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                    <text>TAX EVASION IN ALBANIAN ECONOMY AFTER ’90
Viola Tanto
European University of Tirana
Albania
viola.tanto@gmail.com
Abstract: Albanian economy has gone through some difficult processes during different
periods. For 45 years, it was a centrally planned economy, because of the dictatorial
system. Albanian economy suffered a defeat during its adoption from centralized
economy to a liberal economy. The main difficulty was the concentration of the
Albanian economy in the cooperative system. In this type of system, all properties were
owned by the state, there was no right of privatization. After ‘90 the identity of properties
was returned. The banking sector, as one of the most important sectors of economy,
was not having an appropriate development. Not only inflation would be the problem
of the economy, but also the loss of trust for the deposit of money in the second level
banks that could be opened, which would lead to the failure of the financial sector.
An important factor which characterize the economy is the informality. This article
seeks to explain the factors that influenced informality in economy, in specific, tax
evasion. Tax evasion is an illegal action as it constitutes a deed where the person is
breaching the provisions found in the Tax Procedures Law and Penal Code. This paper
shall discuss such provisions in the Albanian legislation.
Keywords: tax evasion, legislation, liberal economy, informality, economic growth
JEL Classification: K4
Introduction
Recently, we have been witnesses to a significant increase in the quantitative and
qualitative level of tax evasion and tax avoidance. Often, the “battle” between fiscal
system and contributors in bad faith (or suspected as such) is made on the basis of
power of probation (burden of proof) regarding the elements of the transaction that
must be verified by the tax administration. Nowadays, tax evasion is leaving more and
more space to avoid refined, in contrast to what might generally be thought, it is not
only the prerogative of big companies, corporations or powerful groups of business,
but it’s become a common management tool for small and medium enterprises and
in some cases for natural persons.
Economy evolved with the same steps with the evolution of mankind. The need for
economic change and the adoption of economic was the result of evolution of the
society. Application of transition in Albania was very difficult, because Albania was
one of the poorest country of Europe. It was a communist country with similar features
with other socialist countries but with a centralized economy, in other words Albanian
people did not have the right to have a property.
Structural changes in the banking system started since 1992 with the economic
reforms, which began with the change of legal basis. The structure changed with
the adoption of the law on ‘Bank of Albania’ and the approval of the law “On the
banking system in the Republic of Albania”. The banking system with its inefficiency as
a financial intermediary created spaces for pyramids (in 1997) to absorb the growing
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savings, especially savings of immigrants. Interest rates on deposits offered by these
companies were too high and ranged from 6-8% per month. Main causes of pyramid
schemes were lack of appropriate legal framework and political factor.
The developments in the real sector, during ‘92-96’ were characterized by a sensitive
economic increase of 9 % per year, a decline in the average level of inflation of 17.5
% , and a sensitive improvement of current account and budget deficit. Progress in
the macroeconomic stabilization was based on the design and implementation of
strong monetary and fiscal policies and also on rapid privatization in agriculture, retails,
wholesales, small and medium enterprises which helped economic growth of the
country. The desire and effort to fill the budget theoretically one side and ignorance
of the Albanian reality, made to fixed quotas excise arbitrary values, provoked by
withholding production firms or tax evasion.
Refering to the Working Document of the Secretariat of the Investment Council (SIC):
Informality, A Common Government-Business Challenge, December 2015, since the
1st of September 2015, the Government officially initiated an extensive campaign
against informality in the country. This campaign was preceded by public statements
during July–August 2015 on the necessity to fully establish rule of law in the economic
and commercial sphere of the country. The campaign was also preceded by a series
of concrete, but not published, steps by the Government, including the establishment
of a working group within the Council of Ministers, discussions in the Inter-ministerial
Strategic Planning Committee (SPC), and the presentation of the campaign to the
National Economic Council (NEC).
The process was accompanied by a large number of on-site tax inspections (fiscal
visits) aimed at scanning the informality situation, numerous media statements by all
stakeholders, followed by a series of legal initiatives. A “unique” intensity of debate
and reaction was observed concerning this campaign, involving the Government, the
business and its representative associations, as well as international institutions.
Informality and the tax system
The informality in Albania is identified mainly in the form of unregistered businesses,
fiscal evasion, and informal employment.
An important aspect of “informal economy” is “criminal economy,” the kind of
economy resulting from the illegal production of products and services and activities
forbidden by the law. The difference between the two is that in criminal economy,
what is forbidden is the activity itself, but in informal economy, the activity itself is legal,
but the income is concealed and avoided through illegal means.
Tax evasion, as a phenomenon of corruption overall economy of our country, in this
extended period of transition, tends not only by moral anti-law to benefit, above all,
the adoption of the law, not in the real conditions of development our economic,
mentality, transitions and versatile infrastructure fiscal.
Albania, with the entry into the market economy felt a duty to adopt Western laws in
various sectors of the economy, and specifically, in the fiscal sector. Western Europe,
in reality it enforced these laws for a long period, subject to supply and demand. This
resulted in the harmonization of the price upon request. Due to the low level of life
and fiscal mentality, excises were put under a strict technical control, not produced
rampant evasion. They defined levels of tax payable and especially, excise duties to
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achieve the objective of their optimum absorption by the state, to realize not only the
budget revenues (out lower).
In order to create an anti-evasion atmosphere because populations larger than our
country and not only that, but the state tradition most part, these countries rushed to
recognize capitalists young and teach the masses, with the tradition of the new tax
reduction tax evasion by using tax policy carefully.
The tax system represents one of the main pillars that facilitates or impedes the
formalization of economy, also making the business climate more attractive or not.
Regarding the tax system, businesses have identified the following concerns: tax
burden, fragmentation of the tax system, tax administration, and tax procedures.
The administration of taxes is mentioned as an issue in different recent reports of
international organizations on the business climate of Albania. As it’s stated in the
Working Document of SIC, businesses have continuously emphasized and made
different comments, generally negative ones, over the capacities of the administration,
interpretation of the legislation, and frequent tax inspections.
Tax avoidance is one of the most difficult issues with which they are confronted tax
authorities, courts and legislation throughout the world, especially in places where
it is hard to believe or doubt that the tax system is the main instrument to increase
revenues that support government investment (Orow, 2000). Tax avoidance and other
forms that deviate from the failure of taxes or reduce them can be called without
hesitation more widespread phenomenon in recent centuries.
Tax avoidance involves arranging a transaction or a series of transactions, as to obtain
a tax advantage, distinguishing the tax planning, which is lawful and tax evasion, as
the incidence of serious violations of tax rates.
Increasing cases of avoidance must be given a choice and must take immediate and
concrete measures. This poses a serious challenge against the effectiveness of the tax
laws.
In all the multitude of books, articles or reports on this subject are noticed contradictions
and different currents of thought on the nature and causes of tax evasion, ways of
responding to it or address it, citing the fact that some perpetrators tax avoidance is a
problem which requires a response by the legislation.
The divergence in the views of different groups of researchers, doctrine or jurisprudence
come as a consequence of the legal traditions of the countries that belong or individual
rights and obligations in tax law.
The main issues and the most vulnerable areas (Palumbo, 2011) which have been and
continue to be problematic for Albania, as well as for other countries include:
- The lack of a clear and coherent policy to tackle the structural choices provided
by tax legislation;
- The fact that the tax system exists as an economic reality in the business world and
as a real and substantial cost affects the shape of the majority of transactions;
- The existence and application of formal principles characterizing many of the
transactions and creating differences which are more formal than substantive;
- Different taxes for different businesses and the lack of a coherent framework of
income tax on investment.
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Ways that are followed to address tax avoidance have been different. Abuse of the
law doctrine is used in all areas of law, including the right to tax. The European Court of
Justice (De La Feria &amp; Vogenauer, 2011) alluded to more than thirty years connected
with the terms “abuse or abusive practices”, but for a long time the meaning of these
references has been unclear. Recent years there has been a radical change in
attitude, mainly due to the development by the Court of a test for finding of abuse and
its application in the field of taxation. The European Court of Justice has formulated
a principle of general anti-avoidance according to this doctrine. The principle of
prohibition of abuse of rights can be used as an effective basis for addressing tax
avoidance, which is a manifestation of abuse of the right of the taxpayer.
The principles that govern tax avoidance and evasion are provisions that prohibit
the performance of complex structured transactions intentionally by the taxpayer, to
divert from paying the tax.
Before determining these principles, we need to make the difference of the behaviors
of the taxpayer, in order to better understand the link between the illegal conduct
and general principles.
One of the manners of tax benefit, which is in any case illegal is tax evasion.
Tax evasion is the taxpayer’s behavior (Galdieri, 2009), that consists in a direct violation
of tax liabilities as a result of existence of some elements related to the birth of the tax.
In practice, the taxpayer avoids the payment, wholly or partially, of the tax liability
using tools / illegal ways to hide all or part of the taxable base.
These behaviors of taxpayers, which are illegal, can come as a result of gross
negligence or intent on committing acts or omissions e.g failure of invoices or lack of
billing transactions (such as omission of the taxpayer), or may result in active actions
as fulfillment of invoices for transactions that are really nonexistent (Caraccioli, 2009).
In this way the definition of conduct for tax purposes is very simple: there is tax liability
specified in the relevant rules, the person/business is not aimed at changing the legal
structure, but illegally, evading this obligation.
Usually these situations occur in the case of creating models or transactions, for e.g
corporate mergers, divisions, transformations, created as entities without a “valid
reason economic”, but to take an advantage of tax. Ratio (reason) is a savings/
evasion of taxes (Terracina, 2012).
Tax avoidance and tax planning
Tax avoidance should not be confused either with tax evasion (as discussed above),
which is in breach of a legal obligation to pay taxes, nor with tax saving. The taxpayer
can make the choice among of the various options offered by the legal system to
minimize the tax burden.
The concept of tax saving is broader and more general than that tax avoidance. Well,
we can say that the tax saving is a grouping that includes all sub-groups considered.
Methods, tools, techniques of conducting tax avoidance are different from those of
the realization of tax planning.

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In fact, there is absolutely nothing wrong in choosing between two or more different
transactions that lead to the same result, where the choice of one leads to lower
taxes, reduction or elimination of the tax burden.
The possibility for taxpayers realizing a savings (Pistone, 1995) allowed by the legal
system (the so-called tax-free zone) is characteristic of capitalist economic systems. It
is symbolic that such opportunity was given without hesitation the former communist
countries after leaving the planned economy system.
The benefit of tax savings by planning when there is no exceed of the limits of legality,
can be very useful and socially. It was argued that the specific weight of the tax burden
is an instrument to stimulate (or discourage) a certain kind of social or economic
choices of taxpayers.
Meanwhile, the essential features of tax avoidance is avoidance or deviation from
the definition of tax rates or the use of legal space for the performance of certain
transactions. The tax burden is not mitigated by falsifying the facts of tax relevant (as
in the case of tax evasion), or through simulation of certain transactions (as in the case
of fraud), but through careful use of tax rates existing gaps (Palumbo, 2011).
Often, (Galdieri, 2009) taxpayers willing to avoid taxes, create more complex schemes
with the sole purpose to avoid the law. Tax avoidance, in other words, consists in
acquiring a particular economic outcome, using the not the normal procedure
provided for by the legal system. The main problem lies in the fact that how far can go
the taxpayer, choosing less heavy taxation without avoiding the law.
Conclusions
This paper has explored a number of issues regarding shadow economy and fiscal
evasion. Although in different levels and ways, shadow economy is present in every
country. Tax evasion is an important and significant phenomenon that affects both
developed and developing economies. Size of the informal economy and fiscal
evasion associated with it should be clearly understood, in order to forecast the
appropriate policies to deal with these issues.
Generally countries with low tax rate, tend to have less fiscal evasion. However,
Albania is an exception, since it has or had a low tax rate, but fiscal evasion is still a
major problem. As the tax rate increase, the probability of evading taxes increases,
too. Tax payers lack trust on governmental institution, so they evade taxes or pay only
the amount they believe they can be caught.
In order to reduce tax evasion, Tax Administration should increase the quality of audits
and controls. This can be done through an improvement in tax audit methodologies
and existing topics, creating a unique database with the results of inspections made
on businesses and individuals. Strengthening of financial control may also help in the
reduction in the size of informal economy.
Government should develop business management tools for a more precise control
or a database including taxpayer’s taxpaying habits. Fiscal evasion can be reduced
also by the improvement of enforcement procedures. In order to control tax evasion
government should:

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a)Build business- friendly policies abolish repressive practices against business and
fiscal arbitrariness,
b)Increase cooperation between different state agencies
c)Increase the capacity and professionalism of customs and tax administration, in
order to improve the control of fiscal evasion in the labor market it is required the
education of both employees and employers;
d)Strengthening the legal and financial penalties for individuals and companies
who manipulate company balance sheets.
International experiences suggest that stronger penalties function better when
adequate incentives have been created preliminarily for formalization purposes and
when informal companies have a more successful transition towards formalization.
On the other side there are many question marks on the efficiency of the complaint
system, including tax appeal procedures and complaints procedures through the
judicial system.
The formalization reform must also have a goal to relieve the administrative burden for
taxpayers, by promoting compliance with the tax system and the regulatory system as
well as a higher standard of the final goods and services in the following aspects: For
e.g. Improvement of public institutions’ infrastructure in relation to application of online
systems and enhancing the exchange of information in real time. More concretely,
the online coordination of State Inspectors and online exchange of information on
Inspections as well as coordinated registration of private entities, with institutions such
as the NRC, Tax Office, Employment Office and other Inspectorates (e.g. NFA, the
Environment Inspectorate, etc.) or the General Directorate of Customs for imports of
raw materials (necessary for agro-business).
References
• Antonini L., 1966, Equivalenza di fattispecie tributarie ed elusione di imposta, Riv.
dir. Fin, 167-174.
• Amatucci F., 2009, L’abuso del diritto nell’ordinamento tributario nazionale,
Clausola generale antielusiva, Corriere giuridico.
• Brown Karen B., A comparative look at regulation of corporate tax avoidance,
Comparative prespectives on law and justice,12, Springer editor, p.p 1-5, 198199.
• De la Feria R. &amp; Vogenauer S., 2011, Prohibition of Abuse of Law, A New General
Principle of EU Law?, Studies of the Oxford Institute of European and Comparative
Law.
• Ivo Caraccioli, 2009, Elusioni o forzature nell’applicazione dell’imposta di registro,
Gianni Marongiu; Spunti di metodo in tema di “abuso del diritto”, Paolo Gentili;
Neotepa- Periodico ufficiale dell’A.N.T.I. – Associazione Nazionale Tributaristi
Italiani, Milano.
• Galdieri E., 2009, General anti-avoidance rules &amp; doctrines, EUCOTAX
Wintercourse 2009, Barcelona, Università LUISS – “Guido Carli” – Roma, Facoltà
di Giurisprudenza, Cattedra di Diritto Tributario, p.p 27, 191.
• Garbarino C., 2009, The development of a judicial anti-abuse principle in Italy,
British Tax Review, B.T.R.
• Lavoisier, 2099, L’abuso di diritto nell’ordinamento tributario italiano.
• Losurdo F., 2011, Il divieto dell’abuso del diritto nell’ ordinamento europeo, storia
e giurisprudenza, G.Giappicheli Editore, Torino.
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�Regional Economic Development: Entrepreneurship and Innovation
• Orow Nabil BEc, LLB (Hons), 2000, Department of Business Law and Taxation,
Faculty of Business and Economics, Monash University, Victoria, Australia, General
anti-avoidance rules, A comparative International analysis, Jordans Editor, Bristol.
• Palumbo G., 2011, Elusione fiscale e abuso del diritto, L’aggiramento degli
obblighi impositivi tra legittimo risparmio ed evasione fiscale, Cesi Multimendia,
Milano, 1-3.
• Piantavigna P., 2011, Abuso del diritto fiscale nell’ ordinamento europeo,
G.Giappicheli Editore, Torino.
• Pistone P., 1995, Abuso del diritto ed elusione fiscale, Padova, p.p 7-8.
• Terracina D., 2012, Riflesi penali dell’ evasione fiscale, Tra ricchezza nascosta e
regime del dichiarato, Dike Giuridica Editrice, Roma, 183-190.
• Jarvis, Chris, 1999, The Rise and fall of the Pyramidic Schemes in Albania.
• World Bank, 1994, “Albania and the World Bank. Building the Future”, Washington
DC.
• World Bank, 1998, ”Albania Beyond the Crisis”, Washington, D.C
• INSTAT
• Secretariat of the Investment Council: Working Document – Informality, A
Common Government-Business Challenge, December 2015.
• Annual Report of National Registration Center, 2015, Albania

