance their own selfinterest (they are, after all, for profit entities) rather than to thaw the credit freeze since there is no any system of
checks and balances as mentioned above.
Under what conditions would multi-billion-dollar bailouts of private businesses be acceptable? What are the
criteria that would be used for deciding when it is prudent to use public money to save private business? It is possible
to ask more questions like those. They are obviously terrific questions with no obvious common answers. Different
group of people can answer the above questions, however they possibly cannot satisfy others. Even the other people
can claim that the answers and/or justifications are biased and cannot help the economy at all especially in the long
term.
While researchers, academics as well as practitioners were still discussing the recent financial crisis and
bailout issues, the big banks in the US announced that they made large profits and handed out huge bonuses only a
year after one of the biggest banking crises and bailouts in the history. Thus, thousands of top traders and bankers on
Wall Street were awarded huge bonuses and pay packages, even as their employers were battered by the financial
crisis.

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CORP.

Y
E
WHAT HAPPENED
A
R

COST

Bear
Stearns

2
0
0
8

JP Morgan Chase and the federal government bailed out Bear Stearns when the
financial giant neared collapse. JP Morgan purchased Bear Stearns for $236 million;
the Federal Reserve provided a $30 billion credit line to ensure the sale could move
forward.

$30
billion

Fannie
Mae /
Freddie
Mac

2
0
0
8

On Sep. 7, 2008, Fannie and Freddie were essentially nationalized: placed under the
conservatorship of the Federal Housing Finance Agency. Under the terms of the
rescue, the Treasury has invested billions to cover the companies' losses. Initially,
Treasury Secretary Hank Paulson put a ceiling of $100 billion for investments in each
company. In February, Tim Geithner raised it to $200 billion. The money was
authorized by the Housing and Economic Recovery Act of 2008.

$400
billion

(A.I.G.)

On four separate occasions, the government has offered aid to AIG to keep it from
2
collapsing, rising from an initial $85 billion credit line from the Federal Reserve to a
0
combined $180 billion effort between the Treasury ($70 billion) and Fed ($110
0
billion). ($40 billion of the Treasury‘s commitment is also included in the TARP
8
total.)

Auto
Industry

In late September 2008, Congress approved a more than $630 billion spending bill,
2
which included a measure for $25 billion in loans to the auto industry. These low0
$25
interest loans are intended to aid the industry in its push to build more fuel-efficient,
0
billion
environmentally-friendly vehicles. The Detroit 3 -- General Motors, Ford and Chrysler
8
-- will be the primary beneficiaries.

Troubled
Asset
Relief
Program

2
0
0
8

Citigrou
p

Citigroup received a $25 billion investment through the TARP in October and another
2
$20 billion in November. (That $45 billion is also included in the TARP total.)
0
$280
Additional aid has come in the form of government guarantees to limit losses from a
0
billion
$301 billion pool of toxic assets. In addition to the Treasury's $5 billion commitment,
8
the FDIC has committed $10 billion and the Federal Reserve up to about $220 billion.

Bank of
America

2
0
0
9

In October 2008, Congress passed the Emergency Economic Stabilization Act, which
authorized the Treasury Department to spend $700 billion to combat the financial
crisis. Treasury has been doling out the money via an alphabet soup of different
programs. Here‘s our running tally of companies getting TARP funds.

Bank of America has received $45 billion through the TARP, which includes $10
billion originally meant for Merrill Lynch. (That $45 billion is also included in the
TARP total.) In addition, the government has made guarantees to limit losses from a
$118 billion pool of troubled assets. In addition to the Treasury's $7.5 billion
commitment, the FDIC has committed $2.5 billion and the Federal Reserve up to
$87.2 billion.
Table 2: The major bailouts in 2008 and 2009
http://www.propublica.org/special/government-bailouts

106

$180
billion

$700
billion

$142.2
billion

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This has unavoidably attracted much criticism given how instrumental the banks were in causing the crisis.
It is obviously immoral and insincere: If they win, they walk away with the profits; if they lose, the taxpayer picks up
the tab. Consequently, this picture beyond doubt created widespread public anger against Wall Street bankers.
A report29, released by Andrew M. Cuomo, the New York attorney general, provides a little more details
about the bailouts. The report confirms that nine of the financial firms that were among the largest recipients of
federal bailout money paid about 5,000 of their traders and bankers bonuses of more than $1 million apiece for 2008.
For instance, bonuses of more than $1 million went to 953 traders and bankers at Goldman Sachs, while Morgan
Stanley awarded seven-figure bonuses to 428 employees. Even though they are weaker banks, Citigroup and Bank of
America distributed million-dollar bonuses to hundreds of their workers.
Thus, many people raised their voice by saying, "risk is being socialized, yet profits are privatized." That
means the rich elite makes money at the expense of the taxpayers. That is completely unfair and not what it should
be.
It is morally revolting that the architects of the crisis had huge bonuses only a year after being bailed out by
the taxpayer. With large profits made by the banking industry allowing the payment of the massive bonuses, it not
just created widespread public anger as mentioned above, but also justified the argument that the new regulation for
the banking industry is must. Thus, it has become obviously necessary to regulate the banking industry in such a way
that excessive risk taking becomes not possible.

