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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The Determination Of The Economic Results And Income Distribution Of
The Wheat Farms In Central Anatolia Turkey
Cennet OĞUZ
Selcuk University, Faculty of Agriculture
Department of Agricultural Economics
coguz@selcuk.edu.tr
Kemal ESENGÜN
Karamanoğlu Mehmetbey University
Faculty of Economy and Business Administration
kesengun@kmu.edu.tr
Abstract: The purpose of this study is to determine the economic results and income
distribution of wheat producers in Middle Anatolia Region. The data used in this study was
collected from farms selected by random sampling among 20 villages of wheat producers in
Konya and Ankara province. The data belongs to the 2006-2007 production years. The
average size of all farms was 250.30 decare. The owned land covered the 63.55 % of the total
area. The average number of fields per farm 8.03 and the average size of each field is 31.17
decare. Arable area occupied 94.25 % of total land. About 76.46 % of gross production was
obtained from plant production and 23.54 % animal production. Income distribution of the
farms was detailed by agricultural income, total family income and per capita family income.
It was determined that per capita agricultural average income was 1 808.7 TL, and the average
agricultural family income was 2 211.1 TL. Gini ratio of the agricultural income was found
0.358 .
Key Words: Central Anatolia, wheat farms, gross production value, income distribution

Introduction
As world population increases rapidly, countries run new progress to improve the level of their feed,
shelter and life quality; based on the results of which activities, remarkable changes and improvements are seen.
Expectations about better feed, shelter and live have influenced both the world’s people and those of our
country. In this case, our agricultural production has to be increased greatly in order to feed our growing
population and animal existence better, and also provide necessary supplements to our economy and provide the
required raw material to our industry. The success of these situations depends upon using our scarce natural
resources more consciously and effectively and the effective transformation of our agricultural potential into
production.
It is a well known reality that grain production has an important role on countries’ economy as well as
in Turkey. The grains have the most important portion among the agricultural production and wheat greatest. In
2010’s will be the sovereignty of agricultural producing. Moreover, wheat and other grains will have the highest
priority. According to the world’s well known articles which are written by strategic experts, the strength,
importance and functions of the wheat become more important. The population of the world and Turkey has
increased continuously but grain stocks have decreased gradually. As a result of that, agriculture production
became more important. Turkish economy depends upon mainly agriculture and 31% of population works for
agriculture sector. Agriculture sector has 7,4 % of the Turkish gross domestic production (GDP) and 2,3 % of
export (Anonymous,2007). The crop yield has to be increased, because of human and animal’s feed. Wheat
production is very important economically and strategically. Wheat is the most important income source of
agricultural farms especially in Ankara, Konya, Eskişehir, Kayseri, Sivas, Niğde, Yozgat, Kırşehir, Karaman,
and Aksaray are the cities of Central Anatolia. Central Anatolia region is 162 540 km² (Bayraklı and others,
1991) and of all this agricultural area is 9 million hectare. The total more than 4 million hectare is in Konya,
Ankara and Sivas. Only, Ankara and Konya have 4 521 487 hectare. This is equal to 51% of Central Anatolia
Land. Even though 89% of this area is rainfed and 11% of is irrigated. The 90% of grain has been obtained from
rainfed areas. In general, wheat, and barley are produced in dry whereas the sugar beet is produced in irrigated
area. Grain has 50% of total product in Konya, and 46% in Ankara (Anonymous, 2004). Both Ankara and
Konya’s income has 3.4% of total Turkey’s plant production value. Also Central Anatolia region has 13% of
Turkey’s agricultural farming and 21.2% agricultural land. It should be given attention that Turkey population

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will be more than 100 million in 2010’s years so Central Anatolia will become much more important. The aim
of this study is to investigate grain farms present situation, their problems, and give some suggestions.

Materials and Method
The survey method was used and all questions were asked to the farmers. The research area in this
study covered Ankara and Konya. The grain farmers who have 50% and more were involved to this research.
The 30 farms (Akşehir, Altınekin (Oğuzeli), Beyşehir, Çumra (Đçeri Çumra), Kadınhanı (Kızılkuyu, Başkuyu),
Karatay (Obruk, Yarma, Ovakavağı, Đsmil), Sarayönü (Ertuğrul), Seydişehir (Akçalar, Gevrekli, Karabudak)
were selected from Konya, and two farms from Ankara (Polatlı and Evren). The research data was obtained by
surveying using stratified random sampling that was well known in economy fields (Yamane, 1967, Arıkan
1985). The other statistical findings and results also were utilized. The research farms distributions were as;
12 farms for 1-15 ha land, 17 farms for 15.1-20 ha land, and 7 farms for greater they 30.1 ha. The formula
used for this purpose is written by;
n= N2Σ (Nh. Sh2) / N2D2 + ΣNhSh2
D2=d2 /Z2
2
n: number of farms, Nh: farms number (h) for every stratified, Sh : Variance of samples for every stratified,
d: The acceptable error to take the average of population, Z: standard normal distribution value obtained from Z
table in which was 1.645 according to confidence limit 90%. To measure the inequality distribution of farms,
Lorenz Curve and Gini ratio were used.
Lorenz Curve defines the relationship between the certain income share and population obtained this
share. The share of farms can be expressed by percentage and is plotted to the vertical axes. The percentage of
population is plotted horizontal axes. Thus, the curve is obtained ( Ross, 1969). The 45º line passed away from
the origins is named as “Certain Equal Line”. The Certain Equal Line shows the 100% equal income
distribution. If the income distribution goes away from the equal level, Lorenz Curve also goes away from the
certain equal line and goes down. The Lorenz curve interests with certain equal line in 100% equality ( Dauring,
1991).
Gini ratio may be calculated as; G = 1- Σni=1 ( Ni - N i-1 ) (Ai + Ai-1)
Where; G = Gini ratio, Ni = Cumulative farm number ratios in total farms ( for each series), Ai = The ratio of
farms or incomes to total farms or total incomes for i. farm, and n = series number .

Results and Discussions
Land Use by Crops
Every farm had 25.03 ha of land; 63.55% of land owner, 8.95% of rental land, 27.50% of share farmer.
The owner, rental, share cropped lands were found to be 63.55%, 8.99% and 27.50% respectively. The
production areas of wheat, barley and sugar beet and others such as fallow were determined to be 54.59 %
(13.663 ha), 39.66% (9.927 ha), 4.11%(1.030 ha) and 1.64% (4.100 ha) respectively (table 1).
Table 1.The Patterns of Land Uses
Farm Sizes
Wheat
(ha)
0.1-15
8,250
15.1-30
17,218
30.1-+
17,357
Average
13,663
farms
Rate (%)
54,59

Barley

Sugar Beet

Fallow

Other

Total

2,983
4,182
30,857
9,927

1,175
1,300
0,357
1,030

0,217
0,236
0,286
0,240

0,146
0,500
0,170

12,625
23,082
49,357
25,030

39,66

4,11

0,96

0,68

100,00

The parcel number was found to be 8.03 and average parcel size 3.117 ha. According to results of Farm
Counting 1991, average farm size was 5.68 ha in Turkey. The farm size was smaller comparison to Turkey’s
average. The total production wheat area was determined to be 1176656 kg/ha and was equal to 12.6% of
Turkey Land. The production was 2 447 070 tons that was 13.12% of Turkey’s total production. Total land has
been increased because of great automation in agriculture after 1970. The Farms number have increased and
reached up to 2.5 millions in 1951, 3.7 millions in 1980 and, 4.1 millions in 1991, 4.5 millions in 1999 in
Turkey. But in recent years, this number again decrease 3,1 millions. As a result of this, arable land has reduced
to 5.68 ha per farms. In Turkey, most producers have had own land whereas the 59% of producers in EU have
used their own land (Eurostat, 2004).

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Employment Potential
The employment potential for farmer family is given in table 2. According to results, employment
varied between 4.47-3.76 MPU (man power unit) and depended upon the farm size. The average MPU was
determined as 4.16. The annual working day was found to be 280 day, depending upon climatic conditions.
According to actual production patterns for present technological level, the employment hour was determined
adding present employment power to family members worked hours from farms. This was compared
individually and farm size and average farm size and unemployment men power were computed.
Table 2.Working Patterns in Agricultural Farms
Family Potential
Power in Family
Farm
Man
Man
Out
of Out of
Sizes (ha) Power
Power
farms
In farm agricultural
Total
Unit
Day
0.1-15
4.47
1251.6
116.0
32.0
80.0
228.0
15.1-30
4.07
1139.6
193.0
21.0
108.0
322.0
30.1-+
3.76
1052.9
265.0
19.0
320.0
604.0
Average
4.16
1164.8
179.0
24.9
146.3
350.2
farms

Foreigner
power
71.0
140.0
185.0
122.9

Total
Power
299.0
462.0
789.0
473.1

The average family employment potential was found to be 1164.8 MPD (man power day) but, only
350.2 of this was used. Although there was an unemployment power in farms, 122.9 MPD was met from
foreign workers (Table 2). In the research area the average family number were 5,90. In the central Anatolia
region, working was very intensive during the harvesting and planting period. To use inactive capacity, it was
important to enhance animals products, and change the production design. Erkuş reported that in Konya
proper production sources uses resulted in reducing 15% of inactive workers and fell to 35.31%, so that income
increased to be 28.64% (Erkuş, 1991). Oğuz (1992) reported that average worker was 780 MPD in agricultural
farms for Konya. The 375 of it was obtained from women workers who were used animals sector.

Economic Results
The Value of Gross Production in Farms
In production concept, the gross production value can be defined as increase of value that covers the
end of economic activities produced new products value and exchanging (Woermann, 1958). In research, gross
production value was determined by multiplying of unit price of product value and market price obtained from
activity results plus productive increments of plant and animals capital. Table 3 shows gross production value at
the end of production activities.
Table 3. Gross Production Values according to crop production (TL and %)
Total
crop
Farm sizes (ha) Wheat
Barley
Sugar beet
Other product
production value
0.1-15
1 206,00
278,00
712,00
2 196,00
15.1-30
2 744,00
475,00
928,00
54,00
4 201,00
30.1 - +
2 907,00
3 433,0
200,00
150,00
6 690,00
Average
2 166,80
1 086,40
671,7
54,8,
3 979,70
Farms
Gr.Pro.Val
86,57
43,40
26,84
2,19
159,00
Per hectare
Rate (%)
54.45
27.30
16.88
1.37
100.00
The total plant value was 3979, 70TL (Turkish Liras) and the 54.45% of this covered from wheat,
27.30% from barley, 16.88% from sugar beet and 1.37% from other products (melon, spinach, lettuce etc). The
average gross production value per farm was 159 TL per hectare. In the Central Anatolia Region, wheat
generally has been produced in dry conditions. As a result of this, average productivity has reduced up to
46.7% per ha. The producer income has gone down notably. If plant and animal production values were adding,
gross total product value was calculated. The animal product value is given in table 4.
In agriculture farms, total average animal production value was 1225,4 TL. That number covered
61.5% of milk, 3.53% of wool, fertilizer etc., 19.04% of fixed asset increase, 14.97% of live animal sales and

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0.95% of other productions such as eggs. In general, Central Anatolia Region is very appropriate for livestock
in terms of natural resources and ecological conditions. However, animal husbandry has not developed enough
because of plant production has been encouraged and supported relatively more than animal production.
According to the results, animal husbandry was calculated to be 23.5% for research area and 25% for Turkey.
The animal husbandry was more than 55% in EU for agriculture sector (Anonymous, 2004).
Table 4. Animal Production Values (TL and %)
Farm
(ha)

sizes

0.1-15
15.1-30
30.1-+
Average
Farms
Rate (%)

928,00
452,00
929,00
753,70

44,5
45,0
38,0
43,2

10,0
9,5
18,0
11,7

210,0
182,0
354,0
233,3

125,0
572,0
183,5

Total Animal
product.
Value
1 317,5
688,5
1 911,0
1 225,4

61,51

3,53

0,95

19,04

14,97

100.00

Milk

Wool

Other

Equipment
Increment

Life
sale

Animal

In this research, since agricultural farm was small and separated, poor production was occurred.
Therefore, producers organization and publications service have been in a difficulty. The producers were weak
against unstable market conditions. They couldn’t access to Extension services. Also producers haven’t been
informed about fluctuation conditions. The soil was effective factor for production and there was no balance
between work power, capital and production factors. This was a characteristic of all agricultural farms Central
Anatolia.

Gross Profit, Farm and Family Income
Gross profit can be defined as omitting private variable costs from gross production values (Brandes
and others, 1971). It was a main success criteria to use scarce production factors and to express competition
power of production activities. The farmers needed to this profit for family expenditure, investment and tax
payments. In research, agriculture income was calculated omitting interest and rent payment from agricultural
income and adding family income which was equivalent to family works (Erkuş et all, 1995). The total family
income was found by collection of income and out of income ( Table 5).
Table 5. Gross Production Value, Gross Profit and Agricultural Family Incomes (TL and $)
1$=1,56TL
Gross
Total
Out
of Agricultural
Gross
Agricultural
Farm Sizes
Agricultural
Family
production
Variable
( ha)
Profit
Income
value
Cost
Income
Income
0.1-15
3 513,50
1 353,90
2 159,60
1 517,10
357,00
1 874,10
15.1-30
4 889,50
1 876,00
3 013,50
1 879,00
255,00
2 134,00
30.1 - +
8 601,00
3 257,00
5 344,00
2 198,00
712,00
2 910,00
Aver.
TL
5 205,10
1 989,40
3 215,70
1 808,70
402,40
2 211,10
Farms
$

3336,60

1275,26

2061,35

1159,42

257,95

1417,37

The farm had an average 5205,10 TL or $3336,60 the value of gross production. Total variable cost
and gross profit were 1989,40 TL ($1275,26) and 3215,70 TL ( $20 61,35) respectively. In agricultural income
and out of income were 1808,70 or $1159,42 and 402,40 TL or $257,95. As a result of this, farmer obtained an
average 2211,11 TL ( $1417,37) per year. The 81.8% of family income was obtained from agriculture and,
18.2% of out of agriculture. This income was very low when it is compared with Turkey’s average of $10000
income. In this area a lot of farmers have been living under the standard of poverty.

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Income Distribution Of Agricultural Farms
Household Ratios
First %20
Second %20
Third %20
Fourth %20
Fifth %20
Total
Gini ratios

Table 6. Income Distributions, Family Income and Gini Ratios
Total Family Income
Cumulative Family Income
Value (TL)
Ratio(%)
Value (TL)
Ratios(%)
5 370,50
4,89
5 370,50
4,89
11 839,50
10,79
17 210,00
15,68
18 232,20
16,60
35 442,20
32,28
27 832,50
25,35
63 274,70
57,63
46 516,50
42,37
109 791,2
100,00
109 791,20
100,00
0,358

Figure 1. Lorenz Curve
100

Income (%)

80

60

40

20

0
0

20

40

60

80

100

Househoulds (%)

The research showed that 80% of the agricultural farms had 57.63% share of the total family income
and rests ( 20%) was 42.37%. According to the Gini ratio value of 0.358, agricultural farms were situated in
research area. The total family income was not distributed uniformly. Since certain equal line that explains
exactly 100% equal distribution. As the income distribution goes away from the equal level, Lorenz Curve also
will far away from the certain equal line. In conclusion, it is seen that income distribution was not balanced
well.

Conclusions
According to the research, farms had 63.55% of own land, and every farm size was 25.03 ha. The farm
size was relatively greater than Turkey’s average. According to the general farm counting in 1991, agricultural
farms which covered nineth region (Afyon, Kayseri, Konya, Nevşehir, Niğde, Aksaray) varied between 10.01
and 9.9 ha land (Anonymous, 1994). Even though land was very small, it was still larger than Turkey’s average.
Every plot was found to be 3.12 ha and fallow area became narrow. It can be accepted as good amendments.
The farm capital was not sufficient (26.07%). The money was determined to be 1.73% of this capital due to the
lower saving rate (Demirci, 1981). Thus, producers were supported by Government. The employment and land
productivity especially should be increased by using business economy. Price, market and insufficient
knowledge and information were the most important producer problems and currently more than 3,1 million
agriculture farms, which produced products without having information and communication between them.
Turkey population will be greater than 100 million in 2014’s, so cereals should be produced more in order to
meet increased population needs. Agriculture products mainly depend upon the natural conditions. Therefore,
there was not stable balance between demand and supply, and price and cost fluctuations. On the other hand, the
problems in agricultural farms have been grown up. Their problems were derived from the small-scale activity,

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

organization, and insufficient integration between agriculture farms and industry. The finance problems may be
more serious in the coming future.
The product quality becomes more important because of internal market demand and customer, baker
and miller. Although, Turkey has a great potential about product kinds, export, it may not have stable and
effective world market because of poor market research. The external cereals demands have increased
gradually. Even though, world population is more than 6 billion, world cereals stock speed was less than world
population growth. The FAO gave pay attention this subject and called world countries to improve their product
(Kün et all. 1991). Turkey’s production quality should be international standard and product costs must be
minimized because of Turkey competition. The Turkey should grow macaroni wheat for international standard
and external market. Therefore, producers must be encouraged to produce more qualified wheat. The Turkey is
the eighth wheat producer in the world and wheat export has decreased recently. Although China is the first
wheat producer in the world, wheat is still imported because of high population. The Brazil, Japan, Egypt and
Italy are also other wheat importer countries whereas the Canada, USA, Argentine, and France are important
wheat exporter in the world. Even though India and Russia are the biggest wheat producer, their export is
limited. By producing of about 19 million tons wheat a year, wheat product will be more stable in Turkey. To
be successful in this area, producers should be more organized.
The public and private institutions were informed more for grain products’ quality and quantity and
producers should be supported related to this subject. Support price should be explained previous year and, this
rate must be equal to inflation rate. Therefore, farmers may be organized to change price in favor for them.

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                    <text>1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Organic Strategies to Sustainable Buildings and Cities
Ebru Ozer
Assistant Professor, Landscape Architecture Department
Florida International University, U.S.A.
eozer@fiu.edu

Douglas T. Thompson
Landscape Designer, LEED AP, EDA W | AECO M
Miami Beach, FL, U.S.A.
douglas.thompson @aecom.com

Abstract: In the pursuit of creating sustainable buildings and cities, architectural strategies
have mainly focused on approaches relying on technological efficiency and engineered
systems. The focus has been such because these strategies are evolutionary in that they are
solutions to the problems posed by existing building system design strategies and are thus more
easily integrated into those systems. In some cases however, architectural offices have been
teaming with landscape architects and other professions whose focus are more on natural
systems rather than building systems. In these cases where disciplines have worked
cooperatively toward the goal of sustainability, strategies have emerged which take a combined
approach in which building systems utilize and integrate with natural systems. Projects and
strategies that have emerged from these collaborative endeavors can provide architects and city
builders with valuable lessons and insights and contribute to developing a better overall
framework for approaching sustainability in the built environment. Through an examination of
recent successful sustainable building projects in which architects have worked collaboratively
with landscape architects, natural scientists, and similarly focused professions, this research
analyzes specific strategies, methods, and construction details which integrate building systems
with natural systems, providing valuable lessons for such collaborative approaches and insights
for approaching sustainable buildings.

I. Introduction: Landscape in Building Design
In recent years,theterm landscape has become popularized inthe architecture profession. The term has
creptinto the jargon of many architects and builders, appearing in prominent architectural writings in reference
to new building projects which include plant materials incorporated into their structures or involve the
integration of buildings and earthforms. The inclusion oflandscape withinthe structure ofarchitecture has been
used to sometimes connotate a measure of environmental awareness or a closer relationship with the earth. In
some cases, such uses of landscape in architecture have been deceiving or as ambiguous as the use of “green.”
Despite this ambiguity,the interest by architects in incorporating nature into their buildings through the use of
landscape can have positive implications for sustainability. It has led many architects to seek out cooperative
efforts with landscape architects, environmental scientists, and other environment related professions as
collaborators and consultants in their designs. This collaboration has the potentialto serve as a catalyst for the
reevaluation of current sustainable design strategies which often rely heavily on technological solutions. It may
also serve to bring about a reinterpretation of the built environment’s relationship to the natural environment.
Thisinturn can lead tothe development of buildings and cities which are more cooperative with naturalsystems,
are better able to adapt to changing conditions, enrich theirlocal ecology, and strengthen connections between
people and natural processes.

II. Approaches to Sustainable Building Design: Technologically Driven versus Integrative
Modern buildings are sophisticated systems which incorporate a variety of technological subsystems to
maintain conditions suitable for human uses. In large part,sustainable design, as it relates to architecture, has
been the mitigation of the environmental impacts caused by the construction and operations of building
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systems. In the pursuit ofthis, many building projectsfocus on strategies and methods that utilize technological
improvements in the operations of the building to gain efficiencies in order to reduce their negative
environmentalimpacts. They employ such strategies as: new technologicalinsulation materials and double-skin
facades for building envelopes; light shelves, shading devices, and energy efficient bulbs for lighting; solar
systems and cooling towers for heat gain and cooling; photovoltaic’s and wind turbines for energy needs; or
phase change materials and filters for waste water treatment and reuse. While such strategies and methods
produce significant results in the reduction of building related consumptions of energy and resources, and
reductions in the generation of building related wastes and pollution,they often do not seek any contribution or
part in the environment in which they reside (or displace). The focus of these strategies emphasizes an
improvementin the efficiencies of building centric systems, whose basis of design isto circumvent or substitute
natural systems while ignoring their biological purposes and functions. The result is that they still maintain
many problems that exist with the technologically based systems in the first place. First, they are rigid with
regard to their environmental adaptivity, producing systems in which a narrow range of operations and
conditions must persist which may be counter to local environmental systems. Second, they only abstractly or
distantly, or worse, superficially,reflectreal and/or underlying ecologies. Finally,they often continue to isolate
people from the natural processes, producing building systems which are not as environmentally rich or
connective as they might be. Thus they do not produce changes in the relationship between people and the
environment, but operatein a manner of containment of negative effects.
Rather than merely reducing negative environmental impacts, strategies might be employed which are
positive in their approach, leading to systems that are flexible in their interactions with natural systems,
responsive and adaptive to such changes, and comprehensible and didactic in their connections with nature.
They might seek symbiotic relationships with ecologies, hydrology, and cultures where they exist. By
approaching the building and its systems as part of a large but also very local environmental context, it is
possible to develop environmentally sustainable buildings which are more genuinely sustainable and possess
meaning as such. Such an approach might be considered landscape centric. It does notrequire an abandonment
of technology, but it does require that technological improvement is used wisely in complement with other
strategies,thatitis developed in a way that willimprove the connection of building systems to natural systems
rather than replacing or simplifying them, and that it does not deceive people in its purposes and regarding its
connections with natural systems.
In the past an overreliance on technology in the development of solutions forthe built environment has
created rifts between building systems and natural processes. Many architects have written critically about the
relationship between architecture and nature. Architect Malcolm Wells in his book, Gentle Architecture, asks
the question “Why isitthat almost every architect can recognize and appreciate beauty in the natural world and
yet so often fail to endow his own work with it” (1981, 41). Wells asserts that architecture has greater
responsibilities to the environment than it maintains and sets up standards for a better relationship to natural
systems. He expresses that buildings should consume their own waste, provide animal habitat, and moderate
their own climate (1981). More than two decades later, Ken Yeang, in his essay, On Green Design, is not just
critical of architecture’s impact on the environment, but also its methods which may rely too much on
technology for mitigating itsimpacts. He says:
There is also much misperception about what is ecological design today. We must not be
misled by the popular perception that if we assemble in one single building enough ecogadgetry such as solar collectors, photo-voltaics, biological recycling systems, building
automation systems and double-skin facades, we will instantaneously have an ecological
architecture. The other misperception is that if our building gets a high notch in a green-rating
system, then all is well. Of course, nothing could be further from the truth. Worse, a selfcomplacency sets in whereupon nothing further is done to improve environmental degradation.
(2007, 22)

Yeang,in this quote,is also critical of building rating systems such as the LEED (Leadership in Energy
and Environmental Design) Green Building Rating System in the United States. A systematic approach, the
LEED program awards points based on the meeting of set criteria in the measurement of environmental
sustainability. Yeang seems to doubt that systems like LEED are capable of providing a lasting change in
approach or even providing the right kind of change. Rather, he feels that these programs might represent the
replacement of one kind of complacency for another with an overreliance on technology as a solution to all
problems.
Although Yeang is critical of building rating systems, they may be part of a long term solution. Such
systems provide a method of measurement which clarifies standards and allows for clarity in evaluations and
comparisons of sustainable buildings. Furthermore, LEED in particular has been able to produce a greater
number of cooperative effortsin sustainable building projectsthrough its encouragement of collaboration among
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disciplines. The US Green Building Council(USGBC),the developer of LEED, through itsliterature promotes
its program as a “whole building approach” which encourages architectsto work cooperatively with other design
disciplines by considering design more holistically. This is meant to encourage builders and architects to
consider multiple building systems and their synergies in the achievement of sustainability goals, rather than
focusing on isolated system goals. It also provides additional mechanisms in its process to encourage
cooperation through delegation of authority among various design professions and by promoting collaboration in
the administration of a project. This has created opportunities in which the viewpoints of various design
professionals have new influence in the design process for buildings,leading to new and innovative approaches
to sustainable building design. In conjunction with interests in landscape centric approaches and sustainability,
such cooperative efforts have led to the development of some innovative projects and methods which may
provide architects and other design professionals with insights regarding a greater integration of building
systems and natural ones. By examining these projectsin their uses oftechnological solutions and the extent to
which they utilize integrative strategies, the value of such collaborative efforts with regard to sustainable
building practices can be evaluated.

