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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Globalization, Welfare State and Turkey

Ayhan Gencler,Aytul Colak
Trakya University

Abstract
Globalization entails challenges, opportunities and realities. The multiplying flows of goods
and capital are grounded in the global extension of the free market and fostered by the
neoliberal doctrine of economic liberalization and rationalization. Global economic forces
limit States in their ability to independently determine economic and social policies. One of
the defining ideals of the European Union has been its social support system, often referred to
as the European welfare state. But the European welfare system is under pressure. In the
other hand, both the national public institutions’ searching for new solutions and Turkey’s
legal reform efforts on its way to European Union membership have an important role. Like
other welfare regimes, Turkey’s welfare regime displays new tendencies signaling a new
period. This article is aimed at analyzing of the recent social policy reforms and dynamics
in Turkey in the framework of the welfare state transformation.

Keywords: globalization, welfare state, social policy,Turkey

1.Welfare State Regimes in Advanced Democracies

Welfare state today is challenged by the globalization and a major subject of debate in
important academic, political and economic circles has been the impact of the globalisation of
economic activities on the ability of the world's developed capitalist countries to sustain their
welfare states. During the last 50 years, European welfare states have gone through very
significant transformations.

The term “welfare state“ describes those institutionalized forms of social protection that
secure its citizens from the risks of modern society on the basis of social rights. Furthermore,
these rights granted on the basis of citizenship shape and determine the individual’s position
within society. In cross-national comparisons, the activities of the welfa re state, the policies
embraced, its level of protection, as well as its linkage to the market’s and the family’s role in
social provision vary significantly (Esping-Andersen, 1990).

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A welfare state is a state in which organized power deliberately used in an effort to modify the
play of the market forces in at three directions (Brigss, 2006:18);
-by guarenteeing individuals and families a minimum income irrespective,
-by narrowing the extent of insecurity by enabling individuals and families to meet curtain
social contingencies like as sickness, old age; unemployment, which lead otherwise to
individual and family crises,
-by ensuring that all citiziens without distinction of status or class are offered the best
standards avaible in relation a certain agreed range of social services.

In relation to this definition of the term “welfare state”, the term “welfare regime” denotes the
fact that legal and organizational features of the welfare state, the family, and the economy are
systematically interwoven. As a result, the term “welfare regime” stresses that cross-national
clusters in welfare arrangements unveil not only regarding social policies but a variety of
social structures (Esping-Andersen,1990).

With some simplification, we can distinguish three distinct regimes. This section draws
heavily on Esping-Andersen (1990; 1999). His typology is an attempt to classify
contemporary western welfare states as belonging to one of “three worlds of welfare
capitalism”. It is shown that the idea of ordering welfare states according to ideal-typical
models dates back to the late 1950s and was elaborated substantially during the early 1970s,
though rather unnoticed. The publication of Esping-Andersen's The Three Worlds of Welfare
Capitalism in 1990 is identified as the starting point for what has now become a whole
academic industry, here entitled the Welfare Modelling Business (Abrahamson:1999:394).

Esping-Andersen (1990;1999) makes a distinction between three different clusters of welfare
states, characterised by specific institutional arrangements and imprinted by the main political
ideology behind their development; Anglo-Saxon welfare states together as liberal regimes;
the universal welfare states in Scandinavia (Nordic countries) are translated into Social
Democratic regimes, Continental Europe as Conservative regimes.

The Anglo-Saxon countries represent the ‘liberal’ regime; the liberal welfare state, in which
means-tested assistance, modest universal transfers, or modest social insurance plans
predominate. These cater mainly to a clientele of low income, usually working class, state
dependents. (Esping-Andersen,1990:26). Entitlement rules are therefore strict and often
associated with stigma; benefits are typically modest. In turn, the state encourages the market,
either passively by guaranteeing only a minimum, or actively by subsidizing private welfare
schemes. The archetypical examples of this model are the United States, Canada, and
Australia. Nations that approximate the model are Denmark, Switzerland, and Great Britain
(Esping- Andersen,1998:25).
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The Nordic countries represent a second, ‘social-democratic’, regime that is, above all,
characterized by its emphasis on universal inclusion and its comprehensive definition of
social entitlements. These welfare states are committed to universal coverage of citizens and
egalitarianism (Esping-Andersen, 1999: 78). The social democratic regime is furthermore
distinct for expanded provision of public services as day-care, kindergarten, health, and
education. Not least in respect to welfare service have Nordic countries struggled to close off
the market (Esping-Andersen, 1999: 78-79).

Esping-Andersen labels the welfare states in continental Europe as conservative regimes. The
third, and somewhat more heterogeneous, regime embraces the majority of Continental
European countries, Austria, Belgium, France, Germany, Italy, the Netherlands, and Spain.
These welfare states all have conservative origins. Conservative regimes are characteristic for
their blend of status segmentation, and the role of the family and church for promoting
welfare (Esping-Andersen, 1999: 81) Yet, at a closer look particularly the conservative
regime type proves to be a highly problematic category.

Table 1: Goals and policy instruments in Esping-Andersen’s three welfare regimes typology
Conservative-corporatist
Main goal

Workers’

income

Social-democratic

Liberal

egalitarian redistribution

poverty alleviation

citizenship / residence

economic need

flat-rate

means-tested

general taxation

general taxation

state administration

state administration

maintenance
Claiming principle

employment

Benefit structure

earnings-

or

/

and

contributions-related
Financing

employment-related
contributions

Actors

tripartite administration

Source:Bertozzo;2004 ;transferred from Palier (2000; 2001) and Ploug and Kvist (1996: 53).

In these ‘corporatist’welfare states, the liberal obsession with market efficiency and
commodification was never pre-eminent and, as such, the granting of social rights was hardly
ever a seriously contested issue. What predominated was the preservation of status
differentials; rights, therefore, were attached to class and status. The state’s emphasis on
upholding status differences means that its redistributive effects are negligible. The
corporativist regimes are also typically shaped by the Church, and therefore influenced by a
strong commitment to the preservation of traditional family patterns. Social insurance
typically excludes non-working wives, and family benefits encourage motherhood. Day care,
and similar family services, are conspiciously underdeveloped, and the ‘subsidiarity principle’
serves to emphasize that the state will only interfere when the family’s capacity to service its
memnbers is exhausted.(Esping- Andersen,1989:25). This welfare state have been strongly
characterized by the principle of social insurance and social isndurance schemes have been
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generally based on labour market participation and performance. Social rights have been
linked generally to class and status and the capacity reduce income inequality has been
small(Esping-Anderson,1990:60). This regime has been the commitment to the defence and
the maintenance of the tradational family and its fonctions. Social insurance has protected the
family against the distruptive impact of the market (Bussemaker, Kersnergen,1999:18). The
foundations were built around social insurance, often along narrowly defined occupational
distinctions. This implies that entitlements depend primarily on life-long employment which
has, historically, helped cement the male-breadwinner logic of social protection. With the
partial exception of Belgium and France, this regime is strongly familialistic, assuming that
primary welfare responsibilities lie with family members. Policies that help reconcile
motherhood and careers are relatively undeveloped. Hence, these welfare states are transferheavy and service-lean (Esping-Andersen and Myles).

According to Abraham, in his ThreeWorlds of Welfare Capitalism Esping-Andersen renames
Titmuss's models into the Liberal (residual) the Conservative/Corporatist (performance
achievement) and the Social Democratic (institutional-redistributive) regime by using the
names for the ideologies supporting the three distinctly different social policy models. This
exercise has proven exceptionally popular, and whether in agreement or disagreement, every
scholar writing on the contemporary welfare state has made a reference to Esping-Andersen's
tripolar scheme since then.

Here the usual reference is Esping-Andersen’s
welfare regimes typology (liberal,
conservative-corporatist and social-democratic welfare regime) to which is often added a
fourth regime, i.e. the southern European model of welfare (Ferrera 1996). Ferrera found the
following to be characteristic of the ``Southern model'':
1. a highly fragmented and ``corporatist'' income maintenance system,displaying a marked
internal polarization: peaks of generosity (e.g. as regards pensions) accompanied by
macroscopic gaps in protection;
2. the departure from corporatist traditions in the field of health care and the establishment (at
least partially) of national health services based on universalistic principles;
3. a low degree of state penetration of the welfare sphere and a highly collusive mix between
public and non-public actors and institutions;
4. the persistence of clientelism and the formation in some cases of fairly elaborated
``patronage machines'' for the selective distribution of cash subsidies (1996: 17).
The southern welfare states do not only share similar characteristics and a similar genesis, but
also are currently confronted by similar developmental challenges of both external and
internal nature (Ferrera 1996: 31). It is possible to meet in the narrow sense of the social
welfare state applications in all countries. On the other hand, the wide sense of the social

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welfare state applications signifie a system which is more comprehensive and extensive
resources have been transferred to.

2.Globalization and Welfare States

Globalization is the process where the economies of various countries in the world become
more and more connected to one another.

During the last 50 years, European welfare states have gone through very significant
transformations. Usually, this time frame is analytically divided into two main distinct phases.
In the first period, what has been labelled the golden age and that has last up to the mid 1970s,
national welfare states have experienced significant expansion. The context of continuous and
robust economic growth, full employment and ideological support has sustained this trend.
The first oil crisis and its socio-economic consequences as well as the move from a Keynesian
mode of economic policymaking to a monetarist one have created a new context for social
policy, which has led to the second period. This phase has been often described as the age of
retrenchment29(Bertozzi,2004).

The hyperglobalization or neoliberal convergence thesis postulates that the pressures of
economic competition will or should drive governments to adopt neoliberal best practices and
thus reduce social expenditures along with government intervention in general (Ohmae
,1995). There are two cases of radical cuts of welfare state entitlements, which were
ideologically driven and occurred in Britain under Thatcher and Major and in New Zealand
under the National (conservative) government. In both of these cases one can speak of a real
regime transformation, from welfare state regimes that provided basic income security to
welfare state regimes that are truly liberal in the sense of being residualist, providing a large
proportion of means-tested benefits. Both countries share a peculiar set of political
institutions, where power is highly concentrated in the executive (unicameral or very weakly
bicameral parliamentary governments in unitary political systems) and it is possible to rule
without majority popular support (single member districts and plurality elections that favor
the largest party). One could argue that the transition from a heavily protected to an open
economy in New Zealand was the decisive factor, but the comparison to Australia where the
same economic change occurred but the welfare state was adapted and the essential programs
were protected underlines the importance of ideology in New Zealand. The third case of

29 Taylor-Gooby (2002) suggests the term silver age to refer to this period. He avoids the term
retrenchment since he argues that in this time frame we are mainly confronted to resilience of the
welfare states, and not to retrenchment
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ideologically driven cuts, the United States under Reagan, entailed cuts in benefits to the poor
and did not change the regime that was already residualist ( Huber and Stephens;2003:5-6).

Particularly, the effect of globalization on welfare states or policies has been the popular
subjects since 1970s, the so-called “welfare crisis” had begun to be discussed. Among welfare
policies, socail security programs were discussed to be influenced by globalization. This era
has witnessed a changing understanding of social welfare and a restructuring of state
responsibilities. Modern welfare states developed primarily to meet the ‘old social risks’ that
confront the mass of the population during a standard industrial life course – retirement
pensions, health care services, sickness and disability provision. Most analysis of the current
wave of reforms focusses on these areas, and tends to emphasise retrenchment, restructuring,
and decommodification(Taylor-Gooby:2004).

The debt crisis of the 1980s gave strong leverage to IFIs, particularly the IMF and the World
Bank, and those institutions pushed strongly in a neoliberal direction in both economic and
social policies. These are pressures that advanced industrial countries simply did not have to
deal with.Social policy underwent dramatic changes over the last two to three decades of the
twentieth century as well. At the aggregate level, social expenditures dropped steeply in the
1980s, along with government expenditures in general, in the wake of the debt crisis, both as a
percentage of GDP and even more so in absolute terms. In the 1990s, they recovered again
and by 1999 reached a level slightly above that of 1980. At the same time, however, social
policy reforms took place that reduced general social insurance schemes and increased the
role of the private sector in the provision of pensions and health care and emphasized
targeting of social policies on the poorest groups. In part, such targeting was effective in
channeling scarce resources to the most needy, but in part it was abused for political purposes
and served to hide an overall reduction of state commitments ( Huber and Stephens;2003:56).

It concludes that welfare state regime and policy‐making structure makes an important
difference to the emergence and development of new social risk policies. Scandinavian social
democratic regimes have the best developed policies, liberal regimes develop policies rapidly
but are handicapped by reliance on market solutions; corporatist countries develop new social
risk provision slowly, typically through compromise with a range of entrenched policy actors;
and Mediterranean countries also move relatively slowly, in the context of an expanding
welfare state and great reliance on family systems. Existing old social risk policies are also
influential, both through the resources that they take up and the interest groups of political
actors they create, who are likely to resist reform. New social risk policy‐making is highly
important at the EU level for two reasons: the relatively undeveloped national policies in this
area mean that cross‐national agencies can offer new policy directions; the policies are
congruent with the open market ‘pragmatic monetarist’ approach of EU economic policy. The
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politics of new social risks differs from that of old social risks. Employers’ groups and
modernising parties and unions play an important role and progress is often slow and
dependent on compromise. By focussing on areas where reforms are urgent, to meet new
needs, but also feasible, because they fit with the context of more globalized and competitive
economies, the new social risks approach offers a new perspective on welfare state reform in
Europe (Taylor-Gooby:2004) The most important current developments, however, are in the
area of ‘soft law’ through the Open Method of Co‐ordination and the National Action Plans in
relation to employment, social exclusion, pensions, health and social care. The European
Employment Strategy, with its stress on ‘flexicurity’, is the most advanced of these. It is at
present unclear to what extent this process will achieve substantial changes in comparison
with the importance of the economic pressures from the Single European Market (Larsen,
Gooby:2004).

On the other hand, The EU’s ability to excel under globalisation is challenged with the
problem of an ageing population. The current social protection mechanism in the face of
ageing populations needs to change. Pension age needs to be re-examined, over generous
pensions need to be cut and assets need to be correctly allocated. In 1999, Sweden introduced
NDC (national defined contribution). This kind of pension reform has been successfully
applied in other countries such as Latvia and Poland and Italy as opposed to PAYG (pay as
you go schemes). It has been proven as a common choice for reform. Furthermore the World
Bank has endorsed this form of pension scheme. The drastic changes in demographics affect
health care and pensions system in-turn has an effect on economic performance. The
European commission carried out a project called DEMWEL (Demographic Uncertainty and
the Sustainability of Social Welfare system), which sought to "focus on the sustainability of
welfare systems in EU countries in the face of ageing and demographic uncertainty (Centre of
European Policy Studies 2003) .

Trade integration and the consequent loss of export competitiveness in countries with
generous welfare states are the reasons for cuts in welfare state entitlements. The increase in
trade flows in advanced industrial countries over this period has been modest the most
generous welfare states were built up in highly open economies and had proven their
compatibility with export competitiveness. The export sectors of countries such as Germany
and Sweden continued their very strong performance in the 1990s, a period when these
governments introduced welfare state cuts (Huber and Stephens 1998; Pierson 2000).
Globalization is often credited with the expansion of the welfare state and increased spending
on social insurance programs. The two key drivers of increases in social spending period have
been increased support for the (growing) retired population and health expenditure;
population projections suggest further spending increases in these two areas in future (Adema
and Ladaique, 2009). On average across OECD countries, public spending on old age
increased from 5.1% of GDP in 1980 to 6.4% in 2007. Similarly, public expenditure on health
increased from 4.5% of GDP in 1980 to 5.8% in 2007. On average across the OECD (and the
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same holds for EU-21), spending on family benefits has increased by half a percentage point
of GDP since 1990 (there was no significant change in the 1980s) (Adema and et al,2011).

A major subject of debate into the new century has been the impact of the globalisation of
economic activities on the ability of the world's developed capitalist countries to sustain their
welfare states. A prevalent position in these circles is that the deregulation of international
capital flows and trade has considerably narrowed the scope of governments to pursue
expansionist and redistributive policies, forcing all governments to cut social public
expenditures and deregulate labour markets in order to make their countries more competitive.
Accordingly, the political colour of governing parties loses its importance, since left- and
right-wing parties, once in government, are compelled to follow the same or similar policies,
moving towards a more diminished welfare state (Navarro and et al ,2004 )

Since the early 1980s the welfare state has been restructured in an age of neoliberalism.

3.Welfare State and Restructuring the Social Security System in Turkey

Mustafa Kemal Atatürk, established the Republic of Turkey on 29 October1923. In the 21th
century, Turkey is a democratic secular, social and legal state, it is a republic with
unconditional and unrestricted sovereignty.

The literature review focuses mainly on Esping-Andersen’s welfare regime typology and its
critics to categorize the current welfare regime of Turkey. Esping-Andersen didn’t categorize
the welfare regime of Turkey. The classification of the Turkish welfare regime shows that
Turkey matches the characteristics of the so-called Southern European Model of welfare and
falls within one group with Spain, Greece, Italy and Portugal. The cross-national comparison
unveiled only a few deviations from the Southern European Model. Besides, the similarities
are remarkable. its welfare regime, simply understood as the division of social responsibilities
among the state, market and the family. In this regime family has got the most important role
as main institution of welfare.The other hand one of the characteristics of the Southern
European Model is a social state governed by the rule of law according constitution but there
are problems into practice. Turkey is the social state governed by the rule of law according to
1961 and 1982 constitutions and there are problems about coverage, quantity, quantify. The
three insurance institutions together cover around 81% of the population in 2008 (see table
3). Such states can be called as state of promises (Koray,2003).

On the other hand, in terms of assessment criteria such as level of protection, covered
population, risks and condition of benefiting, the existing welfare system in Turkey is
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"minimal and indirect” (Arın, 2003:72). The socio-economic inequalities we live can not be
accounted only in the context of economy, of growth and even of welfare state that the
necessity to analyze all these problems on the basis of democracy problem should not be
forgotten (Koray,2005:27).

The Turkish social security system strongly protects an occupational core, the level of state
penetration in the social realm is extremely low and a safety net in form of a social assistance
scheme is absent [inadequate]. The most significant common trait of the welfare regimes in
Turkey and the rest of Southern Europe is the importance of the family as a main institution of
welfare. For a significant part of the Turkish population the family is the main and often the
only safety net and provider of social services. Focusing on the impact of the recent social
policy reforms it becomes obvious that Turkey on the one hand follows the path of Southern
European Welfare (Grutjen,2008).

According to the level of social expenditures, we can consider three groups of countries in
Europe: high (Iskandinav Countries), middle (Continental Europe ), low (Mediterranean
countries) (Koray,2005:27). In terms of assessment criteria such as level of social
expenditure, Turkey is in low group so Mediterranean group.

Turkey’s public social spending was 11.6 percent of the GDP in 2003. For 2004, the share of
public social spending in GDP is 12.5 percent in Turkey. This figure is 27.6 for EU-15, 26 for
Greece, 24.9 for Portugal and 20 for Spain. Turkey lags behind Europe when the categories
“old age”, and especially “health” and the category “other” are considered separately. In
Turkey, the share in GDP of public spending on old age is 6.0 percent in 2004. The
comparable figure is 10.9 for EU- 15, 11.9 for Greece, 9.3 for Portugal and 7.9 in Spain.
Public health expenditures in Turkey, equal to 4.9 percent of the GDP in 2004, compare with
7.5 percent in EU-15, 6.7 percent in Greece, 7.1 percent in Portugal and 6.0 percent in Spain.
As far as the category “other” is concerned, public spending in Turkey is very low in
comparative terms, 1.3 percent compared with 7.2 percent for EU-15, 6.6 percent for Greece,
6.8 percent for Portugal and 5.6 for Spain in 2004. This category includes benefits for
disability, survivors, unemployment, housing and social assistance. As such, it is not limited
to but significantly includes means-tested social assistance and is an important aspect of
combating poverty. EUROSTAT provides data that disaggregates non-means tested and
means-tested expenditures for European countries. We compare this EUROSTAT data with
our estimations on Turkey. This comparison clearly shows how insignificant the means-tested
social expenditures are in Turkey. The share of such expenditures in GDP is 0.5 in Turkey
while the comparable figure is 2.8 for EU- 15, 2 for Greece, 2.5 each for Portugal and Spain
(Buğra,Adar, 2007:24).

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In social policy literature, means-tested benefits are seen part of a “residualist” approach and
often regarded as being incompatible with social citizenship rights that should be realized
through benefits that are in line with “universalist” approaches. It is indeed true that universal
old age and health benefits and non-means tested basic income schemes are more in line with
equal citizenship rights than means-tested schemes. However, in socioeconomic contexts
where poverty is a serious problem and resources are scarce, means-tested benefits could be
the only way to prevent social exclusion due to the inability of certain segments of the
population to have
access to basic minimum means of social integration. This is undoubtedly the case of Turkey
where the incidence of poverty is higher that in any European country (Buğra,Adar, 2007:25).

In the historical process, since 1980 Turkey has taken important steps toward liberalizing and
opening up her economy. On the other hand the social security system of Turkey has been
restructured particularly since early 1990s in line with the neo-liberal paradigm. The IMF, the
WB and the EU policies were (are) main guidance in this transformation process (Şahin and et
al.:116). The EU accession period and Turkey’s efforts to comply with the EU regulations
will also make positive contributions to the reform program (invest.gov.tr)

Before the reform, Turkey social security system was highly complicated and composed of
different social security institutions. Three main institutions which provide social security
services in Turkey ; The Social Insurance Institution (SSK), The Retirement Fund (ES), and
The Social Security Institution of Craftsmen, Tradesmen and other Self-Employed (Bağ-Kur).
The Social Insurance Institution was set up in 1946 for blue-collar workers employed in the
public sector and all workers in the private sector. The Government Employees Retirement
Fund was set up in 1950 and provides social benefits within a retirement system for
government employees and military personnel. Social Security Organization of Craftsmen,
Tradesmen and other Self-Employed was established in 1971 to cover the self-employed
outside the coverage of the Social Insurance Law30.

In ”Social Security Reform: Problems and Proposals for Solutions”, which is called the
”white book, to legitimize the reform, the Ministry of Labour and Social Security referred to
the aging of population, the inadequacy of the current system in covering and taking all
population under protection, hence, to inadequacy of protecting the population against poverty
and finally to the financial deficits of the system.”. It is asserted that the current system is
inefficient and the aim of the reform is to decrease the deficit of the system to the 1 percent of
the GNP with ensuring the norm unity of the system. Turkey faces two simultaneous fiscal
30 such as craftsmen, artisans and small businessmen, technical and professional people who are
registered to achamber or professional association and shareholders of companies other than cooperatives and joint stock companies and some farmers
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challenges maintaining fiscal discipline, while creating the fiscal space needed to meet
pressing development challenges an sustain a fast pace of medium-term growth (World Bank,
2006). Pension reforms can be very powerfull method of adjustment; because they not only
reduce spending directly, but can also be designed to extend the age of retirement and boost
labour supply, hence contributing to raise growth and and fiscal revenues. In order to establish
a more sustainable system, fiscal targets have been set in line with IMF recommendations.
Hence, Turkey is in the process of desining a comprehensive reform of its social security
system (Verbeken, 2007:4).

Two major reforms (in 1999 and 2006) were proposed to solve these problems. The 1999
reform covered only the pension system and beside an increase in the retirement ages, an
extension of the minimum contributory periods was intended. The aim of the reform is
gradual increasing of the retirement age to 65 for both men and women bye the year 2048.

Ministery of Labour and Social Security has anticipated a new model including to introduce a
rooted change in the system with the aim of finding proper solutions for actual problems of
social security system. This new model which is named as “the model of single roof” aims to
establish a single social security institution by removing all different institutions of social
security system exist today (Guzel, 2005:62). After the 2006 reform, all three were collected
under one institution: Social Security Institution (SSI).