Deregulation in Financial Market
Financial regulation is a form of supervision, which subjects financial institutions to certain requirements,
restrictions and guidelines, and aims to maintain the integrity of the financial system. As Warren Buffet noted,
‗Credit Default Swaps are the financial weapons of mass destruction‘ (The Economist, September 2008). However,
shadow banking and credit default swaps (CDSs), allowing betting instruments, remained unregulated.
The lack of regulation of credit default swaps and the shadow-banking sector caused the financial system to
grow larger, even more insolvent, and even more unstable. As noted, CDSs were initially used to transfer the risk on
a bond onto someone else, but the deliberate lack of oversight meant traders could use these insurance-type contracts
to place bets on bonds they did not own; eventually this led to the selling of the insurance contracts themselves when
demand became high.. The CDS market grew enormously, but the lack of regulation allowed the gambling on
insurance contracts to spiral out of control, until it consisted of more ‗bet money‘ than actual bonds. The market
eventually came to encompass $60 trillion of bets on bonds, while only $5 trillion worth of bond money was
circulating. This meant certain companies were promising billions of dollars in the form of protection that they did
not have. American Insurance Group (AIG), for instance, owed over $400 billion worth of CDSs that it could not
produce, necessitating its bailout by the US government. In addition, the non-regulation of CDSs and shadow banks
allowed CDS deals to be made in private, generating in turn a lack of transparency extending to the finances of
anyone vested in the market and obscuring the stability of transactions and of finances in general (Stiglitz, 2009).
When the crisis hit and the extent of the opacity became apparent, confidence plummeted and credit froze, and
because of the market‘s interconnectedness, the failure of one bank meant the demise of them all. The taxpayer
would ultimately pay for these mistakes through the government bailout of the fallen institutions.
Had hedge funds and investment banks been required to hold proper reserves to back the CDSs with liquid
assets, the financial crisis would likely not have reached the level it did. Such regulatory measures would have
prevented companies from taking the significant risks that have characterized finance in the 1990s and early twentyfirst century, and the CDS market would not have been likely to ‗balloon‘ as it did in the first place (Blumberg
2008).
The non-regulation of CDSs and America‘s shadow banking sector during the decade leading up to the
global crisis was therefore an occurrence that could have been avoided. US policymakers and regulators had ample
warning that unregulated CDSs and bank-like institutions would undermine the system‘s credibility, and cause a
global financial calamity.

Obama's Bank Plan
In response to the distress and turmoil created by the financial firms and banks, the Obama administration
proposed a two-part plan regulation, suggesting the comprehensive changes to the financial sector regulation.
29

http://www.nytimes.com/2009/07/31/business/31pay.html

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President Obama first proposed a new tax or fee on the 50 largest U.S. financial institutions related to the costs of the
government bailout of the financial industry. The idea is to discourage excessive risk-taking, to re-balance a tilted
playing field and to generate needed revenue. The fee is expected to raise $90 billion over the next 10 years, and
$117 billion over about 12 years. Although the tax would be imposed on 50 largest banks, insurance companies and
large broker-dealers, roughly 60% of the revenue is expected to come from the 10 largest financial firms. If approved
by lawmakers, the fee would go into effect June 30, 2010 and last at least 10 years. It would amount to 0.15% of total
assets minus high-quality capital, such as common stock, and disclosed and retained earnings.
Yet even if Congress goes along with this fee proposal, it will practically not be enough. Because the
executives who run these institutions are likely to force shareholders to bear the burden of the tax, while they just
keep on much as before. In fact, shareholders have already suffered as the executives undertook mergers, paid out
bonuses and took other actions that have diminished shareholder value. Moreover, a new tax would probably give the
bankers one more excuse not to restart lending.
Mr. Obama made a second and more direct proposal by adapting the ideas of Paul Volcker, the former Fed
chairman, on 22nd of January, 2010. This regulation restricts banks from making investments that are not intended to
benefit customers, which is known as proprietary trading. Mr. Obama's new proposal put new limits mainly on the
size and activities of the largest banks by intending to toughen existing limits on the size of financial firms and force
them to choose between the protection of the government's safety net and the often-lucrative business of trading for
their own accounts or owning hedge funds or private-equity funds. Mr. Obama highlighted this point by saying,
"Never again will the American taxpayer be held hostage by a bank that is too big to fail."
The second proposal focused on two points.
The first concerns restrictions on the scope of activities. In the case of having insured deposits, and hence
accessing to emergency funds from the central bank, the banks would not be allowed to own or invest in private
equity or hedge funds nor would they be able to engage in ―proprietary‖ trading though they could continue to offer
investment banking for clients, such as underwriting securities, making markets and advising on mergers.
The second focuses on size. Banks already face a 10% cap on national market share of deposits. This would
be updated to include other liabilities, namely wholesale funding. The aim is to limit concentration, which has
increased greatly over the past 20 years, accelerating during the crisis as healthy banks bought sick ones. The four
largest banks now hold more than half of the industry‘s assets.
This second proposal is easily considered as, at least, seeking to return the "spirit of Glass-Steagall Act" and
will for sure impede the growth of the largest banks and bar them from making what Mr. Obama called "reckless"
investments.
Citibank's merge with Travelers Group in 1998 had been seen as a violation of the Bank Holding Company
Act (BHCA), and Citibank had thus been given two-year forbearance. Following the GLB act, however, not
Citigroup/Traveler Group merger just became legal but several new mergers also took place.
This is an undeniable fact that the repeal of important portions of the Glass-Steagall Act made banks seek
high returns by investing money from checking and savings accounts into "creative" and "innovative" financial
instruments such as collateralized debt obligations (CDOs), mortgage-backed securities (MBSs) and credit default
swaps (CDSs). These risky investments have been blamed to be caused to the collapse of the financial markets in
2008 and the resulting global financial crisis.
The original idea of freeing up the banks or justification of the GLB act was to allow the US banks to
compete at the national and international scale especially with European banks. However, many US banks engaged
in very aggressive and riskier investments seeking higher returns following the GLB act. These aggressive behaviors
were amplified as banking companies grew more complicated, drawing funding from more sources and investing in a
wider range of activities. Increasingly, some investments were made to profit the firms' employees and shareholders,
which are unrelated to the needs of customers. Those banks had been making increasingly massive profits until the
bubble burst in 2008. Although the impetus for the climb in profitability primarily came from the investment banking
activities, the key area of growth was in securities with especially mortgage assets. Furthermore, the banks‘ activities
had been increasingly funded from the wholesale market by lending between banks on narrow margins and not the
traditional depositor base in the commercial part of the banks‘ business. The problem was not truly recognized
before 2008. When the bubble burst, it became not just obvious how risky these activities had been but the enormous
scale of securitization combined with high leverage also almost led to a collapse of the whole financial system. In
fact, being derivative products there were many third parties that had significant exposure to asset-backed securities

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(ABS). Consequently, the investment activities of those banks, aggressively seeking higher profits and market share
regardless of the risk, pervaded the whole economy.
Another bill, known as the Commodity Futures Modernization (CFM) Act, had been passed just a year after
the GLB Act. I do not think it is false that those two acts together undoubtedly contributed to the 2008 crisis. The
(CFM) act unleashed the derivatives market and paved the way for banks to become more aggressive about investing
in mortgages. This is basically how it ended up with the largest banks filled with toxic assets, off-balance sheet
commitments, and in-house hedge funds among other "investments."