III. Projects:
California Academy of Sciences, San Francisco, California, U.S.A.
Some notable building projects exist which utilize strategies that can provide insights into the efficacy
of collaborative efforts between architects and natural system linked design professionals and their value with
regard to the integration of building systems and natural systems. One such cooperative effort is the recently
builtand award winning California Academy of Sciences museum in San Francisco’s Golden Gate Park (Fig.1).
The project was developed as a replacementforthe Academy’s previous cluster of buildingsinthe same location
which were damaged in the 1989 earthquake affecting San Francisco. The projectteam included lead designer,
Renzo Piano Building Workshop, Chong Partners (now Stantec Architecture),landscape architects S W A Group,
and biological consultant Rana Creek.

Figure 1: The new building of the California Academy of Sciences. (Courtesy of Earth2tech)

The project was awarded a LEED Platinum certification – (LEED’s highest award), for its design and
construction by using strategies such as;the use of recycled materials (Over 90% of the demolition waste from
the old academy was recycled), naturallighting (atleast 90 percent of regularly occupied spaces have access to
daylight) (Stone 2008), natural ventilation (about 40 percent of the academy utilizes natural ventilation), a
perimeter canopy of photovoltaic cells(providing atleast 5 percent ofthe building’s power)(Steen 2008), and a
gray-water collection system (Post 2008), However, the most significant component of the building’s design,
and its most significant with regard to developing a relationship between building and natural systems, is its
green roof.
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Figure 2: The front view of California Academy of Sciences showing the undulating roof against hillsin San
Francisco (Courtesy of California Academy of Sciences)
The roof is designed as an undulating blanket laid over the top of the building structure with the
sphericalforms of a planetarium and a rainforestterrarium pushing up surface ofthe roof plane from the interior
of the building below to form two large mounds that along with 5 smaller mounds are meantto evoke the 7 hills
ofthe city of San Francisco’slandscape (Fig. 2). The undulating hills ofthe roof make it visiblefrom the ground
level which overcomes a problem many green roofs have of being seen. The roofis 2.5 acres and is planted with
1.7 million plants of nine native species. Itis meant that the roof serves as a wildlife habitat that will attract
pollinating animals,like hummingbirds, bumble-bees and butterflies (Steen 2008). The plants used for the roof
were chosen fortheir adaptabilitytothe Bay Area’s seasonalrainfallcycle (SW A 2008). For San Francisco,the
green roof creates the most concentrated area of native wildflowers within the city (Green Roofs for Healthy
Cities 2008). The roof is also an educative component of the building, which is partially accessible and is
integrated into the program of the museum.
The concept ofthe roof developed from Renzo Piano’s idea for creating the building as a continuity of
the park. Describing his concept he said, “The idea was to cut a piece of the park, push it up 35 feet - to the
height of the old buildings - and then put whatever was needed underneath” (Steen 2008). Though the
development of the roof as a diverse habitat might seem integral to the design, it was not a straightforward
process. In his vision for the roof Renzo Piano preferred a plant palette that was monolithic, neat, and clean
(Steen 2008). He was originally dissatisfied by the plants presented to him by botanistsfor the roof which were
not necessarily chosen for their beauty, but for their ecological value. However, consultants of Rana Creek,
along with the landscape architects of S W A, through experimentation, found plants which were able to satisfy
Piano’s aesthetics and achieve the diversity desired. These differences of view in plant aesthetics atteststo the
value that collaboration broughttothe design process.
In addition to providing habitatfor plant and animal species,the roof also triesto maintain a connection
with local hydrology. Most of the rain water falling onto the roof is captured for the irrigation needs of the
roof’s plant materials in panelized reservoirs along the roof’s surface underneath the plant materials and their
growing medium. The water quantities exceeding irrigation needs are siphoned off the roof by a crisscrossing
system of gabions to an underground watertable recharge system (Fig. 3). Filtered through sand and gravel,the
rainwaterinthe chamber naturally percolates back into the watertable of Golden Gate Park.
Beyond its connections to natural systems, the green roof serves as an important component of the
operational systems ofthe building. The steep slopes ofthe roof mounds create a naturalventilation and cooling
system which reduces the use of mechanical cooling. Outdoor air cooled by the vegetated roof surface is
funneled intothe entry plaza whose mechanically operable skylights open to allow the cooled airto flow into the
building interior. The roof also helps to regulateindoor temperatures by creating a thermal bufferforthe spaces
below. The seven inches of soil substrate on the roof, acting as naturalinsulation, are expected to maintain the
building'sinterior an average of 10 degrees coolerthan a standard roof would in hot weather (Stone 2007).

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Figure 3: Green roof system drainage components (left) &amp; panel composition (right) (drawn by: Alejandro Stein)
Despite the naturalized appearance and use of natural processes,the design of the California Academy
of Sciences green roof employs a great deal of engineering to make it function. Overall,the building utilizes
large amounts of technology and gadgetry as components of its sustainable design strategies. The green roof
provides an interface between the technologically sophisticated building and the world outside (nature).
Through its habitat function and its attention to site hydrology, the roof establishes a connection with natural
systems which is positive and contributory. Its visibility and access as a museum exhibit also promote
connections between building users and nature. The connection between the functions of the green roof and
building HVAC systems and electricity usage illustrates a symbiotic relationship between the building and
natural systems. One shortcoming of the design isthat access to the entire roof islimited to an observation area
at one corner of the building roof. A stronger interaction between the roof and the building occupants would
improve the value of the design. With regard to adaptability and responsiveness to changing conditions in
natural systems,the roof has exhibited some adaptability according to botanists working forthe academy. Birds
and bees have deposited foreign pollens and seeds on the site, bringing new species of plants (Steen 2008).
Depending on how these species interact with the existing roof habitat, they are allowed to remain or are
removed by maintenance workers. Such flexibility may seem minimal, but itis an important step forward and
demonstrates how flexibilityin a building system might work.
Sidwell Friends School, Washington, District of Columbia, U.S.A.
Going a step further in linking people and buildings to natural systems is the Sidwell Friends School
(Fig. 4) in Washington D.C. designed by Kieran Timberlake Architects with Andropogon Landscape Architects
and consultants Natural Systems International. Sidwellisa schoolfounded on the Quaker philosophy of human
beings as stewards ofthe Earth. The school, during an expansion in 2007, wanted to strengthen the link between
this philosophy and the curriculum by integrating it into the design of its facilities. The project, like the
California Academy of Sciences museum building, received LEED Platinum certification. The project’s
environmental credentials are numerous with strategies that include light shelves, a green roof, operable
skylights,reuse of an existing building stock, use of recycled contentin the building’s construction, use of solar
chimneys for passive cooling, and use of photovoltaic cellsfor electricity. These strategies have reduced energy
demand by 60% when compared to other similar sized schools (AIA 2007). The centerpiece of the project’s
design, and its strongest link between natural processes and the building, is the school’s courtyard which
contains terraced wetlands and a rain garden forthe reuse and recycling of water (Chen 2007).
The wetlands,in combination with a biologicalfiltering system, are used to process and treat wastewater created
by the schoolforreuseinthe school’stoilets and its cooling towers,and also forinfiltration. The process begins
with a primary treatment of wastewaterin an underground tank. The wateristhen circulated through a series of
reed bed in the school’s courtyard. Within the wetland, microorganisms attached to gravel in the planting
medium, in conjunction with the roots of the plants, breakdown contaminants in the water. Trickle and sand
filters provide further treatment (Fig. 5). The system receives up to 3000 gallons of wastewater per day
(Margolis &amp; Robinson 2007). During the winter time warm wastewater entering the system prevents the
wetlands from freezing making the system viable year round.

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Figure 4: Sidwell Friends School, building and constructed wetlands (Courtesy of Green Infrastructure)

Figure 5: Wastewatertreatment wetland system, Sidwell Friends School (drawn by: Alejandro Stein)
Overall, the system achieves water savings of 90% (Tutterow, &amp; Filippov &amp; Harris 2008).
Additionally, using biological processes to treat wastewater is energy efficient and produces significantly less
sludge waste than conventional processes. In addition to water and energy savings and the reduction in
generated waste material,theterraced wetlands have created habitatforlocalinsects, birds and small animals. It
uses planting design that follows the range of plant communities that would occur along the soil within each
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given moisture gradientto create habitatsreflective of what might naturally exist on the site. Using native plant
species is a strategy that extends throughout the school grounds, strengthening connections between local
ecology and the school.
In addition to treating wastewaterthrough its wetlands,the school also captures rainwater from its roof
to aid in its irrigation needs and for use within the courtyard to supply a biological education pond. During
seasons of high precipitation, water directly supplies the needs of the pond. Excess rainwater is stored in an
underground cistern which isthen used to supply the pond during dry seasons when itslevels arelow (Fig. 6).

Figure 6: Rainwater capture and biology pond, Sidwell Friends School (drawn by: Alejandro Stein)
The treatment of the school grounds is an integral component of a larger strategy within the school to
foster connections between the students and their environment, both inside and outside the school. Learning
aboutthe building and itssystems, and its connectionsto natural processes,is part ofthe educational curriculum.
The goalisto make systems and their processes evident. Students have access to monitors which measure such
things as the temperature outside and inside the building, air quality, wind speeds,rainfalllevels, and the health
of their school’s wetlands. The blending of the school’s water supply and wastewater treatment systems with
natural processesinthe wetland systems sit atthe center of a design which works to provide a strong connection
between the building and natural processes, the building and the people inside, and also between people and
natural processes.
The school’s green roof, although very limited in comparison to the one on the California Academy also
contributes to the connections between the building and itslandscape. Additionally,the green roof of Sidwell
also functions as a rooftop vegetable and herb garden where students grow some ofthe food which is used in the
school’s cafeteria, developing another connection between students and natural processes.
Overall,the Sidwell Friends School represents a notable example for the integration of landscape and
building systems. It provides connections between building functions and natural ones in many ways, most
notably with its integration of building wastewater treatment and water use with hydrological and wetland
systems. This project does very well connecting people, building systems, and natural systems. The integration
of building and natural systems appears comprehensible and is didactic. The wetland system expresses
flexibilityinits operations with its abilityto adjustto cold weather and the biological pond also expresses similar
flexibility in its adjustments to wet and dry seasonal changes. Although the projectis mostly a successful one,
some shortcomings exist. Hiding the primary treatment process facilities underground may be a somewhat
questionable elementin the projectinthatitseems deceptive in illustrating the watertreatment process, possibly
giving the perception thatitfunctions independently of additionaltechnology. Additionally,the adjacencies of
the wastewatertreatment system,the stormwater collection system, and the biological pond also seem to imply a
connection that does not really exist. Information regarding these items is not hidden in literature about the
project orininstruction to students, butthe system could have been developed with greaterclarity. Although
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these shortcomings hurt the project somewhat, as a whole the project seems to use technology positively to
further connections between people and natural processes. It also represents a successful collaboration linking
building systems and natural systems.

IV. Conclusion
With the increasing urgency of finding sustainable answers to the world’s problems, solutions are
necessary which do not just depend on mitigation through efficiency, but include the development of new
connections and symbioses between human systems and ecological ones. In his article entitled “Making the
Case for Landscape Ecology,” ecologistJianguo Wu, contrasts modern human engineering systems withthose of
beavers (2008). In so doing he articulates that human beings must find an alternative way of building their
environment. Drawing upon the concept of human beings as “ecosystem engineers” that actively develop and
maintain their own habitat,W u notes that beavers are also engineers of their own ecosystem, utilizing trees to
build dams as habitation forthemselves. “However,even ifbeavers change a naturallandscape from one stateto
another, their influences are usually confined within the local landscape” (Wu 2008, 47). Furthermore, as
beavers do alter their systems, they do not replace them with simplified, ecologically inefficient versions as
humans often do or altertheirenvironments atthe scalesthathumans do. Human beings may not be ableto live
as beavers, but this illustrates the profound problems that current human systems maintain in their relationship
with natural systems. Improving this relationship requires areevaluation ofitasit now exists.
Architects and builders, who seek a path to sustainability in their work, should look beyond solutions to
existing systems. By depending solely on strategies of containment and increased efficiencies, opportunities to
develop better systems may be overlooked and left out. Strategies need to focus on developing new systems
which are compatible with naturalsystems and processes. Thisrequires alandscape centric (integrative) mindset
rather than a building centric (technologic) one. Through collaborative efforts with other professionals with
knowledge of natural processes, and with an increased understanding of the relationship between the human
environment and the natural one, architects and builders can move toward a new paradigm in which buildings
and citieslook to natural systems for an example and a partner.

Acknowledgements
This ongoing research is being supported by a grant from the Paul Cejas Foundation of Florida International University.

References
AIA American Institute of Architects. (2007). Cote Top Ten Green Projects 2007.
http://www.aia.org/aiaucmp/groups/aia/documents/pdf/aias077513.pdf (accessed March 1, 2009)
Chen, A. (2007, July/August). Teaching Tools. Metropolis Magazine, 106-111.
Green Roofs for Healthy Cities. (2008). 2008 Awards of Excellence: California Academy of Sciences.
http://www.greenroofs.org/index.php?option=com_content&amp;task=view&amp;id=1039&amp;Itemid=136 (accessed April 3, 2009)
Margolis, L., &amp; Robinson, A. (2007). Living Systems: Innovative Materials and Technologies for Landscape Architecture.
Berlin: Birkhauser Verlag AG.
Post, N. M. (2008, June). San Francisco Museum’s Green Redo Keeps Team on Slippery Slopes. Engineering News Record.
Steen, K. E. (2008, September). Green Architecture’s Grand Experiment. Metropolis Magazine, 109-114.
Stone, S. (2008, October 8). New California Academy of Science Receives Highest Possible Rating From U.S. Green
Building Council : LEED Platinum, [Press release]. San Francisco.
Stone, S. (2007, June 7). Dramatic Living Roof Installed Atop New California Academy of Sciences, Making It the
“Greenest” Museum Ever Constructed, [Press release]. San Francisco.
SWA. (2008). Prototypical Sustainable Science Museum. http://www.swagroup.com (accessed May 2, 2009).
Tutterow, V., &amp; Filippov, A. &amp; Harris, J. (2008). Energy-Efficient New Federal Buildings: Awareness and Implementation of
Federal Building Standards &amp;Case Studies. Alliance to Save Energy.

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ase.org/files/4787_file_EnergyEfficientNewFederalBuildings.pdf (accessed January 3, 2009)
Wells, M. (1981). Gentle Architecture. New York: McGraw-Hill.
Wu, J. (2008). Making the Case for Landscape Ecology: An Effective Approach to Urban Sustainability. Landscape Journal,
27 (1), 41-50.
Yeang, K. (2007). On Green Design. In Eco Skyscrapers, ed. Ivor Richards. Mulgrave, Vic.: Images Publishing Group Pty.
Ltd.

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Reuse of Waste Marble Dust in the Landfill Layer
Ismail Zorluer
Technical Educational Faculty, Construction Education, Geotechnical Branch
Afyon Kocatepe University
Afyonkarahisar, Turkey
izorluer@aku.edu.tr

Lemi Tufan Taspolat
Vocational High School, Construction Department,
Anadolu University Bilecik
Bilecik, Turkey
lltaspolat@anadolu.edu.tr

Abstract: Waste materials are serious environmental problem because they have harmed to
soil and ground water. Rapidly developing technology has increased production and
consumption. The increasing of production and consumption results in the increase of amount
of waste. In the developing countries, distinct rules of waste disposing are initiated to prevent
the environment pollution. This case was positive effects on environment by means of
recycling, regains to economy and reducing environmental pollutions. Recently, some waste
materials were began to be used with clay in landfill layer design. Because the waste materials
increases characteristic of clay liner such as impermeability, strength, heavy metal absorption,
etc. In this study, waste marble dust was used as an additive material in landfill liner.
Mixtures of kaolinite-bentonite were mixed with waste marble dust for design of landfill liner.
This process was performed at marble dust ratio of 5%, 10% and 15%. Freezing-thawing tests
were carried out in these mixtures. At the end of the tests, it was observed that waste marble
dust increased strength of liner in conditions of freezing and thawing.
Keywords: Waste marble dust, Environment, landfill liner, freezing-thawing

1. Introduction
The waste materials are serious environmental problem. Rapidly growing cities with increasing
population have formed this problem. Concentration of population in cities has increased consumption. The
increasing of production and consumption results in the increase of amount of waste. In the developing
countries, distinct rules of waste disposing are initiated to prevent the environment pollution. However, many
technologies are developed forthe recycling of wastes; many of them cannot be recycled by the economical and
technological points of view. The collected wastes can be burned and/or composted by newly developed
technologies; however, afinal amount oftrashes must be stored forthe lastremoval procedure.
In the landfilllayers, usage of suitable materials and possibly waste mixture material are important to
prevent from environmental conditions. By this way, the waste materials, such as fly ash, would be gained to
economy.
In recent times, waste marble dust was used as an additive material for soil stabilization. Okagbue and
Onyeobi’s study (1999) showed thatthe geotechnical parameters of red tropical soils are improved substantially
by the addition of marble dust, plasticity was reduced by 20 to 33% and strength and CBR increased by 30 to
46% and 27 to 55% respectively. Additionally, normal 28 day curing improved after 7 to 10 days of normal
curing.
The effect of waste marble dust on swelling potential of Na-bentonite and Meşelik clays was investigated by
Zorluer (2003). Specimens were mixed with marble dust at different percentages of dry soil weight. Then, they
were compacted atthe standard compaction effort and swelling tests were carried out with odometer apparatus.
The experimentalresultsrevealthat waste marble dustis effective for controlling of swelling potentialand it can
be used forthis purpose.
Also marble dust affect unconfined compression strength of clay soils according to study of Zorluer
(2006). Clay soil had mixed marble dust at 3, 5, 8, 10 % percentages. Then mixtures had been compacted with
standard proctor compaction energy. Specimens had been sampled from compacted soils for compression test.
At the end of 28 days curing time, strength increased 20.1 by N/cm2 to 57.3 N/cm2.
Hassini (1992) determined that impermeable layer cycles much at landfills. In doing so, he carried out an
experiment offreezing-thawing to specify soilstrength and its permeability. After 12 cycles,as suggested by
301

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Chamberlain (1981), he found that 10-15% grain loss does not have any impact on strength.
This study examines the degree of deformation derived from seasonal temperature differences at
impermeablelayers with marble dust. Forthisreason,three mixture of soilto waste marble dust(the proportions
were 5, 10, 15% dustto dry soil by weight) have been prepared. And freezing-thawing tests were carried out in
these mixtures.

2. Materials
2.1 Na Bentonite Clay
Bentonite is a colloidal aluminium hydro silicate. The volume of bentonite can rise 10 to 30 times by
the addition of water.It has a swelling characteristictill 200ºC. This property loses completely over 600ºC. The
bentonite clay used in this study is Na-Bentonite.It was supplied from the Karakaya Bentonite factory, Ankara
Turkey. Some physicochemical and geotechnical parameters of Na Bentonite clay were shown in table 1, The
results of chemical analysis determined by the X-Ray Flourans Elemental analysis are shown in table 2
(Koyuncu 1998).
2.2 Kaolinite Clay
Kaolinite clay is a product of a type of rock which contains a great amount of feldspar. Kaolinite
consists of silica and aluminium layers. The thickness oflayersis 7.2 Å,thelength oflayersis between 1000 and
20000 Å and the specific surface area is (SSA) 15m2/g. The clay used in this study is obtained from the Bilecik
district. The clay is produced by a three step procedure;first excavation from clay ores,then cleaning from fine
sand by water washing and, finally crashing below 40 µ m at the end of washing, groups of clay and shale are
completely decomposed. The clay used consists of kaolinite mineral. Some physicochemical and geotechnical
parameters ofthe kaolinite clay are shown in table 1, The results of chemical analysis determined by the X-Ray
Flourans Elemental analysis are shown in table 2 (Koyuncu 1998).
2.3 Waste Marble Dust
Marble dustis minimum sized marble waste.It occurs with sawing process of marble blocks and plates.
This dustis carried by waterto sedimentation pond. Sediment dustis removed from this pond to wasteland, but
this condition have formed serious problem for environment. Because, waste marble dust is used in very little
quantities even though it used inthe very differentindustries such as construction, ceramics and cementindustry,
paintindustry, agriculture and fertilizerindustry, etc. Therefore,they have happened big mass in the waste areas
(Zorluer 2003).
Marble dust, used in this study, was obtained a marble processing factory in Afyonkarahisar-Turkey.
Then, it is dried and sieved with #40 sieve. The marble dust grains are smaller than 300 micron. Some
physicochemical and geotechnical parameters of waste marble dust are shown in table 1,The results of chemical
analysis determined by the X-Ray Flourans Elemental Analysis are shown in the table 2 (Koyuncu 1998).
W Ca
GSGb
U Wc
Grain Size Distribution (%)
(%)
(g/cm3)
Sand
Silt
clay
Na-Bentonite
12.7
2.76
0.94
2
46
52
Kaolinite
0.1
2.64
0.59
11
26
63
Marble Dust
4.1
2.75
2.73
14
78
8
( a ): Water Content, (b ): Grain Specific gravity:, (c ): Unit Weight.
Additions

Table 1 Some physicochemical and geotechnical propertiesof materials.
Additions
SiO2 Al2 O3 Fe2 O3
Na-Bentonite 59.49 18.06 4.14
Kaolinite
51.52 32.00 1.75
Marble Dust 0.01 0.85 0.04
( a ): Loss of Ignition.

