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                    <text>Journal of Education and Humanities
Volume 3 (2), pp. 33-47, Winter 2020
Original research paper
ISSN 2566-4638
© International Burch University

Bosna i Hercegovina - država ili protektorat?
Dr. sci. Davor Trlin

Doc. dr. Esad Oruč

International Burch University
davor.trlin@ibu.edu.ba

esad.oruc@ibu.edu.ba

Abstract: In this paper, through the analysis of the normative framework for the
operation of these institutions, but also their activity, and the application of
international standards in BiH, we will try to find an answer to the question of
whether Bosnia and Herzegovina is a state or a protectorate. A lot has been
achieved through the implementation of the Dayton Agreement, but most of it was
due to the activity of the international community. According to the General
Framework Agreement for Peace, this activity does not envisage a protectorate.
However, especially in the first years of the functioning of post-Dayton Bosnia and
Herzegovina, many constitutional and legal theorists tried to define the legal
nature of Bosnia and Herzegovina's dependence on the international community
in certain elements (which later softened). The results showed no unambiguous
answer. In the last fifteen years, this issue has moved to the periphery of interest
in domestic and regional constitutional and legal science. But it seems the time to
re-establish it has come, especially in light of the announcement of changes in the
attitudes of key actors in the international community towards Bosnia and
Herzegovina. We are also interested in the issue related to this central research,
which is the degree of sovereignty of the state of Bosnia and Herzegovina inside
and outside, given the Dayton construct of the international community's
involvement in the constitutional and political system of Bosnia and Herzegovina.
Sažetak: U ovom radu ćemo, kroz analizu normativnog okvira za djelovanje ovih
institucija, ali i njihov sam aktivitet, te aplikaciju međunarodnih standarda u BiH,
pokušati doći do odgovora na pitanje da li je Bosna i Hercegovina država ili
protektorat. Kroz implementaciju Daytonskog sporazuma se postiglo dosta, ali
većinom je zaslužan bio aktivitet međunarodne zajednice. Taja aktivitet ni, prema
Općem okvirnom sporazumu za mir, ne predviđa protektorat. Ipak, posebno u
prvim godinama funkcioniranja post-Daytonske Bosne i Hercegovine, brojni
ustavno-pravni teoretičari su pokušavali definirati pravnu prirodu odnosa
ovisnosti Bosne i Hercegovine prema međunarodnoj zajednici u određenim
elementima (koja se kasnije sve više ublažavala). Rezultati su pokazali da nema
jednoznačnog odgovora. Ovo pitanje je u posljednjih petnaest godina u domaćoj
ali i regionalnoj ustavno-pravnoj nauci prešlo na periferiju interesiranja. Ali, čini
se da je vrijeme da ga se ponovo postavi, posebno u svjetlu najave promjena
odnosa ključnih subjekata međunarodne zajednice prema Bosni i Hercegovini.
Takođe nas interesuje i pitanje koje je povezano s ovim centralnim istraživačkim,
a to je stepen suvereniteta države Bosne i Hercegovine unutra, ali i prema vani,
imajući u vidu Daytonski konstrukt uključenosti međunarodne zajednice u
ustavno-politički sistem Bosne i Hercegovine.

Keywords: Protectorate,
International Community,
High Representative, Peace
Implementation Council,
Bonn Powers.
Ključne riječi: Protektorat,
Međunarodna zajednica,
Visoki predstavnik, Vijeće za
implementaciju mira, Bonske
ovlasti.
Article History

Submitted: 30 October 2020
Accepted: 10 December 2020

�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

1. UVOD
Ustavni sistem Bosne i Hercegovine je determiniran sporazumom za mir, koji je
postignut u Daytonu (Ohio, SAD) novembra 1995. godine, a formalno potpisan
u Parizu, decembra 1995. godine. Aneks 4 ovog sporazuma je Ustav Bosne i
Hercegovine. Prema Članu I tačka 2, Bosna i Hercegovina je demokratska država
koja funkcionira u skladu sa zakonom i na osnovu slobodnih i demokratskih
izbora. Iako ova odredba proklamuje koncept demokratije, Aneks 4 sadrži dosta
normi koje nisu u skladu sa demokratskim principima, ali je i antinomičan, tj.
određene njegove odredbe su međusobno nesaglasne (npr. proklamovan je
princip zabrane diskriminacije, ali istovremeno je pojedinim kategorijama
uvedeno nejednako aktivno i pasivno biračko pravo, odnosno postoji otvorena
ustavna diskriminacija). O donošenju ovog akta, ali i pojedinim njegovim
odredbama, te komparaciji ovog akta sa drugim aneksima sporazuma bitnim za
ovaj rad ćemo detaljnije pisati u slijedećim poglavljima.
2. POJAM PROTEKTORATA
Protektorat je jedan odnos ovisnosti jedne (slabije) države od druge (jače),
protektora. Klaić (1986), pod „protektorom (protekcijom) podrazumijeva: 1.
pokrovitelj, zaštitnik; 2.u međunarodnom pravu država koja preuzima nad
nekom zemljom protektorat. Protektorat- pokroviteljstvo, zaštićivanje, okrilje,
obrana uopće, a osobito: formalno pokroviteljstvo jače države nad slabijom;
faktički- pokroviteljstvo je oblik zavisnosti koji imperijalističke države nasilno
nameću drugim zemljama; 2. naziv ovako okupirane zemlje; isto i
protektorstvo.” Prema Ibleru (1987) nastaje na temelju međunarodnog ugovorai
kojim se odnos ovisnosti uređuje tako što se navode prava i dužnosti obiju strana
(s. 259). Iz ovog razloga se npr. ne može prihvatiti da je Čehoslovačka bila pod
protektoratom Trećeg Rajha, budući da između njih nije zaključen ugovor.
Protektirana oblast je uspostavljena jednostranim aktom okupacije, i postala je
dio „teritorije velikog njemačkog Rajha“. U Hoffmanovoj analizi (1987) navodi se
da se država zaštitnica ugovorom obavezuje da će štiti protektiranu državu od
agresije ili drugih oblika povrede prava zajamčenih međunarodnim pravom, te
od internog ugrožavanja, a država zaštitnica preuzima njene ovlasti u
međunarodnim odnosima (s. 1153).
Dvije su vrste protektorata: potpuni i ograničeni. Kod potpunog
protektorata država štićenica u potpunosti ugovorom o protektoratu stavlja
svoje aktivnost u nadležnost države zaštitnice, a kod ograničenog zadržava
poslovnu sposobnost, ali je ograničena naknadnim odobrenjem protektora. Seidl
i Hohenveldern (2006) navode da protektirani teritorij ne ulazi u državni teritorij
protektora, državljani zadržavaju svoja državljanstva, a ugovori koje protektor
zaključuje obavezuju protektiranu državu (s. 177). Neki pravni teoretičari među
oblike „složenih država“ ubrajaju i protektorat. Berislav Perić (1994) dijeli
složene države na: 1) protektorat, 2) unija (realna i personalna), 3) konfederacija,

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�Bosna i Hercegovina - država ili protektorat?
Davor Trlin &amp; Esad Oruč

4) federacija (s. 103). Fuad Muhić (1998) smatra da su se kroz istoriju razvila dva
osnovna oblika složenih država – konfederacija i federacija (s. 104-107). Ovaj
autor navodi da su unije „oblici povezivanja država koji se nalaze na sredini
između konfederacije i federacije.“ – (s. 109). Dijeli ih na realne i personalne unije,
a kao vrstu personalne unije podrazumijeva protektorat: „Kao oblik državnog
uređenja, unije su u modernom dobu iščezle, i na njih donekle podsjećaju samo
veze nekih malih evropskih državica sa susjednim državama, koje za njih
obavljaju većinu najvažnijih poslova (veze San Marina sa Italijom, Monaka sa
Francuskom, Lihtenštajna sa Švajcaskom i Andore sa Španijom i Francuskom).
Takva veza naziva se protektoratom (štićeništvom)“ (s 109.).
Međutim, moderna pravna teorija kao ni međunarodno pravo ne smatraju
protektorat za oblik državnog uređenja već za odnos ovisnosti. Tako ih svrstava
Degan (2000), a ne među oblike država (s. 294-295). Najviše su protektori bili
Francuskaii i Ujedinjeno Kraljevstvo Velike Britanije i Sjeverne Irskeiii.
Schweisfurth (2006) je dao detaljan pregled protektorata UK (s. 25.). Može se reći
da je klasičnih protektorata, kao odnosa dvije države (zaštitnice i štićenice) kroz
povijest nestalo i da su se oni transformirali u tzv. „Međunararodnu teritorijalnu
upravu“, institut međunarodne zajednice kojim ona osigurava međunarodni
pravni poredak. Protektorat nisu ni slučajevi kad se manja država služi većom za
obavljanje određenih poslova (primjer Lihtenštajna u odnosu sa Švicarskom ili
San Marina u odnosu sa Italijom), gdje države imaju autonomiju odlučivanja. To
npr. nije slučaj sa Monakomiv pa se može reći da je ispravna tvrdnja Seidla i
Hohenvelderna (2006) da je ovo jedan od rijetkih primjera (oslabljenog)
protektorata u savremenom društvu (s. 176.).
3. ULOGA EKSTERNOG FAKTORA U USTAVOTVORNOM DRŽAVNOM POSTUPKU
„Daytonski“ ustav nije jedini slučaj u ustavnoj istoriji da je ustav određene
države sačinjen uz pomoć i nadzor eksternog faktora. Tako su savezničke
okupacijske sile, nakon poraza Njemačke u Drugom svjetskom ratu, ukinule
Weimarski ustav, koji je bio na snazi u Njemačkoj od 1919. do 1945. godine. Na
snagu je, u Zapadnoj Njemačkoj“ stupio Temeljni zakon (23. 05. 1949. godine,
nakon što je odobren 08. 05. 1949. godine, u Bonnu (sve su Zemlje, osim Bavarske,
takođe potvrdile), te od, strane Saveznika Drugog Svjetskog rata 12. 05. 1949.
godine). Ovaj ustav je sada, uz određene amandmane, na snazi u Saveznoj
Republici Njemačkoj. Sačinili su ga, pod usmjeravanjem Zapadnih sila, 1948.
godine, ministri-predsjednici zapadnonjemačkih država, koji su formirali
Parlamentarno vijeće.
Takođe je Ustav Japana od 03. 05. 1947. godine, kojeg je, pod nadzorom
Vrhovnog komandanta Savezničkih snaga, Douglasa MacArthura, sačinio
određen broj državnih službenika i vojnog osoblja SAD. Nakon toga su japanski
pripadnici akademske zajednice pregledali i modificirali tekst, prije konačnog
usvajanja ustava od strane Nacionalnog dijeta, parlamenta Japana. Ustav od
1947. godine je zamijenio dotadašnji autoritarni sistem kvaziapsolutne

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�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

monarhije, sa liberalnom demokratijom, a cilj učešća Saveznika je bio da se
suspregne militaristički nacionalizam japanske vlade.
4. SUVERENOST, MEĐUNARODNO PRAVO I USTAVNO PRAVO
Tri osnovna elementa državne organizacije su: stanovništvo, teritorija i
suverena vlast.
Prije nego što objasnimo sintagmu „suverena vlast“, trebamo prvo
objasniti šta zapravo znači termin „vlast“ i u čemu je to suštinska razlika između
moći i vlasti. Vlast je institucionalizovana i legitimizovana moć. Prema Viskoviću
(2006) „Vlast je nešto više od gole moći i prisile. To je prisila koja je legitimna ili
barem formalno zasnovana na običajnim i pravnim normama, tj. koja je po
mišljenju nekih ljudi opravdana kao „dobra“ ili se barem poziva na običaj i
pravo.“ (s. 19). Vlast znači da se tačno znaju hijerarhijski odnosi između onih koji
imaju vlast i onih koji je nemaju (tj. između nadređenih i podređenih) i da se ti
odnosi moraju poštovati. Razne su vrste vlasti, ako je moć određenih društvenih
subjekata zasnovana na pravnim normama. Tako postoje ekonomska vlast,
roditeljska vlast, državna vlast. Ova zadnja, državna vlast najviša je vlast u društvu.
Vrhovnost državne vlasti je element državne suverenosti. Državna suverenost se
manifestira dvojako:
1. kao unutrašnja suverenost (profesor Visković ju naziva „pravna vrhovnost“) i 2.
kao vanjska suverenost.
1. Unutrašnja suverenost državne vlasti znači da država ima isključivo pravo da
stvara najviše pravne akte. Državna vlast ima pravo izricati određene sankcije za
nepoštivanje dispozicija pravnih normi iz pravnih akata koje je donijela, i u tu
svrhu koristi prinudu. Ona je jedina organizacija u društvu koja ima monopol
legalne fizičke prinude. Perić (1994) navodi:„“Glede toga predložio bih da državu
treba šire definirati kao onu društvenu organizaciju koja ima: (1) VLAST, koja (a)
unutar državnih granica raspolaže NE monopolom prisile, nego NAJVEĆOM
prisilom, (b) u odnosu na druge države, dakle „prema vani“, nastupa kao
„jednak s jednakima“. Ova vlast, također, ima sljedeća obilježja: ona je društvena
organizacija, suverena, ona je i prisilna. Ima svoj: (2) TERITORIJ, (3)
STANOVNIŠTVO i (4) PRAVO, tj. PRAVNI POREDAK. Ukazujući na činjenicu
da državna vlast, ako hoće ostati državna, mora na svom teritoriju raspolagati
(ne monopolom fizičke prisile, jer to je nemoguće) n a j v e ć o m ili n a j j a č o m
p r i s i l o m. Nadalje, ako takva država izgubi i tu najjaču prisilu, ona bi prestala
biti državna vlast i njene bi izreke prestale biti pravo. Druga politička snaga, koja
bi u svoje ruke preuzela ili osvojila tu najveću i najjaču prisilu, time bi postala i
nova državna vlast.“ (s. 137). Država nije i jedina organizacija u društvu koja
stvara pravne norme. To su i brojni subjekti autonomnog prava (privredna
društva, vjerske organizacije, sindikati...). Moderno poimanje suverenosti je
nastalo zahvaljujući konceptima narodne suverenosti i pravne države. Ono je
dokinulo apsolutističko, feudalno poimanje suverenosti države o pravno
neograničenoj vlasti monarha.

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�Bosna i Hercegovina - država ili protektorat?
Davor Trlin &amp; Esad Oruč

2. Vanjska suverenost državne vlasti znači da je državna vlast nezavisna u odnosu
na druge državne vlasti (tj. jednoj državi nijedna druga država ne može nametati
svoju volju). Ona je u međunarodnim odnosima ravnopravna sa drugim
državnim vlastima, bez obzira na sve razlike koje u modernom društvu
objektivno postoje između država. Ipak, postoje i određeni, istina, ne brojni
slučajevi pravne neravnopravnosti državnih vlasti u međunarodnoj zajednici i
međunarodnim odnosima. To se najbolje vidi na primjeru Vijeća sigurnosti, gdje
sile pobjednice Drugog svjetskog rata imaju pravo veta.
Suverenost državne vlasti u modernom društvu može biti veća ili manja.
Brojne su države u kojima se vode oružani sukobi i one koje su u specifičnim
odnosima ovisnosti o drugim državama, međunarodnim organizacijama ili čak
cijeloj međunarodnoj zajednici država.
Svaka država mora pribavljati sredstva kojim se osigurava materijalna
osnova za brojne zadatke koje država mora obavljati, ali i da bi mogla egzistirati.
Tim sredstvima se zadovoljavaju i objektivno postojeće potrebe u društvu
(prvenstveno ekonomsko-socijalne prirode), ali se i zadovoljavaju dobra
neophodna za reprodukciju ljudske vrste i same države.
Postavlja se pitanje da li šira decentralizacija unitarne države, odnosno
veće nadležnosti federalnih jedinica, znače i dijeljenje suverene državne vlasti
između oblika decentralizacije i unitarnih država, odnosno federalnih jedinica i
federacije? Teoretski, suverenost državne vlasti ne može biti podijeljena.
Suverenost državne vlasti je jedinstvena. Određena unitarna država ili federacija
može samo biti više ili manje suverena, ako je u unitarnoj državi oblicima
decentralizacije data široka autonomija – npr. kod zakonodavne decentralizacije,
odnosno ako u federativno uređenim državama federalne jedinice imaju brojne
nadležnosti i to one koje su u velikom broju federacija na saveznom nivou.
Zavisno od oblika državnog uređenja, uže političko-teritorijalne zajednice
mogu dobiti određena prava i dužnosti reguliranja finansijskih odnosa na svojoj
teritoriji. Tako, samo federalne jedinice, kao i sama federacija imaju finansijska
prava. To nije slučaj (izuzev kod zakonodavne decentralizacije), kod unitarnih
država. Dakle, kod unitarnih država, za razliku od federacija, samo centralna
vlast ima (puni) finansijski suverenitet. Kod Dautbašića (2004), u njegovom
udžbeniku, nalazimo da je kod unitarnih država postoje dva sistema regulisanja
odnosa između centralnih organa i decentralizovanih i lokalnih organacentralizovani i decentralizovani finansijski (fiskalni) suverenitet (s. 57). Kode
centralizovanog finansijskog suvereniteta, kakav je apliciran npr. u Francuskoj
Republici, centralne vlasti zakonom utvrđuju temeljne elemente fiskalnih
dažbina (npr. porezna osnovica), a decentralizovani organi i lokalni organi
svojim pravnim aktima dalje razrađuju i reguliraju ove dažbine. Decentralizirani
finansijski suverenitet (npr. primijenjen u Ujedinjenom Kraljevstvu Velike
Britanije i Sjeverne Irske), znači da decentralizovani i lokalni organi vlasti imaju
široke ovlasti u pogledu reguliranja finansijskih (i uže, fiskalnih) odnosa, dok
centralni organi samo kontroliraju cjelokupni finansijski i fiskalni sistem unitarne
države. Kod federacija postoje i vertikalno i horizontalno raspoređivanje potreba
i prihoda, tj. raspoređivanje između federacije i federalnih jedinica i

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javnopravnih kolektiviteta, i horizontalno raspoređivanje potreba i prihoda, tj
raspoređivanje između javnopravnih kolektiviteta istog stepena. Profesor
Dautbašić (2004) navodi da se vertikalno raspoređivanje prihoda vršilo, a i sada
se vrši, po nekim od sljedećih sistema: sistem učešća, konkurentni sistem, sistem
odvajanja, sistem povezivanja (zajednica), sistem jednoobraznosti, kombinirani
sistem, te da postoje dva metoda za primjenu sistema separacije, sistema
zajednice i mješovitog (kombiniranog) sistema: automatski (utvrđuje se fiksna
kvota prihoda za nosioce finansiranja) i diskrecioni (koji se sastoji od
pojedinačnog odlučivanja o raspoređivanju prihoda u ovisnosti o vrsti i obimu
potreba) (s. 58-62).
Još treba napomenuti da je svaka državna vlast titular javnih subjektivnih
prava. Ona se nazivaju državnim javnim subjektivnim pravima. Dihotomija
javnih subjektivnih prava je, inače, na individualna javna subjektivna prava i
državna javna subjektivna prava. Otajagić (2005) piše o državnim javnim
subjektivnim pravima, te objašnjava da se ona nalaze u ustavnom, upravnom i
procesnom pravu, i prema svom objektu, dijele se na: 1. čisto lična državna prava,
odnosno prava na svoju radnju (npr. pravo na krivičnu sankciju utvrđenu
krivičnim zakonima); 2. prava države na tuđu radnju neimovinskog karaktera
(npr. pravo na vojnu službu pojedinaca); 3. prava na tuđu radnju imovinske
prirode (npr. pravo države na određivanje i naplatu poreza) i 4. čisto imovinska
državna prava (npr. pravo na slobodnu trgovinsku zonu u drugoj državi na
osnovu ugovora) (s 78 i 79). Kod unitarnih decentralizovanih država ne postoji,
izuzev kod zakonodavne decentralizacije, pojava da su oblici decentralizacije
titulari ovih državnih javnih subjektivnih prava. Rijetke su federacije koje na
centralnom nivou nemaju mnogo državnih javnih subjektivnih prava, a da ih
suprotno, federalne jedinice imaju više nego savezna vlast.

5. MEĐUNARODNO UGOVARANJE USTAVA: SLUČAJ BIH
Kod Sokola i Smerdela (1998) nalazimo da je Daytonski mirovni sporazum
sklopljen između predsjednika Republike Hrvatske, Republike Bosne i
Hercegovine i Savezne Republike Jugoslavije, uz sudjelovanje predstavnika
konstitutivnih naroda u BiH, te uz aktivno sudjelovanje američkih dužnosnika (s
297). Ovim sporazumom je okončan oružani sukob ali su se i postavili temelji za
organizaciju državne vlasti BiH. Potpisan je u Parizu 14. 12. 1995. godine, kao
Opći okvirni sporazum za mir. Opće odredbe Sporazuma, potpisali su, za
Republiku BiH, Alija Izetbegović, za Republiku Hrvatsku, Franjo Tuđman, za
Saveznu Republiku Jugoslaviju, Slobodan Milošević. Kao svjedoci, Sporazum su
potpisali predstavnici EU, Francuske Republike, Savezne Republike Njemačke,
Ruske Federacije, Ujedinjenog Kraljevstva Britanije i Sjeverne Irske i Sjedinjenih
Američkih Država. Ovaj dokument ima 11 članova, te isto toliko aneksa. Kod
Bakotića su navedeni Aneksi (1998): Aneks 1-A - Sporazum o vojnim aspektima
mirovnog rješenja, Aneks 1-B - Sporazum o regionalnoj stabilizaciji, Aneks 2 Sporazum o granici među entitetima i srodnim pitanjima, Aneks 3 - Sporazum o

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izborima, Aneks 4 - Ustav, Aneks 5 - Sporazum o arbitraži, Aneks 6 - Sporazum
o pravima čovjeka, Aneks 7 - Sporazum o izbjeglicama i prognanicima, Aneks 8
- Sporazum o komisiji za očuvanje nacionalnih spomenika, Aneks 9 - Sporazum
o javnim poduzećima Bosne i Hercegovine, Aneks 10 - Sporazum o provedbi
civilnih aspekata, Aneks 11 - Sporazum o međunarodnim operativnim
policijskim snagama (s. 6). Pored ovih 11 aneksa, koji uređuju detaljnije obaveze
za njegovu realizaciju, postoje još dva opća dodatka – Sporazum o parafiranju i
Završnu izjavu sudionika u posrednim mirovnim pregovorima u BiH.
Sporazumom nijedna strana nije stekla pravo nad Bosnom i Hercegovinom.
Kada je riječ o centralnom istraživačkom pitanju ovog rada, treba napomenuti da
su se strane obavezale prihvatiti aranžmane koji se odnose na civilnu
implementaciju sporazuma, tj. OHR i Visokog predstavnika. Aneksom 10,
potpisnici „zahtijevaju imenovanje visokog predstavnika, koji će biti imenovan u
skladu sa relevantnim rezolucijama Savjeta bezbjednosti UN“, takođe je Visokom
predstavniku u mandat dato i tumačenje Sporazuma. Na osnovu ovog aneksa,
uspostavljen je Ured Visokog predstavnika.
6. DA LI JE BOSNA I HERCEGOVINA PROTEKTORAT: TEORIJA I NORMA
Ideja o Bosni i Hercegovini kao protektoratu se često spominjala tokom 1993.
godine u sklopu mirovnih pregovora i različituh prijedloga za prekid ratnih
sukoba i buduće organizacije države, a Andrassy, Bakotić i Vukas (2006) pisali
da se predlagala se čak i za pojedine dijelove Bosne i Hercegovine ili gradove (s.
111). Daytonski sporazum uspostavio je sistem uloge međunarodne zajednice u
funkcioniranju javnog sistema u BiH. Tako Aneks 3 (Sporazum o izborima),
zadužuje OSCE da uspostavi izborni sistem u BiH. Aneksom 7 (Sporazum o
izbjeglicama i prognanicima) poziva se UNHCR da pripremi plan repatrijacije i
povratka raseljenih osoba. Organizacija Ujedinjenih Nacija je, na osnovu
Sporazuma o Međunarodnim operativnim snagama, zadužena da organizira
policijske snage. Za ovaj rad najznačajniji je Aneks 10 koji predviđa instituciju
Visokog predstavnika čiji je, kako se navodi kod Sloan (1998) zadatak da
koordinira aktivnostima organizacija i agencija koje se uključene u projekat
civilnog aspekta mirovnog rješenja (s. 84). Prvi Visoki predstavnik bio je švedski
diplomat Carl Bildt, koji je za vrijeme svog mandata formirao Vijeće za provedbu
mira, koje je uključivalo 40 zemalja i 10 međunarodnih organizacija, s ciljem
koordinacije humanitarnih organizacija, Ujedinjenih nacija, UNHCR-a i OSCE-a.
Bosna i Hercegovina je bila podvrgnuta saradnji sa Haškim sudom za bivšu
Jugoslaviju (ICTY). Član IX. Ustava BiH je odredio: “Nijedna osoba koja izdržava
kaznu što ju je izrekao Međunarodni sud za bivšu Jugoslaviju i nijedna osoba
protiv koje je taj sud podigao optužnicu, a koja se nije pokorila nalogu da izađe
preda nj, ne može se kandidirati ni biti imenovana ili birana ili na koji drugi način
postavljena na bilo koju javnu funkciju na području Bosne i Hercegovine.” Ovo
se ne može smatrati ograničenjem suvereniteta u okviru protektorata
međunarodne zajednice, nego naprosto obavezom države koja je proistekla iz

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članstva u Ujedinjenim Nacijama. U prilog tome ide i činjenica da su i Hrvatska,
te Srbija i Crna Gora imale jednaku obavezu saradnje sa istim međunarodnim
forumom.
Smatramo da se može prihvatiti Maslin (2000) da je Opći okvirni
sporazum za mir, ugovorni odnos kojim bi se mogao zasnovati odnos
protektorata (s. 8). Međutim, njime se on nije zasnovao niti proglasio (a takođe
ni neki drugi oblik ovisnosti, npr. starateljstvo).v Protektirani odnos nije reguliran
ni u jednom od ugovorenih odnosa i ovo je vjerovatno i ključni argument za
osporovanje teze da je Bosna i Hercegovina protektorat (Dautbašić 1998, 51 ).
Nema države kao subjekta međunarodnog prava koja stupa u funkciju
protektora niti se vidi izražena volja Bosne i Hercegovine da slobodu u
odlučivanju podvrgne ograničavanju od strane druge države. Da Bosna i
Hercegovina nije protektorat posebno se vidi i iz činjenice da su državni organi
Bosne i Hercegovine vanjsku suverenost od početka post-Daytonske ere imali u
potpunom kapacitetu, a država je svoj međunarodnopravni subjektivitet
koristila bez ikakvih ograničenja kakva su imale protektirane države (Maslin
2000, 6). Ostalo je da ispitamo da li je unutrašnja suverenost ograničena, što ćemo
učiniti u redovima koji slijede.
Iz brojnih normativnih rješenja može se zaključiti da Bosna i Hercegovina
nije protektorat. Tako, Ustav BiH u članu I ističe kontinuitet Republike Bosne i
Hercegovine koja nastavlja pravno postojanje prema međunarodnom pravu kao
država, uz prilagodbu unutrašnjeg uređenja prema predviđenim odredbama
Sporazuma. Bosna i Hercegovina ostaje članica Ujedinjenih nacija, te može tražiti
članstvo u organizacijama unutar sistema Ujedinjenih nacija i drugim
međunarodnim organizacijama. Takođe, prema članu VII/2 Ustava BiH, ostaje
ili postaje strankom međunarodnih sporazuma nabrojenih u Prilogu I Ustava.vi
U prilog tezi da Bosna i Hercegovina nije protektorat idu i određene nadležnosti
Predsjedništva BiH, i to: samostalno vođenje vanjske politike, imenovanje
ambasadora i drugih međunarodnih predstavnika Bosne i Hercegovine,
predstavljanje Bosne i Hercegovinu u međunarodnim i evropskim
organizacijama i ustanovama, te mogućnost traženja članstva u organizacijama i
ustanovama kojih Bosna i Hercegovina nije članica. Iz ovoga se može zaključiti
da Bosna i Hercegovina nije ni protektorat potpunog oblika.
Osnovi tvrdnji zastupnika ideje da Bosna i Hercegovina jeste protektorat,
nalaze se u pojedinim odredbama Ustava, a posebno Aneksa 10, koji sadrži
Sporazum o provedbi civilnih aspekata mirovnog rješenja. Kada je riječ o Ustavu,
u navedenom smislu, relevantne su odredbe koje uređuju izbor i imenovanje
sudaca Ustavnog suda BiH. Tri suda Ustavnog suda (od ukupno devet) bira
predsjednik Evropskog suda za ljudska prava, a oni ne smiju biti državljani
Bosne i Hercegovine ni susjednih država. Prvog guvernera Centralne banke, koji
također nije smio biti državljanin Bosne i Hercegovine niti neke susjedne države,
imenovao je Međunarodni monetarni fond, a Ustav BiH je propisao i da
Guverner može imati odlučujući glas u slučaju neriješenog ishoda glasanja (Član
VII.2 Ustava BiH.).