Concluding Remarks
As it is known, commercial banks function as intermediary between depositor and borrower and provide the
loans and services to households and companies that are the life-blood of business activity and job creation.
Investment banks, by contrast, have often engaged in activities that are more intensive use of complex instruments
subject to high-risk volatility, and invested bank capital in hedge funds and private equity firms, which are in high
return-high risk category. Nobody has problem with hedge funds and other speculative clubs, so long as they are not
risking taxpayer money, whether directly like Fannie and Freddie or indirectly by threatening to bring down the
system.
The recent financial crisis has provided a clear lesson against allowing excess leverage and risk-taking
through financial innovations that do not correspond to corporate and retail customers‘ banking needs. In retrospect,
one can trace the origins of the crisis to a shift over time away from the ‗credit culture‘ of commercial banking
towards an ‗equity culture‘ focused on generating profits for shareholders and management by exploiting new
financial innovations and leveraging them while taking advantage of regulatory and tax loopholes. Therefore, as
proposed in Mr. Obama's plan, separating these from mainstream activities like deposit-taking and lending, as well as
some investment banking activities that correspond to customer needs, such as underwriting, market-making,
broking and some derivatives services, could definitely bring important benefits for commercial banking. The
separation could notably decrease contagion and counterparty risks, and help sustainable growth by focusing
management attention on the core needs of bank clients without major distractions and disruptions.
As Acharya (2009) claims, the goal of bank regulation is to restrain systemic risk rather than the individual
risk of institutions. Accordingly, imposing a fee especially on the largest financial institutions, both for their
expected losses when individual institution's failure and for expected losses when whole market's failure in the case
of the financial system as a whole becomes undercapitalized, minimizes the systemic risk, thus suggest a solution,
possibly good and efficient solution. As a consequence, even though it may have some possible flaws, given this
framework for regulating systemic risk, Mr. Obama's proposal of imposing a fee against systemic risk of institutions
is not just fair on the eye of public but also makes true economic sense.
Moreover, again even though there are some concerns, separating commercial banking and other forms of
financial intermediation from proprietary trading definitely limit systemic risk without affecting financial sector‘s
ability to function its core activities.
Obviously, one can easily count several points that need to be fixed and raise some concerns with Mr.
Obama‘s new bank plan. On balance, however, both, a fee against systemic risk and scope restrictions, deserve a
serious consideration and seem to be right steps in the right direction. The plan will help creating a sound and more
reliable financial system and separating core commercial banking from some higher-risk activities in financial
conglomerates and placing a moratorium on further consolidation could help to avoid the new financial crises by
resolving some major risks inherent to the current financial system.

References
Acharya, Viral. (2009). A Theory of Systemic Risk and Design of Prudential Bank Regulation. Journal of Financial Stability,
5(3), 224-255.
Blumberg, A. (2008). Another Frightening Show About the Economy. This

American Life Episode Transcript, Program 365.

Stiglitz, J. (2009). Capitalist Fools. Vanity Faire. January, 2009. Online available at
http://www.vanityfair.com/magazine/2009/01/stiglitz200901.
The Economist, September 2008

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http://www.wikinvest.com
http://www.propublica.org/special/government-bailouts
http://www.nytimes.com/2009/07/31/business/31pay.html

110

�</text>
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AKYEL, Recai
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                <text>The fact that financial crises have happened with regular intervals and probably  will happen in the future in much the same way has attracted great attention on the  dynamics of crises from scholars as well as policy makers, and causes and remedies have  been intensively discussed in the literature. Some have argued that deregulation of  financial markets have significantly contributed to the recent crises, and thus they very  much favor for sound regulation on financial markets, especially on big investment banks.  Conversely, the other view strongly disfavors the aforementioned vision, and supports the  liberal idea that the state should not intervene the market with any tool including the  regulation. The objective of this study is to analyze the dynamics of the recent crises,  investigate their causes, and discuss whether the states can be held responsible against  them in the sense of (de)regulating the markets and ensuring the stability of the system.  As a case study, the Obama administration's new bank plan is examined to shed lights on  the current discussion.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Travertine as Construction and Building Material
Saffet YAĞIZ
Pamukkale University
Denizli, Turkey
syagiz@pau.edu.tr

Abstract An experimental study was conducted to investigate physico-mechanical
properties of travertines being quarried in western Turkey as construction and buildings
material. Four common type of travertine, one of the most common construction materials
in the world, were collected from quarries operated around the city of Denizli in south of
Turkey, and related rock property tests including both dry and saturated unit weight of
travertine, effective porosity, water absorption by weight, uniaxial compressive strength,
P-wave velocity, slake durability test were conducted on the samples. Consequently, the
results of the performed tests were evaluated according to the national and international
construction stone regulations. Concluding remark is that travertine quarrying in the
Denizli Basin of Turkey satisfies the relevant natural stone standards with negligible
distinction to be used for construction and building purposes.
Key words: Buildings, Construction, Travertine

Introduction
Travertine that could be used in both interior and exterior of buildings is one of the most useable
construction and buildings stones in the world. Travertine is a variety of calcium carbonate commonly formed
around the hot and cold carbonate-bearing springs. Travertine consists predominantly of quartz grains that usually
held together by cementing material with small percentages of feldspar and mica particles and clay. As silica and
iron oxide provide the strongest bond for travertines, calcium carbonate gives weakest. Their color ranges from light
white, yellow through dark brownish. Even though travertine is often called marble, simply a very pure and mostly
porous form of limestone. The Denizli extensional basin in western Turkey has widespread travertine accumulation
since Late Quaternary (Figure 1). The total area occupied by modern and old travertines is more than 100 km 2 and its
thickness can reach up to 60 m (Özkul et al. 2000). Most of the studies performed on the Denizli travertines are
generally focused on Pamukkale (one of the famous travertine deposite of the world) and mainly related to
hydrogeology of hot waters, geothermal potential, wasting and conversation (Koçak, 1971; EĢder et al. 1991;
Ekmekçi et al. 1995). Some studies have been subjected to dating, morphological classification and relations
between travertine and active tectonic-seismicity of the region (Altunel and Hancock, 1993a and 1993b; Hancock et
al. 1999).
The most common lithotypes presently quarried in Denizli basin are shrub, reed and crystalline crust type
travertine respectively; So far, there is no attempt made to investigate physico-mechanical properties of travertine to
examine the quality of them for construction purposes. In this paper, travertine types commonly quarried in the area
was investigated and results of the research are discussed herein from the scope of their usability and suitability for
construction and buildings.

