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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The Relationship Between The Sustainable Development and the
Vision of Nations: The Sample of Ottoman Empire
Hasan ĐBĐCĐOĞLU
Süleyman Demirel University, Çünür/Isparta
hibici@iibf.sdu.edu.tr
Belma AK
Süleyman Demirel University, Çünür/Isparta
bak@iibf.sdu.edu.tr
Münire ÇĐFTÇĐ
Süleyman Demirel University, Çünür/Isparta
munire@iibf.sdu.edu.tr
Đbrahim Yaşar GÖK
Süleyman Demirel University, Çünür/Isparta
yasargok@iibf.sdu.edu.tr
Seher DERYA
Süleyman Demirel University, Çünür/Isparta
seher@iibf.sdu.edu.tr
Abstract: A global, rapidly changing and advancing world of information age, states in terms
of standing and resources to be effective, efficient and people have to use it to live in
prosperity, especially in a state that is not strong in the universal space is a problem. Using
resources effectively and efficiently be transferred to future generations to improve the quality
of life with modern standards, requires a solid and consistent work. This study is one of the
sustainable development of future generations to meet their own needs against the needs of our
time while not restrict the ability. The conscious of joint action to ensure sustainable
development has played a significant role. Individual interests and rant fight are the greatest
obstacles in front of the sustainable development. This energy and expectations of individual
should be canalized to common area. This area is the requests and the ideals of the nations. In
terms of sustainable development, a picture of national requirements should be drawn and this
picture is coherent and realistic, must be shown to the nation. That is; a nation vision should be
created. Because nations are respected and strong at the rate of their national aims. The national
aims are the dynamic power, the reason of unity and the resource of courage for nations.
In this study, indicating mission and vision of the nations according to the sustainable
development, it is highlighted from Ottoman Empire to the Turkish Repuclic by explaining the
created visions and the mission perception that shaped the visions and achieved points in the
end.
With this study, we can conclude that there is a relationship between the mission perception of
nations and visions which are improved by this perception and the mission perception with
vision factor are the dynamics of the sustainable development.
Key Words: Sustainable development, Vision, Ottoman Empire

Introduction
The The Holy War (Gaza) thought boost after having been accepted of the Islam by the Turks and ‘the
fighting for religion’ phenomenon lying under this thought did not come against warrior structure of the Turks.
The Ottomans, the last empire of the Turks continued this ‘gaza policy’ .
The Gaza policy continued as a chain from Ertuğrul Bey to Osman Bey and Osman Bey to Orhan Bey
didn’t base on only thought of having large territory that was targeted by many states. The vision of
‘dissseminating the Islam and its impact seemed clearly on the Ottomans, was providing directions to this idea.
The Ottomans never assimilated people in the conquered places after realized conquest and they
approached tolerant to the public and in many places, after some time from the conquest, people adopted and
accepted the Otoman Empire. This an evidence to that the idea that the gaza thought didn’t base on domination
phenomenon. With the famous historian Gibbon’s phrase: ‘While the Jews was killed totally and the inquisition
was spreading death, people with several religion were living in peace and harmonization under the rule of the

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Ottomans. The famous profesor and the historian C. Brockelmann says that The Muslim Turks had the power
and opportunity to alter the Christianity during their conquest but their religion doesn’t allow this.
During the transition process to the Otoman Empire ‘’to disseminate the Đslam’ vision was accepted by
all parts and it became an ideal. This vision directs the government to govern the people with justice moral and
stability and directs people to trust and like the government and thus there is a strong tie between people and
government. The reason for this strong tie is the Islamic thought that orders to like the government and to be fair
in governing. The Ottomans who approaches the people with the same thoughts enable people to choose the
Islam with their own decision.
The mission of thinking the citizens that is formed through the vision of disseminating Đslam develop
the Otoman Empire and each victory accelarated the this development process.
Development, is a social phenomenon and should be evaluated within the social structure. Social
structure also houses many problems. When this issue is taken into consideration today’s analysis are inadequate
for development. Whether the formation of resources, or use, or the distribuition phase factors other than
economic directly influence development process. This fact makes it essential that all these mentioned factors
required to be included in the analysis. In order to analyse such a social problem, there are limitations to reach a
result and these results can only be overcome when it is supported by other factors. (Yavilioğlu :116)
From this perspective vision has been handled as an affect on the development. The relationship
between the Ottoman vision and the development has been questioned by taking account of the development in
the Ottoman Empire. In this work, first of all the literature is analyzed and the frame of the vision and the
sustainable development have been mentioned.
In the process of Ottoman Empire all the beneficial activities from establishment to standstill with the
vision of Otoman Empire has been analyzed by taking into account the progress.

Conceptual Literature
People know, while doing something, what the society expect him/her to do by making use of existing
institutional system and he/she does the expected behaviour
Institutional system which shapes the human behaviour has some identifier. These identifiers takes
place in the literature as designs of life. Designs of life are shared: most of the people are reconciled on the
designs of life. They are not dependent on the judgement of any people. Designs of people happens with
enthusiasm. People does self sacrifice and even die for the holy values. They are taken seriously. People regard
these values together with the meeting of social requirements and saving of the mutual prosperity.
(Yivilioğlu:117).
When we take into consideration the characteristics of designs of life, it is possible t o say that vision is
one of these designs of life. The etimological roots of the vision derives from “seeing” .
A simple definition of vision is: 'a picture or view of the future. Something not yet real, but imagined
(Thornberry:28). Vision is a mental journey from the known to the unknown, creating the future from a montage
of current facts, hopes, dreams, dangers and opportunities (Manasse:1).
Warren Bennis ve Burt Nanus say that the most critical point of the vision is to show the realist thought,
credibility an attractive future for organisation and most problems better than the current situation in a very clear
way.
Kotter argued that the content of the vision must be sensible and clearly understood by organizational
members; content without clarity is ineffective. Likewise, Collins and Porras advised that “vision must be
translated from words to pictures with a vivid description of what it will be like to achieve your goal”
(Cole:354).
The vision that is expressed by a mutual Picture is adopted by the whole organization. To coincide the
aim of the organization and the aim of the members is done. In this point of view vision is the tool that enables
organisation to act for the mutual aim.
Goldberg (1997) says that in order to have a strong vision, the vision that is developed by the supervisor
and the managers should help the development and change of the company.(Eren)
According to Peter Senge a shared vision is not only an idea it is a strength that motives people. A
shared vision is an answer to the question “What do we want to do?” In his book Fifith Discipline he defines
vision a shared vision as an hologram. Because when the hologram is cut it reflects the whole with each angle
and when it is united it makes the whole.(Senge 226-239)
Nations as well as the organizations need to follow the change and adjust the new developments.
National vision is the roots of the National developments. National vision enables the economical social political
and cultural aims to happen. That constitutes the development.
Development is a social phenomenon and must be analyzed in the social structure. Social structure takes
socio cultural political psyhological and economic whole in itself. In other words the social structure is a
complex of economy, politic, culture and the family.

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The first popularly accepted definition of sustainable development arose from the report of Norwegian
Gro Harlem Brundtland who, with her Commission members, suggested in 1987 that the world should be
“meeting the needs of the present without compromising the ability of future generations to meet their own
needs” (Lawrence:3).
In early 2007, Donald Kennedy, a Harvard-trained biologist, former president of Stanford University,
and since June1, 2000 the editor-in-chief of Science, wrote that ‘‘sustainability would require that a resource be
technically managed in such a way that its contribution to human welfare is conserved or improved for
succeeding generations.’’Sustainable development -meeting the needs of people alive today without
compromising the ability of future generations to meet their own needs - will be one of the key forces guiding
public policy development in the years ahead. (Brauer:7).
In a country sustainable development can only be done by social economic and ecological
sustainability that means the phenomenon of the social development is an economical development which does
not consume the national sources and save balance between the eco system and the economy. (Alagöz:3-4).

Vision of Ottoman Empire and Sustainable Development
Vision of “fighting for religion” (spreading Islam) appearing with Turks’ acceptance Islam was
depending on an idea to establish Islam to the places that don’t know Islam. The Holy War (Gaza) policy, that
was considered in accordance with this policy, was realized efficiently on these years and holy wars revealed
development and development revealed holy wars respectively. This eventual development continued until
1700’s and Ottomans lived a progress from seigniory to state and state to empire. Policies realizing in
accordance with vision of fighting for religion provided the development of Ottomans and caused the long-year
continuence of this.
Ottoman State, that reached a three-continent structure with this vision until years 1700, afterwards
entered a term meaning some changes in perception and declinations in the vision of fighting for religion.
Ottoman state going far from the basic vision took the state to an unstable condition. A lethargy term started to
occur with the increases of the wealth of public and maximum level of growth at managerial level specially
palace administration. Soltans who led every wars during the process of transition from seigniory to state, not
joining the wars after the years 1700 and not leading the army with the title of khalif is the result of going far
from the basic vision perception. With this alienation from the idea of gaza lost its importance, administration of
the army was damaged and fiscal structure of the state went worse. All of these advancements lasted with the
collapse of the empire. But a probing point is that the public didn’t go far from this basic vision during the
collapse of state. Because an existence challenge was performed with limited opportunities against huge forces
just against collapse period. Actually Ottoman State, that didn’t loose the First World War, has been acceppted
as looser with the missings of allied countries.
Acting with the vision of “fighting for religion” until the discontinuance period caused Ottomans to
develop and performing some efforts for the wealth of public.
Below table, composed in accordance with the information given by Öztuna, (p:17-265) show that
frontiers of Ottoman state expanded with every new Soltans.
Ottomans, which had a development economically with the expanding of lands, had a stable condition
at income and expense at the budget. There was no difference between incomes and expenses in treasury at the
term of Kanuni (Soleman The Magnificient). However incomes of treasury reached to 1830 loads namely
183.000.000 golds and expenses reached to 3000 loads namely and in 1597 incomes reached to 3000 loads and
expenses reached to 9000 loads. (Seyithanoğlu: 1993)
Socio-cultural structure developed with the economical development and some evidences occured
supporting sicence and cultural activities at many provinces and districts. Many mosques and moslem
theological school (medrese) and chams in Anatolia and Balkans from Süleymaniye to Selimiye and Ecyad
Castle, collapsing in Arabia, may be given as examples.
Foundation system was established to prevent the poverty and compensate the needs of public. In this
sense every foundation has a land and incomes of the land belongs to foundations and conpensating the needs of
the public has importance. 2860 foundations were established in Đstanbul during the years 1519-1596. (Barkan
XXXI)

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Table 1. Frontiers of Ottoman Empire During the Administration Period of Ottoman Soltans

Soltans

Before
After Administration
Administration ( km 2 ) ( km 2 )

Asia
( km 2 )

Europe
( km 2 )

Africa
( km 2 )

Ertuğrul Bey

1000 ila 2000

4800

4.800

***

***

Osman Bey

4800

16000

16.000

***

***

Orhan Bey

16000

98000

98.000

***

***

I. Murat
Yıldırım
Beyazit

98000

500.000

208.000

291000

***

500.000

942.000

500.000

441.000

***

Çelebi Mehmed 942.000

872.000

***

***

***

II. Murat
Fatih Sultan
Mehmed

872.000

950.000

***

***

***

950.000

2.214.000

511.000

1.703.000

***

II. Beyazit
Yavuz Sultan
Selim
Kanuni Sultan
Süleyman

2.214.000

2.373.000

596.000

1.777.000

***

2.373.000

6.557.000

1.905.000

1.702.000

2.950.000

6.557.000

14.893.000

4.169.000

1.998.000

8.726.000

III. Murat

14.893.000

23.000.000

5.729.285

3.543.662

13.725.464

According to the 953/1546 dated Đstanbul Foundations Census Records, “public” foundations in
Đstanbul had more than 4000 houses, 5717 shops, 28 caravansaries, 19 khans, 38 canvas factories, 18 cisterns, 14
basements, 68 bakehouses, 199 villages, 40 hamlets and 228 mills for income. Capital of the 1150 cash
foundations reached 21.385.786 golds between the years 1456-1546. (Barkan XXXI)
Some foundations were composed in the subjects of equipment of poor girls, arrangement of streets
(social), treatment of ill and disabled storks, giving meat to cats and dogs (environmental), paying the debts of
people in the prison because of debts (social). Also foundations provided funds for the establishment of many
monuments contributing social life. Mosque, masjids, foundations, schools, cultivations, hospitals, baths,
caravansaries, khans also social complexes, public fountain, water-tank with fountain, roads, domes, markets,
wells, hot springs, squares, libraries, bridges, ports, beacons, channel, water channels, dams are some examples
of these monuments.

Suggestions and Conclusion
Settlement at economical, social and environmental target and policies with the vision of “spreading
Islam” developed Ottomans and made it sustainable by extending over a long time. Ottomans composing
economical (extending the limits of economical progress, gaza idea), social (fair wealth disturbance, efforts to
prevent poverty), environmental (efficient usage of natural resources) targets in accordance with this vision is the
sign of sustainable development.
The vision of “spreading Islam” is one of the most important factors of sustainable development which
was in progress until the end of rising term of Ottomans. Many factors as prince training before acceding,
foundation policies developed by government, renewal movements at army, administration policies of
bureaucracy were developed in accordance with this basic vision. State continued development during the
application of this vision and every soltan developed the country than older soltans. Respective acceptance of
this basic vision without refusal is an important reason.
There have been economical, sociological, political and cultural developments paralel to this vision.
Development of treasury, state getting a stronger condition to help other countries, trade moving around the
lands and ports of Ottoman state can be shown as the signs of economical developments. Gladness of Ottoman
public from the administration, Ottoman state being respectful to different beliefs and not assimilating different
nations may be examples for social aspect of development. Ottoman state being super power of the world, a state
administering nations in three continents and other countries not developing policies without considering
Ottoman state and composing an effect area between India and England and Africa and Russia may be stated as
the political aspects of development.
Finally a direct relationship can be mentioned between the vision of nations and sustainable
development. Realizing the development with national visions embracing the public in spite of specific visions
of leaders. Because this conditions appropriates development to public and development becomes a routine life

340

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

vision in spite of realizing in a specific term. But declinations ,as just seen in Japans and perivously in Ottomans,
at the national visions causes development to access in a decreasing process and is a major obstacle on
sustainable development. Because of this not lowering the visions and keeping them alive has a big importance.
Vision which is one of the factors that people may devote theirselves to make changes in the direction
of national development, both is social and another aim –whether having different ideas- should be considered.

References
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Lawrence G., (2006), “Promoting Sustainable Development: The Question of Governance”, Research in Rural Sociology
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Manasse A. L., (1985), “Vision and Leadership: Paying Attention to Intention”, Peabody Journal of Education, Vol. 63, No.
1, pp. 150-173
Özdemir Đ., Osmanlı Toplumunda Çevre Anlayışı, Türkler, edt. H.C. Güzel-K. Çiçek, Ankara: Yeni Turkiye Yayınları, c. 10.
Öztuna Y.,(2004). Osmanlı Devleti Tarihi, Ötüken Yayınları, 2004, s.168
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109-130.

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AK, Belma
ÇiFTÇi, Münire
GÖK, ibrahim Yasar
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                <text>A global, rapidly changing and advancing world of information age, states in terms  of standing and resources to be effective, efficient and people have to use it to live in  prosperity, especially in a state that is not strong in the universal space is a problem. Using  resources effectively and efficiently be transferred to future generations to improve the quality  of life with modern standards, requires a solid and consistent work. This study is one of the  sustainable development of future generations to meet their own needs against the needs of our  time while not restrict the ability. The conscious of joint action to ensure sustainable  development has played a significant role. Individual interests and rant fight are the greatest  obstacles in front of the sustainable development. This energy and expectations of individual  should be canalized to common area. This area is the requests and the ideals of the nations. In  terms of sustainable development, a picture of national requirements should be drawn and this  picture is coherent and realistic, must be shown to the nation. That is; a nation vision should be  created. Because nations are respected and strong at the rate of their national aims. The national  aims are the dynamic power, the reason of unity and the resource of courage for nations.  In this study, indicating mission and vision of the nations according to the sustainable  development, it is highlighted from Ottoman Empire to the Turkish Repuclic by explaining the  created visions and the mission perception that shaped the visions and achieved points in the  end.  With this study, we can conclude that there is a relationship between the mission perception of  nations and visions which are improved by this perception and the mission perception with  vision factor are the dynamics of the sustainable development.  Key Words: Sustainable development, Vision, Ottoman Empire</text>
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                    <text>Bir Saray Okulu: Enderun
Suat ZZEYREK
Ali ERKEN

Giriş
Osmanlı Devleti, 16. yüzyılda askeri ve siyasi olarak gücünün zirvesine çıktığı gibi topraklarını da en
geniş sınırlarına ulaştırmış bulunuyordu. Doğal sınırların zorlandığı bu seviyeye güçlü idari, askeri ve eğitim
kurumlarının kalitesiyle ulaşmıştı. Adalet ve güvenlik kavramları da Osmanlı toplumunun sağlam bir yapıya
kavuşmasında etkili oldular.
Osmanlı Devleti çok milletli ve kültürlü bir yapıda olduğu için siyasi sistem farklı uyrukları bir arada
tutmaya göre düzenlenmişti. Farklı uyruklar için adalet ve güvenlik sistemi esastı. Osmanlı sistemine göre asker
olmadan devlet ve hâkimiyet olamaz, askere sahip olmak için servete ihtiyaç vardır. Servet uyruklardan toplanır,
uyruklar ancak adaletle refaha kavuşabilirlerdi.50 Bu sistemin kurulabilmesi için servetin genişletilmesi ve
korunması şarttı. Bir devletin güçlendirilmesi ve muhafaza edilmesinde yönetici sınıfının ve ordunun niteliği
oldukça önemlidir. Osmanlı Devleti’nin ilk dönemlerinde Türklerden teşkil edilmiş bulunan piyade ve süvari
birlikleri fetihlerin genişlemesiyle beraber yetersiz gelmeye başladı. Yeni bir askeri teşkilata ihtiyaç duyulunca
savaşlarda ele geçirilen esirlerden yararlanılmaya başlandı. Zaman içerisinde esirlerin azalmaya başlaması
sisteme yeni bir kaynak arayışına neden oldu. Bu kaynak arayışında sisteme mükemmel bir askere alma yöntemi
kazandırıldı. Bu yöntemin adı “devşirme” yöntemidir. Devşirme yöntemi, Hıristiyan çocukları arasından sekiz
yaşından yirmi yaşına kadar uygulanan bir çocuk toplama sistemidir. Esirlere “acemi oğlanı” denildiği için
devşirme yöntemiyle toplanan çocuklara da aynı isim verildi. Bu esirlerden ve toplanan çocuklardan daha iyi
yararlanmak için sıkı esaslara dayanan bir Acemi Ocağı ilk olarak Gelibolu’da kuruldu. Böylece kapıkulu
ocaklarının temeli atılmış oldu. İhtiyaca göre genişletilen ve mükemmel bir hale getirilen Devşirme Sistemi’nin
18. yy ortalarına (1747) kadar devam ettiği anlaşılıyor.51
Devşirme Sistemi; Ermeni, Bulgar, Arnavut ve Bosnalılara uygulanırdı. Boşnaklardan Müslüman
olduktan sonra kendi arzularıyla acemi oğlanı alınmaya devam edilmiştir. En çok acemi oğlanı toplanan yerler
Üsküp, Köstendil, Prizren, Görice, Taşlıca, Yanya, Pirlepe, İşkodra, Ohri, İpek, Kırçova, Foça, Manastır, Mostar,
İzvornik, Böğürtlen, Hurpista ve Akçakale idi.52
Acemi oğlanlarının sayı itibarıyla fazla olduğu zamanlarda bazı acemi oğlanları Türkçeyi ve Türk
İslam adetlerini öğrenmek üzere Anadolu’daki Türklerin hizmetlerine verilirdi. Sonra buralardan alınarak
muhtelif hizmetlerde kullanılırlardı.53 Diğer Devşirme çocukları yani kadrosu olanlar ise ecemi oğlanları
kışlası’nda terbiye ve Müslüman edildikten sonra Yeniçeri Ocağı’na katılırdı. Dışarıdan ocağa yeniçeri yazılmak
imkânsızdı.54
Devşirme, her zaman genel bir şekilde yapılmaz, ihtiyaç miktarına göre bölge bölge yapılırdı. Bu iş
ile ilgili bizzat Yeniçeri Ağası ile Acem Ocağı Ağası ilgilenirdi. Her türlü suiistimalleri önlemek için devşirmeye
gönderilen ocak zabitinin eline bir ferman ile Yeniçeri Ağası tarafından devşirme mıntıkasındaki dadılara bir
mektup gönderilirdi. Devşirme memuruna hiç kimse karışmazdı. Devşirme memuru kazalara kadar gidip çocuk
devşirmeye geldiğini tellallar vasıtasıyla köylere bildirirdi. Sekiz-yirmi yaş aralığındaki Hıristiyan çocukları
başta, papazları olarak ve babaları ile kaza merkezindeki toplantı mahalline gelirlerdi. Toplantı mahalli
genellikle mahkemeler olurdu. Çocuklar bizzat görülür ve kanuni vasıfları tutanlar ayrılırdı. Çoğunlukla her
kazada 40 haneden bir oğlan devşirilirdi. Fakat her zaman böyle yapılacağı anlamına gelmez, sayı bazen ihtiyaca
göre değişirdi.55
Devşirilen çocukların sayısını hesaplayabilmek için elimizde çok az veri olsa da 16. yy.da yıllık
devşirme sayısı üç bin dolaylarındadır.56
Devşirilen çocukların yetiştirilmesi ve eğitilmesiyle güçlü bir ordunun çekirdeği ile devlet
yönetiminde üst kademe memurları oluşturuluyordu. Bilhassa Türk kültürü ile yetiştirilmiş olan saray
devşirmeleri arasında devlet idaresini ele alan çok kıymetli vezir, beylerbeyi yetişmiş, içlerinden birçoğu da
50

Stanford Shaw, Osmanlı İmparatorluğu ve Modern Türkiye, C: I, İstanbul 1982, s.166.
Mehmet Zeki Pakalın, Osmanlı Tarih Deyimleri ve Terimleri Sözlüğü, C: 1, s: 448.
52
İsmail Hakkı Uzunçarşılı, “Devşirme”, İ.A, C: 3, s. 563.
53
Mehmet Zeki Pakalın, aynı eser, s. 445.
54
Mustafa Nuri Paşa, Netayic-ül Vukuat, C:1–2, (sadeleştiren Neşet Çağatay) Ankara 1987, s.153.
55
İsmail Hakkı Uzunçarşılı, aynı makale, s. 564.
56
Albert Howe Lybyer, Kanuni Devrinde Osmanlı İmparatorluğu’nun Yönetimi, İstanbul: Süreç 1987, s. 55.
51