CaO
3.72
0.20
55.30

Mg O
2.42
0.20
0.24

P2 O3
0.11
-----

K2 O
0.91
0.50
0.20

Na2 O
2.50
0.09
0.03

Table 2 Chemical compound of materials.
302

SO3 Mn2 O3 LOIa
0.10
8.55
0.04 12.62
----- ----- 43.51

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

3. Experimental Study
The changes in the strength at material against seasonal impact are determined by using freezingthawing test. The deformation in the material as a result ofthistestis closely related to the amount ofthe water
in it given that the nature and ratio of soil water changes to a grade extent when it freezes. When the water
transform in to ice,its volume increases about 9% in accordance with the development ofits hexagonal crystal
texture (Penner &amp; Ueda 1977).
Test specimens were prepared by 90% kaolinite and 10% bentonite mixture by dry weight for use in the
impermeable clay layer. This mixture was named as control specimen - 90K+10B. Then, the waste marble dust
was added to the mixture at ratio of 5%, 10% and 15%. These ratios were obtained from other studies in the
literature. Marble dustis abbreviated as a MD. Specimens were prepared with compaction in a standard proctor
mold by using optimum water contents for every mixture.
Freezing-thawing strength was determined according to “Methods for Freezing and Thawing Tests of
Compacted Soil-Cement Mixtures” indicated in AST M D560 (1985).In this experiment,samples are stored in a
freezer at-20o C for 24 hours. Then,the same samples are stored atthe room temperatures at 18o C for 24 hours.
This process is called as one cycle. 12 cycles are carried out for the samples in this experiment after which the
surfaces of the samples are brushed gently with wire brush to remove particles. Then, they are weighted to
determine the percentage of the loss compared to their previous weight. The highest loss rate accepted in the
literatureis 15%. The surface crystallization and the sample deformation afterthe cycle are given in figure 1and
figure 2 respectively.

Fig. 1 Crystallization on surface afterthe freezing

Fig. 2 Deformation afterthe cycles

4. Test results
After freezing and thawing test consisting of totally 12 cycles,it was seen that grain loss has decreased
with marble dustincrease.Ithas decreased from 17.6% to 12.5% atthe end of 12 cycles.It can be declared that
this decreasing can make positive influence to the strength values of layers. The less the grain losses is, the
303

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

higher the soil strength is. The findings show thatthe strength of the samples increases when the amount of the
added marble dustincreases.As itis seen in table 3, an additional 5% of marble dustis ineffective on freezingthawing. While an additional 15% marble dustresultsin 12,5% grain loss, an additional 10 % marble dust bring
in 13,5 grain loss.
Initial water
Number of
Grain loss
contents (%)
cycle
(%)
Control(90K10B)
25
12
17.6
90K10B +5% M D
25
12
18
90K10B +10% MD
25
12
13.5
90K10B +15% MD
25
12
12.5
Table 3 Freeze-Thaw experiment results of waste marble dust mixtures.
Materials

5. Conclusions

Grain Loss (%)

Firstly, itis observed that the amount of grain loss in the samples with 10% and 15% of marble dust
addition as a result of deformation in the freezing-thawing test are in compliance with the highest grain loss
referred in the literature.
Secondly, it is seen that on addition of 5 % of marble dust is ineffective since the results from this
sample are close tothose ofthe control sample.
Thirdly, As itisseen in figure 3,the study shows thatthelowest deformation occursinthe material with
15% of marble addition.
20
18
16
14
12
10
8
6
4
2
0
Control

5% MD

10% MD

15% MD

Additive Material

Fig.3 Effect of waste marble dust on freezing-thawing
In the light of the given findings, it can be argued that use of marble dust increases the strength of
landfillliner. Trough its use in landfillliners,the recycling of marble dust will be possible. Consequently,this
will not only to contribute to the protection of the environment but also to provide an economical additive
materialtolandfilllayer.

References
Okagbue C. O., Onyeobi T. U. S., (1999), Potential of marble dust to stabilise red tropical soils for road construction,
Engineering Geology, V. 53, pp 371-380.
Zorluer, I., (2003). Effect of waste marble dust to swelling potential of clay soils. XI. National Clay Symposium Proceedings.
Đzmir-Turkey, pp. 475-482.
Zorluer, I., (2006). The Effect of waste marble dust on unconfined compression strength of clay soils. GAP V Engineering
Congress Proceedings. Şanlıurfa-Turkey, pp. 1042-1046.
Hassini, S., (1992). Some aspects of landfill desing environmental science and engineering, Environmental geotechnology,
137-143p
Chamberlaın, E. J., (1981). Overconsolidation Effects of Ground Freezing, Engineering Geology, 18, 97-110.
Koyuncu, H., (1998). Physicochemical, microstructure and geotechnical properties of petroleum boring wastes improved
with stabilization/solidification method. PhD thesis, Osmangazi University.

304

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Penner, E. and Ueda, T., (1977). Proceedings, symposium on Frost Action in Soils, Universty of Lulea, Lulea, Sweden, I, 91100.
ASTM D560-96 (1985). Methods for Freezing and Thawing Tests of Compacted Soil-Cement Mixtures. Annual Book of
ASTM Standards.

305

�</text>
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                <text>Organic Strategies to Sustainable Buildings and Cities</text>
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                <text>In the pursuit of creating sustainable buildings and cities, architectural strategies  have mainly focused on approaches relying on technological efficiency and engineered  systems. The focus has been such because these strategies are evolutionary in that they are  solutions to the problems posed by existing building system design strategies and are thus more  easily integrated into those systems. In some cases however, architectural offices have been  teaming with landscape architects and other professions whose focus are more on natural  systems rather than building systems. In these cases where disciplines have worked  cooperatively toward the goal of sustainability, strategies have emerged which take a combined  approach in which building systems utilize and integrate with natural systems. Projects and  strategies that have emerged from these collaborative endeavors can provide architects and city  builders with valuable lessons and insights and contribute to developing a better overall  framework for approaching sustainability in the built environment. Through an examination of  recent successful sustainable building projects in which architects have worked collaboratively  with landscape architects, natural scientists, and similarly focused professions, this research  analyzes specific strategies, methods, and construction details which integrate building systems  with natural systems, providing valuable lessons for such collaborative approaches and insights  for approaching sustainable buildings.</text>
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                    <text>1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Investigation of Cluster Analysis in Surface Water in Yesilirmak River
Nurgul Ozbay
Engineering Faculty,
Bilecik University, Bilecik, TUR KEY
nurgul.ozbay@bilecik.edu.tr
Suheyla Yerel
Bozuyuk Vocational School,
Bilecik University, Bilecik, TUR KEY
suheyla.yerel@bilecik.edu.tr
Huseyin Ankara
Department of Mining Engineering,
Eskisehir Osmangazi University, Eskisehir, TURKEY
hankara@ogu.edu.tr

Abstract: The main aim of this study is focused on surface water quality classification of the
Yesilirmak River (Turkey) and evaluation of pollution dataset obtained by the monitoring
stations. The study shows the application of selected statistical technique to the pollution
monitoring dataset, namely, cluster analysis. Cluster analysis is an exploratory data analysis
tool for solving classifications problems. Its objective is to sort cases into clusters so that
degree of association is strongly members of the same cluster and weak between members of
different clusters. The analysis of the monitoring stations identified two clusters. It was
concluded that agricultural pollution strongly effected Stations II and Station III. Finally, it
was believed to help surface water management to water quality issues and determine
priorities to improve surface water quality.

1. Introduction
The surface water quality is a matter of serious concern today. Rivers, due to their role in carrying off
the municipal and industrial wastewater and runoff from agricultural land in their vast drainage basins, are
among the most vulnerable water bodiesto pollution. The surface water qualityin a region islargely determined
both by the natural process and the anthropogenicinfluence of water quality (Carpenter etal.,1998, Singh et al.,
2005; Yerel, 2009). The particular problem in the case of water quality monitoring has a complexity associated
with analyzing thelarge number of measured variables. The data sets contain richinformation aboutthe behavior
of the water resources.
The classification and interpretation of monitoring stations are the most important steps in the
assessment of surface water quality.In orderto determine the data structure,to classify and modelthe data sets,
to reveal time trends and to identify the contribution of pollution etc. cluster analysis should be applied. Some
applications of the cluster analysis have also been carried out. Muri (2004) has investigated basic physical and
chemical characteristics of water in lakes using cluster analysis. Although the water quality has deteriorated in
some lakes, most of the lakes are stillin a good condition. Boyacioglu and Boyacioglu (2008) suggested that
cluster analysis was applied to assess water quality. In their study, cluster analysis can be used to understand
complex nature of water quality issues and determine priorities to improve water quality.
The aim of this study was to examine whether or not the monitoring stations were similar by using
single linkage cluster analysis.

2. Material and Methods
2.1. Dataset
Surface water quality dataset covers a year and contains the values of selected pollution indicators for
three monitoring stations from the Yesilirmak River in Turkey. Coordinates of the monitoring stations were
237

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

depicted in Tab. 1 and selected pollution indicators were given in Tab. 2,respectively.

Station No

X

Y

Station I

299530

4470025

Station II

287150

4468680

Station III

271125

4463355

Table 1. Coordinates ofthe monitoring stations

Parameter

Symbol
DO

Units
mg/l

Cl−

mg / l

SO −42

mg / l

A m monium

NH +4 − N

mg / l

Nitrite nitrogen

NO −2 − N

mg / l

Nitrates

NO3− − N

mg / l

Total phosphorus

P-tot

mg/l

Total Dissolved Solid

TDS

mg/l

Dissolved oxygen
Chloride
Sulfate

Table 2. Selected pollution indicators

2.2. Cluster analysis
Cluster analysisis an exploratory data analysistool for solving classification problems. Its objective is
to sort cases into groups or clusters, so that the degree of association is strong between members of the same
cluster and weak between members of different clusters. Each cluster thus describes, in terms of the data
collected, the class to which its members belong; and this description may be abstracted through use from the
particular to the general class type (Einax et al., 1998; Kowalkowski et al., 2006). Itis evident that the cluster
analysisis usefulin offering reliable classification of surface waterinthe whole region and would make possible
to design a future spatialsampling strategy in an optimal manner. Thus,the number of observation stationsin the
monitoring network will be reduced, hence cost without loosing any significance of the outcome (Singh et al.,
2005).
In this case of cluster analysis,the similarities-dissimilarities are quantified through Euclidean distance
measurements,the distance between two objects,iand j,is given as;

d = ∑ ( zik − z jk )
m

2
ij

where

k =1

2

(1)

d ij2 donates the Euclidean distance, z ik and z jk are the values of variable k for object i and j,

respectively, and m is the number of variables (Kowalkowskiet al., 2006; Yerel, 2009). Euclidean distance and
the Single linkage cluster method were used to obtain dendrograms.

238

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

3. Application of cluster analysis to monitoring stations
Cluster analysis organizes sampling entities into discrete groups, such that within-group similarity is
maximized and among-group similarity is minimized according to some objective criteria (McGarial et al.,
2000).Inthis study monitoring stations classification was performed by the use of single linkage cluster method.
Two major clusters were formed by treating all the by clustering. The dendrogram of the monitoring stations
model resulting from the single linkage cluster method of measured surface water quality datasetis presented in
the fig. 2.

Figure 2 Dendrogram of the single linkage cluster method

The dendrogram shows that all the monitoring stations may be generally grouped into two clusters.
Cluster 1 correspond to Station I. Cluster 2 corresponds to Stations II and III. The classification to those clusters
varies with the significance level.Itis shows that Cluster 1 is characterized by the biggest Euclidean distance to
the Cluster 2.
The dataset of the surface water quality parameters were to compare the aspects of the variation in
surface water samples collected from three monitoring stations as shown in fig. 3. Among the mean
concentrations, all parameters were found very high at monitoring stations II and III.

Figure 3 Water quality parameters mean values at Yesilirmak River
239

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

4. Conclusion
In this study, cluster analysis were applied to dataset obtain from Yesilirmak River in Turkey. This
analysis is important to intercept misinterpretation of monitoring stations dataset due to uncertainties. Cluster
analysis grouped three monitoring stationsinto two clusters of similar water quality characteristics. Based on the
above results,it was concluded that agricultural pollution strongly affected Cluster 2. Thus,this study show that
usefulness of cluster analysis in water quality assessment, determination of pollution sources with a view to get
betterinformation aboutthe monitoring stations.

5. References
1. Boyacioglu, H., &amp; Boyacioglu, H. (2008). Water Pollution Source Assessment by Multivariate Statistical Methods in the
Tahtali Basin, Turkey. Environmental Geology. 54, 275-282.
2. Einax, J.W., Truckenbrodt, D., &amp; Kampe, O. (1998). River pollution data interpreted by means of chemometric methods.
Microchem. J., 58, 315-324.
3. Carpenter, S., Caraco, N. F., Correll, D. L., Howarth, R. W., Sharpley, A. N., &amp; Smith V. H. (1998). Nonpoint pollution of
surface waters with phosphorus and nitrogen. Ecol. Appl,. 8(3),559-568.
4. Kowalkowski, T., Zbytniewski, R., Szpejna, J., &amp; Buszewski, B. (2006). Application of chemometrics in river water
classification. Water Research, 40, 744-752.
5. McGarial, K., Cushman, S., &amp; Stafford, S. (2000). Multivariate statistics for wildlife&amp; ecology research, Springer, New
York.
6. Muri, G. (2004). Physico-Chemical Characteristics of Lake Water in 14 Slovenian Mountain Lakes. Acta Chim. Slov. 51,
257-272.
7. Singh K.P., Malik A. &amp; Sinha, S. (2005). Water quality assessment and apportionment of pollution sources of Gomti river
(India) using multivariate statistical techniques—a case study. Analytica Chimica Acta, Vol. 538.
8. Yerel, S., (2009). Assessment of surface water quality using multivariate statistical analysis techniques: A case study from
Tahtali dam, Turkey, Asian Journal of Chemistry, 21, 4054- 4062.

240

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Yerel, Suheyla
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                <text>The main aim of this study is focused on surface water quality classification of the  Yesilirmak River (Turkey) and evaluation of pollution dataset obtained by the monitoring  stations. The study shows the application of selected statistical technique to the pollution  monitoring dataset, namely, cluster analysis. Cluster analysis is an exploratory data analysis  tool for solving classifications problems. Its objective is to sort cases into clusters so that  degree of association is strongly members of the same cluster and weak between members of  different clusters. The analysis of the monitoring stations identified two clusters. It was  concluded that agricultural pollution strongly effected Stations II and Station III. Finally, it  was believed to help surface water management to water quality issues and determine  priorities to improve surface water quality.</text>
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                    <text>1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Antinutritional Factors in Food Grain Legumes

M ustafa Onder
Selcuk University, Agricultural Faculty,
Department of Field Crops, Konya, TURKEY
monder@selcuk.edu.tr
Ali Kahraman
Selcuk University, Agricultural Faculty,
Department of Field Crops, Konya, TURKEY
kahramanali@selcuk.edu.tr

Abstract:The use of plants to meet the world’s food needs is vital to human survival. On a global basis,
over 65 % of food protein and over 80 % of food energy is supplied by plants. In terms of gross tonnage,
approximately 98 % of the total world food production is harvested from land sources and only 2 % from
the ocean and inland waters. Of the total food harvest, plant products directly contribute about 82 % of
the gross tonnage, whereas the other sources (animal and marine products) together contribute only 18 %.
The avarage production of plant protein potentially edible by humans was estimated to be 200 million
tons, compared to 50 million tones of animal protein.
Their unfavorable balance of amino acid requires that complementary protein be provided for optimal
nutrition. In the developed countries of the Western world, animal protein make up a substantial portion
of the diet. In the developing countries, however, the animal proteins are either too expensive, so
legumes serve as main sources of both protein and calories in many of these tropical and subtropical
areas of the world. Dry legumes and legume products are, in fact, the richest source of food protein from
plants.
Keywords: Antinutritional factors, inhibitory, legume, pulses.

Introduction
Pulses, whose history of cultivation dates back to earlier times, are essential for human and animal
nutrition as well as crop rotation. The factthattheir grains contain 18-36 % protein (Çiftçi,2004), are sufficient
in carbohydrates, consist of high amounts of phosphor,iron and calcium and are rich in vitamins (A, B, C, D)
further adds to their significance. Since pulses contain high amounts of amino acids, they are consumed in
developing countriestogether with low-protein and high calorie foods that are staple diets ofthose areas instead
of animal proteins, which are both expensive and rare. Rice and bean or bean and bulgur in Turkey, corn and
cowpea or rice and cowpea in African countries and corn and bean combinations (mixtures) complement each
other in terms of their nutrient contents. However,in addition to increasing consumption of pulses in diets,itis
also important to know how sparing amounts of antinutrient substances that are inherent in them will be
removed. It has been established that pulses contain various substances, some varieties of which can be toxic
(though rare) or may cause indigestion. However,it has been observed thatthe effects of these factors disappear
or decrease when legumes are properly prepared. Among appropriate techniques of preparing legumes are
germination, peeling, soaking, cooking, treating with various chemicals, fermenting, adding enzymes, roasting
and frying. However, heat treatment applied to remove antinutritious substances should be performed carefully
because this can lead to a decrease in essential amino acids. Shimelis and Rakshit(2005) reported thatthe most
important factorthat affected the amount ofthe ingredientsin a grain is genetic constitution.
Pulses contain proteins, oils, vitamins, mineral substances, carbohydrates and dietary fibers, which positively
affect nutritional value as well as antinutrients that negatively affect diets. The most important of these
substances are the following.

Enzyme inhibitors
Protease (trypsin, chymotrypsin) and Amylase Inhibitors: These protein inhibitors are found in many
nutrients. Found in various forms, inhibitors are present in the tissues of animals and plants as well as in
microorganisms. By virtue of theirinnumerable pharmacological properties,they also enjoy medical value. The
40

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

rate of water-soluble non-glucose proteinase inhibitor in legume seeds is about 0.2-2 % of the total soluble
protein (Sgarbieri and Whitaker 1982). These substances reduce protein digestion. They decompose with heat.
Therefore, when legumes are eaten raw or without being cooked properly, they upset digestive functions and
cause diarrhea or excessive gas. Autoclave treatment or boiling also reduces the quantity of these substances
(Khalil, 2001). About 10-20 % of the total active trypsin is found in human pancreatic juice (Weder and Link
1993). They bind proteases,which are resistantto digestion in the smallintestine, and thus ensure theirremoval
through excretion. This is why the availability of amino acids (methionine and cystine) consisting of sulphur in
legume grains is low. Sulphur deficiency may occur in a diet thatis dependent on legume grains (Ergün et al.,
2002). In addition to this information, it is also known that trypsin inhibitors also carry characteristics of an
insecticide (Hilder et al. 1990). Amylase inhibitors alter reactions to blood sugar and insulin by slowing down
digestion and thus can be used fortherapeutic purposes in diabetes (Lajolo et al. 1991).

Lectins (Hemagglutinins)
All of them are proteins or glycoproteins. Lectin activity has been determined in more than 800
varieties of the legume family, which consists of 600 genus (Liener et al. 1986). 2-10 % of the total protein
legume seeds are lectins. One of their mostimportant characteristicsisthatthey prevent absorption of digestive
end products in the small intestine. They enable the coagulation of red blood cells by affecting erythrocytes.
Lectins possess some other interesting chemical and biological properties, some of which are as follows: they
interact with specific blood groups;they perform various functions in mitotic division, demolish cancerous cells
and have toxic effects in some animals. Since they bond with different sugar groups, their bonding with
intestinal wall may exhibit variation depending on the type of sugar.If some types of beans are consumed raw,
they may cause shock cramps (Saldamlı 1998). Besides these characteristics,lectins can easily disintegrate (ElAdawy- 2002; Mubarak, 2005).

Oligosaccharides
They are gas generating factors in legumes. Legume seeds, which produce digestive gases in
humans and animals, contain oligosaccharides of raffinose, stachyose and verbascose (Aksar 1986). As the
duration of cooking increases, a decrease is observed in oligosaccharide content. Moreover, a decrease in
oligosaccharide content also occurs when soaking wateris poured, seeds are washed a second time or seeds are
germinated (Table 1).Itis known thatflatulent substances,which belong to the indigestiblefibers group, reduce
the risk of intestinal cancer, fortifies the immune system, increases excretion frequency and weight as well as
H DL cholesterollevel.

Duration of cooking
(min)
0

Total Sugar

Verbascose

Stachyose

Raffinose Percentage

78,5

40,3

7,8

-

0

10

59,3

35,7

7,6

-

8,8

20

56,6

34,8

7,5

-

10,9

30

54,9

33,9

6,8

-

14,3

40

52,6

29,6

5,8

-

25,5

Table 1. The Effect of Cooking on Total Sugar and Oligosaccharides Content of Legume Seeds
(from Reddy and Salunke (1980))

Phenol Compounds
They constitute plants’ protection mechanisms against external factors. It is known that there is a
relationship between flower color and bollcolor and tannin compositions. They are found infruitand vegetables
and in some cereals. They cause plants to have a pungent taste. They reduce bioavailability of some minerals
(especially zinc). Tannins of this group are usually stable when confronted with heat, and they may negatively
affect pH mechanism, reduce protein digestion, and cause nitrogen mechanism. They can be discharged with
excrement.
41

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Saponins
They are glycoside derivativesthat are found in many plants. Their general characteristics can be cited as
follows: they give a bitter taste, foam when they are treated with various solutions and cause hemolysis in red
blood cells. Sincethey reduce the surfacetension of blood in cold-blooded animals,they have an extremely toxic
effect. On the other hand, due to their cholesterol-reducing effect, legumes are the most important sources of
saponins. The fact that saponins can bond with cholesterol and therefore reduce absorption and that legumes
contain saponins points to theirimportance for health (Sidhu and Oakenfull 1986). Studies on medical uses of
saponins continue.

Cyanogens Glycosides (HCN)
Many members of the plant kingdom contain cyanide. The cyanide contents of some legumes have been
investigated forlong years (Montgomery 1964). Cyanogen compounds of tall plants are of two types: cyanogen
glycosides and cyanogen lipids. Both groups contain cyanohydrins and free carbonyl. Since glycosides, which
consist of HCN (hydrocyanohydric acid), can come out as a result of hydrolysis, they are potentially toxic.
Cyanide can not be disintegrated with heat and since it separates from legumes during cooking or washing, it
will be beneficialto pour soaking water(Devos 1988).Itisknown that broad beans and Lima beans are potential
sources of cyanide.

Vicine and Convicine (Favism factors)
Favism is a hemolytic disease thatisfound in sensitive individuals with consumption of broad beans.Itis
more widely found in people living in the Mediterranean countries. Itis known to be of genetic source (Liener
1983). The structure of hemoglobin, which is the primary carrier of oxygen, is upset. Dizziness, vomiting,
feeling oftiredness and dark orange urine, which isthe firstsymptom of blood transfusion,are symptoms ofthis
disease. The disease disappears soon butincidences of death may be encountered when the disease is prolonged.
This disease of hemolytic anemia is caused by favogens. Favism also causes high fever and jaundice.

Phytic acid and Phytoids
Phytoid phosphor accounts for almost 80 % of the total phosphor in many legume seeds (Lolas and
Markakis 1975). Most of them are found on the outer layer of the aleurone or endosperm (Desphande et al.
1984). Phytic acid causes the bioavailability of essential mineralsto decrease and turn into insoluble compounds
whose absorption and digestion isless in the smallintestine (Desphande and Cheryan 1984). Pulses are sources
of dietary phytoid (Ergün et al., 2002). When phytoid phosphor is not made use of, it is discharged with
excretion. A way of preventing this is through the hydrolysis of phytoid phosphor; for this purpose, besides
methods such as soaking, germinating, using food rich in vegetable endogen phytosis enzyme and storing,
methods like cooking and performing autoclave where phytoid phosphor is demolished in the presence of heat
can also be used. The studies that have been conducted demonstrated that phytoids reduce cholesterollevel and
protect against intestinal cancer of iron origin. Besides, phytoids exhibit characteristics of natural antioxidants
thanks to their benefits such as reducing lipid peroxidation (Zhou and Erdman 1995). Moreover, pulses are
important sources of calcium, copper, iron, magnesium, phosphor, potassium and zinc (Geil and Anderson
1994). The content of these minerals and their bio-availability depend, to a large extent, on the degree of the
processing (cooking) process and their absorption is affected by the phytoid level found in the plant (Liener
1994). 50-80 % of the endogen phytoids in broad beans can be discharged through soaking and cooking.