Geological Composition of Travertine Quarried in the Denizli Basin
Thermal spring waters usually contain large amounts of calcium bicarbonate. As the spring water reaches
to earth surface, the water lose most of the dissolved carbon dioxide (gases) and the calcium carbonate in solution
readily precipitates as a thin layer of calcite (Demirdağ, 2007). Travertine precipitated at different depositional
conditions; so they exhibit variation of color, appearance, bedding, porosity, texture, strength and chemical
composition in the Basin (Yağız, 2009). Mainly quarried travertine lithotype in the basin includes; shrub type
travertine represented by small bush like growths are common deposit on horizontal and sub horizontal surface
(Chafetz, 1984); onyx type travertine commonly forms as a result of rapid precipitation due to fast flowing water on
smooth slope; reed type travertine deposited marsh-pool, mound and self built channels (Pentecost, 1990) and noche,

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�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

compact and subunit of reed type one (Guo and Riding, 1998; Akyol et al. 2005). Every travertine type has its
specific texture and chemical composition because of its own depositional and environmental conditions (Figure 2).

Figure 1. Location map of the sampling area, Denizli-Turkey

1 Shrub type

2 Onyx type

3 Reed type

4 Noche type

Figure 2. Macro photograph of the studied rock samples collected from quarries

Laboratory Testing Methods
Travertine blocks were obtained from quarries operating around the city of Denizli and consequently,
samples were prepared to conduct laboratory tests in accordance with the specification of the International Society
for Rock Mechanics (ISRM, 1981) and Turkish Standard Institute (TSE 699, 1987).

Index Properties of Travertine
The samples with 70x70x70mm dimension were used in determination of unit weight, porosity and water
absorption of travertines as recommended (ISRM, 1981; TSE 699, 1987). The spacemen volume was computed from
an average of several caliper readings. Dry weight of sample was obtained with a balance, capable of weighing to an
accurac
dry
sat) was obtained from the ratio of sample
weight to the volume in kg/m3. The effective porosity (n‘), pore volume and water absorption by weight (w) was
determined via saturation and caliper techniques (ISRM, 1981). Rock fullness ratio (F) also computed by multiplying
bulk density of rock with the ratio of water absorption by weight to void ratio. For each travertine type, the
measurements were carried out on ten samples and the average values of the relevant properties with standard
deviation are tabulated as in Table 5.

Uniaxial Compressive Strength Test
668

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

The uniaxial compressive strength (UCS) of rock was tested on cubical-samples (having dimension of
70x70x70mm) smoothly sawed from large size blocks in accordance with TSE 699 standards. The ends of the
samples were cut parallel to each other and at right angle to the longitudinal axis and then smoothened to ensure that
the samples were free from abrupt irregularities and roughness. The stress rate applied uniformly within the limits of
0.5-1.0 MPa/s. The test was conducted perpendicular to observed beddings or layers on a sample to get rid of
anisotropy affect on obtained values. Ten samples were tested for each travertine type and the average values were
recorded as the UCS of travertine (Table 5).

P-Wave Velocity Test
P-wave velocity of travertine was measured on the UCS samples using the Portable Ultrasonic Nondestructive
Digital Indicating Tester (PUNTID plus). This tester measures the time of propagation of ultrasound pulses in a
sample in the range (0.1kHz. The measurement was carried out perpendicular to visual beddings or layers by using good coupling agent
necessary between rock surfaces and both receiver and transducer face for accuracy of measurement. Afterward, Pwave velocity was computed from the ratio of distance between transducer and receiver to the time that P-wave takes
to travel the distance. The tests were performed on 10 samples by following ISRM methods for each travertine type
and the average values were used in the dataset. As result of tests, studied travertine types show high P-wave velocity
ranging from 4.5 to 5.0km/s according to P-wave classification as given in Table 1.

Vp (km/s)
&lt;2.5
2.5-3.5
3.5-4.0
4.0-5.0
&gt;5.0

Description
Very low
Low
Moderate
High
Very high

Shrub

Onyx

Reed

Noche

x

x

x

x

Table 1. P-wave velocity classification for studied travertine types (Anon, 1979a)

Slake Durability Test (SDI)
The slake durability test was carried out by using the standard testing method developed (Franklin and Chandra,
1972) and as suggested (ISRM 1981). To perform the test, ten rock lumps made blunt with chisel (ten pieces of about
40–60 g each) were taken and rotated in a drum half immersed in tap water about 20 oC for 10 min at 20rpm. Test
drum was made of a standard sieve mesh of 2mm so that the products of slaking from rock samples could pass
through the sieve into the water bath. The slake durability index (Id 2) corresponding to the second cycle was
computed as the percentage ratio of final to initial dry weights of rock in the drum after the drying and wetting
cycles. The test was performed on ten sample of each travertine type with four cycles as suggested by various
researchers (Gökçeoğlu et al. 2002; Dhakal et al. 2002; Gupta et al. 2007; Yağız and Akyol, 2008). Consequently,
the averaged values of slake durability indices for each travertine type with standard deviation were tabulated in
Table 2. As shown in Table 2, the shrub and noche type travertine shows almost same slaking behavior while reed
type gives lower durability, but onyx type demonstrates the highest durability for soaking in tap water that pH ranges
from 6.75 to 7.05.