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                <text>Abstract: Albanian economy has gone through some difficult processes during different  periods. For 45 years, it was a centrally planned economy, because of the dictatorial  system. Albanian economy suffered a defeat during its adoption from centralized  economy to a liberal economy. The main difficulty was the concentration of the  Albanian economy in the cooperative system. In this type of system, all properties were  owned by the state, there was no right of privatization. After ‘90 the identity of properties  was returned. The banking sector, as one of the most important sectors of economy,  was not having an appropriate development. Not only inflation would be the problem  of the economy, but also the loss of trust for the deposit of money in the second level  banks that could be opened, which would lead to the failure of the financial sector.  An important factor which characterize the economy is the informality. This article  seeks to explain the factors that influenced informality in economy, in specific, tax  evasion. Tax evasion is an illegal action as it constitutes a deed where the person is  breaching the provisions found in the Tax Procedures Law and Penal Code. This paper  shall discuss such provisions in the Albanian legislation.</text>
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                    <text>International Conference on Economic and Social Studies, 10-11 May, 2013, Sarajevo

Tax Policy within Fiscal Policies: Evaluation of Tax
Measures Taken Against Economic Crises
Recep Tekeli
Adnan Menderes University, Aydın, Turkey
rtekeli@adu.edu.tr

Hakan Arslaner
Adnan Menderes University, Aydın, Turkey
hakanarslaner@yahoo.com

Tarık Ilıman
Adnan Menderes University, Aydın, Turkey
tarik.iliman@adu.edu.tr
Through the history the countries have been examined by economic crises all over
the world. After the Great Depression of 1929, the beginning of which is named as
‘’ Black Tuesday ‘’, we again experienced a new world-wide crisis that broke out in
the United States in 2008. When it comes to explaining the economic crisis, it is
simply a sudden and unexpected downturn in the economy of a country.
Primarily, The United States, and then the all countries in the world have been
severely influenced by the negative effects of this crisis. With the Great Depression
in the United States, it was obvious that ‘’ Market Economy ‘’ that maintained by
classical economists couldn’t be competent by itself alone. In that period,
Keynesian economists which emphasized the ’’ State Intervention’’ emerged
against their classical counterparts. According to Keynesians, ‘’ State Intervention ‘’
is so essential in depression eras. Governments can interfere with ongoing period
of depression in two different ways. These are monetary policies and fiscal policies.
If a decisive struggle and respond to the crisis are desired, both of these policies
must be enforced simultaneously. On the other hand, governments are more
efficient to use fiscal policies in comparison with monetary policies, in an effort to
control the economy at that cyclical period. However, it is known that fiscal policies
have their own instruments which may be listed as tax policy, spending policy and
budget policy. Tax policy is the most effective way of all fiscal policies in stages of
recession. As one of the main purposes of fiscal policy is to sustain economic
stability, tax policies are often used to achieve the mentioned purpose.
Hence, this study focuses on the tax measures taken by the governments to deal
with the economic crises by giving inner examination of some countries severely hit
by the recent global crisis. Overall, the study will elaborate the significance and the
impact level of tax policies in crises periods.
Keywords: Economic Crisis, Cyclical periods, Fiscal Policy, Tax Policy.

244

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                <text>Through the history the countries have been examined by economic crises all over  the world. After the Great Depression of 1929, the beginning of which is named as  ‘’ Black Tuesday ‘’, we again experienced a new world-wide crisis that broke out in  the United States in 2008. When it comes to explaining the economic crisis, it is  simply a sudden and unexpected downturn in the economy of a country.  Primarily, The United States, and then the all countries in the world have been  severely influenced by the negative effects of this crisis. With the Great Depression  in the United States, it was obvious that ‘’ Market Economy ‘’ that maintained by  classical economists couldn’t be competent by itself alone. In that period,  Keynesian economists which emphasized the ’’ State Intervention’’ emerged  against their classical counterparts. According to Keynesians, ‘’ State Intervention ‘’  is so essential in depression eras. Governments can interfere with ongoing period  of depression in two different ways. These are monetary policies and fiscal policies.  If a decisive struggle and respond to the crisis are desired, both of these policies  must be enforced simultaneously. On the other hand, governments are more  efficient to use fiscal policies in comparison with monetary policies, in an effort to  control the economy at that cyclical period. However, it is known that fiscal policies  have their own instruments which may be listed as tax policy, spending policy and  budget policy. Tax policy is the most effective way of all fiscal policies in stages of  recession. As one of the main purposes of fiscal policy is to sustain economic  stability, tax policies are often used to achieve the mentioned purpose.  Hence, this study focuses on the tax measures taken by the governments to deal  with the economic crises by giving inner examination of some countries severely hit  by the recent global crisis. Overall, the study will elaborate the significance and the  impact level of tax policies in crises periods.  Keywords: Economic Crisis, Cyclical periods, Fiscal Policy, Tax Policy.</text>
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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Tax-House Unit System and the Collection of Ottoman Extra-Ordinary
Taxes, c. 1600-1700♣
Süleyman DEMĐRCĐ
Assoc. Professor, Chair/Lecturer in Early Modern Ottoman Studies
Erciyes University, Faculty of Arts and Sciences
Department of History 38039 Kayseri-TURKEY
sdemirci@erciyes.edu.tr
Abstract: Empire-wide historical developments of the early modern period have long been
interesting subjects of discussion among historians and various attempts have been made to
explain both the nature and the reasons for the developments which occurred in the Ottoman
Empire at the turn of the seventeenth century. The importance for the central government to
maintain a regular and adequate tax revenue was crucial. This paper will examine the tax-unit
system as well as the collection of the extra-ordinary levies in the Ottoman Empire for the
period 1600s to 1700.
Keywords: Ottoman economy, taxation, tax collection, tax house units

The extra-ordinary levies were among the most important of the regular sources of government revenue
in the Ottoman empire during the seventeenth century, but there has been relatively little study of them.
Originating in the late fifteenth century as irregular imposts levied at times of military need, it is clear that by the
first quarter of the seventeenth century these levies had become virtually annual levies throughout the majority
of the Rumelian and Anatolian provinces.
Empire-wide historical developments of the early modern period have long been interesting subjects of
discussion among historians and various attempts have been made to explain both the nature and the reasons for
the developments which occurred in the Ottoman Empire at the turn of the seventeenth century. The importance
for the central government to maintain a regular and adequate tax revenue was crucial.
In this paper we will examine the tax-unit system as well as the collection of the extra-ordinary levies in the
Ottoman Empire for the period 1600s to 1700.
It is important to determine how many real households (gerçekhâne) constituted one tax-unit
(avârizhâne). The term avârizhâne denotes an administratively-defined 'tax household' or 'tax house unit'. The
usually accepted generalisation for the empire as a whole, that one tax-unit/avârizhâne could be made up of
between 3 and 15 real households (gerçekhâne), is too broad to be of much practical value. The number of
gerçekhânes within an avârizhâne varied considerably from place to place and from region to region. It is clear
from the archival documents consulted, that the number of real households/gerçekhânes was determined by the
wealth of the taxpayers within the region for which the survey was carried out. The archival document examined
shows that the final registration status of tax-payers were subject to the central government's final approval as the
end-product of a process of negotiation.
It is clear that one tax-unit (avârizhâne) was clearly made up of one real households (gerçekhâne) in the
16th-century. Similarly, Bernard Lewis found the word avârizhâne in his documents on sixteenth-century
Palestine to be equivalent to one gerçekhâne(see Demirci 2006). However, it is not clear from the available
sources, when the classical households were no longer used for avârizhâne tax assessment purposes and when
the change occurred to avârizhânes counting of several gerçekhânes.
The tax registers from the turn of the sixteenth century show that avârizhânes were by then composed
of a number of gerçekhânes. A record of Balıkesir in 1603, indicates the number of individuals or gerçekhânes
in one tax-unit (avârizhâne), prescribing that three married men and six bachelors constituted one tax-unit
(avârizhâne)(Darling 1996&amp; Akdağ 1950). An entry relating to Alaiye shows that one tax-unit (avârizhâne), was
made up of three real household/gerçekhâne in 1606 (Güçer 1964), while Muslims settling in Cyprus in 1606
were counted as five nefers per tax-unit/avârızhâne. Here, nefer clearly does mean heads of household. For
example, entries in MM 2576 Maliye Ahkam register /Finans Registers, dating from 1633-1640, reveals that taxunit/avârizhâne assessment in both Rumeli and Anadolu, was figured at an even 5 nefers per tax-unit/
avârizhâne, except that of Dimetoka where it was placed at 7 nefers per hâne and Beyşehir at 3 nefers per taxunit/avârizhâne (see Darling 1996&amp;Demirci 2006)
♣

Author’s note: I would like to take this opportunity to thank Erciyes University for the finacial support provided to me
towards my treval expences in order to participate in this scholary event.

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo
Considering the changes in the number of gerçekhânes within one tax-unit/avârizhâne during the 16th
and early 17th centuries one therefore could suggest that in various parts of the empire one avârızhâne was
composed of at least around 3 to 5 gerçekhâne at the beginning of the seventeenth century, while between 1610
and 1650, the number of gerçekhânes in one avârizhâne ranged more widely, from 3 to 15. This is, however,
based only on a small sample of available material.
The existence of these carefully considered variations in the nefer/avârizhâne ratio in table 1 show the
differentiation principle at work in the mid-17th century. It is clear evidence of extreme flexibility in graduated
allocations as well as the functioning of the avârizhâne-tax-unit system. The detailed tax registers (mufassal
avâriz defter) shows that the nefer/avârizhâne ratio was set at kaza level. It is clear from material used that most
tax-payers were organised into particular avârizhâne groups (Demirci 2009).

The Collection Procedure
This section considers how tax collection proceeded, how the collectors were required to work with
provincial kadıs and other prominent local leaders, and the various stages of performing the collection (See
Demirci 2005).
The main source of evidence are the sicils /court records of Kayseri, which contain a number of
imperial decrees relating to the collection of these taxes, and to complaints about problems of payment, extortion
and malpractice. From these imperial decrees we are able to explain, to a certain degree, how the tax (avâriz)
collection was made in the Ottoman Empire.

Appointing the Collector
Evidence on the appointment and verification of a tax collector appears in the Kayseri sicil for 1626.
Imperial order regarding the bedel-i nüzul collection; To the kadıs of sub-province of Niğde (Niğde
livası) when my sublime firman arrives, let it be known that, the bedel-i nüzul substitute in the year 1036/1626
for each avârizhânes in the districts of Niğde livasi is to be collected at the rate of 600 akçes by Cafer Mustafa,
from 209 standing cavalry regiment of ulufeciyan-i yemen, in accordance with sealed and stamped register in his
hand. … when my noble command arrives, you should act in accordance with the firman issued for this matter,
and the bedel-i nüzul in those districts for the year should be collected by my servant (Cafer Mustafa) at 600
akçes from each avârizhânes in accordance with the beratlu and sealed mevkufat register (avârizhâne defteri).
The record for this matter should be kept in a register and that …you shall act justly in this matter and not let
anything be demanded contrary to my firman and the register. You should know this and trust in the Noble
Tuğra … Written on 9 July 1036/1626." (See Gündüz 1995, p. 811-812).
This entry shows that the collector was appointed centrally, in Đstanbul, to serve for bedel-i nüzul collection
in all the kazas within the liva of Niğde. The liva was the standard collection unit, with collectors usually appointed to
most, if not all, the livas in a province for a given year. The rate per avârizhâne is clearly stated to be 600 akçes. Kadıs
are instructed to assist the named collector, and to see that no malpractice occurs. Personal information was also given
in this decree explaining who the collector was, i.e. Cafer Mustafa, for which year the levy was about to be collected,
and the actual rate that was set by the central government. Before setting off from Đstanbul Cafer Mustafa was given
an official order, emr, to prove his status, and a copy of the avârizhâne tax registers for the liva, listing all the taxable
population liable for avâriz levies, to enable him to collect the right amount of money set for each tax-unit /
avârizhâne in the areas concerned.
Archival evidence shows that the extra-ordinary (avâriz) levies’ collection was made in the following stages:
• The selection of the collectors. It was the central government's job to select the potential collector from
variety of people. The available information on avâriz and nüzul collectors in both avâriz defters and sicils
used in this study do not indicate how collection appointees were selected.
• An order was issued, and sent to the local area where the collection was about to be made.
• A copy of the order was given to the actual collector in order to verify his position as tax collector to the
kadıs of the area and other officials.
• Then the named collector carried out the collection in accordance with this emr and the avârizhâne register,
in accordance with the actual rate set for each avârizhâne.
• In case of any dispute or complaint regarding the collection, written evidence was needed.
• Once the collection was made then the collector of the levies reported the money collected to the local kadı
who issued a certificate stating the amount of money collected and handed it over to the collector (more on
this see Demirci 2005).
The following discussion raises further matters of detail relating to these various stages.

447

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The Collection
How was the money actually collected and handed over to the collectors? Did collectors collect
separately from each avârizhâne in a karye or mahalle, or did they expect to collect the full total for a given
village or mahalle from a headman or another leading person who had previously collected it from the others?
Was one person responsible for collecting the cash ready for the official avariz collector?
To answer all these questions from the registers available is very difficult, because the central
government's tax records stop at the point when the tax collector is sent out and begin again when he returns, or
sends back money or communications. It is possible, however, that the collection process within a village, a
mahalle, or kaza varied according to the nature of the community. That is, whether or not it was religiously
homogeneous, whether the people shared a common lifestyle or a way of living etc. A homogenous community
would be more likely to be collected as a unit, whereas if it were diverse religiously, ethnically, or in some other
way, the different groups might be treated separately. For example, in the very beginning of the sixteenth
century, the tax collectors caused some inconvenience to the non-Muslim leaders during the collection of these
levies in Ottoman Rumelia, which resulted in complaints to the central government. In response to this,
therefore, an imperial decree, dated 1501, was sent both to the sancak beyi of Avlonya and the kadı of Berat
ordering them that it was the kethüda's (steward, agent) duty to assist the collectors. Collectors involved in
certain types of levies i.e. avâriz, nüzul and cizye should work in association with the kethüda. According to this
particular imperial order he, not the religious leaders, was the person to deal with any inquiry regarding the
collection of these levies in the areas concerned.
"A decree to be written to sub-province Governor of Avlonya and the kadı of Berat, It is heard that
in these days those who came for avariz or the poll-tax collectors (haracci), or some other services, asking
the priests to help them with tax collecting and treating them badly. In fact, it was kethüdas’ (“steward,
agent”) responsibility to assist the tax collectors not the priests’. In that case, I have ordered that I give no
approval to any transgression or cruelty to them, and so long as they pay their share of poll-tax, I urge you
not let anything be demanded contrary to the regulation (kanun). You should know this. Written in the first
ten days of June 1501 (see Şahin- Emecen 1994, p. 63).
From this it appears that, from the earliest period of the Ottoman taxation system, the government
sought to have someone in each village, or mahalle (city quarter), responsible for assisting the tax collector
when required. In the seventeenth century, it is quite possible that one person from each avârizhâne unit in the
area was kept responsible for the collection of avâriz by the kethüda. Having said that, however, the entries
regarding complaints and corruption in the system in Kayseri court records suggest that the villagers acted as a
group in relation to the number of avârizhânes assessed for the entire village, and that therefore there may also
have been some community responsibility involved in raising and handing over the avâriz money. One example
states: "We demand avâriz taxes which he refuses to pay [...]". The complainants here are asking the kadı to help
them get someone to pay their share, who had refused to do so. It is not clear from the documents used so far
who was included in such a grouping of people locally responsible for pre-collection of avâriz taxes. It may have
consisted of the elders in a mahalle or karye (village), the kethüda, the kadı or his deputy (naib), as the actual
collector etc. Collection would not necessarily have been from the head of a gerçekhâne (real household), or
from those grouped in a simple avârizhâne, but would most likely to have been undertaken by a person or
persons acting as representative(s) of the group of avârizhânes in that particular mahalle or village.
Information in an imperial order of 1640 regarding an avârizhâne survey in Menteşe and Suğla livasi in
western Anatolia, sheds more light on the precedure for carying out a new avâriz survey, suggesting that the
surveyor was instructed to work closely with local people to gain the most accurate information possible.1
This paper has focussed on the procedure for actual collection of certain levies during the seventeenth
century as seen in the most relevant archival documents. The probable involvement of local assessors and prior
collection systems is of particular interest in the study of Ottoman administrative practices and may contribute to
knowledge of social relations in provincial localities (more on this see Demirci 2009).