346

�sadrazam olmuştur. Görüldüğü gibi kökenleri ne olursa olsun bir insanın Osmanlı Devleti’nde yönetici sınıfına
girebilmesi mümkündü. Bunun için de Türkçeyi bilmesi, İslam dinini benimseyip onun düşünce ve eylem
sistemini kabul edip uygulaması, verilen görevleri üstlenmesi ve hakkıyla yerine getirmesi gerekirdi. Eğer
yönetici sınıftakiler ya da çocukları niteliklerini koruyamazlarsa reaya sınıfına düşerlerdi.57
Yönetici sınıfın yeni üye yetiştirmek için kurduğu çeşitli okullarda uzun bir öğrenim dönemi ve
hükümet dairelerinde çıraklık dönemi geçirmek gerekiyordu. İstek, yetenek ve şans Osmanlı düzeninde
yükselenleri belirleyen etkenlerdi. Osmanlılarda ırk ve din ne olursa olsun, yetenekli insanlara daha çok değer
verip onlardan yararlanmışlardır. Yönetimde kişisel yetenek ve başarı ile dürüst ve topluma yararlı davranışlarla
yükselmeye dayanan bir terfi ve ödüllendirme sistemi vardı.58 Nitekim Busbecq, “Türkler kendi soydaşlarını bile
kişisel yetenek ve liyakattan başka ölçüyle değerlendirmezler. Bu konuda tek ayrıcalık padişaha aittir’’59
diyecektir.
Osmanlı Devleti’nin askeri, siyasi ve idari yönetimi doğrudan doğruya Saray’ın elinde bulunuyordu.
O yüzden hükümdar, devlet adamlarının ekserisini tecrübeden geçirmek zorundaydı. Bu eğitim ve tecrübe yeri
Enderun Okulu idi. Enderun Okulu, kurulduğu yıllardan itibaren büyük bir gelişme gösterecek, Tanzimat
Dönemi’ne kadar gelmiştir. Enderun Okulu’na; Galata Sarayı, Eski Saray ve Edirne Sarayı gibi sarayların orta
dereceli saray okullarını bitirenler kabul edilmekteydi.60
Enderun Okulu’na alınan çocuklara “iç oğlanları” denilirdi. Bunlar, üç biçimde yetiştirilirlerdi.
Enderun eğitimi, günümüzün eğitim sistemine benzemezdi. Belli bir süresi ve programı yoktu. Her iç oğlanı,
hem hevesine göre yöneliyor hem de öğrenebildiği kadar öğreniyordu.61 İç içe girmiş durumda olan bu üç tür
eğitimi şu şekilde özetleyebiliriz:

Hizmet Yoluyla Öğrenme:
Enderun Okulu’nda hizmet yoluyla yetişme yedi oda içinde verilirdi. İlk iki oda Küçük ve Büyük
odalar, okulların hazırlık sınıfına benzerler, liyakati olan çocuklar birinden diğerine geçerlerdi. Üçüncü,
dördüncü, beşinci ve altıncı odalar; saray hizmetlerini tanırlar ve yaparlardı. Yedinci oda ise Has Oda idi. Has
Oda, ihtisas bölümü mahiyetinde olup, padişahla daha yakından temas imkânı bululardı. Her odanın kendine
mahsus dereceleri vardı. Bir odadan diğer odaya geçmek için kıdemli, yani eskimiş olmak şarttı. En son sınıf
demek olan Has Oda’ya kadar gelenler “çıkma” tabiriyle çıkarılırlar, çırak edilirler ve her türlü hükümet ve ordu
işlerinde kullanılırlardı. Çıkma müddeti sekiz sene idi. Çıkmaların yerine Acemi Oğlanlar Ocağı’ndan yenileri
alınırdı.62 Enderun Okulu’nda, Has Oda’yı bitirenlerin güvenilir, sadık ve yetenekli bir insan olup olmadığının
anlaşılabilmesi için çeşitli görevler verilerek denenmesi gerekliydi.63
Has Oda, Enderun Okulu’nun en önemli sınıfıydı. Fatih’in ünlü kanunnamesinde buna yer vermesi,
verilen değerin bir ifadesidir. Padişahın en yakın hizmetlerini gören bu odanın mevcudu kırk kişiydi.64

Teorik Eğitim
Enderun Okulu’nda bütün odalardaki çocuklar, kendi odalarına düşen görevleri yaptıktan sonra kalan
boş vakitlerinde yazı öğrenirler, Kur’an okurlar ve onu ezberlemeye çalışırlardı. Enderun’da eğitim ve öğretim
sadece Büyük ve Küçük odalara (Birinci ve İkinci Odalar) has değildi.
Enderun Okulu öğrencilerinin bir gününü şöyle özetleyebiliriz. Sabahları güneş doğmadan önce
kalkarlar, sabah namazına kadar Kur’an okurlar, namazı kıldıktan sonra Kur’andan okuyacakları yeni dersleri
alırlardı. Enderun öğrencileri bu dersleri de saraya gelen hocalardan alırlardı.65 Öğrenciler, günlük çalışma
programları bittikten sonra Hükümdar’a ait ne gibi görevleri varsa onu yaparlar sonra da derse başlarlardı.
Burada medreseler düzeyinde kitabî bir eğitim-öğretim yapılırdı. Türk ve İslam kültürü ile ilgili derslerin birinci
derecede olduğu görülürdü.66 Okutulan dersler; Türkçe, Arapça, Farsça, Edebiyat, Tarih, İslami Bilimler (Tefsir,

57

Stanford Shaw, aynı eser, s. 167.
Yahya Akyüz, Türk Eğitim Tarihi, s. 101.
59
Albert Howe Lybyer, aynı eser, s. 85–86.
60
Sina Akşin (Yay. Yön.), Türkiye Tarihi, C: 2, İstanbul: Cem 1997, s. 244.
61
Sina Akşin (Yay. Yön.), aynı eser, s. 84–85.
62
Osman Ergin, Türk Maarif Tarihi, İstanbul 1977, s. 17.
63
Yahya Akyüz, aynı eser, s. 104.
64
Mehmet İpşirli, “Enderun”, DİA, C: 11, İstanbul 1995, s. 186.
65
Osman Ergin, Türk Maarif Tarihi, s. 14.
66
Osman Ergin, aynı eser, s. 14.
58

347

�Hadis, Fıkıh, Kelam, gibi) ve Matematik. Bu dersler arasında Türkçe, Edebiyat, Tarih ve Matematik dikkat
çekiyor. Şu halde Enderun Okulu’nun programı medreselerden daha iyi düzenlenmişti.67
Enderun eğitiminde, başından sonuna kadar titizlikle riayet edilen ilkelerden biri “çıkma” idi.
Hazırlık sınıfından Enderun eğitiminin sonuna kadar geçen süre içinde başarı ve ilerleme gösteremeyenler,
buradan alınıp ordunun çeşitli kademelerine verilirdi. Görüldüğü gibi üstün başarı gösterenler, eğitim süresini
tamamlayabilirdi. Enderun’da disiplinden hiç taviz verilmezdi. Çünkü çok değişik ırk ırk ve dini kökenlerden
gelen gençler, İslam-Türk kültürü içerisinde yetiştiriliyordu.68 Burada Enderun’un amacı da ortaya çıkıyor.
Kendilerinden çok şey beklenen ve daha sonra büyük görevler yüklenerek bu farklı yapıdaki çocukların
kültürlerini artırma, disiplin altına alma ve kabiliyetlerini yöneltmedir. Enderun’da kabiliyetli yeni adaylara
devamlı bir kontenjan bulunurdu. 1550’li yıllarda İstanbul’da Habsburg elçisi olarak görev yapan Busbecq,
Batılıların iyi yetiştirilmiş attan ve köpekten zevk aldığını, Türklerin ise iyi yetiştirilmiş insanlardan büyük zevk
aldıklarını anlatmaktadır. Türkler, olağanüstü bir insan bulduklarında, değerli bir nesne edinmişçesine coşku
duyarlar, onu yetiştirmek için hiçbir emek ve çabadan kaçınmazlar. Biz ise onu eğitmek için kendimizi zahmete
sokmaz, onu eğitmenin bize düşen bir iş olduğunu düşünmeyiz.69
16. yy. da İstanbul’daki hayatı yakından gören Busbecq, insan yetiştirmenin Osmanlıda bir hedef
olduğunu gördüğü halde, 20. yy. başlarında A.H. Lybyer, “İnsan sevgisini ve ana babanın çocuklarını kendi
hayat ve dinlerine göre yetiştirme hakkını hiçe sayıyordu.70” diyerek tenkit etmektedir. Hâlbuki aynı zamanlarda
Avrupa’da toprağa bağlı soy asaleti denilen senyörlük sistemi vardı. Sistemin en üstünde kral, tebaası sayılan
köylü de tabanda, en alt kısımda yer alırdı. Kral’la tebaası olan köylülerle doğrudan bir ilişki yoktu. Kralla köylü
arasında senyör grubu yer alırdı. Osmanlı Devleti’nde ise tebaa ile merkezi otorite arasında aracı gruplar yer
almazdı. Devlet hiçbir zaman bu tip araçların ortaya çıkmasına izin vermezdi. Osmanlı Sipahisi ile padişahın
ilişkisi tek yönlüdür. Merkez her şeye hâkimdir. Sözleşme değil, merkezin emri ve kanunlar söz konusudur.
Feodal senyörlerin, kralları ile ilişkileri ise iki yönlüdür. Senyörlerin hak ve yetkileri ile kralın hak ve yetki
alanları “şart” denilen sözleşmelerle tayin ve tespit edilmektedir.71 Avrupa’daki manasıyla Türklerde feodal
kurumların hiçbir izi yoktur. Soy teşkilatı ve asalete dayalı bir sistemde oluşmamıştır. “Bey” kelimesi doğuda bir
nezaket unvanıdır.72
Bir insanı ailesinden, yuvasından hayat şartlarından ve dininden ayıran bir düzeni kötülemek kolaysa
da bu uygulamayı 16. yy. şartları ve değerleri ve Avrupa’nın o dönemde içinde bulunduğu eğitim anlayışı ile
değerlendirmek gerektiği unutulmamalıdır.73

Beden ve Sanat Eğitimi:
Enderun’da çocukların yeteneklerine göre de bir eğitim vardı. Dersler dışında ata binmek, iyi silah
kullanmak isteyenler iyi bir silahşor olarak yetişirlerdi. Savaş sanatı öğretilirdi. Kanuni Sultan Süleyman’ın
binicilikle ilgili özel bir ilgisi vardı. Bu sporu yapan ve öğrenenlerle yakından ilgilenir onlarla konuşur ve
hediyeler verirdi.74 Güzel yazı, cilt sanatı, tezhip tasvir ve mimari gibi sanata merak edenler, musiki, şiir,
edebiyat ve tıp, matematik, mühendislik gibi bilimlere ilgi duyanlar da ilgilendikleri alanlarda sarayda görevli
bilginlere ya da ilgili sanatın ustalarına devam ederlerdi.75 Bu eğitimlerin önemli bir amacı da gerektiği zaman
bu yoldan geçimini sağlayacak bir mesleği kazandırmaktı.
Enderun Okulu, ordunun ihtiyacı olan nitelikli askerleri yetiştirdiği, merkezde ve eyaletlerde çeşitli
seviyelerde hizmet eden kişiler hazırladığı gibi sarayın mimarını, nakkaşını, ressamını, kâtibini, müneccimini,
şairini, tarihçisini, bilginini, silahşorunu ve müzisyenini de yetiştirmiştir.
Enderun, çalışma biçimi, programı ve işleyişi bakımından bir okuldan ziyade çeşitli hünerlerin,
sanatların, idari ve siyasi bilgilerin uygulamalı olarak öğretildiği, kabiliyetlerin tespit edildiği bir kurs ve staj yeri
gibi olduğu söylenebilir.76
Osmanlı Devleti’nde şüphesiz Enderun Okulu’ndan başka da eğitim kurumları vardı. Tamamen farklı
metotları olan medreseler vardı. Medreseler ülke çapında yaygın kurumlardı. Ülkenin üst düzey görevlilerinin
çoğunluğu medrese kökenliydi. Medreseler geleneksel eğitimlerinin yanı sıra tabii bilimler eğitimini de
yapıyorlardı. En yüksek düzeyde olan sekiz fakülteli (sahn-ı seman) Süleymaniye Medresesi idi. Buna rağmen
daha çok Enderun Okulu ön plana çıkıyordu. Aynı durum ülkede büyük Tımar ordusu (mevcudu 200.000 kişi)
67

Yahya Akyüz, aynı eser, s. 105.
Mehmet İpşirli, aynı makale, s. 186.
69
Albert Howe Lybyer, aynı eser, s. 76–77.
70
Albert Howe Lybyer, aynı eser, s. 56.
71
Mehmet Doğan, Tarih ve Toplum, İstanbul 1977, s. 125–126.
72
Ciro Truhelka, “Bosna’da Arazi Meselesinin Tarihi Esasları”, THİTM, C: I, İstanbul 1931, s. 59–60.
73
Stanford Shaw, aynı eser, s. 169.
74
Albert Howe Lybyer, aynı eser, s. 78.
75
İsmet Parmaksızoğlu, “Enderun Mektebi”, Türk Ansiklopedisi, C: 15, Ankara 1968.
76
Mehmet İpşirli, aynı makale, s. 186.
68

348

�olduğu halde sayıları 12–14 bin kişi olan Yeniçeri Ordusu için de geçerlidir. Devletin temel ordusu Anadolu’da
örgütlenen toprağa bağlı Tımar Ordusuydu. Fakat daha çok nazara verilen ordu ise Yeniçeri Ordusu idi. Bunun
sebebi İstanbul’a gelen yabancı elçilerin okul olarak Enderun’u, ordu olarak da Yeniçeri Ocağı’nı görüp, onların
üzerinden değerlendirmelerde, araştırmalarda bulunarak dış dünyaya tanıtmış olmalarıdır.
Bununla birlikte Enderun Okulu’nun ve Yeniçeri Ordusunun insan kaynağının sağlanma biçiminin
dikkat çekici olduğu unutulmamalıdır. Enderun Okulu, bir seçkinler eğitimi veriyordu. Aşırı bir disiplin
uygulanan okulda kurallara uyma konusunda son derece sert davranılıyordu. En küçük kusurlar bile
cezalandırılıyordu. Bu disiplin; sabretmeyi, zorluklara karşı dayanmayı, alçak gönüllü olmayı bir yaşam biçimine
dönüştürüyordu. Enderun’daki çocuklar biliyorlardı ki gelecekte sahip olacakları imkânlar bugün yaşadıkları
sıkıntıların sonucuna bağlıdır.
Enderun, dönemin şartlarından doğmuş çok önemli bir okuldur. Osmanlı Devleti’nin sosyal yapısı
çok kültürlülük esasına dayandığı için ırk ve kan bağının yerine kültür bağı ve birlikte yaşama sanatının
geliştirilmesi gerekiyordu. Bu dönüşümü ancak bir okul yapabilirdi. Ortak bir kültür, ortak bir vatandaşlık
sorumluluğu bir vatan kavramı etrafında oluşturulmuştu. Bir sistem, şirket ve devlet ne kadar sağlam esaslara
dayalı olarak kurulursa kurulsun zaman içerisinde zafiyete uğraması ihtimalden uzak bir durum değildir. Ezeli
bir tecrübedir ki tarih bu gibi örneklerle doludur. Hedef ve mahiyet itibariyle zirvenin zorlandığı zamanlar aynı
zamanda zafiyetin de başlangıç zamanlarıdır.
Devşirme sisteminin ve buna bağlı Enderun Okulu’nun Türk dışı unsurlardan oluşması nedeniyle
bozulduğu tezinin gerçeği çok yansıttığı söylenemez. Bu konuyla ilgilenen birçok düşünürümüz birbirleriyle
tezat halinde olmuşlardır. Osmanlı medeniyetinin dar anlamda da kurumların duraklamasına Osmanlı
yöneticilerinin kültürüyle Türk halk kültürünün arasında derin bir uçurumun oluşmasına neden olacak
gösterilmektedir.77 Buna karşılık Yeniçeri Ocağı’na Türk dışı unsurların girmesinin bu ocağı bozduğu tezini
gözü kapalı savunmaları, ne kadar korkunç bir bilgisizlik içinde debeleştiklerini gösterir, diyenler de olmuştur.78
Osmanlı Devleti, çok kültürlü bir toplum olmanın dezavantajını, milliliği ikinci plana atarak avantaja
çevirmiş, dolayısıyla farklı din ve kültüre mensup milletlerden endişe duymamıştır. Osmanlı coğrafyasında ana
kimlik dinden çıktığı için ihtida ettirmek sistemin temel amacı olmalıydı. Bu hareket zorlamayla yapılmayacak,
İslamiyet’i kabul edenler terfi ettirilip desteklenecekti. Yönetici grubun çoğunlukla her üyesinin Hıristiyan
kökenli olmasına karşılık, yükselebilmesi için Müslüman olması şarttı.
Enderun Okulu’ndan en dindar Müslümanlar çıktığı halde din değiştirmeden eğitimini tamamlayanlar
da oluyordu. Enderun’da kimse Müslüman olmaya zorlanmıyordu. Etnik ve dini unsurlara azami hoşgörü
uygulanıyordu. Enderun’da çok ünlü tarihçiler, sanatçılar ve bilginler yetişiyordu. Ünlü Osmanlı tarihçilerinden
Fındıklılı Mehmet Ağa, Kazasker Mustafa İzzet Efendi, Evliya Çelebi, Kâtip Çelebi ve Koçi Bey bunlar arasında
sayılabilir.79
Enderun’da Müslüman olmadığı halde Türk kültürüne ve devletine büyük hizmetler yapan kişiler de
yetişmiştir. Bunların başında Dimitriyus Kantemir (1673–1723) gelmektedir. Enderun’da rehine olarak
İstanbul’a getirilen kral çocukları da tahsil ve terbiye görürlerdi. Dimitri Kantemir de Boğdan Prensliğine tayin
edilen (1684) babası Kostantin’in devlete sadakatinin bir göstergesi olarak İstanbul’a getirilmediği için durumu
diğerlerinden biraz farklı olmakla beraber Enderun’un himayesine verilmişti. Dimitri, kendi dinini muhafaza
etmekle beraber Enderun’da okutulan dersleri, sanatları, Türk ve İslam kültürünü öğrenmiştir. 1687 yılında
Enderun’a giren Dimitri, Türkçeyi, Arapçayı ve Farsçayı öğrenmişti. Zaten Enderun’a girdiğinde Rumca,
Latince, Rusça, eski Yunan ve Fransız dillerini biliyordu.80 Türkiye’de aralıklarla 22 yıl kaldı.
Geniş bir dil bilgisinin de etkisiyle doğu-batı kültür değerlerinin güçlü ve anlamlı bir sentezini
yaparak Osmanlı Tarihi hakkında iki ciltlik Latince bir eser meydana getirdi. Dimitri Kantemir, bu eserini
yazarken Hoca Saadettin Efendi’nin Tacüt-tevarih’i olmak üzere Selaniki, Peçevi, Karaçelebizade, Naima ile
dillerini iyi bildiği Batılı tarihçilerden de yararlanmıştı.81 Çok genç bir yaşta İstanbul’a gelen Dimitri Kantemir
Doğu ve Batının fikir harmanında kendini bulmuştu. Halil İnalcık’ın deyimiyle Dimitri Kandemir, Osmanlı
başkentinde yeni kültürel yönelişe istikamet verenlerden biridir ama aynı zamanda İstanbul’un kültür ve fikir
hayatının da bir ürünüdür.
Dimitri Kantemir’in Türk kültürüne yaptığı en önemli hizmeti yazdığı Osmanlı tarihi ile oldu. J.
Von Hammer’in 1827–1835 yıllarında yazdığı Osmanlı Tarihine kadar Avrupa’da yüzyıl boyunca tek eser olarak
kabul edildi. Bütün bir Avrupa neredeyse Osmanlı tarih ve kültürünü Dimitri Kantemir vasıtasıyla öğrendi.
Osmanlı Devleti’nin yükseliş nedenlerini objektif bir dille ortaya koydu. Türk adalet, hoşgörü ve iyiliksever
özelliklerinin bütün uyrukları kucakladığını bunun da devleti güçlendirdiğini örneklerle ortaya koydu. Osman
Gazi’nin oğlu Orhan bey’e vasiyetinin devletin temelinin sağlam olmasıyla yakından ilgisini kurarak halka ve
hakka hizmetin esas alındığını hükümdarda acıma ve iyilik duygularının kaybolmamasını ancak böylelikle
77

Mümtaz Turhan, Garplılaşmanın Neresindeyiz, İstanbul 1980, s. 41.
Kemal Tahir, Notlar/Kitap Notları, İstanbul 1993, s. 33.
79
İsmail Baykal, Enderun Mektebi Tarihi, İstanbul 1953, s. 98–111.
80
Osman Ergin, aynı eser, s. 11.
81
Dimitri Kantemir, Osmanlı İmparatorluğu’nun Yükseliş ve Çöküş Tarihi, c:I, İstanbul 1998. s.24.
78

349

�Tanrının himayesine kavuşulacağını belirtir.82 Osmanlılarda yasa ve törelerin egemen olması merhametli
hükümdarların göreve gelmeleri, Osmanlı hâkimiyetinin Balkanlarda yayılmasını kolaylaştırmış, Hıristiyan
çocuklarının devşirilmelerini kolaylaştırmıştı. Dimitri Kantemir, Hıristiyan çocuklarına İslam eğitimi verildikten
sonra asıl orduya katılmalarını da yadırgamamıştır. Orhan Bey’in merhametli davranması karşısında duygulanan
İznik halkının gönüllü olarak Osmanlı Devleti’ne vergi vermeyi kabul ettiğini, böylece İznik’te Osmanlı
hâkimiyetinin başladığını söyler. Türk hoşgörüsünün kısa zamanda İznik’in nüfusunu, İstanbul’la yarışacak
seviyeye getirdiğini ifade eder.83
Dimitri Kantemir’in Osmanlı tarihine dair yazdığı eser, Avrupa’da heyecan uyandırmış kısa süre
içinde Avrupa’nın ünlü saraylarında tercüme edilmeye başlamıştır. Bu vesile ile Türk kültürü Avrupa’da sağlam
bir kaynaktan yayılma imkanı bulurken, Osmanlılar arasında da Batı’nın 17. yy. sonlarından itibaren başarısının
sırrını anlamak yolunda bir keşif başlattığı söylenebilir.

82
83

Dimitri Kantemir, aynı eser, s. 74-75.
Dimitri Kantemir, aynı eser, s. 79.

350

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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The Relationship between Economic Growth and Human Capital:
An Empirical Analysis for Turkey
Mahmut ZORTUK
Dumlupınar Üniversitesi, ĐĐBF, Đktisat Bölümü, Kütahya, Türkiye
mzortuk@istanbul.edu.tr
Đbrahim BAKIRTAŞ
Dumlupınar Üniversitesi, ĐĐBF, Đktisat Bölümü, Kütahya, Türkiye
ibakirtas@dumlupinar.edu.tr
Serkan VARSAK
Bilecik Üniversitesi, ĐĐBF, Đktisat Bölümü, Bilecik, Türkiye
svarsak@bilecik.edutr

Abstract: The aim of this study is to explain the long and short run probable effects on the
economic growth of human capital. According to main hypothesis of research, as human
capital raises, the economic capital raises. In our analysis, human capital is defined with two
variables. These are school enrollment rate (SR) and education spending for each student
(ED). The growth rate is defined as real gross domestic product rate (GDP). The analysis
includes 1970-2008 term of Turkey. The main hypothesis is tested by the help of Bounds test
approach. According to the analysis results there are long run meaningful these are variables.
On the other hand, long run coefficients which are estimated by the help of the model are
meaningful but short run unmeaning. These are results is parallelisms between the literature
and the long run and short run coefficients symbols from the analysis results.
Keywords: Human Capital, Economic Growth, Time Series.