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Kod Bakotića (1998) se može izvršiti uvid da je ključni razlog zašto su
pojedini autori tvrdili da je Bosna i Hercegovina protektorat je pravni položaj
Visokog predstavnika u ustavnom sistemu BiH, a posebno njegovo konačno
pravo u pogledu tumačenja Sporazuma o provedbi civilnih aspekata mirovnog
rješenja (s. 148). Treba napomenuti da se rješenja koja se tiču Visokog
predstavnika, mogu dovesti u suprotnost sa Aneksom 4, koji propisuje da su
građani i konstitutivni narodi i Ostali u Bosni i Hercegovini suvereni. Drugi
razlog je bio angažman međunarodne zajednice u vidu Međunarodnih
operativnih policijskih snaga Ujedinjenih nacija (IPTF) zbog implementacije
programa pomoći u cijeloj Bosni i Hercegovini. IPTF je nastao nakon što su
Republika Bosna i Hergecovina, Federacija Bosne i Hercegovine i Republika
Srpska, zaključili Sporazum o međunarodnim oružanim snagama, na osnovu
kojeg su zahtijevali da Vijeće sigurnosti UN pokrene operaciju UNCIVPOL, tj. da
uspostavi vid UN policije sa ciljem povećanja međunarodnog mira i sigurnosti,
podržavanjem država članica u konfliktu, post-konfliktnim i drugim kriznim
situacijama. Cilj je bio realizirati efektivnu, efikasnu, reprezentativnu,
odgovarajuću i odgovornu policijsku službu koja služi i štiti populaciju. IPTF je
bio autonoman u obavljanju poslova, a njihovim aktivnostima koordinirao je
Visoki predstavnik, koji je izdavao upute Povjereniku na čelu IPTF-a. Između
ostalog, pomoć IPTF-a se sastojala u obučavanju osoblja za osiguranje primjene
prava te procjenu prijetnji javnom poretku, te savjetovanje u pogledu sposobnosti
službi za osiguranje primjene prava da se nose s takvim prijetnjama.
Od 1998. godine, visoki predstavnik međunarodne zajednice je dobio
prošireni mandat, pa je mogao sam donositi odluke koje ustavni organi ne mogu
donijeti. Ovo, kao i prisustvo SFOR-a je opredijelilo pojedine autore, poput
Sokola i Smerdela (1998), da zauzmu stav da je Bosna i Hercegovine protektorat
(s. 299). Koncem 1997. godine, Vijeće za provedbu mira u BiH u Bonnu
jednostavno „pozdravlja odluku Visokog predstavnika da koristi svoje široke
ovlasti“, a što uključuje ovlast smjenjivanja izabranih dužnosnika, nametanja i
ukidanja zakona u Bosni i Hercegovini, kao i drugih nedefiniranih mjera koje on
smatra nužnima. Zbog ovakve formulacije, tj. načelnog odobravanja preuzimanja
ovih ovlasti od strane Visokog predstavnika na ovoj konferenciji, one se danas
zovu Bonskima. Visoki predstavnik je imao autonomiju u korištenju „Bonskih
ovlasti“; države potpisnice i države svjedoci Daytonskog sporazuma nisu imale
nikakvu ulogu. Visoki predstavnik, nikome nije davao argumente, obrazloženja
za donesene odluke. Pojedini autori, poput Pehara (2012) su smatrali da za njih i
nije bilo moguće podastrijeti jasne, razumljive i opće valjane razloge (s 3-9).
Visoki predstavnik u implementaciji ovih ovlasti preuzeo tri državne funkcijezakonodavnu, izvršnu i sudsku. Odluke mu po pravnoj prirodi najviše liče na
akte egzekutive, budući da su neposredno izvršive. Ovo je u kontradikciji sa
postojanjem Ustavnog suda BiH, ali i implementacija Schmittove ideje da čuvar
ustava treba biti predsjednik, tj. izvršna vlast (s. 211-253) (za razliku od Kelsena,
koji je tvrdio da to treba biti ustavni sud). Visoki predstavnik je ovlašten da
tumači Daytonski sporazum u cijelosti, pa i odredbi koje se tiču samog sebe, tj.
on ima ovlast tumačenja svojih ovlasti. Njegov legitimitet izvodi se „odozdo“, tj.

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iz građana Bosne i Hercegovine, ali i „odozgo“, jer on treba da djeluje po
uputama Upravnog odbora Vijeća za provedbu mira (PIC-a).vii
7. AKTIVITET MEĐUNARODNE ZAJEDNICE PREMA DRŽAVNIM ORGANIMA BIH
Decembra 1995. godine je Vijeće sigurnosti Ujedinjenih nacija ovlastilo države
članice da u roku od godine dana uspostave međunarodne implementacijske
snage (IFOR) sa mandatom da nadziru i podupiru provedbu odredbi Sporazuma
o vojnim aspektima mirovnog rješenja i Sporazuma o regionalnoj stabilizaciji, te
djeluju u skladu sa glavom VII Povelje Ujedinjenih nacija. Prema Lerotiću (2004),
provedbu sporazuma trebale su jamčiti snage NATO-a od 60.000 vojnika (s. 138).
Lapaš (2004) navodi da je IFOR, sastavljen od kopnenih, zračnih i pomorskih
snaga NATO-a, (s. 217) je zamijenio UNPROFOR, a kasnije su snage IFOR-a
zamijenile Stabilizacijske snage (SFOR). Aneks 10 se vrlo teško provodio.
Prisustvo međunarodne zajednice se opravdavalo nedovoljnim stepenom
demokratičnosti lokalnih lidera, i to OHR-a za provedbu postavljenih
demokratskih ciljeva, a ITA-e za tržišnu ekonomiju i slobodu medija (Wilde 2001,
601).
Iako je „bonski“ mandat evidentno nedemokratski, korišten je više puta u
toku evolucije društveno-političkog sistema post-Daytonske BiH. U početku su
visoki predstavnici snažno koristili „bonske“ ovlasti, i to kroz cijeli period svog
mandata. Ilustrativan je primjer nametanja amandmana na Ustav F BiH, koji je
Visoki predstavnik Wolfgang Petrisch izveo pred kraj mandata, u aprilu 2002.
godine, a na osnovu odluke Ustavnog suda F BiH iz jula 2000. godine. Visoki
predstavnik Valentin Inzcko je 2011. godine suspendirao Odluku Središnjeg
izbornog povjerenstva, tijela koje je među najvažnijim u institucionalnodemokratskom sistemu. Visoki predstavnik Schwarz-Schilling je 2007. godine
donio odluku da je nevažeća odluka Ustavnog suda BiH u kojoj je utvrđeno da
su smjene ili zabrane rada političkih dužnosnika u BiH od strane Visokih
predstavnika, kršenje temeljnih političkih prava tih dužnosnika. Na ovaj način se
dovodila u pitanje i vladavina prava u BiH. Takođe se onemogućilo da su sva tri
kulturna segmenta u BiH, postojanje i funkcionisanjem institucije Visokog
predstavnika, onemogućene da kroz neposredni dijalog dođu do rješenja (O
stavovima Visokog predstavnika Carlosa Westendropa u: D’Amato 1999,). Istina,
dešavalo se i da se izbjegne djelovanje Visokog predstavnika. Republika Srpska
je uspjela blokirati Lajčakovu odluku od 19. oktobra 2007. godine o promjeni
etničkih kvota potrebnih za ulaganje veta u Vijeću ministara i Parlamentu BiH.
Milorad Dodik je 2011. godine uspio zaobići Visokog predstavnika Valentina
Inzka i postići dogovor s visokom predstavnicom EU za vanjske poslove i
sigurnosnu politiku, Catherine Ashton, o potrebi reformiranja pravosudnih
organa na nivou BiH.
Aktivitetom Visokog predstavnika formirane su brojne institucije na
državnom nivou (uspostavljeno Visoko sudsko i tužilačko vijeće BiH,
uspostavljeni Sud BiH i Tužilaštvo BiH), te prenesene nadležnosti sa entiteta na

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nivo Bosne i Hercegovine. Od 2000.-2006. godine došlo je do obimne izmjene
ustavnog uređenja BiH, bez ijedne intervencije u sam Ustav BiH, ali su zato
izvršene izmjene entitetskih i kantonalnih ustava, a brojni zakoni su stupilli na
snagu. Ovdje je međunarodna zajednica imala odlučujuću ulogu, putem Ureda
Visokog predstavnika. Od 2006. godine su domaće politične snage sve više i više
preuzimale ulogu u legislativi. Nakon ovog perioda se generalno smanjivala
intervencija međunarodne zajednice u pravni sistem BiH, a region je generalno
bio manje u fokusu također. Neki su sektori javnog sistema reformisani bez
nametanja rješenja od Visokog predstavnika (odbrana, uspostavljanje sistema
indirektnog oporezivanja, itd.).
Ključna godina za promjenu uloge Visokog predstavnika u političkoj
praksi bila je 2006. godina. Prvo je, nakon isteka mandata Paddyja Ashdowna,viii
Upravni Odbor Vijeća za provedbu mira, donio odluku o pripremi zatvaranja
Ureda visokog predstavnika, odnosno o prestanku važenja „bonskoga
mandata“. Nakon toga je došlo do neusvajanja tzv. „Aprilskog paketa“ ustavnih
reformi. PIC je Odluku o pripremi za zatvaranje Ureda visokog predstavnika,
odnosno o prestanku važenja „bonskog mandata“ donio 23. 06. 2006. godine. Ova
je odluka obrazložena činjenicom da je vrijeme da BiH preuzme odgovornost za
vlastitu sudbinu. Istovremeno je BiH iz faze implementacije Daytona ušla u fazu
„euro-atlantskih integracija“. U februaru 2007. Upravni odbor PIC-a odgađa tu
odluku, a mandat Visokog predstavnika je produžen za nešto više od godinu
dana (do juna 2008.). Samo je Rusija izdvojila mišljenje u komunikeu o podršci
djelovanja Visokog predstavnika pod „bonskim ovlastima“. Vremenom je
konsenzus o primjeni „bonskih ovlasti“ iščezao.
Politički direktori Upravnog odbora Vijeća za provedbu mira su na sastanku u
Bruxellessu 26. i 27. 02. 2008. godine utvrdili slijedeće zahtjeve koje organi BiH
trebaju ispuniti prije zatvaranja OHR-a, a koje su organi Bosne i Hercegovine već
prethodno prihvatili:
- Prihvatljivo i održivo rješenje pitanja raspodjele imovine između države i
drugih razina vlasti;
- Prihvatljivo i održivo rješenje za vojnu imovinu;
- Potpuna provedba Konačne odluke za Brčko;
- Fiskalna održivost (promovirana putem Sporazuma o utvrđivanju stalne
metodologije za utvrđivanje koeficijenata za raspodjelu sredstava UINOa i osnivanje Nacionalnog fiskalnog vijeća); i
- Zaživljavanje vladavine prava (demonstrirano putem usvajanja Državne
strategije za ratne zločine, donošenjem Zakona o strancima i azilu i
usvajanjem Državne strategije za reformu sektora pravosuđa).
Pored ovih ciljeva, Upravni odbor Vijeća za provedbu mira je također utvrdio
dva uvjeta koje treba ispuniti prije zatvaranja OHR-a:
- Potpisivanje SSP-a; i
- Pozitivna procjena situacije u BiH od strane Upravnog odbora Vijeća za
provedbu mira utemeljena na punom poštivanju Daytonskog mirovnog
sporazuma.

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Upravni odbor Vijeća za provedbu mira je redovno na svojim sastancima
od 2008. godine vršio uvid u pomake ostvarene u pogledu realiziranja programa
(tzv. 5+2). OHR je konstatovao da, iako su u nekim oblastima ostvareni pomaci,
zbog neslaganja domaćih političkih elita, postoje zastoji u realizaciji programa.
Nakon ovog perioda je Visoki predstavnik prestao sa intervencijama u
pravni sistem BiH. Pehar (2014) smatra da se ovo, pored težnje o samostalnom
razvoju bosanskohercegovačke demokratije, vjerovatno desilo i zbog nastojanja
da se na globalnom planu spriječe konfrontacije između Ruske Federacije i SAD,
te između SAD i Evropske unije.
8. ZAKLJUČAK
Protektorat nije institut savremenog međunarodnog i unutrašnjeg prava. Danas
su rijetke situacije u kojima samo jedna država obnaša ulogu države zaštitnice.
Umjesto protektorata u ulozi zaštitnika određene države u posljednih četrdeset
godina se javlja međunarodna zajednica kroz tzv. međunarodnu teritorijalnu
upravu. Daytonski mirovni sporazum ne predviđa protektorat i vrlo je precizan
u određivanju uloge Visokog predstavnika, kada mu propisuje da je dužan da
„pomaže naporima koje strane ulažu“, da „nadgleda“ i „koordinira“. Uloga
međunarodne zajednice je, uz neke druge faktore, bila segment ograničenja
unutrašnjeg suvereniteta Bosne i Hercegovine, iako je, paradoksalno, mnogo
učinila u formiranju državnih organa i sprovođenju izbora. Ostali su drugi
faktori koji ometaju da Bosna i Hercegovina ima pun unutrašnji kapacitet na
svom teritoriju, a to su prvenstveno djelovanje pojedinih političkih elita, ali
izvedbeni oblik federalizma, koji su manifestuje kroz manjak ekonomskih
funkcija BiH te generalno državnih javnih subjektivnih prava (oba koncepta su
predstavljena u poglavlju 4). Stiče se dojam da je strategija izlaska međunarodne
zajednice iz ustavnog i političkog sistema Bosne i Hercegovine bila da se ne
oktroiraju demokratske vrijednosti, već da njen politički sloj i njeni građani,
moraju da ih nauče, a za to treba vremena. Nastojalo se i vremenom ograničene
ovlasti Visokog predstavnika rijetko koristiti kako bi se državljanima Bosne i
Hercegovine dala prilika da sami upravljaju svojom sudbinom. Smanjivala se
ovisnost Bosne i Hercegovine od međunarodne zajednice. „Klasičnim“
protektoratom bi ova ovisnost bila još i veća, a spriječila bi samoodrživost
bosanskohercegovačkog društva. Vježbe iz demokratije su svaki slijedeći izbori,
koji se odavno odvijaju bez međunarodne zajednice. Međunarodna zajednice želi
pustiti političkim elitama da se dogovore oko novog Ustava. Takođe, ne miješa
se u proces odvajanja ekonomije i pravosuđa od politike, što se odvija veoma
sporo. Iz svega se vidi da se trenutno i da će se u budućnosti uloga međunarodne
zajednice svoditi na to da usmjerava i pomaže. Nejasno je da li će Visoki
predstavnik u budućnosti nametati određene ključne zakone (ekonomske
reforme, povratak izbjeglica, nova radna mjesta...), ako većina članova
parlamenata ne bude spremna da ih donese. Najavljeno je npr. nametanje Zakona
o negiranju genocida. U intervjuu za njemački TAZ, Visoki predstavnik Valentin

44

�Bosna i Hercegovina - država ili protektorat?
Davor Trlin &amp; Esad Oruč

Inzko je nedavno izjavio kako tzv. princip pod nazivom „ownership” (princip
preuzimanja odgovornosti od strane domaćih političara) nije bio uspješan u
BiH. Pojasnio je i da je OHR imao dvije faze: „robusnu fazu koja je trajala 12
godina i koja je donijela čuda – zajedničku graničnu policiju, šest dodatnih
ministarstava na razini cijele države, zajedničko Ministarstvo odbrane pri čemu
je od tri vojske postala jedna kao i zajedničku valutu – konvertibilnu marku koja
je postala stabilna.”. Nakon ovog je nastupila druga faza suzdržavanja od
primjene Bonskih ovlasti, a Inzko smatra i da bi sada trebala uslijediti „treća faza
u kojoj bismo morali ponoviti neke elemente iz prve faze, inače ćemo izgubiti još
15 godina”. Bosna i Hercegovine evidentno može funkcionisati i bez velikog
uplitanja međunarodne zajednice, ali je njen put prema Evro-Atlantskim
integracijama onda jako spor. Djeluje da se procesi poput: jačanja nadležnosti
BiH, deblokada institucija i reforma pravosuđa, ne mogu adekvatno izvesti bez
međunarodne zajednice. To nas ipak ne dovodi do zaključka da je BiH
protektorat, što ona nije, ni prema teorijskom pojmu ovog odnosa ovisnosti, ali i
prema Daytonskom sporazumu. Činjenica je da taj odnos još uvijek ne postoji u
Teoriji države i prava, Međunarodnom pravu i Ustavnom pravu. Najbliži je
odnosu međunarodne uprave, ali nije ni to. Kada pravnici nešto ne mogu
definisati nazovu to sui generis (poseban oblik). Tako bismo i mi, do neke
adekvatnije terminologije, nazvali odnos ovisnosti BiH prema međunarodnoj
zajednici, koji postoji i prema pravnim rješenjima, ali i npr. prema odnosu prema
MMF-u, nazvali „poseban oblik odnosa ovisnosti sui generis“.

45

�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

LITERATURA
1. Andrassy, J., Bakotić, B. &amp; Vukas, B. (2006) Međunarodno pravo, sv. 1, Zagreb:
Školska knjiga.
2. Bakotić, B. (1998) Daytonski sporazum, Zagreb: Pravni fakultet Sveučiliπta u
Zagrebu.
3. Dautbašić, I. (2004). Finansije i finansijsko pravo, Sarajevo: Magistrat.
4. Degan, V. Đ. (2000). Međunarodno javno pravo, Rijeka: Pravni fakultet Sveučilišta
u Rijeci.
5. Hoffman, G. (1987). Protectorates. u: R. Bernhardt, (ur.) Encyclopedia of Public
International Law, sv.10, Amsterdam, New York, Oxford, Tokyo, North-Holland,
1153-1154.
6. Ibler, V. (1987), Rječnik međunarodnog javnog prava, Zagreb: Informator.
7. Klaić, B. (1986) Rječnik stranih riječi, Zagreb: Nakladni zavod MH.
8. Lapaš, D. (2004) Sankcija u međunarodnom pravu, Zagreb: Pravni fakultet u
Zagrebu.
9. Lerotić, Z. (1996). Postdaytonska Hrvatska, Politička misao, sv. 33., br. 4., 131149.
10. Maslo, S. (2000). Bosna i Hercegovina između „principa odgovornosti“ i
protektorata, Pravna misao, 9-10/2000
11. Muhić, F. (1998) Teorija države i prava III izdanje, Sarajevo: Magistrat.
12.
Office
of
the
High
Representative
(2008).
Očitanje
sa:
http://www.ohr.int/program-52-2/ .
13. Otajagić, F. (2005). Javna subjektivna prava u složenim državama, Sarajevo:
Studentska štamparija Univerziteta u Sarajevu.
14. Pehar, D. (2012). Bosna i Hercegovina kao veleposlanstvo Visokog
predstavnika – republikanska kritika, Političke analize, br. 10, 3-9.
15. Pehar, D. (2014). Zašto Visoki predstavnik sa “bonskim” mandatom nikada
nije značio pozitivni pomak za Bosnu I Hercegovinu: četiri refleksije. Očitanje sa
linka: https://www.idpi.ba/visoki-predstavnik/
16. Perić, B. (1994) Država i pravni sustav, Šesto izdanje, Prvo izdanje u „Pravnoj
biblioteci“, Zagreb: Informator.
17. Rješenje Firera i Kancelara Rajha od 16. 03. 1939. godine, RGBI, I 1939 s. 485.
18. Schmitt, C. (1929) Čuvar ustava, u: S. Samardžić (iz.) Norma i odluka – Karl Šmit
i njegovi kritičari Prevod njemačkog originala: Danilo N. Basta, Beograd: „Filip
Višnjić“, 211-253
19. Schweisfurth, T. (2006). Völkerrecht, Tübingen.
20. Seidl I. &amp; Hohenveldern, T. (2006.). Völkerrecht Tübingen.
21. Sloan E. C. (1998). The General Framework Agreement for Peace in Bosnia
and Herzegovina u: Bosnia and the New Collective Security, London: Praeger, 1998.
22. Sokol &amp; Smerdel (1998) , Ustavno pravo, Zagreb: Informator.
23. Visković, N. (2006) Teorija države i prava, Zagreb: Birotehnika.
i

46

Usp. Rješenje Firera i Kancelara Rajha od 16. 03. 1939. godine, RGBI, I 1939 s. 485.

�Bosna i Hercegovina - država ili protektorat?
Davor Trlin &amp; Esad Oruč

Najpoznatiji su oni nad Marokom (od 1912.- 1956. godine), i Tunisom (1881.-1956. godine).
Posljednji britanski protektorat je Brunei . 1959. je Brunei dobio samostalnost, ali su vanjski poslovi i
odbrana i dalje bili u nadležnosti Ujedinjenog Kraljevstva. 1983. godine je ugovorena puna nezavisnost, a
od 01. 01. 1984. godine, Brunei je samostalna država, koja je 1984. godine primljena u Ujedinjene nacije.
iv Na osnovu ugovora od 27. 07. 1919. godine, Francuska je imala uticaja na personalni sastav vlade Monaka.
Do današnjeg dana, francuska vlada ima odgovornost za odbranu Monaka, dok Monako ima samo male
policijske snage i stražu palate. Ugovorom koji je potpisan 09. 11. 2005. u Parizu, Monako je dobio veću
autonomiju u međunarodnim odnosima, ali i dalje ima obavezu da se za najvažnija pitanja konsultira sa
Francuskom.
v Razlog je što bi takav odnos bio u suprotnosti sa članom 78. Povelje Ujedinjenih nacija i uslovima pod
kojima je BiH primljena u članstvo UN-a. Šire: Edin Šarčević, Ustav iz nužde, Rabic, Sarajevo, 2010., s. 332.
vi To su: Konvencija o sprečavanju i kažnjavanju zločina genocida iz 1948., Ženevske konvencije I-IV o zaštiti
žrtava rata iz 1949. sa Ženevskim protokolima I-II iz 1977., Konvencija o statusu izbjeglica iz 1951. s
Protokolom iz 1966., Konvencija o državljanstvu udatih žena iz 1957., Konvencija o smanjenju slučajeva bez
državljanstva iz 1961., Međunarodna konvencija o ukidanju svih oblika rasne diskriminacije iz 1965.,
Međunarodni pakt o ekonomskim, socijalnim i kulturnim pravima iz 1966., Međunarodni pakt o
građanskim i političkim pravima iz 1966. s fakultativnim protokolima iz 1966. i 1989., Konvencija o ukidanju
svih oblika diskriminacije žena iz 1979., Konvencija protiv mučenja i drugih okrutnih, nečovječnih ili
ponižavajućih postupaka ili kazni iz 1984., Evropska konvencija o sprečavanju mučenja i nečovječnih ili
ponižavajućih postupaka ili kazni iz 1987., Konvencija o pravima djeteta iz 1989., Međunarodna konvencija
o zaπtiti prava svih radnika migranata i članova njihovih obitelji iz 1990., Evropska povelja za regionalne ili
manjinske jezika iz 1992., Okvirna konvencija za zaštitu nacionalnih manjina iz 1994.
vii Ovo uključuje: Sjedinjene Američke Države, Ujedinjeno Kraljevstvo Velike Britanije i Sjeverne Irske
Njemačku, Francusku, Tursku (u ime Organizacije islamske konferencije), Rusku Federaciju, i
Predsjedništvo Evropske unije.
viii Riječ je o Visokom predstavniku koji je sa funkcije smijenio najviše dužnosnika u BiH (uključujući i
smjenu člana Predsjedništva BiH). Samo u 2004. godini je smijenio šezdeset dužnosnika Republike Srpske
zbog „nekooperativnosti u pronalaženju i hapšenju Radovana Karadžića“. Samo mjesec dana prije (juni) iste
godine, je Parlamentarna skupština Vijeća Evrope, pozdravila činjenicu smanjivanja broja intervencija
Visokog predstavnika u BiH, što je bila jedna indicija jačanja demokratije u BiH.
ii

iii

47

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                <text>U ovom radu ćemo, kroz analizu normativnog okvira za djelovanje ovih&#13;
institucija, ali i njihov sam aktivitet, te aplikaciju međunarodnih standarda u BiH,&#13;
pokušati doći do odgovora na pitanje da li je Bosna i Hercegovina država ili&#13;
protektorat. Kroz implementaciju Daytonskog sporazuma se postiglo dosta, ali&#13;
većinom je zaslužan bio aktivitet međunarodne zajednice. Taja aktivitet ni, prema&#13;
Općem okvirnom sporazumu za mir, ne predviđa protektorat. Ipak, posebno u&#13;
prvim godinama funkcioniranja post-Daytonske Bosne i Hercegovine, brojni&#13;
ustavno-pravni teoretičari su pokušavali definirati pravnu prirodu odnosa&#13;
ovisnosti Bosne i Hercegovine prema međunarodnoj zajednici u određenim&#13;
elementima (koja se kasnije sve više ublažavala). Rezultati su pokazali da nema&#13;
jednoznačnog odgovora. Ovo pitanje je u posljednjih petnaest godina u domaćoj&#13;
ali i regionalnoj ustavno-pravnoj nauci prešlo na periferiju interesiranja. Ali, čini&#13;
se da je vrijeme da ga se ponovo postavi, posebno u svjetlu najave promjena&#13;
odnosa ključnih subjekata međunarodne zajednice prema Bosni i Hercegovini.&#13;
Takođe nas interesuje i pitanje koje je povezano s ovim centralnim istraživačkim,&#13;
a to je stepen suvereniteta države Bosne i Hercegovine unutra, ali i prema vani,&#13;
imajući u vidu Daytonski konstrukt uključenosti međunarodne zajednice u&#13;
ustavno-politički sistem Bosne i Hercegovine. / In this paper, through the analysis of the normative framework for the&#13;
operation of these institutions, but also their activity, and the application of&#13;
international standards in BiH, we will try to find an answer to the question of&#13;
whether Bosnia and Herzegovina is a state or a protectorate. A lot has been&#13;
achieved through the implementation of the Dayton Agreement, but most of it was&#13;
due to the activity of the international community. According to the General&#13;
Framework Agreement for Peace, this activity does not envisage a protectorate.&#13;
However, especially in the first years of the functioning of post-Dayton Bosnia and&#13;
Herzegovina, many constitutional and legal theorists tried to define the legal&#13;
nature of Bosnia and Herzegovina's dependence on the international community&#13;
in certain elements (which later softened). The results showed no unambiguous&#13;
answer. In the last fifteen years, this issue has moved to the periphery of interest&#13;
in domestic and regional constitutional and legal science. But it seems the time to&#13;
re-establish it has come, especially in light of the announcement of changes in the&#13;
attitudes of key actors in the international community towards Bosnia and&#13;
Herzegovina. We are also interested in the issue related to this central research,&#13;
which is the degree of sovereignty of the state of Bosnia and Herzegovina inside&#13;
and outside, given the Dayton construct of the international community's&#13;
involvement in the constitutional and political system of Bosnia and Herzegovina.</text>
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International Community,&#13;
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                    <text>Journal of Education and Humanities
Volume 3 (2), pp. 23-32, Winter 2020
Original research paper
ISSN 2566-4638
© International Burch University

Colonizing the Mind: A Dialectic Approach to
Education and Language in Zitkala-Ša’s
American Indian Stories
Adisa Ahmetspahić, MA
University of Zenica, Bosnia and Herzegovina
ahmetspahicadisa1@gmail.com

Abstract: Mind colonization has been a burning issue in the last few
decades in the fields of science and humanities. It is argued that mind
colonization of the indigenous populations has been conducted via
education and language in the mission of ‘civilizing’ since education
and language carry culture specific sets of meaning, including
knowledge and truth which condition our perception of the world.
Zitkala-Ša is one of the earliest Native American authors and
activists who sought to subvert the epistemological hierarchy
imposed through mind colonization. Zitkala-Ša’s autobiographical
collection of short stories titled American Indian Stories (1921)
documents her boarding school experience and the acquisition of the
colonizer’s education and language. The present paper seeks to
address mind colonization through language and education on the
example of Zitkala-Ša’s American Indian Stories relying on a
number of theories and approaches. The paper also reflects on the
importance of Zitkala-Ša mastery of the colonizer’s language.