Allergens
They are substancesthat are generally found in nutrients. They cause allergic reactionsthatare specificto
certain individuals. The level of harm done depends on the sensitivity level of individual’s body rather than the
quantity ofthe substances taken with the food. Diarrhea and vomiting are symptoms of allergy. Itis also argued
that proteins with high molecular weight cause allergies(Perlman 1980). Histamine and compounds of histamine
derivatives act as antigens against allergens.
42

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Toxic Amino acids
There are certain amino acids in legume plants that are not of protein nature and reduce nutritious value
and cause toxic effects. These substances are commonly found in Lathyrus and broad beans. Dihydroxyphenyl
alanine (DOPA) is the most common toxic amino acid found in legumes. Although these amino acids do not
display a direct toxic effect,the plant firstly takes on a black color due to these substances, and then withers.
Moreover, the nutritional value of plants that contain such amino acids (broad beans, Lathyrus) decreases
substantially.
Toxic amino acids are believed to combine causes of metabolic favism. Despite allthese,these substances
can not do any kind of harm because they need to be inlarge quantitiesinthe plantto pose a risk.
In addition to this group of toxic substances, some legumes may contain sparing amounts of antivitamin
substances and estrogen factors. Substances of this kind may be activated with heat and cause serious harm.
Extensive studies are reported in the relevantliterature on the elimination of these substances in orderto reduce
their harmful effects on plants (Desphande 1984). When itis taken into account that pulses are sources of the
highest quality vegetable proteins, the importance of studies on the toxicity mechanisms of toxic amino acids
that have an unfavorable effect on the quality of this protein and the degree of their potential harm become
obvious.

Goitrogens
Soybean, a kind of oil seed, contain glycosides called goitrogens. Consisting of sulphur,these glycosides
cause the thyroid gland to grow by inhibiting the iodine intake of the thyroid gland. This toxic effect can be
reduced with the addition ofiodine to the diet.

Conclusion
In addition to being perfect sources of vegetable protein, pulses contain nutrients with high-fiber content
and reduce blood cholesterol levels thereby contributing favorably to human health (Eastwood and Hamilton
1968; Önder and Akçin 1996).Increased legume consumption is recommended on cold days when energy need
rises (Pekşen and Artık, 2005). Nergiz and Gökgöz (2007) stated that soaking before cooking is the most
traditional, economic and appropriate method. Although cooking causes a reduction in soluble quality
substances, especially vitamins and minerals in legumes,they should not be consumed raw by humans because
they eliminate antinutrient substances or reduce them substantially. Also called the meat and bread of the poor
and having dry grains whose chemical composition resembles that of peanut and soybean, pulses are
recommended to be consumed frequently asthey are highly suitable for dieting.

References
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Çiftçi, C. Y. (2004). Dünyada Yemeklik Tane Baklagiller Tarımı. TMMOB Ziraat Mühendisleri Odası Teknik Yayınları
Dizisi No: 5, 197 s. Ankara.
Desphande, S. &amp; Cheryan, M. (1984). Effect of phytic acid, divalent cations and their interactions on alfa-amilase activity. J.
Food Sci., 49: 516-519.
Devos, P. (1988). Mercimek ve nohutun besin değeri ve proses sırasındaki değişiklikler, Herkes Đçin Mercimek
Sempozyumu, 29-30 Eylül, Marmaris/Muğla, 174-196.
Eastwood M. A. &amp; Hamilton, D. (1968). Stıdies on the absorbtion of bile salts ton on-absorbed componenets of the diet.
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El-Adawy, T. A. (2002). Nutritional composition and antinutritional factors of chickpeas (Cicer arietinum L.) undergoing
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Ergün, A., Tuncer, Ş. D., Çolpan, Đ., Yalçın, S., Yıldız, G., Küçükersan, M. K., Küçükersan, S., Önol, A. G., Muğlalı, Ö. H.
&amp; Şehu, A. (2002). Yemler, Yem Hijyeni ve Teknolojisi. A. Ü. Veteriner Fakültesi, Hayvan Beslenme ve Beslenme

43

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Hastalıkları A. B. D., Ankara, 465 s.
Geil, P. B. &amp;Anderson, J. W. (1994). Nutritional and health implications of dry beans: a review. J. Am. Coll. Nutr. 13: 549558.
Hilder, V. A., Gatehouse, A. M. R. &amp; Boulter, D. (1990). Genetic Engineering of Crop for Insect Genes of Plant Origin. In:
eds. D. Grierson, G. Laycet, Genetic Engineering of Crop Plants. Butterworths, London, pp. 51-56.
Khalil, M. M. (2001). Effect of soaking, germination, autoclaving and cooking on chemical and biological value of guar
compared with faba bean. Nahrung/Food, 45: 246-250.
Lajolo, F.M., Filho, F.F. &amp; Menezes, E.W. (1991). Amylase inhibitors in Phaseolus vulgaris beans. Food Tech. 45: 119-121.
LĐENER, I.E. (1983). Toksic constituens in legumes . Pages 217-257 in: Chemisrtey and Biochemistry of legumes . S.K.
Arora , ed. Edward Arnold , London.
LĐENER, I. E. (1976). Legume toxins in relation to protein digestibility: A rewiew. J. Food Sci. 41:1076-1081.
Liener, I.E. (1994). Implications of antinutritional components in soybean foods. Critt. Rev. Fd. Sci. Nutr. 34: 31-67.
LOLAS. G. M. &amp; MARKAKĐS, P. (1975). Phytic acid and other phospohos compouds of beans Phaseolus vulgaris L. J.
Agric Food Chem. 23:13-15.
MORTGOMERY, R.D. (1964). Obzervations on the cynadie content and toxicity of tropical pulses . W.indian Med. j. 13:111.
Mubarak, A. E. (2005). Nutritional composition and antinutritional factors of mung bean seeds (Phaseolus aureus) as
affected by some home traditional processes. Food Chemistry 89: 489-495.
Nergiz, C. &amp; Gökgöz, E. (2007). Effects of traditional cooking methods on some antinutrients and in vitro protein
digestibility of dry bean varieties (Phaseolus vulgaris L.) grown in Turkey. International Journal of Food Science and
Technology. 42: 868–873.
Önder, M. &amp; Akçin, A. (1996). M3 Generasyonundaki Mutant Fasulye Hatlarında Verim ve Bazı Verim Öğelerinin
Korelasyonu ve Path Analizi. S. Ü. Ziraat Fakültesi Dergisi, 9(11) : 83–90.
Pekşen, E. &amp; Artık, C. (2005). Antibesinsel maddeler ve yemeklik tane baklagillerin besleyici değerleri. J. of Fac. of Agric,
OMU. 20 (2): 110-120.
Perlman, F. (1980. Allergens. Toxic constitues of plant foodstuffs. Academic Pres, New York. 295-327.
REDDY,N.R. &amp; SALUNKE, D.K. (1980). Changes in oligosaccarides durin germination and cooking of black gram and
fermantation of black gram Rice blend .Creal Chem. 57:356-360.
Saldamlı, Đ. (1998. Gıda kimyası. Doğal toksik maddeler ve Kontaminantlar. Acar J. ve Uygun Ü. Hacettepe Üniversitesi
Mühendislik Mimarlık Fakültesi Gıda Mühendisliği Bölümü- Ankara. 399-433.
SGARBIERI, V.C. &amp; WHITAKER, J. R. (1982). Physical , Chemical and Nutritional properties of common bean
(Phaseolus) proetins. Adv . Food Res. 28-93-166.
Shimelis, E. A. &amp; Rakshit, S. K. (2005). Antinutritional factors and in vitro protein digestibility of improved haricot bean
(Phaseolus vulgaris L.) varieties grown in Ethiopia. International Journal of Food Sciences and Nutrition. 56(6): 377-387.
Sidhu, G. S. &amp; Oekenfull, D. G. (1986). A mechanism for the hypocholesterolaemic activity of saponins. Br. J. Nutr. 55: 643649.
Weder, J. K. P. &amp; Link, I. (1993). Effect of treatments on legume inhibitor activity against human proteinases. In Recent
advances of research in antinutritional factors in legume Seeds; van der Poel, A. F. B., Huisman, J., Saini, H. S., Eds.;
Wageningen Pers: Wageningen, The Netherlands, pp: 481-485.
Zhou, J. R. &amp; Erdman, J. W. Jr. (1995). Phytic acid in health and disease. Crit. Rev. Food Sci. Nutr. 35 (6): 495-508.

44

�</text>
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                <text>Antinutritional Factors in Food Grain Legumes</text>
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                <text>The use of plants to meet the world’s food needs is vital to human survival. On a global basis,  over 65 % of food protein and over 80 % of food energy is supplied by plants. In terms of gross tonnage,  approximately 98 % of the total world food production is harvested from land sources and only 2 % from  the ocean and inland waters. Of the total food harvest, plant products directly contribute about 82 % of  the gross tonnage, whereas the other sources (animal and marine products) together contribute only 18 %.  The avarage production of plant protein potentially edible by humans was estimated to be 200 million  tons, compared to 50 million tones of animal protein.  Their unfavorable balance of amino acid requires that complementary protein be provided for optimal  nutrition. In the developed countries of the Western world, animal protein make up a substantial portion  of the diet. In the developing countries, however, the animal proteins are either too expensive, so  legumes serve as main sources of both protein and calories in many of these tropical and subtropical  areas of the world. Dry legumes and legume products are, in fact, the richest source of food protein from  plants.</text>
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                    <text>1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

To Take advantage of Mass Media Implementation on Agricultural Farms
in Konya; The case of Altınekin District
Cennet Oguz
University of Selcuk Faculty of Agriculture 42031 Konya,TUR KEY
coguz@selcuk.edu.tr
Hüseyin Dogançukuru
Agricultural Engineer Public Agricultural Extension department, TURKEY
hdogancukuru@hotmail.com

Abstract:This study was conducted to supply achievement of Agricultural Extension
work which is being implemented in Konya region. Itis significantly important to
state that which extension implements will be used in which level in order to reach
this objective. The minimum usable sample offarm enterprises was determined as 55
based on stratified sampling technique. The data were collected from Altınekin
districtin Konya. The new technologies application is quite high in the research area
and the producers are open to innovation.
The resultsindicate that agricultural modernization has a positive effect on farm
enterprises in the certain district and the reasons behind this are that the producers
are open to innovation and they have positive future expectation,the producers in an
economy have the right kind of knowledge and information, they can produce
economic output efficiently.
Keywords: Mass media, Agriculture Extension, Konya Province

Introduction
The world we liveinisshrinking withthe same level of changing and developing.Inthe nearfuture,the
nations which can cope with this change and development will have the chance to survive. The certain change is
ongoing with a spectacular speed in all part oflife. Rational and economic production oriented towards needs is
the main part of the modernization. Its centre is without doubt the human being. Modern technology which is
utilized for agricultural production will be the cause of an increase in the technical agricultural production. That
also means that there will be an improvement for the living conditions and a boost income of the farmers who
lives in the rural areas.In the end, better quality food consumption, good nutritive and a growing work capacity
will emerge.
On the other hand, the growing population and the population density in urban areas because of the
migration force the farmers to make a production with more quantity and a high quality. Other wise, this
uncontrolled population which consist of unemployed migrants will cause nuisance and socialturmoil. For that
reason the society have to take their responsibility of improving the living conditions of the rural people and
create methods to provide agricultural technical information that they need. They also have to make those
methods work. Itis called agricultural extension. The developed countries that are conscious about this subject
already established the necessary organisations.
With the 130 thousands registered farmers, Konya is the city that has the highest number of farmers in Turkey.
In terms of the area,the situation is also the same and with 135.886ha registered agricultural area; Konya is the
province that has the largest agricultural area. These figures signify the importance of agricultural extension
work that will be implemented in Konya province. In such a broad area with such a large number of farmers,
stating the usage of which agriculturalextension methods willbe utilized in which level willboostthe success of
the agricultural extension work that will be implemented. The main objective of this study is contributing the
success of the agricultural extension work which is being implemented in Konya region. It is significantly
important to state that which extension implements will be used in which level in order to reach this objective.
For the below reasons, Altinekin district was chosen as the research field; the regions is well-known by the
researchers,thelevel ofthe application ofthe new farming techniquesis quite high and the producers are open to
5

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

innovation.
This study was done in order to revealthe progress in the use of the means of mass communication in
the certain district and the reasons behind this are that the producers are open to innovation and they have
positive future expectations.

Materyal ve Metot
The survey technique was applied for this research. When the survey form was prepared, the research
subject and the features of the agricultural enterprises are considered and we also did benefit from the other
survey forms which have being used for severalresearches.The data which was used forthe research belongs to
years 2006 and 2007. For the purpose of the research, Altinekin district was chosen as the research field and the
reasons behind this are thatthe regions is well-known by the researchers,the level ofthe application of the new
farming techniques is quite high and the producers are open to innovation. With the intention of improving the
accuracy of the findings which is obtained with information gathered from the enterprises and ensuring the
population’s different sections to be represented sufficiently, the stratified sampling methods was used for the
research. The stratified sampling is conducted by considering the factors which affectthe examined populations’
inspected features. With the stratified sampling, the population’s parameters are better estimated because it is
possibleto selectthem from allstratums.(Çiçek and at all. 1996).
Farm SizeGroup(ha)

Sample enterprises (unit)
1-20
13
21-40
29
41- +
13
Total
55
Table 1. The distribution of sample enterprises

Research Results And Discussion
Freehold Land and land use situation
During the research that was carried outinthe enterprises,the case ofland use,freehold land,leasehold
and share land’s width were considered. Enterprises’ ownership in land and their usage can be seen in table 2.
land
FarmSize
Group(ha)

1-20
21-40
41- +
Average

(ha)
14,512
25,664
52,827
31,001

hiring

partnership

Total enterprise area
Avrg.land
(ha)
ratio %
ratio %
(ha)
ratio % area(ha) ratio %
94,61
0,82
5,39
0,00
0,00
15,33
100,00
96,62
0,89
3,38
0,00
0,00
26,56
100,00
100
0,00
0,00
0,00
0,00
52,82
100,00
97,08
0,57
2,92
0,00
0,00
31,57
100,00
Table 2. Land use sitiuation in investigated holdings

In the Research field,the size of land is estimated as 31,57 ha. 97.08% of thisisfreehold and 2, 92 % is
leasehold.In turkey,the percentage ofthe enterprises which use freehold land is 92,7. Butthe percentage ofthe
enterprisesthat use leasehold and share land is 7.3 (Anonym,1997).

6

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

FarmSize
Group(ha)

1-20
21-40
41- +
Average
(%)

W heat
6,788
9,647
16,038
10,824
25,60

SugarBarley
beet
bean
sunflower Other
Totalfarm area
3,500
3,092
3,125
3,688
20,194
6,615
5,220
4,208
7,034
4,750
37,475
10,650 9,521
6,500
11,885
8,125
62,719
6,922
5,944
4,611
7,536
6,438
42,272
16,37
14,06
10,91
17,83
15,23
100,00
Table 3. Plant sowing ininvestigated holdings ( ha,%)

The enterprises product proportion isfollowing as; 25,60% wheat, 16,37% barley, 14,06% sugar-beat,
10,91% dryed bean, 17,83% sunflower and 15,23% other plants. The proportion of grain (barley, wheat etc.)
farming and the proportion ofdryed bean and sunflower farming is almost equal. This signifiesthatrotate
cultivation system is working successfully in agriculturalfields.

Substructure situation in village according to the enterprise groups
W hen the villages’infrastructures, where the enterprises are situated, are observed,itis determined that
78, 60% of the enterprises have asphalt-paved road. All ofthe villages have electricity. Only 24, 31% of these
have health centres, 16, 89% ofthese have canalization and 97, 44% of these have telephone. Infrastructures of
the telephone and electricity are completed. Thisindicatesthat farmers easily reach the com munication sources.

Farm Size
Group(ha)
1-20

Asphalt road

Electricity

Health organization

Canalization

Ho me phone

exist

exist

not

exist

not

exist

not

exist

not

69,23

30,77 100,00 0,00

7,69

92,31

15,38

84,62

92,31

7,69

89,66

10,34 100,00 0,00

34,48

62,07

27,59

68,97

100,00

0,00

76,92

23,08 100,00 0,00

30,77

69,23

7,69

92,31

100,00

0,00

97,44

2,56

not

21-40
41- +

Average

78,60 21,40 100,00 0,00 24,31
74,54
16,89 81,96
Table 4. Substructure situation according to the enterprise groups (%)

The situation of machinary equipment possessions according to the enterprise groups
In the research area, when enterprises’ usage ofthe equipment-machine is obtained,itisfound that all
the enterprises have tractor and plough. enterprises %97,44 Driller, %94,87 Atomizer, %67,37 Cultivator, %
8,84 Combine harvester, % 37,44 Sugar-beet harvester, % 87,44 Manure distributor, %35,10 Rotatiller, %22,55
subsoiler
It can be understood that when the largeness ofthe enterprise increase ,the possession of agricultural equipment
alsıincrease butin contrary to this situation we have observed thatitcan seen when the largeness ofthe
enterprise increase, possession ofthe sub-soiler, used for crumbling the hard-pan, begins to decrease.

7

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Farm Size
Group(ha)
1-20

SugarCo mbine
beet
Cultivator harvester harvester

M anure
distributor

Driller

Atomizer

Rotatiller Subsoiler

92,31

84,62

76,92

0,00

30,77

76,92

30,77

7,69

100,00

100,00

48,28

3,45

27,59

93,10

20,69

13,79

100,00

100,00

76,92

23,08

53,85

92,31

53,85

46,15

97,44
94,87
67,37
8,84
37,40
87,44
35,10
Table 5. The situation of machinary possessions ininvestigated holdings (%)

22,55

21-40
41- +

Average

The situation of using the electrical house equipment (household utensil)
The using Tv and Refrigerator according to the average enterprise groups were observed as 100 %.
Using the washing machine, hoover, dish washer,tv satelitereceiver, bread dough machine were determined as
81,43%,89,12%,13,70% 91,69 % 16,89 respectively. The most noticed resultsisthe increasing of usage of
electrical equipments depending increasing the enterprise largeness.Itshows thatthe results of high usage of
satelite receiverin rural areas put forth the high watching rate of various tv Channels. Nevertheless,itis very
noticeable that usage ofthe Bread Dough machine especially in larger farmer, most ofthe makes/bakes oftheir
own bread isinthe level of 16,89 %.
Farm Size
Washing
(TV satellite Bread dough
Group(ha)
machine
hoover
dish washer
receiver)
machine
1-20
69,23
84,62
7,69
92,31
7,69
21-40
82,76
82,76
10,34
82,76
27,59
41- +
92,31
100,00
23,08
100,00
15,38
Average
81,43
89,12
13,70
91,69
16,89
Table 6. The situation of using the electrical house equipmentininvestigated holdings (%)

Agricultural issues needed assistance for the farmers according to the enterprise groups
Agriculturalissues needed assistance forthe farmers according to the enterprise groups are listed as
below 66,84% for disorder and pests, 80,02 % for growing,88,86 % for market data (prices,support amounts,
credits), 87,98 % for fertiliserand fertilizing, 7,43 % for environmental protection and otherissues. These results
show thatfarmers mostly wonder some issues related to marketing and finance and try to find out support
amounts dealing with supporting their enterprises.itis noticeable situation that farmers needed some knowledge
concerning with environmental protection.
Farm Size
Group(ha)
1-20
21-40
41- +
Average

8

Disorder
Fertilizer and Environmental
and pests
growing
market
fertilizing
protection
61,54
76,92
84,62
92,31
0,00
62,07
86,21
89,66
79,31
6,90
76,92
76,92
92,31
92,31
15,38
66,84
80,02
88,86
87,98
7,43
Table 7. Agriculturalissues needed by assistance in investigated holdings (%)

other
0,00
6,90
15,38
7,43

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Information centers reached by the farmers according to the enterprise groups
Information centers reached by the farmers according to the average enterprise groups have been come
out as follow 81,43 % from other farmers, 95,14 % from Sub-province agricultural Directorate, 24,58 % from
agricultural, 8,58 % from published journals, 12,29 % from internet, 9,99 % from universities, 23,96 % from
research institutes, 80,02 from vendors and 7,43 % from other knowledge sources. Sub-province agricultural
Directorate, others farmers and agricultural pesticide vendors have come forward asthe mostly made
connections centers.

SubFrom
province
Farm Size other agricultural Agricultural Published
Research
Group(ha) farmers Directorate
engineer
journal Đnternet Univercity institute Vendor Other
1-20
76,92
92,31
23,08
0,00
7,69
7,69
15,38
69,23 0,00
21-40
82,76
27,59
10,34
13,79
6,90
10,34
86,21 6,90
41- +
84,62
100,00
23,08
15,38
15,38
15,38
46,15
84,62 15,38
Average

81,43

95,14
24,58
8,58
12,29
9,99
Table 8.Information centers reached by the farmers (%)

23,96

80,02

7,43

The Consideration of how accurately the agricultural practices have been done
Itis determined that 1,15 % of Producersinthe enterprise areas carried out accurate activities everytime
,27,4 % ofthem accepted the correctness of practices, 62,68 % accepted some inaccuracies, 8,84 ofthem
accepted thatthet made some mistakes in many times.intotal more than 70 % farmers admitted thatthey makde
some mistakes in some acricultural practices.
M any times, inaccurate
agricultural practices are
com mon
Farm Size Accurate
Sometime
Group(ha) everytime
Accurate
inaccurate
1-20
0,00
38,46
61,54
0,00
21-40
3,45
27,59
65,52
3,45
41- +
0,00
15,38
61,54
23,08
Average
1,15
27,14
62,86
8,84
Table 9. The Consideration of how accurately the agricultural practices have been done(%)

The situation of usage mass communication means according to the enterprise groups
W hen researching the situation of usage mass communication means according to the enterprise groups
in agriculturalissues,it was determined that whole farmers utilized from Tv as mass communication means .
Utilization ratio is 6,28 % from the Radio, 1,15 % from VCD, 16,89 % usage internet, 7,43 % from home phone,
40,58 % from newspaper, 18,30 % from magazine and 41,1 % from leaflets.
Farm Size
Group(ha)
1-20
21-40
41- +
Average

Tv
100,00
100,00
100,00
100,00

Radio
7,69
3,45
7,69
6,28

VCD
0,00
3,45
0,00
1,15

internet
7,69
27,59
15,38
16,89

Ho me
phone
0,00
6,90
15,38
7,43

Newspaper
38,46
44,83
38,46
40,58

Journal
0
24,14
30,77
18,30

Leaflet
30,76
31,03
61,54
41,11
9

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Table 10. Utilizing of Mass-Media implemention in investigated holdings (%)

The State Of Attending The Group Agricultural Knowledge Connection Supplies
According To Groups Of Enterprises
According to the means of enterprises,the farmers have attended asthe sharing place of agriculturel
knowledge to farmer meetings at arate of %73,12, panels at %22,02, conference at %14,59 and seminars at
%7,16.