1. Introduction
Growth models which started with Keynes effect in 1930’s and frequently discussed till early 1950’s,
found base with Ricardo and that were brought alternative approach with Marx, has been pushed to background
in economic literature for 30 years until 1980’s. Although no general model has been reached about growth;
several studies have been made in growth literature by the addition of new economic factors.
Globalization in world economy rendered the production and usage of learning technology, qualified
labor power, and consequently the importance of human capital. Human capital is the only production factor that
could unite and use all other production factors and handle the possible problems that could occur in all other
production factors. For this reason, the formation targeted investments of developing countries gained
importance in order to realize the expected level of the economic growth. Human capital concept which is one of
the major sources of economic growth is being used to express all concepts such as {knowledge, ability, skills,
health condition, place in social relations and education level} (Kar ve Ağır, 2003).
Although classic economists like Adam Smith, J. Stuart Mill and Alfred Marshall first studied the
human capital concept, their opinions have been ignored by modern human capital theories. Later on, Denison,
Schultz and Becker; developed the human capital concept referring to Smith’s opinions and integrated it into
their analysis as one of the production factors such as physical capital. Studies included in economy literature,
has approved the hypothesis of “human capital needs investments just like economy needs physical capital
investments” (Kar ve Ağır, 2003).
Human capital build up is accepted as the most important factor in the achievement of the expected
growth and progress. Companies started giving more importance to personal training in order to exist, compete
and get along with the innovation. In the recent years, it is accepted that training achieves not only personal
development but also social and economical progress (Hoşgörür ve Gezgin, 2005). However, evoking of this
power depends on human capital and the support given to training of human capital. It is a resource; in breeding
of qualified labor power which is consistent with the needs of national economy, achievement of social order and
realization of economical growth at desired level by supporting the development of higher techniques (Wykstra,
1971).

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�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

2. Literature
The impact of human capital on economic growth has been explained using Internal Growth Models
and Neo-classical Growth Theory. In the studies concerning this issue the impact of human capital on growth has
been measured using the impact of education, which is a measurable human capital indicator, on economic
growth. Other capital factors were not included in the analyses made and the studies have been based on the
relationship of education and growth (Atik, 2006).
The studies that formed the basis of neoclassical growth theory were carried out by Solow (1956) and
Swan (1956). In the studies based on Neo-classical economics theory, the impact of human capital factors on
economic growth was calculated using Cobb-Douglas production function. The function is given below.

Y t = AKt α Ht β Lt γ

(1)
In Equation (1), the following abbreviations were used; Y; Real income, A; External information, K; Physical

capital, H; Education, L; Labor force, α ; Physical Capital Elasticity of Production, β ; Educational elasticity,
γ ; Labor force elasticity, t; Time.
In the studies based on Cobb-Douglas production function, different indicators were used for education
variable. The most common indicators used are; school admission rates, graduation rates, average period of
education, educational expenses and the rate of schooling (Atik, 2006).
The first study belongs to Schultz (1960). Schultz, making use of the educational indicators in USA
between the years 1900–1956, reached the conclusion that all the GNP could not be accounted for by traditional
production factors. Schultz asserted that the unaccountable part comprises the variables incorporated to the
model under human capital indicators and the rise in the national product which was not accountable by the
traditional production factors could be explained by the labor force who are primary school, secondary school
and higher education graduates.
Nonneman and Vanhoudt (1996) made a generalization of Expanded Solow model in their study and
obtained a production function related to the model and used effective labor force as a variable. In the study
made by Nonneman and Vanhoudt using the economic growth rates of OECD member countries; only human
capital, technological knowledge oriented investments and their starting points were considered to be significant
and taken as explanatory variables. Through this study, Nonneman and Vanhoudt have reached the conclusion
that the major factors which affect economic growth in almost every economy, especially those of OECD
countries, are human capital and technological investments.
Denison (1962) investigated the relationship between average education period and economic growth
using the annual data pertaining to 1910–1960 period. The results of the analysis suggest that 23% of the
economic growth in the USA might be accounted for based on the increase in the level of education of the labor
force.
Another study which investigates the impact of human capital on economic growth was conducted by
Chuang (1999). In the study which investigated two major components of the impact of human capital on longterm economic growth, namely human capital accumulation and technological advancement processes, industrial
data from Taiwan were taken as the basis. According to the findings of this study; 7% of the 29% increase in
total production can be explained by the increase in levels of education.
Schultz (1999) who studied the relationship between economic growth and individual capital stressed
that health and education investments not only bring individual benefits but also are important for economic
growth. The investments in the fields of education and health in the African continent which is considered to be
underdeveloped in education and health services have been assessed and the impact of the scarcity of investment
in these fields on economy was evaluated. Schultz has, in view of the series used for obtaining data, reached the
conclusion that education and health services in African countries positively effect economic growth.
Another study which investigates the impact of human capital on economic growth was conducted by
Rangazas (2000). In his study, which uses the data pertaining to the USA for the period from 1870 to 1970, he
has investigated the impact of human capital on economic growth. Rangazas divided the labor factor into human
capital and unskilled labor force. According to the findings of the study, the growth rate realized as 9,3% from
1870 to 1970 might be accounted for as 20% by physical capital, 6,7% by human capital, and 69% by labor
force. Moreover, it has also been concluded that educated labor factor increases the strength of physical capital
in defining the increase in growth.
Romer (1986) and Lucas (1988) have laid the foundations of internal growth theories. In internal growth
models human capital accumulation creates positive externalities and has a positive effect on economic growth.
Internal growth models try to make up for the deficiencies of the Cobb-Douglas type production function.
Internal growth models include the impact of human capital on production factors and total factor productivity in
the analysis. The production function used in internal growth models is as follows (Atik, 2006):
Y=A(H) F(H,L,R,A)
(2)

440

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

In the equation (2), the following abbreviations are used Y income, A(H): technology internalized
during education, H education, L unskilled labor force, R: R&amp;D, and A technological knowledge.
In Barro (1991)’s study which explains the relationship between human capital and economic growth,
the increase in the real value of the per capita GNP of 98 countries in the time period covering 1960-1985 has a
positive relationship with initial human capital (according to 1960 school records) yet displays a negative
relationship with the initial value of the GNP. Countries that have larger human capitals also display a lower
birth rate. Growth is in inverse proportion with the expenditures of government in GNP. Other important
findings include the positive correlation between growth rates and political stability and the negative correlation
of the growth rates with negative macroeconomic indicators of the market.
Wolff and Gittleman (1993) have defined the human capital variable as school admission rates and
investigated the impact of human capital on economic growth. The impact of education on labor force has been
analyzed in the study. As a result of the analyses it has been asserted that admission to higher education rates
increase labor productivity.
Tallman and Wang (1994) investigated whether or not the human capital was the source of growth in
Taiwanese economy using the data pertaining to the period 1965-1989. Tallman and Wang based their study on
Lucas-Romer type internal growth model. The most important assumption of the model appears as human capital
has a fixed yield. The findings of the study suggest that human capital factors effect the labor force in Taiwan
and account for 40% of the economy and human capital is an important factor that enhances the productivity of
technology and labor force.
Benhabib and Spiegel (1994), through the model they have built in their study, have studied the
adaptation speed of human capital to technological developments in 121 developed and developing countries
using the panel data pertaining to 1965-1985 period and they have tested the hypothesis “human capital effects
the physical capital productivity and increases total factor productivity”. They have obtained the result that
human capital as a production factor has a negative effect on economic growth. However, as a result of the
analysis they have made they concluded that human capital has an indirect impact on economic growth rather
than a direct one.
Coe, Helpman and Hofmaister (1997) have taken average education period as the human capital
variable. They have explained the impact of human capital on economic growth for 77 countries covering the
time period from 1971 to 1990 in their study. According to the obtained findings, those developing countries
which have high levels of education and research and development expenditures acquire positive externalities
from the trade with developed countries and have an increase in the productivity of production factors as they
produce new technologies.
Einarsson and Marquis (1998), on the other hand; adapted the Lucas model to the real business cycles
and searched for the influence of human capital on economical growth of the USA. In this study performed using
the annual data of the years from 1950 to 1989, they reached the conclusion that the rate of human capital growth
was slower than that of physical capital growth and that its influence on economical growth was less strong
compared to that of the physical capital.
Erk, Çubuk and Ateş (1998), studied on accumulation of physical capital and human capital and also
their long run effects on economical growth. In this study they established three alternative models and applied
them on 45 developing countries. Moreover, making use of the results of this study the reason for why the
developed countries have lower long term growth coefficients compared to the under-developed countries was
searched for. In the first model established they used the data pertaining to the 45 countries selected covering the
period between the years 1960-1990 and these data revealed that the slope rates that give unit change rates of
human capital and physical capital are high for the developed countries and low for the developing ones.
Another study focusing on theoretical approaches concerning human capital and production
technologies belongs to Park (2004), who manipulates effects of economic growth on distribution of population
as for human capital, considering educational success levels. Here, using the data pertaining to some developing
and developed countries collected in five- year-periods between the years 1960 and 1995, it was concluded that
human capital distribution has a positive interaction with growth.
Tunç (1993) in a study, searched for the contribution of schooling rate to the economic growth of
Turkey using the annual data pertaining to 1968-1995 and simple regression method. According to the regression
results the influence of secondary school schooling rates was determined to be 40%, while higher education
schooling rate had a contribution of 0,09%. Furthermore, the study has shown that there is a close relationship
between the development levels of the countries and the educational levels of the labor force in economy.
Ateş (1998), on the other hand, using the annual data pertaining to 1960-1994 period in Turkey,
analyzed the capacity of extended Solow model with human capital to explain economic growth. Ateş reached
the conclusion that the capacity to explain the changes in economic growth is higher in extended Solow model
with human capital compared to the non-extended Solow model.

441

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The common point of the all studies is that long term economic growth of the countries that care about
human capital accumulation beside the other production factors is larger compared to that of the other countries
(Gümüş, 2004: 159). Moreover, the main subject of these studies is economic development. Because the most
important factor was deemed to be economic growth in realization phase of economic development, the studies
were analyzed around the axis of growth.

3.Data and Methodology
This study examines the plausible impacts of human development on the economic growth in the light
of hypotheses by using annual date for 1970-2008. For the model in which real gross national product (GNP) is
dependent variable we use two independent variables, namely; school enrollment rate (SR) and educational
expenditure per student (EDE). SR is defined as simple mean values of the rates of primary education, secondary
education and higher education. GNP data are from State Planning Organization (DTP), EDE data are from
Ministry of Education (MEB), and SR data are from database of World Development Indicators (WDI). In our
analyses we use the logarithmic values of GNP, EDE, SR. The model is as follows:

ln GNPt = α 0 + α 1 ln EDEt + α 2 ln SRt + u t

(3)

To implement the bounds test let us define a vector of two variables, zt , where zt =

( y t , xt' )' , yt is the

dependent variable and xt is a vector of regressors. The data generating process of zt is a p-order vector
autoregression. For cointegration analysis it is essential that ∆ yt be modelled as a conditional error correction
model (CECM);
p

q

i =1

j =0

∆y t = c0 + π yy y t −1 + π yx. x xt −1 + ∑ ϑi ∆y t −i + ∑ φ 'j ∆xt − j + θω t + µ t

(4)

Here, πyy and πyx.x are long-run multipliers. co is the constant and ωt is a vector of exogenous
components, e.g dummy variables. Lagged values of ∆yt and current and lagged values of ∆xt are used the model
the short-run dymamic structure and µ t is error term. The bounds testing procedure for the absence of any level
relationship between yt and xt is through exclusion of the lagged levels variables yt-1 and xt-1 in Equation 4. It
follows, then, that our test for the absence of a conditional level relationship between yt and xt entails the
following null and alternative hypotheses:
H0; πyy = 0, πyx.x=0' ,
Hl; πyy ≠ 0, πyx.x ≠ 0' veya πyy ≠ 0,
πyx.x= 0' ya da πyy = 0, πyx.x ≠ 0'
Peseran et.al.(2001) generated two sets of critical values assuming that both regressors are I(1) and both
are I(0). While the critical values are reported in Pesaran and Pesaran (1997) and Pesaran et al. (2001), they are
generated for sample sizes of 500 observations and 1000 observations and 20 000 and 40 000 replications,
respectively. The F Statistic that has a non-standart distiribution, depends upon; (i) whether the ARDL model
contains an intercept and/or a trend, (ii) the number of regressors, (iii) whether variables included in the ARDL
model are I(0) or I(1). If the calculated F statistic is higher than the upper critical value, I(1), the null hypothesis
of no long-run relationship can be rejected without knowing the order of integration of the regressors.
Alternatively, if calculated F statistic is smaller than the lower critical value, I(0), the null hypothesis is accepted
without knowing the order of integration of the regressors. When the test statistic falls inside the upper and
lower critical value, a conclusive inference cannot be made. Then, we must know the order of integration of
variables, I(d), for any conclusion can be drawn.
There are different advantages of the bounds testing approach that motivates us in our work. This
procedure can be applied to models irrespective of whether the variables are I(0) or I(1). This is unlike other
popular cointegration techniques such as the Engle and Granger (1987), Johansen and Juselius (1990) and, which
require pre-testing the variables to determine their order of integration. (Pesaran and Pesaran, 1997)
Other advantage of bounds testing for this work that the method can be applied in case in which data
set is of small sample sizes, such as a in the present study. Narayan(2005) show that the bounds testing approach
to cointegration is popular in small sample sizes.
In addition to the tis advantages the bounds test, the Engle-Granger Method the Unrestricted Error
Correction Model does not push the short run dynamics into the residual terms. Thus, the ARDL approach,
because it draws upon the Unrestricted Error Correction Model has better statistical properties than the EngleGranger cointegration test (Benarjee et.al., 1998)

442

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

The UECM for equation (1) can be written as below:
n

n

n

i =1

i =0

i =0

∆ ln GNPt = a 0 + ∑ a1i ∆ ln GNPt −i + ∑ a 2i ∆ ln EDE t −i + ∑ a3i ∆ ln SRt −i

+ a 4 ln GNPt −1 + a 5 ln EDEt −1 + a 6 ln SRt −1 + a 7 DUM + et

(5)

where, ∆lnGNP, ∆lnEDE and ∆lnSR are first difference of the logarithms of real domestic income
(lnGNP), real education expenditure (lnEDE), and school rate (lnSR) respectively. We include a dummy variable
to account for structural break. DUM is dummy variable that indicates the beginning of eight-year basic
education in Turkey in 1997. The dummy variable is defined by:
DUM =
1
If t = 1997-2008
0
otherwise

4. Empirical Results
The ADF and PP test the null of a unit root against the alternative of stationary. We allow both intercept
and intercept with trends in the testing. As shown in Table 1, the testing results are mixed. Since none of the
variables are integrated at an order higher than one, this allows the use of the ARDL bounds procedure.
Table 1.Test results for unit roots
lnGNP
∆lnGNP
lnEDE ∆lnEDE
lnSR ∆lnSR
ADFa intercept
0.37(0)
-6.48(1)*
0.32(2) -3.34(1)* 0.17(1) 3.96(1)*
intercept and trend
-2.17(0)
-6.42(0)*
-1.09(2) -3.37(1)* -2.11(0) -4.07(0)*
PPb intercept
0.08(2)
-6.48(0)*
0.52(0) -4.87(3)
0.32(1) 4.05(1)*
intercept and trend
-2.67(0)
-6.42(0)*
-1.13(1) -5.10(2)* -1.79(1) -4.08(1)*
Notes: aH0: the series has a unit root. AIC is used to select the lag length. The maximum number of lags is set to be four. bH0:
the series has a unit root. Barlett–Kernel is used as the spectral estimation method. The bandwidth is selected using Newey–
West method. *, indicate 1% level of significance. The optimal lag length or bandwidth is indicated in the parentheses.

The calculated F-statistic together with the critical values are reported in Table 2. The calculated Fstatistic (Wald test), that necessary for testing the presence of cointegration relation among the variables of
equation (2). When real GNP is the dependent variable, the calculated F- statistic is
FRGNP(RGNP|REDE,RSR)=7.6127 (Prob:0.002). This value higher than the upper bond critical value of 6.36 at
the %1 level. The result suggest that the null hypothesis of no long-run relationship can be rejected. A maximum
of 2 lags was used for the model. The estimated model presented here is based on the Schwarz Bayesian
Criterion. The long-run and short-run results are presented in Tables 3.
Cusum and Cusum of Squares tests proposed by Brown et al. (1975) are used in testing for constancy of
the long-run parameters. As seen from Figure 1, Cusum and Cusum of Squares tests statistics are inside the 95%
confidence interval. This result shows that applied Cusum and Cusum of Squares tests clearly indicate stability
of the estimated parameters of the CECM during the sample period. In addition to this Figure 1 was subjected to
a number of diagnostic tests, including test of autocorrelation, normality and heteroskedasticity in the error
stability term. We found no evidence of autocorrelation in the disturbance of the error term. The estimated model
passes the Jarque-Berra normality tests, suggesting that the errors are normally distributed and the Ramsey-Reset
test indicates that the model is correctly specified while according to the ARCH test, there is no problem of
heteroskedasticity.
Table 2. Cointegration Test Results (Critical value Bounds of the F -statistic: Unrest’d intercepts and no trends)
90% level
95% level
99% level
k
I(0)
2
3.17
Calculated F-statistic
FRGNP(RGNP|REDE,RSR)

I(1)
4.14

I(0)
3.79

I(1)
4.85

I(0)
5.15

I(1)
6.36

7.6127 (Prob:0.002)

Note: The critical value are extracted Peseran et. al. Table CI(iii) Case III and k: The number of explanatory
variables.

lnEDE
lnSR

Table 3. Estimated Short-Run and Long-Run Elasticity’s UECM
Short-run
Long-run
-0.02 (Prob: 0.1497)
0.022 (Prob: 0.0042)
-0.13 (Prob: 0.2123)
0.40 (Prob: 0.0025)

443

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

*The long run coefficient of DUM variable is calculated to be 0.95 (Prob: 0.031).

12

1.6

8

1.2

4
0.8
0
0.4
-4
0.0

-8

-12

-0.4
1994

1996

1998
CUSUM

2000

2002

2004

2006

5% Significance

2008

1994

1996

1998

2000

CUSUM of Squares

2002

2004

2006

2008

5% Significance

Jarque-Bera:1.61 (Prob:0.44), Ramsey Reset[1]: 2.49 (Prob:0.13), Ramsey Reset[2]: 1.97 (Prob:0.19) Breusch-Godfrey, LM
test[1]: 0.42 (Prob:0.53), LM test[2]: 0.21 (Prob:0.80), ARCH test[1]:0.02 (Prob:0.87), ARCH test[2]:0.49 (Prob:0.61)
ARCH test[3]:0.33 (Prob:0.79).

Figure 1. Plots of Cusum Cusum of Squares and Diagnostic tests for the estimated UECM

5. Conclusion and Policy Implication
Studies started in 1950’s which human capital concept up to nowadays, are measuring the relationship
between growth and progress of domestic economies and education level of the society and moreover effect of
education on increase in average per capital income and accordingly rise in national income. Studies on
determination of schooling rates and education expenses and their economical effects; stated that there is a
positive relation between education and personal income. Additionally, continuing studies showed that as
schooling rate and education period increase, the personal income increases faster, personal income raise could
be explained with the raise in personal education, education expenses have positive effect on income distribution
and domestic education expense levels have linear relation with development levels.
By the advantage of this fundamental knowledge and rich literature, a long term statistical meaningful
relation has been found between schooling rates, educational expense per student and real gross national
expenditure growth rate variables and variables derived from the results of Bounds test approach which were
carried on between 1970 and 2008 in Turkey. While model based predicted long term coefficients are said to be
meaningful, short term coefficients are found meaningless. At the end of the analysis, it was seen that long and
short term coefficient signs derived from the analysis are parallel to the literature.

References
Ateş, S., Çubuk, A. ve Erk, N. (1998), "Long-Run Growth and Physical Capital-Human Capital Concentration". Working
Paper presented at the International METU Conference on Economics II, September 11, Ankara.
Ateş, S. (1998), Yeni Đçsel Büyüme Teorileri ve Türkiye Ekonomisinin Büyüme Dinamiklerinin Analizi, Çukurova
Üniversitesi SBE, Yayınlanmamış Doktora Tezi,
Atik, H. (2006), Beşeri Sermaye, Dış Ticaret ve Ekonomik Büyüme, Bursa: Ekin Kitapevi.
Banerjee, A.J., Dolado, J., Mestre, R.(1998), “Error-correction Mechanism Tests for Cointegration in Single Equation a
Framework”, Journal of Time Series Analysis,19: 267- 283.
Barro, R. J. (1991), “Economic Growth in a Cross Section of Countries”, The Quarterly Journal of Economics, 106(2): 407443.
Benhabip, J. and Spiegel, M. (1994), “The Role of Human Capital in Economic Development Evidence from Aggregate
Cross-Country Data”, Journal of Monetary Economics, 34(2):143-173.
Brown, R. L., Durbin, J., Evans, J. M.. (1975), “Techniques for Testing to Constancy of Regression Relations over Time”,
Journal of Royal Statistical Soceity B, 37:149-192.
Chuang, Y. (1999), “The Role of Human Capital in Economic Development: Evidence from Taiwan”, Asian Economic
Journal, 13 (2): 117-144.

444

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Coe, D.T., Helpman, E. and Hoffmaister, A. W. (1997), “North-South R&amp;D Spillovers”, Economic Journal, 107 (440): 134149
Denison, E. W. (1962), “Education, Economic Growth and Gaps in Information”, The Journal of Political Economy, 70:124128.
Engle R.F. and Granger C.V.J., (1987), “Cointegration and Error Correction: Representation, Estimation and Testing”,
Econometrica, 55:251–276.
Einarsson, T. and Marquis, M. H. (1998), "An RBC Model with Growth: The Role of Human Capital", Journal of Economics
and Business, 50: 431-444
Gümüş, S. (2005), Beşeri Sermaye ve Ekonomik Kalkınma: Türkiye Üzerine Ekonometrik Bir Analiz, Đstanbul : ĐKV
Yayınları.
Hoşgörür, V. ve Gezgin, G.(2005), “Ekonomik ve Sosyal Kalkınmada Eğitim”, Yüzüncü Yıl Üniversitesi, Elektronik Eğitim
Fakültesi Dergisi 2 (1): http://efdergi.yyu.edu.tr (22.11.2006).
Johansen S. And Juselieus K. (1990), “Maximum Likelihood Estimation and Inference on Cointegration with Application to
the Demand for Money”, Oxford Bulletin of Economic and Statistic, 52:169-210.
Kar, M. ve Ağır, H. (2003), “Türkiye’de Beşeri Sermaye ve Ekonomik Büyüme: Nedensellik Testi”, II. Ulusal Bilgi, Ekonomi
ve Yönetim Kongresi Bildiriler Kitabı, 181-190
Lucas, R. E. (1988), “On The Mechanics of Economic Development”, Journal of Monetary Economics, 22: 3-42.
Narayan, P. K. (2005), “The Saving and Investment Nexus for China: Evidence From Cointegration Tests”, Applied
Economics, 37: 1979–1990.
Nonneman, Y. and Vanhoudt, P. (1996), “A Further Augmentation of the Solow and the empirics of Economics Growth for
OECD Countries”, The Quarterly Journal of Economics, 111(3): 943-953.
Park, J. (2004), “Dispersion of Human Capital and Economic Growth”, Journal of Macroeconomics, 28(3):520-529.
Pesaran, M. H., Shin, Y. and Smith, R. J. (2001), “Bounds Testing Approaches to the Analysis of Level Relationships”,
Journal of Applied Econometrics, 16(3): 289–326.
Pesaran, H. M. and Pesaran, B. (1997), Microfit 4.0, England: Oxford University Press.
Rangazas, P. (2000), “Schooling and Economic Growth: A King-Rebelo Experiment with Human Capital”, Journal of
Monetary Economics, 46(2): 397-416.
Romer, P.M. (1986), “Increasing Returns and Long-Run Growth”, Journal of Political Economy, 94(5):1002-1037
Schultz, T. W. (1960), “Capital Formation by Education”, Journal of Political Economy, 68 (1): 571-583.
Schultz, T. W. (1999), “Education and Economic Growth: Return to Education” Readings in the Economics of Education,
UNESCO, 277-292.
Solow, R. M., (1956), “A Contribution to the Theory of Economic Growth”, The Quarterly Journal of Economics, 70:65-94.
Swan, T.W. (1956), “Economic Growth and Capital Accumulation,” Economic Record, 32:334-361
Tallman, E. and Wang, P. (1994), “Human Capital and endogenous Growth: Evidence from Taiwan”, Journal of
Monetary Economics, 34(3): 101-124.
Tunç, M. (1993), “Türkiye’de Eğitimin Ekonomik Kalkınmaya Etkisi”, DEÜ, ĐĐBF Dergisi, 8(2):1-32.
Wolff, E.N. and Gittleman, M. (1993), “The Role of Education in Productivity Convergence: Does Higher Education
Matter?”, Explaining Economic Growth, A. Szermai, B.V. Ark and D. Pilat (Eds.), North Holland: Elsevier Science
Publishers, 147-167.
Wykstra, R. A. (1974), Education and the Economics of Human Capital. New York: Free Pres.