References
Akdağ, M., (1950) "Osmanlı Đmparatorluğunun Kuruluşu ve Đnkişafi Devrinde Türkiyenin Đktisâdi Vaziyeti", Belleten 14.
Darling, L., (1996) Revenue-Raising and Legitimacy: Tax Collection and Finance Administration in the Ottoman Empire
1560-1660, New York.
Demirci, S., (2009). The Functioning of Ottoman avâriz taxation: an aspect of the relationships between centre and periphery,
The Isıspress, Đstanbul.

1

KK2576 Maliye Ahkam Defteri (1043-49/1633-40), pp. 47-49.

448

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Demirci, S.,(2006). “Demography And History: The Value of The Avârizhâne Registers For
Demographic
Research: A Case Study of The Ottoman Sub-Provinces of Konya, Kayseri And Niğde, C.1620s-1700”, Turcica 38,
181-211.
Demirci, S., (2006). “Avâriz and Nüzul Levies in the Ottoman Empire: A Case Study of the Province of Karaman,
1620s-1700” Turkish Historical Society Belleten, 70/258 , 563-590.
Demirci, S., (2005). "Collectors of avâriz and nüzul levies in the Ottoman Empire. A case study of the province of
Karaman, 1621-1700", ” Turkish Historical Society Belleten, 69/255, 539-565.
Demirci, S., (2005). “Collection of avâriz and nüzul levies in the Ottoman Empire, 1620- 1700”, ” Turkish Historical
Society Belleten, 69/256, 897-912.
Emecen, F., (1982). “Kayacik Kazasi Avariz Defteri”, Tarih Enstitüsü Dergisi, , 12, Đstanbul,
Güçer, L., (1964) Osmanli Đmparatorluğunda Hububat Meselesi ve Hububattan Alınan Vegiler, Đstanbul Universitesi
Đktisat Fakültesi Yayını, Đstanbul.
Gündüz, A., (1995). 27/3 Numaralı Kayseri Şer'iyye Sicili 1035/36-1625/26, Unpublished MA Thesis, Erciyes
University, Kayseri.
Đlhan Şahin- Emecen Feridun (1994), Osmanlılarda Divân-Bürokrasi-Ahkâm: II. Bâyezid Dönemine Ait 906/1501 Tarihli
Ahkâm Defteri, Türk Dünyası Araştırmaları Vakfı, Đstanbul.

Table 1: The number of nefers in one tax-unit/avârizhâne in different locations within the Ottoman
Empire, c. 1640s
The place
Number of nefers in one avârizhâne/ tax-unit
Konya kazası
11
Eskiil ve Akcaşehir kazası
12
11
Insuyu kazası
Kureyş mea Berendi
12
Belviran kazası
11
14.5
Gaferyad kazası
Larende kazası
14
Aladağ kazası
12.5
Pirluganda kazası
10.5
Beyşehir kazası
12
Seydişehir kazası
12
Kaşaklu kazası
10.5
Bozkır kazası
11.5
Kucu-i kebir
11
Kırili kazası
11.5
Akşehir kazası
13
Ishaklu kazası
9
Ilgun kazası
12
Aksaray kazası
11
Eyübili kazası
8
Niğde kazası
10
Ürgüb kazası
10
Anduğu kazası
14
Develü kazası
9
Çamardı kazası
10

449

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                <text>Empire-wide historical developments of the early modern period have long been  interesting subjects of discussion among historians and various attempts have been made to  explain both the nature and the reasons for the developments which occurred in the Ottoman  Empire at the turn of the seventeenth century. The importance for the central government to  maintain a regular and adequate tax revenue was crucial. This paper will examine the tax-unit  system as well as the collection of the extra-ordinary levies in the Ottoman Empire for the  period 1600s to 1700.</text>
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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Taxation Role in Sustainable Development
Hayriye IŞIK
Pamukkale University, Turkey
Abstract: The concept of sustainable development is about ensuring that the costs of
onegeneration’s activities do not compromise the opportunities of future generations. It
stresses the long term compatibility of the economic, social and environmental dimensions of
human well-being. There are tax aspects of various significances in these four dimensions,
some of which are under the primary responsibility of developing countries. These are;
(a) Providing a fiscal environment that is favourable to Foreign Direct Investment and
international trade in developing countries,
(b) At the international level, cooperation between developed and developing countries to
ensure that developing countries get a fair allocation of tax base in relation to the Foreign
Direct Investment they attract,
(c) Helping developing countries to develop efficient and fair tax policies and tax collection
mechanisms that allow their governments to effectively fund sustainable policy measures in
the economic, social and environmental fields, and
(d) At the international level and in particular in investors’ home countries, involving civil
society by encouraging taxpayers and in particular MNEs(Multinational Enterprises) to
behave in a responsible way when managing their taxes.
The key challenge for for countries especially for developing countries is to establish a
strong policy and institutional framework that will help developing countries to attract
increased trade and investment and to ensure that these flows benefit their societies and
promote sustainable forms of development.
The most important features for a tax system in terms of sustainability would be:
transparency in administrative decisions;
stability of tax rules / reasonable certainty for taxpayers; and
availability of fair jurisdictional recourses.
This paper aims to investigate tax and tax system role on the sustainable development.
Finally gives some detailed example for developing and developed countries.

Keywords: taxation, sustainable, foreign direct investment

1.Tax System and Sustainable Development
The key challenge for for countries especially for developing countries is to establish a strong policy
and institutional framework that will help developing countries to attract increased trade and investment and to
ensure that these flows benefit their societies and promote sustainable forms of development.
The most important features for a tax system in terms of sustainability would be:
- transparency in administrative decisions;
- stability of tax rules / reasonable certainty for taxpayers; and
- availability of fair jurisdictional recourses.
A partial re-orientation of taxes from taxation of income to taxation the use of natural resources and
pollution of nature. The broader goal of the tax reform concept is to improve the competitiveness in lot of
country, support the economic development and reduce unemployment. Another basic principle is that the
overall tax burden has to remain the same – this means that the rise of environmental taxes and fees has to be
balanced with decreasing of income tax
Tax System Role;
a) Collection From Business:
Collecting taxes from businesses, rather than individuals, makes use of the economies of dealing with a
smaller number of larger units, many of which have sophisticated accounting systems.It is morecostly, as a
fraction of revenue raised, to collect taxes from compared to larger busiensses.
b) Trade off

- Raising taxes from entails high collection costs per revenue.

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- Collection costs include both administrative and compliance costs, but the former should beweighted
more heavily.
- But taxing SMEspreferentially creates inefficient incentives for resources to flow to them (where they
are difficult to tax).
- Thus, economizing on the costs of collection may exacerbate the distortion costs of taxation.
c) Distortion types
- a size-related exemption discourages businesses from getting big, a production inefficiency.
-It also favors goods and services whose production technology involves small businesses, a
consumption inefficiency.
d) Cost-benefit framework
The potential collection costs savings and the distortion costs depend on to which tax the preferences
apply, and on the nature of the preferences.
-Special treatment can take many forms, including exemption, a lower rate schedule, a simplified base,
and relatively lax enforcement.
-Key question: what about a tax system delivers lower collection costs?
e) Tax system problems
- Administration
- Competitiviness
- Impact to wealth distribution
- Measurement (indicators)
- Political fluctuations
f) Poverty Considerations
Assessing equity issues requires careful consideration of the ultimate incidence of tax policies.
-Both tax liability and compliance costs can be shifted away from the apparent beneficiaries via market
adjustments.
-For example, not necessarily owned by people with small incomes.

2. Tax System Role
Special tax regimes for may be appropriate policy instruments for minimizing the cost of
collection.The objective should be to achieve collection cost savings while minimizing the revenue loss,
disruption to the economy, and the inequity and capriciousness of the tax burden.

3. Conclusions
The role of taxation in sustainable development covers many aspects. The most commonly discussed
ones are the use of taxes or tax incentives designed to encourage or discourage specific behaviour that affect
economic, environmental or social sustainability. However, there is a more fundamental, although less often
advocated, dimension to thisissue. Taxation is essential to sustainable development in that it provides
governmentswith the necessary finance to effectively implement development policies. Objectives interms of
improving infrastructures, education, health, or environmental protection, cannotbe achieved at no cost. There is
a joint responsibility for developing economies, wealthycountries, investors and international organisations to
promote fair and efficient taxsystems, administrations and attitudes that will ensure each country derives the
fruits ofits own economic growth. This contributes to the wider objective of policy coherence.

196

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

References
Anonim Agenda 21 Rio Deklarasyonu
Caroline Silberztein “sustainable development a shared responsibility for developing and developed countries,Institutional
Approaches to Policy Coherence for Development OECD Policy Workshop
Dommen, Edward, Editör, Fair Principles for Sustainable Development. Edward Elgar, 1993.
Minibaş, Türkel ; “Çok Taraflı Yatırım Anlaşması (MAI) ve Dünya Ticaret Örgütü (WTO), Đktisadın Dama Taşları, Đ.Ü.
Đktisat Fakültesi Mezunlar Cemiyeti, 2001-1
OECD (2001:a), Strategies for Sustainable Development-Practical Guidance for Development Cooperation
Pearce, David, "New Environmental Policies: The Recent Experience of OECD Countries and its Relevance to the
Developing World." Environmental Management in Developing Countries. Editor
Denizhan Öcal. OECD 1991 içinde.
Pearce, David, "New Environmental Policies, Environment and Economics: A Survey of OECD Work" Environmental
Management in Developing Countries. Editor Denizhan Öcal. OECD 1991 içinde.
World Bank, National Environmental Strategies: Learning from the Experience, Mart 1995.
Tanzi, Vito&amp;Davodi, Hamid R.; Corruption, Growth, and Public Finances, IMF Working Paper WP/00/182

197

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                <text>The concept of sustainable development is about ensuring that the costs of  onegeneration’s activities do not compromise the opportunities of future generations. It  stresses the long term compatibility of the economic, social and environmental dimensions of  human well-being. There are tax aspects of various significances in these four dimensions,  some of which are under the primary responsibility of developing countries. These are;  (a) Providing a fiscal environment that is favourable to Foreign Direct Investment and  international trade in developing countries,  (b) At the international level, cooperation between developed and developing countries to  ensure that developing countries get a fair allocation of tax base in relation to the Foreign  Direct Investment they attract,  (c) Helping developing countries to develop efficient and fair tax policies and tax collection  mechanisms that allow their governments to effectively fund sustainable policy measures in  the economic, social and environmental fields, and  (d) At the international level and in particular in investors’ home countries, involving civil  society by encouraging taxpayers and in particular MNEs(Multinational Enterprises) to  behave in a responsible way when managing their taxes.  The key challenge for  for countries especially for developing countries is to establish a  strong policy and institutional framework that will help developing countries to attract  increased trade and investment and to ensure that these flows benefit their societies and  promote sustainable forms of development.   The most important features for a tax system in terms of sustainability would be:  transparency in administrative decisions;  stability of tax rules / reasonable certainty for taxpayers; and  availability of fair jurisdictional recourses.  This paper aims to investigate tax and tax system role on the sustainable development.  Finally gives some detailed example for developing and developed countries</text>
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                    <text>Teacher Attitudes in Mixed Ability Classes
Şaban ÇEPIK
Fatih University/ Turkey

Abstract: The purpose of this study is to tap the problems in the mixed ability classrooms, and
comment on what the reactions of English teachers towards them should be. Having students who
exhibit a wide range of English language ability in the same class often leads to serious
pedagogical problems mostly because they are not well-motivated. Besides this, such kinds of
students sometimes cause discipline problems, which not only spoils the teaching atmosphere, but
also sometimes prevents teaching and learning activities in the curriculum. As for solutions we,
teachers, generally act in different ways; some take it easy, while some take it very seriously.
Actually, experienced teachers mostly deal with the above mentioned problem intuitively;
however, the topic is crucial enough to examine academically. All in all, this paper will suggest
and remind us of some practical and significant solutions to the problems regarding mixed ability
classes.
Key words: mixed ability students, motivation, reaction, pedagogical problems

Introduction
I find needless to ask whether teachers have different leveled students in the classes, I am sure you have or will
have such problems. We all very often encounter mixed ability (lower or higher leveled) students in our classrooms.
And as teachers, we must learn to find out these kinds of problems and deal with them effectively. We generally ask
these questions concerning the issue; what kind of problems do you have with them? How do you adjust them to the
class atmosphere? And how do you treat them to concentrate on the lecture? Teachers need to perceive and recognize
the nature of the problems students have in the classrooms. Our reactions towards these students are mostly different
from each other, we sometimes approach the matter positively and deal with the problem very seriously but
sometimes we ignore it. The unsolved matter of an individual may cause some serious problems like discipline,
psychology and class management. Anxiety and disappointment encountered by some students regarding these
matters may result in unexpected and extreme reactions. When such problems appear, as teachers we should confront
these problems. Our approach and reaction shouldn’t be negative. Always there are some students who are below
average and this is quite normal. Different problems may also stem from the pedagogical, psychological or social
causes, but we mainly focus on their weakness and difference of level.

General Problems with Different Leveled Students
Discipline problems
Teachers often lose control of their classes when they spend too much time with each student. While they are
working with one student, others goof off. In his research, Jones found commonly experienced discipline problems
when they finished a lecture and began helping students individually at their seats. Students usually began
immediately to ask their teachers for help. Teachers usually responded with a "universal helping interaction." They
tried to:
1. Find out where a student was having difficulty.
2. Re-explain the portion of the lesson the student did not understand.
3. Supply the student with additional explanations and examples.
Jones contends that this process ordinarily takes at least 5 minutes for each student. If the practice period lasts 30
minutes, no more than six students can receive help. While the teacher is helping these students, the rest of the class,
particularly those who are unsuccessfully seeking help from the teacher, will talk and goof around. According to
Jones, this result helps explain why talking to neighbors in ways that a constitutes 80% of the discipline problems in
a typical classroom. Not only does discipline break down, but the students who do receive help are unable to use

1

�long, drawn-out explanations to successfully complete their work. The universal helping interaction is too slow and
inefficient. Teachers tie themselves up for too long period with too few students and leave too many students
unattended and for too much of the work period (Jones, 1987a. cited in Jones H.F. cited in Edwards
H.C.2000.p.204). As long as the students are involved and interested, and if the topics are challenging they will love
the lecture and appreciate the teacher.

Demotivation
As the essence of learning is motivation, learning may not result in success if we can not motivate the mixed
leveled students. Due to conflict of such students, concentration and attention of both the teacher and the learners
will be distracted. Low-leveled students may lose self-confidence which is essential for language learning, and the
upper leveled students most probably will be bored because their needs are not met satisfactorily. “So what teachers
should do is to get the students attention Students lack motivation to learn for various reasons. In some cases they
may have limited ability and experience difficulty keeping up and consequently develop chronologically low
expectations while desensitizing themselves to failure. Others develop learned helplessness from attributing their
performance to low ability. A third group of students who have a lot of difficulties are those who are obsessed with
the need to protect their self-worth and who thus focus on performance goals rather than learning goals.” (Edwards
H.C.2000. p.306). Apart from this, demotivation may also cause some psychological problems here is the main one;
sense of helplessness will cause the law leveled student to have the absence of self-esteem, and this may evoke an
inner-conflict which is revealed in a negative way.

Problems of Class Management
Since different leveled students do not keep up with the lesson the learning atmosphere will be spoilt, their
peers will be affected badly and use of class time will be wasted. Professionally a teacher must keep the students
active at any moment. In order to do that, he/she should create many actions and attractions to take their attention.
Doyle (1986) contends that classrooms are difficult to manage because they are multidimensional, simultaneous, and
unpredictable. So this matter is urgent and teachers should perform in full view of every student. Because of the
many type of characters in the same classroom, any occasion can have multiple consequences that may require
different reactions from the teacher. (Edwards H.C.2000)

Teachers`Reactions to Such Problems
Generally we are not very patient towards the low leveled students, after warning them twice or three times
we get angry with them, or even we behave very harshly because they spoil the class atmosphere. With high leveled
ones we do not have many problems with them but hardworking students create problems or at least they rightfully
show dissatisfaction.