669

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Slaking
cycle

Units
%

Shrub type
x ± SD

Onyx type
x ± SD

Reed type
x ± SD

Noche type
x ± SD

Number
of test

Id1

%

99.23±0.08

99.53±0.04

98.94±0.12

99.25±0.11

10

Id2

%

98.91±0.10

99.24±0.07

98.55±0.14

98.87±0.12

10

Id3

%

98.57±0.11

99.05±0.09

98.23±0.16

98.59±0.13

10

Id4

%

98.34±0.12

98.86±0.10

97.95±0.19

98.32±0.16

10

Table 2. Average slake durability indices and standard deviation of travertine types
The lower value of slake durability represents the higher susceptibility for degrading. So, slake durability of
travertine was classified according to first and second cycle of durability indices (Yağız, 2010) in Table 3. As
mentioned previously, each test was conducted on ten samples and the average values of the results are also reported
together with standard deviations herein (Table 4).

Id2

Id1

Durability

Shrub

Onyx

Reed

Noche

&gt;30

&lt;60

Very low

30–60

60–85

Low

60–85

85–95

Medium

85–95

95–98

Medium high

95–98

98–99

High

&gt;98

&gt;99

Very high

Class of travertine according to Id1

V. High

V. High

V. High

High

Class of travertine according to Id2

V. High

V. High

V. High

V. High

Table 3. Durability of travertine types according to slake durability classification (Frank and Chandra, 1972)

UCS
x ± SD
(MPa)

Vp

n‘

w

x ± SD

x ± SD

x ± SD

(km/s)

(%)

Shrub

61±20.6

4.8±0.12

Onyx

58±15

Reed

41±16.6

Travertine
type

x ± SD

x ± SD

(%)

Fullness
x ± SD
(%)

(kg/m3)

(kg/m3)

1.35±0.46

0.55±0.19

98.65±0.46

2427±25.2

2440±22.2

4.7±0.19

2.05±0.88

0.76±0.34

97.95±0.88

2664±46

2683±38.1

4.5±0.11

1.89±0.50

0.80±0.22

98.11±0.50

2317±56.3

2336±54.0

dry

sat

Noche
64±10.9
5.0±0.08 1.59±0.89
0.66±0.38
98.41±0.89
2373±48.1 2389±42.1
x =average values and SD=Standard deviation
Table 4. Engineering properties of travertine type based on average values of ten tested samples

670

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

64

TSE11143
(1987)
&gt;50

TSE2513 ASTMC97 ASTMC170
(1987)
(1990)
(1990)
&gt;52

41

64

&gt;30

-

-

-

2318

2373

&gt;2300

-

&gt;2305

-

0.76

0.80

0.66

&lt;3

&lt;7.5

&lt;0.2

-

1.35

2.05

1.89

1.59

-

&lt;12

-

-

Vp Class

High

High

High

High

-

-

-

-

SDI Class (Id1 and Id2)

High

High

High

High

-

-

-

-

Properties of travertine

Shrub

Onyx

Reed

Noche

UCS (MPa) (tile flooring)

61

58

41

(for wall covering)

61

58

2427

2663

w (%)

0.55

n‘(%)

3
dry (kg/m )

Table 5. Suitability of investigated travertine types for construction and buildings

Discussions
The uniaxial strength, P-wave velocity, effective porosity, slake durability index, fullness ratio, water
absorption by weight and both dry and saturated unit weight of travertine that were quarried around the city of
Denizli were investigated. 10 samples were prepared and the tests were performed for each type of travertine in order
to obtain the best representative value for each rock property. TSE and ASTM standards were used to investigate
quality of travertine types as construction materials. Further, P-wave velocity and slake durability classification were
performed according to the scientific classifications recommended by various researchers (Anon, 1979a; Frank and
Chandra, 1972) as represented in Table 5. Properties of investigated travertine types are very good and acceptable
except effective porosity in ASTM standards that counts travertine as marble. The ASTM standard stated that the
effective porosity of travertine should be more than three percent (Table 5). In fact, this range is actually impossible
for travertine that is more porous and weaker than marble. In TSE, natural stone were categorized in detail according
to their origin (TSE 11143, 1993; TSE2513, 1977); on the other hand, the stone were categorized as general in the
ASTM standard (ASTM C97, 1996; ASTM C170, 1990); however, such a variation between two different standards
is likely.

Conclusions
In this study, several type of travertine was investigated according to their physic-mechanical properties and
usability for modern civil construction and buildings. It is fact that the travertine is categorized as sedimentary origin,
porous and weak rocks; therefore, the important issue is not only its properties but also where to be used.
Investigated travertine types quarried in the Denizli Basin of Turkey have reasonably good quality to be used for
construction and buildings purposes in accordance with national and international standards. Further, P-wave
velocity of travertine types is high meaning is that they do not have much micro crack and alteration. The slake
durability of those travertine is very high according to the relevant durability classification. So, these travertine types
could be used for the purposes without thinking of annual precipitation or humid environments. Concluding remark
is that even though reed type travertine being porous has low density and the uniaxial compressive strength is the
lowest in comparison with others, type of travertine quarried in the area have acceptable stone quality to be used for
developing and constructing building and recreation environments in the modern cities.

References
Akyol, A., Yağız, S., Özkul, M., ġen, G., Kato, S: (2005). Physical properties of hot spring travertines related to lithotypes at
Pamukkale Region in Denizli. In: Proceedings of 1st Int. Symposium on Travertine, M, Özkul, S. Yağız, B. Jones, (Eds), 286-290
Denizli, TR
Altunel, E., Hancock, P.L. (1993a) Morphology and structural setting of Quaternary travertines at Pamukkale, Turkey. Geological
Journal, 28, 335-346.