445

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BAKIRTAS, ibrahim
VARSAK, Serkan</text>
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                <text>The aim of this study is to explain the long and short run probable effects on the  economic growth of human capital. According to main hypothesis of research, as human  capital raises, the economic capital raises. In our analysis, human capital is defined with two  variables. These are school enrollment rate (SR) and education spending for each student  (ED). The growth rate is defined as real gross domestic product rate (GDP). The analysis  includes 1970-2008 term of Turkey. The main hypothesis is tested by the help of Bounds test  approach. According to the analysis results there are long run meaningful these are variables.  On the other hand, long run coefficients which are estimated by the help of the model are  meaningful but short run unmeaning. These are results is parallelisms between the literature  and the long run and short run coefficients symbols from the analysis results.</text>
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                    <text>Reuse of Waste Marble Dust in the Landfill Layer
Ismail Zorluer
Technical Educational Faculty,
Construction Education, Geotechnical Branch
Afyon Kocatepe University
Afyonkarahisar, Turkey
izorluer@aku.edu.tr

Lemi Tufan Taspolat
Vocational High School, Construction Department,
Anadolu University Bilecik
Bilecik, Turkey
lltaspolat@anadolu.edu.tr
Abstract: Waste materials are serious environmental problem because they have harmed to
soil and ground water. Rapidly developing technology has increased production and
consumption. The increasing of production and consumption results in the increase of amount
of waste. In the developing countries, distinct rules of waste disposing are initiated to prevent
the environment pollution. This case was positive effects on environment by means of
recycling, regains to economy and reducing environmental pollutions. Recently, some waste
materials were began to be used with clay in landfill layer design. Because the waste materials
increases characteristic of clay liner such as impermeability, strength, heavy metal absorption,
etc. In this study, waste marble dust was used as an additive material in landfill liner.
Mixtures of kaolinite-bentonite were mixed with waste marble dust for design of landfill liner.
This process was performed at marble dust ratio of 5%, 10% and 15%. Freezing-thawing tests
were carried out in these mixtures. At the end of the tests, it was observed that waste marble
dust increased strength of liner in conditions of freezing and thawing.
Keywords: Waste marble dust, Environment, landfill liner, freezing-thawing

1. Introduction
The waste materials are serious environmental problem. Rapidly growing cities with increasing
population have formed this problem. Concentration of population in cities has increased consumption. The
increasing of production and consumption results in the increase of amount of waste. In the developing
countries, distinct rules of waste disposing are initiated to prevent the environment pollution. However, many
technologies are developed for the recycling of wastes; many of them cannot be recycled by the economical and
technological points of view. The collected wastes can be burned and/or composted by newly developed
technologies; however, a final amount of trashes must be stored for the last removal procedure.
In the landfill layers, usage of suitable materials and possibly waste mixture material are important to
prevent from environmental conditions. By this way, the waste materials, such as fly ash, would be gained to
economy.
In recent times, waste marble dust was used as an additive material for soil stabilization. Okagbue and
Onyeobi’s study (1999) showed that the geotechnical parameters of red tropical soils are improved substantially
by the addition of marble dust, plasticity was reduced by 20 to 33% and strength and CBR increased by 30 to
46% and 27 to 55% respectively. Additionally, normal 28 day curing improved after 7 to 10 days of normal
curing.
The effect of waste marble dust on swelling potential of Na-bentonite and Meşelik clays was investigated by
Zorluer (2003). Specimens were mixed with marble dust at different percentages of dry soil weight. Then, they
were compacted at the standard compaction effort and swelling tests were carried out with odometer apparatus.
The experimental results reveal that waste marble dust is effective for controlling of swelling potential and it can
be used for this purpose.
Also marble dust affect unconfined compression strength of clay soils according to study of Zorluer
(2006). Clay soil had mixed marble dust at 3, 5, 8, 10 % percentages. Then mixtures had been compacted with
standard proctor compaction energy. Specimens had been sampled from compacted soils for compression test.
At the end of 28 days curing time, strength increased 20.1 by N/cm2 to 57.3 N/cm2.
Hassini (1992) determined that impermeable layer cycles much at landfills. In doing so, he carried out
an experiment of freezing-thawing to specify soil strength and its permeability. After 12 cycles, as suggested by
Chamberlain (1981), he found that 10-15% grain loss does not have any impact on strength.

57

�This study examines the degree of deformation derived from seasonal temperature differences at
impermeable layers with marble dust. For this reason, three mixture of soil to waste marble dust (the proportions
were 5, 10, 15% dust to dry soil by weight) have been prepared. And freezing-thawing tests were carried out in
these mixtures.

2. Materials
2.1 Na Bentonite Clay
Bentonite is a colloidal aluminium hydro silicate. The volume of bentonite can rise 10 to 30 times by
the addition of water. It has a swelling characteristic till 200ºC. This property loses completely over 600ºC. The
bentonite clay used in this study is Na-Bentonite. It was supplied from the Karakaya Bentonite factory, Ankara
Turkey. Some physicochemical and geotechnical parameters of Na Bentonite clay were shown in table 1, The
results of chemical analysis determined by the X-Ray Flourans Elemental analysis are shown in table 2
(Koyuncu 1998).
2.2 Kaolinite Clay
Kaolinite clay is a product of a type of rock which contains a great amount of feldspar. Kaolinite
consists of silica and aluminium layers. The thickness of layers is 7.2 Å, the length of layers is between 1000 and
20000 Å and the specific surface area is (SSA) 15m2/g. The clay used in this study is obtained from the Bilecik
district. The clay is produced by a three step procedure; first excavation from clay ores, then cleaning from fine
sand by water washing and, finally crashing below 40 µm at the end of washing, groups of clay and shale are
completely decomposed. The clay used consists of kaolinite mineral. Some physicochemical and geotechnical
parameters of the kaolinite clay are shown in table 1, The results of chemical analysis determined by the X-Ray
Flourans Elemental analysis are shown in table 2 (Koyuncu 1998).
2.3 Waste Marble Dust
Marble dust is minimum sized marble waste. It occurs with sawing process of marble blocks and plates.
This dust is carried by water to sedimentation pond. Sediment dust is removed from this pond to wasteland, but
this condition have formed serious problem for environment. Because, waste marble dust is used in very little
quantities even though it used in the very different industries such as construction, ceramics and cement industry,
paint industry, agriculture and fertilizer industry, etc. Therefore, they have happened big mass in the waste areas
(Zorluer 2003).
Marble dust, used in this study, was obtained a marble processing factory in Afyonkarahisar-Turkey.
Then, it is dried and sieved with #40 sieve. The marble dust grains are smaller than 300 micron. Some
physicochemical and geotechnical parameters of waste marble dust are shown in table 1, The results of chemical
analysis determined by the X-Ray Flourans Elemental Analysis are shown in the table 2 (Koyuncu 1998).
GSGb
UWc
Grain Size Distribution (%)
WCa
(%)
(g/cm3)
Sand
Silt
clay
Na-Bentonite
12.7
2.76
0.94
2
46
52
Kaolinite
0.1
2.64
0.59
11
26
63
Marble Dust
4.1
2.75
2.73
14
78
8
( a ): Water Content, ( b ): Grain Specific gravity:, ( c ): Unit Weight.
Additions

Table 1 Some physicochemical and geotechnical properties of materials.
Additions
SiO2 Al2O3 Fe2O3
Na-Bentonite 59.49 18.06 4.14
Kaolinite
51.52 32.00 1.75
Marble Dust 0.01
0.85
0.04
( a ): Loss of Ignition.

CaO
3.72
0.20
55.30

MgO
2.42
0.20
0.24

P2O3
0.11
-----

K2O
0.91
0.50
0.20

Na2O
2.50
0.09
0.03

SO3
0.10
-----

Mn2O3 LOIa
8.55
0.04 12.62
----- 43.51

Table 2 Chemical compound of materials.

58

�3. Experimental Study
The changes in the strength at material against seasonal impact are determined by using freezingthawing test. The deformation in the material as a result of this test is closely related to the amount of the water
in it given that the nature and ratio of soil water changes to a grade extent when it freezes. When the water
transform in to ice, its volume increases about 9% in accordance with the development of its hexagonal crystal
texture (Penner &amp; Ueda 1977).
Test specimens were prepared by 90% kaolinite and 10% bentonite mixture by dry weight for use
in the impermeable clay layer. This mixture was named as control specimen - 90K+10B. Then, the waste
marble dust was added to the mixture at ratio of 5%, 10% and 15%. These ratios were obtained from
other studies in the literature. Marble dust is abbreviated as a MD. Specimens were prepared with
compaction in a standard proctor mold by using optimum water contents for every mixture.
Freezing-thawing strength was determined according to “Methods for Freezing and Thawing Tests of
Compacted Soil-Cement Mixtures” indicated in ASTM D560 (1985). In this experiment, samples are stored in a
freezer at -20o C for 24 hours. Then, the same samples are stored at the room temperatures at 18o C for 24 hours.
This process is called as one cycle. 12 cycles are carried out for the samples in this experiment after which the
surfaces of the samples are brushed gently with wire brush to remove particles. Then, they are weighted to
determine the percentage of the loss compared to their previous weight. The highest loss rate accepted in the
literature is 15%. The surface crystallization and the sample deformation after the cycle are given in figure 1and
figure 2 respectively.

Fig. 1 Crystallization on surface after the freezing

Fig. 2 Deformation after the cycles

4. Test results
After freezing and thawing test consisting of totally 12 cycles, it was seen that grain loss has decreased
with marble dust increase. It has decreased from 17.6% to 12.5% at the end of 12 cycles. It can be declared that
this decreasing can make positive influence to the strength values of layers. The less the grain losses is, the
higher the soil strength is. The findings show that the strength of the samples increases when the amount of the

59

�added marble dust increases. As it is seen in table 3, an additional 5% of marble dust is ineffective on freezingthawing. While an additional 15% marble dust results in 12,5% grain loss, an additional 10 % marble dust bring
in 13,5 grain loss.
Initial water
Number of
Grain loss
contents (%)
cycle
(%)
Control (90K10B)
25
12
17.6
90K10B +5% MD
25
12
18
90K10B +10% MD
25
12
13.5
90K10B +15% MD
25
12
12.5
Table 3 Freeze-Thaw experiment results of waste marble dust mixtures.
Materials

5. Conclusions

Grain Loss (%)

Firstly, it is observed that the amount of grain loss in the samples with 10% and 15% of marble dust
addition as a result of deformation in the freezing-thawing test are in compliance with the highest grain loss
referred in the literature.
Secondly, it is seen that on addition of 5 % of marble dust is ineffective since the results from this
sample are close to those of the control sample.
Thirdly, As it is seen in figure 3, the study shows that the lowest deformation occurs in the material with
15% of marble addition.
20
18
16
14
12
10
8
6
4
2
0
Control

5% MD

10% MD

15% MD

Additive Material

Fig.3 Effect of waste marble dust on freezing-thawing
In the light of the given findings, it can be argued that use of marble dust increases the strength of
landfill liner. Trough its use in landfill liners, the recycling of marble dust will be possible. Consequently, this
will not only to contribute to the protection of the environment but also to provide an economical additive
material to landfill layer.

References
Okagbue C. O., Onyeobi T. U. S., (1999), Potential of marble dust to stabilise red tropical soils for road
construction, Engineering Geology, V. 53, pp 371-380.
Zorluer, I., (2003). Effect of waste marble dust to swelling potential of clay soils. XI. National Clay Symposium
Proceedings. İzmir-Turkey, pp. 475-482.
Zorluer, I., (2006). The Effect of waste marble dust on unconfined compression strength of clay soils. GAP V
Engineering Congress Proceedings. Şanlıurfa-Turkey, pp. 1042-1046.
Hassini, S., (1992). Some aspects of landfill desing environmental science and engineering, Environmental
geotechnology, 137-143p
Chamberlaın, E. J., (1981). Overconsolidation Effects of Ground Freezing, Engineering Geology, 18, 97-110.
Koyuncu, H., (1998). Physicochemical, microstructure and geotechnical properties of petroleum boring wastes
improved with stabilization/solidification method. PhD thesis, Osmangazi University.
Penner, E. and Ueda, T., (1977). Proceedings, symposium on Frost Action in Soils, Universty of Lulea, Lulea,
Sweden, I, 91-100.
ASTM D560-96 (1985). Methods for Freezing and Thawing Tests of Compacted Soil-Cement Mixtures. Annual
Book of ASTM Standards.

60

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                    <text>1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Analysing Business Competition by Using AHP Weighted TOPSIS
Method: An Example of Turkish Domestic Aviation Industry
Halil ZAĐM
Faculty of Economics and Administrative Sciences, Fatih University, Istanbul,
halilzaim@fatih.edu.tr
Mehmet ŞANAL
Faculty of Economics and Administrative Sciences, Fatih University, Istanbul,
msanal@fatih.edu.tr
Nuri Gökhan TORLAK
Faculty of Economics and Administrative Sciences, Fatih University, Istanbul,
gtorlak@fatih.edu.tr
Selim ZAĐM
Faculty of Economics and Administrative Sciences, Fatih University, Istanbul,
szaim@fatih.edu.tr

Abstract: The article uses AHP weighted TOPSIS multi-methodological approach in the
Turkish domestic aviation industry. It starts by describing exceedingly complex nature of
competition in the sector. Then, it deals with the constituent parts of the research
methodology and the eclectic approach itself. The implementation of AHP weighted
TOPSIS method reveals the ranking of major air carriers in light of key success variables
in the sector.

Keywords: strategy, AHP weighted TOPSIS, multi-methodology, TOPSIS.

1. Introduction
The purpose of this article is to apply AHP weighted TOPSIS approach to the Turkish domestic
aviation sector in order to rank air carriers according to their relative closeness coefficient on the basis of
criteria that are most critical to success and prosperity in the industry. This analysis provides useful information
for airline companies about evaluating their objectives and strategies. To reach this end, in the first section the
article initially describes the nature of rising competition in the Turkish domestic aviation industry that became
a menace to the survival of firms during the period 2003-2007 as well as provides brief information about the
chief characteristics of major domestic air carriers in the sector. The next section, called background
information about research methodology, explains AHP weighted TOPSIS method, namely analytic hierarchy
process (AHP) method, and the traditional TOPSIS method, and then proposed AHP weighted TOPSIS method.
We assume that this multi-methodological AHP weighted TOPSIS approach with its wide-ranging applications
meet the requirements of survival volatile environments like aviation industry Then the following section,
called the application of the AHP weighted TOPSIS method, undertakes a real industry case from a comparative
perspective that provides full and invaluable data for airline companies in the sector so that they should review
their goals, strategies, plans, and programmes. Conclusion is provided in the final section.

2. The Nature of Turkish Domestic Aviation Industry
Although the Turkish aviation sector has been negatively affected by the political and financial crises,
it has continued its progress in the long term with the growth of economy, liberalisation, globalisation,
developing international trade, lowering prices, and expanding service net. This sector’s climax was the terrorist
attack in 9/11 2001 in the U.S. The aviation sector was globally harmed due to this attack that gave rise to the
bankruptcy of some prominent airline companies. While the aviation sector was trying to recover itself, it was
damaged again by Gulf War and SARS illness in the Far East Asia in 2003. But, Iraqi War was shorter than
expected and SARS was taken under control, so aviation sector got into growing trend in 2004.
The high performance of the Turkish economy in recent years, the rising numbers of tourists coming to
Turkey, the lower prices of the private airline companies after the tax cut on flight prices in 2004 accelerated the

207

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Turkish aviation transportation to the sector. Though the domestic passenger number was 8, 7 million in 2002, it
rose to nearly 20 million in 2005. This number was 38 percent more than the number in 2004.
By 2006, the Turkish aviation sector had 204 passenger planes, 24 cargo planes and capacity of 38
thousand passengers. Although the Turkish Airlines had domestic flights from two airports to 25 scheduled
domestic points in 2003, the flights today are from seven airports by five airline companies to 38 points. If we
bear in mind the Turkey’s advantageous geographical condition, interregional trade development, and the
improvement efforts in tourism, the Turkish aviation sector which has a current growing trend is expected to
continue its expansion process.
Turkey due to its geographical location acts like a point of passing between Europe, Middle East, and
Asia. Improvements in recent years as well as Turkey’s liberal policies and bilateral agreements have turned
this hectic geographical area to a special centre for passenger and cargo transportation.
However there are still 70 idle airports nationwide that can be opened to air traffic in Turkey. In
particular, in the East part of Turkey the number of unused airports is high due to the topographic structure of
this region. In a short time, the increasing need for air transportation would bring these airports in use and
provide important benefits for Turkey.
In terms of competition in the Turkish Domestic Air Transportation after the privatisation of Turkish
Airlines in 2003 the number of passengers in Domestic Air Transportation was noticeably increased. This led to
new air carriers enter the aviation sector and the competition became severe. The slogan of “Every Turk will try
plane at least once” became popular in the Domestic Air Transportation. In relation with the incentive policy to
make the domestic flights attractive and to bring activity to regional airports there has been a reduction in
DHMI (Government Airport Service) tariffs, and a cut in private communication tax. Furthermore, the Ministry
of Transport abolished the education contribution pay in 2003 and gave authorisation of domestic flights to the
private airline companies. With this practice a couple of new carriers such as Fly Air, Onur Air, Pegasus
Airlines, and Atlas Jet entered the market. As a consequence, a sudden change and a cutthroat competition
developed in the sector. This increased the number of domestic passengers (Table 1). Private firms increased
domestic flights by taking their licenses. Onur Air, Pegasus Airlines, and Atlas Jet became initial firms that took
their licenses.
Rank
1
2
3
4

Table 1: Number of Domestic Passenger Carried in 2006
Companies
Number of Passenger
Turkish Airlines
8.857.000
Onur Air
4.400.267
Atlas Jet
2.982.712
Pegasus
1.818.989

3. Background Information about Research Methodology
This section briefly describes the analytic hierarchy process (AHP) technique, and the TOPSIS
method, and proposed AHP weighted TOPSIS method.
3.1. The Analytic Hierarchy Process (AHP) Methodology
The analytic hierarchy process (AHP) methodology, which was developed by Saaty (1980), is a
powerful tool in solving complex decision problems. The AHP helps the analysts to organize the critical aspects
of a problem into a hierarchical structure similar to a family tree. By reducing complex decisions to a series of
simple comparisons and rankings, then synthesizing the results, the AHP not only helps the analysts to arrive at
the best decision, but also provides a clear rationale for the choices made (Chin et al., 1999). In AHP approach,
the decision-maker is required to provide his preferences by pairwise comparisons, with respect to the weights
and scores (Chu and Lin, 2003).
3.2. The TOPSIS Method
TOPSIS method is a technique for order preference by similarity to ideal solution (Hwang and Yoon,
1981). The ideal solution (also called positive ideal solution) is a solution that maximizes the benefit
criteria/attributes and minimizes the cost criteria/attributes, whereas the negative ideal solution (also called antiideal solution) maximizes the cost criteria/attributes and minimizes the benefit criteria/attributes. The so-called
benefit criteria/attributes are those for maximization, while the cost criteria/attributes are those for minimization
(Bellman and Zadeh, 1970). The best alternative is the one, which is closest to the ideal solution and farthest
from the negative ideal solution.

208

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

3.3. The Proposed AHP Weighted TOPSIS Method
The basic steps of proposed AHP weighted TOPSIS method can be described as follows:
Step 1. In the first step, a panel of decision makers (DMs) who are knowledgeable about airline selection and
evaluation process is established. In a group that has K decision-makers (i.e. D1, D2, ..., Dk) are responsible for
developing the hierarchical structure of the airline evaluation and selection. Then, using AHP technique, the
normalized weights for each evaluation and selection criterion are determined.
Step 2. In the second step, DMs evaluate the performance of each airline company with respect to each criterion
to obtain a decision matrix.

 x11
x
X =  21
 ...

 xm1

x12
x22
...
xm 2

... x1n 
... x2 n 
... ... 

... xmn 

Step 3. After forming the decision matrix, normalized decision matrix is obtained as:

 r11 r12
r
r
R =  21 22
 ... ...

rm1 rm 2

... r1n 
... r2 n 
... ... 

... rmn 

Step 4. The weighted normalized decision matrix is computed by multiplying the importance weight of
evaluation criteria and the values in the normalized decision matrix.
Step 5. Then positive and negative ideal solutions are determined.
Step 6. Then the distance of each alternative from positive and negative ideal solutions are calculated.
Step 7. Then the closeness coefficient CC is determined.