Parallel to this reform the General Health Insurance (GHI) system was established. The main
objective is to integrate all health insurance benefits and cover all citizens. This scheme is
financed by obligatory premiums, which will be paid by all citizens. The health insurance of
the poor will be provided by the state.

Turkey has reformed her social security system as well and introduced a privately managed
individual pension scheme, namely the Individual Pension System (IPS) in 200331. The
social security system of Turkey has been restructured particularly since early 1990s in line
with the neo-liberal paradigm. Turkey, adopted a two pillar system, where the private pension
scheme, namely the Individual Pension System, has been introduced as the second pillar that
is complementary to the traditional pay-as-you-go (PAYG) system.

The public pension in Turkey is PAYG defined benefit scheme which is the consist of a
minimum pension (a flat rate basic pension plus a means tested special suplement) and a non31 The Turkish private pension law was drafted in 1999 and approved by parliament in October 2001.
However the legal and institutional framework of the Turkish Private Pension System was completed
in 2002.
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actuarial earnings-based supplementery pension all integrated in the state budget. The old age
pension scheme has its historical roots in tradational for redistributive minimum protection in
old age (Verbeken, 2007:4).

The Individual Pension Savings and Investment, which opened the Turkish market to private
providers of pension funds. On the other hand, The most signicant resemblance is the
importance of the family as a main institution of welfare (Grutjen, 2012:119). Since its rise to
power, the AKP government has systematically promoted non-state actors, the private sector
and voluntary initiatives, especially charity mobilized through nongovernmental organizations
and municipalities, as leading actors for poverty alleviation and the provision of social
services. For the provision of social care, the AKP has turne, to "the family" as the best agent
to alleviate "social burdens" on the state (Yazici, 2012). Moreover, it is an informal security
regime, in which informal networks play an important role in provision and redistribution of
welfare. In addition to the state, other institutional mechanisms have been playing an
important role in contributing to the well-being of individuals, families, communities and
societies. They are informal sector because half of the population in rural and urban informal
sector are excluded32. In Turkey, the presence of large informal sectors is one of the most
important problem. Accordıng to TUIK (2007), ın 1990 ,% 56 of total nonagricultural
employment is not registered in the institution of a social security, this rate in agricalture
sector is % 25. In 2006 these rates are respectively % 49 and % 33.

Social expenditures as a percentage of GDP are a measure of the extent to which governments
assume responsibility for supporting the standard of living of disadvantaged or vulnerable
groups. Public social expenditure comprises cash benefits, direct “in-kind” provision of
goods and services, and tax breaks with social purposes. To be considered “social”, benefits
have to address one or more social goals. Benefits may be targeted at low-income households,
but they may also be for the elderly, disabled, sick, unemployed, or young persons.
Programmes regulating the provision of social benefits have to involve: a) redistribution of
resources across households, or b) compulsory participation. Social benefits are regarded as
public when general government (that is central, state, and local governments, including
social security funds) controls relevant financial flows (OECD, 2007).

In 2003, on average, public social expenditure amounted to 21% of GDP and 20% in 2005
although there are significant cross-country variations. In Sweden, public social spending is
about 29% while it is 6-7 % in Mexico and Korea and its 13,7 % in Turkey in 2005.

32 Restating the welfare regime frame work we thus conceptually distinguash three broad groups of
welfare regimes: welfare state regimes, informal security regimes, insecurity regimes (Gough, Wood,
2004:9,33)
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Table 2. Public and private social expenditure
As a percentage of GDP, 2005

Source: OECD, 2010:201

According to the latest develepmonts the number of participants of the private pension system
has 2 million 694 thousand and private pension fund has reached 15,6 billion TL in Turkey
(Milliyet,2012). Private pension and health insurance schemes still play a negligible role.

On the other hand, While the AKP government tries to back out of the pension system and
delegates more responsibilities to the market, the Mediterranean EU-member states have
shown a remarkable performance in increasing their social expenditures towards European
average. Without a doubt, some of the recent changes in Turkey, i.e. the fact that the state
pays for the health contributions of all citizens under the age of 18 years, are of fundamental
importance. Nevertheless, if a contribution based health system has the capacity to protect the
Turkish citizens from health risks appears questionable. In a modern society, welfare cannot
be left to the realm of the family and private actors only, but has to be based on citizenship
and guaranteed by social right( Grutjen, 2008).
Tablo 3.Labour Force, Social Security in Turkey, 2008-2010 (Thousand TL)

311

2008

2009

2010

Total polulation

69.724

70.542

71.343

-Urban population

48.349

48.747

49.170

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

-Rural population

21.375

21.795

22.172

Labour force

23.805

24.748

25.641

Employed

21.194

21.177

22.594

Labour force participation rate ( %)

46,9

47,9

48,8

-male

70,1

70,5

70,8

-famele

24,5

26,0

27,6

21.194

21.277

22.594

Employment status (%)

-

-

100,0

-Paid workers

-

-

60,9

-Self Employed and Employers

-

-

25,4

-Unpaid family workers

-

-

13,6

11,0

14,0

11,9

16.177

16.037

16.911

29,8

30,1

29,1

4.814

4.825

4.915

43,5

43,8

43,3

15.259

-

-

9.534

-

-

2.464

-

-

3.261

-

-

95

-

-

1.330

-

-

483

-

-

72,0

-

-

8.046

-

-

33.198

-

-

1,90

-

-

2,70

-

-

57.203

-

-

Employment

Unemployment rate (%)
Nonagricultural employment
Nonagricultural informal employment (%)
Nonagricultural informal employment
Informel employment (%)
Social security (1)
Active insureds
Social Insurances Institution
Puclic Servants Pension Fund
Social security Ins.for the Self Employment

Private funds(2)
Actived insured in agricultural sector
Voluntary active insureds
Active insured/ employment(%)
Pensioners (3)
Dependents
Active insured/ pensioners
Dependency Rate
Total ınsured populatıon
Insured populatıon/total populatıon(%)

312

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Deficit of Social Security Instituon(4)

81,0

-

-

-25.901.978

-28.702.655

-26.724.118

Notes: (1)TISK,2009, (2).2008 estimates, (3).Number of folders (4).TUIK,2011:157

Source: Bicerli,2011,TUIK,2011,TISK;2009

In 2008, Insurance Institution covers more than 9 million workers, The Pension Fund covers
more than 2 million white-collar workers and Finally, the Social Security Institution for the
Self-Employed provides compulsory insurance for 3 million self-employed and artisans. The
three insurance funds, namely SSK, Emekli Sandığı and Bag-Kur, were merged under a sole
body called the Social Security Institution (SSI) in 2007. The three insurance funds together
cover around 81% of the population as of 2008. The system started to be fully operational at
the beginning of 2008(see table 3). Since 2003, workers insured with the Social Insurance
Institution are also covered by an unemployment insurance organized by the Turkish Labor
Agency (Is-Kur). Furthermore, a number of services are offered outside the social insurance
system. However; although the main aim of social security reforms in Turkey is a more
sustainable system, deficit of social security Institution is still high.

4.CONCLUSION

The welfare regimes has been facilitated by the ongoing discussions of globalization and
Europeanization. So Turkey welfare regime politics is challenged by globalization and EU. In
the last years the Turkish Government has established some lines of changes to harmonize
Turkish law with the European Union Legislation. In line with the neo-liberal paradigm, many
countries have “restructured” their social security systems toward a more market-oriented
structure. Before the reform, Turkey social security system was highly complicated and
composed of different social security institutions. Populist politics such as early-retirement
strategy of the 1980s-1990s overburdened the system. The current system is inefficient and
the aim of the reform is to decrease the deficit of the system. Two major reforms in 1999 and
2006 were proposed to solve these problems. After the 2006 reform, all three were collected
under one institution: Social Security Institution(SSI). Turkey, adopted a two pillar system,
where the private pension scheme, namely the Individual Pension System, has been
introduced as the second pillar that is complementary to the traditional pay-as-you-go
(PAYG) system. Parallel to this reform the General Health Insurance (GHI) system was
established. The implementation of the GHI legislation also constitutes one of the important
aspects of the adoption of the legislation in the field of EU Social Policy. The 1999 reform
covered only the pension system and beside an increase in the retirement ages. the Ministry of
Labour and Social Security referred to the aging of population, the inadequacy of the current
system in covering and taking all population under protection, hence, to inadequacy of
protecting the population against poverty and finally to the financial deficits of the system.
While the AKP government tries to back out of the pension system and delegates more
responsibilities to the market and, the AKP has turne, to "the family" as the best agent to
313

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

alleviate "social burdens" on the state for the provision of social care, the Mediterranean EUmember states have shown a remarkable performance in increasing their social expenditures
towards. Private pension and health insurance schemes still play a negligible role.

Turkey is included in the Southern European model which has common features in welfare
regime. For example, the Turkish social security system strongly protects an occupational
core. The family has assumed the function of social welfare because the public social welfare
system does not cover everyone as a whole or offers inadequate service and because of the
lack of economic power taken market . In Turkey, is still dominated by patriarchal family
structure, althouhg in urban areas is a bit dissapointed. According to Emre Kongar, in
contrast to patriarchal structure in the cities it is developed the family extending of mother's
descendants, because of inadequate nursery service, child care and the cost of these services if
you buy . The family has to solve that own problem itself; especially if woman works and
woman calls own mother for child care and hence they start to live together until to growing
child, because of the inadequacy of the current system. According to Esping AndersenMyles, welfare states provide resources to citizens that affect their earnings potential. These
derive primarily from services, such as education, health care, training programmes or support
to working mothers. Moreover , the presence of large informal sectors is one of the most
important problem in Turkey. Turkey is a social law state in the Constitution but there are
problems in practice. Also the existing welfare system in Turkey can be called such as
minimal and indirect, state of promises, informal security regime or Southern European
Model or low group (Mediterranean group) according to social expending. The perception
that the state is the main responsible for the social security should be differentiated.

In line with reforms, The Ministry of Labour and Social Security has referred to the aging of
population, inadequacy of the current system in covering and taking all population under
protection, hence, to inadequacy of protecting the population against poverty and finally to the
financial deficits of the system. Leaving aside the inadequacies of the system, the main aim of
social security reforms in Turkey is a more sustainable system like another countries and
reforms has focused on pension and health. We think that the main problem in the 21th
century in line with globalization is sustainable and will be.

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A Critique On The Consistency Ratios Of Some Selected Articles Regarding Fuzzy Ahp
And Sustainability

Bülent Başaran
Affiliation: Bilecik University, the Faculty of Economics and Administrative Sciences, Bilecik,
Turkey

Abstract
Consistency ratio (CR) is a very important indicator for achieving the reliability of an
individual’s pairwise comparisons in Analytic Hierarchy Process (AHP). Although the
applications of fuzzy AHP need this kind of CR results as well, only a few of studies include
these results. The most accepted method to calculate CR for fuzzy pairwise comparison
matrices (PCMs) is to transform fuzzy numbers to crisp versions and to proceed as in the
ordinary CR calculations of AHP. Triangular fuzzy numbers (TFNs) are usually used to
present linguistic terms of an individual’s pairwise comparisons. In this research, CRs of 242
PCMs presented with TFNs, found in 39 articles, have been calculated based on four widely
used defuzzification methods. The aim of this research is to find out if the PCMs of some
available articles regarding sustainability issues in literature are reliable. After CR
calculations of those PCMs, it has been found that some of them are reliable while many
others are not. After reviewing these findings, researchers in fuzzy AHP field are expected to
give much attention to those CR issues and try to obtain PCMs that are more reliable.

318

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                <text>Globalization entails challenges, opportunities and realities. The multiplying flows of goods  and capital are grounded in the global extension of the free market and fostered by the  neoliberal doctrine of economic liberalization and rationalization. Global economic forces  limit States in their ability to independently determine economic and social policies. One of  the defining ideals of the European Union has been its social support system, often referred to  as the European welfare state. But the European welfare system is under pressure. In the  other hand, both the national public institutions’ searching for new solutions and Turkey’s  legal reform efforts on its way to European Union membership have an important role. Like  other welfare regimes, Turkey’s welfare regime displays new tendencies signaling a new  period. This article is aimed at analyzing of the recent social policy reforms and dynamics  in Turkey in the framework of the welfare state transformation.  Keywords: globalization, welfare state, social policy,Turkey</text>
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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

The Plus Value In Health Sector: Total Quality Management

Aynur Toraman1, Hasan Yüksel2, Yasemin Tarcan1
1 Süleyman Demirel University, Rektörlük Özel Kalem Müdürlüğü, Isparta, Turkey,
2Süleyman Demirel University, Rektörlük Dış İlişkiler Ofisi, Isparta, Turkey
E-mails: atoraman@yahoo.com, hasanyuksel37@gmail.com, yasemintarcan@sdu.edu.tr.

Abstract
Total Quality Management (TKY) is a method which aims to obtain correct product and
service initially and at the beginning of the process and to repeat this process over and over,
to activate the organization as a whole, to make the organization gain the flexibility and
competitive power. Total Quality Management brings the processes appealing to all activities
under control and provides the continuation of service quality in each level. Hence, the
hospital managements as they take humans into account as their first priority are to put the
system of Total Quality Management into practice so that they can render this service as a
value. This system will enable the hospitals to have more productive, efficient and
competitive structure.
The criterion that separates health sector from the others is the fact that it is directly related to
the human life based service area. So, the health sector services are to be given utmost care
and the service quality is to be as high as possible. That the service which is in the framework
of Total Quality Management will make the hospitals institutionally successful and
competitive is an undeniable fact. The objective of the study is to lay an emphasis on the
importance of Total Quality Management for hospitals, and to create awareness, and to reveal
the implicational differences with the other sectors as well.

Keywords: Quality, Total Quality Management, Perceptional Service Quality

1.INTRODUCTION
The businesses must strive hard to compete with the other ones and to develop sustainability.
Therefore, the firms must develop perpetually, search for perfection, and compete with zero
error. Within this context, the term quality occurs as a concept to be laid emphasis. The term
quality is the philosophy that makes all the employees potentials higher than expected and
embraces the needs and the expectations of the customers with the organization.
Total Quality Management is tried to be implemented in the hospital management rapidly as
a service sector. The health services are an area of service which is crucial and which does
not accept any error and which is directly related to the human life itself. When compared to
many other state services, the health services are to be given utmost care than the others and
46

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

it is inevitable responsibility to suggest it with the highest quality (Yüksel, Sadaklıoğlu,
2007).
Health services consist of a great many multidimensional and comprehensive processes
including its offer, financial issues, providing processes all which is to be analyzed by
shareholders elaborately as well. So, the assessment of the services quality of health
institutions can be achieved only through examining all these procedures holistically
(Zerenler, Öğüt, 2011).

2.The Quality in Health Sector
The hospitals where the health services are provided are the organizations in which all types
of health services are produced economically and constantly as well as educational, research
and community health care services are carried out without any concern for profit, and they
are as complex institutions in which various types of inputs are converted into useful outputs
(Sevin,1999:181). In this context, Total Quality Management is based upon the idea to meet
the needs and expectations of the patients on time. Therefore, from the perspective of Total
Quality Management, both the employees and patients are of great significance and the
organizations are to take into account this issue (Gurnani, 1999).
The elements of quality in health sector can be regarded as “patient happiness” and can
defined as the whole procedures that include correct diagnose, correct treatment, the services
with smiling face, clean hospital, fresh atmosphere, convenient price and so forth and that
aim to the happiness of the patients (Morgil ve Küçükçirkin, 1995: 33).
The implementations of the total quality management that initiated in 1980s, patient
satisfaction is taken into account the important dimension of quality in providing health
services and the feedbacks of patients in this process gained importance too. The perceptions
and the assessments of patients on service quality depend upon not only their own
preferences but also their friends’ impact on the choice of hospitals and their advices which is
demonstrated through the researches (Pres, 2002:88).
Currently today, in parallel to the increase in the educational, cultural, and social level of the
communities, the questioning of the health services come to the fore. In the past, the patient
profile as a customer who accepts the pill and the decision of a doctor without any hesitation
is replaced by those who want more information about his health, who search, and who
consider the other alternatives to be treated by other doctors. This case actually makes the
hospitals’ job more difficult as the days pass on the basis of satisfying the patients as
customers (Yanmaz, 2005).
Bringing the quality upon the agenda frequently on health services has various reasons.
Among these, the three of them are preliminary. On account of the fact that the health
services are the ones which are mostly provided by state, the state itself play a very effective
role in this process. Secondly, customers and the other shareholders have demands on health
quality. Lastly, the interest occurs as a result of the priorities of hospitals. The role of the state
as a service provider has increased the interest in the studies of quality. Initially, many
47

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

governments take over the financial issues, today they are concerning with organization,
management, and quality and many countries also take over responsibility on quality
amendment (Kunst ve Lemmink, 2000: 1124).

The studies on quality in health services have differences with the other businesses for the
characteristics of the service itself. The health businesses have characteristics as stated below
(Kiymir, 1995:15):
Each patient has strikingly different from one another in terms of diagnostic and treatment
procedures. The demand for particular times to hospitals cannot be estimated correctly.
The hospitals cannot adapt themselves to the changes in the demand in a short of time.
The production of the services cannot be stocked up. They are consumed when it is produced.
The division of labour and specialization brings about an increase in the labour cost.

The certificate given to guarantee the quality of the services in terms of all the procedures
included is named after ISO 9000 quality security system. The ISO 9000 certificate is
composed of these features as mentioned below (Efil, 1999: 218).

Table 1. The Series of ISO
The Name of The Explanation
Standard

48

ISO 9000

Quality management and quality assurance standard choice and user
manual

ISO 9001

Quality systems-design / development, production and a model for
quality assurance

ISO 9002

Quality systems, and a quality assurance model for production and in
the business

ISO 9003

Quality assurance model in the latest treatments and experiments

ISO 9004

The manual for quality management and quality systems

ISO 9004-2

The quality guide dictionary for services

ISO 9005

Quality dictionary

ISO 10011-1

The quality systems scrutiny, guidebook and scrutiny

ISO 10011-2

The quality systems scrutiny, the criteria for quality system scrutiny

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

ISO 10011-3

The quality systems scrutiny, guidebook and scrutiny programs
management

Source: EFİL, İ., Toplam Kalite Yönetimi ve ISO 9000 Kalite Güvence Sistemleri, Alfa Basım
Yayın Dağıtım, İstanbul, 1999.

By means of forming a system compatible for ISO 9001 quality assurance system, its
management enables more systematic and controllable way of working. And this
implementation makes the institution gain respect due to the fact that it has the most well
known
standard
all
over
the
world
(http://www.standartkalite.com/saglikta_kalite_akreditasyonu.htm).

3.CONCLUSION
Total quality management is on the fore owing to patient rights, ethics, the implementation of
health services in plan, the motivation of the employees, the following of service takers’ and
shareholders’ full satisfaction and assessment, taking into account the results, the assessment
of the services in regards to quality is possible to be achieved only through quality
management perception. The increasing knowledge level of the patients as well as their
expectations paves the way for an increase in the importance of Total Quality Management
(http://www.saglik.gov.tr Retrieved: 01.02.2012).

The Total Quality Management studies are directly related to the diagnosis, treatment and
treatment procedures. The health systems are to apply diagnostic and treatment procedures in
line with scientific norms and standards on the one hand; on the other hand, the expectations
and the wishes of the patients are not to be ignored in the service providing processes. In spite
of the fact that it is not reached certain definition on the health service quality, in the
discussions, it is ascertained that it is focused on the fulfillment of the customers in terms of
social, cultural, and economic ways. (Devebakan, Yağcı, 2005).

The researchers conducted reveal that the customers share their satisfaction with a minimum
number of 6 while they share their dissatisfaction with 25 people. The main idea that lies
behind the customer satisfaction is to satisfy the customers and to make them loyal to the
institutions for their further needs. The privatization of the state hospitals which is on the
agenda today, the main basis of customer satisfaction in both state and private hospitals is to
overlap the customers’ expectations and the services of the institutions provided.

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�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

The implementations of Total Quality Management in Health Services are the set of
procedures through which the hospitals get familiar with their deficiencies and define them
and determine the policies and strategies for the improvement of service quality which will
direct the feedbacks of the patients (Songür, 1998).

It is strategically important to give all the employees in the hospitals the educations of total
quality management for them to carry out the responsibilities, to qualify the general service
of hospitals and to satisfy the patients as well. In this context, it is actually of great
importance to give education considering the factors that create dissatisfaction among the
patients. The utmost care given to the patients, giving necessary information to them
depending upon their expectations, being patient and kind to them will go up the service
quality that the patients perceive (Zerenler, Öğüt, 2007).

Moreover, the implementation of the Total Quality Management will stem in positive results
such as the effective use of the insufficient hospital resources, the decrease of the financial
issues, the increase the rivalry capacity of the employees, the increase in the satisfaction of
the patients and employees. Through quality in service providing, the motivation and the job
satisfaction of the employees, the modernization of the management and organizational
procedures, the rationalism in the decision making mechanisms, the documentation of
information systems, and lastly the operability of the communicational mechanisms are
expected. In addition to these, via quality, it is aimed at patient satisfaction, the development
of team spirit with team work and more than anything else “Common Good” (Aslantekin ve
diğerleri, 2007).
The important thing to be concerned about Total Quality Management is the fact that these
procedures will not bare results in a short of time. The study conducted in 1991 by American
General Accounting Office, it was put forward that the implementations of the Total Quality
Management will result in its usefulness after 2.5 years on average (Terziovski and et al.,
1999:916).

The managers of the health institutions can only increase their institutions’ power of
competition and performance only when they are aware of the patients’ expectations and the
performance of the service given.

To sum up, providing reachable and continually renovated health service will increase the
level of satisfaction of both employees and customers, in other words, patients.
REFERENCES
ASLANTEKİN, F., GÖKTAŞ, B., UULUŞEN, M., EERDEM, R., (2007). ‘‘Sağlık
Hizmetlerinde Kalite Deneyimi: Dr. Ekrem Hayri Üstündağ Kadın Hastalıkları ve Doğum
Hastanesi Örneği’’, Fırat Sağlık Hizmetleri Dergisi, cilt 2, sayı 6, pp.55-71
50

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

DEVEBAKAN, N., YAGCI, K. (2005). “Sağlık İşletmelerinin Algılanan Hizmet Kalitesi
Düzeylerinin Karşılaştırılmasında Servqual Yöntemi” Sağlık ve Hastane Yönetimi 2. Ulusal
Kongresi (Uluslararası Katılımlı) Ankara Üniversitesi Sağlık Eğitim Fakültesi Sağlık
Yönetimi Bölümü.28-30 Eylül Ankara.

EFİL, İ., Toplam Kalite Yönetimi ve ISO 9000 Kalite Güvence Sistemleri, Alfa Basım Yayın
Dağıtım, İstanbul, 1999

GURNANİ, H. (1999). “Pitfalls in Total Quality Management Implementation: The Caseof a
Hong Kong Company”, Total Quality Management, Vol:10, Issue:2, pp.65-72.

(http://www.saglik.gov.tr Retrieved: 01.02.2012)
(http://www.standartkalite.com/saglikta_kalite_areditasyonu.htm)
KİYMİR, Bülent., “Sağlık Kuruluş Kalite Yönetimi”, 1. Ulusal Sağlık Kuruluşları ve
Hastane Yönetimi Sempozyumu, 4-7 Mayıs 1994,
Kuşadası.Aydın, Dokuz Eylül
Üniversitesi, İzmir, 1995.

KUNST, P., LEMMİNK, J. (2000). “ Quality Management and Business Performance in
Hospitals: A Search for Success Paremeters’’, Total Quality Management, 11, pp.1123-1133

MORGİL, O. , KÜÇÜKÇİRKİN, M.(1995). “ TOBB’in Sağlıkta Toplam Kalite Yönetimine
Bakışı’’, Birinci Basamak Sağlık Hizmetlerinde Toplam Kalite Yönetimi, Haberal Eğitim
Vakfı Yayınları, Ankara.