671

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo

Altunel, E., Hancock, P.L. (1993b). Active fissuring and faulting in Quaternary travertines at Pamukkale, western Turkey. Z.
Geomorph. N. E. 285-302.
Anon, (1979a). Classification of rocks and soils for engineering geological mapping, part 1-Rock and Soil materials. Bulletin of
International Association of Engineering Geology, 19, 364-371.
ASTM C97 (1996). Standard test method for absorption and bulk specific gravity of dimension stone. Annual Book of ASTM
Standards Vol. 4.08.
ASTM C170 (1990). Standard test method for compressive strength of dimension stone. Annual Book of ASTM Standards Vol.
4.08.
Chafetz, H.S., Folk, R.L. (1984). Travertines: Depositional morphology and the bacterially constructed constituents. Journal of
Sedimentary Petrology, 54(1), 289-316
Demirdağ, S. (2007). The effect of using different polymer and cement based materials in pore filling applications on technical
parameters of travertine stone. Cnstruction and buildings materials, online.
Dhakal, G., Yoneda, T., Kato, M., Kaneko, K. (2002). Slake durability and mineralogical properties of some pyroclastic and
sedimentary rocks. Engineering Geology, 65, 31–45.
EĢder, T., Yılmazer, S. (1991). Geothermal resources of Pamukkale and travertine forming, Tıbbi Ekoloji ve Hidroklimatoloji
Dergisi, In: Special issue for the Symposium, Özer N. (Ed), 32-51.
Ekmekçi, M., Günay, G., ġimĢek, ġ. (1995). Morphology of rimstone pools, Pamukkale, Western Turkey. Cave and Karst
Sciences, 22,103-106.
Franklin, J.A., Chandra, C. (1972). The slake durability test. International Journal of Rock Mechanics and Mining Sciences, 325–
341.
Gökçeoğlu, C., Ulusay, R., Sönmez, H. (2002). Factor affecting the durability of selected weak and clay bearing rocks from
Turkey, with particular emphasis on the influence of the number of drying and wetting cycles. Engineering Geology, 57, 215–237.
Guo, L., Riding, R. (1998). Hot-spring travertine facies and sequences, late Pleistocene, Rapolano Terme, Italy. Sedimentology,
45(1), 63-180.
Gupta, V., Ahmed, I. (2007). The effect of pH of water and mineralogical properties on the slake durability (degradability) of
different rocks from the Lesser Himalaya, India. Engineering Geology, 95, 79-87.
Hancock, P.L., Chalmers, R.M.L., Altunel, E., Çakır, Z. (1999). Travitonics: using travertines in active fault studies. Journal of
Structural Geology, 21, 903-916.
ISRM, (1981). Rock characterization testing and monitoring, ISRM Suggested Methods. International Society for Rock
Mechanics, 211p.
Koçak, A. (1971). Hydrogeological investigation of Denizli-Pamukkale and Karahayit. Mineral Research and Exploration
Institute, Report No.5670.
Özkul, M., Varol, B., Alçiçek, M.C. (2002). Depositional environments and petrography of Denizli travertines, Bulletin of the
Mineral Research and Exploration, 125, 13-29.
Pentecost, A. (1990). The formation of travertines shrubs: Mammoth Hot Spring, Wyoming. Geological Magazine, 127, 159-168.
TSE 699 (1987). Methods of testing for natural buildings stones, Institute of Turkish Standards. 75p Ankara TR
TS2513, (1977) Natural stone testing methods, Institute of Turkish Standard, Ankara, TR
TSE11143, (1993). Travertine as building and facing stone, Institute of Turkish Standard, 8p Ankara TR
Yağız, S., Akyol, E. (2008). Investigation on the relationship between lithological features and slake durability index of travertine
in Denizli. Project Report no: MHF004, (unpublished report).

672

�2nd International Symposium on Sustainable Development, June 8-9 2010, Sarajevo
Yağız, S. (2009). Predicting Uniaxial compressive strength, modulus of elasticity and index properties of rocks using Schmidt
hammer. Bulletin of Engineering Geology and the Environments, 68,55-63.
Yağız, S. (2010). Geomechanical properties of construction stones quarried in South-western Turkey. Scientific Research and
Essays, 5(8), 750-757.

673

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                <text>An experimental study was conducted to investigate physico-mechanical  properties of travertines being quarried in western Turkey as construction and buildings  material. Four common type of travertine, one of the most common construction materials  in the world, were collected from quarries operated around the city of Denizli in south of  Turkey, and related rock property tests including both dry and saturated unit weight of  travertine, effective porosity, water absorption by weight, uniaxial compressive strength,  P-wave velocity, slake durability test were conducted on the samples. Consequently, the  results of the performed tests were evaluated according to the national and international  construction stone regulations. Concluding remark is that travertine quarrying in the  Denizli Basin of Turkey satisfies the relevant natural stone standards with negligible  distinction to be used for construction and building purposes.</text>
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                    <text>The Effects of Initial Boron Concentration on Energy Consumption in
Boron Removal by Electrocoagulation
Alper Erdem YILMAZ
Atatürk University, Engineering Faculty, Department of Environmental Engineering 25240, Erzurum,
TURKEY, aerdemy@atauni.edu.tr
Recep BONCUKCUOĞLU
Atatürk University, Engineering Faculty, Department of Environmental Engineering 25240, Erzurum,
TURKEY, rboncuk@atauni.edu.tr
M. Muhtar KOCAKERĐM
Atatürk University, Engineering Faculty, Department of Chemical Engineering
25240, Erzurum, TURKEY, mkerim@atauni.edu.tr
Baybars Ali FĐL
Atatürk University, Engineering Faculty, Department of Environmental Engineering 25240, Erzurum,
TURKEY, baybars@atauni.edu.tr
Serkan BAYAR
Atatürk University, Engineering Faculty, Department of Environmental Engineering 25240, Erzurum,
TURKEY, sbayar@atauni.edu.tr
Abstract:In this study, it was investigated initial boron concentration affecting energy
consumption in boron removal from boron containing wastewaters prepared
synthetically, via electrocoagulation method. Initial boron concentration of solution was
selected as experimental parameter affecting energy consumption. The other parameters
such as solution pH, current density and temperature of solution were kept constant
during reaction time. Experiments were carried out with different initial boron
concentrations ranging from 100, 250, 500 and 1000mg/L. Increasing initial boron
concentration caused to increase specific conductivity of solution. Specific conductivity
of solution was a important parameter on energy consumption of electrocoagulation
system. The higher specific conductivity of solution caused to the lower energy
consumption values. While energy consumption value was 49,87 kW-h/m3 for 100
mg/L initial boron concentration, this value was decreased to 14, 3 kW-h/m3 for 1000
mg/L initial boron concentration under 3.0 mA/cm2 of current density, pH 8.0, 293 K of
solution temperature and 150 rpm of stirring speed.
Keywords: Electrocoagulation, energy consumption aluminum electrode, boron
removal