Keywords: Native
American, mind
colonization, education,
language, boarding schools

Article History
Submitted: 3 November 2020
Accepted: 28 December 2020

�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

1. INTRODUCTION
Native American self-determination and activism officially began with the
formation of the Red Power Movement in the 1960s. The Red Power Movement
emerged when the US Congress sought to abolish tribal organization by
relocating Native American communities off the reservations, thus enticing
assimilation. Cross-country protests, the seizure of Alcatraz Island and Wounded
Knee occupation were all part of Native American appeal for self-government
and self-redefinition caused by “the political and economic threats to indigenous
people, land, and sovereignty” (Coulombe, 2001, p. 34-35). Writers and scholars,
such as Vine Deloria Jr. with his book Custer Died for Your Sins: An Indian
Manifesto (1969), also partook in the movement for the Native American cause.
Nevertheless, Native American activism had begun in the sixteenth, seventeenth,
and eighteenth centuries as evident in the speeches by Native American chiefs
who advocated Native American right to sovereigntyi.
Although frequently overlooked and neglected, the personage of ZitkalaŠa (original name: Gertrude Simmons Bonnin), a Yankton Sioux, is illustrious
both for her literary oeuvre and ardent activism which sought to promote the
rights of the Native American population and resist colonial binarities. ZitkalaŠa graduated from Quaker boarding school in Wabash, Indiana and Earlham
College in Richmond, Indiana. She obtained a diploma in teaching and
afterwards worked at the Pennsylvania Carlisle Indian Industrial School (Fisher,
1979, pp. v-xii).
As noted by Tadeusz Lewandowski in his study of Zitkala-Ša’s luminary
titled Red Bird, Red Power: The Life and Legacy of Zitkala-Ša (2016), Gertrude
Simmons Bonnin’s embracement of the name Zitkala-Ša (Red Bird) and her
zealous nature adumbrated the pan-Indian solidarity and the formation of Red
Power groups. Zitkala-Ša’s essays, public speeches, and establishment of the
National Council of American Indians in 1926 make her a predecessor to the midtwentieth century Native American (female) activism (Lewandowski, 2016, p.
14). In a similar vein, Mary A. Stout describes Zitkala-Ša’s literary opus as
follows: “Although she wrote as an American Indian and a female at a time when
few similar voices were being heard, she did not flinch, nor did she moderate her
voice” (303). Much of Zitkala-Ša’s life is known from her autobiographical stories
and essays collectively known as American Indian Stories (1921). This particular
work is deemed to be one of the earliest examples of unaided autobiographical
writing, i.e. without any mediators such as interpreters or editors. The stories and
essays are concerned with her Native American childhood, teenage years spent
at the boarding school in Carlisle, and her subsequent life and work (Fisher, 1979,
pp. v-vi).
American Indian Stories has been a frequent topic in the analyses of ZitkalaŠa’s and Native American biculturality and double consciousness as well as
boarding school experience. However, little attention has been paid to education
and language in American Indian Stories and no attention to education and
language as a mind colonizing weapon on the example of this short story

24

�Colonizing the Mind: A Dialectic Approach to Education and Language in Zitkala-Ša’s
American Indian Stories
Adisa Ahmetspahić

collection. The present paper argues that education and language are some of the
most powerful armory in mind colonization. American Indian Stories shows that
both education and language carry culture specific sets of meaning, including
knowledge and truth which condition our perception of the world. Another
notable aspect of this short story collection is its discussion on how resettlement
and mind colonization work together towards the erasure of the colonized. It can
be inferred that Zitkala-Ša is one of the earliest Native American authors and
activists who sought to subvert the epistemological hierarchy imposed through
mind colonization. The paper takes a dialectic approach in its analysis, relying
on a number of differing theories and studies, including those by Homi Bhabha,
Michel Foucault, and Abdul JanMohamed, which speak of power/knowledge
relations in the (post-) colonial context and the reversal of these relations. The
contrariety of the theories is not discussed due to space constraints and the
thematic preoccupation of the paper. Therefore, the working of the theories
toward the idea of mind colonization is paid more heed.
2. COLONIZING THE MIND: EDUCATION AND THE ENGLISH LANGUAGE IN
AMERICAN INDIAN STORIES
Boarding schools are considered to be only one among a plethora of the
assimilation policies imposed upon the Native American population. The
inception of boarding schools is traced to 1860s when the Bureau of Indian Affairs
founded the first boarding school on the Yakima reservation. “Kill the Indian
Save the Man”, coined by Richard Henry Pratt who established Carlisle Indian
School, was the boarding schools’ raison d'être (“History and Culture”, n.d.).
Pratt’s motto is evocative of the Manichean understanding of the world as a series
of antagonistic structures, e.g. good-bad, light-dark. In the (post-) colonial
context, the term was used by JanMohamed in Manichean Aesthetics: The Politics
of Literature in Colonial Africa (1983) to denote the colonial relations in terms of
conflicting categories between the colonizer (‘good’, ‘civilized’) and the colonized
(‘bad’, ‘degenerate’):
The colonial world is a Manichean world. It is not enough for the settler to
delimit physically, that is to say with the help of the army and the police
force, the place of the native. As if to show the totalitarian character of
colonial exploitation the settler paints the native as a sort of quintessence
of evil …. The native is declared insensible to ethics; he represents not only
the absence of values, but also the negation of values. He is, let us dare
admit, the enemy of values, and in this sense he is the absolute evil. (as
cited in JanMohamed, 1983, p. 4)
Such understanding of the world endorses the legitimacy of colonial
claims for the usurpation of the land as well as the usurpation of the mind
conducted through boarding schools. However, both types of usurpation are

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�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

tightly linked as argued by Teresa L. McCarty. Based on the US legal documents,
McCarty concludes that there is a link between education and land balkanization.
In 1887, Senator Henry Dawes formulated a policy known as The General
Allotment Act, or Dawes Act. The policy presented an appeal for the partition
“of reservation lands into 160 acre family parcels, with the surplus to be sold to
the whites.” (McCarty, 2013, pp. 51-52). Concurrently, a law requiring education
for all Native American children was passed. Parents who did not abide by this
law were imprisoned. In other words, sequential physical and mental larceny
would ensure a faster erasure of Native American cultures (McCarty, 2013, pp.
51-52).
According to John McLeod, “[c]olonialism uses educational institutions to
augment the perceived legitimacy and propriety of itself, as well as providing the
means by which colonial power can be maintained” (2000, p.140). Perceived
legitimacy of the colonizer originates from the perceived epistemological
hierarchy. According to Foucault, epistemological hierarchy is engendered by
power/knowledge relations, especially disciplinary power as the one practiced
at boarding schools, whereby power shapes knowledge to hew the purposes of
those who possess the power. Foucault further suggests that if knowledge
signifies and/or produces the truth and if knowledge is conditioned by power, it
follows that truth also is a protean notion conditioned by power:
‘Truth’ is to be understood as a system of ordered procedures for the
production, regulation, distribution, circulation and operation of
statements. ‘Truth’ is linked in a circular relation with systems of power
which produce and sustain it, and to effects of power which it induces and
which extend it. (Foucault, 1980, p.133)
Manifest Destiny is a fitting example of the above-mentioned
interpretation of truth as a concept strongly attached to “the forms of hegemony,
social, economic and cultural, within which it operates at the present time”
(Foucault, 1980, p.133). Apart from having been a justification for imperial and
colonial expansion, Manifest Destiny was a firm belief that the English nation
was chosen by God, on account of its supremacy in all aspects of life, to eradicate
what they deemed to be savage customs in the indigenous population. In the
words of Ngũgĩ wa Thiong’o, the colonizers attempted to change “the mental
universe of the colonized” (1986, p.16) and to succumb the colonized to their
version of truth. As mentioned previously, education, which implies the
acquisition of the colonizer’s language in this context, is one of the methods of
mind colonization. The recruitment of Native American children for boarding
schools was mostly performed by Christian missionaries.
In 1632, Gabriel Sagard, a missionary, informed that Native American
languages are “defective in words for many things…like Trinity, Glory, paradise,
Hell, Church etc.” (as cited in Irwin,2002, p. 106). Sagard’s words reflect the
Eurocentric view of the world and Foucauldian notion of truth. Sagard as a
member of the colonizer’s race was able to postulate his knowledge of the world

26

�Colonizing the Mind: A Dialectic Approach to Education and Language in Zitkala-Ša’s
American Indian Stories
Adisa Ahmetspahić

as a fact. Zitkala-Ša’s first contact with the missionaries confirms Sagard’s
previously mentioned words. The missionaries seized the imagination of Native
American children by telling them stories of “a more beautiful country than
[Native American]” (Zitkala-Ša, 1979, p. 39), and a country
where grew red, red apples; and how we could reach out our hands and
pick all the red apples we could eat. I had never seen apples. I had never
tasted more than a dozen red apples in my life; and when I heard of the
orchards of the East, I was eager to roam among them. (Zitkala-Ša, 1979,
pp. 41-41)
The excerpts point to a patronizing perspective that compares worldviews
and favors one over the other as a fixed idea of truth which, as Foucault states,
“induces pleasure, forms knowledge, produces discourse” (Foucault, 1980,
p.119). The missionaries’ presentations of the country induced pleasure in the
minds of Zitkala-Ša and other Native American children since they pleaded with
their mothers to let them go with the missionaries. Simultaneously, the
missionaries formed knowledge and presented definite truths that places where
Native Americans resided were not beautiful, thus instilling epistemological
hierarchy in their minds and ultimately the genesis of the inferiority complex as
well as the prosperity of the superiority complex. JanMohamed argues that
“[s]uch claims, designed to rationalize and perpetuate the colonizer’s dominant
position, are not accurate appraisals of reality but rather projections of the
settler’s own anxieties and negative self-images” (1983, p. 3).
As presented further in the narrative, the children were subjected to strict
educational and dietary regimes. Upon their arrival, they had their clothes taken
away and soon after their hair cut. In the story titled “The Cutting of My Long
Hair”, Zitkala-Ša recounts the moment when her braids, cultural markers, were
cut off. Zitkala-Ša realized the gravity of the situation because “[their] mothers
had taught [them] that only unskilled warriors who were captured had their hair
shingled by the enemy. Among our people, short hair was worn by mourners,
and shingled hair by cowards” (Zitkala-Ša, 1979, p. 54). Without her braids, she
would also be considered a coward defeated in a different type of battle. Along
with the loss of hair, she felt the loss of her spirit which was invested in the Native
American system of beliefs.
The above-mentioned practices of haircutting and the imposition of the
colonizer’s attire would prove viable in the process of mind colonization. As an
adult Zitkala-Ša reflects back on Native American education in the light of the
attitude that such cruel treatment is a method of ‘civilizing’:
In this fashion many have passed idly through the Indian schools during
the last decade, afterward to boast of their charity to the North American
Indian. But few there are who have paused to question whether real life or
long-lasting death lies beneath this semblance of civilization. (Zitkala-Ša,
1979, p. 99)

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�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

Zitkala-Ša’s words speaking about death, a long-lasting one, hint at
genocide though a cultural one. George E. Tinker maintains that cultural
genocide
involves the destruction of those cultural structures of existence that give
people a sense of holistic and communal integrity. [...]Finally, it erodes a
people’s self-image as a whole people by attacking or belittling every
aspect of native culture. (1993, p. 6)
In addition to clothingii, which, in Tinker’s terms, constitutes cultural practices,
language is another structure that provides people with identity and a structure
frequently used in cultural genocide. For wa Thiong’o, language is the most
straightforward method of mind colonization since language carries cultures and
histories which in turn carry “the entire body of values by which we come to
perceive ourselves and our place in the world” (1986, p. 16). On a similar note,
Foucault perceives knowledge and language as inextricable concepts of the mind:
“It is in one and the same movement that the mind speaks and knows. [...] Hence
the possibility of writing a history of freedom and slavery based upon languages”
(Foucault, 2005, pp. 95-97). When translated into the world of colonialism,
Foucault’s argument would indicate that if the colonizer’s language is imposed
then the colonizer’s truth is imposed through it.
Rules against speaking Native American languages at boarding schools
were strict and punishments were severe. One of the Comissioners of Indian
Affairs, Hiram Price, explains the “No Indian Talk” rule: “The Indian child …
must be compelled to adopt the English language.” (as cited in McCarty, 2013,
pp. 52-53). John D.C. Attkins, another Commisioner, expounds the same: “There
is not an Indian pupil … who is permitted to study any other language than our
own” (as cited in McCarty, 2013, pp. 52-53).
The above-referenced insistence upon the acquistion of the English
language by the indigenous population has several interpretations. Tove
Skutnabb-Kangas and Robert Dunbar’s study Indigenous Children’s Education as
Linguistic Genocide and a Crime Against Humanity? A Global View (2010) highlights
linguicism, “linguistically argued racism”, as one of the leading arguments for
English language learning and a more subtle method of subduing minority
groups (p. 41). According to Skutnabb-Kangas and Dunbar, linguicism leads to
linguicide, the genocidal campaign against indigenous languages (2010, p. 40),
which concurs well with cultural genocide mentioned above. However, there is
a political dimension to it which argues for the augmentation of dominance. Bill
Ashcroft et al’s definition of language in the process of colonization is rooted in
the main tenets of power/knowledge relations introduced by Foucault as
outlined earlier in the paper. Ashcroft et al argue that language is “the medium
through which a hierarchical structure of power is perpetuated, and the
medium through which conceptions of ‘truth’, ‘order’, and ‘reality’ become
established” (2002, p. 7).

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�Colonizing the Mind: A Dialectic Approach to Education and Language in Zitkala-Ša’s
American Indian Stories
Adisa Ahmetspahić

Zitkala-Ša reverts the idea of power by excelling in the colonizer’s
language. Zitkala-Ša’s objective can be traced to her schooldays. It is mentioned
in the story collection that a series of language misunderstandings occurred at
school. The confusions resulted in severe beatings of the children and ignited
young Zitkala-Ša contempt of such an education: “Within a year I was able to
express myself somewhat in broken English. As soon as I comprehended a part
of what was said and done, a mischievous spirit of revenge possessed me”
(Zitkala-Ša, 1979, p. 59).Soon after, she began attending oratory competitions as
the college representative. In one of the competitions, Zitkala-Ša faced blatant
racism when
some college rowdies threw out a large white flag, with a drawing of a
most forlorn Indian girl on it. Under this they had printed in bold black
letters words that ridiculed the college that was represented by “squaw”.
(Zitkala-Ša, 1979, p. 79)
The rest of story has it that she won the competition and that“[t]he he evil
spirit laughed within [her] when the white flag dropped out of sight, and the
hands which hurled it hung limp in defeat” (Zitkala-Ša, 1979, 80). Despite her
momentary feelings of triumph, Zitkala-Ša is aware of how the education at
boarding schools altered her identity, as presented in “The Four Strage
Summers” story:
During this time I seemed to hang in the hearts of chaos, beyond the touch
or voice of human aid. My brother, being almost ten years my senior, did
not quite understand my feelings. My mother had never gone inside of a
school house and so she was not capable of comforting her daughter who
could read and write. Even nature seemed to have no place for me. I was
neither a wee girl nor a tall one; neither a wild Indian nor a tame one. This
deplorable situation was the effect of my brief course in the East, and the
unsatisfactory “teenth” in a girl’s years. (Zitkala-Ša, 1979, p. 69)
Zitkala-Ša’s feelings of (un)belonging or the state of in-betweeness are
ascribed to her partial immersion into both cultures precipitated by her education
as a Native American at the boarding school. JanMohamed problematizes the
position of the colonized after colonial education as a double bind position that
is unable to espouse any of the two polarities:
if he chooses conservatively and remains loyal to his indigenous culture,
then he opts to stay in a calcified society whose developmental momentum
has been checked by colonization. If, however, the colonized person
chooses assimilation, then he is trapped in a form of historical catalepsy
because colonial education severs him from his own past. (1983, p. 5)

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Zitkala-Ša’s Native American community, represented by her mother,
shunned the education of the colonizer for its goals and methods, which she
speaks of in the story “Incurring My Mother’s Displeasure:” “Her few words
hinted that I had better give up my slow attempt to learn the white man’s ways”
(Zitkala-Ša, 1979, p. 76). It is revealed throughout the stories that Zitkala-Ša’s
mother held a grudge against her decision to go to college for a long period of
time since her mother perceived the act as something that would deepen the
chasm of acculturation. As outlined in the above-quoted section, Zitkala-Ša felt
she did not belong fully to her Native American community any longer.
Similarly, the white community did not see her as an equal, even after she had
attained their education and started working as a teacher at Carlisle, evident
when her employer told her the following: ““I am going to turn you loose to
pasture!” He was sending me West to gather Indian pupils for the school, and
this was his way of expressing it” (Zitkala-Ša, 1979, p. 85). He is assuming a
condescending attitude and categorizing her as if she were a chained animal that
would be given freedom by those who possess the power over it.
Bhabha defines the double bind position mentioned previously as Third Space.
For Bhabha, the friction between antagonistic/manicheancultures, which have
opposing truths, assists the emanation of new identities. According to Bhabha,
although dangerous, this position need not necessarily be unfavorable since the
“interstitial passage between fixed identifications opens up the possibility of a
cultural hybridity that entertains difference without an assumed or imposed
hierarchy” (Bhabha, 1994, p. 4). Hence, Bhabha’s theory might be beneficial in
analyzing Zitkala-Ša’s ability to appropriate education and language as a power
reversal strategy that would benefit her in spreading the Native American cause
in the language of the colonizer. It seems as if Zitkala-Ša followed Ema
LaRocque’s formulation: “I have sought to master this language so that it would
no longer master me” (as cited in McLeod, 2000, p. 125). Ashcroft et al argue that
writing in English would prove high-yielding for many Native Americans since
the language enabled them “to intervene more readily in the dominant discourse,
to interpolate their own cultural realities, or use that dominant language to
describe those realities to a wide audience of readers” (2007, p. 16).
The significance of Zitkala-Ša’s boarding schools experience and mastery
of the English language could be paralleled to Diane Glancy’s (Cherokee)
chronicle of events at Fort Marion prison titled Fort Marion Prisoners and The
Trauma of Native Education (2014). According to Glancy’s study, about seventytwo Plains Indian warriors were captured and imprisoned after the Red River
War (1874-1875). A rigorous regime was installed in the prison. The prisoners
were stripped off their clothes and their hair was cut. They were also taught
English and given ledger books to produce paintings and drawings for profit.
Glancy provides a number of these drawings which, surprisingly, portray Native
American battles, implying that a new, although unintentional, mode of Native
American cultural continuity was created in spite of the epistemological
hierarchy that was foisted upon the indigenous population.

30

�Colonizing the Mind: A Dialectic Approach to Education and Language in Zitkala-Ša’s
American Indian Stories
Adisa Ahmetspahić

3. CONCLUSION
The aim of this paper was to investigate the link between education and language
and mind colonization on the example of Zitkala-Ša’s American Indian Stories. The
analysis was supported by a number of theories and studies and as such
provided an overview of different aspects closely related to education and
language in the process of colonization. Although the theories used in the paper
are somewhat differing and from different domains, they meet at the point of the
same inference: education and language are less aggressive methods of
colonization, in a physical sense, yet most dangerous. For example, Foucault’s
theories on power/knowledge relations help understand the mindset of the
colonizer and ultimately its propensity in transferring that particular mindset
onto those who are in a less favorable position. On the other hand, theories of
Homi Bhabha reveal the position of the colonized, namely Zitkala-Ša, after they
have been immersed into the education and language of the colonizer as well as
her ability to speak up.
It is plausible that a number of limitations could have influenced the
analysis of the paper given that relatively little publications have dealt with the
importance of Zitkala-Ša and no publications, to the best of my knowledge, have
discussed education and language in this story collection. However, this analysis
might be valuable in understanding the methods and outcomes of mind
colonization, eventually creating a link between the past, the present, and the
future. In addition, Native American literary tradition is rich in narratives that
speak of mind (de)colonization and the reinvention of Native American identity
in the contemporary world of the United States where they are enrolled as legal
citizens yet marginalized. Hence, Zitkala-Ša’s subversion of colonial modes of
dominance can be considered a forerunner to such matters. Overall, this study
has gone some way towards enhancing our understanding of the benefits and
hindrances of education and language for the indigenous population in the US.
Further work needs to be performed to establish the use of religion in mind
colonization as well as gender aspects in the same process based on American
Indian Stories.

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Volume 3, Issue 2, Winter 2020

REFERENCES
Ashcroft, B., Griffiths, G., &amp; Tiffin, H. (2007). Post-colonial studies: The key concepts,
(2nd ed.). Routledge.
Ashcroft, B., Griffiths, G., &amp; Tiffin, H. (2002). The empire writes back: Theory and
practice in post-colonial literatures (2nd ed.). Taylor &amp; Francis e-Library.
Bhabha, H. (1994). The location of culture. Routledge.
Coulombe, J. (2001). Reading Native American literature. Routledge.
Fisher, D. (1979). Foreword. In American Indian stories (pp. v-xx). University of
Nebraska Press.
Foucault, M. (1980). Power/Knowledge: Selected interviews and other writings 19721977 (C. Gordon, Ed.). Pantheon Books.
Foucault, M. (2005). The order of things: An archaeology of the human sciences. Taylor
&amp; Francis e-Library.
History and culture: Boarding schools. (n.d.). Retrieved October 31, 2020, from
http://www.nativepartnership.org/site/PageServer?pagename=airc_hist_boar
dingschools
Irwin L. (2002). Native American spirituality: History. In Deloria, P., &amp; Salisbury,
N. (Eds.), A companion to American Indian history (pp. 103–120). Blackwell.
JanMohamed, A. (1983). Manichean aesthetics: The politics of literature in colonial
Africa. University of Massachusetts Press.
Lewandowski, T. (2016). Red bird, red power: The life and legacy of Zitkala-Ša.
University of Oklahoma Press.
McCarty, T. (2013). Language planning and policy in Native America: History, theory,
praxis. Multilingual Matters.
McLeod, J. (2000). Beginning Postcolonialism. Manchester University Press.
Skutnabb-Kangas, T., &amp; Dunbar, R. (2010). Indigenous children’s education as
linguistic genocide and a crime against humanity? A global view (Vol. 1). GálduČála –
Journal of Indigenous Peoples Rights.
https://www.afn.ca/uploads/files/education2/indigenouschildrenseducation
.pdf.
Stout, Mary A. (2012). Zitkala Ša. In Wiget, P. (Ed.), Native American literature (pp.
303-307). Routledge.
Tinker, G. (1993). Missionary conquest: The gospel and Native American cultural
genocide. Augsburg Fortress.
wa Thiong’o, N. (1986). Decolonising the mind: The politics of language in African
literature. James Currey Ltd.
Zitkala-Ša. (1979). American Indian stories. University of Nebraska Press.
For more information see Bob Blaisdell's Great Speeches by Native Americans (2012).
should be noted here that it is not my intention to contribute to the stereotyped portrayal of Native
Americans.
i

iiIt

32

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                    <text>Journal of Education and Humanities
Volume 3 (2), pp. 3-22, Winter 2020
Original research paper
ISSN 2566-4638
© International Burch University

The Bard and ‘the Other’: A Post-colonial
Re-reading of Sir Thomas More,
The Merchant of Venice and The Tempest
Damir Kahrić, MA

Nađa Muhić, BA

University of Sarajevo
Bosnia and Herzegovina
damir95484@gmail.com

muhicnadja13@gmail.com

Abstract: The purpose of this article is to shed light on the
representation of ‘the Other’ in three Shakespearean dramas: Sir
Thomas More, The Merchant of Venice and The Tempest. The article
describes several Shakespearean characters through the prism of
post-colonialism and, therefore, the paper is structured as the postcolonial re-reading of the aforementioned dramatic texts. William
Shakespeare portrayed the sad fate of immigrants in Sir Thomas
More, but the Bard also tackled the refugee issue which remains
relevant for the contemporary period. Additionally, Shakespeare
dramatized the position of the Jewish community in Venice through
the portrayal of Shylock. The re-reading of The Tempest focuses on
the process of colonisation and the Manichaean division within the
conquered world. In conclusion, the article portrays experiences of
those dramatic individuals stigmatised and subjugated by the
colonial forces, thus allowing the readers to better understand the
binary division within colonial systems.