PRESS, I., (2002). ‘‘Patient Satisfaction: Defining, Measuring, And Improving the
Experience of Care’’, Chicago: Health Administration Press.

SEVİN, D., (1999). “Hastanelerde Bir Otelcilik Görevi Olarak Yiyecek-İçecek Hizmetlerinin
Verimli Sunulması”,Verimlilik Dergisi.MPM Yayınları,Ankara

SONGÜR, N. (1998). “TÜSİAD-KALDER Kalite Ödülü İş Mükemmelliği Modelinin Sağlık
Kuruluşlarında Uygulanabilirliği”, Gazi Kalite Günleri

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TERZIOVSI, M., SOHAL, A., MOSS, S.,(1999) “Longitudinal Analysis Of Quality
Management Practices in Australian Organizations”, Total Quality Management, Vol:10,
NO:6, s.915-926.

YANMAZ, Ö., (2005). ‘‘Hastane İşletmelerinde Kalite Fonksiyon Göçerimi’’, Ahmet Yesei
Üniversitesi, İşletme Yüksek Lisans Tezi,

YÜKSEL, F., SADAKLIOĞLU, H. (2007). “Sağlık Hizmetlerinde Kalite ve Yerel
Yönetimler”,Uluslararası Sağlık ve Hastane Yönetimi Kongresi, 01-03 Haziran 2007 Yakın
Doğu Üniversitesi Lefkoşa Kıbrıs

ZERENLER, M., Öğüt, A., (2007). "Sağlık Sektöründe Algılanan Hizmet Kalitesi ve Hastane
Tercih Nedenleri Araştırması: Konya Örneği", Selçuk Üniversitesi Sosyal Bilimler Enstitüsü
Dergisi, Sayı:18, s.35-40.

Sustainable Security: The Role of Promoting Democracy and Protecting Human Rights

Selim Kanat1, Bahadır Eser2
1Vise Chairman of Dept. of International Relations.
Suleyman Demirel University. I.I.B.F Oda no. 210
Isparta/Turkey
2Dept of Public Administration
Suleyman Demirel University. I.I.B.F Oda no. 209
Isparta/Turkey

Abstract

Today’s security threats are more complex than traditional ones, such as HIV, climate
change, human rights violations, anti-democratic laws and measures forced us to think about
the definition and the context of security again. With the effect of these new threats,
sustainable security concept emerged from a post- Cold War multi-disciplinary understanding
of security. Sustainable security redefines how we think about national security in today's
shifting, after Cold War era. Struggling with these new threats, especially struggling with
52

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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Ethical Foundations of the Sustainability and the Sustainable Development

Ayça Berna Görmez, Fatih Yaman

Abstract
The concept of sustainability or sustainable development emerged as a concern in early
1980’s. It was equated with the environmental issues firstly. Then, it attained economic and
social meanings as well. Nevertheless, the value of the lastly attained meaning of
sustainability, which is social, is highly neglected. Sustainable development or sustainability
is not just about ecology or natural resources. It is about the relationship between these
resources and individuals and thus sustainability encompasses all kinds of issues related to
human beings as sustainable, i.e ecological development, cannot be imagined without human
beings living in it.

In this study, sustainability will be evaluated as a value system that highlights the importance
of continuation of natural as well as cultural resources. Although the term sustainability or
sustainable development became famous in late 20th century, as a value system, its existence
may be traced back to the ancient Greece. In the writings of early political philosophers, it is
possible to find the emphasis on the importance of nature, reproduction, importance of future
generations, significance of continuation of cultures and human kind, which are the core
intentions behind the need for sustainable development and the term sustainability embraces
all of these subjects. In the context of this study, the writings of Aristotle, Kant, Mill, will be
analyzed with an aim of finding the foundations of the concept of sustainability

1.INTRODUCTION
There are remarkable turning points, which change and shape the rest of the human life and
its environment and there have been changes that are irreversible and have tremendous
effects throughout the history. There is no need to highlight all of them for the prevailing
discussion, yet, the French Revolution and the Industrial Revolution are the two of them that
seem to pave the way for the current discussions on sustainability and sustainable
development as French revolution is the creator of modern values such as “liberté, égalité,
fraternité” and the industrial revolution is the turning point for capitalist development.
The new modes of production, at first, immediately celebrated and spread throughout all
Europe and the motto of French revolution is still in the agenda of liberals. However, there
have been side effects of industrialization. Due to the increase in population, rapid
urbanization led to the unplanned urbanization, labor force exploited, pollution emerged and
so on and the celebrated motto of the French revolution, which highlights the importance of
equality, did not realize itself in the sense that the new mode of production has brought the
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new type of inequalities. Nearly two centuries, everything has changed both in appearance
and in essence.
From the 1970’s and on, there have been new waves of concerns, might be called postmodern
concerns, which seek for a remedy for damages that have done both to the nature and human
existence itself. Now the bringing of the industrialization is being discussed. The level of
pollution increased and spread all over the world, natural resources are exploited and in some
places, they are consumed off, we face with the extinction of animal species. Besides the
damage that has given to the nature, individuals also have faced with crucial problems.
Inequality increased among nations and individuals, the gap between rich and poor is
tremendously opened, hunger becomes a vital problem for most of the countries in the world,
and cultures are assimilated and disappear. So the world has changed very rapidly and from
1970’s and on, people are trying to fix this situation and trying to find new ways for
maintenance of nature and humankind.
There have been many discussions on sustainable development and each area of study might
state different types of argument according to their research area. Environmentalist might
offer different solution on the basis of their priorities and economist might propose an
entirely different and also controversial one. However, in essence, each area seeks to
maintain something, something that is crucial for human existence, for nature. Therefore,
this paper seeks to provide that common point embraces all area. In this study, sustainability
and sustainable development will be evaluated as a moral value that highlights the
importance of continuation natural as well as social resources. As a moral value, its existence
can be traced back to the writings of ancient Greek philosophers. In their writings, there are
emphases on the importance of nature, reproduction, importance of future generation. Most
importantly, there is emphasis of “knowledge” and consciousness of individual behavior of
all kind, which is important for the preservation of resources. Sustainability and sustainable
development, ideally, construct its agenda on the concept of justice, equality and
redistribution and these concepts were best understood in the writings of philosophers. To
define sustainability as a moral value clearly indicates that all individuals are subject in this
issue and there is a common point that can embrace economic, social and environmental
sustainability, regardless of their own ‘agenda’ to sustainable development.

2. What is Sustainable Development?
Sustainable development is defined in famous Brundtland Report as “development that meets
the needs of the present without compromising the ability of future generations to meet their
own needs. It contains within it two key concepts: the concept of needs, in particular the
essential needs of the world's poor, to which overriding priority should be given; and the idea
of limitations imposed by the state of technology and social organization on the
environment's ability to meet present and future needs” (WECD, 1987, 43). What is needed
to highlight is that the concept of sustainable development encompasses all people and all
nations, without discriminating the poor or the rich. The sustainable development necessitates
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the development of the poor regions, protection of environmental resources in a way so that
both current and future generations will be benefited from it equally. It is a global concern.
Sustainable development is not only about the development or environment. It binds three
different dimensions and proposes us a kind of understanding. It has environmental,
economic and social aspects and without these three aspects, it is hard to speak about
sustainable development. Brandl defines sustainability as “the relationship between the social
and ecological systems, which needs to be shaped in such a way that it will not destabilize the
system as a whole” (2002: 13). Sustainable development is not about conservation of
resources for future generations, it is about the proper use of them so that both current and
future generation can profit from them and this is why economics is crucial as through
economics all sources of capital can be restructured.

2.1 Environmental Aspect Sustainability
Environmental Sustainability is one of the crucial aspect and the key figures of the
concept of Sustainable Development. Environmental Sustainability, in other words,
environmental protection is an approach which aims to restore and re-establish the disturbed
balance of the world and thus, to sustain this order for the future generations. According to
John Morelli, “environmental sustainability could be defined as a condition of balance,
resilience and interconnectedness that allows human society to satisfy its needs while neither
exceeding the capacity of its supporting ecosystems to continue to regenerate the services
necessary to meet those needs nor by our actions diminishing biological diversity” (2011:
23).

Environmental concerns dated back to second half of 20th century. Especially, after the
Second World War, the development efforts, arm races, nuclear tests began to threaten the
world and quash the biosphere balances. With the rapid increase in world population and the
rising of life standards, pollution increased and this situation has led to a rapid depletion of
natural resources. In addition to these problems, climate change, stratospheric ozone
depletion, trans-boundary air and water pollution, acid precipitation, loss of biodiversity,
desertification and deforestation pose a threat to the achievement of sustainable development
objectives.
The increase in environmental problems reached the level of threatening the life and
human beings began to find out some preventive solutions to be able to deal with these
difficulties. Due to the struggle among scholars to find solutions, an environmental ethics
emerged. Arzu Özyol argues that there are two main approaches in term of ethics related to
environment. The first one is briefly, nature is valuable because of it is useful for human
beings. According to second approach, each entity, whether useful to human beings or not,
has a specific value. In this context, while the concept of sustainable development containing
the development strategies, at the same time it takes attention to the set of moral values. ( -- )
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Numerous recent studies have offered solutions to the problem of achieving
environmental sustainability, the long-term preservation of environment for the future
(Whitford, Wong, 2009: 190). However it seems that more solid and urgent measures must be
taken as soon as possible. Robert Goodland takes attention to a point and he states that “every
passing year means sustainability has to be achieved for an additional 100 million people.
This is why environmental sustainability has a time urgency” (1995: 13).
Today’s world unfortunately is not encouraging according to many important indicators and
if the world continues to change negatively, the future generations may not be able to
maintain healthy and productive lives. Now there are still many problems which are seriously
threatening the whole world day by day. The environmental inequalities increasingly
continue and everything is becoming more complex.

2.2 Economic Aspect of Sustainability
The relation between the economy and the concept of sustainability may be the most
controversial topic within the discipline. Economy is based on utility and this utility comes
with the consumption. However, as it occurs in all social science, there is a return in
economics, return maybe the ancient understanding of interrelatedness of all branches of
science. For instance, economics, by some scholars, began to be interpreted from different
areas like social and environmental. Costanza and O’Neill argues that “we need to move
from economics that ignores this interdependent to one that acknowledges and builds upon itan economics that is fundamentally ecological in its basic view of the problems that now face
our species at this crucial point in its history” (1996: 975)
There are many different interpretation of economic sustainability. However, two of them are
highly debated, and in a sense, are controversial ones. First one is the neoclassical approach
to sustainability and the other is ecological approach to economical sustainability.
Neoclassical approach can be characterized by not development but growth and accumulation
of capital. Another important aspect of the neoclassical approach is substitutability.
Economics, in neoclassical sense, is about utility and consumption. Robert Nelson argues
that if people derive much pleasure from nature, then, preservation of natural conditions may
be a high social priority” (1995: 138)
When the subject is sustainability, orthodox economists “are concerned with sustainability in
the sense of maintaining acceptable levels of human well-being over time and thus are
concerned with the capacity of natural environment and other social assets to meet human
wants and needs… If economic substitution possibilities are high, natural disruption is not a
special cause for concern in the economic model” (Norton and Toman, 1997:555). On the
other hand, if utility of the nature is higher than its disruption, then, it will be sustained by
necessary precautions. Neoclassical economists state that environmental characteristics,
which are necessary for growth in economy, can be replaced or ‘substituted’ by human made
substitutes. Any source of capital can be replaced by any other, namely, natural capital can be
replaced by human made or manufactured capital.
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On the other hand, ecological economics is in favor of greater sustainability or strong
sustainability. Supporter of this realize the fact that natural capital may not be substituted by
any other capital, at least, not each of them can find substitute. There are renewable and
nonrenewable resources and if nonrenewable resources are diminished, then, it means, there
is no substitution for them. Ecological economists argue that natural capitals as well as any
kind of resources should be maintained so that they help to the productive process.
In economics, it is important not to forget that there is no substitution for everything in the
world and even demand in something is not high right now, that doesn’t mean that, demand
will not increase in the long run. In economical term, in order to reach a sustainable
development, it is crucial to see the effect of our actions in the long run. Economic aspect of
sustainable development can be reached through this way, through not wasting any kind of
resources for the sake of short run interests and think about the future and necessities of
future, so to foresee the long term effects of actions.

2.3. Social Aspect Sustainability
As it is stated above, sustainable development should encompass three spheres, namely,
ecological, environmental and social and try to reach these goals. So the third aspect of
sustainability is the social one. Sustainable development cannot be thought without its social
dimension, it is the management of natural, social and human capital. Economic and
environmental sustainability may provide necessary environment to growth and maintenance
of natural as well as human made capital, but, with a thin interaction among individuals, with
poverty and hungry spread around the world, with inequality or in general without quality of
life, human kind cannot reach a high level of civilization, even they own a perfect
environment. For this reason, social sustainability should be equally treated and understood
for the sake of sustainable development.
Due to the very ambiguity of the term social, social sustainability cannot be defined in
a single, comprehensive definition. There is no consensus among scholars about social
sustainability. However, this cannot be interpreted as irrelevance of the term in sustainable
development or lack of scientific background. Dissensus among the interpretation of the term,
in a way, creates a comprehensive understanding of the social sustainability, diverse
statements and components are added to the term by different scholars. As Ranciere (2001)
puts it dissensus creates real democracy through invoking others to act in order to be seen or
heard. So the term social sustainability, by being characterized differently, becomes more
influential by being analyzed and defined in every aspect.
Littig and Grießler define social sustainability as “a quality of societies. It signifies
the nature-society relationships, mediated by work, as well as relationships within the society.
Social sustainability is given, if work within a society and the related institutional
arrangements satisfy an extended set of human needs and are shaped in a way that nature and
its reproductive capabilities are preserved over a long period of time and the normative
claims of social justice, human dignity and participation are fulfilled” (2005: 72). Littig and
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Grießler put great emphasis on the dimension of work. Their definition is closely related
with work as satisfaction of human needs and reproductively and also exchange between
societies are created by work. For them, social sustainability is rather a socio-ecological
process. Their claim is that there are three core indicators to evaluate the social dimensions of
sustainability which are “satisfaction of basic needs, social justice and social coherence”
(2005: 75)
Polese and Stren argue that “development that is compatible with harmonious
evolution of civil society, fostering an environment conducive to the compatible cohabitation
of culturally and socially diverse groups while at the same time encouraging social
integration, with improvements in the quality of life for all segments of the population”
(2000: 15-16). In their understanding of social sustainability, again, the quality of life has a
great meaning. Communities and cultures should be protected while at the same time
integrated to the society. For them, civil society is crucial, which helps to reorganize society
and create an harmony within it. Sachs argues that “a strong definition of social sustainability
must rest on the basic values of equity and democracy, the latter meant as the effective
appropriation of all human rights – political, civil, economic, social and cultural- by all
people” (1999: 27) In the beginning of this work, the motto of French revolution is given and
as it is clear that these are highly related with the motto, especially with the two of them,
namely, equality and liberty.
To sum up social sustainability is as crucial as environmental or economical sustainability, as
“sustainability describes a topic of research that is basically social, addressing virtually the
entire process by which societies manage the material conditions of their reproduction,
including the social, economic, political and cultural principles that guide the distribution of
environmental resources” (Becker et al., 1999: 4). Social dimension is concerned with
individuals, rather than nations, it is, at least, satisfaction of all humanly and all basic needs.

3.Sustainability, Sustainable Development and Ethics
All three dimensions that construct the sustainable development is explained, it is clear that,
although they use different discourses and pay attention on different sides of sustainable
development, they have something in common, the need for the maintenance of what we have
now for the future generations. They are complementary in some respects. They all
emphasize distribution of resources among individuals, importance of harmony among and
between societies, the value of a quality of life, justice and cohesion. These concepts are not
irrelevant for us, these are the modern values that should encompass all people and should be
encouraged to apply by all. These are the values that all liberal democracies and individuals
should internalize. In this paper, the argument is that commonalities of these three aspects
ensure that sustainable development cannot be understood without philosophy in general or
ethics in particular. “If sustainability is, as is often suggested, found at the intersection of the
domains of environment, society and economy, it must follow from an underlying rationality
that is common to all three and more basic than that which is peculiar to each one
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individually. We argue that this unifying underlying rationality is ethics” (Banon Gomis et
al., 2011:179)
In the context of this paper, it will be argued that, sustainable development is a moral
obligation, an ethical issue. It is not a matter of choice to sustain something at the expense of
another thing. It cannot be simply put into an area of science. As Solow argues “sustainability
is a moral obligation is a general obligation not a specific one. It is not an obligation to
preserve this or preserve that. It is an obligation, if you want to make sense out of it, to
preserve the capacity to be well off, to be as well off as we” (1991:13). If we explain and
understand sustainability as such, it is the job of all individuals to preserve what they have.
Science only may not manage to spread the notion of sustainability but if individuals start to
realize this as a moral or ethical value, it would be great step towards sustainable
development.
In this section, as it is stated above, the ethical foundations of sustainability and sustainable
development will be analyzed. These analyses will be around the concepts of justice,
equality, importance of nature, human development, economic development and maintenance
of certain values as well as resources. These concepts are closely related to the sustainability
and sustainable development as sustainability and sustainable development include the ideas
of promoting the well being of all human beings, poor as well as the riches, diminishing the
inequalities in terms of access to natural resources and their use, of income and of all sorts of
services. So, sustainability and sustainable development may enter our scientific literatures in
the late twentieth century but context of them have always been in our lives.

3.1.Aristotle
As we know, Aristotle is one of the most important founding figures in Western philosophy.
He was a Greek philosopher and polymath, a student of Plato and teacher of Alexander the
Great.
We can clearly find many traces about sustainable developments on Aristotle’s works.
For instance, he says that “man is the noblest of creatures on earth and so that, it’s clear
human being originated in accordance with nature” (2007: 30). As a result, he stressed that
people should live in a harmony with the nature as a course of its nature. Sustainability has
already this sense which aims to maintain the world’s balance while preserving the
nature.From another aspect, he taught in one sentence that excess of anything is bad. In here,
that phrase implies that too much of even a good thing is bad. He argues that “we must not
exert ourselves nor relax our efforts too much nor too little, but to an intermediate extent and
as the right rule dictates” (1999, 91).
Aristotle drew attention to the importance of the mind and he considered the ignorance
as something harmful. According to him “a man of practical wisdom to be able to deliberate
well about what is good and expedient for himself, not in some particular respect, e.g. about
what sorts of thing conduce to health or to strength, but about what sorts of thing conduce to
the good life in general”(1999, 94). By following this comment, it’s possible to reach a
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conclusion: maybe a century ago, it was not possible to perceive these negative changes
about the natural world balance and maybe for this reason people continued to destroy the
nature unconsciously. But today, with the increase in technology and the level of knowledge
it is possible to identify the things which are harmful to the environment and to find the ways
how to avoid or deal with these difficulties. For example, it is so obvious that if the world’s
exposition continues in this way, most of the natural resources will not regenerate itself and
as a result of this, many plants and animal species will disappear and as a strong possibility,
without healthy ecosystems, human beings will not survive on this World as well.
Consequently, Aristotle emphasized the importance of wisdom and the necessitation of
compliance with nature for a good living.
Sustainable development also aims to increase the level of prosperity in less developed
countries and the World is portrayed as a global village at present. From here, we can come
to such a conclusion: people should live as a whole for the sake of a common interest. In fact,
this idea is parallel with Aristotle’s taught. He considered that “he who is unable to live in
society, or who has no need because he is sufficient for himself, must be either a beast or a
god: he is no part of a state. A social instinct is implanted in all men by nature”. So people
should also live compatible with themselves as well as the nature. Aristotle argues “there
must be a union of those who cannot exist without each other”( Politics, 1999: 4). Therefore,
here what is important is that no one can remain insensitive to the developments in the world.
Each individual has a responsibility to himself and his society.

3.2.John Stuart Mill
John Stuart Mill is one of the most influential philosopher or political economist that
contribute to the liberal values, such as liberty, private property, individual freedom and
minimum state control. In the context of our current discussion, these our crucial concepts.
Sustainability and sustainable development contain these concepts as it requires decrease in
the level of poverty, equal redistribution of resources, freedom in the context of being
sufficient and independent in maintaining lives. So it is important to explore Mill when
discussing the ethical foundations of sustainability and sustainable development.
It is now questionable whether private property is necessary and something beneficial or not
but this is irrelevant for our discussion. Mill has a chapter on property, he explains why it is
necessary, under which circumstances it should be distributed, what are conditions to own a
property in his book called Principles of Political Economy. For Mill, private property is
something important but equality and just sharing is necessary and should be kept in mind
when distribution happens. “If private property were adopted, we must presume that it would
be accompanied by none of the initial inequalities and injustices which obstruct the beneficial
operation of the principle in old societies” (Principles of Political Economy, Book II, Chapter
I). Its relevance to our discussion is that, social aspect of sustainable development contains
housing and security, which for us are closely related with each other. Social aspect contains
basic human needs and housing is one of them.
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Another important issue that Mill takes into account is about the raw materials. It is also one
of the most crucial concerns of the sustainable development. Mill argues that “the essential
principle of property being to assure to all persons what they have produced by their labour
and accumulated by their abstinence, this principle cannot apply to what is not the produce of
labour, the raw material of the earth… it would be height of injustice, to let the gift of nature
be engrossed by individuals” (Book II, Chapter I). Now if we apply this to our current
situation, developed countries have both the capacity and the will to use raw materials for
their own sake. However, this produces injustice among both individuals and the nations.
Raw materials do not belong individuals or nations; so, it is not apt to the nation to deplete
them. “No man made the land. It is the original inheritance of the whole species. Its
appropriation is wholly a question of general expediency” (Book II, Chapter II). In the later
chapters, Mill again turns to the subject of natural resources and called them “inheritance of
human race” and argues that “there must be regulations for the common enjoyment of it.
What rights, and under what conditions, a person shall be allowed to exercise over any
portion of this common inheritance cannot be left undecided” (Book V, Chapter I). Now,
with the increase in the environmental pollutions, some standards and some limits have been
put to generate sustainable development.