Suggestions and Solutions
A) Things That Should Be Done
1-Attention
In order to take attention of the weak students we should ask simplified questions, or decrease our
speech rate for them and also using eye –contact, gestures and mimics we can draw the students` attention back to
the lecture.
2- Negotiation
We can work at making language comprehensible to students by negotiating meaning. The teacher
can open up lines communication by using questions that aim at classification and confirmation. These same types of
questions are useful to negotiate meaning for the students who have less enthusiasm and lower levels.
3- Easier tasks may encourage weak students, and enhance their self-confident.
E.g. In high level class students are discussing about the wars in history, we may ask weak students
only the place and the date and the heroes of the war may be country. If we adjust the questioning to the language

2

�level of the students they can manage uttering only a few words and by time, they may improve and gain selfconfidence.
4- Cooperative Work (Team Model)
If you are suffering a lot from the weak or different leveled students, the way of grouping the students
with better ones may help you. Because one of the ways of learning is to be with friends, they learn from each other.
One educational strategy Glasser advocates to promote more meaningful learning and reduce discipline problems is
cooperative learning, also known as the learning team model. He believes that this kind of learning provides students
a better way to satisfy their basic needs. Glasser recommends that students work on long-term projects with other
students to go deeper into a subject and become more involved in the experience of learning. For this purpose, he
suggests that teachers organize teams of from two to five students who have reached different levels of achievement.
He lists several benefits to be gained from cooperative team learning. (Glasser, 1986a cited in Edwards, 2000):
•
Working in teams provides students a sense of belonging, which helps motivate them to work harder and
achieve more.
•
The more advanced students find it fulfilling to help less able team members because they want the power
and friendship that go with a high-performing team.
•
Less able students also have their needs fulfilled. In the group, they are able to accomplish something,
whereas they did very little before. Their contribution to the team is appreciated more than their previous individual
efforts were.
•
By working in teams, students gain a greater sense of independence from the teacher and discover
themselves able to make valuable contributions to the class.
•
Learning teams serve as a structure within which students can obtain a deeper understanding of school
subjects. Unless students understand the subjects they study more deeply, they will be unable to make the vital
connection between knowledge and power that must underlie any attempt to improve today's schools.
•
Teams provide a framework within which students can better evaluate themselves. More than just grades
may be considered as evidence that students are learning.
•
Promote positive beliefs about ability. Help them see that their intelligence is not a given amount, but that
they can increase it with effort and learning.
•
Help students make a connection between their efforts and achievements. Help them set realistic goals and
develop confidence in reaching them.
•
Help students learn to take pride in personal accomplishments and their developing expertise, and to
minimize the attention given to competition and social comparisons.
•
Help them achieve a feeling of self-worth through their achievement. (Covington, 1992)
•
And also, depending on the experience in their research, Hallam &amp; Ireson (2001) claim that a more
cooperative environment is encouraged, where students work in groups and support each other. By doing this A
more permissive classroom atmosphere will be possible. But on the other hand they mention that they include the
comments from a school teacher: ‘I have a few reservations about mixed ability teaching because the higher ability
pupils are not stretched to their full potential. However, we do very well with the lower ability in the classroom.’

5- Using the Praise-Prompt-Leave Sequence
Teachers can escape the predicament of mixed ability students by avoiding universal helping interactions
and instead using the praise-prompt-leave sequence of instruction. (Jones H.F. cited in Edwards H.C.2000.p.204)
Praise- In giving praise, the teacher reviews what the student has done right, which not only provides a
positive experience for the student but also defines the starting point for new instruction. For teachers to become
good at giving praise, they need to avoid the common habit of looking for errors in students' work. This tendency
causes teachers to communicate dissatisfaction as well as frustration and exasperation. Teachers should build on
adequately completed work, not defects. They need to develop an aptitude for seeing the positive and making it a
reflex action. Once the strength of a student's work is identified, appropriate words can be used to describe it. This
language must be a specific description of exactly what is well done- Avoid statements such as "Nice job" and
"You're off to a good start," Instead, say "You have organized this paragraph well. There are transitions between all
the sentences."
Prompt- To prompt is to tell students exactly what to do next. Prompting should be clear and simple.
Ordinarily, mastery of concepts involves many steps. Students, however, can perform these steps only one at a time.
Teachers therefore should provide a prompt that requires a one-step performance. Asking students to perform many
steps tends to produce cognitive overload. Teachers tend to bog students down with excessive, complex verbiage.

3

�They talk too much and explain more than students can keep straight at one time. Instead, teachers should prompt
students about the next action to take and then encourage them to act on the prompt. Prompts can either direct a
student to do something or not to do something. An initiating request asks a student either to begin something or to
do it more. A terminating request asks a student to stop something or to do it less.
Leave- Once a clear and simple prompt is given; teachers should leave and turn their attention immediately
to other students, take time to observe how students act on prompts. Leaving will cause discomfort, given their
inclination to stay at students' desks long enough to see how they respond to instructions. Even so, teachers must
avoid the tern longer. Not only does leaving convey confidence in students' ability instruction given, but it also gives
teachers more time to circulate in the system, teachers can see more students and see the same student more than
once in one class period. At the same time, the teacher gains greater control by being able to move around the entire
classroom more quickly. (Jones 1987 cited in Edwards, 2000).

6-Types of learners
Hallam, S&amp; Ireson, J.(2001) classify the learners type as; gifted, high-end, academically talented and
advanced learners, and we can add lower leveled ones to this group. All these miscellaneous type of learners bother
us but if we identify them very well we can find solutions to the problems. Of course gifted students need special
interest, low leveled students (if not little school kids) can be motivated in the cooperative learning groups with the
assistance of advanced learners. And Like the others they should be encouraged and satisfied as well, and their
abilities need to be developed. These learners may fail to achieve their potential without teachers that coach for
applying useful, high level and challenging curriculum.

B) Things That Should Not Be Done.
We sometimes unconsciously demotivate the weak students by motivating them a bit, and later discourage
them badly by mentioning their unforgivable mistakes or so on. In the Jones’ Model Fredric H. Jones suggests that
teachers should be aware of how most universal helping interactions between students and teachers are initiated and
avoid getting caught up in them. The following are actions that might be avoided:
Asking students where they are having difficulty is the most common and straightforward means of initiating a
helping interaction. Teachers often ask, "Where are you having difficulty?" or "What is it you don't understand?"
1. Teachers are often aware of the difficulties students experience and identify these difficulties as they offer to help.
For example, they may say, "I see you are having trouble carrying the correct digit. Let me show you how it is
done."
2. Focusing on the students' strengths before calling attention to the problems is a common tactic among teachers
who are aware of the necessity of giving students support during feedback. They believe that giving good news
first will diminish the negative effects of the bad news that follows. A teacher might say, "You did the first few
problems correctly, but when you got to the ones requiring long division, you did them all wrong."
3. Some teachers express their exasperation with students in the way they use body language, such as shaking the
head from side to side, as if to say, "I have never seen anything like this. How could you have worked these
problems this way?"
4. Sometimes, before they help students, teachers give voice to comments that are simply derogatory (for example,
"How can you he so stupid?"). Jones calls these comments "zaps and zingers." Considerable harm can be done to
students to whom these comments are directed. (Edwards, ,2000. p.241)
5. Should not be ignored and be insulted
6. High performance should not be expected from the weak ones.
7. Should not be reprimanded, dismissed from the class
8. Teachers should never try corporal punishment.

Conclusion
Having different or mixed leveled students is unavoidable for the teachers of languages, so what we’ve got to do
are to accept the situation. And without ignoring they try to find satisfactory and productive solutions. These
solutions are mainly to put them into a cooperative work, motivate them by giving extra help and home task, ask
high leveled students to help the lower leveled. Especially if these kinds of students lose their self confidence for

4

�learning they may start thinking that they can not do anything. So teachers should carefully approach in order to
help them in time, and prevent them from spoiling the class atmosphere. Children with learned helplessness also
benefit from attribution retraining. This consists of providing a planned series of experiences, couched within an
achievement context in which modeling, socialization, practice, and feedback are used to teach them (1) to
concentrate on what they try to learn without worrying about failing, (2) to deal with mistakes by retracing their
steps to find where they slipped up and by analyzing the problem to find a more reasonable approach, and (3) to
attribute their failures to insufficient effort, lack of information, or use of ineffective strategies rather than lack of
ability (Craske, 1985). These efforts are necessary because success alone is not enough. (Edwards, 2000 p.307).
Cooperative learning provides hope for altering this unhappy situation. It provides a way for students to assert
themselves without the discomfort of always being compared with their peers and found lacking. Properly organized
cooperative learning can help all children experience success and feel more accepted in school. Classrooms thus
become more exciting places to learn because students have greater control over what they learn and because the
atmosphere in which learning takes place is more fun. In cooperative learning programs, teachers can capitalize on
the motivation students already have for learning by involving them in decisions about what they learn and then
allowing them to pursue their own interests in their own style. (Edwards, P.313, 2000). Examining the mixed ability
teaching environment and students at different ages, and reading the comments of some teachers in the book written
by Hallam, S&amp; Ireson, J. (2001) we assume that mixed ability learners at early ages may be more problematic than
the mixed ability adult learners. So Cooperative learning can solve our problem at least to an extent.
References
Covington, M. (1992) Making the Grade: A Self –Worth Perspective on Motivation and School Reform. Cambridge. UK.
Cambridge University Press.
Edwards, Cliff .H. (2000). Classroom Discipline and Management. New York. US. John Wiley&amp;Sons. Inc.
Hallam, S&amp; Ireson, J. (2001).Ability grouping in Education.UK. Sage.
Tomlinson, Carol Ann. (2001).How to Differentiate Instruction in Mixed-Ability Classrooms, Alexandria, VA. Association for
Supervision and Curriculum Development
Tomlinson, Carol Ann. (1999).The Differentiated Classroom, Responding to the Needs of All Learners. Alexandria, VA.
Association for Supervision and Curriculum Development
Williams M. and Burden L.R (2000). Psychology for Language Teachers, Cambridge, UK. Cambridge University Press.

5

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                <text>The purpose of this study is to tap the problems in the mixed ability classrooms, and  comment on what the reactions of English teachers towards them should be. Having students who  exhibit a wide range of English language ability in the same class often leads to serious  pedagogical problems mostly because they are not well-motivated. Besides this, such kinds of  students sometimes cause discipline problems, which not only spoils the teaching atmosphere, but  also sometimes prevents teaching and learning activities in the curriculum. As for solutions we,  teachers, generally act in different ways; some take it easy, while some take it very seriously.  Actually, experienced teachers mostly deal with the above mentioned problem intuitively;  however, the topic is crucial enough to examine academically. All in all, this paper will suggest  and remind us of some practical and significant solutions to the problems regarding mixed ability  classes. </text>
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                    <text>Teacher Effect on the Level of Test Anxiety among Young EFL Learners
Selami AYDIN
Balıkesir University, Turkey
saydin@balikesir.edu.tr

Melih KARAKUZU
Atatürk University, Erzurum/Turkey
karakuzu@atauni.edu.tr

Gencer ELKILIÇ
Kafkas University, Turkey
genckafkasuni@hotmail.com

Abstract: Related literature indicates that teachers and tests are strong sources of test anxiety
among adult language learners while there exists a serious lack of research on the relationship
between teachers and test anxiety in terms of young learners. Thus, this study aims to
investigate the teacher effect on the level of test anxiety among young English as foreign
language learners as the findings of the previous studies indicate that teachers and tests are
strong sources of language anxiety. The sample group of the study consisted of 477 young
EFL learners from five primary schools. In order to collect data, a background questionnaire
and the TAS were used to assess learners’ attitudes towards teachers and their test anxiety
levels. The collected data were used to provide a descriptive and correlational analysis to
address the research question. The results of the study demonstrate that positive attitudes
towards teachers have facilitating effects on test anxiety among children while students
experience some physical and affective problems. In the light of the findings of the research, it
is recommended that language teachers should use effective communication techniques to
ensure moderate levels of test anxiety.
Key Words: English as a Foreign Language, Teacher, Test Anxiety, Young Learners

Introduction
Individual differences such as beliefs, attitudes, expectations, motivation levels, and affective states
have significant effects on the foreign language learning process (Aydin &amp; Zengin, 2008). Among affective
states, test anxiety, an apprehension towards academic evaluation, a fear of failing in tests and an unpleasant
experience held either consciously or unconsciously by learners in various situations (Horwitz and Young,
1991), also has considerable effects on learning process whereas language teacher is one of the significant
factors in English as a foreign (EFL) teaching and learning. Thus, this paper focuses on the relationship between
the levels of test anxiety and the attitudes of young EFL learners.
The results of previous studies indicate that tests and teachers are two strong sources of language
anxiety (Bailey, 1983; Ellis &amp; Rathbone, 1987; Young, 1991; Aydin, 2008). However, a major problem that
forms a background for this study is that studies have mostly focused on test anxiety among adult EFL learners
while research activities are fairly limited when young learners are considered as MacIntyre &amp; Gardner (1991)
states that foreign language anxiety is more relevant to language learning among adults. In other words, there
are a few studies focusing mainly on language anxiety but not specifically on test anxiety among primary school
students and teacher – test anxiety relationship (Chan &amp; Wu, 2000; Chan &amp; Wu, 2004). On the other hand, the
duration of compulsory primary education was increased to eight years in Turkey by a law put into effect in
1997. Furthermore, foreign language education was made compulsory for students in the fourth and fifth grades
in addition to sixth, seventh and eighth-grade students. Another step taken to improve EFL learning in Turkey
was the reorganization of the content of sixth-, seventh- and eighth-grade English courses for the leveling exam
(SBS), an official and central examination for the selection and placement of primary school students in high
schools administered separately for each grade at the end of the academic year. Despite all these developments,
dramatically enough, there is still a serious lack of research on test anxiety among young learners. So far, only
three studies have been conducted on test anxiety in a broader sense, while test anxiety among young EFL
learners and the relationship between teacher and the level of test anxiety have not been properly investigated

141

�(Koçkar, Kılıç &amp; Şener, 2002; Duman, 2008; Erözkan, 2009). Therefore, there is a growing need for
investigating the issues relating to test anxiety among young EFL learners.
In conclusion, this paper aims to investigate the teacher effect on the level of test anxiety among young
EFL learners for two reasons: Firstly, it is obvious that test anxiety and teacher effect seem to be significant
factors and correlate with each other in EFL learning and teaching. Secondly, studies in Turkey and around the
world have mainly focused on test anxiety among adult EFL learners while research activities on young EFL
learners seem too limited. Thus, the paper has one research question: Do teachers affect the level of test anxiety
among young EFL learners?

Method
The sample group of the study consisted of 477 young EFL learners taking English classes at five
primary schools in Balıkesir, Turkey. The mean age of the subjects was 11.8 in the range of 9 and 14. As for
their genders, 51.3% were female students, while 48.7% were male. Of all the participants, 100 were fourthgrade, 95 fifth-grade, 89 sixth-grade, 92 seventh-grade, and 101 eighth-grade students. The subjects were
randomly selected from five primary schools.
Data collection instruments consisted of a questionnaire, which interrogated the participants about
subject variables such as gender, age, school, grade, mean examination scores, parents’ monthly income, and
their attitudes towards their teachers and English classes, and the Test Anxiety Scale (TAS) developed by
Sarason (1978). The TAS consisted of 27 multiple-choice items that aimed to measure the students’ levels of test
anxiety. Each of the items was assessed on a scale ranging from one to five (never=1, rarely=2, sometimes=3,
usually=4, always=5).
The procedure of the study included the translation and correction of the TAS, administration of the
instruments, and statistical analysis. First of all, the researcher translated the scale into Turkish and a group of
five pre-service teachers of English examined each item to correct possible mistranslations. Subsequently, the
scale was administered to a group of ten students in order to correct the misconceptions and to obtain the
moderation of the items in the scale. Next, after obtaining a written permission from national education
authorities, the background questionnaire and the TAS were administered to the participants in the last week of
fall semester in 2009. Subsequently, the collected data were analyzed using the SPSS software. In the analysis,
the reliability of the scale was assessed using Cronbach’s Alpha Model. The reliability coefficient of the scale,
which was calculated to be 0.901, indicated a high level of reliability. As for the statistical analysis of the
research question, the data were examined for two purposes: First, mean scores and standard deviations of the
statements in the TAS were given briefly to see the level of test anxiety. Secondly, t-test and ANOVA were
carried out to detect the correlation between the attitudes towards teachers and the level of test anxiety.