Farm Size
Group(ha)
1-20
21-40
41- +
Average

Farmer
meetings
84,62
65,52
69,23
73,12

Panel
7,69
27,59
30,77
22,02

Conference
15,38
20,69
7,69
14,59

Seminar
0,00
13,79
7,69
7,16

Table 11. The situation of exchangeable agricultural knowledge (%)

The State Of Attending Individual Agricultural Knowledge Connection Supplies
According To Groups Of Enterprises
In the research field,the farmers getsthe agricultural news and knowledge from coffee houses at
%86,56, other farmers when atthe field at %79,13, village rooms at %44,56, stock market at %54,55, market at
%39,17 and from the fairs at%39,17.
Farm Size
On
Village meeting Stock
On
Group(ha)
farm
room
market market Fair
Đn cafes
1-20
84,62
84,62
30,77
38,46
23,08
7,69
21-40
82,76
75,86
41,38
48,28
24,14
48,28
41- +
92,31
76,92
61,54
76,92
30,77
61,54
Average
86,56
79,13
44,56
54,55
25,99
39,17
Table 12. The situation of sources ofindividual exchanging agricultural knowledge(%)

The State Of Getting Out Of The Village According To The Enterprise Groups
W hen examined the state of getting out ofthe village according to the enterprise groups,itis stated that
%55,97 ofthem everyday, %41,73 once a week and %2,30 once in atwo week gets out ofthe village.
Advances in transport opportunities and getting cheaper in rural areas and diversifying ofneeds increased getting
out of village and according to these %97,70 ofthe farmers atleast once a week feelsto get out ofthe village. As
a result,accepting the innovations level becomes high by the farmers who have strong connections with city
centers.
Farm Size
Group(ha)
1-20
21-40
41- +

Everyday
One at a week
One in every two weeks
61,54
38,46
0,00
44,83
48,28
6,90
61,54
38,46
0,00
Average
55,96817
41,73298
2,30
Table 13.the situation of frequency of visiting intervaltothe city (%)

The State Of Mobile Communication Level According To The Enterprise Groups
10

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

According to the enterprise groups the state of possessing the mobile phone is at a rate of%98,85. The
rate of farmers who constantly have mobile phones nearby is %96,26. The rate of farmers that agricultural
knowledge comes to whose mobile phones is %14,85 and who doesn’t come is %85,15. The rate of farmers who
want to get agricultural knowledges by their phones is % 95,14. The farmers have their phones atthe average of
8,4 years. The farmers have paid 36,23 TL at average for monthly speech fee. Itisimportant to evaluate this
condition and using the form of SMS for farmers to reach knowledge.

Farm Size
Group (ha)

Situation of
Possession of holding the
mobile phone mobile phone

Co ming of
agricultural
knowledge from
mobile phone

Do yo want to
get agricultural
informatin
from phone ?

yes

no

no

yes

no

yes

no

100,00

0,00 92,31

7,69

7,69

92,31

100,00

0,00

8,15

20,5

96,55

3,45 96,55

0,00

13,79

82,76

93,10

6,90

8,28

23,4

100,00

0,00 100,00

0,00

23,08

76,92

92,31

7,69

8,77

26,05

yes

Haw long W hat is
have you
the
had mobile monthly
phone?
cost?
(year)
($)

1-20
21-40
41- +

Average

98,85
1,15 96,29
2,56 14,85
85,15
95,14
4,86 8,40
Table 14. The situation oflevel in mobile communication in investigated holdings (%)

23,3

Result and Suggestions
There are 3.076.650 enterprises in our country and 4.2 %( 130000) of those are in Konya. The following
facts prevent farmers who are disbanded in wide area from gaining accurate, solid information at the correct
time; Konya province has a broad area and itis consist of 31 districts. Our farmers concerns about certain issues
such as; transferring the agricultural technology to the farmers in research fields, announcing the innovations,
strengthening the farmers against the market and transferring the information about agricultural support and
credits. In 2007, agricultural supports was tried to be announced under 102 headings by only the Ministry of
Agriculture (http://www.tugem.gov.tr). Furthermore, there are new headings that need to be announced to
farmers. These are the followings; keeping records during the process of European Union, agricultural support
works based on these records, changes which are made based on figures and practises each years.In the past 3
years including 2005 and 2007, 7 laws, 23 ministers council decisions, 16 com muniqués, 13 circulars and 33
legislations were published by the Ministry of agriculture with the intention of regulating the agricultural
production (http://www.tugem.gov.tr).
The farmers are having difficulties reaching the information and using the communication sources. The
level of following up organs ofthe printed publication islow and the internet use began to increase. Despite the
factthat TV isthe best-known mass communication method, only one channelis consist of agricultural programs
amongst the 373 national TV channels which are revealed in the daily TV listing and the local TV channels
programmes do not have the sustainability. The existing com munication sources do not contain such subjects as
is valuable for the farmers. Furthermore,the farmers are not interested in agricultural subjects which organs of
the printed publication contain. Ministry of agriculture is trying to apply all sort of visual and printed
publications so as to reach banks,the farmer organisations and the private sector farmers. To gain the results of
these efforts, modern communication methods need to be utilized. Mobile communications that present us the
innovations in different sectors has to be included in agricultural extension works.
In the case of mobile communication, one way information flow which isin SMS format requires to be two
way. With the information transfer, sound files also need to be enabled to be sent and received. ARGE works
should be conducted so asto boost and generalizethe effectiveness of mobile communication in orderto produce
communication equipments at the prototype level. Agricultural publications models which are suitable for the
mobile communications methods used by farmers should be generated.
Farmers registration system that is implemented by Ministry of Agricultural, agricultural business
accounting data networks and the software sub-structure of allsort offarmer organisations have to be suitable for
11

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

the mobile communications.

References
Anonymous, http://www.e-kolay.net
Anonymous, Http://tüik.gov.tr
Anonymous, http://www.tugem.gov.tr
Boyacı.M., 1996 Agricultural Extension in EU and Turkey, Ege University publication, Bornova ,Đzmir.
Cicek.A., Erkan.O., 1996. Research and Samples Method in Agricultural Economics, Gazi Osman Paşa University
Publication, Đzmir.
Celep. C., 1995. Public Education Pegem Pub. Number:22,ISBN:975-7251-14-3.Ankara.
Oakley. P., Garforth. C., 1998, The Guide Extension Education, Number:11 TYUAP publication, Ankara.
Özcatalbas.O., Gürgen. Y., Agricultural Extension and Communication, Baki Bookshop, Adana.
Yurttaş.Z.,2006Agricultural Extension and Communication Technics, A.Ü. Agricultural Faculty, Publication Number:67,
Erzurum.

12

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                <text>This study was conducted to supply achievement of Agricultural Extension  work which is being implemented in Konya region. It is significantly important to  state that which extension implements will be used in which level in order to reach  this objective. The minimum usable sample of farm enterprises was determined as 55  based on stratified sampling technique. The data were collected from Altınekin  district in Konya. The new technologies application is quite high in the research area  and the producers are open to innovation.  The results indicate that agricultural modernization has a positive effect on farm  enterprises in the certain district and the reasons behind this are that the producers  are open to innovation and they have positive future expectation, the producers in an  economy have the right kind of knowledge and information, they can produce  economic output efficiently.</text>
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                    <text>1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

The Contributions on the Urban Ecology of Green Spaces in the Context of
Sustainable Urban Development
Serpil ONDER
Selcuk University, Agricultural Faculty
Landscape Architecture Department, Konya, TURKEY
sonder@selcuk.edu.tr

Abstract: The world is increasingly becoming an urban place. Urbanization increases the
distance between people and natural space. Urban ecosystems differ from natural or rural
ones in many obvious ways. Green space is an important part of complex urban
ecosystems and provides significant ecosystem services. It benefits urban communities
environmentally, aesthetically, recreationally and economically. In order to improve the
environmental quality in cities and ensure its sustainability, it should be paid an attention
to the establishment of green areas. This paper carried out to describe the importance of
urban open green spaces which effect on urban climate, air quality, biological diversity
and prevents erosion, noise and visual pollution within the framework of sustainable
urban development.
Keywords: sustainable urban development, urban ecology, urban green spaces.

Introduction
Some 65% of the world’s population is expected to be urban by the year 2025 (Schell and Ulijaszek
1999). As a result of urbanization,the world’s population has become increasingly concentrated in cities. Due to
fast urbanization, natural ecosystems areincreasingly replaced by urban development. Urban green spaces are an
important component of the complex urban ecosystem. They have very important functions in the creation of a
sustainable city. Green space has significant ecosystem services, which are defined as “the benefits human
population derives, directly or indirectly, from ecosystem functions” (Costanza et al. 1997). In particular, for
people living in large and dense cities, a good quality of life depends largely on the quality of the urban
environment(Van Leeuwen et al.2006). Originally, merely a decorative elementintowns and cities, green space
has now taken on a new value and function,the importance of which is widely acclaimed within the parameters
of sustainable development (Sanesia and Chiarello 2006). The aim of this paper isto explanation importance of
open green spaces forthe quality of urban life within the framework of sustainable urban development.

Urban ecosystem
Ecology is used to indicatethe study of relations between living organisms (man, animals and plants) and
their environment. Urban ecology is usually associated with ‘nature in cities’. The city is also a part of nature;
the processes of abiotic and biotic nature do not stop atthe urban fringe. Sustainable urban developmentis bound
to ecologicallimits. Urban ecology is the study of urban ecosystems. The city as a whole and parts of it can be
described as ecosystems (Tjallingii 1992). Urban ecosystems differ from natural or rural ones in many obvious
ways and are also often of poorer quality than their rural equivalents (Bolund and Hunhammar 1999). Human
activities,such as building,traffic, orindustrial production affectthe quality of air, water,and soil which impacts
ecosystems in many ways (Sukopp 2004). The future of earth ecosystems is increasingly dependent on the
patterns of urban growth because cities are growing rapidly worldwide. Human activities are part of these
systems and an analysis of their impact on the biotic and abiotic fields may provide us with guidelines for the
planning of urban ecosystems. Thus ecological urban planning may become a way of planning all urban
functions and areas. Ecological planning includes nature conservation and improvement, open and green space
systems and environmentalimpact assessment studies.

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�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Sustainable urban development concept
Sustainability, in general terms, is the ability to maintain balance of a certain process or state in any
system. It is now most frequently used in connection with biological and human systems. In an ecological
context, sustainability can be defined as the ability of an ecosystem to maintain ecological processes,functions,
biodiversity and productivity into the future. Sustainable development is a pattern of resource use that aims to
meet human needs while preserving the environment so thatthese needs can be met not only in the present, but
also for future generations to come. The term was used by the Brundtland Com mission. The Brundtland
Com mission, formally the World Com mission on Environment and Development (WCED), known by the name
of its Chair Gro Harlem Brundtland was assembled by the United Nations in 1983. The com mission was created
to address growing concern "about the accelerating deterioration of the human environment and natural
resources and the consequences of that deterioration for economic and social development." According to this
report,sustainable development was defined as “meetsthe needs ofthe present without compromising the ability
of future generations to meettheir own needs” (Anonymous 1991). The field of sustainable development can be
conceptually broken intothree constituent parts:environmentalsustainability,economic sustainability and sociopolitical sustainability (Goodland 1995). Environmental sustainability means of ensuring continuity of natural
resources includes biodiversity, human health, air, water and soil quality, protection of animal and plant life.
Sustainable city planning is possible with ecological planning which is based on sustainability of natural
resources. Urban green spaces have taken on a new value and function, the importance of which is widely
acclaimed within the parameters of sustainable development.

Urban green spaces functions
Urban green spaces are an important component of the complex urban ecosystem. Scottish Greenspace
(2008) defined green spaces as pieces of vegetated land within or adjoining an urban area, including parks,
gardens, natural or semi-natural areas, green corridors,and otherfunctional green areas.More studies on benefits
of green space in urban setting can be found in the literature. Green spaces, an important part of urban
ecosystems, have significant ecological, social, cultural and economic functions. Their ecological functions can
be explained as follows;
- Urban green spaces have intrinsic ecological value; they often have a variety of habitattypes, which
allows for high species diversity,including rare and threatened species (Chace and Walsh 2006).
- Green spaces improve air quality. They reduce air pollution, help to settle out,trap and hold particle
pollutants (dust, ash, pollen and smoke) (Yang et al. 2005),can sequester carbon dioxide emissions and adsorb
other dangerous gasses (Nowak and Crane 2002; McHale etal. 2007), produce oxygen, purify air(Jo 2002).
- Green spaces modify local climate,regulate microclimates and reduce the heatisland effect (Shin and
Lee 2005). Trees help cool the "heat island" effect in our inner cities. These islands result from storage of
thermal energy in concrete, steel and asphalt. Heat islands are 3 to 10 degrees warmer than the surrounding
countryside. The collective effect of a large area of transpiring trees (evaporating water) reduces the air
temperature in these areas. They lower airtemperature through shade,increase humidity in dry climates through
evaporation of moisture reduce glare on sunny days and wind speed.
- Green spaces conserve water and reduce soil erosion (Jim 2001). They reduce surface runoff of water
from storms, soil erosion and sedimentation in streams, increase groundwater recharge that is significantly
reduced by paving, reduce wind erosion of soil,lesser amounts of chemicalstransported to streams.
- Green spaces can reduce noise (Fang and Ling 2003). They absorb and block noise from the urban
environment. Tree belts situated between the noise source and the receiver can reduce the noise level perceived
by the receiver.
- Urban green spaces play a pivotalrolein preserving biodiversity (Attwell 2000). Trees and associated
plants create local ecosystems that provide habitat and food for birds and animals. They offer suitable miniclimates for other plants that could otherwise be absent from urban areas. Biodiversity is an important part of
urban forestry.
Furthermore, green spaces such as public parks, natural areas and golf courses can have a statistically
significant effect on the sale price of housesin close proximitytothose resources (Luttik 2000; Kong et al. 2007)
They contributes to public health and produce a vitamin ‘‘G’’ for health, well-being and social safety
(Groenewegen et al. 2006). They create feelings of relaxation and well-being, provide privacy and a sense of
solitude and security, shorten post-operative hospital stays when patients are placed in rooms with a view of
trees and open spaces. People are eagerto access these green spaces for recreation and to experience nature (De
Groot and Van den Born 2003; Lynn and Brown 2003). Green spaces introduce the natural into the urban
environment. They foster a connection between community residents and the natural environmentthat surrounds
259

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

them, thus allowing for a more liveable city. This is essentialin order for a community to be sustainable. Trees
add beauty and natural characterto our cities and towns, provide us with colours,flowers,and beautiful shapes,
forms and textures, screen harsh scenery, soften the outline of masonry, metal and glass, can be used
architecturally to provide space definition and landscape continuity.

Results
Green space has significant ecosystem services, which are defined as “the benefits human population
derives, directly or indirectly, from ecosystem functions”. To manage progress towards sustainable urban
development, it is essential to develop suitable indicators, one of which is the quality and quantity of green
spaces and related elements in the city. The planning and management of urban greening is of significance to
urban sustainable development.
In future, the social and spatial implications of new lifestyles, values, attitudes to nature and
sustainability will even lead to higher demands for urban green space. Green spaces provide numerous
ecological, social, economic, health, and recreational benefits. To counter these trends, itis important to make
sufficient provision of quality green space within urban areas as well as improve access to the countryside
around towns.
Consequently, the management of urban green areas is an increasingly important issue. At the end of
the evaluation of urban green spaces functions, some suggestions are cited:
-The management of urban green space including planning, design and resource management requires
the collaborative working ofmany disciplines at different spatialscales.
-Urban green and open space planning policies need to be developed locally in order to satisfy local
needs and to assist also in the achievement of national and international sustainability objectives.
-More integrated approaches as well as active involvement of the urban com munity, local authorities,
local businesses and voluntary groups (e.g., NGOs),forthe development and management of urban green spaces
are needed.
-An improvement of quantity, quality and accessibility of green spaces in order to form the basis for a
vision for urban green space is needed.
-To improve the quality of urban green spaces an up-to-date informative database is needed.
-The orderly and careful maintenance (irrigation, pruning, struggle with undesirable plant and animals
etc.) must be followed after presentation of green spaces.

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                <text>The world is increasingly becoming an urban place. Urbanization increases the  distance between people and natural space. Urban ecosystems differ from natural or rural  ones in many obvious ways. Green space is an important part of complex urban  ecosystems and provides significant ecosystem services. It benefits urban communities  environmentally, aesthetically, recreationally and economically. In order to improve the  environmental quality in cities and ensure its sustainability, it should be paid an attention  to the establishment of green areas. This paper carried out to describe the importance of  urban open green spaces which effect on urban climate, air quality, biological diversity  and prevents erosion, noise and visual pollution within the framework of sustainable  urban development.</text>
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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Open Market Integration in the Balkans: Slovenia’s Success, Bosnia’s
Failure
Amir OMEROVIC
Faculty of the Economy and Business Administration,
International University of Sarajevo, Bosnia and Herzegovina
amir1608@gmail.com
Abstract: Dissolution of the former Yugoslavia resulted in creation of newly
formed states in Balkans. The stories of market transition of two Balkan countries:
namely, the success of Slovenia and the struggle of Bosnia and Herzegovina are
examined here. Several aspects of these two economies are investigated such as
current regional overview, regional economy, conditions for direct foreign
investment, government incentives for FDI, and economic and social reforms
required in order to draw interest of global foreign investments.
Keywords: Bosnia and Herzegovina, Slovenia, Market Integration, Economy
Overview,Investnment Climate

1. Introduction
The globalization of the world economy resulted in the rapid growth of industrial production, which in
effect generated higher levels of Gross Domestic Product (GDP) among many developing countries. However,
the shift in the economic systems of the countries in transition toward a market economy meant global changes
and a new quality in the overall social relations. The transition process has affected most intensely the postsocialist countries. Under the influence of the “Velvet Revolution” in 1989-1990, totalitarian socialist regimes
collapsed throughout Europe, including the Balkans region of the former Yugoslavia.
With the collapse of the social order and the disintegration of the Eastern bloc, the newly created
independent countries faced challenges that were unprecedented in many respects. After the change of regime,
the independent societies of the former Yugoslavia decided in favor of a pluralistic democratic social order and
market economy. However, the transfer of the development model of the Western European democracies has
encountered greater obstacles in some regions of the former Yugoslavia. The newly established countries in
transition had a beginner’s problem of being recognized as independent countries. In the region of former
Yugoslavia, Slovenia had established its independence within a couple of weeks, while in Bosnia and
Herzegovina the desire for independence has escalated into four years of brutal war. The war has had a
destructive impact on the overall economy of Bosnia and Herzegovina. With the establishment of independence
and the decentralization of power, all the countries of the former Yugoslavia were facing issues of economic
renewal, becoming accustomed to the rules of the market economy, and incorporation into the European Union.
This paper will compare two Balkan countries – the prosperous nation of Slovenia, and the struggling Bosnia
and Herzegovina, with respect to successful integration into Open Market Economy, specifically the
development of conditions necessary to draw interests of Globalizing Foreign Investments.

2. Current Regional Overview
2.1 - Slovenia Slovenia is a high-income country with a gross national income per capita of $17,290 in 2005.
Strategically located at the gateway to Balkans, Slovenia has been a star performer since its independence in
1991. With a population of 2 million, the country is strategically located at the crossroads between Eastern and
Western Europe and is endowed with highly skilled human capital. It is considered an important model of
success and stability for the neighboring countries in the former Yugoslavia. Slovenia joined the European
Union in 2004 and is set to become the first among the new EU member states of Central and Eastern Europe
and the Baltics to adopt the euro in January 2007.

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2.2 - Bosnia &amp; Herzegovina On the other hand, Bosnia and Herzegovina is a lower middle-income country with an official gross
national income per capita of US$2,440 in 2005. Approximately 62 percent of GDP is created in the services
sector, 29 percent in industry, and 9 percent in agriculture. Since the Dayton Peace Agreements ended the war
in the former Yugoslavia in 1995, Bosnia and Herzegovina has made tremendous progress in post-conflict
reconstruction, social integration, and state building. It is now working towards accession to the European
Union (EU), membership in the World Trade Organization (WTO), and membership in NATO’s Partnership for
Peace program. Based on its impressive economic recovery and sustained social stability, which have been
supported by high levels of international assistance, the country can be considered a post-conflict success story.
The country was among the last of the republics of the former Yugoslavia to declare independence, following a
referendum in 1992. The Dayton Peace Agreements set the current administrative framework for Bosnia and
Herzegovina. The framework is comprised of a central state government and two separate and distinct entities
that enjoy substantial autonomy - the Federation of Bosnia and Herzegovina and Republika Srpska. The war
caused extensive destruction of physical capital and a huge loss of output. Real GDP plummeted by 80 percent
and over 2 million people - nearly half the prewar population - became refugees, either abroad or internally. In
1996, a major donor assistance program set the stage for reconstruction and economic recovery. According to
the World Bank, overall donor commitments are estimated at US$5.4 billion. (World Bank, 2003).

3. Regional Economy
3.1 - Slovenia As the most prosperous republic of the former Yugoslavia, Slovenia emerged from its brief 10-day war
of secession in 1991 as an independent nation for the first time in its history. Since that time, the country has
made steady but cautious progress toward developing a market economy. Economic reforms introduced shortly
after independence led to healthy economic growth. Slovenia's economic success clearly illustrates the benefits
of embracing liberal trade, following the rule of law, and rewarding enterprise. This success, however, is not
unprecedented for Slovenia. Although it comprised only about one-thirteenth of Yugoslavia's total population,
it was the most productive of the Yugoslav republics, accounting for one-fifth of its GDP and one-third of its
exports. The country already enjoyed a relatively prosperous economy and strong market ties to the West when
it gained independence in 1991. Since independence, Slovenia has pursued diversification of its trade toward
the West and integration into Western and transatlantic institutions vigorously. In so doing, it has made
substantial progress in its transition to a market economy, particularly becoming party to a number of bilateral
and regional free trade agreements
Slovenia is one the best economic performers in Central and Eastern Europe, with a GDP per capita in
2005 estimated at U.S. $17,008 (Shane,ERS 2008) - slightly more than 75% of the EU-15 average. Slovenia
benefits from a well-educated and productive work force as well as dynamic and effective political and
economic institutions. Although Slovenia has taken a cautious, deliberate approach to economic management
and reform, with heavy emphasis on achieving consensus before proceeding, its overall record is one of relative
success.
Slovenia's economy is highly dependent on foreign trade. Statistics by Eurostat favorably reflect
performance of Slovenian economy. Economic management in Slovenia is relatively good. Public finances
showed modest deficits on the order of 1.5% of GDP in 2003. The budgets for 2004 and 2005 constrain public
deficit to 1.7% of GDP. The current account balance has improved significantly as a result of stronger exports
and a changed composition of imports by economic purpose. In 2003, the current account balance showed a
surplus for the second year in a row. Controlling inflation remains a top government priority. The authorities
have been successful in stabilizing the Slovenian currency and in bringing inflation down from more than 200%
in 1992 to just 3.6% in 2006. (Eurostat 2008). Due to its macroeconomic stability, favorable foreign debt
position, and successful accession to the EU, Slovenia consistently receives the highest credit rating of all
transition economies.