The ethics behind the statements of Mill can be called utilitarianism but not in a negative
sense. Utility is now being understood as something negative and material. However, for Mill
this is not the case. As it is obvious from the previous statements above, Mill desires a life
that is most favorable by all individuals not only by the self. “The happiness which forms the
utilitarian standard of what is right in conduct, is not the agent's own happiness, but that of all
concerned…utility would enjoin, first, that laws and social arrangements should place the
happiness, or (as speaking practically it may be called) the interest, of every individual, as
nearly as possible in harmony with the interest of the whole” (Utilitarianism, Chapter II). The
utility in Mill can be similar to eudomania in Aristotle if not the same. So the contents of
sustainability and sustainable development, can be found in Mill’s writings

3.3. Kant
In the Groundwork for the Metaphysic of Morals, Kant explains what morality is, how it can
be achieved, what is the source of morality. Through this work, Kant, clarifies what make
moral principles universal and can be applicable by all rational beings, namely, by all
humans. “we have to admit that morality’s law applies so widely that it holds •not merely for
men but for all rational beings as such, •not merely under certain contingent conditions and
with exceptions but with absolute necessity ·and therefore unconditionally and without
exceptions” (15). He defines two kinds of imperative (imperative is the demand of rationality,
the reasons behind the action, it is the motivating principle of the action), one is hypothetical
and the other is categorical. Hypothetical imperative is, he defines, “the practical necessity of
some possible action as a means to achieving something else that one does or might want”
(19), this kind of imperative is about reaching another aim through doing something. So the
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action, is itself, is not the end, the consequences of the action is the inspired end. Whereas,
the categorical imperative, he explains, “is represented an action as being objectively
necessary in itself without regard to any other end” (19). So the action that is derived from
the categorical imperative should be an end in itself, it is done without measuring the
consequences, it is done for itself.
Kant explains two types of imperative in detailed. He argues that categorical imperative “is
only law that carries with it the concept of a necessity(·’This action must be performed’·) that
is unconditional and objective and hence universally valid; and commands are laws that must
be obeyed even when one would prefer not to…it can be called a command in the strict
sense” (20). What makes categorical imperative is universal is its objectivity and
unconditionality, it doesn’t serve a specific purpose, there are no expected consequences and
there might not be a result at all, it is done for its own sake, for the sake of morality. From
this point, it can be easily related to the concept of sustainability and sustainable
development. Even though there is an expected result in sustainable development, this result
would not affect us in near future. Previous and current generations are not in an immediate
danger of violation of natural as well as cultural resources. However, we are aware of the fact
that the next generations may not be as lucky as we are because we are not as cautious as the
previous generations were.
Kant offers universal law of nature, which holds three principles, which are (i)“act as though
the maxim of your action were to become, through your will, a universal law of nature” (24)
(ii)”act in such a way as to treat humanity, whether in your own person or in that of anyone
else, always as an end and never merely as a means” (29), and (iii)“the idea of the will of
every rational being as a will laying down universal law (30). These three principle can be
easily applied to the sustainability and thus, to sustainable development. First principle argues
that one should act as if s/he determines the universal law, a law that is applicable by all
people and preferred to be applied. Prosperity is something that have both subjective and
objective imperative. For instance, I want to be rich, this is something subjective, but
everyone wants to live a good life, this makes it objective. If our generation desires to live in
a perfect harmony with nature and its resources, if our generation prefers a world in peace
and if our first concern is to decrease the level of poverty, then, these should be our maxims
and we should take necessary cautions but while doing this next generations should be in our
considerations as they will also prefer such an environment, and as they have equal share
with the current generation. This is also related to the second principle. The needs and desires
of humans are, at least when speak of basic ones, similar. So no human being can be seen as a
mean, they are end in themselves. This is applicable to nation-states as well. Nations, as they
are composed of human beings, cannot be seen as mean to reach to an end, i.e, a natural
resources. Poor countries are threatened by developed countries if they have natural
resources; they are in a constant danger of civil wars or external threats. So if a nation does
not prefer to become a mean of other individual state to reach an end, it should not treat a
nation as such.

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4.CONCLUSION
Sustainability and sustainable development are crucial for human beings. There are many
responsibilities for individuals to sustain what we have now and leave a peaceful and well
organized society to the next generations. It is also important to note that everyone has a
responsibility in this process.
To show the ethical foundations of sustainability and sustainable development makes it clear
that it is not only the business organizations or civil society organizations are responsible in
this process, rather, it is obvious that each individual should take place and do what is
necessary. All three aspects of sustainable development and the concept of sustainability
itself require human beings’ endeavor to maintain the existence of natural as well as other
forms of resources. Ethics, in this process, ensure an obligation for human beings, it is not a
technical process that can be kept outside of the most intimate human relations. Therefore,
individuals should internalize this process, and do the best they can because it is a moral
obligation, it is a way of conducting virtues live

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Business and Society Review 116:2 pp. 171-191
Becker, E., Jahn, T. and Stiess, 1. (1999) 'Exploring uncommon ground: sustainability and
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Colantonio, A. Social Sustainability: Linking Research to Policy and Practice
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Sustainability, Ecological Applications, Vol. 6 No.4 pp.975-977
Kant,
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Mill, John S. Utilitarianism http://www.utilitarianism.com/mill2.htm 20.04.2012
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Sustainability, Annual Review of Ecology and Systematic, Vol. 26 pp.135-154
Nortan, B.G., and Toman M.A (1997) Sustainability: Ecological and Economic Perspectives
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Goodland, R. (1995). “The Concept of Environmental Sustainability”, Annual Review of
Ecology and Systematics, Vol. 26, pp. 1-24.
Morelli, J. (2011). “Environmental Sustainability: A Definition for Environmental
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Özyol,A. (n.d ). “Sürdürülebilir Kalkınma”, http://www.hydra.com.tr/uploads/kutup9.pdf,
Polese, M. Stren, R.E (2000) The Social Sustainability of Cities: Diversity and the
Management of Change , University of Toronto Press, Canada

Ranciere,
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AB&amp;url=http%3A%2F%2Fabahlali.org%2Ffiles%2FTen%2520Theses%2520on%2520Politi
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Sachs, I. (1999), Social sustainability and whole development: exploring the dimensions
of sustainable development. In: B. Egon and J. Thomas, Editors, Sustainability and the
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Solow, R.M., (1991) Sustainability: an economist's perspective. Marine Policy Center,
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Fatih Yaman, Yaman</text>
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                <text>The concept of sustainability or sustainable development emerged as a concern in early  1980’s. It was equated with the environmental issues firstly. Then, it attained economic and  social meanings as well. Nevertheless, the value of the lastly attained meaning of  sustainability, which is social, is highly neglected. Sustainable development or sustainability  is not just about ecology or natural resources. It is about the relationship between these  resources and individuals and thus sustainability encompasses all kinds of issues related to  human beings as sustainable, i.e ecological development, cannot be imagined without human  beings living in it.  In this study, sustainability will be evaluated as a value system that highlights the importance  of continuation of natural as well as cultural resources. Although the term sustainability or  sustainable development became famous in late 20th century, as a value system, its existence  may be traced back to the ancient Greece. In the writings of early political philosophers, it is  possible to find the emphasis on the importance of nature, reproduction, importance of future  generations, significance of continuation of cultures and human kind, which are the core  intentions behind the need for sustainable development and the term sustainability embraces  all of these subjects. In the context of this study, the writings of Aristotle, Kant, Mill, will be  analyzed with an aim of finding the foundations of the concept of sustainability</text>
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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Sustainability Dilemma of Pluralistic Social Structure in Western Democracies

Bahadır Eser1,Selim Kanat2, Adem Ali İren2
1Suleyman Demirel University Dept. of Public Administration
2 Suleyman Demirel University Dept. of International Relations

1.INTRODUCTION
Different groups in a society have several powers to access the ruling system. One of them is
highly organized to reach governing mechanism to affect decision-making process while the
others really suffered from not being part of it. Some state mechanisms adopt very embracing
policy for minority groups of society in opposition to other states insisting on implying
majoritarian policies. Majoritanism which is a political theory based on prioritizing the will
of majority is more prone to exclude minor parts of society from involving state system. Thus
a problematic situation is given rise to emerge “other” concept known as not being a part of
majority.

2.Pluralism
Pluralism is a term used for diversity of multiplicity or a descriptive concept standing for coexistence of different moral and political values in terms of political science. Pluralism is
used to characterize the attitude of open-mindedness and the willingness to non-repressively
tolerate the diversity of worthwhile pursuits to which humans may devote themselves
(Talisse, 2011:88). Pluralism enables to disperse power more equally within alls sections of a
society. When we look at European democracies and state mechanism from pluralistic view,
it is easy to find many critical points that do not fit with this approach. However not only
developing but also current western democracies whose social structures composed of
pluralistic view sometimes ignore their democratic character. Xenophobia, Islamophobia and
racism are different kind of terms which damages pluralism by suppressing minority groups
in the developed countries.
Cultural pluralism explains the dynamic by which minority groups fully participate in the
dominant society while maintaining their cultural differences. A pluralistic society is a
community where different groups have a certain degree of tolerance for one another while
interacting. Different cultures can coexist without major conflicts, and where minority
cultures are encouraged to uphold their customs in pluralistic societies (Ratulea, 2009:43).
The relation between the "majority culture" on one side and the "culture of minorities"
another side as a relation of possible antagonism can lead to mutual social exclusion through
the necessity of preserving some particular cultural identities within the context of a cultural
pluralism. (Bercea, 2007:195-196). Multicultural politics produce a collective Muslim

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identity “as a shared immigrant experience and as a representational identity” (Humphrey,
2001:35)

3.Islamophobia
Islamophobia is a word that is practically in many places at the same time in today’s
discourse on Islam. The situation of Muslim minorities in the West is frequently framed both
by academics and by pundits in terms of the ‘need’ to combat the ‘evils’ of Islamophobia
(Zuquete, 2008:321). Islamophobia “has fed racist hostility against people of Middle Eastern,
Arab and South Asian origin and has in turn been bolstered by racial prejudice and
xenophobia” (Rudiger, 2001). Unnecessary hostility against Islam refers to the practical
consequences of such hostility in unfounded discrimination against individuals and societies
whose religion is Islam (Trust, 2002). Muslim minorities have recently emerged in most
Western countries; for instance; some European countries (England, France and Germany in
particular. Muslim immigration has been more recent in other countries such as the USA and
Canada) have been receiving Muslim migrants of various origins since the 1950s (Bloul,
2008:9). Moreover, Muslim contact with the Australian landmass has dated back to the 17th
century (Kabir, 2004). The Muslim population of Australia is relatively small and comes
from different origins ‘Muslimness’ of Australian immigrants is open to negotiate within the
wider social, legal and political environment (Humphrey, 2001:40)
4.Xenophobia
The style of immigrants becoming sources of economic threats is perceived in terms of labor
market theory (Bonacich, 1972; Boswell, 1986), which assumes that xenophobia is
strengthened when immigrant workers work for decidedly lower wages than the majority
population. Many immigrants are more willing to work for low wages with poor working
conditions in a receiving country due to low incomes and living standards in their home
countries. Accordingly, immigrants lead to decrease job opportunities for the majority
populations as well as undermine the wage standard in the host society – thus becoming a
threat to the majority population (Hjerm and Nagayoshi, 2011:4). As it is accentuated by
Bonacich and Boswell labor market theory is one of very crucial part in rising hatred towards
foreign people in a society.
The origin of anti-immigrant voices is related to cultural tensions between ethnic groups
where foreigners are viewed as potential threats to national identity, social order and values
of the majority population (Hjerm and Nagoyashi, 2011:5). Cultural aspects are emphasized
as a significant factor for creating prejudices towards immigrant groups (McLaren and
Johnson, 2007). The focus on cultural threat has either been somewhat neglected or,
alternatively, has been overtly on perceptions of cultural threat instead of their objective
sources. However, the existing empirical studies which has importance suggest that social
and economic variables were mostly insignificant in explaining support for anti-immigrant
parties in seven European countries (Van der Brug et al. 2000). Furthermore, cultural threat is
a more beneficial and an analytical tool to explain prejudice than economic threat. (Scheepers
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et al., 2002:22). The size of non-European population of immigrants is often used as an
indicator of objective sources of cultural threat (Schneider, 2007), but ‘non-European’
implies various differences: linguistic, religious, or perhaps physical appearance. (Hjerm and
Nagoyashi, 2011:5)

5.Rise of Extreme Right
The 1990s were a period of tremendous growth in electoral support for radical right-wing
parties across Western Europe. When we look at seven prominent radical right parties from
1990 to 2000, we can see that one study showing a mean increase of 55% in vote share
during during this period (Norris, 2005:8). Particular importance of radical right-wing parties
for the investigation, they have often been defined by their positions in opposition to
immigration (Williams, 2006). However, the specific enemies and the degree to which they
are looked down on change from state to state in spite of the common rhetoric of xenophobia
among radical right-wing parties, because each country has the unique history and context
(Williams, 2010:112). For instance, , Turks have formed a sort of Parallelgesellschaft
(“parallel society”) in Germany which remains separate and distinct in many forms from
German society (Caglar, 2001:604). Far right parties defended cultural purity during 1980’s
and 1990’s through accentuating anti-immigrant expressions. Immigrant values conveyed by
workers whose cultural background stemming from non- European societies are important
threats against native culture or life style. Thus different values and cultures can eradicate or
erode the basic principles of native societies. Therefore, extreme right wings brought
protecting traditional life characteristics up to the agenda on account of high damaging
possibilities of immigrant values.

Following this logic, the self-proclaimed spiritual leader of the Danish Progress Party,
Mogens Glistrup, made anti-immigrant sentiment an issue of patriotism saying “Of course I
am a racist—all good Danes are. Either you’re a racist, or else you’re a traitor” (Widfeldt,
2000:490). Glistrup has also stated that Muslims should be “chased away” or else “they will
kill us all.” The French FN expressed its policy of “national preference” in the 1993 party
program by second-in-command leader Bruno M´egret. The “300 measures” in the 1993
program recommended that French and European Union nationals be considered the primary
recipients of welfare state benefits such as unemployment compensation, housing, and health
care. The policy was criticized widely as a form of anti-foreigner apartheid, racist in its
intention. However, the National Front defended the aims of the plan, which it said were to
preserve the French nation, a rooted, “historic, traditional, ethnically-inspired entity that can
easily be undermined by alien values, groups, culture and influences.”(Hainsworth and
Mitchell, 2000:445).

The Swiss People’s Party, which won 22.5% of the popular vote, emphasized “abuse of
asylum” and opposed illegal immigration on the ground that immigrant use resources of local
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people (Husbands, 2000:508). Another example of anti-immigrant policy in Europe was the
Danish People’s Party claiming that Denmark is not an immigrant country (Widfeldt,
2000:491). On the other hand the Norwegian Progress Party claimed that immigrants cause to
drain national sources (Gibson, 2002:25). In Holland Pim Fortuyn’s List Party opposing
immigrants due to cultural reasons says that previous government ignored the effects by
which Muslim immigrations were caused (Migration News, 2002). German National
Democratic Party claimed that foreign influence infiltrated into Germany and expressed that
American culture and non-Europeans immigrants undermined German cultural heritage
(Winkler and Schuman, 1998:102).

6.Anti-Discrimination Laws in Europe
Religious discrimination in Europe is very critical issue, so the EU adopted some principles
in order to combat religious discrimination in Treaty of Amsterdam in Article 13 says:

This Article complements Article 12, which prohibits discrimination on grounds of
nationality. The new Article enables the Council to take appropriate action to combat
discrimination based on sex, racial or ethnic origin, religion or belief, disability, age or
sexual orientation
(Treaty of Amsterdam, Article 12)

Few European countries developed and overhaul their legislation on discrimination based on
religious grounds. There are some instances about this tendency by European states. Even
though the anti-discrimination legislation in the United Kingdom did not cover religious
Discrimination area, the Race Relations Act of 1998 include discrimination against ethnoreligious groups which has been used by the Commission for Racial Equality to argue that
religious discrimination in effect amounts to unlawful indirect racial discrimination against a
particular racial group covered by the Race Relations Act (Religious Discrimination: Your
Rights in Bloul, 2008). Some other example in Europe for anti-religious discrimination can
be arrayes as Finland’s Penal Code (1995, Section 9) explaining sentences for discrimination
because of religion, civil and administrative law in Austria contains provisions prohibiting
public expressions of prejudice against persons on the ground of religion or creed. The 1987
Penal Code In Denmark provides punishments for discrimination and harassment on the
grounds of belief (Article 266b, Act 626 of 1987), The Penal Code in France, (1985, Art. R624-3, 4, 7) punishes verbal hatred on grounds of religion. Discrimination on grounds of
religion is also prohibited and punished in Holland (Penal Code 1992), Norway (Penal Code
1981, Paragraph 135a), Sweden (Act 134, 1994), Spain (Cooperation Agreement 1992,
Institutional Law 10/1995) (Bloul, 2008:14).

7.CONCLUSION
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�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Pluralism is a term used for diversity of multiplicity or a descriptive concept standing for coexistence of different moral and political values in terms of political science. Pluralism
enables to disperse power more equally within alls sections of a society. When we look at
European democracies and state mechanism from pluralistic view, it is easy to find many
critical points that do not fit with this approach. However not only developing but also
current western democracies whose social structures composed of pluralistic view sometimes
ignore their democratic character. Xenophobia, Islamphobia and racism are different kind of
terms which damages pluralism by suppressing minority groups in the developed countries.
The most important thing of pressure on different groups in a society is to create an “other”
notion which is not welcomed by the majority of community. From this perspective the other
concept can easily appear in the societies that does not internalize pluralism. In other words,
majoritarian or no pluralistic structure of societies complicates co-existence of different
groups. In that context, we aimed at investigating unpluralistic structure, which creates
xenophobia, Islamphobia and racism in European democracies post Sept 11.

BIBLIOGRAPHY
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Caglar, Ayse S. (2001), “Constraining Metaphors and the Transnationalisation of Spaces in
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Gibson Rachel K. (2002), The Growth of Anti-Immigrant Parties in Western Europe,
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Crossroads?”, Parliamentary Affairs 53 (3), pp.443-456.

Hjerm M. and Nagayoshi K. (2011), “The composition of the Minority Population as a threat:
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Husbands C. (2002), “Switzerland: Right-Wing and Xenophobic Parties, from Margin to
Mainstream?” Parliamentary Affairs 53 (3), pp. 501–516.

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McLaren L.M.and Johnson M.(2007), “Resources, group conflict and symbols: Explaining
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Migration News (2002), “France, Netherlands: Le Pen, Pim Fortuyn,”
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Norris P. (2005), Radical Right: Voters and Parties in the Electoral Market, New York:
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Schneider LS (2007), “Anti-immigrant attitudes in Europe: Outgroup size and perceived
ethnic threat” European Sociological Review 24 (1), pp. 53–67.
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Talisse, Robert B. (2011), “Value Pluralism and Liberal Politics”, Ethical Theory &amp; Moral
Practice 14 (1), pp. 87-100.

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Trust R. (1997), “Islamophobia: AChallenge for Us All”, available online at:
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Van der Brug W., Fnennema M. and Tillie J. (2000), “Anti-immigrant parties in Europe:
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Widfeldt A. (2000), “Scandinavia: Mixed Success for the Populist Right”, Parliamentary
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Willams Michelle H. (2010), “Can Leopards Change Their Spots? Between Xenophobia and
Trans-ethnic Pouplism among West European Far Right Parties”, Nationalism and Politics 16
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443

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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Length-length and length-weight relationships of the round sardinella Sardinella aurita
Valenciensis, 1847 (Osteichthyes, Clupeidae) from the Aegean Sea
Bahar Bayhan, Ali Kara
Ege University, Faculty of Fisheries, Department of Hydrobiology,
35100 Bornova-Izmir, Turkey
E-mail: bahar.bayhan@ege.edu.tr
Abstract
This study describes the length-weight (LWR) and length-length (LLR) relationships of round
sardinella Sardinella aurita (Linnaeus, 1758) from Izmir Bay, Turkey. A total of 1948
specimen of S. aurita collected from fisherman’s catch with gillnets from November 2004 to
October 2005 were used for this study. Fish size ranged in total length (TL, minimum) 15.0
cm for males, 14.2 cm for females and 14.2 cm for both sexes. The parameters a and b of the
length-weight relationships were calculated as W=aLb and LWRs for males, females and the
total sample population determined to be W=0.0033L3.279, W=0.0025L3.375 and
W=0.0027L3.340 respectively. The values for allometric coefficient b of the LWRs showed
positive allometric growths in the both sexes.
LLRs were measured as TL=a+bFL, FL=a+bSL and SL=a+bTL equation in all sexes and
combined. In all the samples together, LLRs are as follows: TL=-1.3284+1.2087FL,
FL=1.4623+0.9581SL and SL=0.0000+0.8382TL. The results further indicated that LLRs
were highly inter correlated (r2˃0.9, p˂0.01).
Keywords: Round sardinella, Sardinella aurita, length-weight relationship, condition factor,
Izmir Bay, Aegean Sea.
1. INTRODUCTION
Length-weight relationhips, LWRs, are important because they; (a) allow the conversion of
growth-in-length equations to growth-in-weight, (b) for use in stock assessment observations;
(c) allow an estimate of the condition of fish and (d) are useful for between region
comparisons of life histories of a certain species (Wooton, 1990; Pauly 1993; Petrakis and
Stergiou, 1995; Gonçalves et al., 1997; Binohlan et al., 1998; &amp; Moutopoulos and Stergiou,
2002).
Relationships between different types of length (length-length relationships, LLRs), are also
very important for comparative growth studies and also useful in local and interregional
morphological and life historical comparisons in species and populations. In fish studies, fish
length is often more rapidly and easily measured than mass. Thus information on the lengthweight relationships makes it more convenient to determine mass where only the length is
known. In the field, the tail flukes of fish are often cut, making it difficult to measure the total
110

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

length correctly to measure the total length. Knowledge of the standard length should allow
the total length to be determined (Binohlan et al., 1998; &amp; Lalèyè, 2006).
The aim of this study is to determine relationships of length-weight and length-length in S.
aurita captured from Izmir Bay in central Aegean Sea and find out monthly differences in
view of the parameters involved.
2. MATERIALS AND METHODS
Fish samples were collected monthly during commercial fishing trials using gillnets from
Izmir Bay (Fig. 1). The study period was from November 2004 to October 2005. Gillnets used
to catch S. aurita in Izmir bay have the characteristics below: twine thickness 210 D/3 no,
multiflament mesh size (bar length) 23-25 mm, 105-210 meshes deep, hanging ratio of the
float line, E=0.67. Gillnets are utilized as drift nets ranging from 800 to 1600 m in length.
They are usally used within 5m from surface down to bottom. Mean annual temparature of
sea water in Izmir bay is 18.5 Cº with the lowest 10.5 Cº in February and the highest 25 Cº in
July.

Figure 1 Sampling locality of Sardinella aurita in Izmir bay (central Aegean Sea) .
3. RESULTS AND DISCUSSION
Length-weight and length-length of S. aurita inhabiting Izmir Bay of central Aegean Sea in
Turkey were estimated by sexes and sampling time. All relationships were found to be
significantly linear in all cases.
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A total of 1948 individuals were sampled during the study period and the shortest, 14.2 cm
TL and the longest, 28.5 cm TL individuals obtained in August. It was determined that 52.4%
of the fish were female (n=1014), 47.5% male (n=921) and 0.07% immature (n=13). Because
immature individuals did not reach adult body shape, length-weight relationship was not
measured (Froese, 2006). The sex ratio was not significantly different from parity (x2=4.469;
p˂0.01). female:male ratio was calculated as 1:10. Erkoyuncu (1995) and Avşar (1998)
pointed out that female:male ratio may vary between 1:1 and 1:1.3 in a typical population.
The values obtained in our study were within the reasonable range expected for a natural
population.
Monthly length-weight relationships for males, females and the total sample population were
determined as W=0.0033L3.279, W=0.0025L3.375 and W=0.0027L3.340 respectively (Table
1). The b value was used in the length-weight relationship as the indicator of the growth type
of S. aurita, to find out whether there deviation from isometric growth had occurred between
the sexes and among the sampling times. Monthly LWRs of S. aurita presented in Table 1
show that the calculated allometric coefficients vary between 2.121 (May) and 3.777
(February) in males and between 2.350 (October) and 3.762 (December) in females.
As expected, an allometric relationship was observed between length and weight of the
species. In males, allometry was closer to isometry, however total population found a positive
allometry including males and females. Gonadal development affected the relationship
between length and weight of the individuals positively, of females in particular. The t-test
was used to compare a significant distinction between the calculated slope (b) values and the
cube of the length (Table 1). Male and female individuals did not exhibit a significant
difference during spring summer and autumn months, however they showed a significantly
defined variation especially in winter months, which was found to be caused by the fact that
gonads mature in winter when the slope value of female individuals was highest in particular.
On the other hand, slope values (b) of males began to increase in autumn to reach maximum
in winter in the same way as in females. In winter months, abdomen of the fish increased most
just because of gonadal development, with a even more positive allometric growth. The
intercept a values diminished in winter for both female and male individuals as compared to
the rest of the year. The index of length-weight pointed to winter months when reproduction
occurs intensively and condition is minimum.
All allometric coefficients (b) estimated in this study were within the expected range 2.1-3.7,
and according Benegal and Tesch (1978); Koutrakis and Tsikliras (2003) allometric
coefficients may range from 2 to 4.