Results
In this section, a correlational presentation of the collected data has been provided in order to determine
the relationship between the level of test anxiety and attitudes towards teachers. However, before presenting the
correlational data, it would be necessary to present the levels of test anxiety among young EFL learners. The
mean scores on the TAS items indicate that young EFL learners have a low level of test anxiety. As the findings
suggest, having good scores increases the learners’ self-confidence for subsequent exams. Moreover, learners
usually feel confident and relaxed when they are informed beforehand that they will take a test; they are aware of
the fact that the school authorities and teachers should be careful at effects of tense situations on their
performance, and they do not suffer anxiety when they have studied sufficiently. Finally, examinations may
sometimes cause negative physical effects such as fast heart beating, trembling, and anorexia, and also create
some affective problems in some specific situations such as panic and fear. Students may also sometimes believe
that other students are brighter during exams, suffer from time pressure and prefer writing papers instead of
taking examinations.
The research question investigated the correlation between the level of test anxiety among young EFL
learners and their attitudes towards their teachers, the findings about which are presented in Table 1. The values
presented indicate that the attitudes of learners towards their teachers significantly correlated with seven of 37
items in the TAS. That is, the students who had positive attitudes towards their English teachers felt more
confident and relaxed and less nervous even if they forgot what they knew. Moreover, the participants who had
positive attitudes towards their teachers were less embarrassed during examinations, felt less uneasy before
getting their exam papers, and believed more strongly that it was not possible to learn more without
examinations. Finally, positive attitudes towards their language teachers reduced diversions during exams.
Conclusively, when the abovementioned items are concerned, the findings demonstrate that positive attitudes

142

�towards EFL teacher decrease the levels of test anxiety among young EFL learners, while teacher is not a
significant factor when the remaining 30 statements in the TAS scales are considered.
Table 1. The relationship between attitudes towards teachers and the level of test anxiety.
Statements in the TAS

If I knew I would take an English test
beforehand, I would feel confident
and relaxed.

During examinations, I find myself
thinking of irrelevant things.

During an examination, I get so
nervous that I forget about the things I
know well.

I seem to defeat myself while working
on tests.

I wish examinations did not irritate
me so much.

If examinations could be done away
with, I think I would actually learn
more.

I start feeling very uneasy just before
handing a test paper back.

143

I like my English
teacher.

N

Mean

Never

3

1.67

Rarely

4

2.00

Sometimes

12

3.67

Usually

27

3.44

Always

425

3.92

Never

3

3.33

Rarely

4

4.50

Sometimes

13

3.62

Usually

27

2.56

Always

424

2.27

Never

3

3.67

Rarely

4

3.25

Sometimes

13

3.00

Usually

28

2.07

Always

431

2.01

Never

3

4.67

Rarely

4

3.50

Sometimes

13

2.54

Usually

27

2.07

Always

430

1.55

Never

3

4.67

Rarely

3

2.67

Sometimes

13

3.08

Usually

28

2.57

Always

430

1.98

Never

3

3.67

Rarely

3

4.67

Sometimes

13

3.15

Usually

28

2.21

Always

427

1.80

Never

3

4.33

Rarely

3

3.67

Sometimes

13

3.54

Usually

28

2.75

Always

428

2.49

F

Sig.

4.95

.00

6.08

.00

3.33

.01

10.67

.00

6.80

.00

7.54

.00

2.98

.02

�Conclusions and Discussion
Three main results were obtained from the study, the first of which is that young EFL learners have a
low level of test anxiety. In other words, learners have self-confidence when they have good scores, feel
confident and relaxed, are aware of the effects of the role of school authorities and their teachers, and do not
suffer from test anxiety when they studied sufficiently. On the other hand, examinations have some moderate
negative psychical effects such as fast heart beating, trembling, and anorexia. Secondly, teacher is a significant
factor that affects only seven of the 37 items in the TAS. Given the significant correlation between the attitudes
towards teachers and the level of test anxiety, as revealed by the seven items in the TAS, it could be underlined
that teachers have facilitating effects that decrease the level of test anxiety. That is to say, the results show that
most of the students have positive attitudes towards their EFL teachers, and that the students with positive
attitudes towards their teachers feel less uneasy, nervous and bothered, and more confident and relaxed. In
conclusion, teacher is not a strong source of test anxiety among young EFL learners but a significant factor that
decreases the level of test anxiety among their students.
The discussion of results in relation with the findings of previous research can be summarized in two
headings. Firstly, tests and teachers are not strong sources of anxiety in contrary to the results previously found
by Bailey (1983), Ellis &amp; Rathbone (1987), Young (1991) and Aydin (2008). Controversially, the teacher factor
has facilitating effects that reduce the level of test anxiety among young ELF learners. Secondly, it should be
noted that language proficiency and language background have considerable effects on test anxiety. That is, as
the sample group of this study consisted of young learners with a low level of language proficiency, it is obvious
that the conclusions of this study differ from those of previous studies in which adult EFL learners were
examined. In this sense, test anxiety is not at a high level among young EFL learners while Rasor &amp; Rasor
(1998) and Horwitz (2001) suggest that learners have higher levels of test anxiety due to insufficient language
learning.
Given that examinations sometimes cause some negative physical effects in students such as fast heart
beating, trembling, and anorexia as well as some affective problems in some specific situations such as panic and
fear, some recommendations can be noted for practical purposes. Teachers should be aware of the physical and
affective effects of exams on children. In this sense, EFL teachers need to use some effective strategies before,
after and during examinations. For instance, they can inform students that anxiety is quite normal (Campbell and
Ortiz, 1991; cited in Aydin, 2008) before exams, and promote a low-stress testing environment during
examinations. Additionally, they can use some effective communication techniques such as talking and leading
discussions with them about their feelings and present practical solutions through group activities or one-to-one
dialogues by cooperating with school counselors.
As a final note on the limitations of the research, the subjects of the study were limited to 477 young
EFL learners at five primary schools in Balikesir, Turkey. Furthermore, the scope of the study was confined to
the data collected using a background questionnaire and the Test Anxiety Scale developed by Sarason (1978).
Further studies should focus on the relationships between the levels of test anxiety and some other factors such
as age, gender, economic background, and attitudes towards language course.

Acknowledgements
The authors would like to thank the authorities of the Research Projects Unit at Balikesir University for
their support for the study through the project entitled Test Anxiety among Primary School EFL Learners (2008 /
43). The authors would also like to thank the authorities and English teachers of Karesi, Burhan Erdayı, 23
Nisan, Namık Kemal and Plevne Primary Schools. Finally, the authors thank Saadet Selvi, Zeliha Ciciş, Ökkeş
Gedemenli, Gökhan Yoldaş and Rüveyda Er for their valuable assistance in the data collection process and
Nagihan Kontaş, Çağla Akgöz and Sevcan Yılmaz for their kind assistance to data processing.

144

�References
Aydın, S. &amp; Zengin, B. (2008). Anxiety in foreign language learning: A review of literature: The Journal of
Language and Linguistic Studies, 4 (1), 81 – 94.
Aydin, S. (2008). An investigation on the language anxiety and fear of negative evaluation among Turkish EFL
Learners. Asian EFL Journal, Teaching Articles, 421—444.
Bailey, K. (1983). Competitiveness and anxiety in adult second language learning. In H. W. Seliger and M. H.
Long (Eds.), Classroom oriented research in language acquisition, (67 – 102), New York: Newbury House.
Campbell C. M., &amp; Ortiz, J. (1991). Helping students overcome foreign language anxiety: A foreign language
anxiety workshop. In E. K. Horwitz and D. J. Young (Eds.), Language anxiety: From theory to research to
classroom implications (pp. 153-168). Englewood Cliffs, NJ: Prentice Hall.
Chan, D. Y. C. &amp; Wu, G. C. (2000). A study of foreign language anxiety of elementary school EFL learners in
Taiwan. Paper presented at the 2000 Educational Academic Conference, 85 – 100.
Chan, D. Y. C. &amp; Wu, G. C. (2004). A Study of Foreign Language Anxiety of EFL Elementary School Students
in Taipei County, Journal of National Taipei Teachers College, 17 (2), 287 – 320.
Duman, G. K. (2008) A research into the test anxiety level of the senior students (8th grades) of state and private
primary schools in Kadiköy district of İstanbul Anatolian side caused by the OKS (secondary school student
selection and placement exam). Unpublished MA Thesis. Yeditepe University.
Ellis, R. &amp; Rathbone, M. (1987). The acquisition of German in a classroom context. Mimeograph. London:
Ealing College of Higher Education.
Erözkan, A. (2009). The Predictors of Depression in Eighth Grade Primary School Students, Elementary
Education Online, 8(2), 334 – 345.
Horwitz, E. K. &amp; Young, D.J. (1991). Language anxiety: from theory and research to classroom implications.
Englewood Cliffs, NJ: Prentice Hall.
Horwitz, E. K. (2001). Language anxiety and achievement. Annual Review of Applied Linguistics, 21, 112 – 126.
Koçkar, İ. A. Kılıç, B. G. &amp; Şener, Ş. (2002). Test anxiety among primary school students and academic
achievement. Çocuk ve Ergen Sağlığı Dergisi. 9 (2), 100 – 105.
MacIntyre, P. D., &amp; Gardner, R. C. (1991). Language anxiety: Its relationship to other anxieties and to
processing in native and second languages. Language Learning, 41 (4), 513 – 34.
Rasor, L. T. &amp; Rasor, R. A. (1998). Test anxiety and study behavior of community college students in relation to
ethnicity, gender, and age. Retrieved in September 2008 from ERIC Database (ED415942).
Sarason, I.G. (1978). The Test Anxiety Scale: Concept and research. In C.D. Spielberger &amp; I.G. Sarason (Eds.),
Stress and anxiety (Vol. 5). Washington, D.C.: Hemisphere Publishing Corp.
Young, D. J. (1991). Creating a low-anxiety classroom environment: what does the language anxiety research
suggest? Modern Language Journal, 75(4), 426-437.

145

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Karakuzu, Melih
ELKILIÇ, Gencer</text>
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                <text>Related literature indicates that teachers and tests are strong sources of test anxiety        among adult language learners while there exists a serious lack of research on the relationship  between teachers and test anxiety in terms of young learners. Thus, this study aims to  investigate the teacher effect on the level of test anxiety among young English as foreign  language learners as the findings of the previous studies indicate that teachers and tests are  strong sources of language anxiety. The sample group of the study consisted of 477 young  EFL learners from five primary schools. In order to collect data, a background questionnaire  and the TAS were used to assess learners’ attitudes towards teachers and their test anxiety  levels. The collected data were used to provide a descriptive and correlational analysis to  address the research question. The results of the study demonstrate that positive attitudes  towards teachers have facilitating effects on test anxiety among children while students  experience some physical and affective problems. In the light of the findings of the research, it  is recommended that language teachers should use effective communication techniques to  ensure moderate levels of test anxiety</text>
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                    <text>Teacher Effect on the Level of Test Anxiety among Young EFL Learners
Selami AYDIN
Balıkesir University, Turkey
saydin@balikesir.edu.tr
Melih KARAKUZU
International Burch University, Bosnia Herzegovina
mkarakuzu@hotmail.com
Gencer ELKILIÇ
Kafkas University, Turkey
genckafkasuni@hotmail.com

Abstract: Related literature indicates that teachers and tests are strong sources of test anxiety
among adult language learners while there exists a serious lack of research on the relationship
between teachers and test anxiety in terms of young learners. Thus, this study aims to investigate
the teacher effect on the level of test anxiety among young English as foreign language learners as
the findings of the previous studies indicate that teachers and tests are strong sources of language
anxiety. The sample group of the study consisted of 477 young EFL learners from five primary
schools. In order to collect data, a background questionnaire and the TAS were used to assess
learners’ attitudes towards teachers and their test anxiety levels. The collected data were used to
provide a descriptive and correlational analysis to address the research question. The results of the
study demonstrate that positive attitudes towards teachers have facilitating effects on test anxiety
among children while students experience some physical and affective problems. In the light of the
findings of the research, it is recommended that language teachers should use effective
communication techniques to ensure moderate levels of test anxiety.

Key Words: English as a Foreign Language, Teacher, Test Anxiety, Young Learners

Introduction
Individual differences such as beliefs, attitudes, expectations, motivation levels, and affective states have
significant effects on the foreign language learning process (Aydin &amp; Zengin, 2008). Among affective states, test
anxiety, an apprehension towards academic evaluation, a fear of failing in tests and an unpleasant experience held
either consciously or unconsciously by learners in various situations (Horwitz and Young, 1991), also has
considerable effects on learning process whereas language teacher is one of the significant factors in English as a
foreign (EFL) teaching and learning. Thus, this paper focuses on the relationship between the levels of test anxiety
and the attitudes of young EFL learners.
The results of previous studies indicate that tests and teachers are two strong sources of language anxiety
(Bailey, 1983; Ellis &amp; Rathbone, 1987; Young, 1991; Aydin, 2008). However, a major problem that forms a
background for this study is that studies have mostly focused on test anxiety among adult EFL learners while
research activities are fairly limited when young learners are considered as MacIntyre &amp; Gardner (1991) states that
foreign language anxiety is more relevant to language learning among adults. In other words, there are a few studies
focusing mainly on language anxiety but not specifically on test anxiety among primary school students and teacher
– test anxiety relationship (Chan &amp; Wu, 2000; Chan &amp; Wu, 2004). On the other hand, the duration of compulsory
primary education was increased to eight years in Turkey by a law put into effect in 1997. Furthermore, foreign
language education was made compulsory for students in the fourth and fifth grades in addition to sixth, seventh and
eighth-grade students. Another step taken to improve EFL learning in Turkey was the reorganization of the content
of sixth-, seventh- and eighth-grade English courses for the leveling exam (SBS), an official and central examination
for the selection and placement of primary school students in high schools administered separately for each grade at
the end of the academic year. Despite all these developments, dramatically enough, there is still a serious lack of

190

�research on test anxiety among young learners. So far, only three studies have been conducted on test anxiety in a
broader sense, while test anxiety among young EFL learners and the relationship between teacher and the level of
test anxiety have not been properly investigated (Koçkar, Kılıç &amp; Şener, 2002; Duman, 2008; Erözkan, 2009).
Therefore, there is a growing need for investigating the issues relating to test anxiety among young EFL learners.
In conclusion, this paper aims to investigate the teacher effect on the level of test anxiety among young EFL
learners for two reasons: Firstly, it is obvious that test anxiety and teacher effect seem to be significant factors and
correlate with each other in EFL learning and teaching. Secondly, studies in Turkey and around the world have
mainly focused on test anxiety among adult EFL learners while research activities on young EFL learners seem too
limited. Thus, the paper has one research question: Do teachers affect the level of test anxiety among young EFL
learners?

Method
The sample group of the study consisted of 477 young EFL learners taking English classes at five primary
schools in Balıkesir, Turkey. The mean age of the subjects was 11.8 in the range of 9 and 14. As for their genders,
51.3% were female students, while 48.7% were male. Of all the participants, 100 were fourth-grade, 95 fifth-grade,
89 sixth-grade, 92 seventh-grade, and 101 eighth-grade students. The subjects were randomly selected from five
primary schools.
Data collection instruments consisted of a questionnaire, which interrogated the participants about subject
variables such as gender, age, school, grade, mean examination scores, parents’ monthly income, and their attitudes
towards their teachers and English classes, and the Test Anxiety Scale (TAS) developed by Sarason (1978). The TAS
consisted of 27 multiple-choice items that aimed to measure the students’ levels of test anxiety. Each of the items
was assessed on a scale ranging from one to five (never=1, rarely=2, sometimes=3, usually=4, always=5).
The procedure of the study included the translation and correction of the TAS, administration of the
instruments, and statistical analysis. First of all, the researcher translated the scale into Turkish and a group of five
pre-service teachers of English examined each item to correct possible mistranslations. Subsequently, the scale was
administered to a group of ten students in order to correct the misconceptions and to obtain the moderation of the
items in the scale. Next, after obtaining a written permission from national education authorities, the background
questionnaire and the TAS were administered to the participants in the last week of fall semester in 2009.
Subsequently, the collected data were analyzed using the SPSS software. In the analysis, the reliability of the scale
was assessed using Cronbach’s Alpha Model. The reliability coefficient of the scale, which was calculated to be
0.901, indicated a high level of reliability. As for the statistical analysis of the research question, the data were
examined for two purposes: First, mean scores and standard deviations of the statements in the TAS were given
briefly to see the level of test anxiety. Secondly, t-test and ANOVA were carried out to detect the correlation
between the attitudes towards teachers and the level of test anxiety.