1. Introduction
High levels of boron are obtained in groundwater in some Mediterranean countries, such as Turkey, which
has the largest boron reserves in the world. Boron pollution is a severe problem for Turkey. Wastes from
the boron mines and boric acid plants are the main sources of the pollution. In addition to this, geothermal
waters contain high levels of boron concentration in west Anatolia in Turkey. The recent European Union
(EU) drinking water directive defines an upper limit of 1mg B/L. A minimum of boron in irrigation water is
required for certain metabolic activities, but at only slightly higher concentration, plant growth will exhibit
effects of boron poisoning, which are yellowish spots on the leaves and fruits, accelerated decay, and
ultimately plant expiration[1]. Boron is a naturally occurring element throughout the environment. Boron
has a number of minerals, in nature mostly calcium and/or sodium borates, such as colemanite
79

�(2CaO.3B2O3.5 H2O), ulexite (Na2O.2CaO.5B2O3.16H2O), tincal (Na2O.2B2O3.10H2O), etc. The main
boron-bearing end products in the industry are insulation and textile- grade fiber, borosilicate glass, fire
retardants, enamels, glazes and agricultural products [2]. Boron is an essential element for plant growth
however, and if present in a larger amount, it is necessary to remove from effluents due to its toxic
effectivity [3]. A minimum boron concentration in irrigation water is required for some metabolic activities
of plants, such as cellular multiplication, the metabolism of nucleic acids. Deficiency in boron level will
result in poor budding, excessive branching, and in general, inhibits plant growth. On the other hand, boron
concentration in irrigation water which is only slightly higher than the minimum will be negative for plant
growth and will exhibit signs of “boron poisoning” yellowish spots on the leaves and the fruit, accelerated
decay, and ultimately plant expiration [4]. Boron is important in the metabolism and utilization of calcium
in humans. Other benefits of boron include improvement of brain function, psychomotor response, and the
response to estrogen ingestion in postmenopausal women. In humans, the sign of acute toxicity include
nausea, vomiting, diarrhoea, dermatitis and lethargy [5.Therefore, removal of boron from water and
wastewater is a crucial problem for environmental control. There are several methods suggested for boron
removal from aqueous solutions. Several methods have been investigated for removal of boron, including
ion exchange [6-7], adsorption[8-9], electrocoagulation[10-11], membran techniques like, nanofiltration
and reverse osmosis [12-13], electrodialysis[14-15].
EC (electrocoagulation) is an emerging water treatment technology and could be good choice to remove
boron from water: the amount of required chemicals is much lower, a smaller amount of sludge is produced,
no mixing of chemical is required, coagulant dosing as well required overpotantials can be easily calculated
and controlled, operating costs are much lower when compared with most of the conventional technologies
[16]. During the last two decades, a special research field, environmental electrochemistry has been
developed.
Electrocoagulation involves the generation of coagulants in situ by dissolving electrically either aluminum
or iron ions from respectively aluminum or iron electrodes. The metal ion generation takes place at the
anode; hydrogen gas is released from the cathode. Also, the hydrogen gas would help to float the
flocculated particles out of the water. This process sometimes is called electroflocculation. The electrodes
can be arranged in a mono-polar or bi-polar mode. The materials can be aluminum or iron in plate form or
packed form of scraps such as steel turnings, millings, etc. The most widely used electrode materials in
electrocoagulation process are aluminum and iron. I
When aluminum used as electrode materials, the chemical reactions are as follows;
• At the cathode:
3H2O + 3e− → 3/2H2(g) + 3OH(aq)−
• At the anode:
Al(s) → Al(aq)3+ + 3e−
• In the solution:
Al(aq)3+ +3H2O → Al(OH)3(s) +3H(aq) +
The H2 produced as a result of the redox reaction may remove dissolved organics or any suspended
materials by flotation
The purpose of the present study is too asseses the performance of EC on the treatment of boron, by
exploring the effects of parameter such energy consumption on boron removal efficiency.

2. Experimental
Wastewater samples used in the experiments were prepared synthetically using Na2B4O7 having 99.99 of
purity from Merck. The solution with boron concentration of 100 mg/L was prepared by dissolved 459.1
mg borax dried at 105 ◦C in distilled water and completed with distilled water to 1 L. The same operations
were repeated for the solutions with boron concentrations of 100, 250, 500 and 1000 mg/L with different
Na2B4O7 weights. The pH of the solution was adjusted by adding either sodium hydroxide or nitric acid.
80

�A laboratory-scale reactor (16 cm × 8cm × 8 cm), made of plexiglass, was used in all experiments (Fig.
1).Two groups of alternating electrodes being cathodes and anodes (by eight plates of each type) made of
aluminum were arranged vertically. The net spacing between the aluminum electrodes was 5 mm. They
were connected to terminals of a direct current power supply characterized by the ranges 2–10A for current
and 0–30V for voltage. At the beginning of each run the solution of boron of the desired concentration fed
into the reactor. Each run was timed starting with the dc power supply switching on.
The analytical determination of boron was done potentiometrically by means of mannitol, which forms a
complex compound with boric acid. For this purpose, boron analyses were carried out following: Solution
pH was adjusted to 7.60 after sample was filtered. Then, 5 g mannitol was added to solution. The solution
was titrated with 0.5N KOH until solution pH became 7.60. Boron amount was calculated from KOH
consumption. 1ml 0.5N KOH is equal to 17.41 mg B2O3[17]. This method was selected in order to prevent
aluminum interference in boron detection done by spectrophotometric methods such as Carmin,
Azomethine-H and Curcumin methods [18]

Figure 1. Schematic view of the experimental system ((1) dc power supply, (2) electrocoagulation cell,
(3) magnetic stirrer, (4) pump, (5) circulator, (6) pH and conductivity meter, (7) ampermeter, (8) voltmeter
and (9) pH control unit)

3. Result and discussions
The effect of initial boron concentration on the boron removal was examined with solutions including
boron of 100, 250, 500 and1000 mg/L. Current density of 2, 4, 6, 8 and 10 A, optimum pH of 8.0 and
stirring speed of 150 rpm were kept constant in the experiments. Boron removal efficiency decreased
with increasing boron concentration. This can be explained as following; although the same amount Al+3
passed to solution at the same current density for all boron concentration, Al+3 was insufficient for
solutions including higher boron concentration. The results obtained were shown graphically in Figure 2.