112

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                <text>This study describes the length-weight (LWR) and length-length (LLR) relationships of round  sardinella Sardinella aurita (Linnaeus, 1758) from Izmir Bay, Turkey. A total of 1948  specimen of S. aurita collected from fisherman’s catch with gillnets from November 2004 to  October 2005 were used for this study. Fish size ranged in total length (TL, minimum) 15.0  cm for males, 14.2 cm for females and 14.2 cm for both sexes. The parameters a and b of the  length-weight relationships were calculated as W=aLb and LWRs for males, females and the  total sample population determined to be W=0.0033L3.279, W=0.0025L3.375 and  W=0.0027L3.340 respectively. The values for allometric coefficient b of the LWRs showed  positive allometric growths in the both sexes.  LLRs were measured as TL=a+bFL, FL=a+bSL and SL=a+bTL equation in all sexes and  combined. In all the samples together, LLRs are as follows: TL=-1.3284+1.2087FL,  FL=1.4623+0.9581SL and SL=0.0000+0.8382TL. The results further indicated that LLRs  were highly inter correlated (r2˃0.9, p˂0.01).  Keywords: Round sardinella, Sardinella aurita, length-weight relationship, condition factor,  Izmir Bay, Aegean Sea.</text>
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Civil Law Notaries in Bosnia and Herzegovina: Actors in Preventive Justice
Bakšić Šukrija1, Oruč Esad2
1University of Zenica, Faculty of Law, Zenica, Bosnia and Herzegovina,
2International Burch University, Sarajevo, Bosnia and Herzegovina
E –mails: sukrijabaksic@gmail.com,eoruc@ibu.edu.ba
Abstract
Civil law notaries are professional lawyers and public officials appointed by the State to
confer authenticity on legal deeds and contracts contained in documents drafted by them and
to advise persons who call upon their services. Institution of the notary was introduced for the
first time in the legal system of Bosnia and Herzegovina in 2007. Introduction of the office
of notary was one of the steps taken to ensure independent and impartial judiciary and to
adapt legal system with European Union law. Before its introducing there was no institution
or legal profession which acted impartially on behalf of all parties to a contract or transaction.
Notarial services are very wide and complex. It encompasses all judicial activities in noncontentious matters, ensure legal certainty to clients, thus averting disputes and litigation. As
a guarantor of legal certainty, notary is one of the most important actors of preventive justice
which include all means of reducing resort to the courts for the settlement of controversies.
In this study we analyzed contribution of notary office to preventive justice in Bosnia and
Herzegovina.
Keywords: civil law notary, preventive justice, legal certainty, realising justice, avoiding
disputes

412

�1.INTRODUCTION
The 1995 General Framework Agreement for Peace in Bosnia and Herzegovina ended the
1992-95 war and created the independent state of Bosnia and Herzegovina (BiH). BiH
consists of two entities and one district: The Federation of Bosnia and Herzegovina (FBiH)
and the Republika Srpska (RS), as well as Brčko District of Bosnia and Herzegovina (BD
BiH), which is an autonomous district. The entities and the BD BiH have their own
government and assemblies and enact their laws and regulations, which are typically
harmonized, but yet separate and distinct. Furthermore, the FBiH consist of 10 administrative
units – cantons, which have their own constitutions and administrative organization.
We can conclude that BiH has a specific and very complex constitutional and legal system
which remains inefficient and is subject to different interpretations. The complicated
decision-making process has contributed to delay in structural reforms and reduce the
country's capacity to make progress towards the EU.25 Few credible steps have been taken to
improve the adoption of key legislation relevant to EU integration. One of those steps was
introduction of notary office into domestic legal system. It represents an effort of getting
closer to the European standards governing legal services, especially in the fields of civil and
business law.26
Before the Second World War the office of notary did exist in the region of the ex
Yugoslavia but was abolished by enactment of the Implementing Statute relating to the
Office of Notary passed on 17th November 1944. After abolition of the office of notary the
notary's duties were at first taken over by the courts; later some of the notarial duties were
also transferred to the advocates and administrative bodies.27 Although a number of notarial
positions were determined by the Ordinance on the Number and Location of Notarial
Positions for BiH as well, they never start with performance of the duties.28
Institution of the notary was introduced for the first time in the legal system of Bosnia and
Herzegovina (BiH) in 2007. As a consequence of constitutional organization of the State,
three different laws have been introduced: the Notary Law of the Federation of Bosnia and

25 European Commition, Bosnia and Herzegovina 2011 Progress Report, page 11.
26 M. Povlakić, Country Reports on Notary Service in Southeast European Countries, German
Organisation for Tehnical Cooperation (GTZ) GmbH Open Regional Fund for South East Europe Legal Reform, 102.
27 E. Braniselj, Notarius International, No 3-4/2004, page 169.
28 Official Gazette of the Kingdom of Yugoslavia No 7610
413

�Herzegovina (FBHLN)29, the Notary Law of the Brčko District of Bosnia and Herzegovina
(BDLN)30 and the Notary Law of the Republic of Srpska (RSLN)31.
First notaries started to perform their duties in 2007 in Federation of Bosnia and Herzegovina
and Brčko District, while notaries of the Republic of Srpska began their work in March 2008.
The Notary as existing today in BiH belongs to the Civil law or Latin notarial system.
The specific structuring of preventive justice differs from country to country. In general
preventive justice include all means of reducing resort to the courts for the settlement of
controversies. The term should cover the following things:
-

the legal settlement of issues of fact through administrative tribunals, leaving a resort
to the courts on issues of law;
the prevention of litigation through the settlement of disputes out of court and
the prevention of disputes through care in the avoidance of grounds of disputes, when
entering into transactions giving rise to legal rights.32

Notaries are part of prevetive justice and they can contribute to development of legal system
in general troughout the strengthening of legal certainty, protection of public interest and
avoiding disputes.
2.Entry to the profession and powers of notaries
A notaries are appointed to a vacant notarial position by the Justice Minister of Federation of
Bosnia and Herzegovina, Justice Minister Republic of Srpska and President of Judiciary
Commission of Brčko District BiH (hereinafter: Justice Minister). Advertising of a free
notarial position is announced by the Justice Ministry in the Official Gazette of the relevant
entity/District.
In order to be appointed as notary, a candidate must fulfill the following requirements:
-

Bosnian nationality,
Legal capacity and sound health,
An academic title as graduate in law,
Successfully completed the bar exam,
Successfully completed the notary exam,

29 Official Gazette of the FBiH No 42/02
30 Official Gazette of the BDBiH No 09/03
31 Official Gazette of the RS No 86/04, 02/05, 74/05, 76/05, 91/06, 37/06, 50/10
32 W. F. Dodd, Progress of Preventive Justice, American Bar Association No 6-1920, 151.
414

�-

-

Not to have been convicted of crimes against humanity and international law, offence
against duty or any other premeditated offence that is still a matter of criminal public
record with the relevant body at the time of appointment,
Not to be a member of a political party.33

In accordance with the BiH Law notaries draw up authentic documents relating to legal
transactions or for proceedings establishing a legal right; they take documents, money and
securities for delivery to third parties or to state bodies into safekeeping and on behalf of the
court or other state body handle matters which can be passed on to them in accordance with
the law.34 Certain legal transactions require the form of a notarial act in order to be valid, in
particular:
-

Contracts relating to the settlement of financial relations between spouses,
Contracts relating to the disposal of the assets of a minor or persons without legal
capacity,
A promise of a gift,
Incorporation documents for a legal entity,
All types of real-estate contracts.

All of the aforementioned legal transactions have to be authenticated by a notary.
Transactions that are concluded without observing the statutorily or contractually required
form or that are not given corresponding approval will be null and void.35
3.Functions of the notary office in BiH
Notaries in BiH, like a most of notaries in civil law countries all over the world, exercise a
public power. Their primary task is to confer authenticity on the legal instruments and
contracts they establish for their clients, mainly in area of civil law. Although notaries in BiH
are not paid by the State, this does not make their role any less of a public role. They hold a
portion of public power and have the status of public official.
The notary’s role contributes to preventive justice and increasing legal certainty in BiH in
several ways:

33 Article 26 FLN,208 RSLN, 5 BDLN
34 Articles 69-72 FLN, 64-67 RSLN, 43-46 BDLN
35 Article 73 FLN, 68 RSLN, 47 BDLN
415

�3.1.Ensuring legal certainty
Although one of the most important principle of the Contract law in BiH is freedom of
contract it does not eliminate the need for supervision regarding its implementation. The
notarial function is particularly important in ensuring an effective legality check.36 By
placing the State's seal next to the signatures of the parties on the instruments they draw up,
notaries are responsible for the content and the form. They ensure that the authentication
process has been respected perfectly and that the authenticated instrument expresses the
wishes of its signatories, their correct identity and the date and substance of their
commitments.37Authentic instruments in general have almost same value as a judgment and
can be contested only through judicial proceedings.
Furthermore, each notary has a legal duty to be aware of the provisions of the 2009 Law on
the Prevention of Money Laundering and Financing of Terrorist Activities (hereinafter Act)
to prevent and detect the commission of money laundering and terrorist financing.38 The
2009 Act transposes the Third EU Money Laundering Directive (2005/60/EC) and associated
implementing Directive 2006/70/EC into domestic legal system. When performing duties
notary, if they found that there are reasons to suspect money laundering or funding of terrorist
activities, in connection with transaction or certain person, they are obliged to inform the
State Investigation of Protection Agency -Financial-Intelligence Department without delay
(FID). Every time when a client requests an advice in relation to money laundering or
funding of terrorist activities, notaries have to inform the FID immediately and not later than
three working days from the date when the client requested such advice. 39 Throughout this
function notaries protect not just consumers but public interest as well.
3.2.The notarial function in avoiding disputes
Notaries act as independent, impartial and objective advisers to all parties to contract or a
transaction. The independence and impartiality is ensured by an incompatibility of notary's
36 C. Jaquet, Notariat without borders: legal security at the service of Europeans, 1st Congress of EU
Civil Law Notaries
37URL http://www.cnue.be/
38 Official Gazette of BiH, No 53/09
39 Article 41 of the Act.
416

�work with any other for-profit work with the exception of the administration of his/her own
assets. Nevertheless, a notary public may perform any scientific, publishing, teaching,
interpreting, expert witnessing and artistic work against payment.40 The impartiality of the
notary in all his activities is the foundation of the Notary profession in BiH. The notary must
exercise his office faithfully to his oath. He is not the representative of one party, but an
independent and impartial guide for the parties concerned - unlike an advocate who always
looks for the benefits for his client. The impartiality of the notary guarantees a new
contractual order which is characterised by the search for balance between the parties and the
protection of the consumer.41 They examine the intentions of the parties, draft the contracts
and instruments necessary to carry out the intended transaction and ensure that the
contractual provisions are in full compliance with the law. They also verify that the parties
have full capacity to enter into the intended agreement and that they have fully understood
the legal implications of their commitment.42 Otherwise, the civil law notary is required by
law to refuse his participation.
Essential idea of notaries impartiality is to establish a preventive legal control by informing
and advising clients on the legal and financial consequences of their transactions. This is why
notaries are thought of as amicable settlement magistrates, practicing preventive justice.43
3.3.Realising justice
Realising justice is also very important function of the notaries in BiH as well as important
part of a system of preventive justice. The backlog of cases remained one of the most acute
problems facing the BiH judiciary and court proceeding are generally lengthy. Despite the
many reforms conducted by the State bodies, the backlog still stands at over 2.1 million cases
country-wide. The fragmented legal framework across the country restricts effectiveness of
40 Article 56 FLN, 51 RSLN, 35 BDLN
41 XXIV International Congress of the Latin Notariat, Mexico City, October 2004, Impartiality of the
Notary:
ensuring certainty in contractual relationships,
http://www.uinl.net/congreso.asp?idioma=ing&amp;submenu=CONGRESOEJORNADAS&amp;submenu2=CON
CLUSIONESANTERIORES
42 Article 80 FLN, 70 RSLN, 53 BDLN
43 http://www.cnue.be/
417

�judiciary system in BiH. Also existence of 14 different ministries of justice with its own
budget continues to adversely affect the independence of the judiciary in BiH.44 Notarial
documents enjoy a presumption of legality and exactness of content and may only be
contradicted through judicial proceedings. They have evidentiary value and enforceability
which reduces the costs of lawsuits as it avoids the reiteration during the proceedings of proof
that had already been declared extra judicially. Enforceability avoids long and costly lawsuits
and evidently represents a saving on costs. Like judicial decisions, they are enforceable,
enabling the parties to have their obligations enforced directly by the judicial officers,
without
having
to
pass
before
the
courts.
4.CONCLUSION
By introducing the notary profession, BiH has made a big step towards improvement of
consumer protection, independent and impartial judicial system, as well as adaptation
domestic legal system with European Union law. In our study we have found that notaries
have contributed to the development of preventive justice in BiH by ensuring legal certainty,
avoiding disputes and realising justice.
As independent, impartial and objective advisers to all parties to a transaction, notaries lead
to the strengthening of legal certainty and protection of public interest. They also provide the
market and development with trust.
The main idea by introducing notary office into the legal system of BiH was to establish a
preventive legal control in order to avoid costly and time-consuming litigation.
Additional improvement in the context of the administration of preventive justice can be
made by transferring more powers to the notary office, such as process of mediation which
makes process of dispute resolution simpler, quicker and less costly in the interest of citizens.
REFERENCES
C. Jaquet, Notariat without borders: legal security at the service of Europeans, 1st Congress
of EU Civil Law Notaries
E. Braniselj, Notarius International, No 3-4/2004
European Commition, Bosnia and Herzegovina 2011 Progress Report
High Judicial and Prosecutorial Council of Bosnia and Herzegovina, 2010 Annual Report

44 High Judicial and Prosecutorial Council of Bosnia and Herzegovina, 2010 Annual Report, 144.
418

�Law on the Prevention of Money Laundering and Financing of Terrorist Activities, Official
Gazette of BiH, No 53/09
M. Povlakić, Country Reports on Notary Service in Southeast European Countries, German
Organization for Technical Cooperation (GTZ) GmbH Open Regional Fund for South East
Europe - Legal Reform
Notary Law of the Brčko District of Bosnia and Herzegovina, Official Gazette No 09/03
Notary Law of the Federation of Bosnia and Herzegovina, Official Gazette No 42/02
Notary Law of the Republic of Srpska, Official Gazette No 86/04, 02/05, 74/05, 76/05, 91/06,
37/06, 50/10
Ordinance on the Number and Location of Notarial Positions, Official Gazette of the
Kingdom of Yugoslavia No 7610
W. F. Dodd, Progress of Preventive Justice, American Bar Association No 6-1920
XXIV International Congress of the Latin Notariat, Mexico City, October 2004, Impartiality
of
the
Notary:
ensuring
certainty
in
contractual
relationships,
http://www.uinl.net/congreso.asp?idioma=ing&amp;submenu=CONGRESOEJORNADAS&amp;subm
enu2=CONCLUSIONESANTERIORES
http://www.cnue.be/

419

�</text>
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Oruč, Esad</text>
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                <text>Civil law notaries are professional lawyers and public officials appointed by the State to  confer authenticity on legal deeds and contracts contained in documents drafted by them and  to advise persons who call upon their services. Institution of the notary was introduced for the  first time in the legal system of Bosnia and Herzegovina in 2007. Introduction of the office  of notary was one of the steps taken to ensure independent and impartial judiciary and to  adapt legal system with European Union law. Before its introducing there was no institution  or legal profession which acted impartially on behalf of all parties to a contract or transaction.  Notarial services are very wide and complex. It encompasses all judicial activities in noncontentious  matters, ensure legal certainty to clients, thus averting disputes and litigation. As  a guarantor of legal certainty, notary is one of the most important actors of preventive justice  which include all means of reducing resort to the courts for the settlement of controversies.  In this study we analyzed contribution of notary office to preventive justice in Bosnia and  Herzegovina.  Keywords: civil law notary, preventive justice, legal certainty, realising justice, avoiding  disputes</text>
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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Socıal Anxıety And Usage Of Onlıne Technologıcal Communıcatıon Tools Among
Adolescents
Bilal Sisman1 ,Sinan Yoruk2, Ali Eleren1
1Economics and Administrative Science Faculty, Department of Administrative
Afyon Kocatepe University, Turkey
2Education Faculty, Department of Education Science
Afyon Kocatepe University, Turkey
E-mails: bilalsis@hotmail.com, syoruk@aku.edu.tr,aeleren@hotmail.com
Abstract
With the growing popularity of Internet communication applications among adolescents, the
Internet, online social sites, instant messaging and cell phones have become an important
social tool for their development. For adolescents who perceive low friendship quality,
Internet use for communication purposes predicted less depression, whereas Internet use for
non-communication purposes predicted more depression and more social anxiety. This study
examined teens’ use of social interactive technologies and the role that social anxiety plays
on how adolescents communicate with others (technology or face-to-face). The questionnaire
was prepared to apply in Afyonkarahisar, Manisa and Uşak cities in order to measure any
relationship between social anxiety and choise of communication options among adolescents.
Questionnaire datas were gathered from High School adolescents (ranged from 15-18;
freshman, sophomore, junior and senior) included 544. Adolescents almost don’t use
messanger sites and mail address. They generally use instant message with their cell phones.
They spend 1-2 hours for a day by listening music and avarage 30 minutes during the day by
using Facebook. More than half of teens have cell phones that able to call, message and
access to Internet. The findings of the current study found that females are using text
messaging more than males. However, males are playing games for a long time than females.
In addition, females are feeling more uncomfortable talking with others face-to-face than
males. And, females also prefer talking with some on computer instead of talking face-to-face
than males. Similarly, females prefer making new friends with someone on computer more
than males.
Keywords: Social Anxiety, Communication Tools, Technology, Adolescents
1.INTRODUCTION
The use of socially interactive technologies, such as online social sites, text messaging or
instant messaging is rising among young people (Pierce, 2009). Among adolescents, the
Internet has become indispensable for instrumental purposes such as school work information
gathering as well as for communication purposes. The communication applications of the
Internet, such as e-mail, instant messaging (IM), blogs and chat rooms have entrenched
67

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

themselves in the lives of adolescents and the Internet has become an important social context
in the lives of adolescents today. In fact, a national survey of adolescents (10-17 years of age)
revealed that in the year before they were surveyed 25% of Internet users had formed casual
online friendships (Wolak et al., 2002; Subrahmanyam and Lin, 2007).
Instant messaging is also an increasingly popular form of communication. A study by the
Pew Internet and American Life Project found that 53 million Americans use IM, and 36% of
these users reported using IM on a daily basis (Shiu and Lenhart, 2004). IM is a textbased
form of communication in which two or more people exchange text messages in realtime
using the Internet (Lenhart, 2005).
Some researches suggest that socially interacitve technologies allow users to avoid or replace
face-to-face communication (Nie and Erbring, 2000). If the person is shy (socially anxious)
and feels uncomfortable withy face-to-face interactions, these technologies may serve as a
useful tool for avoiding such unpleasant situations and therefore may replace face-to-face
communication (Pierce, 2009).
US, Canadian and Dutch studies have shown that the vast majority of adolescents spends
several hours daily online. Further surveys show that adolescents consider the Internet a
highly important medium in their everyday social life and use it to form and maintain social
relationships (Selfhout et al., 2009).
Social anxiety, social fobia and shyness are features that seen every individuals of all ages.
Both adolescents and adults who have social anxiety against life and their environment scope,
has led to more research on them. This study is related on teens that high school level about
15-18. The reason selecting this age range takes plece the beginning of puberty and the end of
puberty. Because, puberty is a vital phase for growing of young people and determine their
personalities. The study is not only for Afyonkarahisar teens but also Uşak and Kütahya
provinces are included. The purpose of this study is to research adolescents’ use of online
sites, computers, text messaging, cell phones and instant messaging related to social anxiety
effectives technological tools versus face-to-face communication. Because, especially 15-20
years-old-teens have been noticed to use on-line communication means having faster and
interactive features rather than having face-to-face communication while talking to their
friends or their parents. Consequently, in this study, whether the reason for this choice has a
connection with social anxiety or gender will be researched.
1.1.Internet Use Among Teens
Usage of the Internet continues to increase worldwide. Colley and Maltby (2008) indicated
that, in the UK 57% of households now have access, in comparison to 46% four years ago
(National Statistics, 2006). The Digital Future Project in the US has found that 78.6% of
Americans went online in 2005, with an accompanying increase in the amount of time spent
per week on the Internet (Centre for the Digital Future, 2005 ).
Many of the studies in this area have been conducted with university students, in part because
of their widespread use of the Internet as a social tool; indeed such use among students is
increasing. In addition, a number of studies have found a high prevalence of social anxiety
among university students who may then turn to the Internet as a way of regulating,
challenging or escaping their social fears (Shepherd and Edelmann, 2005). Many university
students commenting that thety are shy in social stuations, but are more open, easy going on
68

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

the net, in chat rooms. They are shy about approaching people at a party or in large group, for
example, but not about talking to people in chat rooms.
1.2. Cell Phone Use Among Adolescents
Auter (2007) researched thatsome of them related to adolescents and young adults use the cell
phone differently than their parents and other older users. They prefer to consider it their
primary phone – in lieu of the traditional landline phone – for its. Some studies have found
little or no difference in use based on gender (e.g., DeBaillon, 2003; DeBaillon and
Rockwell, 2005). Other studies have found, however that boys tend to be more intrigued with
technical aspects of the devices, while girls tend to prefer the interpersonal connectivity – and
spend more time using their phones for voice calls (Henderson et al., 2002; Rakow and
Navarro, 1993; Skog, 2002). In fact, while women in one study felt the phones resulted in
more freedom, male teens found the additional connectivity a constraining inconvenience
(Auter, 2007).
A recent Pew Internet research study found that approximately 33% of teens have a cell
phone. Of the 33% of teens who reported owning a cell phone, approximately 64% said they
had sent text messages. In addition, the Pew study found that of the young cell phone users,
teenage girls tended to use text messaging much more than their male counterparts. Older
teens (17 year olds) also reported sending more text messages on average than younger teens.
Although cell phone use and text messaging have risen among U.S. teens, their popularity
remains considerably less than European teens (Lenhart et al., 2005; Pierce, 2009).
Seventy-five percent of teenagers now own cell phones, and 25% use them for social media,
54% use them for texting, and 24% use them for instant messaging. Thus, a large part of this
generation’s social and emotional development is occurring while on the Internet and on cell
phones (Hinduja and Patchin, 2007).
2. SOCIAL ANXIETY
Social anxiety has variously been referred to as both shyness and social phobia. Social
phobia, (also known as social anxiety disorder) is at the more extreme end of the continuum
of social anxiety and “includes a collation of symptoms which unlike shyness can vary in
severity throughout one’s life” these symptoms are only elicited in certain social situations
(Leary, 1983). In contrast shyness while at the less severe en of the social anxiety continuum
is more likely to be a life long charecteristic of an individual’s temperament which is
experienced in every social occurences (Lecrubier et al., 2000; Shepherd and Edelmann,
2005).
Individuals are often motivated by a need to feel a sense of belonging, however, those with
social anxiety may find it difficult to fulfill this social need because of the Internet. For
socially anxious individuals, the Internet and socially interactive technologies (text
messaging) can have both positive and negative results. Kraut et al (1998) found that online
interaction greatly reduced face-to-face social interaction.
2.1.Social Anxiety, Gender Differences and Online Communication
The two previously mentioned theoretical approaches might adhere to different types of
Internet activities that may have differential effects on well-being. One type of activities
69