Results
In this section, a correlational presentation of the collected data has been provided in order to determine the
relationship between the level of test anxiety and attitudes towards teachers. However, before presenting the
correlational data, it would be necessary to present the levels of test anxiety among young EFL learners. The mean
scores on the TAS items indicate that young EFL learners have a low level of test anxiety. As the findings suggest,
having good scores increases the learners’ self-confidence for subsequent exams. Moreover, learners usually feel
confident and relaxed when they are informed beforehand that they will take a test; they are aware of the fact that the
school authorities and teachers should be careful at effects of tense situations on their performance, and they do not
suffer anxiety when they have studied sufficiently. Finally, examinations may sometimes cause negative physical
effects such as fast heart beating, trembling, and anorexia, and also create some affective problems in some specific
situations such as panic and fear. Students may also sometimes believe that other students are brighter during exams,
suffer from time pressure and prefer writing papers instead of taking examinations.
The research question investigated the correlation between the level of test anxiety among young EFL
learners and their attitudes towards their teachers, the findings about which are presented in Table 1. The values
presented indicate that the attitudes of learners towards their teachers significantly correlated with seven of 37 items
in the TAS. That is, the students who had positive attitudes towards their English teachers felt more confident and

191

�relaxed and less nervous even if they forgot what they knew. Moreover, the participants who had positive attitudes
towards their teachers were less embarrassed during examinations, felt less uneasy before getting their exam papers,
and believed more strongly that it was not possible to learn more without examinations. Finally, positive attitudes
towards their language teachers reduced diversions during exams. Conclusively, when the abovementioned items are
concerned, the findings demonstrate that positive attitudes towards EFL teacher decrease the levels of test anxiety
among young EFL learners, while teacher is not a significant factor when the remaining 30 statements in the TAS
scales are considered.

Statements in the TAS

If I knew I would take an English test
beforehand, I would feel confident and relaxed.

During examinations, I find myself thinking of
irrelevant things.

During an examination, I get so nervous that I
forget about the things I know well.

I seem to defeat myself while working on tests.

I wish examinations did not irritate me so
much.

If examinations could be done away with, I
think I would actually learn more.

I start feeling very uneasy just before handing a
test paper back.

I like my English teacher.

N

Mean

Never

3

1.67

Rarely

4

2.00

Sometimes

12

3.67

Usually

27

3.44

Always

425

3.92

Never

3

3.33

Rarely

4

4.50

Sometimes

13

3.62

Usually

27

2.56

Always

424

2.27

Never

3

3.67

Rarely

4

3.25

Sometimes

13

3.00

Usually

28

2.07

Always

431

2.01

Never

3

4.67

Rarely

4

3.50

Sometimes

13

2.54

Usually

27

2.07

Always

430

1.55

Never

3

4.67

Rarely

3

2.67

Sometimes

13

3.08

Usually

28

2.57

Always

430

1.98

Never

3

3.67

Rarely

3

4.67

Sometimes

13

3.15

Usually

28

2.21

Always

427

1.80

Never

3

4.33

Rarely

3

3.67

Sometimes

13

3.54

Usually

28

2.75

Always

428

2.49

F

Sig.

4.95

.00

6.08

.00

3.33

.01

10.67

.00

6.80

.00

7.54

.00

2.98

.02

Table 1. The relationship between attitudes towards teachers and the level of test anxiety.

192

�Conclusions and Discussion
Three main results were obtained from the study, the first of which is that young EFL learners have a low
level of test anxiety. In other words, learners have self-confidence when they have good scores, feel confident and
relaxed, are aware of the effects of the role of school authorities and their teachers, and do not suffer from test
anxiety when they studied sufficiently. On the other hand, examinations have some moderate negative psychical
effects such as fast heart beating, trembling, and anorexia. Secondly, teacher is a significant factor that affects only
seven of the 37 items in the TAS. Given the significant correlation between the attitudes towards teachers and the
level of test anxiety, as revealed by the seven items in the TAS, it could be underlined that teachers have facilitating
effects that decrease the level of test anxiety. That is to say, the results show that most of the students have positive
attitudes towards their EFL teachers, and that the students with positive attitudes towards their teachers feel less
uneasy, nervous and bothered, and more confident and relaxed. In conclusion, teacher is not a strong source of test
anxiety among young EFL learners but a significant factor that decreases the level of test anxiety among their
students.
The discussion of results in relation with the findings of previous research can be summarized in two
headings. Firstly, tests and teachers are not strong sources of anxiety in contrary to the results previously found by
Bailey (1983), Ellis &amp; Rathbone (1987), Young (1991) and Aydin (2008). Controversially, the teacher factor has
facilitating effects that reduce the level of test anxiety among young ELF learners. Secondly, it should be noted that
language proficiency and language background have considerable effects on test anxiety. That is, as the sample
group of this study consisted of young learners with a low level of language proficiency, it is obvious that the
conclusions of this study differ from those of previous studies in which adult EFL learners were examined. In this
sense, test anxiety is not at a high level among young EFL learners while Rasor &amp; Rasor (1998) and Horwitz (2001)
suggest that learners have higher levels of test anxiety due to insufficient language learning.
Given that examinations sometimes cause some negative physical effects in students such as fast heart
beating, trembling, and anorexia as well as some affective problems in some specific situations such as panic and
fear, some recommendations can be noted for practical purposes. Teachers should be aware of the physical and
affective effects of exams on children. In this sense, EFL teachers need to use some effective strategies before, after
and during examinations. For instance, they can inform students that anxiety is quite normal (Campbell and Ortiz,
1991; cited in Aydin, 2008) before exams, and promote a low-stress testing environment during examinations.
Additionally, they can use some effective communication techniques such as talking and leading discussions with
them about their feelings and present practical solutions through group activities or one-to-one dialogues by
cooperating with school counselors.
As a final note on the limitations of the research, the subjects of the study were limited to 477 young EFL
learners at five primary schools in Balikesir, Turkey. Furthermore, the scope of the study was confined to the data
collected using a background questionnaire and the Test Anxiety Scale developed by Sarason (1978). Further studies
should focus on the relationships between the levels of test anxiety and some other factors such as age, gender,
economic background, and attitudes towards language course.
Acknowledgements
The authors would like to thank the authorities of the Research Projects Unit at Balikesir University for their
support for the study through the project entitled Test Anxiety among Primary School EFL Learners (2008 / 43). The
authors would also like to thank the authorities and English teachers of Karesi, Burhan Erdayı, 23 Nisan, Namık
Kemal and Plevne Primary Schools. Finally, the authors thank Saadet Selvi, Zeliha Ciciş, Ökkeş Gedemenli, Gökhan
Yoldaş and Rüveyda Er for their valuable assistance in the data collection process and Nagihan Kontaş, Çağla Akgöz
and Sevcan Yılmaz for their kind assistance to data processing.
References
Aydın, S. &amp; Zengin, B. (2008). Anxiety in foreign language learning: A review of literature: The Journal of Language and
Linguistic Studies, 4 (1), 81 – 94.
Aydin, S. (2008). An investigation on the language anxiety and fear of negative evaluation among Turkish EFL Learners. Asian
EFL Journal, Teaching Articles, 421—444.

193

�Bailey, K. (1983). Competitiveness and anxiety in adult second language learning. In H. W. Seliger and M. H. Long (Eds.),
Classroom oriented research in language acquisition, (67 – 102), New York: Newbury House.
Campbell C. M., &amp; Ortiz, J. (1991). Helping students overcome foreign language anxiety: A foreign language anxiety workshop.
In E. K. Horwitz and D. J. Young (Eds.), Language anxiety: From theory to research to classroom implications (pp. 153-168).
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Chan, D. Y. C. &amp; Wu, G. C. (2000). A study of foreign language anxiety of elementary school EFL learners in Taiwan. Paper
presented at the 2000 Educational Academic Conference, 85 – 100.
Chan, D. Y. C. &amp; Wu, G. C. (2004). A Study of Foreign Language Anxiety of EFL Elementary School Students in Taipei County,
Journal of National Taipei Teachers College, 17 (2), 287 – 320.
Duman, G. K. (2008) A research into the test anxiety level of the senior students (8th grades) of state and private primary schools
in Kadiköy district of İstanbul Anatolian side caused by the OKS (secondary school student selection and placement exam).
Unpublished MA Thesis. Yeditepe University.
Ellis, R. &amp; Rathbone, M. (1987). The acquisition of German in a classroom context. Mimeograph. London: Ealing College of
Higher Education.
Erözkan, A. (2009). The Predictors of Depression in Eighth Grade Primary School Students, Elementary Education Online, 8(2),
334 – 345.
Horwitz, E. K. &amp; Young, D.J. (1991). Language anxiety: from theory and research to classroom implications. Englewood Cliffs,
NJ: Prentice Hall.
Horwitz, E. K. (2001). Language anxiety and achievement. Annual Review of Applied Linguistics, 21, 112 – 126.
Koçkar, İ. A. Kılıç, B. G. &amp; Şener, Ş. (2002). Test anxiety among primary school students and academic achievement. Çocuk ve
Ergen Sağlığı Dergisi. 9 (2), 100 – 105.
MacIntyre, P. D., &amp; Gardner, R. C. (1991). Language anxiety: Its relationship to other anxieties and to processing in native and
second languages. Language Learning, 41 (4), 513 – 34.
Rasor, L. T. &amp; Rasor, R. A. (1998). Test anxiety and study behavior of community college students in relation to ethnicity,
gender, and age. Retrieved in September 2008 from ERIC Database (ED415942).
Sarason, I.G. (1978). The Test Anxiety Scale: Concept and research. In C.D. Spielberger &amp; I.G. Sarason (Eds.), Stress and anxiety
(Vol. 5). Washington, D.C.: Hemisphere Publishing Corp.
Young, D. J. (1991). Creating a low-anxiety classroom environment: what does the language anxiety research suggest? Modern
Language Journal, 75(4), 426-437.

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Karakuzu, Melih
ELKILIÇ, Gencer</text>
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                <text>Related literature indicates that teachers and tests are strong sources of test anxiety   among adult language learners while there exists a serious lack of research on the relationship  between teachers and test anxiety in terms of young learners. Thus, this study aims to investigate  the teacher effect on the level of test anxiety among young English as foreign language learners as  the findings of the previous studies indicate that teachers and tests are strong sources of language  anxiety. The sample group of the study consisted of 477 young EFL learners from five primary  schools. In order to collect data, a background questionnaire and the TAS were used to assess  learners’ attitudes towards teachers and their test anxiety levels. The collected data were used to  provide a descriptive and correlational analysis to address the research question. The results of the  study demonstrate that positive attitudes towards teachers have facilitating effects on test anxiety  among children while students experience some physical and affective problems. In the light of the  findings of the research, it is recommended that language teachers should use effective  communication techniques to ensure moderate levels of test anxiety.</text>
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                    <text>2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

Teacher Factor in Foreign Language Education Process
Le Facteur d’Enseignant dans le Processus d’Apprentissage de Langue
Étrangère
Mehmet Baştürk
Prof. Dr., Balıkesir University, Necatibey Education Faculty,
English Language Teaching Department,
Balıkesir, Turkey
basturk@balikesir.edu.tr
Ömer Koçer
Res. Assist., Erzincan University, Faculty of Education,
French Language Teaching Department,
Erzincan,Turkey
okocer@erzincan.edu.tr
Abstract: When examined carefully the existing problems in the foreign language teaching,
it is seen that teacher factor has been in the first order. On browsed to formation of the
teachers working in the schools of Turkish Minister of Education and in private ones, the
graduated schools of these teachers are very different from each other. In addition to this, outof branch teachers trying to make the foreign language courses make the situation more
desperate. Moreover, these teachers learning the experience as lecturer in the classrooms by
method of trial and error not only affect negatively the language acquisition of the students
but also decrease their interest on a new language. These facts have been a meaningful
reference to many questions to be replied in the foreign language education. Recently, the
problems in this field and not to teach enough the four language skills to the students make
experts incline on searching new education methods. The researches pointing to the role of
teachers which have been done recently in Turkey in the process of effective foreign language
teaching emphasis the out-of date of the teachers’ teaching methods and the deficiencies of
teachers in terms of linguistic and pedagogic. Moving from the publications related to this
study, in the process of effective foreign language teaching, many advices related to modern
language teachers’ duties have been given.
Key words: Effective Language Teacher, Teacher Inefficiencies, Foreign Language
Education, Teacher Duties.
Résumé : On voit que le facteur d’enseignant est dans le premier ordre si l’on recherche
attentivement les problèmes existants dans l’apprentissage de langue étrangère. Lorsqu’on
regarde la formation des enseignants qui travaillent dans les écoles publiques et privées dans
le cadre de Ministère de l'Éducation en Turquie, les facultés diplômées par ces enseignants
sont très différentes de l’un et l’autre. De plus, on fait le processus d’enseignement plus
désespéré par les enseignants parascolaires qui s’efforcent de faire les cours aux élèves. En
outre, ces enseignants apprenant la profession dans la classe par la méthode d’essais et erreurs
non seulement affectent négativement l’acquisition de langue des élèves mais aussi diminuent
leur intérêt à une nouvelle langue. Ces faits sont les références significatives aux plusieurs
questions à répondre dans l’apprentissage de langue étrangère. Récemment, les problèmes
dans ce domaine et ne pas assez enseigner aux élèves les quatre compétences de langue font
les experts incliner sur la recherche des nouvelles méthodes éducatives. Les recherches que
l’on fait récemment en Turquie dans le processus d’apprentissage de langue étrangère
mettant l’accent sur le rôle des enseignants tirent l’attention aux méthodes obsolètes et aux
carences des enseignants sous l’angle de linguistique et pédagogique. En mouvement des
publications liées à cette étude, on donne les conseils concernés aux devoirs des enseignants
des langues.

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
Les mots clés: Efficaces Enseignant de Langue, Inefficacités des Enseignants, Apprentissage
de Langue Étrangère, Devoirs d’Enseignant.

Introduction
It has long been one of the scientific issues by researchers why not to teach a foreign language
completely in the educational institutions in Turkey. Therefore, it needs to investigate the sources of the
problems in foreign language education. According to Yiğiter (1988), there have been three factor affecting
foreign language education; “teacher”, “student” and “method”. These problems in foreign language education
result mostly from these three factors. According to Demirel (1990), the subheadings stated by researchers in
foreign language education are like below; traditional education is based on teaching grammar rules, not to
renewal of teaching programs, differences in practice, method problems in practice. So far, what has been the
contribution of the current methodologies in practice to the foreign language teaching in our country? It is
obvious to everyone that the application of these methods could not have an efficient outcome.
Though the methods applied by teachers have a great importance, the founders of these methods could
not introduce them according to our criterion and circumstance. Then, methods must be questioned in this
context.
Throughout the learning life of a student, that is only foreign language skill that might just work rather
than the all subjects in curricula. Education in our schools including mathematic is based on theory. In this way,
the only skill is of foreign language. But unfortunately so many years of education is too far to bring in this skill
to the students. Any student takes foreign language courses 8 years in Elementary School, 3 years in High
School, and 4 years in University totally 15 years of foreign language courses. Why he/she could not succeed in
foreign language completely? The students take foreign language courses between 80-100 hours in Anatolian
High Schools and in private colleges. But, the majority of them could not be successful in practice. In that case,
looking at the teacher side in the educational process between teacher and student is needed.