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Figure 1: Slovenia Key Economic Ratios, % change on previous year, 1994-2004

Figure 2. Slovenia’s Growth, GDP and GDP per capita as a % of EU-25 average 2005
Source: Eurostat, 2006

3.2 - Bosnia &amp; Herzegovina To understand the state of the current Bosnian economy, one must look at the state of the region even
before the war. Before the war, Bosnia and Herzegovina ranked next to Macedonia as the poorest republic of
the former Yugoslavia. Although industry accounted for over 50% of GDP, Bosnia and Herzegovina was
primarily agricultural. Farms were small and inefficient, thus necessitating food imports. Industry was greatly
overstaffed, with Bosnia and Herzegovina accounting for much of the former Yugoslav’s metallic ore and coal
production. Timber production and textiles also were important. The destructive impact of the war on the
economy led to a 75% drop in GDP. Since the Dayton Accords, reconstruction programs initiated by the
international community financed the construction of infrastructure and provided loans to the manufacturing
sector. External aid amounted to $5 billion from 1995 to 1999. This aid caused growth rates to increase to
30%, but as of 2003, that rate had stabilized to around 6%. Actual GDP growth by that year had reached half its
pre-war level. Bosnia has made significant progress in achieving microeconomic stability. On the monetary
side, Bosnian central bank guarantees the most stable currency in the South Eastern Europe, which contributed

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to near-zero inflation rate of 0.2%. Economic stability is reinforced by a treasury system which is sustained by
budgets which are kept within required limits. The GDP has risen steadily since 1997 and for 2006 is estimated
at 5.5%. Even if this is considered a slowdown compared to 25% average of post-war reconstruction, the rate of
5.5% is more sustainable and in line with the neighboring countries.

Figure 3. Annual growth rate, percentage change on previous year, 1996-2005
Source: Eurostat, 2006

Figure 4. Bosnia Key Economic Ratios, % change on previous year, 1995-2005
However, even with almost ten years of heavy reconstruction and a significant number of structural
reforms, the Bosnian economy is still lagging. 20% of the population lives below poverty line while 30% are
on or just above it. Official unemployment is around 40%. GDP per capita is one of the lowest in Europe.
Bosnia is burdened with a total debt of 2.5 billion Euros (U.S $3.2 billions).

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Figure 5. Composition of Bosnia’s National Debt, 2004-2005
The value of exports in 2006 equaled 25% of its imports. With foreign aid decreasing, Bosnia faces a
mounting current deficit which could threaten economic stability in a matter of years. Current reduction in
donor financial inflows is occurring for three reasons: 1) There is a sense of accomplishment among most
donors that Bosnia has successfully moved beyond most difficult post-conflict reconstruction phase; 2) Many
bilateral donors have other priorities and demands; 3) There is a sense of disillusionment among most donors
with the slow pace of reforms and lack of commitment to improving governance.

4. Investment Climate
4.1 - Slovenia Since independence in 1992, the foreign investment climate has steadily improved, despite constraints
that have inhibited investment in Slovenia. The small domestic economy has been viewed by many prospective
investors as the least risky of the former Yugoslav republics, but to date Slovenia's share of world foreign direct
investment(FDI) flows as been well below its share of world GDP.
Until the late 1990s Slovenia retained several barriers to foreign investment. Any company
incorporated in Slovenia was required to have a majority of Slovenes on its board of directors, or a managing
director or proxy of Slovene nationality. Foreign companies and individuals of foreign nationality were
prohibited from owning land in Slovenia. However, any company incorporated in Slovenia was permitted to
purchase real estate, regardless of the origin of its founding capital. Liberalization laws enacted in 1999
lowered the threshold of foreign direct investment from 50% to 10%. This allowed more foreign investors to
avert the custody account regime. Government efforts and reforms designed to attract foreign direct investment
(FDI) have proven somewhat successful - FDI almost tripled from 2001 to 2002, accounting for nearly 6.5% of
GDP. However, FDI fell sharply in 2003 due to a lack of any major privatization deal or foreign acquisition.
Slovenia's traditional anti-inflation policy in the past relied heavily on capital inflow restrictions. Its
slow privatization process favored domestic investors and prescribed long lag time on share trading,
complicated by a cultural wariness of being "bought up" by foreigners. As such, Slovenia has had a number of
impediments to full foreign participation in its economy. However, a number of these barriers to FDI were fully
removed in 2002. As a result, expected foreign takeovers of Slovenian blue chip companies, as well as EU
membership, have fueled investors' interest in the country. The US Departnment of state reports positively
about FDI in Slovenia saying that recent acquisitions by multinational companies - KBC of Belgium's takeover
of Nova Ljubljanska Banka, and Swiss Novartis' takeover of Lek Pharmaceuticals - clearly demonstrate the
attractiveness of the Slovenian economy, particularly to European investors seeking a platform to support
expansion into southeastern Europe. U.S. investments in Slovenia have been more modest; Goodyear is the
largest American investor. (US Dept of State/Slovenia, 2008).

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4.2 - Bosnia &amp; HerzegovinaAs a result of the political compromise needed to end the war, Bosnia and Herzegovina has been on a
kind of international community life support. Since 1995, billions of dollars of assistance has poured in,
primarily to rebuild destroyed infrastructure and homes of hundreds of thousands of refugees and displaced
people. With much of the reconstruction work complete, Bosnia is now focusing on building a more stable
economy. As with many other transitional economies, Bosnia is starting to recognize the potential of Foreign
Direct Investment and has acknowledged the need for creating a more attractive environment for foreign
investment. However, many economic problems, uncertainty, corruption, lack of information, insolvency, and
the black market are standing in the way of rapid transition and domestic acceptance of FDI. The Bosnian
government is trying to work on these issues and for the most part agreeing with foreign organizations that these
problems exists, but it will take time to solve them.
In addition to some aspects of regulatory environment, the business environment as it stands now has
several major issues that hinder foreign investment in Bosnia. According to the Index of Economic Freedom,
the overall country rating for Bosnia in 2007 is 54.7 out of 100, or ranked 115th out of 157 countries included.
(Index, 2007). This poor country rating, along with a very unfavorable country image by foreign investors,
impedes foreign investment. Bosnia is perceived as an unstable country with high uncertainty. With present
levels of perceived uncertainty and instability, many foreign investors are opting for business prospects in other
less risky countries of Eastern Europe, such as Slovenia. According to Bosnia’s Central Bank Statistics, FDI in
2004 totaled $2.4 billion. The manufacturing industry had the highest percentage of the FDI, followed by the
banking sector. Investments from Austria and Croatia represent the largest percentages of the FDI at the end of
2004.

5. Government Incentives for Foreign Direct Investment
Some fiscally stable countries, such as Slovenia, sometimes provide additional incentives, start-up cost
sharing programs, to attract foreign investors. Other less fortunate countries, like Bosnia and Herzegovina,
although they may plan to provide similar start up support programs in the future, due to lack of monetary
resources are usually not in a position to implement such a benefit for foreign investors. This section will
evaluate additional benefits for foreign investors instituted by Slovenia’s Government.
5.1 Slovenia’s Government FDI Cost-Sharing Grant Scheme
In August 2005, the government published a Cost Sharing Grant Scheme, which invites investors
initiating ventures of more than 1 million euros to negotiate an investment bonus package with the government.
Foreign companies making direct investments in Slovenia may apply for financial grants. The purpose
of the Invitation for Applications is to boost attractiveness of Slovenia as a location for foreign direct
investment by lowering entry (start-up) costs to the investors whose investment will have a positive impact on
new employment, knowledge and technology transfer, facilitation of balanced regional development, and will
foster alliances between foreign investors and Slovenian companies.
Grants are available for investments in industry, strategic services (Customer Contact Centers, Shared
Services Centers, Logistics and Distribution Centers, Regional Headquarters) and R&amp;D. Incentives are eligible
for up to 40% cost of infrastructure and utility connections, cost of construction or purchase of buildings, as
well as purchase of new machinery and equipment. In the year 2007, there are allocated approx. EUR 5.8
million. As stated in (Reform Programme for Lisbon goals 2008), the government heavily supports research
and developments programs through the Structural Funds.

Figure 6. FDI Cost-Sharing Grant Scheme for 2006
Source: JAPTI, 2006

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5.2 FDI Cost-Sharing Grant Eligibility
The program is open to foreign investors, registered in the Republic of Slovenia in which they hold an
interest of at least 10 per cent of equity or foreign investors' subsidiaries. Applicable program requirements:
• Investment projects in the manufacturing
• sector that envisages the opening of at least 50 new jobs within three years of the grant allocation. The
minimum value of the investment for which grants are allocated shall amount to:
- 1 million euros in the regions classified on the regional list A considered to be underdeveloped
(Pomurska, Podravska, Zasavska and Spodnjeposavska), and on the lists A, B, C and D territories
of the municipalities coping with specific development problems;
- 2 million euros in the regions classified on the regional list B (Savinjska, Koroška, Notranjsko-kraška
and Jugovzhodna Slovenija);
- 3 million euros in the regions classified on the regional list C (Goriška and Gorenjska);
- 4 million euros in the regions classified on the regional list D (Obalno-kraška and
Osrednjeslovenska).
• Investment projects in an internationally marketable service activity envisaging the creation of at least
10 new jobs within three years of the grant allocation. The minimum value of the investment for the
grant allocation shall amount to 1 million euros. A service activity eligible for preferential treatment
shall be among the following: Customer Contact Centers, Shared Services Centers, Logistics and
Distribution, and Regional Headquarters.
• Investment projects in research &amp; development activity envisaging the creation of at least 10 new jobs
within three years of the grant allocation. The minimum value of the investment for the grant
allocation shall amount to 1 million euros. An activity carried out by a company or a self-contained
organizational unit whose core activity is the research and experimental development in the area of
technology is considered a research &amp; development activity.
The investment project and newly created jobs must be kept in the region for at least five years. The following
costs shall be deemed eligible for grant allocation:
• Costs of providing utility connections and infrastructure facilities for the site,
• Costs incurred under the construction or purchase of premises,
• Costs incurred under the purchase of plant and equipment, and
• Costs of gross wages/salaries for newly employed staff (for a two-year period).

6. Necessary Economic and Social Reforms
When compared, Slovenia and Bosnia &amp; Herzegovina, in similar ways are still in need of economic
and social reforms in order to successfully complete the transition to free markets and to provide enough
incentives for foreign direct investment.
6.1 - Slovenia –
Owing to the slow pace of change, Slovenia started to lose its advantage in global competitiveness.
Other Central and East European transitional economies, mainly those that have implemented more courageous
and radical structural reforms such as Poland, are catching up and even overtaking Slovenia’s potential markets
in certain areas. Following is a list of possible areas for improvement of Slovenia’s position in the competitive
global market:
1. Tax reform in the direction of introducing a flat tax rate and simplification of tax regulations could
unburden Slovenia's economy. The abolishment of the payroll tax and introduction of a flat tax rate,
while keeping net earnings unchanged, will greatly reduce gross labor costs, especially of the more
skilled employees.
2. New reforms should be introduced for the university system and research and development, which will
create incentives to use current and new capabilities for economic growth, technological development,
and innovation.
3. For efficient and quicker productivity growth, it is necessary to implement the second wave of
privatization. This time, the best Slovenian enterprises will be subject to privatization, being more
suitable for dispersed privatization and diversified financial investors. The domestic non-transparent
consolidation of ownership at low prices must be replaced with a process that will be open to
international participation and that will ensure the respect of small shareholders’ rights. This reform
calls for transparent withdrawal of the State from the economy.

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4.

For effective financing of future development priorities a reduction in general government spending is
necessary in addition to overall restructuring of public expenditure. To narrow the gap between the
needs of the State for investment in infrastructure and the available traditional financial sources,
additional private capital be engaged in the form of a Public Private Partnership.

6.2 - Bosnia and Herzegovina One of the biggest burdens on the Bosnia’s economic development, in addition to overwhelming
government debt, is a dysfunctional bureaucratic system. This section evaluates some necessary changes,
reforms required for successful regional ergonomic growth and for creation of attractive environment for
foreign investors.
1. Disassemble the Payments Bureau - Rapidly reform all existing forms of Payments Bureau (PB). The
transfer of PB activities to commercial banks will both invigorate the banking sector and encourage
other economic activity to move gradually from the black market into the legal economy,
strengthening the government’s tax base. This reform is necessary for removal one of the major
disincentives to foreign investors.
2. Reform of Corporate Legal System is required. The question of Rule of Law in Bosnia and
Herzegovina affects all aspects of society, and economic activity is no exception. In neither entity
does the court system protect legitimate business interests, nor does it work in the interests of good
business practice and common sense. The reform of the judicial system is a massive undertaking, but
some reforms could be made quickly which would improve the climate for business.
• When inspectors seize goods or shut down firms without due process, institute a right of
appeal, with a guarantee of a court hearing within two days;
• Create an effective and quick system of appealing court decisions;
• Create a network of economic courts to handle small claims quickly and with a minimum of
procedure.
3. Reform Taxes – since efficient tax policy is crucial to the economic growth of Bosnia, as well as vital
to the revenues of the municipality, tax reform should be urgently considered. A sustainable tax
regime might be:
• Abolish all current business taxes (except the year-end tax on profit);
•
Replace business taxes with a sufficient VAT tax.
• Lower the level of payroll contributions from 87% to 35% of salaries;
• Lower the tax on profit from 36% to 20%.
4. Streamline Business Registration Procedures - Governments should reform business registration
procedures, so that they are similar to those in Western countries. The new registration system should
have the following characteristics: relatively quick, transparent, inexpensive, standardized paperwork
to be completed in when applying for business license, abolish the requirement to declare all areas of
business activity to the smallest detail, abolish the requirement for detailed company statutes.
5. Reform the Customs System and Increase Control over the Borders - two entity-level customs agencies
should be merged into a single central government customs agency. Revenues from the customs tariffs
should accrue to the central government, and not the entity governments. A portion of the revenues
could be recycled back to entity governments in accordance with a formula to be agreed.
6. Remove Barriers to Inter-Entity Trade- There is no economic advantage to either entity in erecting
barriers to trade within Bosnia and Herzegovina. Internal hidden taxes on inter-entity trade should be
abolished. As a result, inter-entity trade will increase, so raising revenues, and incentives to smuggle
will be removed. Businesses attempting to operate legally (and pay taxes) will get welcome relief
from illegal tax-free competition.
7. Proceed with Privatization - Privatization should not be further delayed, despite the risk that some
enterprises will fall into unscrupulous hands. Greater transparency in the ownership of enterprises will
help to revitalize the economy and force business to work efficiently for profit rather than simply to
keep going through inertia.
8. Ensure priority spending within transport sector – by placing the priority on improving the conditions
of the current transport network. Develop a comprehensive strategy and policy for the transport sector
to identify proprieties and to ensure that all debt-financed public investments are consistent with
available fiscal envelope, especially focusing on the development of corridor 5c.

References
World Bank, Bosnia &amp; Herzegovina. Country Brief 2003, Country’s capital base
http://lnweb90.worldbank.org/ECA/eca.nsf/2656afe00bc5f02185256d5d005dae97/62b3e2e7d301034c85256d5d0067e388?
OpenDocument

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Shane M. (2008). ERS International Macroeconomic Data Set. Real Historical Gross Domestic Product (GDP) Per Capita
and Growth Rates of GDP Per Capita for Baseline Countries/Regions 1969-2008. 1.
Eurostat/EBRD (2008), Slovenia, Slovenia Economic Overview Report
US Department of State (2008).Under Secretary for Public Diplomacy and Public Affairs, Electronic Information and
Publication Office. Reports, Slovenia (7).
Kane T., Holmes R., &amp; O’Grady Anastasia (2007). The Index of Economic Freedom, Bosnia 129-131
Republic of Slovenia, Government Publications (2008). Reform Programme for Achieving Lisbon Goals 1-130

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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Corporate Code of Conduct of Japanese Transnational Corporations:
Analysis of Corporate Social Responsibility in Supply Chain Management
Naoko OGAWA
Master of European Studies
Department of Economic and Social Sciences
University of Hamburg, Germany
naokostream@yahoo.co.jp
Abstract: This paper verifies that there is an absence of monitoring system and sanctions in
corporate codes of conduct of Japanese transnational companies in supply chain by analyzing
corporate social responsibility reports or sustainable reports of 40 firms which participate in
the Global Compact Japan Network. I argue that setting a proper monitoring system is
urgently needed, but setting sanctions does not fit to Japanese firms’ behaviors.
Keywords: Corporate Social Responsibility, Corporate Governance, Outsourcing,
Sustainable Development

Introduction
The notion of corporate social responsibility (CSR) is widely spread in Japanese firms. However the
concept of CSR is differently understood in Japan comparing with western countries. In general, there is a trend
among Japanese firms to see CSR as the responsibility that a firm is expected after it has been caught doing
something illegal or unethical or CSR as a charity (ed. Fujii &amp; Mizuno 2006). It can be said that the notion of
CSR is close to the primary notion of CSR in the United States where it appeared first in the world (Kolk,
Tulder &amp; Welters 1999). On the other hand, European Commission defines CSR as “A concept whereby
companies integrate social and environmental concerns in their business operations and in their interaction with
their stakeholders on a voluntary basis”1. European Commission emphasizes an aspect, which is how enterprises
interact with their internal and external stakeholders (employees, customers, neighbors, non-government
organizations. public authorities, etc). Currently, the notion of CSR by European Commission would be
dominant widely because corporate cross-boarder operations are occurring under globalization and transnational
corporations are required to take responsibility for their activities outside of their home countries. As the policy
of CSR, a number of firms set up firms’ code of conduct. Hepple (2005) mentions in his book, ‘Labor Laws and
Global Trade’, that private initiative such as corporate code of conduct indicates promoting sustainable social
development in the world’s poorest and most disadvantaged countries, with active participation of the people of
those countries. From this point of view, corporate code of conduct has a possibility to build win-win
relationship between home-country (developed country) and host country (developing country) instead of “race
to bottom” under globalization, which is often discussed. However, as realistic perspective, Hepple (2005)
points out two main problems regarding to corporate codes based on his research reviews. Firstly, the most
codes are limited in coverage. This means even though the companies have corporate codes in home countries,
they don’t formulate any practices for suppliers. Secondly, there are lack of effective monitoring and sanctions
in the consequence of non-compliance especially in host countries. As the conclusion, Hepple (2005) mentions
that private initiatives impose lower standards, which are inadequately monitored and enforced.
Corporate code of conduct became quite popular for Japanese transnational corporations (TNCs) and
these codes can be seen as an expression of CSR. However, as Japanese trend of CSR, there is a lack of the
wide aspect of suppliers in Japanese TNCs’ code of conduct. Moreover, as the Hepple’s indication (2005), there
is an absence of monitoring system and sanctions in corporate codes of conduct of Japanese TNCs. Based on
these backgrounds, this paper assesses empirically that there is an absence of monitoring system and sanctions
in corporate codes of conduct of Japanese TNCs in supply chain.
In the first chapter, CSR in supply chain management (SCM) is explored in general. Moreover, the
historical transition of the notion of Japanese CSR and the current situation of Japanese CSR is also looked by
literature review. Based on literature review, the hypothesis is reintroduced in the second chapter. In the third
chapter, data analysis is conducted by using the specific analysis model. Then the results of analysis are
explained and whether hypothesis is supported or rejected is shown. Finally, in the fourth chapter, as
conclusion, the actual condition of TNCs’ codes of conduct in Japan is discussed and some suggestions are
given for that.

Literature Review
1

European commission home page; http://ec.europa.eu/enterprise/csr/index_en.htm

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Corporate Social Responsibility in Supply Chain
In 1990s the social and environmental concerns expanded to in the developing countries under the
acceleration of the economical globalization (Umino 2004). The TNCs became large size under the
globalization and they have had huge influence to the society. The activities of TNCs have caused problems in
the developing countries such as child labor and bad working conditions through their supply chains and
outsourcing. To resolve these concerns in the developing countries, it is more efficient and more effective to
request the TNCs to take actions against the problems concerned rather than to request to the governments in
the developing countries (Umino 2004). In this perspective, CSR in SCM has been required for TNCs.
Svendsen and Laberge (2006) pointed out that TNCs themselves cannot ignore the stakeholder networks around
the world for their firms’ sustainability. Social responsibility by a firm is now required in the all sphere where a
firm effects in the business activities. Meanwhile, code of conduct issued by a firm figures prominently as an
indicator of socially responsible business (Kolk, Tulder &amp; Welters). To think about TNCs code of conduct in an
international business context, the perspective of Wartick and Wood (1998) would be relevant. Wartick and
Wood (1998) introduced three principles of social responsibility, namely, the principle of legitimacy, the
principle of the public responsibility, and the principle of managerial discretion. They tried to apply these
principles to an international business context. According their arguments, the principle of legitimacy means to
fulfill the requirements of legitimacy in the home country in an international business context. If I try to
combine their arguments with firms’ code of conduct, it can be understood that the code of conduct in the host
countries should fulfill the home country level at least. The principle of public responsibility means that firms
should try to reduce the negative environmental impacts relating transporters, sellers, buyers, and users. It can
be considered that firms have responsibility all stakeholders both inside the home countries and outside the host
counties. The principle of managerial discretion indicates that managers can try to make environmentally sound
choices, even more higher standard than is required by any government. It suggests the possibility that private
code of conduct can be higher standard than code of conduct by international organization such as ILO and the
United Nation. As we saw, CSR in supply chain is indispensable for TNCs nowadays under globalization. As
the tool of the CSR procurement, TNCs code of conduct is relevant and they have possibilities, such as being a
driving force for exceeding legal standard in a host country and setting the higher standards than those by any
government or international organization.

The Transition of Corporate Social Responsibility in Japan
In this section and the following section, CSR in Japan is focused because the notion of CSR has been
changed time-to-time and place-to-place. Since the social and environmental concerns depend on the regions
under the certain date, it can be said that CSR holds regional characteristic. CSR in supply chain, which I
mentioned in the first section, is a trend for American and European countries, but in Japan the trend of CSR
would be different. First, I would like to overview briefly the Japanese CSR transactions because I believe it is
necessary to see the historical transition of CSR to know the current situation of CSR in Japan. Here I
summarized very briefly the stream of CSR from 1960s to today. The all historical information in this chapter is
upon the work by Ishikawa (2006).

1960s-1990s
In 1960s and 1970s, main CSR for Japanese firms was against environmental pollution because
environmental destructions or pollution diseases were caused under the economic growth. The aspect of
environmental protection has been continued until today. In 1980s, the Japan experienced bubble economy.
Many firms implemented tremendous philanthropic actions as a part of CSR. However, after “bubble economy”
collapsed in 1990s, the notion of CSR shifted to “compliance” since many scandals by firms were disclosed.

Today
Besides “compliance” and “environment”, the issued related to “human right” and “working life” have
arisen as the basic components of CSR today, because a remarkable increase in the damage to mental and
physical health, even death and suicide commitment due to overwork. Business activities are developed globally
and the global standard of firms’ behavior is brought forth. However those issued are a new frontier in CSR for
Japanese firms.

The Current Situation of Japanese Corporate Social Responsibility

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Notion of CSR
From the historical review, we can recognize that the notion of CSR in Japan has been changed time to
time under the certain social and economical situations. The latest issue, CSR in the global business activities,
namely CSR in supply chain, would be not familiar for Japanese firms. The current notion of CSR can be seen
also in the empirical data from the surveys, which were conducted in 2002 and 2005 by Keizai Doyukai (Japan
Association of Corporate Executives). Keizai Doyukai implemented questionnaires concerning CSR against
2697 firms which were members of Keizai Doyukai and the other firms listed on the first and second section of
the Tokyo Stock Exchange. The respondents were the represents of the firms such as CEOs. The result of one of
the questions is below (Table 1). We can see the firms’ view regarding CSR currently. Most of the firms in
2005 regard CSR as compliance and acting moralistically, offering qualified products and service, and the
protection of environment. As current trend, less than the half of firms consider CSR as philanthropy and less
than 20% of firms think CSR as the contribution to the resolution of poverty or conflicts in the world.
Table 1: The components of CSR for Japanese Firms

Even between 2002 and 2005, the differences can be observed. The items highlighted are the top five
of those where the points were increased. To compare with 2002, the concerns of CSR have been expanding
from the management to the aspect of humanity such as human rights and contribution to the regional society.