Keywords: William
Shakespeare, Refugee Issue,
Stereotyping, Manichaean
World

Article History
Submitted: 28 August 2020
Accepted: 25 November 2020

�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

1. INTRODUCTION
William Shakespeare is one of the most profoundly important writers to have
ever existed. In the contemporary framework, the Bard may be synonymously
associated with the very term of drama, as such. His narrative poetry, his sonnet
sequence, as well as his dramatic pieces are the body of work which encompasses
numerous elements of the social and cultural sphere. Shakespeare thus stands as
the just equal to some of the most brilliant minds to have ever worked in the
realm of literary achievements, such as Dante, Dostoevsky and Dickens. As some
of the most important contributions to the great literary tradition, the Bard’s
dramas are an inexhaustible field for various literary theories. The post-colonial
literary criticism is especially important for Shakespeare’s dramas, because
particular plays superbly depict the process of ‘othering.’
In order to better understand the representation of ‘the Other’ and
‘otherness’ in Shakespearean dramas, it should first be explained why a single
minority group of people(s) is subjugated by the community which surrounds
them. Brons (2015) elaborates on idea of ‘otherness’ by stating: “Othering often
sets up a superior self/in-group in contrast to an inferior other/out-group, it can
also create distance between self/in-group and other/out-group by means of a
dehumanizing over-inflation of otherness” (72). Edward W. Said’s work
Orientalism also explains the Eurocentric opinions of the East and anything which
is related to the so-called Orient. Said (1979) explains that the Orient is: “Almost
a European invention, and had been since antiquity a place of romance, exotic
beings, haunting memories and landscapes, remarkable experiences” (1).
However, this rather biased and Eurocentric worldview does not only portray
elements of romance, or exoticism, because more often than not, the dwellers of
the ‘mysterious East’ are perceived as ‘the Other,’ hence extremely negatively.
The basic aim of this paper is to further disseminate the knowledge of the Bard
and ‘the Other.’ In other words, this paper will analyse three dramas through the
prism of post-colonial literary theory: Sir Thomas More, The Merchant of Venice and
The Tempest. In the case of Sir Thomas More, the Bard was not the main or the only
author, however Shakespeare did add a particularly interesting monologue
which describes the rising tension of the people of London, as well as their
frustrations. The inserted speech presents the clash between the superior ‘ingroup,’ that is to say, the people of London, and the dangerous and unwanted
‘strangers.’ Moreover, this drama focuses on some of the most vocal protests
especially in regards to the refugee issue.
Secondly, this paper will focus on The Merchant of Venice, as one of
Shakespeare’s greatest and best-recognised tragicomedies. The characters of
Shylock the Jew will be analysed in order to portray the negative elements
attributed to the Jewish community in Venice during the 16th century. Shylock
will be described as the character who is perceived as ‘the Other,’ but with the
highest degree of negative connotations. As a Jewish character, Shylock is heavily

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�The Bard and ‘the Other’: A Post-colonial Re-reading of Sir Thomas More, The Merchant of
Venice and The Tempest
Damir Kahrić &amp; Nađa Muhić

marginalised by the Christian society. Different characters treat him harshly,
attributing animal pejoratives to Shylock, and ruthlessly try to expel him from
the society since he is perceived as ‘the Alien’ of the Venetian state. The third and
therefore the final segment of this paper will focus on the inhabitants of the
mysterious island in Shakespeare’s final play The Tempest. The paper will
predominantly focus on the analysis of Caliban as the natural native of the
aforementioned isle. On the other side of the spectrum there stand Prospero and
Miranda who are the newcomers of the island and they epitomise the European
conquerors. Thus, Caliban will be presented as the downtrodden and colonised
individual, whereas Prospero the Wizard will be analysed as the dominant ruler.
Ergo, this paper will focus on the portrayal of implicit/explicit forms of
subjugation of ‘the Other,’ but also the response which ‘the Other’ makes in order
to survive in the coloniser’s domain.
2. THE CASE FOR STRANGERS: SHAKESPEARE’S CONTRIBUTION TO SIR
THOMAS MORE
In the world of the 21st century, so heavily marked by censorship and intolerance,
one author’s voice was able to transcend all barriers of time and space. William
Shakespeare’s literary opus remains, undoubtedly, one of the best-recognised
contributions to the realm of theatre, poetry, but also linguistics and modern
understanding of various political and social systems. Shakespeare was not an
author situated within a single timeframe, rather he was a writer for every day
and age, and since he was able to brilliantly understand and depict the sociopolitical difficulties of his own epoch, the Bard’s dramatic pieces remain relevant
for the contemporary era.
A historic play dubbed Sir Thomas More grants the readers an invaluable
opportunity to discover one of the most passionate defences of the refugee policy.
The refugee issue was an important element in England’s history, however it is
equally if not even more relevant for the contemporary society. The dramatic
work is titled after the famous English chancellor Sir Thomas More whose
devotion to the Pope cost More his own life. Since the Chancellor refused to
accept Henry VIII’s divorce and his political split from the Church of Rome, he
was beheaded. Thomas More is even nowadays remembered as a passionate
defender of the Catholic faith who stood against the teaching of Martin Lutheri.
After the passing of Elizabeth Gloriana, Shakespeare was invited to make
adjustments to the text of the play. He and other playwrights revised the text and
the Bard of Avon included 147 lines in the middle of the central plotline. Namely,
Shakespeare inserted an additional monologue for the character of Sir Thomas
More. In this speech, More addresses the violent outbursts of the antiimmigration riot on the streets of London. This speech is intended for the people
because they so fervently desire the immigrants to be removed. It was explained
that they are baying for the so-called ‘strangers’ to be unequivocally banished
(Dickson, 2016). In this case, the superior and self-entitled group of the rioters is

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juxtaposed with the ‘the Other,’ and the term refers to the ‘strangers’ in their
unfortunate position. More’s philosophical enquiry about the fate of the outcasts
attempts to reignite some degree of empathy among the angry people and More
says, “What would you think / To be thus used? this is the strangers case; / And
this your mountanish inhumanity” (2.4.121-123). At this instance, More switches
the places of the two opposing sides. He hypothetically ‘otherises’ the rioters by
placing them into the roles of those whom they deem unworthy. Through More’s
mouthpiece, Shakespeare poses the question of what would happen if the
downtrodden individuals were to replace their position with the people who
want to see them banished.
Shakespeare presents a kind approach, prompting both sympathy and
empathy among the rioters, whereas the plight of the alienated and dispossessed
is viewed with mercy rather than contempt. Dickson (2016) adds that this speech
may prefigure the great dramas which would later ensue in Shakespeare’s opus;
such dramas being Othello or The Merchant of Venice. The Bard was able to
successfully implement his own opinions into the monologue, by portraying a
sharp eye for the troubled relationship between the ethnic majorities and
minorities. The long speech additionally depicts Thomas More’s own courageous
side as he was more than willing to face the rioting mob at St. Martin’s Gate.
Thus, Shakespeare can be examined as a transnational traveller, and More as his
representative in the dramatic world. More’s albeit unsuccessful attempt to stop
the rioters does not only pose urgent ethnical questions, rather the same speech
addresses the issue of the responsibility for ‘the Other.’ In his article, Stephen
O’Neill (2020) explains that: “These iterations draw Shakespeare, long imagined
as a type of transnational traveller, into urgent ethical questions about borders,
displaced peoples, and responsibility to the Other, as More's empathetic plea
comes to function synecdochally for Shakespeare” (1). In addition to the
aforementioned empathy-prompting, More’s speech exemplifies the notion of
cultural tensions and mistrusts that still prevails. The cultural mistrust remains
ever-so-present even in the contemporary setting, whereas this play emphasises
the idea that cross-cultural connection should be bettered by all means necessary.
It would appear that the 16th century society of England and the post-modern era
of the world do not differ vividly from one another. Globalisation and masscommunication brings together various cultures nowadays more than ever
before. However, xenophobic nationalists and those people adhering to the
rightist political systems consequently try to drive different ethnic or cultural
apart. The Bard was able to inform the audience of his own time about issues
which plague their own society, and his words, or rather those of Thomas More
as a character, definitely must have tackled many people, giving them additional
reason to muse over the anti-immigration crises. The multi-authored play of Sir
Thomas More appears to foreshadow not just some of Shakespeare’s own great
tragedies and comedies, but also the countless problems which will be described
later on in literature, especially in terms of ‘the Other’ and the so-called ‘themus’ division. Bamford’s paper (2018) connects the late Renaissance period to the
21st century in this regard by further perpetuating the notion that the mistrust

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�The Bard and ‘the Other’: A Post-colonial Re-reading of Sir Thomas More, The Merchant of
Venice and The Tempest
Damir Kahrić &amp; Nađa Muhić

between the cultures and nations is growing: “Sir Thomas More’s speech,
attributed to Shakespeare, and found in the little-known and multi-authored play
Sir Thomas More, which deals with the responses to Huguenot immigrants to the
UK in the 16th century, demonstrates that mistrust of other cultures, and the
recognition of the need for cross-cultural communication are nothing new” (1).
Furthermore, it should be noted that the Bard used whatever medium he had at
his disposal to portray the hard position of ‘the Other,’ or in this case the
mistrusted ‘strangers.’ As a playwright, his empathic plea was delivered through
the adapted lines of Henry VIII’s Chancellor, while the theatre in itself was
profoundly important as an entertainment medium of his own era. Similarly
enough, for many decades numerous people have been able to enjoy the medium
of television in a similar yet far more modern setting and Bamford (2018) adds:
“Shakespeare made his plea through the medium of contemporary
entertainment, and in the last hundred years many have used the medium of
screen entertainment to make similar pleas” (1). Born in William Shakespeare’s
mind, the idea of ‘the Other’ was transmitted through the adaptation of this lessknown play.
Although the xenophobic and superior society of England desires to see
all strangers exiled from their kingdom, Shakespeare decided to alter the overall
focus of the spectators listening to the speech: “Shakespeare shifts the focus of
the audience and of the play as a whole from fear of the other to fear for the other”
(Lawrence, 2018, p. 2). For the xenophobes, all strangers are the enemy.
Moreover, everything or better to say everyone who is not a part of the
mainstream English society in this case is considered to be ‘the Other,’ therefore
these strangers are posing a serious threat for all those who do not wish them to
stay. Shakespeare, or actually More’s empathy-prompting, in this speech
addresses the issue of the mob suffering. In fact, More compares and contrasts
the pain of the audience present with that of the ‘terrifying strangers.’
More openly asks the people gathered what they would think of their own
exile, at least hypothetically. More enquires, “Should so much come to short of
your great trespass / As but to banish you, whether would you go? / What
country, by the nature of your error, / Should give you harbor?” (2.4.107-110). In
this portion of the long speech, More is trying to make the connection between
the actual exile of the foreigners and the hypothetical one, and Lawrence (2018)
explains that: “Fear for the other precedes and serves as a model of fear for the
self” (8). In order to tackle their own compassion, Shakespeare through More
inverts the logic of the so-called social contract. He accepts the alleged existence
or the myth of the ‘state of nature,’ and moreover, he perceives it as a terrifying
primordial phenomenon, an anarchy of some sort. Thus, More accuses the rioters
of their inhuman approach to the strangers, arguing the strangers’ case.
Lawrence (2018) elaborates on this notion by explaining: “Instead of imagining a
state in which everyone would fear for herself or himself, however, More
imagines a situation in which everyone would fear for other people” (8). The
communal spirit is important. By not being, to phrase it bluntly, selfish to the
core, various people are able to open themselves to empathy. The rioters, as well

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as everyone else, should feel this level of genuine human compassion in order to
redirect fear from themselves to other individuals, as such. Essentially, the
gathered people are called to recognise ‘the Other’ as ‘the stranger’ and vice
versa. However, in this particular case, More advises the people to perceive them
differently.
More explicitly advises the people to recognise ‘the Other’ as the widow,
the orphan, and Lawrence (2018) further elaborates on this idea by explaining
that: “More’s speech calls for a recognition of the Other as “the stranger, the
widow, and the orphan” (8). The migrants carry different stories with them, they
can be recognised perhaps as strangers, but also as someone’s child, someone’s
mother, father, sister. Their own experiences do not necessarily have to differ
greatly from the experiences of the people who want them to be banned from
London. William Shakespeare advises, in turn, the fictional characters on the
stage, but also his real spectators, to pass through the doors of fiction and reality,
but also to transcend the barriers between their own experiences and the
experiences of ‘the Other.’ In More’s vision, the rioters are commanded almost to
imagine their own position wherein they would be excluded from the society,
reduced to a level of bare existence, and denied citizenship, as well as the status
of a human being (Lawrence, 2018, pp. 8-9). The inserted speech transmits one
very important message for the fictional rioters, but also for the theatre audience,
because More openly says: “Nay, any where that not adheres to England,— /
Why, you must needs be strangers” (2.4.112-113). Evidently, More tells the
people that only England is their home, for anywhere else, they would be
discarded and perhaps even treated unfairly. The Londoners are not invited
immediately to care for the strangers’ case by comparing their own position to
the plight of the newcomers, because this would imply a level of personal agenda
or self-interest. Rather, they are first asked to empathise with the tragic fate of the
foreigners before their hypothetical exile is described. More asks his addressees
to imagine the journeys of the foreigners, or as More calls them ‘the wretched
strangers.’ This can be observed when More says: “Imagine that you see the
wretched strangers, / Their babies at their backs and their poor luggage, /
Plodding tooth ports and costs for transportation” (2.4.57-59). The actual pain of
the ‘wretched strangers’ should be also considered, because as Lawrence (2018)
moreover explains: “The rioting Londoners are not called to care for the strangers
by comparing “the strangers’ case” to their own, which they would first care
about in the manner of self-interested agents. Before being asked to imagine
themselves becoming exiles, they are asked to imagine the suffering of “the
wretched strangers”” (9).
The tale of Sir Thomas More remains relevant for the contemporary society,
due to the fact that we are able to reinterpret the Bard’s writings in order to better
comprehend our own world, and Loomba (2002) emphasises this notion by
stating that Shakespeare’s writings: “Form a bridge between the past and us:
even as we read in them stories of a bygone world, we also continually reinterpret
these stories to make sense of our own worlds” (4-5). The Bard’s contribution to
the dramatic realm in terms of post-colonial theory remains a prominent aspect

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�The Bard and ‘the Other’: A Post-colonial Re-reading of Sir Thomas More, The Merchant of
Venice and The Tempest
Damir Kahrić &amp; Nađa Muhić

because as Popa (2013) explains: “Postcolonial theory attempts to consider the
circumstances of marginalized, exploited or subaltern systems and the social
groups that become stigmatized and it is a reflection on the difference, on the
Other, but more importantly, an address to the colonial Other” (92). Taking into
consideration Shakespeare’s entire dramatic opus, numerous dramatis personae
which may be described as ‘the Other’ can be found in the Bard’s writings, and
as Popa (2013) explains: “Four of Shakespeare‘s plays deal with non-white
characters: Titus Andronicus, Othello, Antony and Cleopatra, and The Tempest, while
in The Merchant of Venice we have non-Christian characters” (93). Moreover, Popa
(2013) also adds that: “There are a few other characters who contribute to the
general picture of Shakespeare‘s perception of a racial Other” (93). For this
reason, it should be noted that Shakespeare’s dramas are a fertile ground for the
portrayal of ‘the Other’ while in turn the post-colonial theory can consider and
analyse such stigmatised social groups. The plight of various refugees can be
detected all around the globe, even in Bosnia and Herzegovina. As countless
peoples from Palestine and elsewhere voyage over heavy terrain and dangerous
seas. Women, children and elderly immigrants can be seen moving from
countries ravished by conflict. By acknowledging such strangers as ‘the Other’
Shakespeare instructs the London rioters, but also everybody else to remember
that our own fates and experiences do not have to differ so vividly, due to the
fact that the wheel of fortune keeps turning. The Bard presents the case for ‘the
Other,’ whereas Shakespeare’s teachings and instructions during the Renaissance
period also prevail as something extremely relevant for the contemporary
society. Shakespeare’s empathy-prompting refers to the Bosnian society as well
as to all other communities. Since the playwright was able to understand the
functioning of the human heart and mind so analytically, it is no wonder that
Shakespeare successfully managed to contribute to the overall sense of empathy
and/or compassion in the real world.
THE ‘ALIEN’ OF VENICE
Shylock the Jew is the main antagonist of one of Shakespeare’s greatest
(tragi)comedies. He is at the same time a comic character, villainous, but also
particularly tragic in his own right. The Bard represents Shylock as ‘the Other’ of
the play. The Jew stands in contrast to the other Venetian characters due to his
Jewish identity, his usury and money-lending occupation. This type of a
profession, so to say, was greatly frowned upon during the Elizabethan times.
Hence, in post-colonial terms, Shylock is ‘the Other’ in The Merchant of Venice.
Huang (2019) elaborates on this notion by explaining that: “Compared with the
other characters in The Merchant of Venice, Shylock seems to be totally an
outsider and alien of Venice because he is considered to be the “Other” in the
eyes of the other Venetians as a result of his identity a Jew as well as his
occupation as a usurer, both of which are despised and degraded at the
Elizabethan times” (661). Shylock may be presented a villainous individual,
however his fate is, indeed, very tragic at the end of the dramatic piece.

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Moreover, his entire fictional existence seems to be marked by this constant
element of degradation. The Jew stands in contrast to the people of Venice who
are predominantly Christian.
Thus, it would appear that the superior Christian group has placed itself
over the position of ‘the Other’ when it comes to Venice. Taking into account
Frantz Fanon’s monumental work The Wretched of the Earth, it becomes evident
that the Venetian society may be interpreted as a ‘Manichaean world’ in a
nutshell. Primarily, because the Manichaean world is a functioning community
divided into different segments. Fanon (1963) rendered the Manichaean setting
in the following lines: “The affirmation of the principle “It is them or us” does
not constitute a paradox, since colonialism, as we have seen, is in fact the
organization of a Manichean world, a world divided up into compartments” (84).
Ergo, the Manichaean setting is established as a world where there exist constant
binary divisions. In The Merchant of Venice, this division is exemplified through
Shylock. He is a part of the world split into compartments, and in his case,
Shylock is the less-fortunate compartment of this environment. Fanon’s
contribution to post-colonial studies has allowed numerous scholars over the
decades to better understand the binary dichotomy when it comes various texts.
More often than not, Shylock is undermined by other Venetian characters. This
is particularly plausible when Antonio insults him at the Rialto. Shylock reminds
Antonio of these insults when the Merchant arrives to ask money from the Jew
by citing the following lines: “You call me misbeliever, cutthroat dog, / And spet
upon my Jewish gaberdine, / And all for use of that which is mine own” (1.3.121123). From this description, the position of the Jews in the Manichaean
environment of Venice is easily recognisable, because Shylock is condemned for
both what he is and for what he does. Since the Manichaean world represents a
divided environment, it should be noted that the term is derived from the name
of Mani and his teachings. Mani’s teachings focused on the duality of the world,
or in other words: “As he developed Manichaeism, Mani composed seven
writings, including the Shabuhragan. His teachings focused on the origins of evil
and taught a “dualistic” view between good and evil” (Reese, 2019). Therefore,
Venice can be perceived as a Manichean world divided between the Christian
characters on one side and Shylock the Jew on the other. The Jew of Venice and
everything relating to him is vividly frowned upon by Antonio and the rest of
the characters.
In a similar manner to the speech delivered in Sir Thomas More, William
Shakespeare yet again invites (or instructs) his audience/readers to cry and
sympathise with the fate of the Jew. Undoubtedly, Shylock might have wronged
different characters through his shrewd money-lending profession, nonetheless
his own existence in Italy has been greatly undermined by the Christian
population. In one of Shylock’s most famous monologues, the Bard touches the
basic humanity of every individual when Shylock says, “If you / poison us, do
we not die? And if you wrong us, shall / we not revenge? If we are like you in
the rest, we will / resemble you in that?” (3.1.64-67). Shylock wants everybody
to recognise that he is a person, just like all other dramatis personae. Primarily,

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�The Bard and ‘the Other’: A Post-colonial Re-reading of Sir Thomas More, The Merchant of
Venice and The Tempest
Damir Kahrić &amp; Nađa Muhić

the Jew should be perceived as a human individual regardless of his origins, his
creed or even his profession. Huang (2019) presents the notion that Shylock
actually tries to deny his own position as ‘the Other’: “Shylock denies his status
as the “Other” and makes every effort to defend and justify his identity and at
the same time attempts to other the Christians” (668). In the previous chapter of
this paper, it was explained that More tried to draw the gathering rioters closer
to the feeling of empathy by presenting the empathic case for strangers. In this
drama, however, Shakespeare through Shylock tried to depict the Jew in a
different manner. The usurer should be treated justly like any other Christian
individual, because as Shylock himself explains, they are not so vividly different
from each other after all. One might examine Shylock of narcissistic or vengeful,
yet he is a tragic individual when everything is taken into consideration. Shylock
is the ‘alien’ of Venice and is therefore (mis)treated accordingly.
The term ‘alien’ in this case is of vital importance, due to the fact that the
term denotes a social pariah, an outsider. For this reason, Shylock’s position is
not something one would desire. Near the end of the play, the lexeme ‘alien’ is
used once to describe Shylock, referring to the laws of Venice. Once the Jew
decides that he would get his revenge on Antonio and seize one pound of his
flesh, Portia disguised as Balthazar comes to the Merchant’s rescue. Once Shylock
is not persuaded to render any mercy to Antonio, and once he is robbed of the
opportunity to kill the Merchant, Portia informs Shylock that he cannot yet
escape the Venetian justice. To confirm this, Portia recites the following: “It is
enacted in the laws of Venice, / If it be proved against an alien / That by direct
or indirect attempts / He seek the life of any citizen, / The party ’gainst the which
he doth contrive / Shall seize one half his goods” (4.1.363-368). One of the
greatest Shakespearean actors Sir Patrick Stewart presented his article describing
Shylock as Shakespeare’s ‘alien’ in which he explains Shylock’s sad fate. Namely,
Stewart (1981) addresses the issue of Shylock’s greedy personality, and Stewart
explains that the Jew’s nature is disordered by avarice. It is Shylock’s bad
experience of the world and his endeavour to cope with it which makes Shylock
so malicious and cruel at certain instances. Shylock and his kind are the outsiders,
they are the strangers of Venice, feared and hated simply for being different than
the rest. They are, as the laws of the Venetian state clearly explain, the aliens. The
Jews are stamped by the world, thus being always vulnerable (142-143).
Just as it was the case with the strangers in Sir Thomas More, Shylock is likewise
another Shakespearean alien. In post-colonial terms, he is ‘otherised’ by the
Venetian state. Huang (2019) explains the use of the verb ‘othering’ within the
context of post-colonialism and other studies by saying that: “The term “Other”
together with its other variations such as its noun form “otherness” and verb
form othering is often used in psychoanalysis, post-colonialism, and cultural
studies” (662). Since ‘the Other’ is a term used in post-colonial studies, and since
this paper classifies Shylock as ‘the Other’ of The Merchant of Venice, it is safe to
assume that Shylock is the epitome of the post-colonial ‘otherness’ within the
Venetian state. Furthermore, Huang (2019) confirms this aspect of Shylock’s
‘otherness’ by explaining that: “He is a stranger and a foreigner as well as an

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outsider and an alien “marginalized and firmly placed on the fringe of society”;
he does not “fit the norm” which has been largely determined by the Christian
Venetian society. Therefore, it is absolutely safe for us to define Shylock as an
“Other” in the play” (662-663). The esteemed Shakespearean thespian also adds
that Shylock has found a way to ‘merge’ with his environment. Stewart (1981)
adds that Shylock appears as a shabby, unmemorable and eccentric old clown in
the eyes of the people around him. Not many would consider him a threat. It is
only Antonio, his competitor is business, whose senses are sharpened by
commerce, and who is able to detect contempt behind Shylock’s visage (143).
Nevertheless, the Jacobean audience of England would be able to recognise and
condemn Shylock not only for what he does, but for what he is and the way he
looks.
Primarily, this becomes evident in the process of stereotyping when Jews
are concerned. In post-colonial terms, Mushtaq (2010) defines stereotyping and
he explains that: “In post-colonial theory, ‘stereotype’ refers to the highly
generalized views of the colonizers about the colonized” (25). In Shakespeare’s
play, the image of Shylock the Jew is often presented rather negatively, and this
is important to consider, because Mushtaq (2010) adds that: “Stereotyping can be
defined as an image, mostly negative, of a person in relation with a group or
society” (25). Shylock is the part of the so-called ‘out-group’ mentioned at the
beginning of this paper, therefore he is the object of stereotyping. The superior
group on the other hand perceives individuals from the ‘out-group’ as: “shirkers,
liars, corrupt, weak, inferior, uncivilized, impotent, cruel, lazy, irrational, violent
and disorganized” (Mushtaq, 2010, p. 25). Shylock’s outward appearance on the
stage would mark him as the Jewish individual, and afterwards many
stereotypes would be attributed to the character. Nahvi (2015) elaborates on this
notion: “Elizabethan theatergoers would have recognized Shylock as a Jew
immediately. His red wig, bulbous nose and huge cape immediately label him as
the other and as an outsider. Even though Jews were not living in England (at
least not openly), they represented a stereotype evil, cunning, greed and at
the very core, heartlessness” (1293). Interestingly enough, in order to undermine
Shylock’s positions, other characters, such as Antonio or Bassanio, even
Portia/Balthazar refer to him simply as ‘the Jew.’ Nahvi (2015) adds that: “Even
before the play begins, the dramatis personae presents Shylock as an archetype,
Shylock, the Jew. Throughout the play, the other characters consistently refer to
him as simply, the Jew. This characterization dehumanizes and de-personalizes
Shylock” (1294). Such a characterisation certainly undermines but also dehumanises Shylock, however this is by no means the only case of Shylock’s dehumanisation, because, for example, Gratiano compares Shylock to a dog by
saying, “O, be thou damned, inexecrable dog” (4.1.130). Such references serve
one function and that is to replace Shylock’s human soul. Bianchi (2005) explains
this element of de-humanisation by stating that: “The images increase in
vulgarity as Gratiano dehumanizes Shylock, and the animal references serve to
take the place of Shylock's human soul” (14). Other fictional characters and
citizens of Venice reduce Shylock from a person to a mere category (Nahvi, 2015,

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p. 1294). Shylock is furthermore moved from a position of ‘the Other,’ to the
position of stranger, to his well-known ‘alien status,’ however even more
prominently he is treated as an animal occasionally by various dramatis
personae. He is attributed bestial terms such as ‘dog’ or ‘wolf.’ He is, also,
equated to the devil. Shylock cleverly recalls this remark in the third act of
Shakespeare’s drama and Shylock says, “Thou call’dst me dog before thou hadst
a cause, / But since I am a dog, beware my fangs” (3.3.7-8). He reminds the
Merchant of this epithet, thus the danger behind Shylock’s vindictiveness is
portrayed clearly to the readers/spectators.
Additionally, Antonio in the play spits on the Jew, while his daughter
Jessica runs off with a Christian, symbolically leaving the Jewish family, thus
converting to Christianity. Eventually, Shylock is left without his livelihood, and
perhaps even figuratively without his own life. Shakespeare’s creation of ‘the
Other’ unquestionably mirrored the sentiments, fears and the myths about the
Jews commonly visible in the Bard’s own time. Many of such sentiments prevail
even in the 21st century (Nahvi, 2015, p. 1296). The Merchant of Venice remains
relevant for the contemporary world, because as Nowosad (2017) states: “The
play is a good selection for the time we live in right now as we strive to examine
the way we look at people who are different from ourselves. Religious and racial
prejudice prevail in this play opening our thoughts to what happens in our own
modern day society.” The aforementioned prejudice and intolerance can be
observed also within the lives of various people today, because Nowosad (2017)
likewise explains the notion that: “The desire for wealth, anti-Semitism,
prejudice, racial and gender bias, all of these take place in this story as well as in
many people’s lives today. How we decide to view them are [sic] influenced by
our own places in this life. Being open to examining them allows us to express
our thoughts and perhaps overcome what we can.”
The pivotal scene of The Merchant of Venice is, by all means, the court scene,
when Portia beats Shylock in his revenge and makes him in turn pay for the foul
agendas. Portia, or rather Balthazar in disguise, urges the Jew to render some
mercy, nevertheless the Jew refuses to do so. It would appear that the ‘crude’
Shylock stands in contrast to the ‘merciful’ Christians of Venice. The basic
messages of the Old and the New Testament(s) are juxtaposed through Shylock
and the rest of the community. However, it should be noted that the mercy which
Portia so adamantly mentions is not extended to the Jewish characters within the
drama (Navih, 2015, p. 1296). In his (tragi)comedy, William Shakespeare
portrayed the problems of his day and age which linger even in our own sphere
of existence. The issue of Shakespeare’s world is almost identical to the issue of
the post-modern society. In order to connect the similarities of problems in
Shakespeare’s own time and the current era, Bambušková (2019) analysed The
Merchant of Venice, especially in regards to the previously-mentioned court scene,
and she explained that: “Today’s ‘Christian Europe’ (Christian in name but
focused on easy, enjoyable life, much like the Venetians) may profit from
recognition of what kind of law and what kind of mercy we may offer those who
come into our country, who are our ‘Others’ and whose ‘Others’ we are” (1-2).