4. The Application of AHP Weighted TOPSIS Method
The application of the proposed algorithm is explained in the following steps.
Step 1. In the first stage, a panel of ten DMs from various departments including purchasing, quality, and
production and planning who are involved in Strategy process was formed. Based on semi-structured interviews
with DMs, a list of nine Strategy Process criteria was generated. These criteria are related to various aspect of
strategy ranging from Advertising Product Quality, Price Competitiveness, Customer Loyalty, Market Share,
Customer Service, E-commerce, Management Experience, and Branding. The DMs were then asked to specify
the relative importance of airline selection criteria using pairwise comparison scale. Then normalized weights
for each criterion were obtained. These values are shown in Table 2.
Table 2: Normalized Weights for each Evaluation Criteria
standart
Advertising
0.0417
Product Quality
0.2584
Price Competitiveness
0.1499
Customer Loyalty
0.1555
Market Share
0.0551
Customer Service
0.1396
E-commerce
0.0249
Management Experience
0.0981
Branding
0.0767
Total
1.0000

209

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Step 2: In this step, we measure the performance of firms with respect to each strategy criterion. Table 3 shows
the decision matrix of selection criteria.
Table 3: Decision Matrix
Advertising

Product
Quality

Price
Competitiveness

Customer
Loyalty

Market
Share

Customer
Service

Ecommerce

Management
Experience

Branding

THY

5

5

3

4

5

5

5

5

5

Onur Air

2

2

4

2

3

1

3

2

1

Pegasus

3

3

5

3

4

3

4

4

3

Atlasjet

3

3

4

2

3

2

3

2

1

Step 3: In this stage, normalized decision matrix is obtained depending on whether the objective of selection
criterion is that of minimization or maximization. Table 4 shows the normalized decision matrix.
Table 4: Normalized Decision Matrix

Turkish Airlines
Onur Air
Pegasus
Atlasjet

max

max

max

max

max

max

max

max

max

Advertising

Product
Quality

Price
Competitiveness

Customer
Loyalty

Market
Share

Customer
Service

Ecommerce

Management
Experience

Branding

0.7293
0.2917
0.4376
0.4376

0.7293
0.2917
0.4376
0.4376

0.3693
0.4924
0.6155
0.4924

0.6963
0.3482
0.5222
0.3482

0.6509
0.3906
0.5208
0.3906

0.8006
0.1601
0.4804
0.3203

0.6509
0.3906
0.5208
0.3906

0.7143
0.2857
0.5714
0.2857

0.8333
0.1667
0.5000
0.1667

Step 4: Then weighted normalized decision matrix is calculated. The weighted normalized decision matrix for
each selection criterion is shown in Table 5.
Table 5: Weighted Normalized Decision Matrix

THY
Onur Air
Pegasus
Atlasjet

Advertising

Product
Quality

Price
Competitiveness

Customer
Loyalty

Market
Share

Customer
Service

Ecommerce

Management
Experience

Branding

0.0304
0.0122
0.0183
0.0183

0.1885
0.0754
0.1131
0.1131

0.0554
0.0738
0.0923
0.0738

0.1083
0.0541
0.0812
0.0541

0.0359
0.0215
0.0287
0.0215

0.1117
0.0223
0.0670
0.0447

0.0162
0.0097
0.0130
0.0097

0.0701
0.0280
0.0561
0.0280

0.0639
0.0128
0.0384
0.0128

Step 5 and Step 6: The positive and negative ideal solutions are determined. Table 6 and 7 show the ideal
solutions.
Table 6: Positive Ideal Solution and its Distance for Each Alternative

THY
Onur Air
Pegasus
Atlasjet

Advertising

Product
Quality

Price
Competitiveness

Customer
Loyalty

Market
Share

Customer
Service

Ecommerce

Management
Experience

Branding

0.0000
-0.0183
-0.0122
-0.0122

0.0000
-0.1131
-0.0754
-0.0754

-0.0369
-0.0185
0.0000
-0.0185

0.0000
-0.0541
-0.0271
-0.0541

0.0000
-0.0144
-0.0072
-0.0144

0.0000
-0.0894
-0.0447
-0.0670

0.0000
-0.0065
-0.0032
-0.0065

0.0000
-0.0421
-0.0140
-0.0421

0.0000
-0.0511
-0.0256
-0.0511

Step 7: The closeness coefficient CC is determined. As initial average weights were used in the TOPSIS
calculations, the values of CC in Table 8 are considered as crisp TOPSIS results.
Table 7: Negative Ideal Solution and its Distance for Each Alternative

THY
Onur Air
Pegasus
Atlasjet

210

Advertising

Product
Quality

Price
Competitiveness

Customer
Loyalty

Market
Share

Customer
Service

Ecommerce

Management
Experience

Branding

0.0183
0.0000
0.0061
0.0061

0.1131
0.0000
0.0377
0.0377

0.0000
0.0185
0.0369
0.0185

0.0541
0.0000
0.0271
0.0000

0.0144
0.0000
0.0072
0.0000

0.0894
0.0000
0.0447
0.0223

0.0065
0.0000
0.0032
0.0000

0.0421
0.0000
0.0280
0.0000

0.0511
0.0000
0.0256
0.0000

�1. International Symposium on Sustainable Development, June 9-10 2009, Sarajevo

Table 8: Computations of AHP Weighted TOPSIS Method (CC)

Firm

CC

THY
Onur Air
Pegasus
Atlasjet

0.8211
0.0977
0.4631
0.2620

5. Conclusion
In this study, the AHP weighted TOPSIS methodology has been employed as an alternative to the conventional
TOPSIS approach. When AHP weighted TOPSIS approach has been implemented, the Turkish Airlines has
been identified as the most suitable company, Pegasus the runner-up, Atlasjet the third, and Onur Air the fourth
(Table 8). This research finding indicated that the Turkish Airlines preserved its dominant role even after its
privatization and new entrants in the domestic airline industry. It is worthy of noting that Pegasus though newly
founded air carrier could intensify the competition in the sector and become a serious rival for the Turkish
Airlines in the coming years.

References
Bellman, B.E., Zadeh, L.A. (1970). Decision-making in a fuzzy environment. Management Science 17 (4), 141–164.
Chin, K. S., Chiu, S. , Tummala, V. M. R. (1999). An evaluation of success factors using the AHP to implement ISO
14001- based ESM, International Journal of Quality &amp; Reliability Management, 16, 4, pp. 341-361.
Chu, T. C., &amp; Lin, Y. C. (2003). A fuzzy TOPSIS method for robot selection. The International Journal of Advanced
Manufacturing Technology, 21, 284–290.
Hwang, C.L. and Yoon, K. (1981). Multiple Attribute Decision Making: Methods and Applications. Berlin: Springer
Saaty, T.L. (1980). The Analytical Hierarchy Process. Mc. Graw-Hill, New York, NY.

211

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ŞANAL, Mehmet
TORLAK, Nuri Gökhan
ZAİM, Selim</text>
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                    <text>The Effects of Geographical Information Systems Use on Student
Achievement in Geography Education
Serhat ZAMAN
Atatürk University
Kâzım Karabekir Education Faculty
Department Of Geography Education,
Erzurum-Turkey (serhatz@atauni.edu.tr)
Res.Assist. Ogün COSKUN
Atatürk University
Kâzım Karabekir Education Faculty
Department Of Geography Education, Erzurum-Turkey
Ramazan SEVER
Atatürk University
Kâzım Karabekir Education Faculty
Department Of Primary School Teaching,
Social Science Education, Erzurum-Turkey
Kenan TÜRKEZ
Geography Teacher In High School-Erzurum,
Turkey
Nilgün ZAMAN
Geography Teacher In High School-Erzurum,
Turkey

Abstract: In recent years, there seem rapid changes in education and teaching. In order to provide
effective learning, new methods, techniques and materials are developed and used. Given the new
curriculum of the course of geography (2005) which tries to keep pace with this change, a
constructivist learning and task based approach emphasizing skills, including alternative
measurement and evaluation, strengthening the cooperation with the main and secondary
disciplines and reflecting holistic and thematic views are evidenced. Along with this, computer
assisted geographical information systems (GIS) is one of the most important materials for a
correct, clear and easy transmission of the new geography teaching program. The applied part of
the study was conducted on the students of Hacı Sami Boydak Anatolian High School and
Şükrüpaşa High School in Yakutiye Municipality in Erzurum city. In this study, the subjects of
Climate Types and Vegetation in grades 9 and 10 in Geography classes were determined to teach
via GIS implementation. The study was conducted by means of treatment and control groups.
Achievement test was applied to both groups, the result were analyzed via SPSS statistical
program. During the classes, while GIS was used in treatment group, in control group conventional
methods were applied. The results were evaluated and the effect of GIS technologies on student
achievement was investigated. It was seen that, though, in achievement pretest, the mean of the
correct answers of both groups was seen to be close to each other, in posttest results, the mean of
the answers given by treatment group turned to be higher than the control group’s mean. As for the
findings of the study, it was seen that the achievement level of the students who were taught by
means of GIS activities was higher. In sum, it was found that GIS based activities in Geography
classes significantly increased the achievement level of the students compared to conventional
methods.
Key words: Geography Education, Geographical Information Systems (GIS), Teaching Methods.

227

�Introduction
Rapid increase in the production of information and technology and development of communication in the
world led to the extensive and easier access to sources of information and, in this way, drastically changed the life. It
became the initial problem of the educators to convey this accumulated information in every sphere to individuals
effectively and equally. For the realization of this transmission and retention of learning, everyday, new methods,
techniques are developed and new materials are used in education. With its subject topics, geography is one of the
courses which are appropriate for the use of different instructional materials. Due to this convenience, different
teaching designs and materials are developed in order to increase the effectiveness in the education and instruction of
geography. One of them is the Geographical Information Systems (GIS) which is more extensively used day by day.
In this study, the effects of GIS on the academic achievement of the students in geography education were
investigated by an experimental research. The study consists of two major parts. In the first part, definition of the
GIS, its role in geography education, and the utility of this system in the new changing geography curriculum in
Turkey are questioned; and, in the second part, the results of a study aiming to investigate the effects of GIS on
students’ academic achievement are discussed.

What is GIS (Geographical Information Systems)?
Geographical Information Systems (GIS) is a computer system which was designed to collect every type of
data, together with their coordinates, related to the physical and anthropological characteristics of the Earth in a
database, to make some analyses on them in line with certain purposes, and to illustrate the results in the forms of
maps, tables, and figures (Fitzpatrick,C. &amp; Maguire,D.J. 2000,63–64). In other words, GIS is a computer-based data
processing program designed to analyze and visualize the objects and events on the Earth (Demirci,A.,2008a,11).
The system consists of basically four components. They are computer (hardware), programs used in computer (GIS
software), the data to be analyzed through software, and the user who would organize and direct these three
components (Figure 1).

Figure 1. Components of GIS, Reference: Demirci 2008a: 12.
GIS, due its name, is considered to be a technology developed only for the area of geography. Although it is
partially true, since GIS is a system collecting, storing, processing, and analyzing data, it is in an interaction with
many disciplines. GIS, a system helping the more effective services in various sectors, is a tool used to increase the
quality in decision making and solutions of problems. Due its content and scope, GIS can be used by all of the
disciplines and groups of profession whose domains cover the phenomenons of natural environments, variable of
time, and human beings which somehow represent a part of the Earth (Turoğlu,H. 2000,4). In this sense, GIS can be

228

�defined as a technology with the qualities that would facilitate the lives of people not only from the area of
geography but also from every part of society.

GIS in the Institutions of Education in Turkey
GIS, which used in many official institutions and organizations in Turkey, is utilized mostly by universities
in education. It has just begun to be used in primary and high schools. Since 2000, contents of all courses have been
gradually changed by the Ministry of National Education with a student-centered educational approach. Trying to
keep pace with developed and rapidly changing teaching strategies, Ministry of National Education advises the use
of materials, especially, GIS technologies equipped with computers in classes.
While GIS is used as an instructional material in social sciences, environmentalism, and sciences courses in
the world, in Turkey, it is used only in geography courses. Together with the change in the geography curriculum by
the Ministry of National Education in 2005, GIS began to be used in geography education.
Unfortunately, limitations of GIS use in schools reveal themselves in the curriculum. In the part related to
the application of the program, there is an expression “Depending on the technical equipments and physical facilities
in schools, teachers may develop GIS practices themselves or examine the existing ones” (MEB 2005,11). However,
since most of the schools do not have the equipments and facilities required for the GIS implementations and the
teachers qualified enough to use the data and software, they are not ready to use these systems effectively.

GIS in the New Geography Curriculums
The discipline of geography has vital responsibilities in understanding the relationships between people and
the nature and the relationships among themselves. One of the most important aims of geography education is to help
students learn the abstract and complex geographical issues meaningfully and far away from memorization and to
prepare the conditions required. Therefore, educationalists need the well-selected methods and materials to be able to
teach geography in the most effective ways. GIS implementations, the main concern of this study, can meet these
needs. For this reason, GIS implementations were put great emphasis on in the new geography curriculum prepared
in 2005.
Geography curriculum supports the use of GIS in the teaching of geography topics. In the program, it is clearly stated
in the expression “Depending on the technical equipments and physical facilities in schools, teachers may develop
GIS practices themselves or examine the existing ones” (MEB 2005,11). The suggestions for the use of certain
acquisitions in the program can be regarded as a clear evidence for this support. When globally analyzed, it is easily
seen that most topics (or issues) are convenient to be taught via GIS. However, for the extension of GIS in schools,
geography teachers, at least, should attain GIS equipments and make practices. Otherwise, it is certain that the
extension of GIS in schools will not be possible.
In the geography curriculum in Turkey, there are many activities which are appropriate for the use of GIS. Five of
the topics suggested to be taught by GIS are in the 9th, nine of them in the 10th, two of them in the 11th, and four of
them are in the 12th year program. The number of the targeted acquisitions in these topics is 28 in sum (See Table 1).

229

�Suggested
Number Grade Outcome Numbers
A.9.3
1
9
A.9.4
2
A.9.5-A.9.6
3
C.9.5-C.9.6
4
C.9.7
5
A.10.2-A.10.3
6
10
B.10.2
7
B.10.3
8
B.10.4
9
B.10.5
10
B.10.9-B.10.10
11
C.10.10
12
C.10.11
13
C.10.12
14
B.11.4-B.11.5-B.11.6
15
11
D.11.2
16
C.12.4-C.12.5
17
12
C.12.8-C.12.9
18
D.12.6
19
D.12.8
20

Suggested Topics of Activities
Maps (in the section of definitions)
Coordinate System (in the section of definitions)
Contour Lines
Climate of Turkey
Elements of Climate in Turkey
Thermal Springs
World Population
Population Change
Dynamics of Population
Population Pyramids
Categorization of Economic Activities
Urban Structure of Turkey
Differences in the Distribution of Population in Turkey
Dynamism of Our Population
From Production to Consumption
Span of Spread of Turkish Culture
Trading Structure of Turkey
Scenarios in the Population of Turkey for Future
Locations of Countries
Regionalization of the World

Table 1. The Topics in the New Geography Curriculum Appropriate for the Use of GIS (Demirci 2008a: 70).

Study
The Effects of the Instruction of Vegetation and Types of Climate Topics in the 10th Year Geography Course
through GIS on Achievement Levels of Students (Turkey-Erzurum Sample)
In this section of the study, the findings obtained from the instruction of pre-determined geography topics
(Vegetation and Types of Climate) to students in two different methods were presented. First of them was the
conventional method whereas the second was GIS-supported method.
The universe of the research consists of the high school students studying at schools in the city centre of Erzurum in
2008-2009 education years; and the sample consists of 86 10th year students from Hacı Sami Boydak Anatolian
High School and Şükrüpaşa High School in Yakutiye in Erzurum.

Formation of the Experimental and Control Groups
Tests including the questions related to “Vegetation and Types of Climate” topics were given to all 10th
year students from both of the schools; and, according to the results, two classes (one experimental and one control)
from each school, in sum, four groups, were determined (See Table 2).
Research Group
Hacı Sami Boydak Anatolian High School
Şükrüpaşa High School
10 Science-A
10 Science-B
10 Social-A
10 Social -B
(Experimental)
(Control)
(Control)
(Experimental)
Female
Male
Female
Male
Female
Male
Female
Male
7

13

5

14

10

Table 2. Research Sample.

230

14

7

16

�By this study, it was aimed to investigate the effects of the instruction of “Vegetation and Types of Climate”
topics in the 9th and 10th years using the Geography Information Systems on the academic achievement levels of
students. Using the software of GIS, some practices were made together with the students and they were allowed to
develop their own materials. Later, on the basis of the material developed by the researcher, topics were taught in
connection with the data formed by the students according to the instructions. In this way, it was intended to help
students acquire the skills to use the program and participate in the classes with the materials they developed
themselves.
In this experimental research, the real experimental design, the model with pre-test/post-test and
experimental/control groups, was conducted. In this model, a pre-test and a post-test were given to randomly chosen
experimental and control groups before and after the instruction of “Vegetation and Types of Climate” (See Table 3).
G1

PRE-TEST

X1

POST-TEST

G2

PRE-TEST

X2

POST-TEST

Table 3. Research Model.
G1: Experimental Group, G2: Control Group,
Pre-test and Post-test: Achievement Test,
X1: The group taught through GIS implementations,
X2: The group taught through conventional methods.

Throughout a four-week period, the experimental group students were taught “Vegetation and Types of
Climate” topics enriched with the prepared course plans and activities based on GIS, and the control group was
taught the same topic through the conventional methods in accordance with the targeted outcomes.

Procedure
In the procedure of the research, the steps below were followed;
■ In the research, as the data collection instrument, an achievement test consisting of 20 questions which some
experts were councilled about was used.
■ A course plan was prepared for the activities to be held and the treatment took four weeks.
■ Both experimental and control groups were taught by the same teacher.
■ A computer downloaded ArcWiev 9.2 program and a projector were taken to the classroom in which GIS
implementations would be carried out and a list of instructions was given to each student.
■ GIS implementations were carried out together with the students.
■ In the control group, teacher-centered conventional instructional methods, in which the teacher, all the time, was
active, were used. In addition, maps and atlases were utilized in the classes.
■ During the classes, similar extra activities were carried out in the groups and the students were given some
questions and asked to answer in order to identify whether they had understood the topics or not.

Findings and Interpretations
While the mean of the scores of the experimental group students taught through GIS-based activities from
the test on “Vegetation and Types of Climate” was X =8,20 before the treatment, after the treatment the mean was
found to be X =14,65. On the other hand, whereas the mean of the scores of the students taught through
conventional methods (e.g., question-answer, direct instruction) was X =8,20 before the treatment, it changed to X
=11,39 after the treatment. According to these results, it was determined that although achievement levels of both
groups got higher the increase in the scores of the experimental group students was greater (See Table 4 and Figure
2).

231

�Pre-test
Post-test

Groups

X

S.S.

N

Experimental
Control
Experimental
Control

8,20
8,20
14,65
11,39

2,44
2,62
1,67
2,70

43
43
43
43

Table 4. Means and Standard Deviations for Achievement Test Scores of All Students.
As a result of the treatment, it is seen that students’ behaviors (knowledge) related to “Vegetation and Types
of Climate” changed positively. The differences between the achievement levels of the groups can be associated with
the student-centered GIS practices in the experimental group.

Figure 2. Pre-test and Post-test Scores of Experimental and Control Groups.

Results and Suggestions
Development and use of new technologies in education increase the quality and effectiveness of
instructional services. GIS is one of these new techniques. Furthermore, according to the observations, it was
understood that students are more willing for classes carried out through GIS-based activities.
As understood from the findings from the treatments, students’ achievement levels in geography courses based on
GIS technologies are higher than others.
When geography classes are taught by the conventional methods, learning based on memorization appears
and the topics cannot be remembered in long term. During geography classes, teaching settings which will involve as
many senses as possible should be designed. In addition, in GIS-based classes, education, being far away from
memorization, is realized by the participation of the students on the basis of practices.
Rate of retention in learning through computer is higher. Also, one of the skills acquired by the students
thanks to GIS-based activities, as pointed at in geography curriculum, is the skill to use information and
communication technologies.
More time should be allotted for the GIS use in geography education and, for this purpose; some revisions
should be made in the content of geography courses.
In a study on the utility of GIS technologies in schools (Demirci 2006,5), it was found that none of the teachers could
use the GIS Technologies. To solve this problem, use of GIS Technologies by teachers should be increased and
laboratories of GIS technologies should be designed and developed in the faculties serving to train geography
teachers.

232

�One of the most important problems in geography education is that there are not enough and appropriate
places to preserve the instructional tools and materials. Modern classrooms in which geography instruction can be
realized most effectively and the components of GIS can be placed and used should be formed.
As in developed countries, the utility of GIS technologies should be tested in not only in geography but also
in other, especially, science, courses. The most important components of GIS are data and software. Without them,
implementations of GIS are not possible. These sources should be provided to teachers and students by their
institutions.
References
Aksoy,B.,(2004). Coğrafi Bilgi Sistemleri Uygulamalarının Öğretimi Üzerine Bir Model. Kastamonu Eğitim Dergisi. Cilt 12,
(No:1), pp. 179–190.
Aladağ, E.,(2007). İlköğretim 7. Sınıf Sosyal Bilgiler Dersinde CBS’nin Kullanımının Öğrencilerin Akademik Başarı ve Derse
Karşı Motivasyonlarına Etkisi. Gazi Üniversitesi Eğitim Bilimleri Enstitüsü Basılmamış Doktora Tezi. Ankara.
Demiralp,N.,(2007). Coğrafya Eğitiminde Materyaller ve 2005 Coğrafya Dersi Öğretim Programı. Kastamonu Eğitim Dergisi.
Cilt 5–6, (No:1), pp. 373–384.
Demirci,A.,(2006). CBS’nin Türkiye’deki Yeni Coğrafya Dersi Öğretim Programına Göre Coğrafya Derslerinde
Uygulanabilirliği. 4. CBS Bilişim Günleri Bildiriler Kitabı. Fatih Üniversitesi Yay., İstanbul.
Demirci,A.,(2008a). Öğretmenler İçin CBS: Coğrafi Bilgi Sistemleri. Fatih Üniversitesi, Coğrafya Bölümü, Yay. No. 41, İstanbul.
Demirci,A.,(2008b). Türkiye’deki Yeni Coğrafya Öğretim Programının Öğretmenlerin Bakış Açısından Değerlendirilmesi. Milli
Eğitim Dergisi (Sayı-178), pp. 105–178.
Doğanay,H,(2002). Coğrafya Öğretim Yöntemleri. Aktif Yayınları, 5. Baskı, Erzurum.
Doğanay,H.,Zaman,S.,(2002). Orta Öğretim Coğrafya Eğitiminde Hedefler-Stratejiler ve Amaçlar. Doğu Coğrafya Dergisi (Sayı:
8), pp. 7-26.
Fitzpatrick,C.,Maguire,D.J.,(2000). GIS In Schools: Infrastructure, Methodology And Role In: Gıs: A Sourcebook For Schools.
Edited by David R. Green, Taylor&amp;Francis.
Girgin,M.,(2001). Neden Coğrafya Öğreniyoruz. Doğu Coğrafya Dergisi (Sayı: 5), pp. 127-143.
M.E.B.,(2000). Milli Eğitim ile İlgili Mevzuat. Milli Eğitim Basımevi, MEB Yay. No: 3126, Ankara.
M.E.B.,(2005). Talim Terbiye Kurulu Başkanlığı. Coğrafya Dersi Öğretim Programı ve Kılavuzu (9-12. Sınıflar), MEB Yayınları,
Ankara.
Nalçacı,A.,(2006). İlköğretim 6. ve 7. Sınıf Sosyal Bilgiler Programındaki Coğrafya Konularının Öğretmen ve Öğrenci
Görüşlerine Göre Değerlendirilmesi. Atatürk Üniversitesi Sosyal Bilimler Enstitüsü Basılmamış Doktora Tezi, Erzurum.
Taş,H.İ.,(2005). Cumhuriyetin Kuruluşundan Günümüze İlköğretim II. Kademe ve Liselerde Coğrafya Dersi ve Müfredatının
Değişimi. Doğu Coğrafya Dergisi (Sayı: 14), 2005, pp. 311–330.
Türkez,K.,(2009). 10. Sınıf Coğrafya Dersinde Yer Alan İklim Tipleri ve Bitki Örtüsü Konularının CBS İle Öğretilmesinin
Öğrenci Başarısına Etkileri (Erzurum Örneği). Atatürk Üniversitesi Sosyal Bilimler Enstitüsü, Yayımlanmamış Yüksek Lisans
Tezi, Erzurum.
Yomralıoğlu,T.,(2002). Coğrafi Bilgi Sistemleri Temel Kavramlar ve Uygulamalar. İber Ofset, Trabzon.
Zaman,S.,Coşkun,O.,(2006). Erzurum’da Görev Yapan Coğrafya Öğretmenlerinin Sınıf İçi Performanslarını Etkileyen Faktörler
Üzerine Bir Değerlendirme. Kâzım Karabekir Eğitim Fakültesi Dergisi (Sayı: 14), pp. 373–391.