Foreign Language Education From Past to Present in Turkey
When evaluated the current situation of foreign language education in Turkey since the declaration of
Republican era, the first and most important step in the Republican period is the occurrence of the Unification of
Education (Teaching of the Consolidation) Act, No. 430 dated March 3, 1924.
Taught for a long time as foreign languages in the educational institutions of the Ottoman Empire
Arabic and Persian in this period were revoked and instead of them western languages; German, French and
English were taken in schools’ curricula.
After the declaration of Republic our country has given more importance to the foreign language
education for not to stay away from the rapid advances in technology over the world. And it can be said that in
this issue Turkey has reached a more willing level. Hence, western languages (German, French and English)
have been taught compulsory in the schools. But the deficiencies of methods and backgrounds practiced in
public schools make inefficient foreign language education. It does not seem possible to teach a foreign language
in such an environment and so it could not be trained qualified foreign language teachers. This deficiency is
resulted in one another and the chain is going on so. Moreover, the state could not attract the qualified language
teachers with its inefficient opportunities (Göktürk, 1983).
In later years, new schools under the name of Anatolian high schools based on foreign language
education in their curricula were opened. According to 1974-75 school years, the high number of high schools
based on foreign language education in their curricula has increased twelve and this figure has reached in 103
Anatolian high schools totally to 40.715 students and 2845 teachers in 1986-87 school years (MEGSB 1986).

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo

The Current Situation of Foreign Language Teaching in Turkey, Teachers and
Problems
Foreign language education in Turkey is basically dealt with elementary schools, yet in public high
schools foreign language lessons are only given in the first grade. For this reason, the problematic situation in
elementary schools is the point at issue in this study. And we handled with this problem as a main concern.
Before the application of stepped rate system in general education put into practice in 1988-89, foreign
language had being taught in secondary schools and high schools totally six years, that is to say, at least three
hours per week. But it was not possible for the graduated students to speak three to five words. Then, stepped
rate system was in practice and foreign language was not compulsory from then on in those schools. However,
the stepped rate system was removed after one year and then English has been a compulsory lesson in the school
curricula. But this lesson was removed from the curricula of second and third grade of high schools. Today,
foreign language lesson starts firstly in the fourth grade of primary schools. But it is not possible for the students
to speak effectively foreign language.
One of the serious problems experienced in foreign language education is the lack of qualified teachers.
Language teacher should consider the educational aspect of foreign language (knowing the culture of the country
whose language is learnt, interacting with the people whose language is learnt, orienting the students to the main
aim). Teachers have two tasks in foreign language education process. Thus, they should be a linguist and must
integrate this skill with pedagogic skills. In our schools “grammar” that is to say, “about language” is given to
students. And the students think that the main purpose is so. However, it is considered that one person has
learned the foreign language if he/she succeed in understanding and using the sentences that he/she heart
(Songün, 1983).
One of the most important functions of education is to discover and to cultivate the existing capacity of
the student (Hoşgörür &amp; Taştan, 2009). The teachers in traditional education process do not include the students
actively to the process and they apply the teacher-centered methods in their application. So, they do not need to
update themselves. Today, it has been tried to apply the constructivist approach in all field of education
including language education but it is too difficult to apply new methods and techniques with the teachers having
no language skills and being inefficient in terms of pedagogy (Kömür, 2007). In Turkey’s conditions one or
more primary school teachers in some schools in small towns or villages have been forced to practice all the
lessons. The out-of branch teachers have been practicing the foreign language lessons and most of them are
primary school teachers (Ünal, 2007). It is required to the out-of branch teacher to develop themselves in this
field and to participate in in-service training programs.
Foreign language lessons are generally practiced by out-of branch teachers (Primary school teachers) in
Primary schools. In Europe, these lessons are practiced by these types of teachers too. Only in seven countries
(Czech Republic, Greece, Spain, Poland, Slovakia, Bulgaria, Romania) these lessons are practiced only by
branch teachers. In Germany, the semi-specialists are relinquishing by and by their position to the primary
school teachers (Eurydice, 2005). In Turkey, foreign language lessons were being practiced by the out-of branch
teachers in Primary schools. The system based on practicing all the lessons by the primary school teachers in the
first five years of primary schools was removed in 2006. Ministry of Education has agreed with the branch
teachers’ practicing, instead of Primary school teachers, the branch lessons in fourth and fifth grade in Primary
schools (MEB Notification of Ministry Magazine, 2005).
Until today, graduated schools of teachers have been very different from each other. The sources of
foreign language teachers pointed before 1982 are like below (Demircan, 1988);
• Those studying a type of X, Y, Z language courses after graduated from different departments,
•
Those graduated from institutions of education as open-university,
• Those graduated from institutions of education as Higher Education Summer School in common,
• Those graduated from accelerated institutions of education (1 or 2 months instead of 1 year, 1978-80),
•
Those succeeded in the exam of assistant teacher organized sometimes by Ministry of Education.
Like seen above, it does not seem possible to consider the schools, which these types of teachers have
graduated, are the institutions which educate people in terms of foreign language. These types of teachers

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
graduated from any kind of schools out-of faculty of education practice the language courses with the method of
“we have learnt like that”. Especially, the teachers having no professional knowledge and working in many
schools have been trying to learn their job with the method of trial and error. Though Ministry of Education has
been trying to carry on this situation thanks to in-service education courses for teachers, the products cultivated
by the teachers are evident. The students not understanding what is said, having no words for speaking, not
expressing his/her feelings and thoughts. The findings of Enginarlar (2003) related to the language teachers in
Turkey working in many different schools has a great importance. According to him, many language teachers
throughout their primary and secondary schools’ lives;
•
•
•
•
•
•

Have never taken any foreign language courses by native teachers
Have never gone to the target country whose language has been learnt
Have not used foreign language out of classes because of no opportunity and communication needs.
Have never watched any foreign movies without subtitle.
Have never used to read permanently any magazine or newspaper in foreign language
Have generally used their mother tongue(Turkish) as a teaching tool

When examined the teaching process, classroom practices and the measurement and evaluation of the
teachers, it is seen the main reason of the problem. Either the teachers do not know modern language teaching
methods and techniques or they do not use them in classroom even if they know them. For this reason, it results
in coming into being the faulty students. Demirel (1990) explains ten tasks for the language teachers;
1. Developing four language skills
2. Planning teaching activities in advance
3. Teaching from the simple to the complex and from concrete to abstract
4. Using Audio-visual tools
5. Using mother tongue if it is needed
6. Presenting only one sentence pattern at a time
7. Trying transferring the data to daily life
8. Trying integrating the students actively to the lesson
9. Paying attention to the individual differences
10. Motivating and encourage the students
These principles should be adapted to the age and readiness level of the students and the students should
be faced with orally and writing of target language. However, on browsed the classroom activities, homework
and the exams, it is seen that all activities are full of grammar. The teacher generally focusing on grammar in all
activities gives this message unconsciously to the students: “The student who knows the grammar learns
language.” This thought creates this equation in minds of teachers and students; learning foreign language
means learning grammar rules. This is very inaccurate and incomplete information because language is learnt
with its all skills. Besides, speaking fluently a foreign language does not mean knowing its grammar rules.
Especially, it has not any great importance knowing all grammatical rules for a child in language learning
process (Ellis, 1990). These rules only take advantage to the adults in language learning process.
By a Hungarian researcher Nikolov (2001), in her study based to the unsuccessful students, it is stated
that the teachers’ classroom activities has been the failure reason of the students. In another study related to
Israeli students Arabic learning success, the quality of teaching program is the most affecting factor to the
success of students (Donitsa, 2004).
Like in all field of life, the reasons resulted in being unsuccessful of students in language learning
process; ones arising from the student, ones arising from the environment and ones arising from the teacher.
Primarily, high motivation of the person will increase the chance of success (Dörnyei, 2005).
The attitudes and behaviors of foreign language teacher being willing to teach in the classroom has a
great importance affecting the motivation of students. It is unavoidable for a teacher coming to the class with a
down faced, tired and reluctant to find the teaching environment as if it were his/her self reflection. This
situation results in communicate fear in the students. According to a study related to the communicate fear of
student, approximately 35% of students said that they could not dare to speak in the classroom because of

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
teachers’ down faced and temper (Ergin, 2005). Foreign language education should considerably be based on
communication and the students should learn foreign language in an environment having no communication fear.
Here, the primary task is up to the foreign language teachers.

How to be an Effective Teacher?
It is not an easy concept to describe the term of “effective teacher” because the term “effective” can be
interpreted differently by different people. Depending on the criterion used to judge effectiveness, an “effective
teacher” can mean a teacher who always produces a class of high-achievers, or a teacher who generally receives
positive evaluations from supervisors and administrators (Stronge, 2002). However, if the focus is on the
teaching process and not on the end result, then it is possible to define an effective teacher as a person who
“provides information to students in a way that is clear, understandable, and motivating” (Benson et. al., 2001).
In another study, Young and Shaw (1999) found that teacher effectiveness is linked with qualities such as
“effective communication, a comfortable learning atmosphere, concern for student learning, student motivation,
and course organization.” Whereby; the quality which distinguishes ineffective teachers from the effective ones
is the latter’s ability to make the most boring course interesting and important to the students. According to Clark
&amp; Walsh (2002), some of the common features which described the qualities of effective teachers like these;
Strong discipline content knowledge, Pedagogical skills appropriate to the environment and discipline, Personal
knowledge which included: the ability to forge strong relationship with the students, a concern for individual
students and a firm moral code, Intimate knowledge of the context in which they were teaching.
Research on teacher effectiveness in Turkey has shown that there are a number of qualities attached to
an effective foreign language teacher (Demirel, 1990; Saraç-Süzer, 2007) among which having personal
strategies to teach, creating a positive classroom atmosphere, to be able to a model teacher, being knowledgeable
on target cultures, possessing positive personal characteristics, having correct pronunciation of the English
sounds, teaching with effective classroom materials and using technology are the most common. Taşkafa (1989)
found that giving positive reinforcement and being friendly were the most desirable qualities that were expected
from a teacher. Similarly, Telli, den Brok, and Çakıroğlu (2008) found that students gave much importance to
the quality of positive teacher-student interaction although other characteristics (such as subject-matter
knowledge) were mentioned at lesser degrees.
According to Alkan (1984), a teacher should be in accordance with specifications as follows:
“A teacher should determine in what extent successful his/her each student, should
help each student to understand how he/she has reached this success, should know what kind
of support he/she will provide for each student for reaching to the top, should encourage each
student to learn more and should help them to take much more responsibility for their
wellness”.

According to a research practiced by Prodromou in 1991 over 40 students by the aim of determining
how a teacher students desire, these results revealed;
A desired language teacher is a person who is proud of his/her students, behaves friendly, explains
everything, makes students take notes, knows how to behave the students sitting on the desk, behaves as if he/she
were a student, asks their opinions, has lots of experiences, speaks of individual problems, has a moderate
personality, pays attentions to unsuccessful students, knows about physiology, believes and trust in students,
communicate with students (Prodromou, 1991).

Conclusion and Suggestions
The teachers should be a qualified instructor using new educational approaches, being update to the era
and being aware of their tasks for to make more effective the foreign language education in Turkey. It will be
possible for them to have these skills and to function in a good way only if the problems faced by them in the
process are removed. The first step is to determine the problems in detail.
The reasons of not attaining to the desired level in foreign language education are the lack of teacher
posts, out-of branch teachers and the other professional groups practicing language courses in the schools and the
language teachers themselves using out-of date language teaching methods and techniques. Instead of out- of
branch teachers taking only 2 hours of language courses in university or high school, it is possible for the
students studying in the foreign language departments to teach foreign language only by taking the second
foreign language as an auxiliary field and by taking methodology courses. Thus, it can be reached to the measure
of professional formation in some extent.

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�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
The teachers should practice their profession by adopting positive and negative aspects of their
profession not because of its obligation. A teacher should have knowledge, skills and attitudes required in his/her
profession. The teachers should update and renewal themselves and integrate technological developments to the
class. An effective teacher in the same time should be aware of his profession without compromising from his
national and moral values. And he/she could not forget that next generation has been commended to them.
Finally, with words of Mevlana, “A teacher must be a person whose one foot is on his national root, the other
one is that is turning like a compasses across the world, that is to say, a person who modernizes without
alienating, a person who reaches to the era without breaking off from his root”.

References
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Demirel , Ö. (1990). Yabancı dil öğretimi: ilkeler, yöntemler, teknikler. Ankara: USEM Yayınları.
Donitsa-Schmidt, S., Inbar, O., &amp; Shohamy, E. (2004). The effect of teaching spoken Arabic on students’ attitudes and
motivation in Israel. Modern Language Journal, 88 (2), 217-228.
Dörnyei, Z. (2005). The psycology of the language learner. London:Lawrence Erlbaum Associates.
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Ergin, A., &amp; Cem, B. (2005). Eğitimde iletişim. Ankara: Anı Yayıncılık.
Eurydice, (2005). Directorate-general education and culture,. Key data on teaching language sat school in Europe. 2.11.2005,
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Göktürk, A. (1983). Yabancı dil öğretimi., Türk Dili, Dil Öğretimi Özel Sayısı, 379-380, s.102, Ankara 1983.
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olarak sunulmuştur. Tokat
MEB Resmi Web Sayfası. (2005). Đkinci yabancı dil programı, Retrieved on April 8, 2010 at URL:
http://ttkb.meb.gov.tr/indir/ttkb/programlar/ikinciyabancidil/ortogrt2yabdilfransızca.pdf
Milli Eğitim Gençlik ve Spor Bakanlığı, (1986). M.E.G.S.B’nın 1987 Yılı Bütçe Konuşması, Đstanbul M.E.Basımevi.
Nikolov, M. (2001).Why do you learn English? Because the teacher is short. A study of Hungarian children’s foreign
language learning motivation. Language teaching Research, 3, 33-56.
Prodromou, L. (1991). The Good language teacher. English Teaching Forum, XXIX (2), s.2-7.
Songün, R. (1983).
Doğu Anadoludaki orta dereceli okul Đngilizce öğretmen ve öğrencilerinin öğretim, öğrenim ve
ilişkileri, Türk dili, Dil Öğrenim Özel Sayısı, 379-80, Ankara.