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�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

Thus, it is less relevant whether Shylock the Jew is a tragic character or a
sympathetic villain, because one fact is evident, he is ‘the Other,’ he is the
undermined ‘alien’ of this dramatic piece.
3. CALIBAN THE NATIVE
Shakespeare’s last (authentic) play, his final ‘farewell’ from the London audience,
presents one of the most memorable dramatic pieces ever written. The Tempest
perhaps above all other Shakespearean dramas remains most relevant for the
post-colonial analysis. Characters such as Caliban, the original dweller of the
enchanted island will be presented as the central element for the post-colonial
examination of the play. Caliban, and other magic inhabitants such as Ariel,
stand is sheer contrast to the European newcomers. The wizard called Prospero
arrives from Milan with his daughter to the mysterious isle and it is there that
Prospero establishes his hegemony over other beings of the enchanted island.
Through his dominance, his alleged magical prowess, Prospero is able to control
other island-dwellers, enslave them and ‘otherise’ them to such a degree that they
are henceforth treated even worse than the strangers in Sir Thomas More or
Shylock in The Merchant of Venice.
In order to better understand both the colonised and the coloniser, it
should be taken into consideration that the post-colonial (re-)reading of The
Tempest was inspired by the process of de-colonisation. Singh (2016) connects The
Tempest to the post-colonial interpretation by explaining the following: “Postcolonial readings of The Tempest were inspired by the decolonisation movements
of the 1960s and 1970s in Africa, the Caribbean and Latin America.” Initially,
Prospero’s craft symbolised the world of civility, as well as learning, rendered in
contrast to the ‘natural’ dark spells of Caliban’s mother, whereas the postcolonial re-reading of Shakespeare’s play challenges this rather Eurocentric
approach: “If, traditionally, Prospero's art represented the world of civility and
learning in contrast to the 'natural' black magic of Caliban's mother Sycorax, anticolonial revisions of the play challenged this rather abstract Eurocentric division
between art and nature” (Singh, 2016). In the book Eurocentrism, the Eurocentric
perception of the Western colonisers is explained, and in this sense the
Westerners view themselves as efficient, rational, democratic, whereas the
colonised peoples on the other hand are perceived as underdeveloped and as
individuals who have nothing to offer, yet they have to imitate the West in order
to progress, albeit slowly and imperfectly (Amin, 2009, p. 180). The post-colonial
reading of the play challenges this Eurocentric approach by focusing on postcolonial elements. For example, Goicoechea de Jorge (2016) mentions the postcolonial representation of Prospero as the European coloniser enslaving the
indigenous people of a newly-discovered place, but also as a European person
who imposes his tradition and language over the natives’ own culture. Caliban
tries to resist by rejecting to learn Prospero’s tongue. Therefore, it becomes
obvious that this romance play grants a better insight into the world of the

14

�The Bard and ‘the Other’: A Post-colonial Re-reading of Sir Thomas More, The Merchant of
Venice and The Tempest
Damir Kahrić &amp; Nađa Muhić

‘civilised’ European society, and the naturalised albeit ‘savage’ realm of Caliban
and the rest. The Bard gives the voice to ‘the Other’ in this dramatic work and
moreover Caliban clearly reminds his colonisers that the isle once belonged to
him, and Caliban says: “This island’s mine by Sycorax my mother, / Which thou
tak’st from me” (1.2.331). Caliban had inherited his home from Sycorax, yet the
colonisers, in this case Prospero and his daughter who had previously escaped
from Europe, made the island their home and furthermore they enslaved the
creatures encountered there.
There exists a clear dichotomy between the two opposing sides of the
island. Shylock stood against the Christian characters of Venice, and he was
‘otherised’ because of his Jewish origins, religion, outward appearance, moneylending and other activities. Similarly enough, Caliban is vividly dissimilar from
the Wizard or Miranda primarily because Caliban is a non-human being. He is a
mysterious creature. As such, the island-dwellers possess a particular form of
personality, just like Prospero or Miranda, nonetheless they still differ from one
another. Prospero and Miranda are both human characters, with their own sets
of unique traits, however on the other hand, the spirit Ariel and Caliban are
portrayed as monstrous perhaps on the outside, but they also develop their own
personalities. Harold Bloom (1998), as one of the greatest Shakespearean
scholars, further perpetuated this idea by stating that: “Caliban and Ariel are
personalities, but then Caliban is only half-human, and Ariel is a sprite” (582).
Both Caliban and Ariel are ‘otherised’ and by being only semi-human unlike
Prospero or Miranda, both island-dwellers can be perceived as ‘the Other’ in the
play. The Manichaean world can again be observed in this regard, and Fanon’s
own teachings can be applied adequately. The enchanted isle is a divided setting,
it is an isolated world conquered and colonised by the Europeans. The island is
colonised and inherently Manichaean. Fanon (1963) openly proclaims that: “The
colonial world is a Manichean world” (41). It is a world divided into segments,
and it is a world where Caliban is constantly undermined.
The character of ‘the Other,’ in this case Caliban, appears to be a pun in its
own right. In other words, the name ‘Caliban’ actually stands for the term
‘cannibal’: “The name Caliban/Cannibal appears in Shakespeare's play and in
colonial history as a cultural stereotype for the natives of the New World” (Singh,
2016). For this reason, Caliban can be observed as one of the natives of the New
World, and therefore his own background, his own culture and even language,
all play a significant role in post-colonial theory. Prospero uses various methods
in order to keep his slave at bay; moreover, the Wizard uses colonial
methodology to harm, control, beat and subjugate the ‘savage.’ Prospero even
attempts to assert his dominance via linguistic capacities.
It is clearly stated in the play that the colonisers, Miranda particularly,
tried to teach Caliban their own, European, language. Colonisation, as such,
brought with it subjugation not just on the physical level but also in regards to
the cognitive sphere of the natives. Singh (2016) elaborates on this notion of
Prospero’s dominance by stating that: “His mission assumed that the natives
lacked any culture or formal language until the Europeans brought them the

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�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

‘gifts’ of Western language and culture. If the natives resisted European paternal
rule, then they were labelled as ‘savages,’ beyond redemption.” Miranda even
insults Caliban by addressing him as ‘the abhorred slave,’ reminding him that is
was her who tried to teach Caliban their language: “Abhorred slave, / Which any
print of goodness wilt not take, / Being capable of all ill! I pitied thee, / Took
pains to make thee speak, taught thee each hour / One thing or other” (1.2.351).
It is apparent that Miranda takes up a superior position and she is more than
willing to undermine Caliban by any means necessary. However, Caliban does
not even remain silent on this remark. Rather he, too, reminds Miranda that he
loathes their language and that now he is only able to curse in their European
mother-tongue: “You taught me language, and my profit on’t / Is, I know how
to curse” (1.2.363). The assertion of language backfires, due to the fact the ‘the
Other’ is now able to retort in the language of his new masters. Their imposition
of power and superiority is gradually subverted. Miranda and Prospero attempt
to de-humanise the native as much as it is possible, nonetheless even in his own
speech, Caliban appears more sophisticated than one would perhaps expect.
Primarily, it should be noted that Caliban is more of a poetic creature. He
is able to utilise verse in order to transmit the message of his speech. Bloom (2008)
explains that: “He never falls into the prosaic and low familiarity of his drunken
associates, for he is, in his way, a poetical being; he always speaks in verse” (73).
However, Miranda is not even swayed by this reply. She constantly attempts to
degrade Caliban, going as far as reminding him that he was completely unaware
of his own purpose. In other words, Miranda reminds Caliban that only through
her education Caliban was able to realise his own existence, his own meaning:
“When thou didst not, savage, / Know thine own meaning, but wouldst gabble”
(1.2.355). It would appear that Caliban was unable to comprehend his own
existence until the moment his new master came and took over. Caliban’s
quintessence and merit is constantly annihilated by such claims, and more often
than not he is reduced to a particularly inferior level. Bloom (2008) states that
such a proclamation made by Miranda would imply that in her own perspective:
“Unlike a civilized person, the savage Caliban did not know what his true
meaning was as a human” (16). The colonisers use violence in order to subjugate
‘the Other,’ but this violence is both open as well as subtle. Fanon (1963) adds
that: “Violence in the colonies does not only have for its aim the keeping of these
enslaved men at arm's length; it seeks to dehumanize them. Everything will be
done to wipe out their traditions, to substitute our language for theirs and to
destroy their culture without giving them ours” (15). Only when the entire
heritage of creatures originally living on the island is destroyed, only then will
the complete control be established. The implicit, as well as the explicit, forms of
violence presented are there to serve one purpose – to make characters such as
Caliban or Ariel utterly subservient. Thus, Prospero is able to establish his
governance of the isle, and the Wizard becomes the sole sovereign of the
enchanted landscape.
Caliban is ‘otherised’ in his own house, so to say, on his own island. He
was the primary settler of the island, much earlier than Prospero or Miranda,

16

�The Bard and ‘the Other’: A Post-colonial Re-reading of Sir Thomas More, The Merchant of
Venice and The Tempest
Damir Kahrić &amp; Nađa Muhić

however even this right was taken from him. For Caliban, Prospero is the first
intruder who betrayed his host’s welcome and conquered with power and might.
Caliban recalls Prospero’s arrival: “When thou cam’st first, / Thou strok’st me
and madest much of me, wouldst give me / Water with berries in’t, and teach
me how / To name the bigger light, and how the less, / That burn by day and
night; and then I lov’d thee / And show’d thee all the qualities o’ th’ isle” (1.2.332337). In Caliban’s own rendition of history, it is described that it was Prospero
who arrived to the island but later decided to take full control over its beauties.
Now, it is the Wizard who holds the utmost power. Singh (2016) focuses on this
element of representing history, as such, by adding that: “It is this rendition of
history that became the battle cry for the anti-colonial movements in Africa, the
Caribbean, and Latin America – a rendition that became the staple of many
revisions and appropriations of Shakespeare's play in these regions.” The Tempest
is considered to be a multi-layered play which contributes greatly to the postcolonial theory, because it should be noted that: “While the play was written in
17th-century England, post-colonial criticism takes the play outwards towards
its complicated transactions between European and African and Caribbean
cultures in the succeeding centuries” (Singh, 2016). There exists a clear purpose
in trying to define the history of the island by observing both sides. The postcolonial approach allows for a better insight when Caliban as the character is
examined, because the readers or the spectators are able to fully understand his
own experiences. They are able to better understand the perspective of ‘the
Other.’ Post-colonialism in this case focuses on history from Caliban’s angle.
Thus, the version of ‘the savage Other’ challenges the version presented by
Prospero to Miranda. Singh (2016) explains this by stating: “In trying to view the
conditions of Caliban's servitude from his perspective, post-colonial criticism
gives legitimacy to his claims to the island, based on a reading of history that
challenges the version narrated by Prospero to his daughter.”
William Shakespeare allowed for the amplification of the seemingly
marginalised voices of ‘the Other’ in his dramatic opus. Predominantly, the Bard
presented the shifting perspective of the island from both sides, emphasising the
idea that even various things or elements should be constantly considered and
reconsidered from numerous perspectives, because it should be noted that:
“Post-colonial criticism in the West has mined this new archive of the reception
history of Shakespeare's The Tempest, questioning, once again, all normative ideas
of a ‘common humanity,’ while articulating, as Shakespeare did, the voices of the
seemingly marginal characters in Prospero’s grand designs” (Singh, 2016).
Caliban the Native in the play is ‘Caliban the Other,’ Caliban’s home was taken
from him, Prospero established his dominance and through the Wizard’s ruthless
demeanour managed to forcefully command every creature encountered.
Caliban’s cry stands for all those who were oppressed and stigmatised by the
overwhelming power of the coloniser. Perhaps Prospero and Miranda thought
that by teaching their language to Caliban they were bringing civilisation and
enlightenment to the savage, however the de-humanisation, the mechanism of
slavery applied, simply continue to assert Caliban’s position as ‘the Other.

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�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

CONCLUSION
The most important element which is easily recognisable in Shakespearean
dramas is the Bard’s universality. The dramatic plots of Sir Thomas More, The
Merchant of Venice and The Tempest present a fertile ground for post-colonial
analyses. In post-colonial terms particularly, representation of ‘the Other’ and
‘otherness’ is of paramount importance, due to the fact that Shakespeare’s
message remains crucial for every day and age, surpassing and linguistic,
cultural and political boundaries. In Sir Thomas More, Shakespeare added a
speech which clearly presents the Bard’s opinions on the idea of the refugee issue,
and through More, the Bard of Avon attempted to make his spectators render the
deeds of mercy. Furthermore, The Bard endeavoured to show the plight of the
immigrants who had to travel abroad in order to find a better life, en route they
encounter various forms of stigmatisation. William Shakespeare managed to
switch the roles, at least hypothetically, in order to remind the people of London
that they could also experience great misfortunes should their own ruler turn on
his own subjects.
In the second chapter, this paper examined the role of Shylock in Venice.
Since Shylock is a Jew, he is the epitome of the marginalised Jewish community.
Shakespeare cleverly presented Shylock as ‘the Other’ in order to remind his
audience/readers that Shylock had to behave in a negative manner since he was
constantly undermined by the predominantly Christian society of the Venetian
state. In a sense, Shylock’s stand against Antonio, Portia and the rest formulates
a distinct ‘clash’ between the Old and the New Testament. In the final segment
of this paper, the character of Caliban was analysed. Since Caliban was the
original native of the magical island, he was subjugated by the European
colonisers, primarily Prospero the Wizard. In post-colonial re-reading of the text,
it became apparent that Prospero and Miranda applied all methods in order to
bend the ‘savage native’ to their will. Prospero trapped, threatened and used
violence against the poor creature, whereas Miranda even tried to teach him their
language, therefore assimilating Caliban further. However, this paper portrayed
Caliban as a poetic being, a creature which was able to distinguish things for
himself. The paper also reflected on Caliban’s position as ‘the Other,’ as someone
whose home had been conquered. Ariel and Caliban might be non-human
characters, however it may be presumed that they hold more humanity than
Prospero and the rest.
In analysing William Shakespeare’s dramas through the prism of postcolonial criticism, the readers were presented with an exciting dialogue
formulated between the dramatic universe and the post-colonial portrayal of the
world. The post-colonial academic field of research presents the repercussions of
imperialism/colonialism as the main by-products of the European rule and
exploitations. Hence, Shakespearean plays are the superb replicas of the worlds
and societies branded by colonialism, and moreover the Bard’s round characters
transmit the suffering and experience of every inhabitant of the East subjugated
by the European control. This paper determined the post-colonial ‘Other’ in three

18

�The Bard and ‘the Other’: A Post-colonial Re-reading of Sir Thomas More, The Merchant of
Venice and The Tempest
Damir Kahrić &amp; Nađa Muhić

Shakespearean dramas and it examined the story of colonial systems which
exploited characters because they were perceived differently than the rest. It is
the identification of the colonised and the oppressed individuals, however this
article was also presented as the definition of the colonisers who attempt to assert
their hegemony, relaying on all techniques necessary in order to exert utter
dominance over ‘the Other.’
4. CONCLUSION
The most important element which is easily recognisable in Shakespearean
dramas is the Bard’s universality. The dramatic plots of Sir Thomas More, The
Merchant of Venice and The Tempest present a fertile ground for post-colonial
analyses. In post-colonial terms particularly, representation of ‘the Other’ and
‘otherness’ is of paramount importance, due to the fact that Shakespeare’s
message remains crucial for every day and age, surpassing and linguistic,
cultural and political boundaries. In Sir Thomas More, Shakespeare added a
speech which clearly presents the Bard’s opinions on the idea of the refugee issue,
and through More, the Bard of Avon attempted to make his spectators render the
deeds of mercy. Furthermore, The Bard endeavoured to show the plight of the
immigrants who had to travel abroad in order to find a better life, en route they
encounter various forms of stigmatisation. William Shakespeare managed to
switch the roles, at least hypothetically, in order to remind the people of London
that they could also experience great misfortunes should their own ruler turn on
his own subjects.
In the second chapter, this paper examined the role of Shylock in Venice.
Since Shylock is a Jew, he is the epitome of the marginalised Jewish community.
Shakespeare cleverly presented Shylock as ‘the Other’ in order to remind his
audience/readers that Shylock had to behave in a negative manner since he was
constantly undermined by the predominantly Christian society of the Venetian
state. In a sense, Shylock’s stand against Antonio, Portia and the rest formulates
a distinct ‘clash’ between the Old and the New Testament. In the final segment
of this paper, the character of Caliban was analysed. Since Caliban was the
original native of the magical island, he was subjugated by the European
colonisers, primarily Prospero the Wizard. In post-colonial re-reading of the text,
it became apparent that Prospero and Miranda applied all methods in order to
bend the ‘savage native’ to their will. Prospero trapped, threatened and used
violence against the poor creature, whereas Miranda even tried to teach him their
language, therefore assimilating Caliban further. However, this paper portrayed
Caliban as a poetic being, a creature which was able to distinguish things for
himself. The paper also reflected on Caliban’s position as ‘the Other,’ as someone
whose home had been conquered. Ariel and Caliban might be non-human
characters, however it may be presumed that they hold more humanity than
Prospero and the rest.

19

�Journal of Education and Humanities
Volume 3, Issue 2, Winter 2020

In analysing William Shakespeare’s dramas through the prism of postcolonial criticism, the readers were presented with an exciting dialogue
formulated between the dramatic universe and the post-colonial portrayal of the
world. The post-colonial academic field of research presents the repercussions of
imperialism/colonialism as the main by-products of the European rule and
exploitations. Hence, Shakespearean plays are the superb replicas of the worlds
and societies branded by colonialism, and moreover the Bard’s round characters
transmit the suffering and experience of every inhabitant of the East subjugated
by the European control. This paper determined the post-colonial ‘Other’ in three
Shakespearean dramas and it examined the story of colonial systems which
exploited characters because they were perceived differently than the rest. It is
the identification of the colonised and the oppressed individuals, however this
article was also presented as the definition of the colonisers who attempt to assert
their hegemony, relaying on all techniques necessary in order to exert utter
dominance over ‘the Other.’

20

�The Bard and ‘the Other’: A Post-colonial Re-reading of Sir Thomas More, The Merchant of
Venice and The Tempest
Damir Kahrić &amp; Nađa Muhić

REFERENCES
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1-14.
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entertainment to communicate between cultures. Paper presented at Cross-Cultural
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Bloom, H. (1998). Shakespeare: The Invention of the Human. New York: Riverhead
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Bloom, H. (2008). Bloom’s Shakespeare Through the Ages: The Tempest. New York:
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Brons, L. (2015). Othering, an Analysis. Transcience, a Journal of Global Studies, 6(1),
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Dickson, A. (2016, March, 1). The Book of Sir Thomas More: Shakespeare's only
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Frantz, F. (1963). The Wretched of the Earth. New York: Grove Weidenfeld: A
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Pettinger, T. (2014, August, 3). Biography of Thomas More. Retrieved from
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i

22

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                    <text>Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114

Quantitative estimation of cooling load capabilities of residential buildings using
machine learning

Nedret Bećirović, Ismail Bejtović, Jasmin Kevrić

International Burch University, Sarajevo, Bosnia and Herzegovina
nedret.becirovic@stu.ibu.edu.ba
ismailbejtovic@hotmail.com
jasmin.kevric@ibu.edu.ba
Abstract – Based on previous research on energy efficiency of the buildings, particularly their cooling
load capabilities we will develop a collection of machine learning methods for detecting buildings
with best cooling load capabilities. This collection will study the influence of 8 input variables (relative
compactness, surface area, wall area, roof area, overall height, orientation, glazing area, glazing area
distribution) on one output parameter, that is cooling load of buildings. The results of this study
support the practicability of using machine-learning software to estimate building parameters as a
convenient and accurate approach, as long as the methods chosen are well suited for the type of data
in question.
Keywords – cooling load, energy efficiency, machine learning, neural network.

1.

Introduction

Considering growing electrical energy consumption in the residential sector [1] and Global Warming it is
noticeable that energy consumption for cooling will surpass energy consumption for heating in the
foreseeable future. Heating and cooling load are two very important parameters in the efficient building
design. These two parameters are closely related to the materials that the building is made of, so
construction decisions made early on have a great impact on the final result. There has been a considerable
body of research [2] on this field and on this dataset but with no focus on the cooling load itself. Various
software for simulation of energy consumption has been used over the years often in conjunction with
architectural design. Accuracy of the simulation varies often across from one software package to another
[3]. Therefore this work is envisaged as an addition to the existing software solutions.

It is often the case that building parameters are compared separately with cooling and heating load, and
simple correlation has been sought [4]. Multiple regression analysis was very popular for prediction of
energy consumption until it was proven that a simple Neural Network is much better than Multiple Linear
Regression Analysis with a large database [5].

�Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114
For architects it is very important to single out and rank parameters that have the strongest impact since
normality assumptions do not hold for very complicated problems. For example, glazing areas will have
minimal impact on the cooling load. Surface area and overall height are parameters with strongest impact.

This work is done in hope it will help future architects, energy advisors for building smart buildings and
generally in the field of energy efficiency. Further studies could help with choosing suitable materials for
the construction.

2. Data

This study is based on UCI database made, non-gaussian dataset made by a CAD software Ecotect. Dataset
represents 12 different building forms, where each form is composed of 18 building blocks of the same
volume (3.5 x 3.5 x 3.5), and houses have also the same volume, which is 771.75 m3, but different height
and surface area. Materials used in these 18 blocks are all contemporary and with best U-values which are
well defined for walls, floors etc with variations in glazing area and orientation [2].

With twelve building forms and three glazing area variations with five glazing area distributions each, and
for four orientations, (12x3x5x4) 720 building samples. 12 building types are considered without glazing
but with four sides of orientation (4x12). In all it gives 768 different building types. [2]

Since parameters are identified which have the strongest impact a new dataset can be constructed where
some parameters can be locked in value and others can be varied.

Data-mining is the identification of the parameter which has the greatest influence of the result. Statistical
tools will be used tools but also inputs from builders, architects, masons etc. will give great value to the
study. They can also provide knowledge of feasibility of building parameters. How much a particular
building feature costs in the real world.

This is a well understood, relatively large dataset with 786 buildings each having 8 parameters. This is not
a skewed dataset, so this dataset is not treated as such, meaning that data were not sifted through. Some
light pruning, or trimming of data is an essential part of the random and best first search methods.

Data are though skewed in another way. Dataset is non-gaussian, and it is of great importance to find any
bias that may have influenced the dataset using classical statistical analysis which visually gives an outlying
parameter. There were not any parameters which should be given more or less weight in the neural network
model. Finding a dataset of real buildings or extracting data from buildings with a great cooling load was

�Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114
also a goal for this work. Glazing area did not have much importance in this data set for finding cooling
load. New modern types of materials are changing the paradigm of the builders' philosophy and focus of
this work changed back on the study of the virtual buildings i.e. our dataset. It would be best to actively
follow the research on the field, particularly if there has been a report on a construction of the buildings
based on research using this or a similar dataset. Dataset has been normed, quantified and classified in a
very understandable and logical way by Xifara-Tsanas, (see Table 1).
Table 1. Mathematical representation of the input and output variables to facilitate the presentation of the
subsequent analysis and results.
Mathematical

Name

Number of possible values

x1

Relative compactnes

12

x2

Surface area

12

x3

Wall area

7

x4

Roof area

4

x5

Overall height

2

x6

Orientation

4

x7

Glazing area

4

x8

Glazing area distribution

6

y2

Cooling load

636

representation

3. Methods

Classical statistical tools like histograms and scatter plots are firstly applied to dataset. Seeing the data on
the graph is a great help in understanding the data. It gives the idea in which direction study has to go.
Improving a model can take two different directions: make the model simpler or add complexity. Making
a simpler model involves feature reduction, pruning branches and removing learners from an ensemble.
Adding complexity means fine-tuning involving model-combination or adding more data sources [6].
Out of many software tools, WEKA is chosen because it is easy to use and it is easily accessible. Searching
for the best computer intelligence method that is suitable for artificial dataset was the first step. Which
algorithm to use is to be based on dataset form and trial and error method. Getting a good result from the
start with a random forest method gave indication in which direction to go.

For the analysis of the available data set, five different regression algorithms were used:

�Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114

•

Linear Regression

•

Random Forest

•

REPTree

•

SMOreg

•

Multilayer Perceptron

These algorithms are recommended for these types of datasets [7]. Regression analysis was helpful to model
the relationship between dependent variables (cooling load) and independent variables (8 attributes in our
dataset), and because a class from a data set (cooling load) has a large number of different instances. Cross
validation was used with ten folds, to get insight of how the model will behave to an unknown dataset.

All of the above algorithms are regression algorithms, with the same goal, but working in different ways.
Linear regression models are linear predictor functions whose model parameters are estimated from the
data. Linear regression models are often fitted using the least square approach, but they may be fitted in
many other ways [8].