233

�</text>
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COSKUN, Ogün
SEVER, Ramazan
TÜRKEZ, Kenan
ZAMAN, Nilgün</text>
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                <text>In recent years, there seem rapid changes in education and teaching. In order to provide  effective learning, new methods, techniques and materials are developed and used. Given the new  curriculum of the course of geography (2005) which tries to keep pace with this change, a  constructivist learning and task based approach emphasizing skills, including alternative  measurement and evaluation, strengthening the cooperation with the main and secondary  disciplines and reflecting holistic and thematic views are evidenced. Along with this, computer  assisted geographical information systems (GIS) is one of the most important materials for a  correct, clear and easy transmission of the new geography teaching program. The applied part of  the study was conducted on the students of Hacı Sami Boydak Anatolian High School and  Şükrüpaşa High School in Yakutiye Municipality in Erzurum city. In this study, the subjects of  Climate Types and Vegetation in grades 9 and 10 in Geography classes were determined to teach  via GIS implementation. The study was conducted by means of treatment and control groups.  Achievement test was applied to both groups, the result were analyzed via SPSS statistical  program. During the classes, while GIS was used in treatment group, in control group conventional  methods were applied. The results were evaluated and the effect of GIS technologies on student  achievement was investigated. It was seen that, though, in achievement pretest, the mean of the  correct answers of both groups was seen to be close to each other, in posttest results, the mean of  the answers given by treatment group turned to be higher than the control group’s mean. As for the  findings of the study, it was seen that the achievement level of the students who were taught by  means of GIS activities was higher. In sum, it was found that GIS based activities in Geography  classes significantly increased the achievement level of the students compared to conventional  methods.</text>
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                    <text>Significance of Fırtına Stream Basin and Kaçkar Mountains National Park
in Sustainable Tourism
Mehmet ZAMAN
Ataturk University
Department of Geography,
25240 Erzurum / Turkey
mzaman@atauni. edu.tr
Abstract: Fırtına Basin and Kaçkar Mountains National Park are located in the Eastern Black Sea
part of the Eastern Black Sea Region. Administratively, the whole Fırtına Basin, and a great part of
Kaçkar Mountains National Park (83.7 %) area located within Çamlıhemşin, Rize, and the rest of the
area (16.3 %) falls within the boundaries of Yusufeli, Artvin and İspir, Erzurum. Fırtına Basin and
Kaçkar Mountains National Park, a large part of which is in the basin of the related valley, are one of
the most important natural places of Turkey and are known at an international level owing to their
wild life, vegetation richness and geomorphological formations they have. On account of these
characteristics, the related area has been counted in 200 ecological areas that must be preserved by
WWF (World Wild Fund For Nature). In addition, centuries - long high pasture activities in the area
and archaeological works add historical and folkloric value to the basin. Therefore, they remain one
of the important areas in Sustainable Tourism. They have a potential for such natural recreational
activities as mountain tourism, high pasture tourism, thermal tourism, cultural tourism, botanical
tourism, rafting, heliksi, camping, photography, mountain cycling, jeep safari, trekking, fishhook,
paragliding and observation of birds and wild life. Utilization of the related area with respect to
sustainable tourism potential will greatly contribute to the economic devolopment of the region. The
reason is that sustainable tourism remains a kind of tourism which protects local, natural, cultural and
structural sources, devolops life quality of the people around, provides a high – quality service for the
tourists, increases environmental quality of sites and fosters economic devolopment.
Key Words: Kaçkar Mountains National Park, Fırtına Basin, Sustainable Tourism

Introduction
In the context of prospective sustainability, sources continue to be utilized on the one hand while it
becomes necessary to protect the same sources so that future generations may make use of them. The reason for
this is that the process of technological and socio-economic developments and changes in our century will
continue in the same way in the future. Therefore, it has been an obligation to follow a planned method while
making natural and human sources available to use (Atabay, 1998:2). In addition, sustainability is a kind of
behaviour that is constantly renewed. The objective of such behaviour is to protect the sources in terms of
sustainability. This is significant not only with respect to economy but human life.
Accordingly, sustainable tourism can be defined as an activity which adorns natural, cultural and social
sources in the long run and protects them, and which supports economy moderately(Scharpf, 1998:18). Such
terms as Responsible Tourism, Soft Tourism, Eco-Tourism and Alternative Tourism bear similar meanings with
Sustainable Tourism. They are examined within in the scope of Sustainable Tourism.

Geographical Characteristics of the Area
Fırtına Stream Basin is made up of a land (2000-2200 m.) incised deeply with rivers and high
mountainous fields where glaciations/ glaciations is effective. Among forms of glaciations are actual glacial,
glacial lakes, glacial basins, moraine sets and synclinal folds (Erinç, 1949: 243-245; 1971: 258-260). A semioceanic and semi-continental climate is seen in this region. There exists a thick forest thanks to suitable
precipitation and temperature. The forest is visible till 2200 metres and from that metre upward, there are
subalpine and alpine meadows.
The Kaçkar Mountains National Park (Figure 1) remains the fifth with respect to size among the 36
national parks in Turkey with its space of 5150 hectares. It was gained the status of tourism centre in 1991 and of
national park in 1994 with its such characteristics as geological and geomorphological qualities, existence of
traditional transhumance, richness of vegetation and wild life, and natural landscape. Located in the area, Ayder

28

�High Pasture is a place was announced to be the first touristic centre in the Eastern Black Sea Region in 1987
under name of ‘Rize-Çamlıhemşin-Ayder Thermal Spring Touristic Centre’.

Figure 1. Location Map of Fırtına Stream and Kaçkar Mountains National Park.

There are one town (Çamlıhemşin), 27 villages, 41 high-pastures and 18 hamlets in Fırtına Stream Basin.

Facilities of Sustainable Tourism and Their Utilization
Such recreational activities as high-pasture tourism, mountain tourism, thermal tourism, cultural
tourism, rural tourism (agriculture and farm tourism), wild life and bird watching (ornito-tourism), hunting
tourism, botanical tourism, river tourism (sportive hand line fishing, canoe and rafting), congress tourism,
rafting, heliski, camping and caravan tourism, photography (photo safari), mountain cycling, paragliding, horse
riding, film and documentary production, scientific research and training camps(Zaman, 2007, s. – 2008: s.).
High pasture tourism is without doubt one of the mostly-demanded of those mentioned above and has
been the most popular form of alternative tourism. The reason is that high pastures with their natural beauty, cold
and clear waters, fresh air, ethnological, cultural and other attractive characteristics draw attention. The high
pasture in the basin are suitable for such activities as stopover, rest, observation of nature and culture, trips,
photography, observing and participating in traditional high pasture life, tasting local food, and taking place in
cultural activities. With these characteristics, the related area offers sustainable tourism facilities and draws the
attention of both local and foreign tourists (Photo 1). Among the important high pastures with transportation and
accommodation facilities are Ayder, Yukarı Kavron, Elevit, Başyayla, Çiçekliyayla, Tirovit, Palovit, Amlakit,
Apivanak, Pokut and Sal(Zaman, 2007: 200-2008:17-26).

Photograph 1. Such Social and cultural activities as high pasture festivals and bullfights are organized in Fırtına Stream
Basin and Kaçkar Mountains National Park.

Another important kind of alternative tourism is mountain tourism on the mountains with high peaks
located in the south part of the basin. There are such summits as that of Mount Kaçkar (3932 m.) and of Mount
Verçenik. The touristic potential of the park in mountain tourism includes tracking and hiking, peak and glacial
climbing, mountain skiing and alpinism (Photo 2-Somuncu, 1986:1 - 1988: 30-31).

29

�Photograph 2. The potential of the Kaçkar Mountains National Park in mountain tourism includes tracking and hiking, peak
and glacial climbing and heliski.

The mentioned area has rural tourism facilities with its rural life style, traditional village and high
pasture life, scattered settlement, houses built in accordance with wooden civil architecture, customs and
conventions, garden and agriculture activities, and animal husbandry.
In addition, the fact that the thermal springs in Ayder High Pasture, which is the thermal tourism centre,
have positive effects on the treatment of rheumatism, on skin, blood system, respiration, gynaecological system,
neural system and muscles attract many tourists to the area.
Fırtına Basin is also one of the most attractive places in terms of cultural tourism with its historical sites
like Zilkale and Kale-ı Bala as well as stone bridges, its architecture, music, wearing style of people, food
culture, rural residences, high pasture festivals, bullfights and life style (Photo 3).

Photography 3. The castles on the basin (e.g. Zilkale), historical stone bridges, residences and local clothes are among the
elements that contribute to the development of cultural tourism in the area.

30

�Hunting tourism and bird watching are also available in Fırtına Basin (Photo 4). In addition to diversity
of wild life, the large number of bird kinds adds value to the area, which has been announced as one of the 100
significant bird areas of Turkey by The Society for the Protection of Nature and by Bird Life International. 57 of
the bird kinds have been taken under protection in accordance with Bern III Contract.
In addition, capercaillies in the area have given the area the status of being one of the 217 endemism
areas (Kurdoğlu, 2002: 5/Bird Life,1995).

Photography 4. In recent years, bird watching has been carried out in Fırtına Basin and Kaçkar Mountains National Park.

Having a unique botanical diversity, the area holds a number of rare kinds with its 537 woody plants,
Fırtına Basin remains one of the 122 significant plant fields(Yeğen,2007:101-103). All these demonstrate that
the area has a significant potential for the devolopment of botanical tourism.
Since 2003, heliski has been available in the National Park(Photo 5). Tourists, especially from Sweden,
Switzerland, Norway and Finland, join heliski activities which are mostly held on Kaçkar Mountains and such
valleys as Kavran, Ceymakcur and Avacur.

Photograph 5. The tourists landed on the peaks of Kaçkar Mountains join heliksi.

As for river tourism, the area offers such alternatives as canoe and rafting thanks to the length of the
course, flow rate and valley slope(Photo 6).

Photograph 6. Canoe and rafting are carried out in Fırtına Stream especially in the period of transition from spring to
summer.

31

�In recent years, jeep safari and mountain cycling have become popular activities in Fırtına Basin. There
are many routes for these activities. In addition, the area has often been preferred by the campers with its
magnificent views and fresh, clean air.
With its unique natural beauty, the basin provides heavenly facilities for photographers and photo
safari.
As for as their height, slope and wind are concerned, the peaks of Kaçkar Mountains are suitable for
paragliding(Photo 7). Sal, Pokut and Hazindak high pasture are among the appropriate places for this activity.

Photograph 7. Fırtına Basin and Kaçkar Mountains National Park have places suitable for camping and paragliding.

Apart from these, local residences, thermal spring, accomodation sites and cultural structure of Ayder
High Pasture can be arranged so as to host congresses to be held, which will add to sustainable tourism activities
in the area. In addition, there are suitable places for horse riding, orienteering, view watching and picnic.

Conclusion
Fırtına Stream Basin and Kaçkar Mountains National Park offers various alternatives of sustainable
tourism for tourists. It is obvious that present state of the National Park, which has a number of natural, social
and cultural sources, can only be maintained by the protection and sound use of these sources.
To do so;
•
•
•
•
•
•

Economic, ecologicial and social aspects of sources should be assessed together for a sustainable
development.
Plans, projects and investments that may cause pollution and environmental damage should be avoided.
Ecological capacity should be taken into account while development is supported.
Natural, cultural and social diversity should be protected and supported.
Tourists and local people should be informed about possible negative environmental effects.
Sustainability of the above without doubt is closely connected with the continuity of the relationship
between tourism, and natural and social environment in a sound and positive manner.

References
Atabay, S., (1998 ), 21. Yüzyılda Sürdürülebilir Turizm Politikaları. 1. Uluslar arası Turizm Sempozyumu (1617 Aralık 1998), Yıldız Teknik Üniv., İstanbul.
Doğanay, H., (2001), Türkiye Turizm Coğrafyası (3. Baskı). Çizgi Kitabevi Yay. No:33, Üniversite Kitapları: 9,
Çizgi Kitabevi, Konya
Doğu, A.F., Somuncu, M., Çiçek, İ., Tunçel, H., Gürgen, G., (1993), Kaçkar Dağı’nda Buzul Şekilleri, Yaylalar
ve Turizm. Ankara Üniv. Türkiye Coğrafyası Araştırma ve Uygulama Merkezi Derg. 2, Ankara.
Erdoğan, N., (2003), Çevre ve (Eko)turizm. Pozitif Matbaacılık, Ankara.
Erinç, S., (1945), Doğu Karadeniz Dağları’nda Glasyal Morfoloji Araştırmaları. İstanbul Üniv. Edebiyat Fak.
Yay. Coğrafya Enst. Doktora Tezleri Serisi, No: 1, İstanbul.
Kurdoğlu, O., (2002), Fırtına Vadisi’nin Doğal Kaynak Yönetimi Açısından İncelenmesi. KTÜ Fen Bil.
Enstitüsü (Yayımlanmamış Doktora Tezi), Trabzon.
Scharpf, H., (1998), Sürdürülebilirlilik Açısından Bölgesel ve Yerel Yönetimlerin Turizm Politikasındaki
Görevleri. 1. Uluslar arası Turizm Sempozyumu (16-17 Aralık 1998), Yıldız Teknik Üniv., İstanbul.

32

�Yarar, M., Magnın, G., (1997), Türkiye’nin Önemli Kuş Alanları. Doğal Hayatı Koruma Derneği Yay., İstanbul.
Zaman, M., (2007), Doğu Karadeniz Kıyı Dağları’nda Yaylalar ve Yaylacılık. Atatürk Üniv. Yay. No:
960, Fen Edebiyat Fak. Yay No: 105, Araştırma Serisi No: 75, Erzurum.
Zaman, M., (2008), Fırtına Deresi Havzası ve Kaçkar Dağları Milli Parkı’nın Alternatif Turizm Açısından
Önemi. Atatürk Üniv. Sosyal Bil. Enst. Derg.Cilt:12, Sayı:2 , Erzurum.

33

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                <text>Fırtına Basin and Kaçkar Mountains National Park are located in the Eastern Black Sea  part of the Eastern Black Sea Region. Administratively, the whole Fırtına Basin, and a great part of  Kaçkar Mountains National Park (83.7 %) area located within Çamlıhemşin, Rize, and the rest of the  area (16.3 %) falls within the boundaries of Yusufeli, Artvin and İspir, Erzurum. Fırtına Basin and  Kaçkar Mountains National Park, a large part of which is in the basin of the related valley, are one of  the most important natural places of Turkey and are known at an international level owing to their  wild life, vegetation richness and geomorphological formations they have. On account of these  characteristics, the related area has been counted in 200 ecological areas that  must be preserved  by  WWF (World Wild Fund For Nature). In addition, centuries - long high pasture activities in the area  and archaeological works add historical and folkloric value to the basin. Therefore, they remain one  of the important areas in Sustainable Tourism. They have a potential for such natural recreational  activities as mountain tourism, high pasture tourism, thermal tourism, cultural tourism, botanical  tourism, rafting, heliksi, camping, photography, mountain cycling, jeep safari, trekking, fishhook,  paragliding and observation of birds and wild life. Utilization of the related area with respect to  sustainable tourism potential will greatly  contribute to the economic devolopment of the region. The  reason is that sustainable tourism remains a kind of tourism which protects local, natural, cultural and  structural sources, devolops life quality of the people around, provides a high – quality service for the  tourists, increases environmental quality of sites and fosters economic devolopment.  </text>
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                    <text>1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Application of Factor Analysis in the Assessment of Water Quality in
Sakarya River (Turkey)
Suheyla Yerel
Bozuyuk Vocational School
Bilecik University, Bilecik, Turkey
suheyla.yerel@bilecik.edu.tr
Nurgul Ozbay
Engineering Faculty
Bilecik University, Bilecik, Turkey
nurgul.ozbay@bilecik.edu.tr
Huseyin Ankara
Department of Mining Engineering
Eskisehir Osmangazi University
Eskisehir, Turkey
hankara@ogu.edu.tr

Abstract: Factor analysis is applied to the dataset on surface water quality of the Sakarya
River (Turkey), generated one year monitoring at five monitoring stations for eight
parameters. This study presents of factor analysis technique for evaluation of large complex
dataset with a view to get better information about the surface water quality and design the
monitoring stations for effective management of water sources. Three factors were
determined, which were responsible from the 88.886% of total variance of the surface water
quality in the Sakarya River (Turkey). The first factor explained 43.639% of the total variance.
The second factor explained 27.914% and the third factor 17.332% explained of the variance,
respectively. This study showed that, factor analysis help decision makers to judge
effectiveness of surface water quality programs.

1. Introduction
One of the major concerns in hydrological studies understands the factor and process that control and
affect water quality. Water quality “reflects the composition of water as affected by natural processes and by
humans’ cultural activities, expressed in terms of measurable quantities and related to intended water use”
(Novanty and Chesters, 1981). Surface waters contain many chemical species in the dissolved state that play an
important roleinthe survivalaquatic ecosystems (Santos-Roman et al., 2003).
Water quality monitoring has one ofthe highest prioritiesin environmental protection policy (Simeonov
et al., 2002). The main objective isto control and minimize the incidence of pollutant-oriented problems, and to
appropriate qualityto serve various purposes such as drinking water,irrigation water, etc (Boyacioglu, 2006).
The quality of water is identified in terms of its physical, chemical and biological parameters
(Sargaonkar and Deshpande, 2003). The particular problem in the case of water quality monitoring is the
complexity associated with analyzing the large number of measured variables (Saffran, 2001). The data sets
contain rich information about the behavior of the water resources. The classification, modeling and
interpretation of monitoring data are the most important steps in the assessment of water quality (Boyacioglu,
2006).
Inthis study evaluated the water quality parameters using factor analysis. This analysis was applied to a
surface water quality dataset obtain by Sakarya riverin Turkey.

2. Materials and Methods
2.1. Dataset
Surface water quality datasets of five surface water quality observation stations comparing eight
parameters monitoring monthly a years, were obtained from DSI. Observation stations are seen fig. 1.
262

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

The selected surface water quality parameter for the determination of water quality characteristics are;
Total dissolved solids (TDS), Sulphate (SO4), Chloride (Cl), Biochemical oxygen demand (BOD5 ), Nitrate
nitrogen (NO3 -N), Chemical oxygen demand (COD), Dissolved oxygen (DO) and Sodium (Na). The results were
evaluated by using factor analysis.

Figure 1. Sakarya river monitoring stations

2.2. Factor Analysis
Factor analysis is a statistical technique that attempts to extract a lower dimensional linear structure
from the data. The main purpose of factor analysisisto reduce the contribution of less significant variables and
to simplify even more of the data structure. As a result, a small number of factors will usually account for
approximately the same amount of information as the much larger set of original observations (Shrestha and
Kazama, 2007). The factor analysis can be expressed as:

zji = af1f1i + af 2f2i + af 3f3i +... + afmfmi + efi

i = 1, 2,..., p

(1)

where z is the measured variable; a isthe factor loading; f represents the factor score, e is the residual
term accounting for errors or other source of variation;iisthe sample number,and m representsthetotal number
of factors.

3. Results and Discussion
Surface water quality parameters were grouped using factor analysis in this study. The eigenvalues for
different factors, eigenvalues and total variance are given in Tab. 1. The table shows that,the three eigenvalues
were higher than 1. Majority of the total variance of the dataset has been investigated by the firstthree factors
Varimax rotation was then used to obtain readily interpretable factorloadings.

263

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Parameters
TDS

Factor 1 Factor 2 Factor 3
0.952
-

SO4

0.946

-

-

Cl

0.887

-

-

BOD5

0.857

-

-

NO3-N

-

0.943

-

COD

-

0.777

-

DO

-

-

0.843

Na

-

-

0.708

Eigenvalue

3.491

2.233

1.387

Total variance (%)

43.639

27.914

17.332

Table 1. Rotated factorloadings matrix

The factor analysis generated three significant factors, which explained approximately 88.886% of the
variance in monitoring stations dataset. Parameters were grouped based on the factorloadings and the following
factors were given:
Factor 1: TDS, SO4, Cl and BO D5
Factor 2: NO3-N and COD
Factor 3: DO and Na
The first factor (Factor 1) is explained 43.639% of the total variance. The second factor (Factor 2) is
positively loaded with parameters NO3 -N and COD. This factor accounts for 27.914% of the total variance.
Factor 3 explained 17.332% ofthe total variance and related tothe parameters DO and Na.
The data of the Factor 1 were calculation into mean value to compare the aspects of the variation in
surface water quality data obtained from five different monitoring stations as presented by fig. 2. Among the
mean value, all parameters were found to be high at Station 1 showing high pollution ofthese sites.

Figure 2. TDS, SO4, Cl and BO D5 mean value at monitoring stations

264

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

4. Conclusion
In this study, factor analysis was applied to surface water quality dataset. The analysis was used to
classify surface water quality parameters. Based on the above results, monitoring stations were explained by the
three factors,itisthe Factor 1 (TDS, SO4, Cl and BOD5 ) that best observed variances in the data. These results
represent that pollution caused differences in terms of water quality in the Station 1 of the river. Finally,it was
determined thatthe factor analysis usefulness forinterpretation of water quality dataset.

5. References
1. Boyacioglu, H. (2006). Surface water quality assessment using factor analysis. Water SA, 32, 389-394.
2. Novanty, V., &amp; Chesters, G. (1981). Handbook of non-point pollution, Sources and Management. Van Nostrand Reinhold
Company, New York.
3. Saffran, K. (2001). Canadian water quality guidelines for the protection of aquatic life, CCME water quality index 1,0
User’s manual, ISBN 1-896997-34-1.
4. Santos-Roman, D.M., Warner, G.S., &amp; Scatena, F. (2003). Multivariate analysis of water quality and physical
characteristics of selected watersheds in Puerto Rico. Journal of the American Water Resources Association, 829-839.
5. Sargaonkar, A., &amp; Deshpande, V. (2003). Development of an overall index of pollution surface water based on a general
classification scheme in Indian context. Environ. Monit. Assess., 89, 43-67.
6. Shrestha, S., &amp; Kazama, F. (2007). Assessment of surface water quality using multivariate statistical techniques. A case
study of Fuji river basin, Japan. Environmental Modelling and Software, 22, 464-475.
7. Simeonov, V., Einax, J.W., Stanimirova, I., &amp; Kraft J. (2002). Environmetric modeling and interpretation of river water
monitoring data. Anal. Bional Chem., 374, 898-905.