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

surfing, which can be described as visiting web sites on the Internet for non-communication
purposes. In contrast to surfing, Instant Messaging (IM-ing) consists of sending messages
directly to others one has invited to the online conversation. Because of its dyadic, real-time,
and private format, IM-ing has been seen as an excellent ‘training ground’ for adolescents in
terms of their social skills ( Morgan &amp; Cotten, 2003; Valkenburg &amp; Peter, 2007). A survey
study showed that among freshmen college students whereas increased time spent IM-ing
was uniquely associated with less reported depression, increased time spent surfing was
uniquely associated with more reported depression (Morgan and Cotten, 2003).
Females usually have more negative attitudes toward computers and greater computer anxiety
than males. Researhes on computer self-efficacy in general also revealed that males on
average have better computer self-efficacy than females (Hackett, 1985). Similarly, one
might expect adolescent girls to be more worried than boys about peers' negative evaluations
of them. Indeed, surveys have found that adolescent girls are more concerned than boys about
others' judgments of their appearance and behavior. Moreover, rates of internalizing problems
are higher among girls than boys and adult women are about twice as likely to be socially
phobic as men (Schneier et al., 1992). Thus, adolescent girls may be more vulnerable than
boys to feelings of social anxiety, and this may have implications for their social functioning
(La Greca and Lopez, 1998).
On the other hand, Shaw and Giacquinta (2000) discovered that educational technology
students reported using computers more frequently, for a wider array of purpose, and for
greater number of hours each week than students in the Educational Administration, Business
Education and Higher Education programs. They also reported completing more formal
instruction and more positive attidudes toward the value of computers in academic students
(Sam et al., 2005).
Jackson et al. (2001) predicted that women would use e-mail more and men use the Web for
information more, based on the greater interpersonal orientation of women and greater task
orientation of men. This prediction was supported in a large sample of Anglo-American
undergraduates, even after computer self-efficacy, loneliness and depression were controlled
for. Wasserman and Richmond-Abbott (2005) found that women use e-mail slightly but not
significantly more than men but that men use chat rooms more. Shepherd and Edelmann
(2005) study to explore social anxiety and Internet use in relation to regulation of social fears.
It is hypothesised that high social anxiety will be associated with low ego strength as well as
greater scores on the Internet.
3.METHODS
3.1.Purpose
Given the significant popularity of instant messaging, text messaging and other socially
interactive technologies among teens, it is important to examine their use. Since social
anxiety can effect one’s type of social interaction, it is prominent to examine if social anxiety
is influencing how adolescents communicate with others and which technology. The purpose
of this study is to research adolescents’ use of online social sites, cell phones, test messaging
and instant messaging and if social anxiety influences technology versus face-to-face
communication. So, the following hypotheses are proposed:
H1: Females use socially interactive technology (text messages, cell phones, e-mail, instant
messages) more than males.
70

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

H2a: There is a relationship between not feeling comfortable talking with others in person
and feeling more comfortable talking with others online.
H2b: There is a relationship between not feeling comfortable talking with others in person
and feeling more comfortable messaging with others.
H2c: There is a positive relationship between social anxiety (social phobia) and making new
friends online.
H2d: There is a relationship between the amount of their families’ monthly income and social
anxiety.
H3: Males are more social anxiety with face-to-face interactions than females.
H4: Males are feeling more comfortable talking with others through a social interaction
technology than females.
3.2.Participants and Datas
Participants consisted of 544 students from six High Schools in Afyonkarahisar, Kütahya and
Uşak cities. The age of the participants ranged from 15 to 18. 32.4% were freshman, 24.1%
were sophomore, 28.1% juniors and 15.4% were seniors. The sample consisted of 227
(41.7%) males and 317 (58.3%) females.
We first were contacted the principals and asked permission in order to survey some classes
on school. After that teachers was choosen to gain a sample of students from each school
year. After obtaining permission from teachers, each students were warned about survey able
to tell it their parents. The survey was applied in the students’classrooms and teachers was
present during all testing. All students received the same instructions and their identity would
remain secret. Each participant completed a report questionnaire.
3.3. Measures
The first two questions of the questionnaire consisted of primarily demographic questions
such as age, sex, year in school, and general informations. The next series og questions
included items of the students’ comfort level in interacting with others face-to-face, online
talking, cell phone or text messaging. Questions were prepared by using both nominal (yes or
no) and 5 point likert-type scales. Cronbach α for social anxiety and technological
communication is acceptable. (α=62.4)

4.RESULTS
3.7% stated the amount of chlidren who separate from their families is not adequate for
measuring the relationship between social anxiety and family stuation. First of all,
participants were asked about type of technological tools they had use.
88.9% reported having Personel computer.
79.2% reported having Internet on their PC.
92.6% stated that having messanger adress.
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�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

73% reported having e-mail accounts.
96.7% reported having cell phones.
72.2% reported having text messaging capabilities on their cell phones.
84.3% stated having online social sites and most of them are using facebook (49.2%). Most
of the other have more than one membership in social sites (twitter, myspace, linkedin etc).
The fallowing next questions asked how much time adolescents use each of their time on
their technological tools on average day. Table 1 shows the results.
Table 1. Technological tools use
9 h
(%)

+ 7-8
(%)

h 5-6
(%)

h 3-4
(%)

h 1-2
(%)

h 30
(%)

min None(%)

Msn

0.4

0.4

0

0.6

4.3

13.6

80.7

İnstant
message

3.7

2.2

4.6

10.8

17.5

23.6

37.5

Cell
phone

0.6

0.2

0.4

2.2

11.9

56.9

27.8

Social
sites

0.7

1.7

1.5

8.0

29.0

33.3

25.8

Music

3.9

2,4

5.0

10.3

39.0

31.8

7.6

Game

0.7

0.9

1.3

4,3

17.7

24.0

51.0

Mail

0.9

0.2

0.2

1.1

3.9

12.8

80.9

İnternet

1.1

0.4

1.1

6.7

26.8

40.1

23.8

As shown in Table 1, adolescents almost don’t use messanger sites and mail address. They
generally use instant message with their cell phones. They spend 1-2 hours for a day by
listening music and avarage 30 minutes during the day by using Facebook. More than half of
teens have cell phones that able to call, message and access to Internet. All following
hypothesis were examined to 95% level of confidence.
Hypothesis 1 stated that females use socially interactive technology (text messages, cell
phones, e-mail, instant messages) more than males. Females (M:1.08, SD:1.9) reported that
they are using text messaging more than males and significant relationship between text
messaging and interactive technology (M:1.52, SD:2.31, p:0.019). In addition, males (M:0,3,
SD:0.75) reported that they are playing games for a long time than females and there is a
gender differences between playing games on computer and social technology using (M:1.06,
SD:1.66, p:0.000). There is not gender differences in use of instant messaging, e-mail, social
network sites and chat rooms.

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Hypothesis 2a posited that there could be a relationship between not feeling comfortable
talking with others in person and feeling more comfortable talking with others online. When
someone have to talk face to face, feeling anxiety was positively correlated with feeling
comfortable with others through cell phones and social media sites (r:0.445, p: 0.000).
Hypothesis 2b related that there would be a relationship between not feeling comfortable
talking with others in person and feeling more comfortable messaging with others. Results
revealed, there isn’t a relationship between social anxiety of face-to-face interaction and
feeling comfortable with others via messaging (p:0.204).
Hypothesis 2c reported that there would be a positive relationship between social anxiety
(social phobia) and making new friends online. There isn’t any relationship between social
anxiety and making new friends online (p:0.072, t: 1.801). but, there is a negative relationship
between online communication without face-to-face interactions and feeing anxiety when
having to talk face-to-face (p:0.024).
Hypothesis 2d revealed that there would be a relationship between the amount of their
families’ monthly income and social anxiety. The regression analysis showed, their isn’t a
relationship between the amount of families’ monthly income with social interaction
technologies (p: 0.230, r: 0.134).
Hypothesis 3 stated that males are more social anxiety (not comfortable with others by
talking) face-to-face interactions than females. Significance was not found for this
hypothesis. However, females are feeling more uncomfortable talking with other face-to-face
than males (Levene’s test p:0.017). There is just significant differences feeling comfortable
by talking with social media sites with gender (p:0.003), that is; famales (M:2.12, SD:0.92)
are more uncomfortable than do males (M:1.86, SD:0.99, p: 0.000).
Hypothesis 4 posited that males could more prefered talking with others through a social
interaction technology than females. There are significant difference, but only prefer talk with
someone on computer instead of talking and make new friends with someone on computer.
Females (M:3.71, SD:0.96) prefer talking with some on computer instead of talkin face-toface than males (M:3.48, SD:1.05, p: 0.009). Similarly, females (M:4.14, SD:1.04) prefer
making new friends with someone on computer more than males (M:3.62, SD:1.19, p: 0.000).
5.DISCUSSİON AND CONCLUSION
In Turkey, cell phone, text messaging, instant message and social sites membership are
recognized as the most important medium of communications among adolescents. Internet
access via PCs and mobile phones plays very significant role Turkey adolescents.
Technology tools effect teens’ social emotions against their families and friends. This study
demonstrated that teens are using socaily interactive technology to communicate with others
and it serves social anxiety and decreasing face-to face communication.
The findings of the current study found that females are using text messaging more than
males. However, males are playing games for a long time than females. In addition, females
are feeling more uncomfortable talking with others face-to-face than males. And, females
also prefer talking with some on computer instead of talking face-to-face than males.
Similarly, females prefer making new friends with someone on computer more than males.
Beyond the results of this study, we examined something very important stuation related to
adolescents’ today currents. While the age of participants were increasing, the time spend in
social media is decreasing. The reason for such conclusion revealed that, senior students have
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to work more for university exams during education session. So, they can’t spend their time
on social media sites.
Many studies in this area is conducted for university students. The use of Internet as a social
tool is more common among at this age adolescents. But this study is related to high school
level for students and we examined the relationship between social anxiety and the use of
Internet, cell phone as a technological tools. Further studies may apply for university
students.Finally, adolescents who may be shy, have social fobia, and feel anxiety about
talking with someone, vairous and different technologies provide reliable opportunity for
them to contact with them. It is possible to reproduce the contributions of technology for our
world. Althought this technology facilities the lives of people, it sometimes breaks the peace.
Technology has changed the way we live todayand also changing our communication skills
with high costs. Only time will tell what is going on in the future. Parents and teachers have
great responsibilities for this subject.
REFERENCES
Auter P. J., (2007) Portable Social Groups: Willingness To Communicate, Interpersonal
Communication Gratifications, and Cell Phone Use Among Young Adults, Inetrnational J.
Mobile Communications, 5(2) 139-156.
Colley, A., and Maltby, J., (2008) Impact Of The Internet On Our Lives: Male and Female
Personal Perspectives, Computers In Human Behavior, 24, 2005-2013.
Hinduja S, Patchin J. (2007) Offline Consequences Of Online Victimization: School
Violence And Delinquency. J Sch Violence. 6(3): 89 –112.
La Greca, A. M. and Lopez N., (1998) Social Anxiety Among Adolescents: Linkages With
Peer Relations and Friendships, Journal of Abnormal Child Psychology, 26(2), 83-94.
Lenhart, A. (2005) Protecting Teens Online. Pew Internet and American Life Project. URL:
http://www.pewInternet.org/.
Morgan, C., and Cotten, S. R. (2003) The Relationship Between Internet Activities and
Depres-sive Symptoms in a Sample of College Freshmen. CyberPsychology and Behavior,
6(2), 133–142.
O’Keeffe, G. S., and Pearson, C., (2011) The İmpact of Social Media on Children,
Adolescents and Families, Journal of American Academy Of Pediatric, 800-805.
Pierce, T., (2009) Social Anxiety and Technology: Face-To-Face Communication Versus
Technological Communication Among Teens, Computers İn Human Behavior, 25, 13671372.
Sam, H. K., Othman, A. E. A., and Nordin, Z. S. (2005) Computer Self-Efficacy, Computer
Anxiety, and Attitudes Toward The Internet: A Study among Undergraduates in Unimas.
Educational Technology &amp; Society, 8 (4), 205-219.
Selfhout, M. H. W., Branje, S. J. T., Delsing, M., Bogt, T. F. M., and Meeus W. H. J., (2009)
Different Types Of Internet Use, Depression, and Social Anxiety: The Role Of Perceived
Friendship Quality. Journal of Adolescence, 32 819-833.
Shepherd, R. M., and Edelmann, R. J., (2005) Reasons For İnternet Use and Social Anxiety,
Personality and Individual Differences, 39, 949-958.
Subrahmanyam S. and Lin, G., (2007) Adolescents On The Net: Internet Use and WellBeing, Adolescence, 42(168), 659-677.
74

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                <text>With the growing popularity of Internet communication applications among adolescents, the  Internet, online social sites, instant messaging and cell phones have become an important  social tool for their development. For adolescents who perceive low friendship quality,  Internet use for communication purposes predicted less depression, whereas Internet use for  non-communication purposes predicted more depression and more social anxiety. This study  examined teens’ use of social interactive technologies and the role that social anxiety plays  on how adolescents communicate with others (technology or face-to-face). The questionnaire  was prepared to apply in Afyonkarahisar, Manisa and Uşak cities in order to measure any  relationship between social anxiety and choise of communication options among adolescents.  Questionnaire datas were gathered from High School adolescents (ranged from 15-18;  freshman, sophomore, junior and senior) included 544. Adolescents almost don’t use  messanger sites and mail address. They generally use instant message with their cell phones.  They spend 1-2 hours for a day by listening music and avarage 30 minutes during the day by  using Facebook. More than half of teens have cell phones that able to call, message and  access to Internet. The findings of the current study found that females are using text  messaging more than males. However, males are playing games for a long time than females.  In addition, females are feeling more uncomfortable talking with others face-to-face than  males. And, females also prefer talking with some on computer instead of talking face-to-face  than males. Similarly, females prefer making new friends with someone on computer more  than males.  Keywords: Social Anxiety, Communication Tools, Technology, Adolescents</text>
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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Globalization and Youth Unemployment Paradox: Turkey Sample
Boran Toker1, Çiğdem Demir2
1Akdeniz University, Ayşe Sak School of Applied Sciences, Antalya, 07197, Turkey
2Akdeniz University, Faculty of Economics and Administrative Sciences, Antalya, 07058, Turkey
E-mails: borantoker@akdeniz.edu.tr,demircigdem@akdeniz.edu.tr
Abstract
Globalization process, which has developed with the application of neo-liberal policies in the
world, is the primary and most discussed concept in terms of its positive and negative effects on
developing and developed countries. Aforesaid process has caused power imbalance between the
developed countries that have completed their industrializations and developing countries that
have not completed their industrializations; and with the liberalization of capital and commerce,
it has made the capital sovereign on labor. In this context, the most important disadvantage of
globalization, which is a knife-edge situation for developing countries, is unemployment.
Unemployment for a developing country like Turkey, which has large young population, is a
serious problem that globalization causes in economic and social field. The reason that underlies
this problem is that globalization causes unemployed growth in Turkey that has a young and
dynamic population. The relative height of young unemployed in the rates of unemployment
affects the Turkish nationality growing unemployed with its economic, social and psychological
dimensions deeply.
In this study, it is aimed to determine the dynamic economic effects of globalization process
exercising power over Turkey with 1980s onwards on youth unemployment. In this context, the
relationship between youth unemployment and globalization was econometrically analyzed with
VECM approach by using the annual data of 1980-2011 periods. With Johansen Co-integration
Test, long term relationship between youth unemployment and globalization variables was
researched and with error correction variable the time to adjust the deviation that may occur in
long term balance was determined. Moreover, with the results of Impulse-Response Function and
Variance Decomposition, solutions are offered for sustainable economic development and
effective employment policy by revealing how youth unemployment reacts to globalization and
how it has been affected from globalization.
Keywords: Globalization, Youth Unemployment, Sustainable Economic Development,
Employment Policy, VECM.
1. INTRODUCTION
Globalization is a new world economic system, which prescribes and describes ways in which
businesses, concepts and events are organized around the world. It is a phenomenon that has
affected people differently in every sphere of life (Ukpere and Slabbert, 2009). Globalization is
defined as the free movements of goods, services and capital across borders. It is a contentious
process by which the western market economies have effectively spread across the globe
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(Heshmati, 2003). Globalization also has been viewed as; it is a process of interaction and
integration among the people, companies, and governments of different nations, a process driven
by international trade and investment and aided by information technology. This process has
effects on the environment, on culture, on political systems, on economic development and
prosperity, and on human physical well-being in societies around the world
(Globalisation101.org, 2012). Although it does not constitute a new phenomenon, it is viewed as
an inexorable integration of markets, nations and technologies to a degree never witnessed before
in a way that is enabling individuals, and corporations to reach around the world further, faster,
deeper and more economically than ever before (Heshmati, 2003).
Globalization and technological advances have been changing labor markets around the world.
Young workers are facing new challenges in making the transition from school to work. While
for some the opening of national economies to international competition through trade and
investment as well as information and communications has generated income and improved
welfare, for others the process of globalization has been a source of persistent inequality and
social exclusion (Morris, 2006).
Youth employment creation is a critical component of a country’s long-term economic stability
and growth. There are difficulties in Turkey in employment generation in general, in youth
employment generation in particular (Ercan, 2007). The 15-24 years75 old composed 16% of the
Turkish labor force in 2011. The unemployment rate for youth aged 15-24 is 18.4% in 2011
(832.000 unemployed). The unemployment rate among university educated youth is 30%
(TURKSTAT Household Labour Force Survey, 2012). Employment remains a problem for this
group and oddly enough more so for the educated youth group. Paradoxically, with such low
average education levels and the demand by employers for better-qualified workers, educated
young people (high school and above) have higher relative unemployment rates in urban Turkey.
Turkey has a serious bottleneck in job creation for its young cohorts, especially for the educated
portion (Ercan, 2007).
2. LITERATURE REVIEW
Meidani and Zabihi (2012) investigate the dynamic effect of globalization on unemployment rate
in Iran during the period 1971 to 2006 using Johansen-Juselius co-integration test. In the study,
the trade intensity index (ratio of total exports and imports to GDP) as a measure of globalization
have used. Also in this model, gross domestic product, the consumer price index as well as other
variables affecting the unemployment rate have considered. They show that the globalization has
a significant and negative effect on unemployment rate. The value of error correction coefficient
is equal to -0.46 implying that around 95% of the unemployment rate adjustment occurs after two
years.
75 The United Nations defines youth as young women and young men aged 15–24 years. This group
includes teenagers aged 15–19 and young adults aged 20–24. National definitions for youth do not
necessarily correspond to this age group. These often depend on such factors as voting rights, land
rights, the end of compulsory education and eligibility for military service, liability for criminal offences
(Morris, 2006).
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Ukpere (2011) posits that there is a strong linkage between globalization, unemployment, income
inequality and poverty in Africa. He reveals that the current globalization seems to have
aggravated the problem of unemployment, the corollary of which is endemic income inequality
and mass poverty in Africa. He also maintains that capitalist globalization undeniably, created
wealth but also intensified inequality and poverty, particularly in Africa. African countries need
to develop comprehensive strategies to create jobs locally.
Aremo, et al. (2010) investigated the impact of globalization on labor force utilization in Nigeria
was addressed with a view to assessing the extent to which globalization has influenced the
structure of development in Nigeria. They showed that globalization practice could generate
negative impact on employment in both short and long run periods suggesting that if
globalization continues as being practiced, globalization could further worsen the extant decrepit
state of unemployment in Nigeria other things being equal.
Yusof (2010) investigates the link between globalization and the Malaysian labor market by
applying the autoregressive distributed lag approach, a relatively new-time series technique to the
analysis. The findings of this study indicate that globalization does not significantly affect the
labor variables in the long-run.
Dutt, et al. (2009) presents a model of trade and search-induced unemployment, where trade
results from Heckscher-Ohlin (H-O) and/or Ricardian comparative advantage. Using crosscountry data on trade policy, unemployment, and various controls, and controlling for
endogeneity and measurement-error problems, they find fairly strong and robust evidence for the
Ricardian prediction that unemployment and trade openness are negatively related. This effect
dominates the positive H-O effect of trade openness on unemployment for capital-abundant
countries, which turns negative for labor-abundant countries. Using panel data, they find an
unemployment-increasing short-run impact of trade liberalization, followed by an
unemployment-reducing effect leading to the new steady state.
Lee and Vivarelli (2009) use an ex-post measurable definition of globalization, namely increasing
trade openness and Foreign Direct Investments (FDI). A general result is that the optimistic
Heckscher-Ohlin/Stolper-Samuelson predictions do not apply, that is neither employment
creation nor the decrease in within-country inequality are automatically assured by increasing
trade and FDI.
Jenkins (2006) considers the impact of foreign direct investment on employment in Vietnam, a
country that received considerable inflows of foreign capital in the 1990s as part of its increased
integration with the global economy. Despite the significant share of foreign firms in industrial
output and exports, the direct employment generated has been very limited because of the high
labour productivity and low ratio of value added to output of much of this investment. In this
study also shows that the indirect employment effects have been minimal and possibly even
negative because of the limited linkages which foreign investors create and the possibility of
“crowding out” of domestic investment.
Harms and Hefeker (2003) demonstrate that international portfolio diversification can help to
reduce unemployment. If workers earn a capital income that is negatively correlated with
domestic labor demand shocks, the wage set by a monopoly union may be lower and thus
expected employment higher than in the case of a positive correlation.
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Ghose (2000) reveals that in the case of industrialized economies, growth of manufactured
imports from developing countries has had a small adverse effect on manufacturing employment
but virtually no effect on wages. Thus unemployment and growing wage inequalities cannot
really be attributed to trade. He maintains that in those developing economies which emerged as
important exporters of manufactures to industrialized countries, growth of trade had a large
positive effect on manufacturing employment and wages. In some of these economies, moreover,
growth of trade was also associated with declining wage inequality. Thus, on balance, the global
effects of trade liberalization on manufacturing employment and wages appear to have been
significantly positive even though there have been job-losers in both industrialized and
developing economies.
2. MATERIALS AND METHODS
In this section, the VECM approach which has been used to analyze the relationship between
globalization in Turkey and young unemployment with 1988-2010 annual data has been
introduced and the results have been presented.
2.1. DATA
In the model the young unemployment rates in Turkey (YI) are dependent variable and
economical globalization (EG), sociological globalization (SG) and political globalization (PG)
are explanatory variables. Furthermore, in order to find out the effects of economic instability
together with globalization on young unemployment, the inflation rates have also been included.
For the data of these variables, World Development Indicators (WDI) of The World Bank and the
KOF Index of Globalization tables have been used.
2.2. VECM APPROACH
Starting point of this approach is an adequate statistical description of the linear relation between
the k nonstationary variables. The usual way is the modelling as a vector autoregressive process
of finite order p.

where U denotes a normally distributed k-dimensional white noise process, D represents the
deterministic terms, and Aj, j = 1, 2, …, p, are kxk dimensional parameter matrices. The
reparametrisation as a vector error correction model leads to

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The matrix  represents the long-run relations between the variables. Since all components of Yt
are I(1) variables, each component of Yt,…, Yt-p+1 is stationary and each component of Yt1 is also integrated of order one. This makes relation (2) unbalanced as long as  has a full rank
of k. In this case the inverse matrix
exists and we could solve equation (2) for Yt-1 as a
linear combination of stationary variables. However, this would be a contradiction. Therefore, 
must have a reduced rank of r &lt; k. Then, the following decomposition exists:

where all matrices have rank r. B'Yt-1 are r stationary linear combinations which guarantee that
the equations of system (2) are balanced. The columns of B contain the r linearly independent
cointegration vectors and the matrix Γ contains the so-called loading coefficients which measure
the contributions of the r long-run relations in the different equations of the system. The
adjustment processes to the equilibria can be derived from these coefficients. (Kirchgässner &amp;
Wolters, 2007:219)
It can be shown that for a given r, the maximum likelihood estimator of defines the
combination of
that yields the r largest canonical correlations of
with
after
correcting for lagged differences and deterministic variables when present. Johansen proposes
two different likelihood ratio tests of the significance of these canonical correlations and thereby
the reduced rank of the matrix: the trace test and maximum
eigenvalue test, shown in equations (4) and (5) respectively.
(4)

(5)

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Here T is the sample size and is the i:th largest canonical correlation. The trace test tests the
null hypothesis of r cointegrating vectors against the alternative hypothesis of n cointegrating
vectors. The maximum eigenvalue test, on the other hand, tests the null hypothesis of r
cointegrating vectors against the alternative hypothesis of r +1 cointegrating vectors. Neither of
these test statistics follows a chi square distribution in general; asymptotic critical values can be
found in Johansen and Juselius (1990) and are also given by most econometric software
packages. (Hjalmarsson &amp; Österholm, 2007:4
In the study, in order to analyze the stationary of the variables used, “Augmented Dickey-Fuller”
(ADF) developed by Dickey and Fuller (1979) and Phillips-Perron (PP) unit root tests have been
used and the obtained results have been presented in Table 1.
Table 1. Unit Root Test Results

ADF
VARIABLES
(constant)

YI
(Lag Lenght)

465

-1.0134
(0)

ADF

PP

PP

(constant
trend)

(constant)

(constant
trend)

-2.2697

-1.0760

-2.2697

(0)

(1)

(0)

SG

-2.2656

-5.0074

-1.5182

-2.5918

( Lag Lenght)

(5)

(4)

(0)

(0)

PG

-2.9232

-2.2288***

-1.3754

-1.8523

( Lag Lenght)

(5)

(1)

(3)

(1)

EG

-2.0258

-1.3735

-2.0195

-1.0593

( Lag Lenght)

(0)

(0)

(4)

(3)

 YI

-4.2456***

-4.2343***

-4.2380***

-4.1946***

( Lag Lenght)

(0)

(0)

(1)

(2)

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

 SG

-2.9120*

-2.9179

-5.5809***

-5.4989***

( Lag Lenght)

(5)

(5)

(0)

(0)

 PG

-5.1870***

-5.4243***

-5.2272***

-5.5823***

( Lag Lenght)

(0)

(0)

(1)

(1)

 EG

-4.4412***

-4.8041***

-4.4412***

-4.9752***

( Lag Lenght)

(0)

(0)

(0)

(5)

Note: ***, ** and* indicate statistical significance at 1% ,5% and 10% levels, respectively.
Lag lengths, determined by AIC, are in parenthesis. Critical values are from MacKinnon
(1996).