81

�100

removal efficiency, %

90

80

2A

70

4A
6A
60

8A
10 A

50
0

200

400

600

800

1000

1200

concentration, ppm
Figure 2. The effects of initial boron concentration on removal efficiency (pH 8.0, 293 K of solution
temperature and 150 rpm stirring speed)

The effect of initial boron concentration on electrical energy consumption was examined with solutions
including boron of 100, 250, 500 and 1000 mg/L. Current density of 2, 4, 6, 8 and 10 A, optimum pH of 8.0
and stirring speed of 150 rpm were kept constant in the experiments. Increasing initial boron concentration
increased amount of ions in solution. As a result of this case, the solution conductivity increased with
increasing boron concentration. Increasing of amount of ionized species in solution obtained more
transmission for electric applied under constant current density.

82

�Figure 3. The effects of initial boron concentration on energy consumption (pH 8.0, 293 K of solution
temperature and 150 rpm stirring speed)

In order word, this situation caused to decrease total resistance in electrocoagulation cell. Because of
increasing boron concentration, potential applied to solution and energy consumption decreased. In Figure
4, the change of boron removal and energy consumption for 500 mg/L was demonstrated as a function of
reaction time. As seen in Figure 3, energy consumption increased constantly with increasing boron removal
during reaction time. Other initial boron concentrations had the same tendency. The results obtained were
shown graphically in Figure 3. As seen in Figure 3, the lowest energy consumption curve was obtained in
the experiments carried out with 1000 mg/L of initial boron concentration solution because it had the
highest conductivity. When specific conductivity of solution with 1000 mg/L of initial boron concentration
reached to 5245 mS/cm, specific conductivity of solution with 100 mg/L of initial boron concentration
remained at 835 mS/cm. The solutions which are given conductivity values had pH 8. The effect of
conductivity on electrical energy consumption could be explained with following equations:
(1)
where W is the electrical energy consumption (kW h/m3), V the potential (V), I the current (A), t the time
is the volume of solution (m3). Applied potential could be explained with the equation:
(h) and
(2)
where R is the resistance (Ώ). From Eqs. (1) and (2), following equation could be obtained:
(3)
Electrical conductivity is a measure of how well a material accommodates the transport of electric charge.
Electrical conduction is an electrical phenomenon in which a material (solid or otherwise) contains
movable particles with electric charge, which can carry electricity. When a difference of electrical potential
is applied to a conductor, an electric current appears. Conductivity stated as the inverse of electrical
resistivity, is defined as the ratio of the current density to the electric field strength and has the SI units of
Siemens per meter (S/m). Electrical conductivity caused to decrease energy consumption because there was
a relationship between electrical conductivity and resistance. The decreasing initial boron concentration of
solution caused to rise of electrical conductivity. Thus, high conductivity values of solution caused to low
resistance values and low energy consumption.

83

�25

400

20

300

15

200

10

100

5

0

0
0

5

10

20

30

40

50

60

75

90

105

energy consumption, kW-h/m3

concentration, mg/L

500

120

time, min

Figure 4. The change of boron removal and energy consumption for 500 mg/L as a function of reaction
time

4. Conclusions
The present study clearly demonstrated the applicability of electrocoagulation process using the aluminum
electrode for boron removal. The effects of operational parameters such as initial boron concentration on
boron removal efficiency and energy consumption were studied in detail and explained as well. When
effect of initial boron concentration on energy consumption was investigated, the obtained results shown
that increasing boron concentration increased conductivity of solution. Thus, solution with higher boron
concentration had more ions at the same volume. The higher conductivity values decreased energy
consumption.

References
[1]

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design, Journal of Hazardous Materials 163 (2009) 308–314

[2]

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[3]

R.M. Adams, (1997), Boron, 1964, Metallo-Boron Compounds and Boranes, Wiley, NY,

[4]

Boncukcuoğlu, R., Yılmaz, A.E., Kocakerim, M.M., Çopur, M., (2004) An Empirical Model for Kinetics of Boron
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[5]

F.H. Nielsen, (1997), Boron in human and animal nutrition, Plant and Soil, 193 199–208.

[6]

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[9]

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[10]

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[11]

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[12]

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85

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                <text>The Effects of Initial Boron Concentration on Energy Consumption in  Boron Removal by Electrocoagulation</text>
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                <text>YILMAZ, Alper Erdem
BONCUKCUOĞLU, Recep
KOCAKERİM, M. Muhtar
FİL, Baybars Ali
BAYAR, Serkan</text>
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                <text>In this study, it was investigated initial boron concentration affecting energy  consumption in boron removal from boron containing wastewaters prepared  synthetically, via electrocoagulation method. Initial boron concentration of solution was  selected as experimental parameter affecting energy consumption. The other parameters  such as solution pH, current density and temperature of solution were kept constant  during reaction time. Experiments were carried out with different initial boron  concentrations ranging from 100, 250, 500 and 1000mg/L. Increasing initial boron  concentration caused to increase specific conductivity of solution. Specific conductivity  of solution was a important parameter on energy consumption of electrocoagulation  system. The higher specific conductivity of solution caused to the lower energy  consumption values. While energy consumption value was 49,87 kW-h/m3 for 100  mg/L initial boron concentration, this value was decreased to 14, 3 kW-h/m3 for 1000  mg/L initial boron concentration under 3.0 mA/cm2 of current density, pH 8.0, 293 K of  solution temperature and 150 rpm of stirring speed.</text>
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