265

�</text>
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Ozbay, Nurgul
Ankara, Huseyin</text>
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                <text>Factor analysis is applied to the dataset on surface water quality of the Sakarya  River (Turkey), generated one year monitoring at five monitoring stations for eight  parameters. This study presents of factor analysis technique for evaluation of large complex  dataset with a view to get better information about the surface water quality and design the  monitoring stations for effective management of water sources. Three factors were  determined, which were responsible from the 88.886% of total variance of the surface water  quality in the Sakarya River (Turkey). The first factor explained 43.639% of the total variance.  The second factor explained 27.914% and the third factor 17.332% explained of the variance,  respectively. This study showed that, factor analysis help decision makers to judge  effectiveness of surface water quality programs.</text>
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                    <text>1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Biodegradable Modified Corn Starch and Its Electroreological Properties
M ustafa Yavuz,
Suleyman Demirel University,Isparta, Turkey
yavuz@fef.sdu.edu.tr
Tahir Tilki
Süleyman Demirel University,Isparta, Turkey
Meh met Çabuk
Mus Alparslan University, Mus, Turkey
Meh met Ulutürk
Süleyman Demirel University,Isparta, Turkey

Abstract: In this study an electrorheological (ER) effect of the suspensions containing both
native starch (S) and modified starch (MS) particles in corn oil under various externally
applied electric field strengths are reported. To prepare an ER active material, biodegradable
starch was partially hydrolyzed and converted to its Li+ salt. Both biopolymers were
characterized by 13C-NMR, Scanning Electron Microscopy (SEM), Energy Dispersive
Spectroscopy (EDS) and Thermogravimetric Analysis (TGA). Suspensions of Starch and
modified Starch particles were prepared in corn oil at concentrations ranging from 5-40% by
mass. Rheological measurements were carried out via a rotational rheometer with a high
voltage generator to investigate the effects of electric field strength and particle concentration
on ER performance. Effects of various parameters such as sedimentation stability, dispersed
particle concentration, electric field strength, shear rate, frequency and temperature onto ER
activity were investigated. Modified starch suspension was accepted as a biodegradable
anhydrous ER fluid.

Introduction
Biodegradation is the process by which organic substances are broken down by the enzymes and
microorganisms. The term is often used in relation to ecology. Starch is a linear polymer (polysaccaride) made
up of repeating glucose groups linked by glucosidic linkages in the 1-4 carbon positions. Biodegradation of
starch based polymers is a result of enzymatic attack (Ogungbenle 2007) at the glucosidic linkages between the
sugar groups leading to a reduction in chain length and the splitting of sugar units (monosaccharides,
disaccharides and oligosaccharides)(Kato et al. 2003).
ER fluids can potentially be used as a smart materialfor active devices, which transform electric energy
to mechanical energy. They are composed of a suspension of polarization solid particles dispersed in a
nonconducting liquid media (Block &amp; Kelly 1988). When an electricfieldisimposed,the rheological properties of
the fluid vary, showing a characteristic fibrillation (Winslow 1949);the strings of the particles are oriented along
the direction ofthe electricfield. This structureis known to be induced by a mismatch ofthe dielectric constants
and conductivity ofthe suspended particles and theinsulating oil(Parthasarathy &amp; Klingenberg 1996). ER fluids are
divided into two categories (Tao et al. 2001): one is called dry-base ER system (or anhydrous, which shows ER
activity without adding any polar promoter) the other one is called wet-base ER systems (or hydrous, which
needs a polar promoterto be added to show ER activity).
In this study, we investigate native starch and modified starch as a vigorous nominee for anhydrous
particles in high performance dry-base systems by analyzing the effect of particle concentration, electric field
strength, shear rate and frequency via sheartests.

50

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Experimental
1. Material
The chemicals were Aldrich, Acros and Merck products, with analytical grade. The base fluid used was
corn oil with a density ρ= 0.936 g/cm3, viscosity η = 45 mPa s, dielectric constant ε = 3.34, and conductivity (E
= 1 kV/mm) σ = 4X10-11 S/m at 25 o C. The starch was (used as dispersed phase) produced by Acros Organics
products.
2. Modification Of Native Starch
Suspensions of the air-dried corn starch (50 g) in distilled water (500 mL) were supplemented with
ammonium vanadate (NH4 VO 3). A marine blue color was appeared. The pH of each suspension was adjusted to
9.0 by adding 10% NaOH(aq). Each suspension was continuously stirred for 48 h at a constant temperature of
35–40o C, under atmospheric conditions. After the reaction was completed, its color turned to yellowish. The
reaction mixture was filtered through a sintered glass and the filtrate washed with cold water to remove any
impurities present. The products were dried in desiccators over molecular sieves. The dried products were
dispersed in 0.1 M LiOH(aq) and the lithium-salt of partially modified starch was obtained. The final product
was also dried under the same conditions. The modification reaction mechanism of the native starch is given in
Scheme 1.

H
CH2OH

OH

NH4VO3
10% NaOH

O

H

H
H

H

O
H

pH: 9

OH

OH

LiOH

COOH

OH

H
OH

OH

OH

H

OH

Scheme 1. Oxidation reaction mechanism and chemical structure of modified starch.
3. Electrorheological Measurements
Suspensions of starch derivative particles were prepared in corn oil at a series of concentration (c = 5–
40% m/m). Suspensions were mechanically stirred before each measurement against sedimentation. Rheological
properties ofthe suspensions were determined with a Termo-Haake RS600 parallel plateElectro-rheometer
(Germany). The gap between the paralel plates was 1.0 mm and the diameters ofthe upper and lower plates were
35 mm. Allthe experiments were carried out at a controlled rate (CR) mode and at various temperatures (25–125
◦
C, with 25 ◦ C increments.). The voltage used in these experiments was also supplied by a 0–12.5 kV (with 0.5
kV increments) dc electric field generator (Fug Electronics,HCL 14, Germany), which enabled resistivity to be
created during the experiments.

Scheme 2. Mechanism of ER behavior.

Results and Discussion
1. Characterizations
Both native starch and modified starch were subjected to the following characterizations before ER
measurements to be carried out; The 13 C-N MR spectra were obtained in D MSO-d6 and CDCl3 at ambient
51

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

temperature using a 400 MHz Bruker DPX Avonce Nuclear Magnetic Resonance Spectrometer atthe Scientific
and Technical Research Council of Turkey (TUBITAK), Ankara Test and Analysis Laboratory (ATAL).
Modified starch showed similar 13 C-N MR spectratothat of the native starch,indicating that modification did not
have an effect on the molecular packing of the double helices in the crystalline regions but a new additional
signal of the carbonyl carbons in ester groups formed by the formulation at 176.15 ppm is clearly visible; some
differences exist also in C6 region.
The samples were scanned by Scanning electron micrographs (SE M) with an extra of ED A X analyzer (
Jeol JSM-6360 LV, Japan ).The study of EDAX analysis revealthat reactions of modification were completed
positively. EDAX analysis evaluated the extent of ionic types (Mi et al. 2003). Spectra (a) is shown energy
profiles coming from starch as oxygen and carbon but spectra (b) shows that one more energy profile became
the Li+.

(a)

(b)
Figure 1. EDAX analysis of energy positions (a) starch (b)modified starch.
Thermal analysis data of particles were obtained using a Setaram 8ET8 V8 Evolution 1760 model
thermogravimetric analyzer(TG A) inthe presence of nitrogen atmosphere up to 600o C, ata heating rate of 10 o C
/ min. The results from TGA are compared for starch and modified starch as a thermogram. Starch has two
decomposition stages with one beginning at 250 o C and another beginning at 450 o C. Thermal result of starch
and modified starch is similar. There aretwo weightlosses for samples consistat 245 o C and 440 o C. The weight
loss is approximately 100% for starch and 85% for modified starch at 600 o C. as a result, modified starch was
appeared about 15% end ofthe analysis( Vijaya et al. 2008).

Figure 2. Thermogravimetriccurve of (a) starch and (b) modified starch.

52

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

2. Electrorheology
2.1.Effect Of Dispersed Particle Concentration
Effect of dispersed particle concentration on viscosity of S and MS suspensions was investigated using
five different concentrations (5%–40% m/m) and results obtained are shown in Figure 3. Suspension
concentration exerts principle effect on the ER activity (Wu &amp; Shen 1996). The viscosities of both S and MS
suspensions were shown increase with rising particle concentration up to c = 30 (%, m/m) and then leveled off.
The maximum electric field induced viscosities (ηE) of Starch and Modified Starch were observed to be 1976
Pas and 3170 Pas,respectively under E = 2 kV/mm and shown a typical strong ER effect.

Figure 3. The change in viscosity with concentration, T = 20o C and E = 2 kV/mm.

2.2. Effect Of Electric Field Strength
Shear stress is one of the critical design parameter in ER phenomenon and has attracted considerable
attention both theoretically and experimentally. Figure 4 also shows the changes in the shear stress (τ) and
viscosity (� of S and MS in Corn Oil suspensions under various electric field values. Increase in electric field
causesincreasein τ and � Thisis due tothe formation of chain-like structure caused by the polarized particlesin
suspensions under E electric field strength ( Choi et al. 1997).

Figure 4. The change of viscosity and shear stress with electric field strength, T = 20o C, c =
30% m/m,�= 0.2 s−1
2.3.

Effect Of Temperature
The temperature dependence of the shear stress is shown in Figure5. The results were investigated at
53

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

temperatures between 25-80°C. It was observed that,for S/Corn Oil system, τ decreased with increasing T and a
shear stress loss of ∆τ = 118 Pa was measured. An interesting curve was obtained for MS/Corn Oil suspension,
showing a decrease in τ up to T = 50 °C, then gave an increase with rising T. This may be attributed to the loss
of moistureinthe MS/Corn Oilsuspension and the increased kinetic energy of Li+ ionsinsertedintothe structure
of starch withthe modification process, which gave risetoincreased mobility and polarizability ofthe suspended
modified starch. Although shear stress changes withincreasing temperature reported inthe literature ( Unal et al.
2006;Liu &amp; Shaw 2001 )

Figure 5. Effect oftemperature on the shear stress for starch and modified starch suspension, c
=30% m/m, � = 0.2 s–1, E = 2.0 kV/mm.
2.4. Effect of frequency
The effect of frequency (f) on the shear modulus (G’) for S and MS suspension is shown Fig.6. Up to f =
50 Hz, viscoelastic properties of both Starch and Modified Starch were not much changed. After f = 50 Hz, a
sharpincrease was observed for each sample as atypical characteristic of a viscoelastic material, which indicates
a vibration damping property. The increase in G’ with increasing external f was also reported in the literature(
Zhao et al. 2008).

Figure 6. The change of Gı with frequency, c= 30% m/m, T=20o C, γ = 10 Pa, E=2kV/mm .
2.5. Sedimentation stability
Sedimentation ratio curves as a function of time for S and M S suspension at 20% concentration at room
temperature are shown in figure 7 that, prepared polymer suspensions exhibited colloidal stability against
sedimentation, which the sedimentation ratio is 58 % end of 30 days. The sedimentation stability of modified
starch suspension is betterthan that of starch. Thisis possibly because starch is easily congregation foritsflakelike structure, greatly modifies its dispersal ability so as to increase its anti-sedimentation ability (Xiang &amp; Zhao
2006).

54

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Figure 7. Sedimentation stability of starch and modified starch depend on time, c = 20% m/m, T= 20o C

Conclusions
In presentstudy we have shown thatthe native starch can successfully be partially modified and converted to ER
active Li salt.
The results showed that, S and MS suspension exhibited ER behavior under electric field strength. The
conductivities of S (10-9 S/m) and MS (10-5 S/m) were in the range of ER active materials. Sedimentation
stabilities of S and MS suspension were found to be 58% and suitable for potential industrial applications.
Optimum particle concentration of the both suspensions was determined to be 30% by mass. The shear stresses
of the both materials were shown a linear increase with increasing E. S and MS suspension showed Newtonian
behavior when E = 0 kV and Bingham behavior when E ≠ 0 kV. The viscosities of S and MS suspension
decreased with increasing shear rate and given a typical of viscoelastic behavior by means of shear thinning.
Electric field induced viscosities of the both materials were observed to increase linearly. Temperature was
observed to be effective on the both materials and caused shear stress losses on S and shear stress increase on
M S, especially at elevated temperatures. Our results revealed that, wet-base ER active S/corn oil suspension
system become dry-base ER active after the modification, and shown 3 times stronger ER strength; which is
extremely important from industrial point of view.

Acknowledgements
We are grateful for financial support by The Scientific and Technical Research Council of Turkey (Project no: 107T628 )

References
Block H. and Kelly J.P. (1988). Electro-rheology. Journal of Physics D: Applied Physics, 21, 1661-1667.
Choi, H. J., M. S. Cho, and M. S. Jhon. (1997). Electrorheological properties of poly(acene quinone) radical suspensions.
Polym. Adv. Tech. 8, 697–700.
F.-L. Mi, H.-W. Sung, C.-C. Su, C.-K. Peng (2003). Synthesis and characterization of biodegradable TPP/genipin cocrosslinked chitosan gel beads. Polymer 44 6521-6530.
Kato Y., Matsuo R., Isogai A. (2003). Oxidation process of water-soluble starch in TEMPO-mediated system. Carbohydrate
Polymers, 5, 1 69–75.
Liu, B.; Shaw, M. T. (2001). Electrorheology of filled silicone elastomers. J. Rheol., 45, 641-657.
Ogungbenle H. N. (2007). Effect of chemical modification in starch of some legume flours. Pakistan Journal of Nutrition, 6
(2), 167-171.
Parthasarathy, M. and Klingenberg, D.J. (1996). Electrorheology : mechanisms and models. Mater. Sci. Eng., R17:57–103.

55

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Tao, R., Zhang, J., Shiroyanagi, Y., Tang, X. and Zhang, X. (2001). Electrorheological Fluidsunder Shear. Int. J. Mod. Phys.
B, 15:918–929.
Unal, H. I.; Agirbas, O.; Yilmaz, H. (2006). Electrorheological properties of poly(Li-2-hydroxyethylmethacrylate)
suspensions Coll. and Surf. A: Physicochem. Eng. Asp., 274, 77-84.
Winslow, W.. M. (1953). Field Controlled Hydraulic Device. U.S., Pat. No: 2661596.
Wu, S. and Shen, J., 1996. Electrorheological properties of chitin suspensions. J.Appl.Polymer Sci., 60:2159-2164.
Xiang, L.; Zhao, X. (2006). Preparation of montmorillonite/titania nanocomposite and enhanced electrorheological activity.
J. Coll. Inter. Sci., 296, 131–140.
Vijaya, Y., Popuri, S.R., Boddu, V.M. and Krishnaiah, A. (2008), Modified chitosan and calcium alginate biopolymer
sorbents for removal of nickel(II) through adsorption. Carbohydrate Polymers, 72 (2), 261-271.
Zhao,Y.; Wang, B.; Ding, C.; Zhao, X. (2008). Nano Titanium Oxide Organosol: Synthesis, Characterization, and
Application for Electrorheological Fluid. J.Appl.Polym.Sci.,110, 3763-3769.

56

�</text>
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                <text>Biodegradable Modified Corn Starch and Its Electroreological Properties</text>
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                <text>Yavuz, Mustafa
Tilki, Tahir
Çabuk, Mehmet
Ulutürk, Mehmet</text>
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                <text>In this study an electrorheological (ER) effect of the suspensions containing both  native starch (S) and modified starch (MS) particles in corn oil under various externally  applied electric field strengths are reported. To prepare an ER active material, biodegradable  starch was partially hydrolyzed and converted to its Li+ salt. Both biopolymers were  characterized by 13C-NMR, Scanning Electron Microscopy (SEM), Energy Dispersive  Spectroscopy (EDS) and Thermogravimetric Analysis (TGA). Suspensions of Starch and  modified Starch particles were prepared in corn oil at concentrations ranging from 5-40% by  mass. Rheological measurements were carried out via a rotational rheometer with a high  voltage generator to investigate the effects of electric field strength and particle concentration  on ER performance. Effects of various parameters such as sedimentation stability, dispersed  particle concentration, electric field strength, shear rate, frequency and temperature onto ER  activity were investigated. Modified starch suspension was accepted as a biodegradable  anhydrous ER fluid.</text>
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                    <text>1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

The Dissolution Kinetics Of Chalcopyrite Concentrate In Aqueous
Chlorination Solutions Of Chalcopyrite Concentrate
Ah met Yartaşı
Hakan Temur
M. Muhtar Kocakerim
Atatürk University, Engineering Faculty
Department of Chemical Engineering
Erzurum TURKEY
yartasi@atauni.edu.tr

Abstract: In this study, the dissolution kinetics of chalcopyrite concentrate was investigated
by using the solutions obtained with dissolution of chalcopyrite concentrate in water
saturated with chlorine. Reaction temperature, solid-to-liquid ratio, stirring speed, [Fe3+],
[Cu2+] and [H+] were chosen as parameters. It was determined that the dissolution rate of
chalcopyrite concentrate increased with increasing reaction temperature, [Fe3+] and [H+],
and decreasing solid-to-liquid ratio, but was not affected importantly by [Cu2+] and stirring
speed. A mathematical expression representing the process was established by using
experimental data and a package program, as follows, 1-(1-X)1/3 = {0.803.(S/L)0.32.(SS)0.17.[Fe3+]0.38 .[Cu2+]0.19.[H+]1.19.exp(-31.78/RT)}.t Also, it was found that
the dissolution rate was controlled by chemical reaction step with an activation energy of
31.78 kJ.mol-1 in the reaction temperature range 50-88 0C.
Keywords: Chalcopyrite, copper, chlorination, dissolution kinetics.

Introduction
Chalcopyrite, being one of the most abundant copper ores in the world isthe most important ore used in
production of the copper by pyrometallurgical methods.It contains minerals such as FeS2 , ZnS, PbS in addition
to CuFeS2 in nature. On the other hand, the SO2 gas emitted to atmosphere during the production of copper by
pyrometallurgical methods is an important pollutant. Nowadays, the governments force the firms producing
metals from sulphide minerals to use less harmful technologies because of its threatening properties for
environment. This situation brings along the necessity of developing of new environmentalisttechnologies. As
an alternative to the pyrometallurgical processes, hydrometallurgical metalrecovery is getting importance in this
area. Furthermore,the problem of evaluating the chlorine gas being a by-productin production of NaOH needed
in enormous amountsinindustry is waiting a solution because ofimpossibility ofits emission to the atmosphere.
There are many studies on the dissolution, dissolution kinetics and mechanism of copper ores in various
aqueous media. Havlik et al.(1995) examining the leaching of chalcopyrite concentrate with ferric chloride
solutions found that the rate of leaching increased with concentration of ferric ions up to the 0.5 M
concentrations of ferric chloride and the activation energy of this process was 55 ± 5 kJ.mol-1. Havlik and
Kam mel(1995) investigated leaching of chalcopyrite in acidified FeCl3 and acidified FeCl3 + CCl4 solutions.
They found thatthe leaching in the absence of CCl4 was a chemically controlled reaction with activation energy
of 68.9 kJ.mol-1 inthetemperature range 45-800 C and inthe presence of CCl4 was a diffusion controlled process
with activation energy of 31.2 kJ.mol-1 inthe same temperature range.
The high reactivity of gaseous chlorine as an oxidizing agent in leaching processes have been caused a
number of studies on the extraction of metalsulphides by chlorineleaching. Bayrakçeken et al.(1990) studied the
kinetics of the chlorination of pyrite in aqueous suspensions and found that the rate controlling step was the
chemical reaction between chlorine and pyrite forthe temperature range 13-35 0 C, and the diffusion of chlorine
through the fluid film forthe temperature range 40-60 0 C withthe activation energies respectively 36.7 kJ.mol-1
and 3.7 kJ.mol-1,respectively. Çolak et al.(1987) examined the kinetics of dissolution of chalcopyritein aqueous
solutions saturated by chlorine gas and determined thatthe diffusion of the reactants through product layer was
the rate controlling step with an activation energy of 9.81 kJ.mol-1.
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�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Reactions of copper sulfide minerals with chlorine in an aqueous media were studied by Groves and
Smith(1973) and determined that when the dissolution process was complete,the reaction products(copper,iron
and sulfur) were in their highest oxidation states and stoichiometric amount of chlorine was consumed.
In an study carried out by Ekmekyapar et. al.(1988), it was investigated the dissolution kinetics of an
oxidized copper ore in water saturated by chlorine, and found that the dissolution process proceeded in two
stages and was controlled by diffusion through the ash layer in each stage. The authors determined that the
activation energies forthe first and second stages were 27.15 and 20.21 kJ.mol-1,respectively.
Chalcopyrite can be dissolved with various leaching agents such as hydrochloric acid (Habashi and Toor,
1979), chloride/hypo chloride media (Puvvada and Murthy, 2000),ferric chloride (Dutrizac, 1990; Maurice and
Hawk,1999), acidic Cl- solutions(Lu et al.,2000), CCl4 saturated with chlorine(Saraç etal.,1994) and H2 SO4NaCl-O2 (Padilla et al., 2003). In addition to these, oxide and sulphide ores of base metal minerals were
examined by using various chlorinating agents such as Cl2,HCl, Cl2-O2, FeCl2 and O2 and CuCl2 (Mukherjee and
Gupta, 1983).
In this study, the dissolution kinetics of concentrate chalcopyrite in the chlorination solution (solution
obtained by dissolution of chalcopyrite concentratein water saturated with chlorine was investigated and effects
of the parameters, such as reaction temperature, solid-to-liquid ratio, stirring speed, [Fe3+], [Cu2+] and [H+] on
the dissolution rate were determined.

Methods And Materials
The chalcopyrite concentrate used in this study was provided from Çayeli, Rize in Turkey and sieved by
using a 75 µm AST M standard sieve. Chemical analysis of concentrate gave a composition of 24.02 % Cu, 29.36
% Fe, 36.55 % S, 2.19 % Zn, 0.19 % Pb, 0.1 % Al2 O3, 0.9 % moisture and 6.69 % other components. X-ray
diffractogram obtained by a Rigaku D M A X 2000 Series X-ray diffractometer and given in Figure 1 shows that
the concentrate contains CuFeS2, FeS2, ZnS, Cu2 S, CuS and very smallamount of Al2 O3 and SiO2. Also, SE M
photogram ofthe concentrateis seen in Figure 2.
250mL- a jacketed glass reactor was used for dissolution experiments under atmospheric pressure. The
reactor contents were mixed by a mechanical stirrer with tachometer and its temperature was controlled by a
constant temperature circulator. The reactor was fitted with a cooler to prevent the volume reduction of the
solution by the evaporation. The parameters used in the experiments and theirranges are given in Table 1.
Dissolution experiments were carried out using the chlorination solutions.In order to obtain this solution
an enough amount of chalcopyrite concentrate was dissolved in enough amount of chlorine saturated water under
predetermined optimum conditions(45o C for reaction temperature, 0.05gmL-1 for solidto liquid ratio, 0.2 molL-1
for [Fe3+], 0.025 molL-1 for [Cu2+] and 120 min for reaction time), and then,the suspension was filtered and the
filtrate stocked. The obtained solution was containing species such as Fe3+, Cu2+, H+, SO4 2- and Cl-.
Concentrations of these spieces were 14.6, 4.0, 4.46, 2.2 and 124.3 gmL-1, respectively. Various concentrations
of Fe3+, Cu2+ and H+ were prepared by adding Fe3+, Cu2+ or H+ to this solution or by diluting the solutions. After
250 mL of the chlorination solution was placed into reaction vessel it was heated to the reaction temperature.
And then, a certain amount of the concentrate was added tothe reaction vessel,and the vessel content was stirred
at a certain stirring speed for a desired period. At the end of dissolution period, reaction mixture was filtered,
and the amounts of Cu2+ passing to the solution was determined by the volumetric method(Gülensoy, 1984).
In the experiments, whilethe effect of one parameter was examining,the values of other parameters were
kept constant. The data obtained were plottedinthe form of conversion fraction, described as X = [the amount of
Cu passing to the solution from chalcopyrite concentrate /the amount of Cu in chalcopyrite concentrate] versus
time.