Johansen Cointegration Test results which reveal the long term relationships between the I(1)
variables have been shown in Table 2.

Table 2. Cointegration Tests based on the Johansen Approach
Eigenvalue

value

% 5 critic
value

value

% 5 critic
value

0.874759

99.9679***

69.8188

43.6277***

33.8768

0.740981

56.3402***

47.8561

28.3679**

27.5843

0.576180

27.9723*

29.7970

18.0273

21.1316

Note: ***, ** and* indicate statistical significance at 1% ,5% and 10% levels, respectively.

In both trace and the max test results, three cointegration relationships among young
unemployment, economical-social-political globalization and the inflation rates have been
determined. It has been found that there is a power balance which these variables will move
together.

(0.099)

(0.370)

(0.311)

(0.022)

3. CONCLUSION
In the study, the effects of globalization on young unemployment in Turkey have been modelled
with 1988-2012 annual data by using VECM method. Although several studies assessing the
relationship between unemployment and globalization in Turkey theoretically are available in the
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literature, an empirical study has not been found. Another difference of this study comes at this
point.
The paradox between young unemployment and globalization has been presented by using
econometric analysis which has been conducted to find out how globalization with its
economical, social and political dimensions together with the instability in the country affect
young unemployment. It has been found that social globalization and the inflation rate increases
young unemployment significantly in the long term, and this result shows consistency with
economical expectations.
REFERENCES
Aremo, A.G., &amp; Adele, A.M. 2010. Empirical analysis of the impact of globalization on labour
force utilization: Evidence from Nigeria. African Economic and Business Review, 8 (1), 1-18.
Dutt, P., Mitra, D., &amp; Ranjan, P. (2009). International trade and unemployment: Theory and
cross-national evidence. Journal of International Economics, 78 (1), 32-44.
Ercan, H. (2007). Youth Employment in Turkey. Ankara: International Labour Office.
Ghose, A.K. (2000). Trade Liberalization and Manufacturing Employment, ILO Employment
Paper, No.3. Geneva: International Labour Office.
Harmsa, P., &amp; Hefeker, C. (2003). Globalization and unemployment: the role of international
diversification. Economics Letters, 78, 281–286.
Heshmati, A. (2003). The relationship between ıncome inequality and globalization. Last
Accessed on 4.20.2012, from http://www.soc.iastate.edu/sapp/globalizationoutcomes4.pdf
Hjalmarsson, E. and Österholm, P. (2007) Testing for Cointegration Using the Johansen
Methodology whenVariables are Near-Integrated, International Finance Discussion Papers,
No.915
Jenkins, R. (2006). Globalization, FDI and employment in Viet Nam. Transnational
Corporations, 15 (1), 115-142.
Kirchgässner, G &amp; Wolters, J. (2007). Introduction to Modern Time Series Analysis. Springer.
Lee, E., &amp; Vivarelli, M. (2006). The Social Impact of Globalization in the Developing Countries.
Discussion Paper No.1925.
Meidani, A.A.N., &amp; Zabihi, M. (2012). The dynamic effect of globalization on unemployment
rate in Iran: a co-integration analysis. International Business Research, 5 (1), 120-126.
Morris, E. (2006). Globalization and its effects on youth employment trends in Asia. Regional
Expert Group Meeting on Development Challenges for Young People. Bangkok.
Ukpere, W.I. (2011). Globalisation and the challenges of unemployment, income inequality and
poverty in Africa. African Journal of Business Management, 5 (15), 6072-6084.
Ukpere, W.I., &amp; Slabbert, A.D. (2009). A Relationship between current globalisation,
unemployment, inequality and poverty. International Journal of Social Economics, 36 (1/2), 3746.
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Yusof, S.A. (2010). Globalization and the Malaysian labor market: an empirical investigation.
Journal of Economic Cooperation and Development, 31 (1), 17-40.

Factors Affecting The New Vehicle Registration In The Eu Countries
Cumhur Erdem1, Şaban Nazlioğlu2
1Department of Economics ,Gaziosmanpaşa University, Tokat-Turkey
2Department of Econometrics, PamukkaleUniversity, Denizli-Turkey
E-mails: Cumhur_erdem@yahoo.com,snazlioglu@pau.edu.tr
Abstract
Theobjective of this study is to determine whether economic factors (namelyprice, consumer
preferences, consumer income, interest rate, fuel prices, industrial production, and trade)have any
explanatory power on new vehicle registry in the EU member countries. To meet this objective, a
panel cointegration analysis was applied to the panel of thirteen EU countries for the time period
spanning from January 1999 to August 2010. This study concludes that while the vehicle sales in
the EU are determined by the macroeconomic factors instead of the factors in the demand theory,
the consumer preferences are impetuses for passenger car sales in the EU countries.
Keywords: newvehicle sales, demand theory, macro economic variables, EU countries, panel
cointegration,
1. INTRODUCTION
Automotiveindustry has become very dynamic and competitive sectors on a global scale in recent
years. Since the industry is considered as a crucial contributor to economic growth, it has been
observed that most of the developed countries (such as. the USA, Germany, France, UK, Italy,
Spain and South Korea) and many of the less developed ones (such as China, India, Malaysia,
Thailand) have policies for becoming major players on world market by improving their own
industry. Therefore, prediction of new vehicle registry is of great interest for policy makers,
legislators, transport and urban planners, and traffic engineers in nations whose economies highly
depend on the vehicle industry because the prediction of future vehicle registry has a vital
importance in terms of forecasting national accounts as well as future energy and infrastructure
requirements (Abu-Eisheh and Mannering, 2002). Predicting the new vehicle registration and
having information about the determinants of the vehicle demand has also crucial importance for
the strategic planning of vehicle manufacturers.
The industryplays a vital role in the economies of European Union (EU) member countries, the
world’s largest vehicle producer and playground for a highly competitive and innovative
468

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                <text>Globalization process, which has developed with the application of neo-liberal policies in the  world, is the primary and most discussed concept in terms of its positive and negative effects on  developing and developed countries. Aforesaid process has caused power imbalance between the  developed countries that have completed their industrializations and developing countries that  have not completed their industrializations; and with the liberalization of capital and commerce,  it has made the capital sovereign on labor. In this context, the most important disadvantage of  globalization, which is a knife-edge situation for developing countries, is unemployment.  Unemployment for a developing country like Turkey, which has large young population, is a  serious problem that globalization causes in economic and social field. The reason that underlies  this problem is that globalization causes unemployed growth in Turkey that has a young and  dynamic population. The relative height of young unemployed in the rates of unemployment  affects the Turkish nationality growing unemployed with its economic, social and psychological  dimensions deeply.  In this study, it is aimed to determine the dynamic economic effects of globalization process  exercising power over Turkey with 1980s onwards on youth unemployment. In this context, the  relationship between youth unemployment and globalization was econometrically analyzed with  VECM approach by using the annual data of 1980-2011 periods. With Johansen Co-integration  Test, long term relationship between youth unemployment and globalization variables was  researched and with error correction variable the time to adjust the deviation that may occur in  long term balance was determined. Moreover, with the results of Impulse-Response Function and  Variance Decomposition, solutions are offered for sustainable economic development and  effective employment policy by revealing how youth unemployment reacts to globalization and  how it has been affected from globalization.  Keywords: Globalization, Youth Unemployment, Sustainable Economic Development,  Employment Policy, VECM.</text>
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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

The Importance Of Strategic Management And Intellectual Capital In Sustainable
Development:
The Case Of Suleyman Demirel University

Boşgelmez Günseli1, Öksüz Mehmet Kürşat2, Alduğan Kevser2
1Suleyman Demirel University,
Isparta Vocational School, Isparta-Turkey
2Suleyman Demirel University, Engineering and Architecture Faculty
Department of Industrial Engineering, Isparta–Turkey
E-mails: gunselibosgelmez@sdu.edu.tr,m.kursat.oksuz@hotmail.com,
kevseraldugan@hotmail.com

Abstract
Universities are one of the main elements of current notion of development since they are the
institutions that produce the knowledge. They also hold a significant position in social and
economic development in addition to their conventional roles of education and research. In
this sense, they are expected to support sustainable development on local, regional and
national basis through conducting research in cooperation with industrial establishments.
Because producing professionals of the future is an important activity related to
sustainability. In terms of sustainable development, intellectual capital and strategic
management are two essentials to create a vision for the future.
In the study, Süleyman Demirel University, which started in a small town in 1976 with only
40 students and has expanded to 50,000 students today, was discussed in terms of its
developmental influence on Isparta and its surroundings. The implementations of intellectual
capital and strategic management that originated this development were described as a model.

Keywords: Sustainable Development,
Entrepreneurial University.

Strategic

Management,

Intellectual

Capital,

1. INTRODUCTION
Sustainable development has been defined in many ways, but the most frequently quoted
definition is from “Our Common Future”, also known as the Brundtland Report(WCED,
1987):
"Sustainable development is development that meets the needs of the present without
compromising the ability of future generations to meet their own needs.” It contains within it
two key concepts:
134

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

1. The concept of needs , in particular the essential needs of the world's poor, to which
overriding priority should be given; and
2. The idea of limitations imposed by the state of technology and social organization on
the environment's ability to meet present and future needs."

1.1.Sustainable Development Strategies

Strategies for Sustainable Development can be summarized under six topics:
Environment: The natural world has a value on its own. No one mustn’t mishandles
physical carrying capacity of nature in order to meet the needs of their own use.
The Future: While meeting our own needs, we shouldn’t forget that we have to leave the
world for future generations to meet their own needs.
Quality of Life: Human welfare depends on, not only materially, but also social, cultural,
moral and spiritual dimensions.
Justice: Welfare, opportunities, rights and responsibilities between countries and
between different social groups in the same country must be apportioned fairly. The needs
and rights of the poor and those who are face to face with some limitations should be
considered. The same fair share must be done on natural resources, between future
generations and today's people.
Precautionary Principle: If we don’t sure effects of any movement or development, we should
take more precaution. Because environmental issues are global, taking measures should be
ascertained with special emphasis on social benefits.
Holistic thinking: If we are faced with a complex problem of sustainability all the factors
should include the solution of this problem. For each problem with based on scientific data
and special emphasis on social benefits, solution must be produced. Therefore, any decisions
taken, the individuality of each application should be removed then moved to an international
platform.
1.2.Dimensions of Sustainable Development
There are 3 dimensions of sustainable development:
1. Social Dimension: With permanent education, the benefits of "Enhancement of Quality
of Life," should be explained to public for themselves and future generations.
2.Economic Dimension: Every source on earth is limited. Therefore, we have whatever the
source, this resource must be distributed the fairest way to improve the quality of human life.
3.Environmental Dimension: Recycled or not, the use of every natural resource is aimed to
provide continuity.
135

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

1.3.STRATEGIC MANAGEMENT
1.3.1.Definition of Strategic Management
Strategic management is a management technique that analyzes the process "What an
organization do, reason of existence, demonstrate the goals which want to reach in the
future and show how to reach these objectives "(Bryson, 1988).

1.3.2.Characteristics of Strategic Management
The main features of Strategic Management (Aktan, 2008):

Strategic
management enables
to
the
organization's
organization, coordination, implementation and control.

future activities, planning,

Strategic Management helps to think strategically. In this
to determine the correct strategy and tactics then these are applied.

respect,

they try

Strategic management emphasizes the importance of organization's goals based on
the teamwork . Strategies that are executed with a wide range of participation by senior
management and the most optimal one is chosen for the company from decisionmaking techniques.
Strategic management helps to determine the most effective way to solve problems.
In this respect, total quality management techniques are used extensively.

1.4.INTELLECTUAL CAPITAL
Stewart, in his book published in 1997, defined the intellectual capital the most general
way as “obtained useful information” and noted that it includes the information about
organization's processes, technologies, patents, skills of employees and customers, suppliers
and other related parties. (Demirkol, 2007).

1.4.1.Sustainable Development and Human Capital

The most important element of intellectual capital is human capital. Human capital is the
most difficult elements of intellectual capital within the definition of capital, employees of
business have collective knowledge, which is the value of their abilities and
experiences, constitute the main source of renewal and innovation process. In
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�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

addition, employees receive training,
examined in this type of capital. (Ecer, 2004)

behavior patterns

and attitudes are

The most important element of sustainable development is human capital. The only way of
transforming sustainable development as a life style is raising it passes individuals
who believed sustainable development as a philosophy of life.

The principal elements of human capital are as follows (Demirkol, 2007):








Know-how,
Training,
Business-oriented features,
Work-related information,
Work evaluation,
Work-related competition,
The power of entrepreneurship, innovation, insight before and after the process,
variability.

2. SUSTAINABLE DEVELOPMENT AND UNIVERSITIES
2.1. University in Regional Development
•
•
•

Intra-regional division of development task between different institutions in a region
Does the university has the internal capacity in responding to growing expectations
directed at it with regard to social, cultural and economic development in terms of
economic and social capital?
Rising question: What is the role of universities in regional development

2.2. The Contribution of Universities in Regional Development

•
•
•
•
•
•

137

Generating revenue, spending this revenue in the region and attracting students who
will spend money on their education
Conducting scientific researches regarding regional questions or commercial studies
for the firms in the region
Improving the social and cultural life of a region
Researches which takes place at universities stimulates regional development through
an increase in GDP and employment and has a strong, deep effect on the productivity
of the economy in a region
Universities affect regional development through training students to create new ideas
and innovations
University students assist firms in increasing their productivity, effectiveness, and in
the introduction of new products which generates growth in the region

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

•
•
•

Creating new industries by science &amp; engineering researches, technology licensing
policies, promoting/assisting local entrepreneurial businesses (incubation services,
etc.)
Upgrading existing industries by problem-solving for industry through contract
research, faculty consulting, etc. and education/manpower development
Importation/transplantation of industries: advancement of education, manpower
development, research and training of human resources.

2.3.Changing Role of Universities in Turkey by time through Changing Economic and
Social Structure

•
•
•
•

1923-1950: Nation building
1950-1980: Modernization
1980-1990: Reorganization
1990-2011:Internationalization, Marketisation and Harmonization along with
European Higher Education System.

2.4.Changing Nature
(Antonelli,2003)

of

Knowledge

and

its

Implications

on

Universities

Knowledge as a Public Good :





Public funding of universities and other public research centers.
Top-down view about the generation of technological knowledge.
Linear approach: technological knowledge is the eventual result of the application of
new scientific discoveries.
Universities and public research centers were better equipped to perform scientific
research. Application of scientific discoveries for the actual generation of
technological knowledge and the introduction of technological innovations is assigned
to corporations.

Knowledge as a Proprietary/Private Good:






138

The new enclosures substitute the knowledge commons.
Universities enters the markets for the technological (knowledge) outsourcing of
large corporations.
The mobility of human capital is more and more regarded as a sensitive issue.
New effective tools of stimulating the distribution of knowledge and increasing the
incentives to its production: Academic patenting and scientific entrepreneurship.

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

2.5. Changing Roles of Universities
TRADITIONAL ROLES

NEW ROLES

Nation Building: National demands
for Higher Education

Region Building: Local demands for HE (Role in socialeconomic-cultural development of regions and growing
needs for local technology &amp; skills)

Raising general education level: Basic
HE

Facilitating learning at various levels: Lifelong Learning

Increasing the stock of formal
knowledge

University as a knowledge producing actor: Creating
internal/external spillovers of knowledge

Transferring global to local space

In addition to traditional role: transferring local to global
space

Research based activities

Being an institution which is capable of producing
commercialisable research based activities &amp;
technologies

Helping entrepreneurs: Increasing the
stock of researches

University as an entrepreneur: Using output of its own
researches

Part of central governance approach

Part of local governance approach

Disciplinary (integrated) approach for
teaching &amp; research

Non rigid (flexible) approach: Growing separation
between teaching &amp; research

3.MODEL
Strategic thinking
is the
basic way to
success.
Süleyman Demirel
University’s
intellectual capital and strategic management decisions guided development of Isparta city.
The university's strategic plan changed the fate of the Isparta city and it became a small
example of sustainable development. Professional strategic planning process began in 2005 at
Süleyman Demirel University. University is one of the cornerstones of sustainable
development. Süleyman Demirel University has become an institution with the awereness
that change and development has become conditions of looking the future. The
university has made its first strategic plan for 2006-2010 which its physical and institutional
structure largely completed. Then, for the years 2011-2015, S.D.U revised its strategic plan
and determined the mission, vision, core values and principles.
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Mission: Süleyman Demirel University provide international, national and local levels
education
and
training, execution
scientific research,
publications and consulting
activities, his research and projects on a national and international level in science, art and
technology is committed to producing nation and the sake of all humanity.

Vision: The university aims to be a pioneer, be preferable and have the high mobility
in higher education network.

This mission, vision, core values and principles through with SWOT analysis and stakeholder
analysis, strategic goals and objectives identified.Affecting factors of Süleyman
Demirel University evaluated under
two
main
headings;
internal analysis and
external environmental analysis. With the internal analysis, internal environments affect of
the future conditions and trends are examined. In the study of external environmental
analysis, non control external conditions and trends to university are evaluated. With the
external environment analysis, opportunities and threats were determined by taking opinions
of internal and external stakeholders.(Suleyman Demirel University's Strategic Plan, 20112015)

4.RESULTS AND DISCUSSION
Today, Universities has become one of the basic elements of sustainable development
because of producing knowledge, qualified labor force and technology for humanity and
universe. Universities also hold a significant position in social and economic development in
addition to their conventional roles of education and research. In addition, illumination
of society routing, transformation and lead the change are functions too. As shown in this
study, Süleyman Demirel University has important role on creating vision for the future with
using intellectual capital and strategic management in sustainable development.

REFERENCES
AKTAN, Coşkun Can (2008) “Stratejik Yönetim ve Stratejik Planlama”.
ANTONELLI, Cristiano (June, 2003) “The Governance Of Technological Knowledge:
Strategies, Processes And Public Policies”.
BRYSON, John M. “Strategic Planning for Public and Nonprofit Organizations”, San
Francisco: Jossey-Bass, 1988.
DEMİRKOL, İsmet (2007) “Entelektüel Sermayenin Firma Değerine Etkisi ve İMKB’de
Sektörel Uygulamalar”.

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ECER, H. Ferhat (2004) Yüksek Lisans Tezi “Entelektüel Sermayenin Firma Değeri
Üzerindeki Etkisi ve Ekonometrik Bir Analiz”.
HATİBOĞLU, Z. (1986) “İşletmelerde Stratejik Yönetim” İstanbul: İrfan Yayıncılık.
KÖSE &amp; AKGÜN (2004) “Süleyman Demirel University’s 10. Year Gift”. Isparta.

Süleyman Demirel University's Strategic Plan (2011). Isparta.

TUIK (2011) Adrese Dayalı Nüfus Kayıt Sistemi Veri Tabanı.
World Commission on Environment and Development (WCED, 1987) “Our common future”
Oxford: Oxford University Press, p.

Institutionalization In Hotel Management And An Applied Study On Cappadocia’s 4
And 5 Star Hotels

Mustafa Caliskan, Hayrullah Cetin
Nevsehir University, Nevsehir, Turkey

1.INTRODUCTION
In the simplest terms, institutionalization means that the specific rules are to be valid in all
the relevant issues. In other words, certain rules are dominated in all of the social processes
such as from the one’s individual life to the family life and to the institutions and
organizations, societies, and inter-communal relations.
Institutionalization is not just a question of top management. A general management
philosophy covering the entire of the enterprise is a corporate culture.The decision or
personal behavior of salesman working at the endpoint of organization is an indication of the
level of institutionalization of the company. Recently, it is seen that many enterprises enter
into the process of institutionalization so that they have more stable and more planned growth
path.
The most important element of the tourism sector is the hotel enterprise. Revealing that hotel
enterprises give importance to which points to institutionalization and determining the
viewpoint of them on the institutionalization constitute the basic question of the study.
In the study, primarily by considering the institutional framework; institutionalization term,
principles, the importance of institutionalization in terms of hotel enterprises and the concept

141

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Effects Of Hoshin Kanri And Balance Scorecard With Integrated Strategic Plan To
Sustainable Development: Application To Chamber Of Commerce And Industry

Buket Karatop1 Zeynep Kahraman2 Cemalettin Kubat3 Özer Uygun3
Adem Korkmaz4
1Süleyman Demirel Üniversitesi, Uluborlu Selahattin Karasoy MYO, Elektronik ve
Otomasyon Bölümü, Isparta
2Süleyman Demirel Üniversitesi, Mühendislik Fakültesi, Endüstri Mühendisliği Bölümü,
Isparta
3Sakarya Üniversitesi, Mühendislik Fakültesi, Endüstri Mühendisliği Bölümü, Sakarya
4Isparta Ticaret ve Sanayi Odası, Isparta
E-mails: buketkaratop@sdu.edu.tr, zeynepkhrmn11@hotmail.com,kubat@sakarya.edu.tr
ouygun@sakarya.edu.tr,ademkorkmaz@sdu.edu.tr

Abstract
Strategic management can be defined as an administrative technique in taking decisions for
the future in an organization, implementation and evaluation. In fact, It can be said that,
applications of strategic management provides sustainable development. Strategic
management has a dynamic structure and it requires continuous improvement. When Strategic
management is used integrated with management tools such as Total Quality Management,
Process Management, Hashin Kanri can be more efficient and effective. Using Balance
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Scorecard (BSC) as a tool for performance assessment in strategic management and Hoshin
Kanri for continuous improvement İs resulted as increase in efficiency.
Strategic management which has a vital importance in institutions and organizations and
which is a derivative of its strategic plan is been more practical with Hoshin Kanri. Hoshin
Kanri which has a process-oriented structure and it is a method that works to enrich the
process, is proved with studies in strategic planning help us to be more effective results. On
the other hand, BSC is a comprehensive system for focusing on strategies to manage in
organizations that combines and evaluates both financial and non-financial (physical)
strategic criterias. So, it can be understood from title of the BSC is based on the balanced
examination of performance parameters’. Thus, performances are emphasized on the
enterprises not only for short-term but also for long term at the same time in organizations and
its impact on sustainable development. BSC has become the ideas and efforts combination for
enterprises to make a difference to its competitors such as strategies becoming a form of
action to use in business. Therefore, BSC to be an important performance measurement
system and it has become entrenched system with more widespread in the business life.
In turkey, a strategic planning which was made mandatory in public institutions and
organizations is chamber of industry agenda in recent years. The chamber of commerce and
industry is an organization that directly effects to sustainable development. Strategic plans
of the chamber of commerce and industry is important in this regard. The relationship
investigated between Strategic plans of the chamber of commerce and industry with Hoshin
Kanri and BSC applications and sustainable development.
In this research, the
integrations of
Strategic planning with Hoshin Kanri
and Balance scorecard has been investigated to sustainable development. Aim of this study is
Hoshin Kanri and balanced scorecard applications to illustrate the effectiveness in strategic
planning and its impact of sustainable development to discuss by making an application in
Isparta Chamber of Commerce and Industry (ICCI).