50

�2nd International Symposium on Sustainable Development, June 8-9, 2010 Sarajevo
Saraç-Süzer, S. H. (2007). Examining methodological issues through pedagogical and practical knowledge of experienced
teachers: A case study. Unpublished doctoral dissertation,. Hacettepe University: Ankara.
Stronge, J.H. (2002). Qualities of effective teachers. Washington DC: ASCD.
Taşkafa, G. (1989). As teachers we are evaluating our students constantly: Have you ever thought how our students evaluate
us? Çağdaş Eğitim, 14, 27-30.
Telli, S., den Brok, P., &amp; Çakıroğlu, J. (2008). Teachers’ and students’ perceptions of the ideal teacher. Eğitim ve Bilim,
33(149), 118-125.
Ünal, M. (2007). Đlköğretim yabancı dil programının sınıf öğretmenliği adaylarının görüşlerine göre değerlendirilmesi. XVI.
Ulusal Eğitim Bilimleri Kongresinde Bildiri olarak sunulmuştur.Tokat
Yiğiter, K.(1988), Günümüzde yabancı dil. Ondokuz Mayıs Ün. Eğt. Fak. Derg., Sayı: 3, s. 11-13.
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51

�</text>
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Koçer, Ömer</text>
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                <text>When examined carefully the existing problems in the foreign language teaching,  it is seen that teacher factor has been in the first order. On browsed to formation of the  teachers working in the schools of Turkish Minister of Education and in private ones, the  graduated schools of these teachers are very different from each other. In addition to this, outof  branch teachers trying to make the foreign language courses make the situation more  desperate. Moreover, these teachers learning the experience as lecturer in the classrooms by  method of trial and error not only affect negatively the language acquisition of the students  but also decrease their interest on a new language. These facts have been a meaningful  reference to many questions to be replied in the foreign language education. Recently, the  problems in this field and not to teach enough the four language skills to the students make  experts incline on searching new education methods. The researches pointing to the role of  teachers which have been done recently in Turkey in the process of effective foreign language  teaching emphasis the out-of date of the teachers’ teaching methods and the deficiencies of  teachers in terms of linguistic and pedagogic. Moving from the publications related to this  study, in the process of effective foreign language teaching, many advices related to modern  language teachers’ duties have been given.</text>
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                <text>Teacher talk is an indispensible part of language teaching in an EFL context which is importance and usefulness mainly consists in its management with respect to the context in which it is employed. The current study explores language teacher discourse from a pedagogical or functional perspective in writing classes. The descriptive framework for analyzing the writing teacher talk in this study rested on a generalizable corpus of three different sets of   writing sessions held by two expert writing teachers, totaling roughly 18.5 hours of 15 sessions or 15500 words. The investigation undertaken based on Analysis of Speech units revealed three distinct pedagogical episodes, namely Focal, Remedial and Notional talk. By these three modes writing teachers can orally fulfill their pedagogical purposes of teaching, recovering, and evaluating the linguistic and conceptual structures by either text-directed or non-text directed speech. It was also found out that the text-shared teaching or text-directed teacher talk can bring about more student talk and participation, which are significant to identify then support their learning needs. Finally, the most common episode switches observed in the study  were related to Notional –to Focal, Remedial-to Focal, and Remedial-to- Notional transitions respectively.</text>
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                    <text>TEACHERS AS PATIENCE STONES: A METAPHOR ANALYSIS OF STUDENTS’
CONCEPTUALIZATIONS OF EFL TEACHERS IN TURKEY
Melike Baş &amp; Betül Bal-Gezegin
Amasya University, Turkey
Article History:
Submitted: 02.06.2015
Accepted: 18.06.2015

Abstract
With the application of cognitive linguistics to language teaching and learning,
metaphor analysis has gained interest among researchers in recent years. This study, which is
conducted in an EFL language environment in Turkey, aims to investigate students’
metaphors that underlie their conceptualizations on English language teachers. Participants
are students of English (n=83) studying at a university in Turkey during 2014-2015 academic
year. Students were first instructed on the concept of metaphor, then they were asked to
complete the metaphor elicitation sheet including the prompt “An English teacher is like ...
because ...” Data were analyzed both qualitatively and quantitatively. Conceptual Metaphor
Theory defined and developed by Lakoff &amp; Johnson (1980), who consider metaphors as
mental constructs that shape human thinking about the world and reality, is used as the
theoretical background for this study. The linguistic metaphors provided by the participants
were first categorized thematically and then examined in parallel with previous studies
(Oxford et al., 1998; Saban et al., 2006). Results revealed a variety of underlying
conceptualizations that reflect different individual mappings across conceptual domains. The
findings yielded new categories, which imply that culture as well as students’ personal
experiences might shape their perceptions on language teachers. The study is significant in the
sense that it highlights the use of metaphor as an effective cognitive tool to better understand
students’ beliefs of their language teachers and their language learning process. In addition, it
provides an opportunity for the teachers to have a self-reflection on their roles as language
teachers.
Key words: conceptual metaphor, learner perception, English language teacher, EFL,
Turkish
1

�1. Introduction
With the rise of cognitive approach to language learning in recent years, the number of
studies focusing on learners’ beliefs has increased dramatically. The study of perception and
beliefs in language learning is important since it provides the evidence to figure out how
language learners view the learning context. There are several ways which enable researchers
to elicit the beliefs and conceptualizations of learners and practitioners. One increasingly
popular method is metaphor analysis, whereby participants generate metaphors for relevant
activities and concepts and then actively work on them.
Metaphors, in the sense of Lakoff &amp; Johnson (1980a), are fundamental mental
operations by which we understand the world through mapping from known domains to
unknown domains, and that some conceptualizations are metaphorically organized in our
minds. Cognitive theory sees metaphor as a process and a product of mapping across concept
domains. For instance, in the conceptual metaphor TIME IS MONEY, time (a more abstract
entity) is viewed as money (a more concrete entity) as in the examples “You’re wasting my
time”,“You’re runningout of time”, etc. (Lakoff &amp; Johnson, 1980b, p.454). Conceptual
metaphors are usually expressed in an A IS B format, using capital letters.
It is believed that metaphors of language learners may help teachers to develop
professionally by revealing students’ experiences of language learning activities and
situations (see for example, Cameron, 2003; Cortazzi&amp; Jin, 1999; de Guerrero &amp;Villamil,
2002). Students’ beliefs and perceptions of their teachers can be an indicator of their attitudes
to language learning and even their overall success of the target language. It is important for
the language teachers to find out these hidden perceptions which might help them to obtain
more insights on their students’ overall perceptions of language teachers. This, in turn, helps
the teachers to foster language learning and focus on the reasons of negative attitudes and
eliminate them as possible.
There are a number of studies that investigate how teachers of English are
metaphorically conceptualized by both students and teachers themselves. These studies can be
grouped into three in terms of the providers of metaphors on language teachers, namely,
(prospective) teachers themselves, students, and both teachers and students. It should be noted
that the majority of studies on metaphor analysis in EFL contexts (see e.g. Ellis, 2001, 2003;
Zapata &amp; Lacorte, 2007; Erkmen, 2010) have centered on metaphors from teachers, not the
language learners themselves except for a few studies (e.g. Ahkemoğlu, 2011). The studies
that explore metaphors from teachers’ perspectives generally aim to help the teachers to

2

�express and “construct representations of themselves and their experience” (Kramsch, 2003,
p.125) and “to promote awareness of professional practice” (Cortazzi&amp; Jin, 1999, p.155).
Within this framework, this study aims to explore students’ beliefs about their English
language teachers through an analysis of metaphors they produced within an EFL context
with the guidance of the research question “What metaphorical images do Turkish EFL
students use to describe the English language teachers?”

2. Methodology
In this study, we follow the general approach to metaphor collection and analysis by
Cameron

&amp;

Low

(1999),

which

involves

"collecting

examples

of

linguistic

metaphors...,generalizing from them to the conceptual metaphors they exemplify, and using
the result to suggest understandings or thought patterns which construct or constrain people's
beliefs and actions” (p.88).

2.1. Participants &amp; Setting
The study took place in the Department of Foreign Language Studies at Amasya
University in Turkey. The participants were 83 preparatory class students studying English at
2014-15 academic years. The participants’ age ranged between 18 and 20. They had been
studying English since their secondary school, and their English level could be considered A1
(CEFR).

2.2. Instrument and Data Collection
Data were collected through a self-designed metaphor elicitation sheet adopted from
previous studies (Oxford et al, 2006; Saban et al., 2006). The students were first presented
with a general definition and description of the concept of metaphor followed by examples
and excerpts obtained from previous studies (e.g. a child is like a notebook because whatever
falls on it makes a trace). As the next step, the metaphor elicitation sheets written in students’
first language were distributed. The sheet aimed to elicit their metaphors of English teachers
via the prompt “An English teacher is (like) ... because … .” This prompt requires the
participants to express their ideas about what they believe of the language teachers. This
personal metaphorical reasoning was later used to classify the metaphors in the data analysis
phase and understand the rationale for choosing these specific metaphors.

2.3. Data Analysis
3

�The metaphor analysis methodology employed by Saban, Koçbeker &amp; Saban (2006)
and Oxford et al. (1998) was adopted in the study. The steps followed for data analysis are:
i)

listing the collected examples of linguistic metaphors (e.g. Student-13 “meyve”
[fruit]),

ii)

identifying main categories of metaphors in accordance with the students’ rationale
behind choosing specific metaphors (e.g. teacher as a basic need-fruit),

iii)

constructing conceptual themes based on the main categories identified (e.g. SOURCE
OF KNOWLEDGE, GUIDE, etc.),

iv)

grouping the metaphors under main themes, and

v)

establishing inter-rater reliability. In order to ensure inter-rater reliability, we asked
three outside researchers to independently review eight categories obtained from the
data. Discrepancies were discussed and a consensus was reached on for disagreements.

3. Findings and Discussion
The analysis of data yielded 67 properly-structured metaphors. These metaphors are
grouped under 15 conceptual categories. Table-1 presents these categories, with their
definitions, frequencies and linguistic metaphors in each category.

Table-1 Teacher metaphors by students and their descriptions
Categories
1.

Definition

n

Examples

teacher as a

Teacher provides guidance

12

guide in a desert,

guide

and directs students, helps

director, family, guide,

them achieve goals, supports

map, pilot, star, the sun,

the students, corrects them

supporter, mother,

when necessary

worker who guides the
mine workers in a coal
mine

2.

teacher as the

Teacher is the source and/or

11

book, transporter,

source of

conduit of language:

primary school teacher,

knowledge

dispenses language

computer, daily

knowledge to students

newspaper, library,
parents, treasure, a
collection of all the
4

�books in the world
3.

teacher as basic

Teacher is a vital element to

8

fruit, pencil lead, rain,

need

survive. She meets the basic

fountain, water, water

needs of the students learning

and oxygen

a language
4.

teacher as a

Teacher is someone who has

patient person

to be very patient in the

7

mother, Darwin,
patience stone

process of teaching
5.

teacher as an

Teacher provides the students

5

transporter on a river,

instrument

with the necessary tools and

piano, brain, key,

opportunities to learn the

window

language
6.

7.

teacher as a care

Teacher takes care of the

giver/repairer

students especially when they

care unit nurse,

are in need of correction

maintenance

teacher as a

Teacher takes care of the

cultivator

growth and improvement of

4

nurse, doctor, intensive

4

gardener, farmer

3

brain, God, boss

the students. Teacher's job is
to construct the optimal
environment in which the
inner nature of the mind could
grow and nourish
8.

teacher as an

Teacher is the superior power,

authority

authoritative figure, and the
decision maker. She controls
the students

9.

teacher as an

Teacher is funny, friendly,

entertainer

energetic, entertaining the

3
soap opera, smurfs, toys

students in the language
learning process. Such a
teacher does not bore her
students
10 teacher as a

Teacher never stops learning

2

sunflower headed to the

5

�.

chaser of

new things

sun

knowledge
11 teacher as a
.

molder/crafts-

Teacher shapes the students’

2

interior designer, cook

2

mirror, a Turkish

minds

person
12 teacher as a
.

reflector

Teacher reflects her own
experience, background and

citizen who went to

knowledge, as well as the

Germany in 1960s

culture of the target language
13 teacher as an
.

effective agent

Teacher plays a significant

2

ink, revolution

2

cactus, hammer

1

construction worker

role in students’ lives, i.e.she
affects the students andyields
change in their lives by
leaving a trace on those she
teaches

14 teacher as a
.

harmful agent

Teacher punishes students
when they are not good
enough

15 teacher as a
.

builder

Teacher helps students to be
successful

The qualitative analysis of the metaphors generated by the participants shows that
almost all of the students participated in the study have a positive attitude towards language
teachers. There are only four images out of 67 contained a negative description of the
teachers, namely, cactus, hammer, boss and God. In the cactus metaphor, the teacher is
depicted as an unsuccessful person who spends long time to teach but cannot improve
students’ language skills. Similarly, the student who uses the metaphor of “cactus” indicates
that the teacher punishes the learners especially if they do not understand English. In both of
these metaphors students attribute the notion of punishment with teachers. In the other two
negative metaphors, boss and God; teachers are perceived as people who have the sole power
and authority.
There is diversity in the metaphors found. As can be seen in Table-1, there are 15
categories and the metaphors include images of plants, various jobs, entities, and instruments.
The analysis shows that language teachers are seen as enjoyable (soap opera, smurfs, toys);
6

�effective (ink, revolution); productive (interior designer, cook); self-reflective (mirror);
necessary (fruit, pencil lead, rain, fountain, water, water and oxygen); growth providing
(gardener, farmer) agents.
In this study, teacher as a guide (n=12)is the most recurrent metaphor, and quite
similar in number, the next category was teacher as source of knowledge (n=11). It is obvious
that students consider their language teacher both as the one who teaches them the target
language but also guides them in their learning procedure. These metaphors reflect the image
of a teacher type who has all the knowledge and skills that students may need. TEACHER AS
GUIDE metaphor entails that the language learning is seen a goal-oriented and teacherfacilitated process. TEACHER AS THE SOURCE OF KNOWLEDGE metaphor, on the other
hand, implies that teachers are the ultimate providers of knowledge whereas learners are the
receivers of the information.
Another point to be discussed based on the metaphors found is that, as it is known,
within the communicative language teaching; the focus has changed from teacher to student.
This indicates that teachers should not be regarded as the sole source of knowledge but the
guide to help the students find their ways in learning and exploring the target language. As
can be seen above in Table-1, there is a large amount of metaphors indicating that students see
their teachers both as a guide and source of knowledge. This might mean that there is a shift
from what is called classical teacher role of “knowledge provider” to the role of “guide”.
Thus, it is satisfying to see that metaphors, which show that students see their language
teacher as an authority in class, are very limited (brain, God, boss).
Although this study shares some of the metaphors formed by teachers and learners in
previous studies about language teachers such as gardener (Oxford et al, 1998), parent, map,
etc. (Saban et al, 2006), mother, water, book, cook, doctor (Nikitina &amp; Furuoka, 2008),
director, the sun (Guerrero &amp; Villamil, 2002), it also reveals some metaphors unique to the
present study (e.g. Darwin, stone of patience, google, sunflower headed to the sun, etc). It
seems likely that these differences are due to cultural and contextual factors of this particular
teaching atmosphere. The metaphor “stone of patience”,

for example, is a common

expression used in the Turkish culture. It is mostly used for people and it indicates that the
person who is the stone of patience shows an unusual patience towards a difficult situation or
task. There are five students who form this metaphor. With this metaphor, they indicate that
their language teachers are very patient people who put a lot of effort in the procedure and
have to wait for a long time to see improvement of their students. The students underscore

7

�that the language learning is a gradual and difficult procedure, and the teachers are doing their
best to wait for the success of their students patiently.

4. Conclusion
In the present study, we investigated and classified students’ metaphors about the
concept of English language teacher. The analysis of the metaphors has yielded some fruitful
and insightful understandings of the roles of these teachers in this particular teaching context.
To begin with, the study shows that the diversity and richness of the metaphors provided is an
indicator of how varied metaphorical images students have on the same concept. The study
also highlights the value and significance of metaphor analysis as a tool to assist students in
examining their values, beliefs, and conceptualizations of their teachers. In addition, it is a
useful pedagogical tool for teachers to review and revise their teaching practices, their roles as
language teachers and their attitudes if necessary.
Another important finding is that students continue to identify their teacher with a
series of traditional teaching roles, such as leader, provider of knowledge, agent of change,
and nurturer; however, these students also have a more “facilitating” role of their teachers
which is relatively a more recent teacher role appeared with communicative teaching
methodology. With the rise of this theory in language classrooms, the roles of teachers have
shifted from being the only source of knowledge to the one who guides to seek and find
knowledge. As this study shows, the two most commonly used metaphors come from both of
these roles of teachers, namely, teacher as the knowledge provider and teacher as the guide. It
is inferred that with a few exceptions (boss and God), students, in fact have come to the
realization that the classroom is not teacher-centered anymore. Students should also actively
participate in the learning process and teachers are there to foster their learning.
It should be within the objectives of the teacher development programs to uncover students’
perceptions of their teachers through use of metaphors by which students’ conceptual
frameworks are analyzed. Becoming more aware of their beliefs and strategies by means of
metaphors, language teachers can develop better insights into their existing roles according to
students and thus they can adapt their teaching styles and strategies accordingly if necessary.

References
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8

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9

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Bal-Gezegin, Betül</text>
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                <text>With the application of cognitive linguistics to language teaching and learning, metaphor analysis has gained interest among researchers in recent years. This study, which is conducted in an EFL language environment in Turkey, aims to investigate students’ metaphors that underlie their conceptualizations on English language teachers. Participants are students of English (n=83) studying at a university in Turkey during 2014-2015 academic year. Students were first instructed on the concept of metaphor, then they were asked to complete the metaphor elicitation sheet including the prompt “An English teacher is like ... because ...” Data were analyzed both qualitatively and quantitatively. Conceptual Metaphor Theory defined and developed by Lakoff &amp; Johnson (1980), who consider metaphors as mental constructs that shape human thinking about the world and reality, is used as the theoretical background for this study. The linguistic metaphors provided by the participants were first categorized thematically and then examined in parallel with previous studies (Oxford et al., 1998; Saban et al., 2006). Results revealed a variety of underlying conceptualizations that reflect different individual mappings across conceptual domains. The findings yielded new categories, which imply that culture as well as students’ personal experiences might shape their perceptions on language teachers. The study is significant in the sense that it highlights the use of metaphor as an effective cognitive tool to better understand students’ beliefs of their language teachers and their language learning process. In addition, it provides an opportunity for the teachers to have a self-reflection on their roles as language teachers.</text>
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