Results And Discussion
Dissolution Reactions
In aqueous medium, the reactions between chalcopyrite concentrate and chlorine gas are as
follows(Demopulos and Distin,1983, O’Malley and Liddell, 1987, Meyers,1977)
2CuFeS2(s) → Cu2 S(s) + 2 FeS(s) + S(s)
(1)
Cu2 S(s) + Cl2(aq) → CuCl2(aq) + CuS(s)
(2)
CuS(s) + Cl2(aq) → CuCl2(aq) + S (aq)
(3)
(4)
FeS2(s) →FeS(s) + S(s)
2FeS(s) + 2 Cl2(aq) → 2FeCl2(aq) + 2S(s)
(5)
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4S (s) + 2 Cl2(aq) → 2 S2 Cl2(l)
(6)
2 FeCl2(aq) + Cl2(aq) → 2FeCl3
(7)
(aq)
(8)
2 S2 Cl2(l) + 10Cl2(aq) + 16H2 O → 4H2 SO4(aq) + 24HCl(aq)
FeS2(s) + 2Fe3+(aq) → 3Fe2+(aq) + 2S(s)
(9)
CuFeS2 (s) + 4Fe3+ → Cu2+ (aq) + 5Fe2+ (aq) + 2S(s)
(10)
S(s) +6Fe3+ (aq) +4H2 O→ HSO4 - (aq) +6Fe2+ (aq) +7H+ (aq)
(11)
W hen chalcopyrite concentrate is added into the chlorination solution,the reactions taking place in the medium
can be written as follows;
(10)
CuFeS2(s) + 4Fe3+(aq) → Cu2+(aq) + 5 Fe2+(aq) + 2 S(s)
CuFeS2(s) + 16Fe3+(aq) + 8H2 O → Cu2+(aq) + 17 Fe2+(aq) + 2SO4 2-(aq) +16H+ (aq)
(12)
FeS2(s) + 2Fe3+(aq) → 3Fe2+(aq) + 2S(s)
(9)
6Fe3+(aq) + S(s) + 4H2 O → 6Fe2+(aq) + HSO4 -(aq) + 7H+ (aq)
(13)
After dissolving the concentrate atreaction temperature of 75 o C, particle size of 75 µm, stirring speed of
450 min-1, solid-to-liquid ratio of 0,02 g.mL-1, Cu2+ ion concentration of 4.03 g.L-1, Fe3+ ion concentration of
13.90 g.L-1 and H+ ion concentration of 4.46 g.L-1 and the mixture was filtered. After the solid part was
extracted with 100 mL of carbon sulphide in a reaction vessel equipped with a condencer and the extraction
mixture was filtered,the filtrate was evaporated and it was seen thatthe residue was elemental sulphur.
The effects of parameters
The effect of reaction temperature on the dissolution rate was studied using four reaction temperatures
(50, 65, 75 and 88 o C ) at particle size of 75 µm, stirring speed of 450 min-1,solid-to-liquid ratio of 0,02 g.mL-1,
[Cu2+] of 4.03 g.L-1, [Fe3+] of 13.90 g.L-1 and [H+] of 4.46 g.L-1. As seen in Figure 4,the dissolution rate of
chalcopyrite concentrateincreases with increasing reaction temperature.
The effect of stirring speed on the dissolution rate was studied by using three stirring speeds (300, 450 and
600 min-1) at particle size of 75 µm, reaction temperature of 75 o C,
solid-to-liquid ratio of 0.02 g.mL-1,
2+
-1
3+
-1
+
-1
[Cu ] of 4.03 g.L ,[Fe ] of 13.90 g.L and [H ] of 4.46 g.L . The experimentalresultsseen in Figure 5 show
evidently thatthe dissolution rate is not affectimportantly of stirring speed.
To investigate the effect of solid-to-liquid ratio on the dissolution rate,the experiments were carried out
by using three solid-to-liquid ratios(0.01, 0.02 and 0.04 g.mL-1) at particle size of 75 µm, reaction temperature
of 75 o C, stirring speed of 450 min-1,[Cu2+] of 4.03 g.L-1,[Fe3+] of 13.90 g.L-1 and [H+] of 4.46 g.L-1. Data for
various solid-to-liquid ratios is seen in Figure 6. This figure shows that decreasing solid-to-liquid ratio
increases the dissolution rate, which can be explained by the decrease in the amount of solid per amount of
solution in the reaction mixture.
To determine the effect of [Cu2+] of on the dissolution rate, the experiments were carried out by using
three[Cu2+] values (4.03, 6.03 and 8.05 g.L-1) at particle size of 75 µm, reaction temperature of 75 o C, solid-toliquid ratio 0.02 g.mL-1, stirring speed of 450 min-1,[Fe3+] of 13.90 g.L-1 and [H+] of 4.46 g.L-1. As can be seen
in Figure 7, which the experimentalresults are given,the effect of[Cu2+] on the dissolution rateis notimportant.
This case can be explained by the factthat when the large amount of Fe3+ ions are presentin reaction medium,
Cu2+ ions can not have an oxidizing effect.
The effect of[Fe3+] on the dissolution rate was investigated by using three [Fe3+] values (13.90, 20.89 and
27.85 g.L-1) at particle size of 75µm, reaction temperature of 75 o C,
solid-to-liquid ratio 0.02 g.mL-1, stirring
speed of 450 min-1, [Cu2+] of 4.02 g.L-1 and [H+] of 4.46 g.L-1. Experimental results plotted in Figure 8 show
that the dissolution rate increase with increasing [Fe3+]. It has been stated that the following reactions occur
during reaction between chalcopyrite and FeCl3 (Hawlik et al. 1995; Çolak et al., 1987);
CuFeS2(s) + 4Fe3+(aq) → Cu2+(aq) + 5 Fe2+(aq) + 2 S0(s)
(10)
CuFeS2(s) + 16 Fe3+(aq) + 8H2 O → Cu2+(aq) + 17Fe2+(aq) + 2 SO4 2-(aq) + 16H+ (aq)
(12)
Due to above reactions (1 and 2),the dissolution rateincreases with increasing [Fe3+].
The effect of [H+] on the dissolution rate was investigated by using three [H+] values (4.46, 2.23 and 1.12
-1
g.L ) at particle size of 75µm, reaction temperature of 75 o C, solid-to-liquid ratio 0.02 g.mL-1, stirring speed of
450 min-1,[Cu2+] of 4.03 g.L-1 and [Fe3+] of 13.90 g.L-1. The experimentalresults plotted in Figure 9 show that
dissolution rateincrease with increasing [H+].
Kinetics Analysis
The kinetics of a noncatalytic reaction between a solid and a liquid,represented by A(fluid) + bB(solid) →
Products, can be represented by one of two ideal model: Progressive-conversion model and shrinking core
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�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

model(Levenspiel, 1999).
In progressive-conversion model, it is visualized that reactant liquid enters to particle and reacts
throughoutthe particle at alltimes. At this case,the reaction rate can be defined by pseudo-homogenous models
and in the shrinking core modelitis derived integrated rate equations to show the reaction rate.In such a case,
the particle size may unchanged or shrink. Ifit unchanges, the derived integrated rate equations are
t/t* = X, (for diffusion controlthrough liquid film)
t / t* = 1-3(1-X)2/3 +2(1-X), (for diffusion control through ash or product layer)
t / t* = 1-(1-X)1/3, (for surface chemical reaction control)
If it shrinks during the reaction, the diffusion through ash or product layer is absent and the integrated rate
equation are
t / t* = 1-(1-X)2/3 , (the diffusion control through liquid film for small particles)
t / t* = 1-(1-X)1/2 , (the diffusion control through liquid film for large particles)
t / t* = 1-(1-X)1/3, (for surface chemical reaction control)
In the presented study, it was determined by statistical and graphical methods that which of above models
fits with experimental data and was observed that the most appropriate model was surface chemical reaction
control.
As shown in Figure 10, graphs of[1-(1-X)1/3] versus tfor various reaction temperatures(50, 65, 75 and 88
o
C ) gave straightlines. The similar straightlines were obtained for other parameters, also.
The regression coefficients of these lines were higher than those obtained for other models. This result
stated that the dissolution rate is controlled by chemical reaction. The activation energy of this dissolution
process was found to be 32.96 kJ.mol-1 from the slop ofthe straightline of Lnk versus 1/T in Figure 11.
W hen the activation energy result of the present work is compared the results from the literature for
chalcopyrite leaching (Dutrizac 1978, Jermilow et al. 1969, Dutrizac 1978, Dutrizac 1982 and Hirato et al.
1986),itis seen thatthe results ofthis work islower than those in the literature(Table 2).To find the reason of
this case,the initialrate values, ro were determined from Figure 4, and accepting thatthe kinetic equation isin
the form of
ro = ko[exp(-Ea/RT)],another activation energy value of 47.59 kJ.mol-1 was calculated from
the graph of Lnro versus 1/T shown in Figure 12. This value is in a good agreement with the literature values
given in Table 2, and can be considered astrue value ofthe activation energy.
The difference between the observed activation energy and the one calculated from initialrate values can
be explained by the formation of elemental sulphur covering the surface of the particle. When the reactions
between the active species in the leaching solution and chalcopyrite and/or pyrite proceeds, elemental sulphur
occurs according to the following reactions
FeS2(s) + 2Fe+3(aq) → 3Fe+2(aq) + 2S0(aq)
(9)
CuFeS2(s) + 4Fe3+(aq) → Cu2+(aq) + 5Fe2+(aq) + 2S0(s)
(10)
Elementalsulphur precipitating on the particle surface can coverthe surface,forming a productlayer. Due
tothis film,the activation energy reduces from the true value of 47.59 to 32.96 kJ.mol-1 asthe reaction proceeds.
Similar observations have been recorded by Boncukçuoğlu et al.(1994) and Erşahan et al.(1995). In the
study of Boncukçuoğlu et al.the reactions taking place in the leaching system were
FeS2(s) + 2Fe+3(aq) → 3Fe+2(aq) + 2S0(s)
(9)
FeS2(s) + 14Fe3+(aq) +8H2 O → 15Fe2+(aq) + 2HSO4 - aq) + 14H+ (aq)
(14)
Because reaction 9 is very fast compared to reaction 14 and high acidity gains speed this reaction
(Boncukçuoğlu et al.,1994; Erşahan et al, 1995, Meyers, 1977) and ,in similar way,it may say thatreaction 10
is faster than reaction 12, also, sulphur obtained by reactions 9 and 10 forms a sulphur layer increasing on
particle surface and the dissolution reaction becomes slow.
As a results,taking into accountthe values ofthe activation energies, 1-(1-X)1/3 versus t graphs and their
regression coefficients, ineffectiveness of stirring speed on the dissolution rate, it can be concluded that the
dissolution process was controlled by chemicalreaction.
To drive a mathematical expression including the effects of the parameters, the experimental data were
treated using a statistical program and the following equation was developed
1-(1-X)1/3 = {0.803.(S/L)-0.32.(SS)0.17.[Fe3+]0.38 .[Cu2+]0.19.[H+ ]1.19.exp(-31.78/RT)}.t
(15)
This method gave an activation energy of 31.78 kJ.mol-1 which is slightly lower than the value of 32.96
kJ.mol-1 calculated from Lnk – 1/T graph.
To test the agreement between the experimental conversion values and the values calculated from
mathematical expression,the plot of Xexp versus Xtheo was drawn. As seen in Figure 13, the agreement between
the experimental and calculated values is very good.
215

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Conclusions
In the presented study, the dissolution kinetics of concentrate chalcopyrite in a solution obtained by dissolution
of chalcopyrite concentrate in water saturated with chlorine have been investigated using reaction temperature,
solid-to-liquid ratio, stirring speed, [Fe3+], [Cu2+] and [H+] as parameters. It was determined that the dissolution
rate of chalcopyrite concentrate increased with increasing reaction temperature, [Fe3+] and [H+], and decreasing
solid-to-liquid ratio, but was not affected importantly by [Cu2+] and stirring speed. For this dissolution process, a
mathematical model was obtained as follows,
1-(1-X)1/3 = {0.803.(S/L)-0.32.(SS)0.17.[Fe3+]0.38 .[Cu2+]0.19.[H+ ]1.19.exp(-31.78/RT)}.t
(15)
It has found thatthe dissolution rateis controlled by chemicalreaction step with an activation energy as much as
31.78 kJ.mol-1 in the reaction temperature range 50-88 0 C.

List Of Symbols
X

t
t*
b
D
T
S/L
SS
[H+]
[Fe3+]
[Cu2+]

fractional conversion
time (min)
time for complete conversion of a single solid particle(min)
stociometric coefficient of B (solid) reacting with each mole of A (fluid)
particle size (µm)
reaction temperature (K)
solid-to-liquid ratio (g.mL-1)
stirring speed(min-1)
H+ ion concentration (g.L-1)
Fe3+ ion concentration (g.L-1)
Cu2+ ion concentration (g.L-1)

References
Bayrakçeken, S., Yaşar, Y. and Çolak, C., (1990). Kinetics of the chlorination of pyrite in aqueous suspension.
Hydrometallurgy. 25, 27-36.
Boncukçuoğlu, R., Kocakerim, M. M. and Erşahan, H., (1994). Kinetics of desulphurization of Nevşehir-Dadağı coal with
ferric chloride solutions, Fuel Processing Technol. 38, 31-44
Çolak, S., Alkan, M. and Kocakerim, M.M., (1987). Dissolution kinetics of chalcopyrite containing pyrite in water saturated
with chlorine. Hydrometallurgy. 18, 183-193.
Demopoulos,G.P. and Distin,P.A.,(1983). Ferric Chloride Leaching of Sulphidized Chalcopyrite. Hydrometallurgy, 10,111122.
Dutrizac, J.E., (1978). The kinetics of dissolution of chalcopyrite in ferric ion media. Metallurgical Transactions B. 12B, 431
438.
Dutrizac, J.E., (1982). Ferric ion leaching of chalcopyrite from different localities. Metallurgical Transactions B. 13B: 303309.
Dutrizac, J.E., (1990). Elemental Sulphur Formation During The Ferric Chloride Leaching Of Chalcopyrite.
Hydrometallurgy. 23, 153-176.
Erşahan, H., Bonçukcuoğlu, R.and Kocakerim, M.M., (1995). Elemental Sulfur Formation In The Meyers Coal
Desulphurization Process, Fuel. Vol 74, No:11, 1682-1686
Ekmekyapar, A., Çolak, S., Alkan, M. and Kayadeniz, Đ., (1988). Dissolution Kinetics Of An Oxidized Copper Ore In Water
Saturated By Chlorine. Chem.Tech. Biotechn. 43, 195-204.
Groves R. D. and Smith, P.B., (1973). Reactions Of Copper Sulphide Minerals With Chlorine In An Aqueous System. United
States Bureau of Mines, Report of Investigation 7801.
Gülensoy, H., (1984). Kompleksometrinin Esasları ve Kompleksometrik Titrasyonlar. Fatih Yayınevi Matbaası, 259 s,
Đstanbul.

216

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Habashi, F. and Toor, T., (1979). Aqueous Oxidation Of Chalcopyrite In Hydrochloric Acid. Metallurgical Transactions B.
10B, 49-56.
Havlik, T. and Kammel, R., (1995). Leaching Of Chalcopyrite With Acidified Ferric Chloride And Carbontetrachloride
Addition. Minerals Engineering, 8 (10), 1125-1134.
Havlik, T., Skrobian, M., Balaz, P. and Kammel, R., (1995). Leaching Of Chalcopyrite Concentrate With Ferric Chloride.
Int., J., Miner. Process. 43, 61-72.
Hirato, T., Kinoshita M, and Awakura, Y, (1986). The Leaching Of Chalcopyrite With Ferric Chlorides. Metallurgical
Transactions B. 17B, 19-28.
Küçük, Ö., Kocakerim, M.M., Yartaşı, A. and Çopur, M., (2002). Dissolution of Kestelek’s colemanite containing clay
minerals in water saturated with sulphur dioxide. Ind. Eng.Chem. Res. 41, 2853-2857.
Levenspiel, O., (1999). Chemical Reaction Engineering, 2nd ed., John Wiley and Sons, New York, pp. 566-586.
Lu, Z.Y., Jeffrey, M.I. and F. Lawson, (2000). The effect of chloride ions on the dissolution of chalcopyrite in acidic
solutions. Hydrometallurgy. 56 (2), 189-202.
Maurice, D. and Hawk, J.A., (1999). Simultaneous autogenous milling and ferric chloride leaching of chalcopyrite.
Hydrometallurgy. 51, 371-377.
Meyers, R.A., (1977), Coal Desulphurization, Dekker, New York.
Mukherjee, T.K. and Gupta, C.K., (1983). Base metal resource processing by chlorination. Mineral Processing Technology
Review. 1, 111-153.
O’Malley and Liddell, K.C., Leaching of CuFeS2 by aqueous FeCl3,HCl and NaCl: Effects of solution composition and
limited oxidant. Metallurgical Transaction B, 18B,505-510.
Padilla, R., Zambrano, P. and Ruiz, M.C., (2002). Leaching of sulfidized chalcopyrite with H2SO4-NaCl-O2, Metallurgical
and Materials Transactions B. 34B, 153-159.
Puvvada, G.V.K. and Murthy, D.S.R., (2000). Selective precious metals leaching from a chalcopyrite concentrate using
chloride/hypochlorite media. Hydrometallurgy. 58, 185-191.
Saraç, H., Kocakerim, M.M. and Çolak, S., (1994). Dissolution kinetics of chalcopyrite containing pyrite in carbon
tetrachloride saturated with chlorine. Chimica Acta Turcica. 22 (3), 259-370.

Parameters
Values
Reaction temperature ( 0 C)
50
65
75
Solid-to-liquid ratio(g.mL-1)
0.01
0.02
0.04
Stirring speed(min-1)
300
450
600
[Fe3+ ](g.L-1)
13.90
20.89
27.85
[Cu2+ ](g.L-1)
4.03
6.03
8.05
[H+ ](g.L-1)
4.46
2.13
1.12
Table 1.Parameters used in the experiments and theirranges

88

Temperature range
Ea
Literature
(0 C)
(kJ.mol-1)
50-100
46 ± 4
Dutrizac (1978)
30-100
42 ± 4
Dutrizac (1978)
40-100
63 ± 8
Dutrizac (1982)
58-85
59.5
Hirato et al.(1986)
Table 2. Apparent activation energy values Ea of chalcopyriteleaching with ferric chloride

217

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

Figure 1. X-Ray diffractogram of the chalcopyrite concentrate

Figure 2. SE M photogram of the chalcopyrite concentrate

Figure 3. SE M photogram of undissolved solid portion during the reaction

218

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

0,8
0

Reaction temperature( C )

0,7

50
65
75
88

0,6

X

0,5
0,4
0,3
0,2
0,1
0,0
0

40

80

120

160

Reaction time (min)

Figure 4. Effect of reaction temperature on dissolution of chalcopyrite concentrate

0,6
-1

Stirring speed (min )
300
450
600

X

0,4

0,2

0,0
0

40

80

120

160

Reaction time(min)

Figure 5. Effect of stirring speed on dissolution of chalcopyrite concentrate

219

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

0,7
-1

Solid-to-liquid ratio( g.mL)
0.01
0.02
0.04

0,6

0,5

X

0,4

0,3

0,2

0,1

0,0
0

40

80

120

160

Reaction time (min)

Figure 6. Effect of solid-to-liquid ratio on dissolution of chalcopyrite concentrate
0,7

0,6

2+

-1

[Cu ] ( g.L )
4.03
6.04
8.05

0,5

X

0,4

0,3

0,2

0,1

0,0
0

40

80

120

160

Reaction time(min)

Figure 7. Effect of [Cu2+] on dissolution of chalcopyrite concentrate
0,8
0,7
3+

[Fe
0,6

X

0,5

-1

]( g.L )
13.90
20.89
27.85

0,4
0,3
0,2
0,1
0,0
0

40

80

120

160

Reaction time(min)

Figure 8. Effect of [Fe3+] on dissolution of chalcopyrite concentrate
220

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

0,6
+

0,4

X

-1

[H ]( g.L )
2.64
1.32
0.66

0,5

0,3

0,2

0,1

0,0
0

30

60

90

120

150

Reaction time (min)

Figure 9. Effect of [H+] on dissolution of chalcopyrite concentrate

0,35
0

Reaction temperature( C )
50
65
75
88

0,30

1-(1-X)

1/3

0,25

0,20

0,15
0,10

0,05
0,00
0

20

40

60

80

100

120

140

160

Reaction time(min)

Figure 10. Plot of 1-(1-X)1/3 againstreaction time for various reaction temperature

-6,0

Ln k

-6,4

-6,8

-7,2

-7,6
2,7

2,8

2,9

3,0
3

3,1

-1

1/T x 10 (K )

Figure 11. Graph of Lnk versus 1/T for dissolution process inthe reaction temperature range 50-88 0 C.
221

�1st International Syposium on Sustainable Development, June 9-10 2009, Sarajevo

-4,2

-4,6

Ln r 0

-5,0

-5,4

-5,8

-6,2

-6,6
2,7

2,8

2,9
3

3,0

3,1

-1

1/T x 10 (K )

Figure 12. Graph of Lnro versus 1/T forinitialreaction rate
0,40
0,35
0,30

X Experimental

0,25
0,20
0,15
0,10
0,05
0,00
0,00

0,05

0,10

0,15

0,20

0,25

0,30

0,35

0,40

XTheoretical

Figure 13. Comparison of experimental and theoretical conversion values from mathematical expression in Eq. 15

222

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                <text>The Dissolution Kinetics Of Chalcopyrite Concentrate In Aqueous  Chlorination Solutions Of Chalcopyrite Concentrate</text>
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                <text>Yartası, Ahmet
Temur, Hakan
Kocakerim, M. Muhtar</text>
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                <text>In this study, the dissolution kinetics of chalcopyrite concentrate was investigated  by using the solutions obtained with dissolution of chalcopyrite concentrate in water  saturated with chlorine. Reaction temperature, solid-to-liquid ratio, stirring speed, [Fe3+],  [Cu2+] and [H+] were chosen as parameters. It was determined that the dissolution rate of  chalcopyrite concentrate increased with increasing reaction temperature, [Fe3+] and [H+],  and decreasing solid-to-liquid ratio, but was not affected importantly by [Cu2+] and stirring  speed. A mathematical expression representing the process was established by using  experimental data and a package program, as follows, 1-(1-X)1/3 = {0.803.(S/L)-  0.32.(SS)0.17.[Fe3+]0.38 .[Cu2+]0.19.[H+]1.19.exp(-31.78/RT)}.t Also, it was found that  the dissolution rate was controlled by chemical reaction step with an activation energy of  31.78 kJ.mol-1 in the reaction temperature range 50-88 0C.</text>
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