Random forest is an ensemble method, which creates multitude of decision trees, and gives as output mean
prediction of individual trees. This algorithm applies bootstrap aggregating, or bagging, to its tree learners.
Compared to decision tree random forest tends to provide more accurate classification of a feature, because
of the decreased bias and variance. The more decision trees are chosen the more computational power is
required [9].

Reduced Error Pruning Tree (REPTree) is a fast decision tree learner, which creates multiple trees in
different iterations and selects the best one from all created trees. REPTree builds regression tree
information gain and prunes it using reduced-error pruning. For numeric attributes it sorts values only once
[10].
SMOreg uses a support vector machine for regression. RegSMOImproved for SMOreg are used to learn
parameters, but many other algorithms can be used, like Platt’s SMO [11].

Multilayer perceptron is a class of feedforward artificial neural networks. It consists of at least three layers
of nodes: an input layer, a hidden layer and an output layer. It is by far the most popular architecture because
of its structural flexibility, good representational capabilities, and the availability of a large number of
training algorithms [12].

Feature selection is a key part of the applied machine learning process, just as model selection is. Feature
selection should be considered as a part of the model selection process. If not, bias can inadvertently be
introduced into models and it results in overfitting.

�Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114

Feature selection must be included within the inner-loop when using accuracy estimation methods such as
cross-validation. This means that feature selection is performed on the prepared fold right before the model
is trained [7].

Dataset used in this work is small both in number of features and samples and it does not suffer from the
“curse of dimensionality” [13] p.4. Feature selection and feature extraction methods are not recommended
for this type of datasets with a small number of features [13] but extracting the information about which
variables are most important, is important in this type of study. Choosing this particular approach is a type
of rudimentary data mining.

Four attribute evaluators and two search methods combinations are used:
•

CfsSubsetEval and BestFirst

•

ClassifierAttributeEval and Ranker

•

ClassifierSubsetEval and BestFirst

•

CorrelationAttributeEval and Ranker

CfsSubsetEval creates subsets of attributes, where predictive ability of each feature and level of
redundancy is considered. Features need to be highly correlated with class and low intercorrelation. Best
first search method is used with CfsSubsetEval.

ClassifierAttributeEval evaluates the worth of an attribute by using a user-specified classifier. For
example if we use linear regression on our dataset, linear regression needs to be chosen for the classifier
attribute evaluator. Ranker search method is used with classifier attribute evaluators.

Classifiersubseteval evaluates attribute subsets on training data or a separate hold out testing set. Same as
classifier attribute evaluator it uses classifier to estimate how good are subsets. Bestfirst search method is
used with ClassifierSubsetEval.

CorrelationAttributeEval evaluates the worth of an attribute by measuring the correlation between it and
the class. Each value of an attribute is treated as an indicator. Ranker method is used with
CorrelationAttributeEval.
Best-first search method searches the space of attribute subsets by greedy hill-climbing augmented with a
backtracking facility. Bestfirst may start with the empty set of attributes and search forward, or start with
the full set of attributes and search backward, or start at any point and search in both directions.
Ranker search method ranks attributes by their individual evaluations, where it is used with attribute
evaluators.

�Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114

4. Results and Discussion

Classical statistical tools like probability distribution were used firstly in order to get the sense of the data.
Table 2 represents the attribute subset evaluator used on random forests. Random forests with Classifier
Subset Evaluator and Best First search method gave the best results for all the combinations. Best First
search method is a heuristic or informed search; it evaluates the second step before taking the first. Then it
chooses which way to go. For this combination of methods only attribute nr.2 (Surface Area), is not
considered. Since the volume of the buildings is fixed it is logical that surface area has a little variation and
therefore a little impact on the result.

Table 2. Results for combination of random forest and search methods
Random Forest
Attribute

Correlation

Mean

Root

Relative

Root Relative

Selected

Evaluator and

Coefficient

Absolute

Mean

Absolute

Squared Error

Attribute

Error

Squared

Error

1.4319

2.2692

16.6687

Search Method
CfsSubSetEval

0.9711

and BestFirst
Classifier

s
23.8241%

3, 5, 6, 7

17.1345%

1, 2, 3, 4,

%
0.9582

1.0079

1.6320

AttributeEval and

11.7324
%

5, 6, 7, 8

Ranker
Classifier

0.959

2.0323

2.6933

AttributeEval and

23.3581

28.2775%

1, 2, 4, 5

17.0046%

1, 3, 4, 5,

%

Ranker
ClassifierSubsetE

0.9854

0.9967

1.6196

val and BestFirst
CorrelationAttrib

11.6030
%

0.9852

1.0079

1.6320

uteEval and

11.7324

6, 7, 8
17.1345%

%

1, 2, 3, 4,
5, 6, 7, 8

Ranker
CorrelationAttrib

0.9841

uteEval and

1.0859

1.6904

12.6408

17.7479%

5, 1, 3, 7

%

Ranker
Relationship between the volume of a built form and the surface area of its enclosure is called compactness.
Roundness is a similar feature.

R. Buckminster Fuller, engineer and an architect claimed that round houses have best energy efficiency,
and an attempt to extract this feature has been made, but with no results.

�Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114

Surface area, attribute nr.2, directly shows compactness of the building and by similarity, roundness.
Classifier attribute evaluators removed this feature and gave the best correlation coefficient meaning that
compactness has no impact on cooling load.

Usage of geometric compactness for such evaluative purposes is criticized on multiple grounds. It does not
capture the specific morphology of the building shape, disregards transparent blocks of the structure and
does not correlate with orientation att. nr. 6 [14].

High correlation coefficient with all attributes included, except for surface area finally pointed that
compactness does not affect thermal load. Our model gave similar results using the same dataset as Tsanas
and Xifara [2] with slightly better correlation coefficient which is shown in Table 3 for classifier attribute
evaluator and ranker, in Table 4 for correlation attribute evaluator and ranker.

Table 3. Ranking of attributes according to attribute evaluator and ranker
ClassifierAttributeEval and Ranker
Mathematical representation

Name

Ranked

x1

Relative compactnes

6.8134

x2

Surface area

6.8134

x4

Roof area

5.5105

x5

Overall height

5.2827

x3

Wall area

2.3935

x7

Glazing area

0.1718

x8

Glazing area distribution

0.0306

Table 4. Ranking attributes according to correlation attribute evaluator and ranker
CorrelationAttributeEval and Ranker
Mathematical representation

Name

Ranked

x5

Overall height

0.8958

x1

Relative compactnes

0.6343

x3

Wall area

0.4271

x7

Glazing area

0.2075

�Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114
x8

Glazing area distribution

0.0505

x6

Orientation

0.0143

x2

Surface area

-0.673

x4

Roof area

-0.8625

Further study is to be done with different variations of cross folds with above-mentioned algorithms. Results
would be standing stronger if another dataset to test our algorithm was available. “K-nearest neighbor”
algorithm gave poor results. It is a “data sensitive” algorithm, vulnerable when faced with large amounts
of data. Different datasets would be a great boost to this work to test methods against them.

Parameter tuning is an iterative process, and Weka makes it easy to use it, without need to understand how
parameters work. Especially, when dealing with feature selection, bias can be inadvertently introduced into
models as it can give unforeseen consequences, mostly overfitting [7] [15].

Numerical values calculated by software simulations, lies very closely to previous results. Close values as
compared to similar studies on the same dataset is a characteristic of the machine learning scientific field
and using different methods and coming to the same results is an achievement [16].

6. Conclusion

Results of the previous study were repeated [17], and further work was done with examining cooling load
resulting in slightly better correlation coefficient than in article with high scientific impact [2].

Trial and error are at the core of machine learning. Choosing right algorithms is a trade-off between speed,
accuracy, and complexity. Starting with simple combinations and then adding complexity is the core of
dealing with machine learning while constantly having in mind what type of data is dealt with.

Empirical study gives answers to what algorithm to use or what parameters to choose. Knowing beforehand
what method will work best is almost impossible. Constantly iterating different combinations of similar
methods with systematic workflow and using Weka is a way forward. New and easy accessible software
packages makes it easier to spot and exploit new research areas, which previously were inaccessible due to
low computing capability.

REFERENCES

�Journal of Natural Sciences and Engineering, Vol. 1, (2019)
DOI number: 10.14706/JONSAE2019114
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Y-T. Chen, “The Factors Affecting Electricity Consumption and Sector – A Case of Taiwan”,

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[2]

A. Tsanas, A. Xifara, “Accurate quantitative estimation of energy performance of residential

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[4]

T. Catalina, J. Virgone, “Cooling energy demand evaluation by means of regression models”.

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D. Datta, S. A. Tassou, D. Marriot, “Application of Neural Networks for the Prediction of the

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Mathworks, “Mastering Machine Learning: A Steb-by-Step Guide with MATLAB.” Available at:

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J. Brownlee, “Machine Learning Mastery With Weka”, Wellington: Jason Brownlee 2019.

[8]

X. Yan, X. Su, “Linear Regression Analysis: Theory and Computing”, World Scientific, 2009.

[9]

D. Natingga, “Data Science Algorithms in a Week”, 2017.

[10]

S. Kalmegh, “Analysis of WEKA Data Mining Algorithm REPTree, Simple Cart and RandomTree

for Classification of Indian News.”, IJISET- International Journal of Innovative Science, Engineering and
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on Neural Networks, 2000, vol. 11, no. 5-6.
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P. Thomas, M. C. Suhner, “A new Multilayer Perceptron Pruning Algorithm for Classification and

Regression Applications”, Neural Processing Letters, Springer Verlag, 2015, p 31.
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M. S. Raza, U. Qamar, “Understanding and Using Rough Set Based Feature Selection – Concepts,

Techniques and Applications”, Springer, 2017.
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W. Pessenlehner, A. Mahdavi, “Building Morphology, Transparence and Energy Performance”,

Eight International IBPSA Conference, Netherlands, Eindhoven, 2003.
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M. Kosinski, Y. Wang, “Deep neural networks are more accurate than humans at detecting sexual

orientation from facial images”, Journal of Personality and Social Psychology, 2018.
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J. Christian, “Statistician: Machine Learning Is Causing A Crisis in Science”, Available:
https://futurism.com/machine-learning-crisis-science.

[17]

A. Bajek, A. Hasandić, “Energy Efficiency of the buildings.” Sarajevo: International Burch
University 2017.

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                    <text>Leveraging Raspberry Pi as a server for the integration of the NETCONF protocol
within IoT systems based on YANG
Dalibor Đumić1, Slobodan Lubura2
1
2

International Burch University, Sarajevo, Bosnia and Herzegovina

University of East Sarajevo, East Sarajevo, Bosnia and Herzegovina

dalibor.dumic@stu.ibu.edu.ba
slobodan.lubura@ets.ues.rs.ba
Abstract – Herein the idea of leveraging Raspberry Pi as a server for the integration of an incipient
network management protocol, the Network Configuration Protocol (NETCONF), within IoT
systems based on YANG is presented. The practical realization of this idea requires the
implementation of the NETCONF protocol together with REpresentational State Transfer web
services (RESTful). Such an interesting and innovative practical realization like this opens new
additional possibilities in domotics systems and these possibilities will be discussed in this paper.
Keywords – Django, domotics, Internet of Things, NETCONF, Raspberry Pi, RESTful web
services, YANG

1.

Introduction

In each home network there are always heterogeneous devices that are expected to be connected. All of
these devices are different if compared because they can be based on different hardware platforms, the
controller services can be of a different nature, and also the software components for enabling the network
access can vary [1]. For example, when we compare wearable technology based on the IoT like a
smartwatch or wristband with smart home devices such as a washing machine or air conditioner, we will
notice different capabilities in terms of memory usage, processing speed, and power consumption [2].
Because of that, the IoT devices can be generally classified based on their key characteristics:
●

communication flows in the system,

●

memory management,

●

data manipulation and processing,

●

power control and consumption.

For example, a smart coffee machine is not always powered on because it performs certain tasks when
required, but only when a user turns on it via a user interface such as a mobile application whenever the
user wants to drink a coffee or when the user is on the way to home and wants to have already prepared
coffee. These kinds of devices consume less power for communication. There are many actuators in home
automation systems that must be managed by systems connected to the Internet via network protocols [3].

�The focus of this paper is on the practical implementation of the methodology proposed in [4] and this
methodology was carried out by the empirical study of the NETCONF protocol that will be used as a
network protocol for enabling the connection of the gateway with the Internet. The gateway will perform
effective management of sensors and devices in a home network and it will be based on the RESTful
technologies.

The paper is organized into five sections. Section 1 introduces us to the IoT systems and the purpose of this
paper. In Section 2, the NETCONF protocol and its features are introduced. The proposed integration of
the NETCONF protocol in the IoT is detailed in Section 3. The results of the proposed integration of the
NETCONF protocol are noted in Section 4. The benefits of the proposed integration and the main
conclusions are discussed in Section 5.

2. The Network Configuration Protocol (NETCONF) and its features

A.

NETCONF

The Network Configuration Protocol (NETCONF) is a network management protocol with great features
such as installing, manipulating, and deleting the configuration of the devices in the network. Its purpose
is managing network devices, retrieving its configuration data, and uploading or manipulating new
configuration data of the network devices [5]. That means devices on the network can take different states
according to their configuration.
To switch between the device’s states, the configuration datastores are used. By definition, a configuration
datastore contains a set of information that is needed for the configuration, and thereby that configuration
is required to change the state of a device to chosen operational state from its initial default state. NETCONF
currently supports event notification features and the following multiple configuration datastores [6]:
●

"running" – this configuration is always present and it is used as the currently active configuration

●

"startup" – this configuration is used in the next startup

●

"candidate” - this configuration that can be used instead of currently running configuration through
an explicit commit.

By using NETCONF operations, it is possible to manipulate device configuration. The NETCONF
operations are invoked as Remote Procedure Calls (RPCs) from the client to the server. Some minor
operations are [6]:
●

“commit” - commits the "candidate" configuration to "running",

●

“copy-config” - copy one configuration datastore to another,

●

“edit-config” - changes the contents of a configuration database,

●

“get-config” - retrieves configuration datastore,

●

“lock” - prevent changes to a datastore from another party, and

●

“unlock” - releases lock on a datastore.

�Configuration data stored on devices and the protocol messages between devices are encoded in Extensible
Markup Language (XML) on both client and server side. Any script or application can be the client in order
to be runned as part of a network manager. The server is typically a network device. There is a rule that a
device on the network must support at least one NETCONF session. The main NETCONF message
exchange between client and server in a single NETCONF session [7] is illustrated in Figure 1. At the start,
the device and controller create a NETCONF session and share their list of their own capabilities by sending
&lt;hello&gt; messages. A capability describes a supported data model. After the session has started,, the
NETCONF executes exchanges &lt;rpc&gt; and &lt;rpc-reply&gt; messages. The &lt;rpc&gt; message consists of an
enclosed NETCONF command which is sent from the controller to the device. The &lt;get&gt; command in the
&lt;rpc&gt; message is used to get the running configuration and state information of the device (3). The &lt;editconfig&gt; request is used to write a specific configuration on the device (5). The &lt;rpc-reply&gt; message is sent
from the device to the controller in response to a &lt;rpc&gt; message. The response data for the given method
invoked is encoded as one or more child elements enclosed in the &lt;rpc-reply&gt; message.

Figure 1. NETCONF messages

The information that a client retrieves from the server consists of two parts: configuration data and state
data [6]. The purpose of the configuration data is to give a description of actions that will change a system
from its previous state into the state described in the configuration data, while the purpose of the state data
is to provide information such as read-only status data and collected statistics. For specifying NETCONF
data models and operations, the YANG data modeling language is used.

A.

YANG

To perform the NETCONF operations, a YANG module has to be defined as a hierarchy of data such as
configuration data, state data, RPCs, and notifications. By defining the YANG module, a description of all
data sent between both NETCONF client-side and server-side becomes completed. Each YANG module is
consisting of statements and some of the statements are previewed in Table 1 [8].
Table 1. YANG statements
Statements
augment
choice

Description
Extends existing data
hierarchies
Defines mutually

�container
extension
feature
grouping
key

exclusive alternatives
Defines mutually
exclusive alternatives
Allows new statements
to be added to YANG
Indicates parts of the
model are optional
Groups data definitions
into reusable sets
Defines the key leafs for
lists
Defines a leaf node in
the data hierarchy
A leaf node that can
appear multiple times

leaf
leaf-list

list
notification
rpc

typedef
uses

A hierarchy that can
appear multiple times
Defines notification
Defines input and
output parameters for
an RPC
Defines a new type
Incorporates the
contents of a
"grouping"

With the help of XML parsers and XSLT scripts, a translation of the YANG module into an equivalent
XML syntact becomes possible. Every YANG module consists of a set of built-in types and has a type
mechanism through which additional types may be defined. The modeler of the YANG module can add
constraints to the model to prevent impossible or illogical data. The purpose of these constraints is to
provide information about the data being sent from the server and help a client to understand the data that
the server will accept in order to avoid sending incorrect data from the client to the server. Table 2 briefly
describes some other common YANG constraints [9]

Table 2. YANG constraints
Statements
length

Description
Limits the length of
string

�mandatory
max-elements
min-elements

Requires the node
appear
Limits the number of
instances in list
Limits the number of
instances in list

must

XPath expression must
be true

pattern
range
reference
unique
when

Regular expression
must be satisfied
Value must appear in
range
Value must appear
elsewhere in the data
Value must be unique
within the data
Node is only present
when XPath expression
is true

Generally said, the YANG module is a single data model that contains three types of statements:
●

module-header statements – they describe the module and provide the information about the
module

●

revision statements – they provide information about the history of the module

●

definition statements – they are the body of the module where the YANG module is defined.

In order to use the YANG module, it firstly has to be defined or modeled to the specific problem domain.
After that, the YANG module can be loaded, compiled, or coded into the server. In the end, the NETCONF
server may implement any number of the YANG modules [10].

3. Proposed Methodology

After the empirical study of the NETCONF protocol and retrieving its features, an implementation of the
proposed integration was divided into two parts: server-side and client-side, as it is shown in Figure 2.

Figure 2. Both client and server sides are communicating over the Internet [4]
A.

Server-side

To implement the proposed integration, the following requirements are defined:

�●

small physical dimensions, because it has to be hidden in home installation and not visible;

●

able to boot Linux Operating System, since the Linux OS is open-source;

●

has General Purpose Input Output (GPIO) pins for interfacing with the sensors and devices,

●

has Ethernet port and/or WiFi module, and

●

CPU based on ARM for fast computing.

A great match for the single board with the following characteristics is Raspberry Pi 3 B+, which is based
on a 1.4GHz 64-bit quad-core ARM Cortex-A53 processor. The good thing about Raspberry Pi is that it
has the GPIO module which can be used through several programming languages such as C, C#, Python,
Java, etc. The fact is that the integration will be implemented by using Python programming language and
it makes Raspberry Pi a perfect match [11]. A server would be connected via appropriate connection lines
to these rooms as it is shown in the Figure 3.

Figure 3. Raspberry Pi as server connected to sensors and devices in each room via GPIO line [4]

In order to build a server, the Netopeer2, a set of tools implementing network configuration based on the
NETCONF protocol, is installed [12][13]. Each room in a home has sensors and relays for controlling
devices. For each room, a custom YANG module is created, and each custom YANG module manipulates
with data such as temperature, humidity, open or closed status, turned off or turned on status, etc. Thanks
to custom YANG modules, the server can easily manage the information related to the sensors and relays
in the home. The structure of the simplest custom YANG module for a room is shown in the section
“Appendix”.

�B.

Client-side

On the client-side, any device which supports the NETCONF protocol can communicate with the server.
However, the challenge is to develop an application by means of RESTful services. It should send the RPC
commands such as “edit-config” or “get-config” directly to the NETCONF server in order to retrieve
information about rooms in the user’s home. Finally, its interface must be user-friendly and rich with data
charts, data graphs, toggle buttons, etc.
The very first step is to develop a script that shall “talk” with the NETCONF server. Thanks to the enormous
possibilities of the Python programming language, it is possible to communicate with the server via the
NETCONF protocol by using ncclient library. The ncclient library enables an easy way of the client-side
scripting around the NETCONF protocol, and as well as the possibility of the application development [14].

The next step was to develop a web application and merge it with the script based on ncclient library. There
are many high-level Python web frameworks and one of them is Django. Django is specific because it
encourages rapid development and clean, pragmatic design [15]. By combining Django and ncclient, a
powerful user-friendly web application is created, and it will fulfill its main purpose – to collect all
information about the conditions such as temperature and humidity in the rooms of the user’s home and to
control devices in the rooms of the user’s home, all of it over the NETCONF protocol.

4. Results

On the client-side we have an application based on both front-end and back-end development in the Django
framework and merging its back-end with the ncclient module for interfacing with the server as shown in
Figure 4.

Figure 4. Developed client application

�On the server-side we have Raspberry Pi computer booting Linux OS which runs Netopeer2 and sysrepo
modules for enabling the NETCONF protocol and interfacing the data through YANG modules. The
Raspberry Pi is connected to several sensors and actuators, as shown in the Figure 5:

Figure 5. Raspberry Pi running as the NETCONF server

The URL of the recorded video of the methodology proposed in this paper can be found below in the
reference section [16]. A clip from the recorded video is shown in Figure 6 and it can be seen that two
processes are running parallely: sysrepo and netopeer2.

Figure 6. Testing the proposed methodology

An overview of both client and server sides is shown in Figure 7.

�Figure 7. Used technologies on both client and server sides

The complete overview of the proposed integration is shown in Figure 8.

Figure 8. Overview of the complete integrated system

4. Conclusion
Through the empirical study of the NETCONF protocol, great capabilities of the NETCONF protocol are
discovered. The NETCONF protocol allows us to have an unlimited number of YANG modules with
different structures of the data. This characteristic of the NETCONF protocol is of crucial importance for
using it in the home automation system and similar systems. The proposed integration is not a challenge
anymore. Thanks to the powerful Python Web framework and ncclient Python library, it is possible to
develop a rich web application that can be outperformed on many devices such as single board computers,
desktop computers, notebooks, and even tablets.

APPENDIX
Implemented module for a room in the YANG language:
module room1 {
namespace "urn:sysrepo:room1";
prefix r1;
description "The room yang module.";
revision 2019-09-14 {
description "Initial revision.";
}

container room-data {
description "Room 1 info.";
leaf temperature {

�description "Actual temperature inside the room.";
type uint8 {
range "0..125";
}
}

leaf humidity {
description "Actual humidity inside the room.";
type uint8 {
range "0..100";
}
}

leaf ac-status {
description "Informs whether the AC is switched on or off.";
type boolean;
}
}
}

ACKNOWLEDGMENT
Many thanks to the experts from the RT-RK Institute for Computer Based Systems in Banja Luka who
contributed and influenced so much to the development of this research from the early stages of the project.

REFERENCES
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                    <text>Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123

Student Attendance Pattern Detection and Prediction
Ibrahim Muzaferija1, Zerina Mašetić2, Samed Jukić3, Dino Kečo4
1

International Burch University, Sarajevo, Bosnia and Herzegovina
ibrahim.muzaferija@stu.ibu.edu.ba
zerina.masetic@ibu.edu.ba
samed.jukic@ibu.edu.ba
dino.keco@ibu.edu.ba

Abstract – Since the early beginnings of education systems, attendance has always played a crucial
role in student success, as well as in the overall interest of the matter. The most productive way of
increasing the student attendance rate is to understand why it decreases, try to predict when it is
going to happen, and act on causing factors in order to prevent it. Many benefits of predicted and
increased attendance rate can be achieved, including better lecture organization (i.e. lecture time and
duration, lecture class choice, etc). This paper describes the steps in the extraction of knowledge from
the university's student database and making a model that predicts whether the student will attend
the class or not. Results show that the attendance patterns are best reflected when employing a
decision tree algorithm, a C4.5 model that is interpretable and able to predict the attendance with
0.81 AUC performance measure.
Keywords - Data Mining, Educational Data Mining, Machine Learning

1.

Introduction

Data mining (DM) is an approach to discover useful information in data. It uses statistical and machine
learning (ML) techniques to operate on large volumes of data to discover hidden patterns and relationships
that describe the behaviors of systems that produced the data. Relationships and patterns discovered provide
helpful insight into decision making, as well as making predictions, thus solving numerous problems.

In recent years, there has been an increase in the use of ML techniques in many fields, such as education,
economics, business, statistics, medicine, and sport. The main objective of this paper is to apply ML
techniques in the educational field to analyze student behaviors and to predict whether the student will
attend the class.

Traditionally, educational institutions are collecting large volumes of data related to students, classes,
faculty members, and educational processes. However, collected data is often not analyzed enough to
provide significant results. In general, collected data is used for producing simple reports that are not highly
significant in contributing to the decision making process in the institutions.

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123

Currently, educational systems aim to enhance the teaching and learning process by carefully analyzing
collected data, and discovering patterns related to student behavior and their final outcome. Reasons are to
identify which students will perform well, so that they can be awarded scholarships and more importantly,
to identify the students who may fail so that some form of help and assistance may be offered to them.

Besides identifying students by their performance, it's also important to discover which aspects of teaching
and learning systems facilitate student learning and success. One of the aspects that are closely related to
student performance is student attendance, meaning that students who have a higher attendance rate also
have a higher success rate in the end [1].

The paper is structured in seven sections: 1. Introduction section; 2. The previous work section describes
the previous efforts for the topic; 3. The methods and materials section describes data cleaning and
processing steps; 4. The model creation section describes model selection and creation methodology; 5.
The results section provides model results and evaluation; 6. In the discussion section, a comparison
between this study and previous studies is made; 7. The conclusion section provides recommendations for
future work in the area of educational data mining.

2.

Previous Work

Gurmeet Kaur and Williamjit Singh [2] applied machine learning methods from the WEKA tool in order
to predict students' performance from the College of Science and Technology – Khan Younis. Thir work
was concluded with two classification algorithms, Naive Bayes and J48, which provided an accuracy of
63.59% and 63,53% respectively.

C. Anuradha and T. Velmurugan [3] conducted a comparative analysis of the evaluation of classification
algorithms in the prediction of students' performance. The dataset was obtained from the college database,
containing 19 attributes that describe the student, his family, and the living environment, as well as previous
performances. Their goal was to compare algorithms in predicting students’ performance in end semester
examinations. The results show that Bayesian classifiers, as well as JRip and J48, had the highest accuracy
which is very close to 70%.

Abeer Badr El-Din Ahmed and Ibrahim Sayed Elaraby [4] describe the importance of Educational Data
Mining (EDM) and Knowledge Discovery in Databases (KDD) in achieving the main goal of higher
education institutions, that is, providing quality education to students. They used classification algorithms
to identify those students who needed special attention in order to reduce the failing ratio and taking
appropriate action at the right time, resulting in a decrease of the falling ratio by more than 15%.
Anal Acharya and Devadatta Sinha [5] used a dataset that contains a huge number of features that describe
a student, by applying feature selection algorithms like Correlation-Based Feature Selection (CBFS) and
Information Gain Attribute Evaluation (IGATE), they reduced the number of features and performed cross

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123
modeling with five machine learning algorithms: Decision Trees (DT), Bayesian Networks (BN), Artificial
Neural Networks (ANN), Support Vector Machines (SVM) and Multi-Layer Perceptron (MLP). Features
related to gender, university, time, and family are the ones having the highest information gain, as well as
the models created using decision tree algorithms, provide 10-15% more reliable performance in
comparison to other classification algorithms.