Activity of CSR
Concerning the real activity of CSR by the Japanese firms, the other survey conducted by Keidanren
(Japan Business Federation) in 2005 indicates. Keidanren conducted the mail survey towards 1324 member
firms. The results to be focused are below (Table 2). Firstly, about 75% of respondent firms are doing business
with conscious of CSR. It means that they have the committees or the organizations capping “CSR” internally
and issue the CSR reports. Secondly, the half of the respondents started CSR activities after 2004 (Table 3). In
this question of the survey, the definition of CSR activities is not clear. Therefore, it is not clear what activities
did the half of firms start as CSR after 2004. However, it could be interpreted that the word and the current
notion of CSR were spread among Japanese firms quite recently. Thirdly, the most of respondent firms have
management principles, firms’ code of conduct and employees’ code of conduct (Table 4). Specifying the
policy seems to be very common for Japanese firms.

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Table 2: CSR activities, Yes or No

Table 3: The year when firms started CSR activities

Table 4: CSR Policies

CSR in Supply Chain
Regarding CSR in the global business activity by Japanese firms, Ikuta (2007) researched empirically.
Ikuta (2007) investigated 118 Japanese firms, which were chosen in the Newsweek Global 500, a world ranking
of the firms around the world. According to his research, the firms, which consider CSR in supply chain, were
only 39 firms. He concluded that even though they are the worldwide enterprises, the firms that do CSR
activities in supply chain were only one third of them. CSR activities in supply chain were more observed in the
electronic industries and chemical, medical industries, but they are slow in car industries. On the other hand, the
survey by Keizai Doyukai in 20051 shows that 31% of 527 firms have CSR procurement standard in supply
chain and about 12% of them give suppliers advice or supervise them. From these both researches, it seems that
CSR procurement in supply chain is still not popular for Japanese firms as Ishikawa (2006) mentions.

社団法人 経済同友会 2006 「日本企業のCSR：進歩と展望」. (Japan Association of Corporate Executive,
CSR of Japanese firms: progress and foresight, viewed 20 March 2008,
http://www.doyukai.or.jp/policyproposals/articles/2006/pdf/060523b.pdf).
1

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Hypothesis
From the literature review, it was known that most of Japanese firms hold firm’s code of conduct and
employee’s code of conduct as expression of CSR. However there are not so many firms that try to procure
CSR in supply chain in their international business context. The action of CSR in supply chain has been started
quite recently in Japan. When we focus their quite new actions for CSR in supply chain, the two problems
would be assumed according to Hepple (2005). As it were, there is an absence of monitoring system and
sanctions in corporate codes of conduct of Japanese TNCs.

Analysis
Data
To assess the hypothesis, I evaluate official information of 40 firms, which are members of the Global
Compact Network Japan (GCNJ). Precisely, the official information means sustainability reports or CSR reports
which are available to assess on the firms’ official websites and the information, which are written on the firms’
official websites. The reason why the firms in GCNJ were chosen as the data to analyze is that these firms can
be expected to make an effort for prevailing the firms’ codes of conduct in their suppliers. The Global Compact
asks companies to embrace, support and enact, within their sphere of influence, a set of core values in the areas
of human rights, labor standards, the environment, and anti-corruption1. Moreover, it seems that the participants
of GCNJ have relatively higher concern for CSR. Therefore, it is expected that they practice CSR in supply
chain, which is relatively new area for Japanese firms as the target of CSR. GCNJ was officially launched in
2003 and at present, 59 firms, 1 city, and 1 university join the network. To analyze the CSR in supply chain, I
excluded the data of all small and medium enterprises, companies in the sector of finance and insurance, the
sector of professional, scientific and technical services (a consulting firm), and a newspaper company, a city
and a school. Therefore, only companies, which are considered to procure the materials from foreign suppliers,
are focused.

Method of Analysis
To assess the data, I set the criteria and classification as shown in Table 5, which is based on the Tulder
and Kolk’s (2005) model to analyze and compare codes of conduct and the evaluation criteria of CSR in SCM
by Ikuta (2007). The criteria are divided two main categories, ‘company policy’ and ‘compliance likelihood’.
‘Company policy’ is the criterion whether a firm has a code of conduct, which is addressed to business partners.
Business partners mean here suppliers, subcontractors and manufacturers. A code of conduct, which refers only
to environment protection, is excluded in this paper.
Regarding the classification, if a firm has a specific code of conduct, which is addressed to business
partners both in Japan and outside Japan, 2 is given. If a firm has a code of conduct in which business partners
are partly touched or it is not clear whether the business partners in outside of Japan is included, 1 is given. If
there are no mentions about codes of conducts for business partners, 0 is given. The second category,
‘compliance likelihood’ has four components. First one is ‘request to business partners’. It asks how a firm
requests a code of conduct to business partners. There are three degrees of criteria. If a firm requests business
partners concretely through regular seminars or meetings, 2 is given. If a firm inform business partner the policy
only, 1 is given. If there are no mentions about this, 0 is given. Secondly, ‘Monitoring system and process’
shows whether there is a monitoring system and process and if it is yes, how the content is. When there is good
insight into system and process, which means that monitoring details with certain criteria and time frames, 3 is
given. If there is only reference to some parts without criteria or time frames, 2 is given. If there is only general
reference to monitoring without details, 1 is given. At last, if none is mentioned, 0 is given. Thirdly, the
question is who is monitoring actor. If the actors come from outside of companies, 2 is given. It is based on the
idea that the monitoring by the third party (here, business partners: first party, companies: second party) is more
objective and reliable. If the monitoring is conducted by companies or business partners or both of them, 1 is
given. When nothing is written about monitoring actors, 0 is given. Finally, whether sanctions exist or not is
observed. The degree of criteria is similar to that of monitoring system and process. Point 3 is given for good
insight of sanctions measures including details, criteria, and time frames. Point 2 is given for only reference to
some parts without criteria or time frames. Point 1 is given for only general reference to sanctions without
details. Point 0 is given for none mentioned. The crucial problem of this analysis is that the companies are
determined as no practice of CSR in SCM if they do not present their practices on websites and there would be

1

The United Nation homepage, http://www.unglobalcompact.org/AboutTheGC/TheTenPRinciples/index.html

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

time lag until a firm uploads information on the web. Even though the United Nation suggests a company or any
other group in GCJN to present the content of activity for GC in the annual report or the company report, it is
assumed some firms do not explain details of activities in the annual reports. However, in reality, the
information on the official webpage is the tool to be accessed easily by the public and the information would be
what a firm wants to send to the public on the first stage. Therefore, the information seems to be relevant to be
evaluated and in this analysis, no information regards as there is no actions.
Table 5: Analysis Model

Result
The possible classification of each criterion varies on three or four scale. Figure 1 shows that the
proportion of the classifications that whether a firm has a code of conduct including the business partners. 22
firms (55%) declared business partners both in Japan and outside of Japan as the target. Most of them have
supplier code of conduct. The others declare that they require suppliers to keep firms’ code of conduct. 8 firms
(20%) only touched business partners regarding to CSR, but they do not clarify which codes they require to
business partners or they do not clarify the extent of business partners. 10 firms (25%) do not ask anything
business partners about code of conduct.

55

0%

10%

20%

30%

20

40%

50%

60%

25

70%

80%

90%

Business partners are declared as t he t arget in t he code.
Business partners are partly t ouched in the code.
None

Figure 1: Organization targeted

96

100%

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

In 30 firms which require business partners require code of conduct, 12 firms of them (40%) explain
their requirements to business partners by holding regular seminars or meeting (Figure 2). 11 firms of them
announce specific supplier code of conduct for internal and external of Japan. Similarly, 12 firms (40%) inform
the business partners the policy by mail or before making contracts. 6 firms (20%) explain nothing how they
request business partners code of conduct.

40

0%

20%

40

40%

Request

20

60%

80%

100%

Inform only the policyNone

concretely

Figure 2: Request to business partners
If I look the more details of CSR in supply chain, I find that the fewer firms refer to monitoring
systems. However, in this paper, no information is interpreted as non action. Based on this point of view, it can
be said that a few firms monitor business partners’ behaviors. Figure 3 shows the degree of monitoring system
and process. In 30 firms, which require business partner code of conduct, none of them has good insight. 2 firms
(7%) reference to some parts of monitoring.

0 7

0%

20

20%

73

40%

Good insight
Only general reference wit hout det ails

60%

80%

100%

Reference t o some parts
None

Figure 3: Monitoring system and process
For example, AEON which is a retailing industry has Supplier Code of Conduct with 13 principles
including forbidden child and forced labor, working conditions, business dealing and so on. To check that
compliance is being carried out and any necessary improvements to be taken, AEON overseas operations are
subjected to either a second party (AEON auditing stuff) or third party (external specialist auditing bodies) audit
once a year. Second party audit covers 90 items and third party audit covers 370 items. AEON has also a system
whereby complaints can be reported to third party via complaints notification forms. In the case of Nippon
Paper Industries Co., Ltd., employees of the firm are stationed in all countries where provide major sources of
woodchips, including Australia, Chile and South Africa. They gather information daily about the operations of
suppliers, as well as information on the social conditions in the local areas. Suppliers are surveyed annually by
Nippon Paper Industries in details with respect to the applicable laws and regulations, the classification of
forests, their ownership and the status of forest certification, considerations given to human rights, labor, and
society, conservation of biodiversity, ecosystems, soils and water resources. 6 firms (20%) refer to the existence
of monitoring system without its details. 5 of 6 firms conducted the survey by questionnaire about the
compliance of code of conduct as monitoring. However, a survey by questionnaire cannot be said reliable
because suppliers could fake the answers. Besides the monitoring by questionnaires, Toshiba (a consumerelectrics maker) established the Clean Partner Line, a whistle-blower system for business partners. Toshiba
encourage business partners to point out any problems or concerns about persons affiliated with Toshiba Group

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

from the standpoint of compliance or fair trading and promptly correct any improper behavior. The problem of
this system would be the Clean Partner Line is linked directly to Toshiba itself. Under this system, a whistleblowing could be erased by Toshiba or a business partners would be hesitate to announce problems to keep
good business relationships with Toshiba. 22 firms (73%) do not mention about monitoring.
Concerning monitoring actors (Figure 4), only AEON takes a third party monitoring. 7 firms conducted
monitoring by the first (business partners) and second parties (firms). 6 firms of these 7 firms ask business
partners to implement questionnaire made by the second party. This case is interpreted that monitoring is
conducted by the first party that answers the questionnaire and the second party that gathers the answers and
investigates them. 74% of firms which require business partners code of conduct do not mentions anything
about who implements audit.

3

0%

23

74

20%

40%

Actors from out side

60%

80%

Firms t hemselves

None

100%

Figure 4: Monitoring actor
From the results of criterion 3 and 4, it seems that most of firms do not take account of monitoring
itself. Furthermore, no firms mention to sanctions. Many of 30 firms refers that they choose suppliers who
fulfill their code of conduct prior to the others who do not. Only Anritsu Corporation (an electric equipments
maker) mentions the possibility that the contract will be reconsidered if a business partner has a problem of
human right. Cancellation of a contract could be a sanction, but the expression of Anritsu Corporation is very
indirect. It could not be considered as a sanction, which will be really implemented.
Due to the all results, it can be said that there is an absence of monitoring system and sanctions in
corporate codes of conduct of Japanese TNCs participating in Global Compact Japan Network. Therefore, the
hypothesis is validated.

Conclusion
The procurement of CSR in supply chain both inside and outside of Japan has not been so popular
among the Japanese TNCs focused in this paper, even though they declare to support the Global Compact.
However, it is true that some of them are preparatory stage. It is assumed that the number of firms, which have
code of conduct for suppliers, will increase in years to come. Even though the firms have the code of conduct,
more than half of them do not explain their policy to suppliers through the regular seminars or meetings.
Moreover, the point to be considered would be the monitoring way because if code of conduct is not complied,
then it has no meaning to have code of conduct. Obviously there is a lack of monitoring system in the firm’s
code of conduct of the Japanese TNCs. At present, these codes are not good enough as tools to procure social
responsibility globally. They are nothing more than words on paper. There is only one firm who has a
monitoring system with a third party audit in GCJN. Therefore Japanese TNCs should arrange urgently the
monitoring systems with specific criteria, time frame, and third party audits to ensure the compliance.
Regarding the sanction, I do not believe the setting sanction for the incompliance fits to Japanese business
behaviors. The characteristics of Japanese firms’ transactions would be a long term transaction, familiar
relationship through the information sharing and developing human resources among the business partners, and
a long-term employment in the business affiliations. Therefore, Japanese firms would not prefer applying a
sanction for the incompliance, which could break a long term relationship. These characteristics can be an
advantage for Japanese firms to procurement CSR in supply chain. Because it is possible that they diffuse their
code of conduct through conversation with their suppliers for a long term and it could be more effective for
compliance than a top-down directions of CSR with sanctions. Moreover, if there have been already close and
reliable relationships, it is easier for the suppliers to accept the code of conduct. Japanese TNCs would need not

98

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

only to set the monitoring system, but also to support CSR management of suppliers through regular seminars
for the manager class and developing human resources, for example.

Acknowledgment/ Note
The views reported in this paper are those of me alone, and not those of any institution. All errors and omissions,
which may unwittingly remain are the sole responsibility of me.

References
生田孝史 2007，「サプライチェーンのCSR戦略」 『研究レポート』 富士通総研 経済研究所. (Ikuta, T.
(2007). “CSR strategy in supply chain”, Research Report of Economic Research Center, Fujitsu Research Institute, no. 283,
viewed 20 February 2008, http://jp.fujitsu.com/group/fri/report/research/2007/report-283.html).
Ishikawa, A. (2006). “Changing Patterns of Corporate Social Responsibility in Japan”, in S György (eds), Labour,
Education &amp; Society, Europäischer Verlag der WIssenschaften, Frankfurt am Main.
藤井敏彦・海野みづえ
編，2006「グローバルCSR調達―サプライチェーンマネージメントと企業の社会的責任」 日科技連出版社.
(Fujii, T. &amp; Umino, M. (ed.) (2006), Global CSR Procurement ~Supply chain management and corporate social
responsibility~, JUSE Press, Ltd.)
Hepple, B. (2005), Labour Laws and Global Trade, Hart Publishing c/o, Oregon.
社団法人 経済同友会 2006 「企業の社会的責任(CSR)に関する経営者意識調査」. (Japan
Association
of
Corporate Executive, The survey of the managers’ attitude toward CSR, viewed 20 March 2008,
http://www.doyukai.or.jp/policyproposals/articles/2005/pdf/060307.pdf).
社団法人 経済同友会 2006 「日本企業のCSR：進歩と展望」. (Japan Association of Corporate Executive, CSR
of
Japanese
firms:
progress
and
foresight,
viewed
20
March
2008,
http://www.doyukai.or.jp/policyproposals/articles/2006/pdf/060523b.pdf).
社団法人 日本経済団体連合会 2005 「CSR（企業の社会的責任）に関するアンケート調査結果」 (Japan
Business Federation, The reports of the survey regarding to CSR, viewed 20 March 2008,
http://www.keidanren.or.jp/japanese/policy/2005/066.pdf#search='企業の社会的責任に関する調査').
Kolk, A., Tulder, R. &amp; Welters, C. (1999), “International codes of conduct and corporate social responsibility: can
transnational corporations regulate themselves?”, Transnational Corporations, vol. 8, no 1, viewed 20 February 2008,
http://www.unctad.org/en/docs/iteiit20059_en.pdf#search='Transnational%20corporation%20Kolk%20Tulder%20Welters%
201999%20can%20transnational%20corporations%20regulate%20themselves'
Kolk, A. &amp; Tulder, R. (2005), “Setting new global rules? TNCs and code of conduct”, Transnational Corporations, vol. 14,
no 3, viewed 15 February 2008, http://www1.fee.uva.nl/pp/bin/269fulltext.pdf#search='Kolk%20%20tulder
海野みづえ

2004

「グローバル化するサプライチェーンでのCSR」『CSR企業価値をどう高めるか』高

巌

編 日本経済新聞社. (Umino, M. (2004), “CSR in globalizing supply chain”, in I Taka (eds), CSR, How firms enhance
their value, Nikkei Inc, Tokyo).
Svendsen, A. &amp; Laberge, M. (2006), “A New Direction for CSR: Engaging Networks for Whole System Change” in J
Jonker &amp; M de Witte (eds), The Challenge of Organizing and Implementing Corporate Social Responsibility, Palgrave
Macmillan, New York.
Wartick, S.L., &amp; Wood, D.J. (1998), International Business &amp; Society, Blackwell Publishers Ltd, Oxford.

99

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                <text>This paper verifies that there is an absence of monitoring system and sanctions in  corporate codes of conduct of Japanese transnational companies in supply chain by analyzing  corporate social responsibility reports or sustainable reports of 40 firms which participate in  the Global Compact Japan Network. I argue that setting a proper monitoring system is  urgently needed, but setting sanctions does not fit to Japanese firms’ behaviors.</text>
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                    <text>Business Process Management in Educational Institutions
Dr. Tarik OBRALIĆ
Bosna Sema Educational Institutions
71000 Sarajevo, Bosnia and Herzegovina
obralict@hotmail.com
Abstract: Management education is a specific part of management as a general
phenomenon of organized, institutionalized society. In social practice, on the modern level
of development, there are in all known countries of the world prescribed systems of
organized education and, in parallel with them, or even contrary to them, specific systems.
The educational system is a regulated and highly organized, programmed system which is
necessarily controlled, and within it there are certain terms, factors, and relations, typical
for management in general, but not all are used in the same way.
In the economy, which is relatively independent, based on private ownership and markets,
in a direct competitive relationship with the arbitration market, management is necessarily
independent (within the ownership powers) and possesses relatively high powers and
responsibilities.
The educational system is under the direct jurisdiction of state and government bodies that
make strategic decisions on the establishment, development, organization, and programs of
education, the manner of the exercise, and the performance of the duties of supervision and
evaluation of results. In the system there are different areas and levels of education that
mutually differ. As mentioned above, the differences between management and
management education emanate. They are in practice relatively wide even when it comes
to education in a market - oriented education organization.
Key words: educational management - management in education, top manager,
manager of university

The Study
Process of education, the result of which has always been some level of education of human subject,
belongs among the most complex and most spread social realities. That is a real social change which saturates all
social relationships and entire history of human society; it is in the basis of social development and development
of personality as a rational, socially competent, successful social being.
Management, the essence of which is managing of processes, relations, groups, communities,
organizations and institutions in society and society of people, but also managing or at least its adequate
intervention, aimed – relevant and meaningful – at people's environment, is a real social activity – social
phenomenon.
Exposed dominant understandings of education and management impose to us a number of important
complex scientifically methodological, scientifically professional and practical issues. Therefore, let us tackle
this one by one:
Management understood as an aimed, relevant activity of managing processes has various natures and
attributes – from managing of organized processes to managing of crisis and disasters, but always understood as
social process and always understood as social relation. Management is a form of work and influence, primarily
of intellectual and psychical, and only sporadically manual nature. Its important role is in defining objectives,
making orders that have to be performed during work process, according to defined rules, establishment of
specific rules of conduct, control of performance and validation of performance and effects achieved by
execution performance. Management is formed at different levels of organization.
We understand education as a process of acquiring of socially useful and personally applicable
knowledge within the framework of occupation and profession and in realization of social communication and
social position. Acquiring of knowledge is guided precisely by needs for socially useful work and social
promotion, wherein education plays an important role. Education, as a term and reality, imposes the need of
processing and terms of upbringing and training, and among other for application – practicing of acquired
knowledge and capacities.
A derived construct „educational management“ – „management in education“ belongs to the important
terms of this theme. On one hand, that term designates an educational area as a set of manageable processes, and
on the other hand, as a management area.

68

�We understand the term educational management in the widest meaning – so that indirect orientating
influence belongs to its contents in entirety, and not only in educational system.
The term „educational institutions“ encompasses a very wide circle of independent and other social
institutions, with their relevant features: 1) relatively permanent existing as an organized form of work of which
it is primary role and overall task; 2) it has relatively stable plans and plans and programs of education; 3) these
are legal institutions. Among those institutions the following certainly belong: A) all types of schools, whether
as schools of a defined level, „state“, private-owned, or as one of functional forms of some other institution; B)
relatively permanent forms of education in the framework of some economic organizations – enterprises.
Business side of work and business management are particularly different between private-owned
educational institutions and state-owned institutions or those owned by some economic or other organization. In
this sense, we should differentiate educational institutions that acquire all funds in open, external market and
have free use of them, from institutions that do not acquire funds in market or they acquire them only partially.
The most obvious example is the difference between state- and private-owned primary schools and the
management within them.
Education in state-owned primary schools has the following important characteristics:
(1) materially – financial basis provided by the state according to its standards;
(2) schools are obliged to work according to prescribed programs with relatively low possibilities for their
varying, especially through the choice between more text-books for the same subject;
(3) only those people who meet prescribed requirements can realize a teacher’s role;
(4) working hours, way of assessment of results and material compensation for certain work and success in
work are approximately prescribed.
In such institutions possibilities for realization of management functions are very restrictive. Their
restrictiveness is strengthened by the fact that citizens of a defined age are obliged to attend and to complete if
possible corresponding primary school degree.
In those schools, be they simple or complex (central (master) school with more units separated in terms
of territory) it is possible and as a rule it is so, one subject is the „TOP MANAGER“ – authorized and
responsible for material – financial activities and for managing of educational processes.
Does such person suit to the model of „top manager“? Top – managers, in understanding of Aziz Šunje
PhD, are: „managers positioned on the top of an organization, or managers who are responsible for business
activities of entire organization. They, in contrast to middle-line managers, have so-called cross – sectoral
responsibility, or responsibility for business activities of entire organization – all organizational units. Seen in
that context, organizational top managers really are organizational key managers.“ (Šunje, 2003: 15)
According to opinion of the quoted author, „The role of business decision-making makes the essence of
manager’s job, and according to this concept, we can distinguish the following roles of business decisionmaking:
(1) Role of entrepreneur, role within which a manager shows up as initiator of changes, most often on the
basis of information collected through the role of monitor (identification of external „opportunities“ and „risks“,
initiating of new ideas...).
(2) Role of disturbance handler, within which a manager reacts to all kinds of disturbances that appear as
result of pressures (and changes) out of manager’s control – from a quarrel between two subordinates, to
complaints made by a customer or a supplier...
(3) Role of resource allocator, role in which a manager shows up as central subject who decides which
resources will be engaged and how the given resources will be deployed and mutually connected.
(4) Role of negotiator, with notice that managers, especially top – managers, spend a big part of time
negotiating with different partners – customers, suppliers, unions, government and all stakeholders. Negotiation
skill is however one of most appreciated manager’s skills...managers, performing one role, most often
simultaneously perform some other managerial roles.“ (Šunje, 2003: 15) Although this model does not show
decision-making process, it is important because it allows comparing the most important function of a manager
and a top – manager.
Top manager deals, relatively freely, with overall consent of the owner, with all key functions and
businesses playing the role of supreme order issuing authority and controller in all matters of business activities,
and business success is his/her main task and responsibility. That is also main criterion in measuring of his/her
success.
Business making in budgetary, non-economic institution, certainly is not primary object of interest, but
is satisfying of social needs for which the institution was established, and understanding is primarily directed
towards usage of funds put at disposal by the budget, in the most effective and most functional way. Of course,
we do not dispute the fact that, within business activity of a budgetary primary school there are necessarily
procurements of means for maintenance of the school, the school hygiene, teaching materials, articles for pupil’s
kitchen (if applicable) as well as that selling of written off material, certain kinds of waste or, maybe services
and products of pupils’ cooperative. But, that cannot approach by any means to business transactions happening