Keywords: Hoshin Kanri, Balance Scorecard, Strategic Management, Strategic Planning,
Sustainable Development, Chamber of Commerce and Industry.

1.INTRODUCTION
The strategic plans which are tools to ensure the continuous development of organizations,
become more meaningful when there is a performance evaluation. Thanks to the performance
evaluation, the advancement of the targets within the strategic plan is followed. However, the
fact that performance evaluation is multi-dimensional increases the quality of the evaluation.
Performance indicators like customer, quality, finance, strategy with a multidimensional performance
evaluation
is
used and provides managers explicit
information during the rational use of resources. One of the performance evaluation methods,
BSC performs the evaluation in four dimensions. These are: financial, customer, internal,
learning and development.
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In strategic planning, performance evaluation is important in a few ways and it may be
considered as a new starting point. For the unreachable targets we need to make
improvements. According to Akao “Hoshin is the center of continuous improvement method”.
Hoshin Kanri is the application of cycle of PDCA (Plan, Do, Check, Act) into
the management processes. For this reason, the evaluation of Unreachable targets with Hoshin
Kanri method may be beneficial (AKAO, 1999: 22).
With the first studies of quality circle in Japan the philosophy of “Firstly human develops, as
a result of human development, workshops, factories, and the company develops” is adopted
(Yenersoy,1997:). Considering the same philosophy, as the factories, workshops and
companies develop, they improve the environment they work in. So development can be
achieved. For a sustainable development, environmental, economic and social sustainability
should be ensured (Vikipedi,2012). Strategic plans are road maps ensuring the development
of the companies. The correctly prepared and applied strategic plans provide the development
of companies and at the same time contribute to the development of their environment. If a
country prepares and implements the strategic plans properly it may be concluded that it will
have a direct impact on the sustainable development.

2.STRATEGY
The concept of strategy appears as a term that emerged with the presence of people and used
mostly in the military field. Strategy is everywhere where there is competition; in wartime,
sport, companies etc. Strategies may be at the country,company or individual level. According
to Saatçioğlu “Enterprise-level strategy utilizing the corporate resources and cempetencies
with the aim of meeting the expectations of stakeholders, consists of routing and actions
that provide companies superiority in the long-term changing environment ( Editör: Öztemel,
2009: 66).
According to Ülgen and his friends, “Strategy is defined as the final result-oriented dynamic
group of decisions determined to reach the goals by examining the activities of competitors”
(Ülgen, Mirze, 2004: 33).
According to Şişman, “strategy requires to do a different job or to do the same work in
different ways. This is similar to map out in earthquake zone in short, “Strategy is a
revolution” (Şişman, 2007).
Strategy is a phenomenon need to be planned. According to Eisenhower “plans are nothing
but planning is every thing.”

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Figure 1: Creative fields of the strategy (Wittman, Reuter: 2008,6)

Firstly, man should make an analysis to create a strategy. These analyses are carried out by
comparing the risks, opportunities and threats from the outside of outside and resources of
companies. With these analyses, better understanding (conception) of competition and
information is provided. When the application comes into effect, progress must be measured.
Otherwise, you can not measure how much you have developed. Controlling the execution
completes the loop. Strategic plans are the fields of creating strategy. (Figure 1)

3.STRATEGIC PLANNING
Strategic planning, enables strategic thinking and acting in a rapidly changing competitive
environment (Söyler, 2012:106). Strategic plans have the characteristics of a router enabling
the distribution of resources in regard to strategic priorities and a reference document guiding
the organizations ( DPT, 2006:3). According to Brauers and Weber “The purpose of strategic
planning is to guide an organization to achieve her desired goals of the long-term
development under the variation of environment. Therefore, strategic planning is based on the
forecasting” (Wang, Chang: 2001: 193).
Strategic planning, describes and defines the path between the the location of the company
and the point it desires to go. To do these things it is necessary to determine its position
correctly and determine the place it desires to arrive clearly. Analysis determining the current
position of the company is the situation analysis. The situation analysis consists of internal
analysis, environmental analysis, stakeholder analysis, PESTS (Politic, Econimic, Social,
Tecnologic, Sectorial) analysis. SWOT consists of internal and environmental analysis.
The SWOT analysis for the strategic planning is just like the backbone of the human body.
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So, the SWOT analysis forms the basis of the strategic plan. In addition, stakeholder
analysis, analysis of pests also can not be underestimated. Steakholder analysis, is important
for the image the company will constitute. PESTS analysis is important as it will provide the
correct identification of the company in the environment.
According to Akgemci and his friends “In order to actulize the vision specified for the future
of the enterpriese in the junction of resource, environment and values, SWOT analysis is
helpful in establishing a balance between these factors” (Akgemci, Güleş, 2010: 42).
There are four questions that are essential in strategic planning: ( DPT, 2006: 8)
1.
2.
3.
4.

Where are we?
Where do we want to go?
How do we get where we want to go?
How do we follow and evaluate our success?

Answer of question “Where are we?” is given by the situation analysis. Answer of question
“Where do we want to go ?” will give the company's mission, vision, goals and objectives.
Answer of the question “How do we get where we want to go?” will be found with the
strategies, objectives, activities and projects. The purpose of the strategic objectives is to
bring the company’s performance to the desired direction and desired size. Converting the
data collected during the strategic planning to a resolution is at this stage. In this sense, this
is an important step. Answer of the question “How do we follow and evaluate our success?”
will be found with process monitoring, performance measurement and evaluation.
Final goal of a company is its strategic plan. (Figure 2) Because, it describes the last place
company wants to be. The sub-goals that contribute to the formation of the final target is the
SWOT analysis, mission. Sub-sub goals are required for the creation of sub-goals. Sub-sub
goals are datum creating the sub-goals.

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Figure 2. Goal-oriented view of strategic planning.(Orwig, Chen, Vogel, Nunamaker: 1996:
39)

4.BALANCE SCORE CARD
Companies care about planning the future by evaluating the past. Balance scorecard allows
organizations to see where they were in the past, their current status and where they will go.
As balance scorecard directs organization’s all resources towards the targets, it is a quite
effective managment system.
According to Güner “BSC provides to managers a framework in which management mission,
vision and strategy are converted into a set of financial and non-financial power measures”
(Güner, 2008: 247). BSC tries to establish a strategic balance between strategic performance
values in a strategic dimension (Özbirecikli, Ölçer, 2002: 2).
According to Kaplan and Norton, indicator of overall success BSC is a performance
management system based on measurement and it transforms the mission, and strategy of the
companies into a set of evaluation criteria and creates a framework for the strategic
performance evaluation and management (Coşkun, 2006). BSC was originally designed forprofit businesses. The method has started to be used over time in nongovernmental organizations and public institutions.
BSC are examined in four area to measure the performance of the strategic decisions:
1) Financial dimension

3) Inner functional dimension

2) Costumer dimension

4) Learning and development dimension

Financial Dimension:
Performance criteria in the financial dimension is used to describe long-term goals (Kaplan,
Norton, 1996). Financial dimension shows if operational strategies are applied or not, if it is
applied weather it provides contributions to the improvments of the operating results or not
(profit / loss statement) (Utkutuğ, 2007).

Costumer Dimension:
In the present age with the increasing consumer awareness with an acceleration, companies
have started to develop costumer-focused strategies. The new economic structure have
changed the balance of power between manufacturer, dealer and costumer on behalf of the
costumers (Özbirecikli, Ölçer, 2002: 2). Customer perspective of the evaluation is carried
out according to different customer evaluation criteria. Customer / stakeholder assessments
are performed on the perception of the company.
Inner Functional Dimension:
Financial profits acquired by improvement of inner functional dimensions emerge at certain
periods (Kaplan, Norton, 2001: 94). In inner functional dimension studies must be done
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through bussiness processes which should be improved. Strategies must be created over
processes that create value. These processes are the ones mostly directed to increase the
customer satisfaction.
Learning and Development Dimension:
Creating value and ensuring the continuity of improvements are the goals of this dimension.
According to Ergüder and his friends “A company's ability of learning,
continuous improvement and creativity are linked directly to company’s value” (Ergüden,
Sağdıç, 2000: 42).

5.HOSHIN KANRI
It is the combination of two Japanese words: Hoshin and Kanri.



Hoshin: Compass, followed path, route, policies and objective.
Kanri: Managment control of companies’ focus (Planning) (Jolayemi, 2008).

Hoshin Kanri emerged from the principle continuous improvment of tranquality in total
quality managment is a system devoted to quality control and continuous improvment
activities (Akao, 1999: 49). At the same time Hoshin Kanri provides an oppurtunity to
measure the level of reaching the goals defined by improvements (Akao, 1999: 43).
Hoshin Kanri which is the center of managment of continues improvment has worked in two
stages:
1. Jumps and strategic objectives
2. Business principles of administrative control over day
Hoshin Kanri enables deciding the companies’goals and reaching the goals which are
designed. It encourages to promote a dialogue during the development of strategies and
measures. So Hoshin Kanri is a method which is applied by considering what are the needs of
costumers (Akao, 1999: 22).
According to the descriptions we can say Hoshin Kanri is a method which is used to decide a
strategic way -without losing sight of the focus point-. Hoshin Kanri is a processbased approach. It is not only intrested in results but also focuses on how to enrich the process
(Asan, Tanyaş, 2007: 1001).
Hoshin Kanri is adopted as a FAIR (Focus, Arrangement, Integration, Remark) cycle by
Deming’s PDCA (Plan, Do, Check, Act). Hoshin Kanri cycle has 4 stages. The cycle begins
with the stage of prevention (Focus) which business executives review the previous
managment performance (Strategy). At this stage, the previous year’s performance is
examined and focusing on the next year, strategy (goals and priorities) is generated. In
subsequent planning (Arrangement) stage, strategic priorities are arranged according to units’
priorities. Application (Integration) stage is a stage which is integration of priorities with daily
activities and project works. Control stage (Review) includes appropriate managment of daily
activities in accordance with the strategic goals and supervision. The datum which are
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obtained from this supervision and review provide feedback to focus stage (Asan, Tanyaş,
2007: 1002).

6.APPLICATION
Companies, in order to gain an advantage in the competition think and approach decisions
strategically. The common ground of strategic planning, common denominator of Hoshin
management and BSC is their vision, Objectives, strategies and performance. (Figure 3) In the
strategic planning, action plans are prepared taking into consideration the vision, objectives
and strategies. By evaluating the action plans, performances are presented or emerge. BSC
evaluates the performance in 4 perspective. It used to analyze the tasks fast with Key
Performans Indicator (KPI). Hoshin is based on continuous improvement and process
oriented. When there is a need of improvement in the targets evaluated by BSC within four
dimensions, Hoshin management steps in.

Figure 3. Comparison of strategic planning, BSC and Hoshin management. (source:yang,yeh,2009:
996)
This paper is based on the 2010-2014 strategic plan of ICCI. This paper is based on the 2010-2014
strategic plan of ICCI. Performance of 2010 was evaluated by BSC (Tablo 1-2-3-4-5-6). How to
brought achieving these targets with the BSC, so the performance was measured. As the table
shows some of the indicators, there is a discrepancy between planned and actual. So, target was
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missed for various reasons. Accordance with ITSO’s mission, most of these causes, stems
from stakeholders. To achieve these goals, while Hoshin Kanri form (Form 1) was filling,
improvement team is established. We followed the conversion of PDCA (FAIR) in forms, then
improvement is made. With the unemployment rate and the rate of entrepreneurship was achieved
success inthe studies.
ICCI continued evaluation studies of strategic plan with the BSC and Hoshin Kanri in 2010,
targets were gaining momentum with the development of industry and city in 2011-2012. For
example; ICCI has entered the top ten a study conducted in Turkey with Turkish Employment
Organization (ISKUR) and Republic of Turkey Ministry of National Education, although the pilot
province of unemployment. In entrepreneurship while average of Turkey is the 5%, with studies was
achieved in 14%. This is a leap. This is indication of the result reached with training and fieldwork.

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Table.1. Criteria of Strategic Goal
DIMENSIONS

Financial
Dimensions

Customer/
Steakholder
/Member
Dimension

Functional
Dimension to in
ICCI

Learning and
Development
Dimension

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CRITERIA
To
Contribute
To An
Increase In
Exports(1.1.
)

Raise the
Level of
Activity
Satisfaction
(5.12.)

Members'
Contact
Information
(5.11)

Training of
Employees
(5.6.)

Activity To
Increase The
Added Value Of
Agricultural
Products(2.1.)

Studies To
Increase
Tourism
Revenue(1.3.
)

Increase the
Contribution
Of The
Economy Of
Antalya To
Isparta(1.4)

To Start
the Works
To Support
in the
the
Branding
Steakholders of
and members Products
(4.6.)
(4.9)

Upgrade the
image (4.3.)

Participation
in Exhibition
With
Members
(4.4.)

Activation the
Professional
Committees(5.1.
)

Making the
Infrastructur
e work for
Web-based
To Complete Member
the Electronic Services and
Archiving
Disclosures
Project(5.3.) (5.5)

Training of
Members (5.7.)

Satisfacton
Surveys for
Members and
Staff (5.4.)

To Create
the a Unit of
Consulting
and Projects
(5.2.)

EU Vision
(5.8.)

Activity for Isparta's
Rose and Carpet
(4.11.)

Working for
Collaboration
Between
UniversityIndustry
(2.11.)

Follow-up
Study for
Reducing
Unemploymen
t
(2.12.)

Control Of Workings
The Quality
andAccreditation(5.10
)

Works of
Reconstruction
and Rational
Use of
Resources(5.14
)

Activity in
Renewable
Energy(2.3.)

Works for
Developing the
Entrepreneurshi
p
(2.7.)

Activities
for
Increasing
Worksho the Product
p for Give Range in
Direction Volume of
to the
the
Industry
Domestic
(2.8.)
Trade(1.2.)

To
Cooperate
with
Commodit
y Exchange
(1.7.)

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Table.2. Classification and Description of Strategic Goals
CLASSIFICATION

STRATEGIC GOALS

DESCRIPTION

F1

To Contribute To An Increase In Exports(1.1.)

increase in profit/end of period

F2

Activity To Increase The Added Value Of Agricultural
Products(2.1.)

Units of Activity/end of period

F3

Studies To Increase Tourism Revenue(1.3.)

% increase in income/end of period

F4

Increase the Contribution Of The Economy Of Antalya To
Isparta(1.4)

unit of Thematic working/year

C1

Raise the Level of Activity Satisfaction (5.12.)

% increase

C2

Upgrade the image(4.3.)

Pieces of positive news/year

C3

Participation in Exhibition With Members(4.4.)

total of fair/year

C4

To Support the Steakholders and members(4.6.)

kind of activity/year

C5

To Start the Works in the Branding of Products(4.9)

total of working/end of period

C6

Activity for Isparta's Rose and Carpet (4.11.)

total of working/end of period

C7

Working for Collaboration Between University-Industry (2.11.)

total of network/end of period

C8

Follow-up Study for Reducing Unemployment(2.12.)

total of working/year

C9

Works for Developing the Entrepreneurship (2.7.)

total of entrepreneur/year

C10

Workshop for Give Direction to the Industry (2.8.)

total of workshop/end of period

C11

Activities for Increasing the Product Range in Volume of the
Domestic Trade(1.2.)

total of product/end of period

C12

To Cooperate with Commodity Exchange (1.7.)

total of cooperation/year

I1

Members' Contact Information(5.11)

% increase

I2

Activation the Professional Committees (5.1.)

total of report/year

I3

To Complete the Electronic Archiving Project (5.3.)

Adet proje/end of period

I4

Making the Infrastructure work for Web-based Member Services
and Disclosures(5.5)

time (Project completion time-2010)

I5

EU Vision(5.8.)

Units of Activity/end of period

I6

Control Of Workings The Quality and Accreditation (5.10)

total of monitoring activity/year

I7

Works of Reconstruction and Rational Use of Resources(5.14)

total of project/end of period

I8

Activity in Renewable Energy(2.3.)

kind of activity/year

L1

Training of Employees(5.6.)

kind of education/year

L2

Training of Members(5.7.)

kind of education/year

L3

Satisfacton Surveys for Members and Staff(5.4.)

survey/year

L4

To Create the a Unit of Consulting and Projects(5.2.)

total of unit/end of period

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Table.3. Financial Dimensions
FINANCIAL DIMENSIONS
STRATEGIC GOALS

DESCRIPTION

ADDED DESCRIPTION

GOALS FULFİLLED

To Contribute To An Increase In Exports(1.1.)

This will take place too is subject
end of the 5 yeras.

increase in profit/end of period

20%

Activity To Increase The Added Value Of
Agricultural Products(2.1.)

7activity/5year

Units of Activity/end of period

Studies To Increase Tourism Revenue(1.3.)

end of the period %80

% increase in income/end of period

8%

7%

Increase the Contribution Of The Economy Of
Antalya To Isparta(1.4)

4 activity of a year

unit of Thematic working/year

4

4

18%
1,4 2

Table.4. Customer’s Dimensions
CUSTOMER'S DIMENSIONS/STEAKHOLDER'S DIMENSIONS/MEMBER'S DIMENSIONS
STRATEGIC GOALS

DESCRIPTION ADDED DESCRIPTION

Raise the Level of Activity Satisfaction (5.12.)
Upgrade the image(4.3.)

369

3 times a year

GOALS FULFİLLED

% increase

80%

92%

Pieces of positive news/year

3

5

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Participation in Exhibition With Members(4.4.)

total of fair/year

2

2

To Support the Steakholders and members(4.6.)

kind of activity/year

1

1

To Start the Works in the Branding of Products(4.9)

total of working/end of period

3

3

Activity for Isparta's
Rose and Carpet
(4.11.)

total of working/end of period

2

3

Working for Collaboration Between University-Industry (2.11.)

5ativity/5year

total of network/end of period

1

1

Follow-up Study for Reducing Unemployment(2.12.)

4 times a year

total of working/year

4

3**

Works for Developing the Entrepreneurship
(2.7.)

total of entrepreneur/year

3

2**

Workshop for Give Direction to the Industry
(2.8.)

total of workshop/end of period

1

1

Activities for Increasing the Product Range in Volume of the Domestic Trade(1.2.)

5total/5year

total of product/end of period

1

3

To Cooperate with Commodity Exchange
(1.7.)

2times/1year

total of cooperation/year

2

2

** Hoshin Karni Form, organized.

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Table.5. Functional Dimensions
FUNCTIONAL DIMENSIONS TO IN ICCI
ADDED DESCRIPTION

GOALS

FULFİLLED

% increase

100%

100%

total of report/year

4

6

To Complete the Electronic Archiving Project
(5.3.)

Adet proje/end of period

100%

100%

Making the Infrastructure work for Web-based Member
Services and Disclosures(5.5)

time (Project completion time-2010)

100%

100%

EU Vision(5.8.)

5activity/
5year

Units of Activity/end of period

1

2

Control Of Workings The Quality and
Accreditation(5.10)

4total/year

total of monitoring activity/year

4

4

Works of Reconstruction and Rational Use of Resources(5.14)

1 working

total of project/end of period

1

1

Activity in Renewable Energy(2.3.)

1variety/year

kind of activity/year

1

1

STRATEGIC GOALS

DESCRIPTION

Members'
Contact Information(5.11)
Activation the Professional Committees
(5.1.)

371

4total/year

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Table.6. Learning and Development Dimensions
LEARNING AND DEVELOPMENT DIMENSION
STRATEGIC
GOALS

DESCRIP ADDED
TION
DESCRIPTION

GOA
LS
FULFİLLED

Training of
Employees(5.6.)

3varietyi/y kind of
ear
education/year

3

2

Training of
Members(5.7.)

5variety/ye kind of
ar
education/year

5

5

Satisfacton Surveys for Members and
Staff(5.4.)

To Create the a Unit of Consulting
and Projects(5.2.)

372

1total/year

survey/year

1

1

total of unit/end of
period

100
%

100%

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Form.1. Hoshin Kanri Form

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7.CONCLUSION
Accordance with its mission, ICCI, plays an important role in the development of the
country.
For
this
reason, strategic plan
of
ICCI is
important.
Ensuring sustainable development of strategic plans, will have a positive impact on
sustainable development.
The study revealed that; improvements such as to reduction in the unemployment rate and to
increase the success of entrepreneurship in strategic plan in ICCI are factors that
affect sustainable development. So we can say; efficient ICCI's strategic plans, positive
impact on sustainable development.

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                <text>Strategic management can be defined as an administrative technique in taking decisions for  the future in an organization, implementation and evaluation. In fact, It can be said that,  applications of strategic management provides sustainable development. Strategic  management has a dynamic structure and it requires continuous improvement. When Strategic  management is used integrated with management tools such as Total Quality Management,  Process Management, Hashin Kanri can be more efficient and effective. Using Balance Scorecard (BSC) as a tool for performance assessment in strategic management and Hoshin  Kanri for continuous improvement İs resulted as increase in efficiency.  Strategic management which has a vital importance in institutions and organizations and  which is a derivative of its strategic plan is been more practical with Hoshin Kanri. Hoshin  Kanri which has a process-oriented structure and it is a method that works to enrich the  process, is proved with studies in strategic planning help us to be more effective results. On  the other hand, BSC is a comprehensive system for focusing on strategies to manage in  organizations that combines and evaluates both financial and non-financial (physical)  strategic criterias. So, it can be understood from title of the BSC is based on the balanced  examination of performance parameters’. Thus, performances are emphasized on the  enterprises not only for short-term but also for long term at the same time in organizations and  its impact on sustainable development. BSC has become the ideas and efforts combination for  enterprises to make a difference to its competitors such as strategies becoming a form of  action to use in business. Therefore, BSC to be an important performance measurement  system and it has become entrenched system with more widespread in the business life.  In turkey, a strategic planning which was made mandatory in public institutions and  organizations is chamber of industry agenda in recent years. The chamber of commerce and  industry is an organization that directly effects to sustainable development. Strategic plans  of the chamber of commerce and industry is important in this regard. The relationship  investigated between Strategic plans of the chamber of commerce and industry with Hoshin  Kanri and BSC applications and sustainable development.  In this research, the integrations of Strategic planning with Hoshin Kanri  and Balance scorecard has been investigated to sustainable development. Aim of this study is  Hoshin Kanri and balanced scorecard applications to illustrate the effectiveness in strategic  planning and its impact of sustainable development to discuss by making an application in  Isparta Chamber of Commerce and Industry (ICCI).  Keywords: Hoshin Kanri, Balance Scorecard, Strategic Management, Strategic Planning,  Sustainable Development, Chamber of Commerce and Industry.</text>
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