69

�in market, with competence and in order to gain profit. Top manager (principal of a state primary school) by
his/her real role and functions in business activities of school, does not fit in ideal type of manager that can be
found in postulates of manager as strategist and visionary of business.
With private-owned primary schools the thing is completely different. Indeed, they are also as regards
relevant educational and upbringing activities due to fulfill their legally prescribed obligations and set standards.
However, in business part they have very broad opportunities.
First of all, private-owned schools do not have obligatory attendants. On the contrary, they face strong
competition of developed network of free-of-charge primary schools owned by the state. In that competition,
they have to attract clients who can pay for it, and to succeed in that, it has to offer to those clients certain
exclusivity – but without disturbing of basic, prescribed educational programs and standards of work. It has to
(and should) offer and realize more and better, something that in clients’ opinion you cannot obtain in state
schools and which is worth of extra-paying for. We emphasize, it is about normal schools. It could be said that
business part in such schools has all factors and characteristics of market business with limitations related to
program realization and diplomas being conditioned by successful realization of those programs, implementers
of which have to possess prescribed worker profile and attendants of defined age and health status.
Private owner of such school can be any subject (except the one prohibited by the law) whether as
group or collective. However, specificity of management of such school is that its general manager and his
deputy have to be from educational profession, which means subjects who acquired through their own schooling
certain corresponding levels of professional education and verified practice. Other composition of management
has to be in accordance with a school’s needs (its organization and level of development) and regulations in
effect. Most often, there occur middle-level managers from legal and financial profession.
An example of private-owned primary school points to appearing of a type of manager educated to
perform unified managerial functions. Possibly the owner and top manager can be connected in the same subject
with corresponding qualifications and that these, with support of expert associates who do not have status of
manager or are ’’first-line managers’’ – „managers at first level of organization – people who coordinate work of
operative executors at the bottom of organization.“ He/she performs all roles of top manager (interpersonal,
informational, business decision-making) and all relevant functions of management (planning, organising,
human resources function, leading, marketing, and control) with assistance of expert executants or with support
from specially engaged people and institutions.
The most complex situation with identification of management and managers is at universities,(Franz
and Nemeth, 2002; Shepherd, 1998) both at state- and private-owned. According to law, faculties remain
corporations, which implies, in principle, rights and responsibilities of faculties in business activities, as well as
corresponding management. However, by legal regulation of relation between faculties and universities where
faculties can only exist within the framework of universities, by regulation of professional and academic
education and position of institutions in interrelations, as well as schedule of competences and responsibilities of
collective organs, makes big difficulties to application of ideal – typical concept of management in their business
activities.
As for state universities and faculties, it is clear that in business sphere we can speak only about strictly
restrictive management because: a) Ministry with influence of universities makes decision on number of students
who will be admitted by certain faculties in certain status; b) for one number of students, the budget provides
funds; c) costs of studying of ’’self-financed’’ students are formed under control and influence of competent
Ministry, etc. These all lead to a situation that faculties introduced, beside Dean, status of ’’manager’’, as
persons with special responsibility for extra-curriculum business activities, but everything is subject to the Dean.
Hence, at state faculties and universities we cannot speak about standard type of management and manager,
although those faculties can deal with non-educational profitable activities, in certain cases, (e.g. renting
premises, providing certain intellectual services, expert advice, etc.) Private-owned university, especially if it is
an individual subject, seeks to manage material and financial assets, to centralize them and use them with the
least expenses and with profit. There are two typical situations: 1) University is the only activity and exclusive
(or main) source of income of its owner; 2) University is only one specific business unit in owner’s business
system. In addition, head of university may be owner of university if he meets legal requirements – and then he
embodies them, he is supreme governor of activities out of and in process of educational activity. Head of
university can be any other person who fulfils conditions, for example a prominent scientist, but he is also,
although competences of a head of university are defined by law and statutes of university, is greatly dependent
on owner. Because, private-owned university is private property of ’’landlord’’ and he is in system, his business
unit that has to be profitable. Since head of university (as well as deans) does not have to be familiar with
economy and applied economics, with legal – administrative and other non-educational business aspects, we
encounter manager of university, who leads extra-curriculum activities, but also some closely related to
educational processes and their function.
At such universities it is very difficult to identify real managerial roles, authority and responsibilities of
head of university, dean, managers of faculties and universities on one hand and owner and management of a

70

�system in which and within which university operates. Even when a university does not belong to another, wider
business system, it is very difficult to distinguish between normatively defined competences and responsibilities
between managerial organs and collective organs, as well as between organs of university and of faculty. It is
even more difficult to make it in practice. A very complex and important issue arises: what in educational
management sphere brings a concept that it is state and private-owned institutions that are independent in
performing of educational business? Is not it a new concept of independence of universities? It is obvious that it
is a very complex concept that can be realized with extreme difficulties. Independence is always under material
and legal independence, and that material – legal independence is a condition for independence of educational
and upbringing process, which means management in education as well. From the above exposed, it can be
relatively clearly seen executive character of management in education. The state sets basic frameworks, it more
or less defines our plans and programs and conditions to be fulfilled by their executors, prescribes conditions
under which those programs can be performed – including organizational structure, as method of acquiring of
funds through these activities. Management of educational institutions mainly makes influence indirectly, and its
main task is to organize execution of tasks posed by the state. Generally taken, this relates to state- and privateowned educational institutions equally.
Do the above considerations allow us the mentioned conclusion? Basis of the issue is the fact that all
legal organisations have to comply with legal frameworks. However, regulation relating to institutions, and
especially to the educational ones, is far more detailed and concrete, and possibilities of management more
reduced. In that sense, even in private-owned educational organizations, only one specific form of restrictive
management can be established. And secondly, it is evident that management of educational institutions is
clearly divided into two spheres: (1) conditionally named ’’business sphere ’’ and (2) educational sphere.
In business sphere, no matter how limited it might be, we discover functions of management and
managerial roles where this is manifested in private sector of education in a more evident and more accented
way. Everything that we said until now on management in business sphere of education is valid for special
schools as well (army, police, diplomacy, etc.), and for educational forms in enterprises and other forms of
education that perform their functions in framework of other systems, and with all that it is more emphasized. It
is possible that such forms do not even have their management in area of material – financial business activities.
Examples for this are those forms of education in enterprises without permanent organizational forma or plans
and programs of education. All their material – financial transactions are related to and mediated for manager of
human resources (human resources, cadre) of an enterprise. Reason for that is activity which imposes domination
of educational and upbringing process and its results as criteria of a successfully achieved goal.

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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Using the Advantage of Being in Between, with the Example of Fuzzy Set
Theory: Opportunities for Bosnia
Hüseyin Hayri NUROĞLU
International University of Sarajevo
Faculty of Economics and Business Administration
Bosnia and Herzegovina
hnuroglu@ius.edu.ba

Abstract: This article analyses how culture, tradition and perception of the science affect the
creation and application of techniques used in industry and management. Although it is
thought that there are some global rules in business, cultural perspectives have an enormous
effect on the application of the theories. This difference can be seen in the early fuzzy set
theory applications. Fuzzy set theory has been accepted and applied by the eastern firms
earlier than western firms. Despite its usefulness, western corporations met the fuzzy theory
very suspiciously at the beginning, and they started utilizing it after its success has been
proven. The biggest obstacle for the west for being late in using fuzzy set is their loyalty to
the crispness and their crisp way of thinking. Bosnia, as a country which has both west's
crispness and east’s mystical insight, can use the advantage of this feature. Bosnia can convert
this characteristic of being a country between east and west and being familiar with the two
different mind-sets into a competitive advantage. Instead of following only one trend, Bosnia
can harmonize the characteristics of two sides and enjoy the early application of some
promising theories.
Keywords: Fuzzy Set Theory, Cultural difference, perceptions of science, Bosnia

1- Introduction
It has always been a research question how and to what extent culture affects human beings. Does it
only affect how to behave in the environment we exist or does it also affect how we think? There are thousands
of studies about this issue but there isn’t any compromise between the researchers. First of all, there is a debate
on the definition and content of the culture. However, one acceptable definition can be made as “a distinctly
human means of adapting to circumstances and transmitting this coping skill and knowledge to subsequent
generations. Culture gives people a sense of who they are, of belonging, of how they should behave, and of what
they should be doing.” (Harris et al., 2004). Researchers believe that culture shapes the way we behave, our
productivity at work, our values; shortly all human being’s behavior. Trompenaars (2003) defines culture as “the
contextual environment, defining much of the essence of the relationships between an organization and the
environment in which it operates.
In the world, there are more than 200 nations, and Hofstede (1993) offers to focus on cultural factors in
separating or uniting nations. In order to understand and differentiate cultures better, many different models have
been developed. Some researchers have offered ten different categories to identify the culture (Harris et al.,
2004). Some others claim that firms will be able to limit imitation and create competitive advantage if they
concentrate on retaining the relationship between their corporate culture and their national/regional culture
(Moran et al., 2007). We should also understand national culture to explain differences in international
operational decision making (Pagel et al., 2005), because managers make their decisions and manage their
resources under the shadow of their culture.
In an interesting cross-cultural research, Kirkman et al. (2006) review empirical studies that have used the
cultural values framework of Hofstede for the years between 1980 and 2002. They identify 180 studies in which
culture has the main effect or moderator. 148 of these studies out of 180 cases, examine culture as a main effect,
32 of them as a moderator. Hofstede (1991) claims that national culture explains 50% of the differences in
managers´ values, beliefs and attitudes.
Culture shows its effect on many different areas of business and industry. For example, due to the
cultural differences various types of Computerized Numerical Control (CNC) use have been seen in Japan and
UK. Britain preferred to utilize CNC tools by operators with previous experience, but Japanese tried to use their
CNC tools with no previous experience of machine tool operation. Moreover, British firms appointed one worker
per machine, while Japanese were attempting to achieve multi machine operation (Kambayashi, 2004). This
example explains individualism in the UK and collectivism in Japan with the cultural values framework of
Hofstede.

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According to the Hofstede (1980)´s research, German and Anglo-Saxon worlds specifically and western
world in general are less uncertainty avoidant than eastern countries. Moreover, western countries have been less
open to new experiences, sceptical about new theories such as Total Quality Management (TQM) and Fuzzy
Logic. They applied these theories only after the success of these theories have been proven. The more
interesting thing is, Deming´s ideas about total quality management hadn’t been accepted by Americans, but
welcomed by Japanese businessmen first. Bensaou and Earl (1998) compare the Japanese and Western “mindsets” and approaches to the management of IT. Westerners use IT to have the smartest and cheapest result and to
improve performance, while Japanese use IT to reach their goals after identifying performance goals.
As mentioned so far culture is an important factor for the development and application of new theories.
However, in some cases it can be misleading to consider the entire region as the basis for analyzing the culture.
For example, the culture of UK is closer to the culture of USA even though UK is geographically closer to the
European countries. The same is true for Mexico and USA as well. Although they are neighbors, they have
different management cultures. In this case, besides cultures of the nations and similar culture of the regions, the
perception of science of the cultures is another important factor in the development and application of new
theories.
Although TQM and Fuzzy Logic have enormous applications and benefits, western world was late to
accept and to utilize these theories. As mentioned above, culture might be one reason but cannot explain the
whole story alone. At this point looking at the science perception of the cultures might be helpful.
The structure of the paper is as follows. Section 2 discusses fuzzy logic, the possible reasons why it has
been accepted by the eastern world earlier than the western world, applications of fuzzy logic in commercial and
industrial products and historical development of it. Section 3 analyzes the differences between eastern and
western logic and connects these differences with the developments of fuzzy logic. Section 4 concludes.

2- Fuzzy Logic
2.1. Why fuzzy logic has been exploited in the east before the west?
McNeil and Thro (1994) suggest two possible reasons for western nations for being late on accepting
fuzzy logic. One reason is traditional cultures of west which rely on Aristotelian either-or-approach. Western
people avoid uncertainty and risk. In the West, individual competitiveness is the main force of technological
progress, whereas in the eastern cultures strength and success is achieved through consensus and group work
which was also explained by the Hofstede’s (1980) analysis. As easily seen, eastern characteristics are more
compatible with the fuzzy logic than mathematically oriented western attitudes. Another reason they suggest is
Japan may be more open to new ideas than management- and bottom-line oriented western firms.
Lotfi Zadeh, the founder of fuzzy logic, says that one important reason for Japan for being so advanced in fuzzy
logic is that they are really consumer oriented. Japanese can immediately adapt new ideas and technologies
which have a potential to serve the consumers (Blair, 1994).
“When the only tool you have is a hammer, everything begins to look like a nail”(Zadeh)
According to Zadeh, in Aristotle's day people tried to be as precise as possible. This Aristotelian or
Cartesian tradition makes people to look at everything as being totally white or black. As Zadeh states,
sometimes people may perceive things as being bad at the beginning, but then they turn out to be good or not so
bad as people thought originally. One failure of classical logic is paying so little attention to approximate
reasoning and perceiving things only in absolute terms. This allows solving many problems in real life but
prevents us from solving many other everyday problems which are not crisp, subjective or have many possible
solutions. He says that: “When the only tool you have is a hammer, everything begins to look like a nail.
Classical logic simply doesn't provide the means to solve the problems. They concerned themselves with models
of precise knowledge. But such models are so far removed from the real world that they don't do you any good”
(Blair, 1994).
2.2. The Differences between Crisp Sets and Fuzzy Sets
The difference between conventional dual logic and fuzzy set theory is that in conventional dual logic a
statement can be either true or false; in set theory, an element can either belong to a set or not. However, real
world situations are very often uncertain. Lack of information may cause the future state of the system to be
unknown or unpredictable. This type of uncertainty has been handled by statistics and probability theory sofar.
Fuzziness is possible to be found in many areas of life such as meteorology, medicine, engineering,
manufacturing etc. where it is possible to define one situation in different ways or it is possible for an element to
belong to different sets. In daily life, the meaning of words is often imprecise. Fuzzy set theory provides a

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mathematical framework to study vague phenomena precisely. It is defined as a modeling language for fuzzy
relations, criteria and situations (Zimmerman, 2001).
In fuzzy set theory, normal sets are called crisp sets to be differentiated from fuzzy sets (Driankov et al.,
1996). Let C be a crisp set and F a fuzzy set defined on the universe U. For any element u of U, either
u ∈ C or u ∉ C . However, in fuzzy set theory it is not necessary that either u ∈ F or u ∉ F . In fuzzy set
theory, a membership function µ F is assigned to every u ∈ U from the unit interval [0, 1], instead from the
two element set {0, 1} as in crisp sets. If an element belongs to a fuzzy set with certainty, it has a membership
value of 1. If this element does not belong to a fuzzy set, its membership value will be 0. On the other hand, an
element can take the membership values of 0.9, 0,8, 0,7 or 0,2, 0,1 according to the degree at which it is near or
far away from the target value which can be inferred from the definition of fuzzy set.
According to Zimmermann (2001), major objectives of fuzzy set theory are to model uncertainty and to relax or
generalize classical methods based on dual logic from a dichotomous to a gradual feature. Furthermore, it aims
to reduce the complexity of data to a reasonable degree via linguistic variables. Computational units use these
linguistic expressions and membership functions of fuzzy sets and finally retranslate the fuzzified result into the
words via linguistic approximation and produce the output for the crisp world.
2.3. Advantages and Disadvantages of Fuzzy Systems
Fuzzy logic has been used and become quite popular in different fields due to its advantages (McNeill
and Thro, 1994). In fuzzy logic, linguistic variables are used instead of numerical ones which makes it similar to
the way human beings think. Another advantage is that fuzzy logic needs fewer values, rules and decisions than
conventional models. However, it is hard to develop a model from a fuzzy system. Even though they are
cheaper, easier to design and faster to prototype than conventional systems, fuzzy systems may face cultural bias
in some countries who favor mathematically crisp systems and linear models. This may be the reason why
Japanese firms exploited fuzzy systems before the United States and European countries. Moreover, as the
complexity of system increases, it becomes more difficult to specify the correct set of rules and membership
functions to describe the behavior of the system appropriately (Aliev et al., 2004).

2.4. Fuzzy Set Mathematics
In classical or crisp sets an element either belongs to a set and has a membership value of 1 or this
element does not belong to the mentioned set and has a membership value of 0. However, an element of a fuzzy
set may have various degrees of membership value between 0 and 1.

~

Definition (Zimmermann, 2001): If X is a collection of objects denoted generically by x, then a fuzzy set A is a
set of ordered pairs:

~
A = {( x, µ A~ ( x) | x ∈ X }

~

µ A~ is called the membership function of x in A that maps X to the membership space M. The range of the
membership function is a subset of the nonnegative real numbers whose supremum is finite. The membership
function is the crucial component of a fuzzy set. Therefore, operations with fuzzy sets are defined with their
membership functions.

2.5. Historical Development of Fuzzy Logic
Fuzzy Logic was developed in the 1960s by Lotfi Zadeh claiming that this new paradigm will be able to
model the own uncertainty of human reasoning. He believed that computer logic didn't have to be restricted to
only 0 and 1. However, the acceptance of this technique by the “highly deterministic scientific society” has taken
some time (Dualibe et al., 2003). The earliest supporters of fuzzy set theory were Japanese scientists and
engineers (McNeil and Thro, 1994). Another country, which has the highest number of fuzzy-oriented scientists
and engineers is China. The theoretical studies and practical applications on fuzzy theory have been caught in the
US and in Europe later than eastern nations. Once it has been proven that fuzzy logic can be applied in the
productions of commercial and industrial products quite successfully, western nations started to use and develop
it. Nowadays, Germany has quite a lot of fuzzy oriented researchers and applications, and can be counted as the
second country in fuzzy related developments after Japan.
2.6. Fuzzy Business and Industrial Systems

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Fuzzy systems have been used heavily in industrial production (McNeil &amp; Thro, 1994). For example,
Fujitsu Laboratories developed a neuro-fuzzy system for rating the investment safety of bonds. A method of data
analysis has been developed at a German company, INFORM, which is used for many purposes such as for the
design of automobile and truck parts by Mercedes-Benz and to determine creditworthiness. Furthermore, at Los
Alamos Scientific laboratory an experiment was conducted to design the best techniques for improving the
recovery of oil from the ground which was a complex optimizing problem. A Portuguese company has
implemented a fuzzy based digester management system and achieved a higher degree of automation (Driankov
et al., 1996). The main advantages of this system were the consistent control strategy, up to 60% reduction of the
variation of product quality, and a significant reduction in energy and base material consumption.
Another interesting fuzzy product, an automated storm-sewage pumping station for Shanghai, was
developed by a Chinese scientist Hong Chen. It aimed to correct the deficiencies of crisp pump controllers which
either start too late to prevent backflow, run too long or stop too soon. Fuzzy system can easily determine when
the pumps should be started and stopped according to the water level, change in water level and also to the
weather. Moreover, fuzzy insulin infusion system for diabetics, some consumer products such as vacuum
cleaner, washing machine, fuzzy air conditioner, dishwasher, video camera-recorder, heater, rice cooker, and
clothes dryer can be counted how fuzzy theory is applicable and useful in practice. These machines arrange their
own speed, water level and when to work and when not by easily adapting to their environments and save a lot
of energy. In Japan, a home appliance which has the label “fuzzy-controlled” raises a positive sense of modern,
high quality and user friendly machine (Driankov et al., 1996).
On the other hand, the use of fuzzy logic is not restricted only to home appliances (Karray et al., 2004).
Nissan, Subaru and Mitsubishi use the fuzzy control transmission systems which sense vehicle speed and
acceleration, throttle opening, the rate of change of throttle opening, engine load, and driving style. Fujitec and
Toshiba use a fuzzy scheme in elevator control which is said to reduce waiting time and improve the efficiency
and reliability of operation. Even a subway train is being used in Sendai, Japan which determines the speed and
stopping routine. Ride comfort and safety are performance requirements of this train.
However, it is not so simple to implement fuzzy control in the production immediately; it requires well-trained
personnel in the industry as well as researchers at the universities and laboratories. This is seen one of the
bottlenecks that prevents a broader exploitation of fuzzy technology by European countries at the end of 1990s
by Driankov et al. (1996).
By 2002, Japanese firms who utilize fuzzy logic were Canon, Hitachi, Matsushita Electric, Minolta,
Mitsubishi Electric, Ricoh, Sanyo and Sharp. In the USA, General Electric, Texaco and US Air Force Office of
Scientific Research were the main users of fuzzy logic. At the same time in Europe, AEG, Bosch, Cerberus,
Viessmann, INFORM, Endress and Hauser and DASA were utilizing fuzzy logic in their products (Kazemian,
2002).

3. Analysis
Fuzzy logic is a very important and beneficial theory which is subject to change the electric, electronic
and computer sciences deeply. Surprisingly, this theory was introduced by someone (Professor Zadeh) whose
roots are in the east and was developed by the eastern nations firstly; but not by the western world which has
been industrialized and developed before all other nations. Fuzzy logic has been started to be used by the western
world first after it has been developed to some extent in the east and its usefulness has been proven. With this
characteristic, it shares the same destiny with the Total Quality Management. These examples show one
important fact: the invention and development of new ideas is not only dependent on the development level of
countries. Culture and the perception of science play the key roles in inventing or accepting new theories.
Western world which follows the paths of Aristo, Newton and Renaissance has been pioneers of many
developments in the world but could not go beyond perceiving the world as crisp. However, we cannot
understand and solve all the problems of human beings and of the world only with crisp theories. On the other
hand, eastern way of thinking perceives the world not only with “0 and 1” or “true and false” concepts. This way
of thinking makes the east luckier in solving the problems that cannot be solved by the crisp theories. The
examples from the past prove these ideas. It is also possible to see new examples in the future as well.
When we analyze the situation of Bosnia, we see that if Bosnia can concentrate on its national/regional
culture and follow western and eastern world closely, it will be able to follow the latest trends in the industry and
become more competitive in the region. Bosnia like the founder of fuzzy logic Professor Zadeh, witnessed
different cultures (Catholics and Orthodox Christian culture, Muslim culture, Austria-Hungarian Culture,
Ottoman Culture) and belongs to the western world from one perspective and also is a part of the eastern world
from another perspective. For example, Bosnia has adopted western education system, and at the same time is
familiar with the eastern philosophy, and mind-set. All these features offer Bosnia big chances for the future
developments.

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4. Conclusion
As a conclusion, under the shadow of culture and tradition, perception of the science affects the creation
and application of techniques used in industry and management. This can be seen in the background of the fuzzy
logic founder and by looking at the nations which applied fuzzy set theory first. The reason why western
companies were late in accepting and utilizing fuzzy logic can be explained mainly by their science perception.
Different than eastern ancient tradition, western tradition and taught teaches to be always precise and crisp.
However, many unsolved problems we face are not crisp and cannot be solved by crisp logic. On the other side,
the contribution of western nations to the science and technology is not possible to ignore. At this point, Bosnia,
as a country which has both west's crispness and east’s mystical insight, can use the advantage of this feature.
Bosnia can convert this characteristic of being a country between east and west and being familiar to the two
different mind-sets, into a competitive advantage. Geographically it is in west, but has experienced both western
and eastern cultures in different time periods. Instead of following only one trend, Bosnia is able to observe and
understand two traditions, and can enjoy the early application of promising theories.

References
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118–128.
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Driankov Dimiter, Hans Hellendoorn &amp; Michael Reinfrank (1996)., An Introduction to Fuzzy Control. Springer Verlag:
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Dualibe, Carlos, Verleysen, M., &amp; Jespers, P. (2003). Design of Analog Fuzzy Logic Controllers in CMOS Technologies:
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