The study conducted by Havan Agrawal and Harshil Mavani [6] confirms that past performances have
indeed got a significant influence over current performances. Further, they used neural network algorithms
and confirmed that the accuracy of the algorithms is proportional to dataset size, meaning that with the
increase of dataset size, the algorithms generalize the problem better.
In this paper, we’ll address the problem with a selection of best-performing machine learning algorithms
for EDA, as proposed by Anal Acharya and Devadatta Sinha [5] and Gurmeet Kaur and Williamjit Singh
[2], such as Logistic Regression, Decision Tree, Rule-based, k-NN, etc. Moreover, an increased number of
data samples is obtained in order to improve the algorithms generalizing ability, in contrast to the number
of data samples used in the previous study conducted by Gurmeet Kaur and Williamjit Singh [2].

3.

Methods and Materials

The research is based on CRISP-DM [7] methodology as it describes common approaches used by data
mining experts, while the paper contains a simplified version of the processing model shown below.

Figure 1. Data processing workflow

A. Data selection
Initial data was obtained from International Burch University’s Student Academic System [8] and contains
2nd-year student attendance data from the years 2016/2017 and 2017/2018. Although the dataset doesn't
contain all the details about the students and their classes (such as day of the week in which the class was
held, exact start and end time of classes, professor ID, etc.), it’s enough to extract the patterns of student
attendance behavior and create a model that predicts it.

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123
The data was obtained as an SQL file, and after importing the file to the local database, RapidMiner [9]
was used to fetch the tables and store them in CSV format. Every further operation is done using the
RapidMiner, as it has the Weka [10] extension.

The following table displays whether or not an attribute of the original dataset was copied over to the data
mining dataset. All the selected attributes were considered relevant to the task of predicting student
attendance to classes.

Table 1. Initial dataset attribute selection
Table

Attribute

Accepted

Notes

student_id

x

No need for additional IDs

student_number

x

No need for additional IDs

student_id

✓

Student ID

course_code

✓

Course ID

branch

x

Same values in other tables

year

x

Same values in other tables

semester

x

Same values in other tables

student_id

✓

Student ID

attendance_id

✓

Class attendance ID

attendance_id

✓

Class attendance ID

course_code

✓

Course ID

branch

✓

Branch

year

✓

Year

semester

✓

Semester number

course_date

✓

Starting date of the week in which class
was held

type

✓

Type of the class

students

student_courses

student_attendance

course_attendance

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123
topic

x

Not relevant / High cardinality

duration

✓

Duration of the class

B. Data Cleansing

In order to get an insight into data quality, graphical and statistical methods were used to detect anomalies,
faults, outliers, missing values, etc. First, the dataset was divided into four parts: 1st semester of 2016, 2nd
semester of 2016, 1st semester of 2017, and 2nd semester of 2017.

After examination, data related to both semesters of the year 2016 contained no anomalies and were
consistent, thus were labeled as clean data. Furthermore, 2nd semester of the year 2017 contained
incomplete data due to university system failure (class attendance from the last 2 weeks is missing), and
1st-semester data were not consistent (having a huge number of recorded attendances in the 14th week and
almost none in 15th week).

The dataset contained automatic attendance values that were irrelevant for creating a model and those
samples were removed. Some attendance samples recorded before and after the semester were marked as
outliers. Samples related to midterm and final exams showed the decrease of recorded attendances due to
the nature of exam weeks, as instead of multiple lectures in those weeks, only one was held - the exam.
Those samples were not relevant in predicting the lecture attendance and were discarded.

C. Deriving Data

From the course_date attribute, containing the date of the week in which the class was held, week attribute
was derived, containing week number in the semester.

The attribute attended is added to the table student_attendances and contains the value 1, which reflects that
the student attended the class. Later when joining tables, this attribute will have missing values which
indicate that students didn't attend the class.

The dataset contains only the records of students that attended the class and no records of students that
didn't attend. In order to populate the attribute attended with reflection did the student attend the class,
joining the tables is necessary.

First, by performing an inner join of student_courses and course_attendance tables, matching course_code
from one table with course_code from another, a new table is created containing a matched list of students
per course attendance IDs.

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123

Next, by performing a left join of the previously created table and student_attendance table, matching both
attendance_id and student_id from one table with attendance_id and student_id from another table, a new
table is created containing attendance values where the student attended the class and missing values where
the student was absent. Finally, missing values were replaced with 0, indicating that the student was absent.
D. Dataset Creation

During the data preparation phase, attributes considered most relevant were selected to shape the model's
prediction capabilities. Then, using the RapidMiner tool, all data was cleaned and exported as a CSV dataset
that will be used in training and testing the model. The final dataset contains about 58,000 attendance
samples from the 2nd semester of the year 2016, and the following table displays qualitative and
quantitative aspects of all the attributes present on the final dataset. The goal attribute (or prediction class)
is “attended” which indicates did the student attend the class (marked as 1) or not (marked as 0).

Table 2 - Final dataset attribute description
Attribute

Data type

Range

Missing
values

Distinct
values

Unique
values

Statistics

id

integer

[1,58019]

0

58019

58019

—

attended

integer

0,1

0

2

0

Least: 1 (21327)
Most: 0 (36692)

course_code

nominal

MAN 201,
(...)

0

85

0

Least:
IRES 305 (5)
Most:
MAN 201 (6784)

branch

nominal

A,B,C,D,E,
F

0

6

0

Least: D (1628)
Most: A (37368)

type

nominal

Recitation,
lecture, lab

0

3

0

Least: recitation (1954)
Most: lecture (46511)

duration

integer

[1,4]

0

4

0

Min: 1
Max: 4
Average: 1.684

week

integer

[1,15]

0

15

0

Min: 1
Max: 15
Average: 7.861

4.

Model Creation

This machine learning problem belongs to the classification types [11]. In order to reach the business goal,
the complete understanding of data is required to generate the model. Currently, there are several modeling
algorithms for classification types of problems, and they are shown in the table below.

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123

In order to correctly create, evaluate and validate the model, one of the key steps is the separation of the
data into training, testing, and validation.

Table 3. Machine Learning algorithms
Type

Name

Functions

Logistic Regression
ID3 (Decision Tree)
C4.5 (J48)

Trees

Random Forest
One-Rule
Rules
PRISM
Memory-Based

k-NN

The most convenient method for training and testing separation is called Cross-Validation [12], as it splits
the data into folds, and crosses the results of training and testing with different folds. The cross-validation
is conducted using five folds of training data. Validation data will not be used in cross-validation in order
to provide reliable testing results at the end.

5.

Results

All the decision tree algorithms had the minimal gain set to “0.01” in order to prevent premature pruning
of the tree branches, and pruning confidence threshold to “0.25”. Other model settings have been kept on
the default values because they are preselected for optimal model performance. After applying manifold
training and testing methods known as cross-validation [13], building the models with different algorithms
yielded promising results, as shown using the metrics such as accuracy, the area under the curve (AUC),
precision, recall, fallout, and f-measure [14]. Moreover, models have been evaluated with validation data
holdout and the results match with the cross-validation testing results presented below.

Table 4. Evaluations of created models
Algorithm

Accuracy

AUC

Precision

Recall

Fallout

F-Measure

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123
Logistic Regression

75.37%

0.803

71.09%

55.63%

13.16%

62.41%

ID3

68.38%

0.697

56.20%

63.31%

28.68%

59.54%

C4.5

77.41%

0.812

73.04%

61.12%

13.12%

66.55%

Random Forest

66.48%

0.700

56.41%

38.73%

17.39%

45.92%

One-Rule

74.60%

0.500

69.25%

55.65%

14.39%

61.69%

PRISM

64.15%

0.500

71.90%

4.07%

0.93%

7.70%

K-NN

70.42%

0.672

58.13%

69.86%

29.25%

63.45%

The machine learning algorithm that creates the most accurate model is a decision tree algorithm known as
C4.5. The reason is the enhanced method of tree pruning that reduces misclassification errors due to noise
and too many details in the training data set, as described in the study conducted by Anuja Priyam et al
[15]. The accuracy of the model is fairly satisfying, taking into consideration that previous works provided
an accuracy of less than 70%. As opposed to previously mentioned studies, our data set contains more
examples thus produces a more accurate prediction model. This process allows the extraction of relevant
information from the model and helps draw the lines of action for this business problem.

Table 5. Confusion matrix for C4.5 model
true 0

true 1

class precision

predicted 0

31878

8291

79.36%

predicted 1

4814

13036

73.03%

class recall

86.88%

61.12%

In regards to interpretability, the decision tree generated by the C4.5 algorithm is easy to interpret as the
size of the tree generated is 357 and the number of leaves is 230. The most important attribute on the dataset,
as taken from the model, is the course code.

Furthermore, it's wrong to assume that one student attending classes has the same cost, from a business
perspective, as one that never goes to class. That means that students that attend classes are beneficial and
students that miss classes have a cost. With that in mind, the model needs to help in finding the solutions
that decrease the overall cost. There are four possibilities:
1. We predicted the student would attend class and he did;
2. We predicted the student would not attend class and he did not;
3. We predicted the student would attend class, but he did not;
4. We predicted the student would not attend class, but he did.

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123

Point 1 is the best scenario, so it needs to have a negative cost (to be a benefit). Point 2 is the worst case,
so it needs to have the highest cost. Point 3 is also negative, but not as negative as the previous one. Point
4 is positive, but not as good as the first point. With that information, it is possible to build a cost matrix
for the class “Attended”:
Table 6. Cost matrix for the model
Actual
T

F

T

-15

15

F

-5

5

Prediction

Building the cost-matrix doesn’t affect the model’s performance but aids in the final outcome of prediction
by introducing the business bias and targeting to increase the business value.

6.

Discussion

The possible issue with the study conducted by Gurmeet Kaur and Williamjit Singh [2] is the small number
of instances (as low as 52) contained in the dataset and used to build the model. In order to make a model
more accurate and more prone to generalization, Havan Agrawal and Harshil Mavani [6] propose using a
higher number of instances, which made the model described in this paper more accurate. Moreover, crossvalidation, as one of the extra steps that are taken in model construction, increased the model’s overall
ability to generalize and provide higher accuracy than models in previous studies.

While conducting the research, it was noticed that the quantity and quality of data plays a crucial role in
the final outcome and performance. We highly devise to use a high number of instances in future studies,
and continuum stream of attendance data in deployed models to continuously train the model as the trends
responsible for student attendance dynamic behavior progresses over time.

The feature engineering task in the data preparation step has yielded significant model improvement as
compared to the models from previous studies that are built without deriving new attributes. Moreover, the
induction of external data has also improved the performance of the model as outliers were removed.

7.

Conclusion

This study has shown that patterns for student attendance exist and can predict whether the student will
attend the class. The importance of student data quantity and quality is presented, as well as the methods
for cleaning and transforming the data. The creation of a machine learning model should include cross-

�Journal of Natural Sciences and Engineering, Vol. 1, (2020)
DOI number: 12.34567/JONSAE2020123
validation as one of the key steps, and we devise using multiple algorithms for achieving the best results.
When there is a business value to achieve, it’s recommended to use a cost-matrix to further adjust the model
and increase the business value. The model for predicting student attendance can be used to improve in the
area of causing factors and increase the attendance ratio, which will subsequently increase the passing ratio,
i.e., the number of students that graduate. Future works can include an increase in data set examples, as
well as dimensionality increase by adding attributes for external factors of students’ attendance, such as a
professor who held the lecture and weather information of the day.

REFERENCES

[1]

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[12]

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                <text> Since the early beginnings of education systems, attendance has always played a crucial&#13;
role in student success, as well as in the overall interest of the matter. The most productive way of&#13;
increasing the student attendance rate is to understand why it decreases, try to predict when it is&#13;
going to happen, and act on causing factors in order to prevent it. Many benefits of predicted and&#13;
increased attendance rate can be achieved, including better lecture organization (i.e. lecture time and&#13;
duration, lecture class choice, etc). This paper describes the steps in the extraction of knowledge from&#13;
the university's student database and making a model that predicts whether the student will attend&#13;
the class or not. Results show that the attendance patterns are best reflected when employing a&#13;
decision tree algorithm, a C4.5 model that is interpretable and able to predict the attendance with&#13;
0.81 AUC performance measure</text>
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                    <text>Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2019114

Overview of Human Lineage Genetic Marker Studies in Bosnia and Herzegovina:
Y chromosome story
Aldin Pirić1, Sabahudin Ćordić1, Lejla Smajlović-Skenderagić1, Serkan Dogan1, Damir Marjanović1,2
1

International Burch University, Sarajevo, Bosnia and Herzegovina
2

Institute for Anthropological Research, Zagreb, Croatia
aldin.piric@stu.ibu.edu.ba
sabahudin.cordic@stu.ibu.edu.ba
l.smajlovic.skenderagic@ibu.edu.ba
serkan.dogan@ibu.edu.ba
damir.marjanovic@ibu.edu.ba

Abstract – Modern Bosnia and Herzegovina is a state consisting of multiple ethnicities and regions
located in the Western Balkan, with a very complex history. The earliest historical findings show that
its area was inhabited since the Paleolithic. From that time, this part of Europe, especially the region
of the Modern Bosnia and Herzegovina, could be recognized as the crossroad for the different human
migration and the meeting point for different cultures, religions and gene pools. Mitochondrial DNA
is being used for maternal lineage testing, while the Y chromosome is being used for paternal lineage
testing. Therefore, these markers are being referred to as lineage markers. Lineage markers are often
used for parental lineage monitoring in population genetics, human genetics, as well as in forensic
genetics. The main intention of this paper is to construct a short overview of the Y chromosome
studies performed in Bosnia and Herzegovina within the last two decades.
Keywords - Bosnia and Herzegovina, lineage markers, molecular markers, population genetic
studies, Y chromosome

1.

Introduction

Existent archeological artifacts are proving that territory of Bosnia and Herzegovina has been populated
since Neolithic [1]. However, some of the archeological findings imply that the first inhabitants settled here
in the Paleolithic era [2]. In the early Bronze Age, Indo-European tribes known as the Illyrians settled in
the various region of the modern territory of Bosnia and Herzegovina. [3] the tribes were governed by the
Romans for more than five centuries [4]. During that time, a lot of the residents of the Roman empire,
including Roman soldiers settled down in the region [1].
After the fall of the Roman empire, this area remained a borderline between the Eastern and Western
empires which encouraged. various tribes, such the Avars, the Slavs, and others, that massively invade this
region. Additionally, two important events, along with several other historical episodes, significantly
impacted the structure of B&amp;H human population. The first of those are large migration waves from the
North-East (which were extremely intensive during the 6th and 7th centuries) which moved different
Gothic, Avar and Slavic clans into the area. The second one was the expansion of the Ottoman Empire into
this part of the Balkans in the fifteenth century [5]. All these historical episodes left their imprint on the

�Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2019114
population structure of modern B&amp;H inhabitants and created fascinating genetic diversity within.
Therefore, it is not surprising that modern B&amp;H population is one of the most genetically studied regional
populations, especially by the use of so-called lineage genetic markers.
Unlike autosomal markers, Y-linked and mitochondrial markers do not undergo each generation shuffling,
but instead get passed down from one generation to the next, with the only differences being induced by
mutations. For these reasons, these markers are often used for parental lineage monitoring in population
genetics, human genetics, as well as in forensic genetics. Mitochondrial DNA is being used for maternal
lineage testing, while the Y chromosome is being used for paternal lineage testing. Therefore, these markers
are being referred to as lineage markers [6].
Previously published papers presented a short historical overview of earlier published human population
studies in Bosnia and Herzegovina, conducted within the last three centuries [7,8]. However, usage of the
lineage markers within those papers was just briefly noted. Expansion of human population studies based
on these genetic markers, as well as the significance of the obtained results, initiated us to put more attention
on this part of BH population genetics. Therefore, this paper will extensively elaborate usage of the Y
chromosome DNA markers within analysis of the BH human genetic pool, including the most recent data
published after previously mentioned papers.

2. Human Y Chromosome as Genetic Marker

Y chromosome has been given many different definitions, some of them being “nonrecombining desert”
and “gene-poor chromosome”. Compared to other chromosomes, the Y chromosome has low number of
genes with half of its sequence consisting of repeated elements. Moreover, it lacks the recombination ability
and is in continuous decay. The Y chromosome is inherited through the patrilineal inheritance pattern, i.e.,
from father to son, meaning that each male person from the same patrilineal lineage would have an identical
profile. The relatively small degree of molecular diversity between markers located on this chromosome
comes from the absence of gene recombination in 95% of its length and the mechanism of random mutations
as the only possible source of polymorphisms [6].
Denver convention criteria classifies the human Y chromosome as G chromosome, that is, the category of
the shortest chromosomes in the human set, consisting also of chromosomes 21 and 22. It contains about
50 million base pairs, which makes out around 1.8% of the total human genome. The Y chromosome
contains important information used in determining the parental lineage of a specific male. This is possible
because the Y chromosome contains highly polymorphic regions. The human Y chromosome is present in
a sole copy in normal males, inherited from the father, and, as already mentioned, 95% of its complex does
not undergo recombination. Only 5% of this chromosome has the potential ability to interact with the X
chromosome, and the interacting region is called the pseudoautosomal region of the Y chromosome [6].
The Y chromosome has an important role in forensic analyses in cases of rape of women, in particular,
those involving more than one man, especially in cases of mixed samples when there is an overwhelming
amount of female DNA. Y-STR (Short Tandem Repeat) and Y-SNP (Single Nucleotide Polymorphism)
markers are useful in cases of parenthood testing or further kinship through the male line, when the children

�Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2019114
are male, and in the process of identification when only kin from the father’s line is known. In addition, the
Y chromosome is more and more being used in human migration studies due to its property of not
undergoing recombination throughout the transfer of genetic material between generations [9].
Actually, since the first Y chromosome polymorphism was published [10], an entire decade has passed
before the binary, and later STR markers, located on the NRY region found their wider application in
phylogenetic studies monitoring human migration patterns, through the construction of phylogenetic trees
[11]. The SNP patterns can be used to determine lineages which are referred to as haplogroups. Haplogroups
can also be inferred from readily available Y-STR genotyping data. Vast amount of forensic Y-STR data
is available for the use in population genetic studies [12].

3. Overview of the Y Chromosome Population Genetic Studies in Recent B&amp;H Inhabitants

The analysis of STR and SNP variation, autosomal, and Y-chromosome markers were studied so that
molecular genetic diversity of B&amp;H could get incorporated into regional and European frames, but also to
provide necessary reference for statistical calculations used in forensic genetics. In order to ensure the most
relevant calculation, the data are still periodically updated.
Initial results were obtained by observing 28 Y-chromosome biallelic markers in the B&amp;H population [13].
This study was constructed on the ground of regional data and designed to include 256 male individuals.
The results showed extremely close genetic relationship between three populations (three main Bosnian
and Herzegovinian ethnic groups) and their close relationship to other populations in the Balkans. Of
course, further elaboration of this issue required additional studies with a multidisciplinary approach,
application of additional molecular markers, expansion of the sample and structural investigation of each
ethnic group, as well as the analysis of ancient genetic material from the archeological skeletal samples.
In the same year (2005) very first Y STR population data set for the BH human population was published
[14]. Hundred tested males have been voluntary donors. The PowerPlex®Y System has been used in order
to amplify 12 Y-STR loci by via PCR. These STR loci are: DYS19, DYS385a, DYS385b, DYS389I,
DYS389II, DYS390, DYS391, DYS392, DYS393, DYS437, DYS438 and DYS439. From eighty-one
detected Y-STR haplotypes (from a total number of 100 obtained samples) 69 were unique, 7 appeared two
times, 4 appeared three and only 1 ﬁve times. Statistical analysis incorporated: gene diversity, major allele
frequency, the most frequent haplotypes, allele frequency distribution and observed haplotype diversity [3]
for 12 PowerPlex®Y loci.
Four years later, with the intent to improve existing database and to obtain more specific results for local
populations for a variety of DNA markers, group of authors decided to analyze additional individuals from
Canton Sarajevo area. Estimation of genetic diversity at 12 Y-chromosomal STR loci included in the
PowerPlex® Y System was used to extend the existing database, and create a more realistic view of the
state of the genetic structure within regional Bosnian and Herzegovinian human population, in particular
regarding the diversity among the isolated and non-isolated local populations. In addition, the intent of that
study was to estimate genetic distinctiveness of the Canton Sarajevo population within the general B&amp;H
population as well as with populations of geographically neighboring countries.

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DOI number: 10.14706/JONSAE2019114
Y-STR haplotypes were generated for a sample of 100 unrelated, healthy male individuals living in Canton
Sarajevo (Bosnia and Herzegovina) using PowerPlex®Y System kit [15]. Within this pool, the totals of 81
different haplotypes were detected with 71 of them unique. Absolute frequencies of the remaining 10
haplotypes were two for six haplotypes, three for two haplotypes, five for one haplotype and six for one
haplotype. Obtained results suggested that the local population of Canton Sarajevo, with respect to the
detected haplotype and gene diversity, may be considered a projection of general B&amp;H population. Since
this population represents the largest regional population in Bosnia and Herzegovina with emphasized
migration influx this is quite a logical outcome.
Four years later, in 2013, Y chromosome diversity of the B&amp;H population was examined again, but with
the increased number of STR loci. The sampling was performed using buccal swabs from unrelated, healthy
men originating from all regions of Bosnia and Herzegovina. Total number of samples obtained was 100.
DNA samples were typed for 23 Y STR loci, with 6 new loci: DYS481, DYS533, DYS576, DYS549,
DYS643, and DYS570, which are included in the new PowerPlex® Y 23 amplification kit. The absolute
frequency of generated haplotypes was calculated, and results showed that only two samples shared the
identical Y 23 haplotype. DYS418 was identified as the most polymorphic locus, with 14 detected alleles
and the minimum polymorphic loci were DYS437, DYS389I, DYS393, and DYS391. Decreasing the
number of repeating haplotypes is very important in forensic DNA analysis, and this study showed that it
can be achieved by increasing the number of highly polymorphic Y STR markers [16].
Whit Athey’s Haplogroup Predictor was used to determine Y chromosome haplogroup frequencies via Y
chromosome marker frequencies from the same 100 individuals [17]. According to those results, the most
frequent haplogroup seems to be I2a, with a commonness of 49%, followed by R1a and E1b1b, each
accounting for 17% of all haplogroups within the population. Remaining haplogroups encountered in this
study are J2a (5%), I1 (4%), R1b (4%), J2b (2%), G2a (1%) and N (1%). Preliminary B&amp;H population data
published before 10 years was confirmed by these results. The prediction about B&amp;H population as a part
of the Western Balkan area, which served as the Last Maximum refuge for the Paleolithic human European
population was also confirmed in this paper. Furthermore, these results corroborated the hypothesis that
this region was an important stopping point on the “Middle East-Europe highway” during the Neolithic
farmer migrations. Finally, since these results were almost completely in accordance with previously
published data on B&amp;H and neighboring populations that were generated by Y chromosome single
nucleotide polymorphism (Y-SNP) analysis, it was concluded that in silico analysis of YSTRs is a reliable
method for approximation of the Y chromosome haplogroup diversity of an examined population.
In the meantime, the same STR set of loci was employed to explore the distribution and polymorphisms of
23 short tandem repeat (STR) loci on the Y chromosome in the Turkish population recently settled in
Sarajevo, Bosnia and Herzegovina and to investigate its genetic relationships with the homeland Turkish
population and neighboring populations [18]. This study included 100 healthy unrelated male individuals
from the Turkish population living in Sarajevo. Amplification was performed using PowerPlex Y 23
amplification kit. The studied population was compared to other populations using pairwise genetic
distances, which were represented with a multi-dimensional scaling plot. Haplotype and allele frequencies
of the sample population were calculated and the results showed that all 100 samples had unique haplotypes.
The most polymorphic locus was DYS458, and the least polymorphic DYS391. The observed haplotype

�Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2019114
diversity was 1.0000 ± 0.0014, with a discrimination capacity of 1.00 and the match probability of 0.01. Rst
values showed that the observed population was closely related in both dimensions to the Lebanese and
Iraqi populations, while it was more distant from Bosnian, Croatian, and Macedonian populations. At the
end, the conclusion is that Turkish population living in Sarajevo can be observed as a representative Turkish
population because results were the same as those published for the population from Turkey. This study
showed that populations which are geographically close, were related genetically to each other.
The methods for haplogroup prediction were encountered in this study [19]. 23 loci from previously
obtained Y-STR haplotypes from 100 unrelated healthy Turkish males, who had recently settled in
Sarajevo, were utilized for the purpose of determining the haplogroups via Whit Athey’s Haplogroup
Predictor software. In total 90 studied haplotypes had the Bayesian probability greater than 92.2 % and had
the range between 51.4% and 84.3% for the 10 haplotypes left. 17 differently distributed haplogroups were
found, with Y-haplogroup J2a being the most prevalent one, with abundance percentage of 26% of all
samples, while haplogroups R1b, G2a, and R1a were less prevalent, with the range from 10% to 15% of all
the samples. These 4 haplogroups together contribute to 63% of all Y-chromosomes. in total 11 haplogroups
(E1b1b, G1, I1, I2a, I2b, J1, J2b, L, Q, R2, and T) had a range from 2% to 5%, whereas other haplogroups,
namely E1b1a and N were found in only 1% of all samples. Results have shown that a large percentage of
the Turkish paternal line is linked with West Asia, Europe Caucasus, Western Europe, Northeast Europe,
Middle East, Russia, Anatolia, and Black Sea Y chromosome lineages. Conclusion is that the analyzed
Turkish population can serve as a representative sample for the Turkish population residing in Turkey,
because results were consistent with those data published earlier in the literature for Turkish population in
Turkey.
In years 2016 and 2017, similar studies were performed on the human population residing in Tuzla, Bosnia
and Herzegovina. Namely, Tuzla Canton is one of the most populated regions in Bosnia and Herzegovina,
thus its genetic analysis could serve as proof of past demographic events. The first study, which included
in total 100 unrelated healthy adult males genotyped using 23-Y STR loci included within PowerPlex Y23
kit [20], employed statistical tests such as haplotype diversity, allele frequencies and Rst-based genetic
distances calculated between new dataset and the one from Bosnia and Herzegovina and other places. The
distances were afterwards visualized through multidimensional scaling plot and neighbor-joining
phylogenetic tree analyses. Discrimination capacity of the PowerPlex Y23 kit appeared to be high, because
all 100 individuals had the unique haplotypes, and newly incorporated loci seem very informative.
However, no significant difference between the study population and the general population of Bosnia and
Herzegovina, as well as between the population of Tuzla and neighboring populations. [20]
In the Second study, for the same 100 unrelated male individuals from Tuzla Canton, Bosnia and
Herzegovina (B&amp;H) in silico haplogroup assignments were made and it was based on 23-loci Y-STR data
using the following four different algorithms [21]. Dominant haplogroups were I, R and E with their
sublineages I2a, R1a, and E1b1b. It is in connection with the published Y-SNP data for the B&amp;H population.
In general, results which are represented in this study did not only constitute a concordance study on the
four haplogroup assignment algorithms which are also most popular, but they also give a deep knowledge
about differentiation that can be find within population of B&amp;H based on Y haplogroups for the first time.

�Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2019114
Those studies-initiated publication of the few more papers which were including Y STR data from B&amp;H
human population. The first one was published in 2015 and it was focused on the clustering of the European
human population based on the Y-STR data [22]. Three overall clusters were formed as a result of
autosomal STR loci analyses, namely the European, Asian and African. However, Y-STR analyses
highlighted formations of new sub-clusters. This is confirmed since the European cluster was easily divided
into four distinct groups represented as four branches of the phylogenetic tree, while the Asian population
cluster consists of two sub-clusters. Given the aforementioned clustering trends evident in both
phylogenetic trees, it was concluded that clusters were indeed formed as a consequence of geographical
proximity that triggered a mixing of gene pools, which in turn resulted in the formation of neighboring
populations that exhibit strong genetic similarities. Overall, this study effectively highlights that Y-STRs
could be a more informative tool in structural population studies as they are more informative than
autosomal STRs because they not only enable continental clustering but are also a great tool for additional
regional studies as well. Formation of four sub-clusters of European populations is once again proving the
great potential of Y-chromosomal markers in the wide spectrum of genetic analyses.
The second one was published in 2018 and it was focused on the analysis of the Balkan human population
based on the Y-STR data [12]. This study aimed to provide insight into genetics relations in Balkan
population using silico analysis of Y-STR haplotypes and predicting haplogroups as well as doing network
analysis of the same haplotypes. The population dataset was obtained using 23, 17, 12, 9 and 7 Y-STR loci
for 13 populations, including Bosnia and Herzegovina (B&amp;H), Croatia, Slovenia, Greece, Macedonia,
Romany (Hungary), Hungary, Serbia, Montenegro, Albania, Kosovo, Romania and Bulgaria. The overall
dataset consists of 2179 samples with 1878 different haplotypes. Between thirteen analyzed Balkan
populations, in four of them 12a was recognized as the major haplogroup. Each population with 12a as the
major haplogroup (B&amp;H, Croatia, Montenegro and Serbia) was from the former Yugoslavia republic. The
last two major populations from Yugoslavia, Macedonia and Slovenia, had E1b1b and R1a haplogroups as
the most prevalent. E1b1b haplogroup was the most prevalent in the population of Macedonia, Romania,
as well as Albania and Kosovo. Comparing I2a haplogroup clusters to E1b1b and R1b haplogroup clusters,
the former one is more compact, which indicates a larger degree of homogeneity within the haplotypes that
belong to that haplogroup. This study indicates that an effective approach for utilization of publicly
available Y-STR datasets may lie in combination of haplogroup prediction and network analysis.

4. Conclusion

Describing something that lasts for two decades as "a beginning" is quite unusual. However, that is the truth
in the case of Y chromosome human population-genetic studies in Bosnia and Herzegovina. There are still
many interesting features hidden within the existent diversity of local human populations in this small, but
intriguing, country that are still waiting to be discovered and described. Several preliminary hypotheses
were completely changed, such us origin of R1b haplogroup within this region, or significantly questioned,
such us origin of notably high frequency of I2a haplogroup in Bosnia (as Balkan LGM refugium marker or

�Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2019114
“Slavic migration marker” increased by founder effect) [23]. Those, and many other Y chromosome stories
are just waiting to be told.

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                <text>Abstract – Modern Bosnia and Herzegovina is a state consisting of multiple ethnicities and regions&#13;
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                    <text>Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2020114

Sentiment Analysis on Twitter Data using Big Data

Obada Almonajed, Samed Jukić
1

International Burch University, Sarajevo, Bosnia and Herzegovina
almonajed.obada@ibu.edu.ba
samed.jukic@ibu.edu.ba

Abstract –With the increasing number of users and data on the Internet, especially social media sites,
sentiment analysis topic became one of the important and essential fields for most. Collection of
people's feelings and sentiment and classifying the data attracted most businesses and companies.
Recently, twitter sentiment analysis has attracted much attention, because of Twitter's growth and
popularity. The solution for handling enormous amounts of data from social media is a new term
called Big data. Big data is not just for having a large amount of data, but also the importance of
processing and the usage of the data. In this paper, we collect live data from Twitter using Apache
Spark; and apply machine learning algorithms provided by Apache Spark machine learning library
for classification of each Twitter message. Naive Bayes and Logistic Regression are used for testing
the model. Naive Bayes algorithm gave better results, where it has an average accuracy around 75%,
while the Logistic Regression algorithm was around 69%.
Keywords–big data, sentiment analysis, twitter, apache spark, social media, machine learning.

1. Introduction
Social media, one of the best things about it is in its name; social. It connects various people across the
world by sharing information to them and receiving information from them. The main purpose of social
media is to connect people and allow them to share thoughts and opinions. It allows also to read the news,
watch videos, read stories, view and share photos. Social media is becoming an integral part of our lives. It
is a way of connecting and building a relationship with others. It allows you to hear what people say and to
respond. The most popular platforms are Facebook, Twitter, YouTube, Instagram, Snapchat.

Since social media allows people to connect those days social media are very important for businesses. It
takes advantage of social media to increase brand exposure and customer reach. Publishing to social media
is very simple. For example, a company can create a page on Facebook, and post new products, sales
announcements, market brands, and products as images or text or video. No matter the size of the business,
it is important to recognize the value and trend for better understanding and utilizing the platform.

People can talk about your business without your knowledge. So, as a company, it is important to know
and monitor social media conversations about the brand. Based on reviews, the company can always adjust
the present market situation and satisfy customers in a better way. In order to identify the text written by

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DOI number: 10.14706/JONSAE2020114
your customers, a sentiment analysis tool is used. Sentiment analysis or opinion mining is used to determine
the emotional tone of message or text. The main usage of this tool is to understand how people feel and
think about something. The tool is very useful for companies and can affect decision making.Using machine
learning, companies can analyze the content on social media to see the meaning behind the messages.

An Enormous number of people across the world use social media. In order to gain such data, store, and
process, we will use Big data. Big data is not only for storing a large amount of data but the ability to
analyze. Big data allows us to get and analyze real-time data from social media. For this paper, one of the
fastest big data platforms Apache Spark will be used. Compared with Hadoop, it can be faster up to one
hundred times[1]. Apache Spark framework provides native bindings for Java, Python, Scala, Machine
Learning, and support SQL. The purpose of the paper is to collect data from Twitter and determine and
classify the feeling of the user into positive or negative using machine learning and Apache Spark.

2. Literature Review
Pang et al. [2], in the paper, they came out that unigram is a better model over others. Regardless of whether
there is no large difference between unigram precision and mix of unigrams and bigrams precision, where
the precision using unigrams has 82.9% and precision using the mix of unigrams and biagrams is 82.7%;
both predicted with SVM algorithm. However, Dave et al. [3] have inverse results, where bigrams gave
preferable precision over unigrams utilizing SVM and Baseline algorithms. SVM brings about 87.2%
precision for the first test and 85.8% precision for the second test for bigrams.

Pak et al. [4] gathered around 300.000 various tweets for Twitter. The tweet can be classified into three
classes, positive, negative, or neutral. They thought about that, the emoji in the message represents the
actual sentiment of the text. Thus, if ':(' emoji is included in the message, regardless of what is the content:
the message has negative sentiment. Likewise, if a tweet has ':)', the message is considered as negative
sentiment. For learning algorithms, they utilized multinomial Naïve Bayes, SVM and Conditional random
fields, yet Naïve Bayes indicated the best outcomes. To make the precision of the classifier better, they
removed some n-grams, since it isn't showing any sentiment.

Authors of the paper [5], have researched the usage of Apache Flume and Apache Hive which is built on
top Hadoop for analyzing Twitter data. In the research[6], the authors wrote and discussed a
recommendation system that provides a summary of users’ feedback, comments, and reviews about
different subjects using the Hadoop framework. Similarly, the authors of the researches [7], built a
recommendation system that recommends services. The researchers of the paper[8], build a Hadoop
framework for determining and analyzing the customers’ feedback toward a product from social networks,
that framework extracts and analyzes the feedback of social user relationship management.

Go et al. [9] broke down Twitter suppositions utilizing various machine learning algorithms. The algorithms
are Naïve Bayes, Maximum Entropy (MaxEnt), and Support Vector Machine (SVM). They remembered

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DOI number: 10.14706/JONSAE2020114
emojis for the training data and utilized two classes for tweets' classification, positive and negative classes.
In the wake of training data, they infer that emojis have a negative effect on data while applying MaxEnt
and SVM algorithms on the data, however don't influence Naive Bayes. What is specific in their study is
that, they explore the usage of unigrams, bigrams, combination of unigram and bigram and parts of speech.
They conclude with the result the mix of unigrams and bigrams beats every other model, and parts of speech
tags were not valuable at all.

3.

Methodology

A.

Sentiment analysis

With the usage of sentimental analysis, it can be learned whether the customers are satisfied with some new
service or not. Twitter is mainly used for firms to get customer feedback. Simple articles are being written
to identify whether people like or dislike something new. Firms are using that information to make a
decision so that they can make some service better and improve the firm’s sales. When sentiment analysis
is applied on content, it means users are looking for the opinion in the text. Is the product review positive
or negative? Are customers satisfied with the product or not? Are positive opinions greater than negative
or not? All kinds of questions can be answered with Sentiment Analysis. By sentiment analysis, users can
learn how customers' view the company's product or service. Shortly we can say sentiment analysis is being
used for agree/disagree, like/dislike, for/against [10]. For example, the sentence ‘I recommend this product
to everyone.’, the word ‘recommend’ indicates that the writer is happy, and the sentiment is positive.

In this paper, positive and negative words will be collected and used to train the machine to be able to
classify the messages. For getting, storing, and classifying such data users will use Big data tools. Big data
is data that exceeds the processing capacity of conventional database systems [11]. Big data means that
there is a large number of data to collect. If users want to always get data from social sites faster, they
should use big data. As data is more and more increased, it is becoming harder to control them, so Big data
is the solution. Hadoop for years was the leading open source framework for Big data; recently Apache
Spark is the leading and most popular framework. Hadoop and Spark almost perform the same tasks, but
Spark is more preferable, especially when it comes to speed; because the way it processes data is faster.

B. Data and Findings
For the work and experiment, we used one document. The document contains different examples of
messages with their outputs (classes) either positive or negative. The document is used to train and test the
system because this computer program is going to be supervised learning, which is learning from example.
They are using the known dataset for the training system called Stanford Twitter Sentiment Corpus (STS)
[12]. Each tweet in this dataset has the following data: ID of the user, timestamp of the tweet, the username

�Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2020114
of the user who posted the tweet, and the tweet itself. Next to each tweet, there is a class, either positive or
negative. The document contains about 1 million samples of positive and negative tweets. In the following
Figure, we show example of the dataset:

Figure 1. Samples of the Dataset

C. Process
First of all, we need to install Spark and include it in the Scala project. After that, we need to initialize a
Spark Context, which is going to tell Spark how to access a cluster. The Spark Context takes a parameter,
which is known as SparkConf or Spark Configuration. SparkConf allows the user to configure some
common properties which will be passed to Spark Context, like application name, master URL. memory
size, key value-pairs, and other properties.

Figure 2. Configuration
After configuration of the application, we started with the online collection of tweets. For online and realtime data, Spark streaming is required. Spark streaming receives live data from Twitter and divides them
into batches, where the user can later apply actions and process the data. In the next figure, we show
implementation of Spark Streaming.

Figure 3. Spark Streaming
User can get tweets from a specific secondary user, or all tweets that start with special word, or all tweets
that contains special hashtag ’#’. In our system, we collect all tweets containing special hashtag, and include
that hashtag into the arguments of the system. Now, after all configurations we are able to collect data from
Twitter. and save them to a file. In our system, we are saving the data to the text file. In the next figures,
we show how to fetch data and how to save data into text files.

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DOI number: 10.14706/JONSAE2020114

Figure 4. Fetching Tweets

Figure 5. Save data in text format

D. Spark Machine Learning Library
The next and most important step is to classify each tweet to positive or negative class. Use Spark machine
learning library, which contains different algorithms. Data, in order to be analyzed, it has to be converted
to vectors. For that, use a well known and very useful tool called Hashing. Hashing is translating text data
to numeric data. In Spark, most common and used hashing is HashingTF.it is important to say that, before
analyzing the caught data from Twitter, it is a prerequisite to hash each data, as it is shown in the figure
below.

Figure 6. Hashing data
We used two algorithms for comparing the better one, Naive Bayes and Logistic Regression. Logistic
Regression is a binary classification, which means it can classify data into one of two groups. While Naive
Bayes can be used for multiple groups.First, we have used a 10 cross-validation. Cross-validation is splitting
a dataset into more than one pan. It is used to ensure that every data has been used for training and testing
data. Training data is always larger in size than testing data. If a user has 1000 samples of data, the user can
take 800 for training and 200 for testing. Since he has used 10 cross-validation, it means 9 folds for training
and 1 fold for testing.

Table 1. Cross validation example
1-fold

Training

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DOI number: 10.14706/JONSAE2020114
2-fold

Training

3-fold

Training

4-fold

Training

5-fold

Ttraining

6-fold

Training

7-fold

Training

8-fold

Training

9-fold

Training

10-fold

Testing

Next, just move the testing data to another place in dataset, and another place in the table, like in table 2
where testing data is now 1-fold and it is at the top and beginning of the dataset. As we can understand
testing data has to be moved each fold cross validation to one place and each data will be in testing and
training part.
Table 2. Cross validation example 2
1-fold

Testing

2-fold

Training

3-fold

Training

4-fold

Training

5-fold

Ttraining

6-fold

Training

7-fold

Training

8-fold

Training

9-fold

Training

10-fold

Training

For each fold, it is important to calculate the accuracy; so, at the end you will determine its performance
and if the classifier and data are good or not.Cross-validation and the accuracy are very important, they
indicate to how well the learner will be able to make right and correct prediction for new data. For
algorithms of learning, we used two machine learning algorithms as we mentioned before, Naïve Bayes
and Logistic Regression. Results showed that Naive Bayes is better at prediction of the text. More details
about the results will be described in the next section.

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4. Results
To train and test the system use Stanford Twitter Sentiment Corpus (STS) dataset which is available online.
It contains more than one million samples. After the completion of testing on our data the results as well as
accuracy of each k-fold is shown in the table below:

Table 3. 10-fold cross validation
k-fold

Naive Bayes

Logistic Regression

1-fold

77.3

68.8

2-fold

70.4

73.4

3-fold

75.7

74.3

4-fold

77.2

67.7

5-fold

76.4

64.6

6-fold

73.6

66.5

7-fold

69.8

75.3

8-fold

79.1

65.8

9-fold

77.3

67.2

10-fold

74.5

71.05

To calculate the accuracy of the classifier, true positive plus true negative over total number of testing
data:

Figure 7. Formula to Calculate the Accuracy
Code regarding our program:

Figure 8. Code to Calculate the Accuracy

‘predictionAndLabel’- this is displaying the actual prediction result and the prediction of the system. Real
example from our system is shown in the following figure, where it is shown the prediction of the system
and real prediction of the data.

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Figure 9. Prediction and Actual
Example: One sentence: ‘Good project, I liked it.’, result of classification using Naïve Bayes algorithm
was: 1.0 means positive. while the result of LogisticRegression algorithm was: 0.0 which means negative
sentiment. Another example: ‘I love it :)’, prediction of Naïve Bayes is 1.0 and the Logistic Regression is
also 1.0 which is positive and correct.

The total accuracy of both algorithms, Naive Bayes and Logistic Regression, after cross-validation is shown
in the following table.
Table 4. Accuracy

Average Accuracy

Naive Bayes

Logistic Regression

75.13%

69.465%

From this table we can see that Naive Bayes average accuracy is somewhere around 75 percent. Logistic
Regression accuracy is a bit lower than Naive Bayes and its accuracy is around 69 percent. There is some
difference, not so big. That difference is around 6 percent. As a conclusion for those results we take the
right to say that Naive Bayes algorithm provides great results. Logistic Regression with a this, bit lower
percentage, can be considered as a great algorithm as well. After the users have finished the training of the
system, use it for catching the data from Twitter and predict the data using both algorithms,Naïve Bayes or
Logistic Regression. To get better results, we should use Naive Bayes rather than Logistic Regression.
Finally, the best way is to save data in a text file, so the companies can easily keep track of the users' opinion
about the company's products and about the company in general.

5. Discussion
In our paper, as you could see, we proved how text classification can be done in a fast and easy way by
using Spark. Use Spark as Big data and for applying machine learning algorithms. Use two well-known
machine learning algorithms, Naive Bayes and Logistic Regression. Using these algorithms we achieved a
very high model's accuracy by applying to data sets that contained different types of sentences and
emoticons. Also, we have shown how emoticons can help in improving the model's accuracy, if used
correctly. Using more data in training and testing sets in our cross-validation method, we would achieve
better results.

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DOI number: 10.14706/JONSAE2020114
In this section of paper, an endeavor was made to compare the various methods and results of algorithms
performance.Considering the research papers related to our research, which are already mentioned in
Section 2, notice that in any case, the text should always be predicted using different methods and then
decide which method is the best for achieving our goal. In the following table notice that, summarize
different Supervised Machine Learning approaches for Twitter sentiment analysis.

Table 5. Summary of previous work
Paper
Pak and

Methods
Supervised

Algorithms
Multinomial

Datasets
Tweets

Results
Multinomial Naive Bayes with

Paroubek [4]

Machine

Naive

collected using

bigrams

Learning

Support Vector

Twitter API

superior

Bayes,

Machine
(SVM),

accomplished

a

performance

contrasted with unigrams and
and

trigrams.

Conditional
Random Field
(CRF)
Go et al [9]

Supervised

Naive

Machine
Learning

Bayes,

Tweets

The

Maximum

Entropy

Maximum

collected using

(MaxEnt) with both unigrams

Entropy

Twitter API

and bigrams accomplished a

(MaxEnt), and

precision of 83% contrasted

Suppor Vector

with the Naive Bayes with a

Machine

precision of 82.7%.

(SVM)
Pang et al [2]

Supervised

Support

IMDb

The

Machine

Vector

unigrams

Learning

Machine

accuracy utilizing the mix of

(SVM), Naive

unigrams and bigrams is 82.7%

Bayes, and

with Support Vector Machine

MaxEnt

(SVM).
Support

accuracy
has

They

utilizing
82.9%

proved

Vector

and

that

Machine

(SVM) is superior to Naive
Bayes and Maximum Entropy
(MaxEnt), where the accuracy
utilizing unigrams has 81.0%
with Naive Bayes and 80.4%
with

Maximum

Entropy

(MaxEnt), and the accuracy
utilizing both unigrams and
bigrams has 80.6% with Naive

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DOI number: 10.14706/JONSAE2020114
Bayes

and

80.8%

with

Maximum Entropy (MaxEnt).

Some earlier research and studies utilized various groups of sentiment, similar to satisfaction, sadness,
frustration, dread and shock. While, in our research, we classified the tweets into two groups, positive or
negative, no third group. Most researches were about applying ML algorithms on tweets for sentiment
analysis, without the use of Big data. While, we used Big data with the machine learning algorithms in our
research.

From Table 5., see that Go et al got better accuracy using Naive Bayes algorithms. They did an additional
procedure, which we neglected, and that is related to emoticons, they deleted any tweet that contains both
positive and negative emoticons. This may happen if a tweet contains two subjects. Although we don't
know the accuracy of the model in the research of Pak and Paroubel, we can surely say that they did a good
research, because they followed the steps necessary to determine if the text is positive or negative. The
steps followed included the removal of any URLs and usernames (user-names follow the "@" symbol) and
removal of any characters that repeat more than twice turning a phrase such as OOMMMGGG to
OOMMGG, which is applied by a regular expression.

6. Conclusion
In this paper it was shown how usage of Spark as Big data can help us classify text from tweets to positive
and negative in a very simple yet very fast way.By using common algorithms Naïve Bayes and Logistic
Regression we have achieved a very high by applying to large data sets that contained a various number of
different emoticons and sentences. We determined that Naïve Bayes is much better than Logistic
Regression by training and applying cross validation to our dataset, where its highest accuracy was around
79%. That is the most relevant result regarding the usage of Big Data. Also, in our paper we have
demonstrated and shown how it is fast and easy to use and understand it, and how it is powerful with large
data sets. For that reason, we can conclude that it is the best tool regarding Twitter sentiment analysis. But
not only can sentimental analysis be used for Twitter, it can be used for any type of documentation or data.
In the near future our plan is to have and use richer data sets for training, Spark Graphs for better data
visualization and usage of real-time data rather than offline data. It can be achieved easy; just classification
methods have to be applied and used right after getting each tweet from Twitter. We can see from the
previous related works that are mentioned in the Chapter 2, sentiment analysis on Twitter data can be used
in many different areas. From those papers, we can conclude that the main goal was to determine the
products' quality, so we can say that the main goal is to make it easier for companies to check whether the
item is good or not for the customers. Also, politicians and companies want to know what people write in
real time about them, so they request monitoring tools to know the opinions, feelings and sentiments that
their potential customers are publishing. This method can also be used in film production, since we can see
that many Twitter users write their opinion about watched films, about the actors, and so on.

�Journal of Natural Sciences and Engineering, Vol. 3, (2020)
DOI number: 10.14706/JONSAE2020114
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[12] Kazanova, »Sentiment140 dataset with 1.6million twwets,« 2017. [Mrežno]. Available:
https://www.kaggle.com/kazanova/sentiment140.
[13] C. t. W. projects, »Twitter,« 2007. [Mrežno]. Available: https://en.wikipedia.org/wiki/Twitter.
[14] A. Pak i P. Paroubek, »Twitter as a Corpus for Sentiment Analysis and Opinion Mining,« 2010.
[Mrežno].

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                    <text>Journal of Education and Humanities
Volume 3 (1), pp. 105-119, Summer 2020
Professional paper
ISSN 2566-4638
© International Burch University

https://dx.doi.org/10.14706/JEH2020318

Bračna stečevina u zakonodavstvu i sudskoj
praksi Bosne i Hercegovine
Esad Oruč, PhD
International Burch University
esad.oruc@ibu.edu.ba

Abstract: Property relations of spouses in Bosnia and Herzegovina
are subject to regulation by Family law, but since they contain a
large number of reference provisions, they are subject to regulation
and many other substantive and procedural laws. As a consequence
of the above mentioned, in practice, but also in legal theory, many
questions and dilemmas have arisen to which it is necessary to find
adequate answers. In this regard, the paper presents the basic
elements of marital property, with an emphasis on controversial
issues regarding its content. The paper draw attention towards the
inadequacies of the regulation related to marital property and make
proposals for improvement of current legislation.

Keywords: Marital property,
co-ownership, marital
community

Sažetak: Imovinski odnosi bračnih partnera u Bosni i Hercegovini
su predmetom regulacije porodičnog zakonodavstva, ali s obzirom
da isti sadrže veliki broj upućujućih odredaba, isti su predmetom
regulacije i mnogih drugih zakona materijalne i procesne prirode.
Kao posljedica navedenog, u praksi, ali i pravnoj teoriji pojavila su
se mnoga pitanja i dileme na koje je neophodno pronaći adekvatne
odgovore. S tim u vezi, u radu su prezentirane osnovni elementi
bračne stečevine, sa akcentom na sporna pitanja u pogledu sadržaja
iste. Detaljnom analizom pravnih propisa i relevantne sudske prakse
ukazano je na određene propuste u regulaciji ovog instituta, te su
predložena i adekvatna zakonska rješenja.

Submitted: 15 April 2020
Accepted: 10 July 2020

Ključne riječi: Bračna
stečevina, suvlasništvo,
bračna zajednica.

Article History

�Journal of Education and Humanities
Volume 3, Issue 1, Summer 2020

1. UVOD
Brak je zakonom uređena zajednica života žene i muškarca, u kojoj nastaju
različiti lični, ali i imovinski odnosi bračnih partnera. Imovinski odnosi bračnih
partnera su predmetom regulacije porodičnog zakonodavstva, ali s obzirom da
isti sadrže veliki broj upućujućih odredaba, isti su predmetom regulacije i
mnogih drugih zakona. U našem zakonodavstvu, propisano je da bračni partneri
mogu imati bračnu stečevinu i posebnu imovinu. U kontekstu ovog rada posebno
se zanimljivim i značajnim čini institut bračne stečevine, koji čini poseban
modalitet prava suvlasništva, koje opet predstavlja modalitet prava vlasništva sa
više subjekata. Upravo činjenica da u vršenju prava vlasništva na jednoj
nepodijeljenoj stvari učestvuje više lica, u slučaju bračne stečevine dva, sa
vlastitim, ponekad i suprostavljenim interesima, čini bračnu stečevinu
zanimljivim, ali i veoma složenim i zahtjevnim pravnim institutom. Zaista je
rijetka situacija u kojoj jedan pravni institut potvrđuje takvu povezanost i
interdisciplinarnost u regulisanju i primjeni prava kao što je to slučaj sa bračnom
stečevinom, odnosno suvlasništvom (Oruč, 2016, p. 16). Ovu tezu potvrđuje
činjenica da je institut bračne stečevine, odnosno suvlasništva regulisan kroz
nekoliko grana materijalnog i procesnog prava. U tom smislu materijalnim
pravom definisana je bračna stečevina, te uređeni odnosi između suvlasnika u
istoj. S tim u vezi, u stvarnom pravu se nalaze osnovne odredbe o regulaciji
suvlasništva, porodičnom pravu odredbe koje regulišu bračnu stečevinu i
imovinu bračnih drugova kao posebne oblike suvlasničke zajednice,
obligacionom pravu u kojem se nalaze načelne odredbe o bračnom i
predbračnom ugovoru, notarskom pravu u kojem se nalaze odredbe o formi
bračnog i predbračnog ugovora. Procesnim pravom regulisan je postupak
razvrgnuća suvlasničke zajednice i uređenja prava korištenja, kao i izvršenja na
suvlasničkom dijelu, te zaštite prava suvlasništva. Sve pomenuto definiše bračnu
stečevinu, kao poseban vid suvlasničke zajednice, kao jedan od najkompleksnijih
pravnih instituta sa aspekta njegove regulacije i sudskog tumačenja u primjeni
pobrojanih pravnih izvora.
Nadalje, konstantne promjene društveno-pravnog karaktera, te
provođenje reformskih procesa u kojoj se naša država nalazi ne samo od
nezavisnosti, već i ranije, nalaže konstantno preispitivanje i usklađivanje sa
navedenim promjenama i novonastalim odnosima. U posljednjoj deceniji, u sferi
imovinskog prava, u Bosni i Hercegovini su izvršeni najznačajniji reformski
procesi ikada. Usvojeni su novi zakoni o stvarnom pravu, zemljišnoknjižnom
pravu, nasljednom pravu, izvršene reforme porodičnog zakonodavstva i
procesnih zakona.

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�Bračna stečevina u zakonodavstvu i sudskoj praksi Bosne i Hercegovine
Esad Oruč

2. IMOVINSKI ODNOSI BRAČNIH PARTNERA
Svakako da u jedno od najznačajnijih pitanja porodičnog, odnosno bračnog prava
spadaju imovinskopravni odnosi bračnih partnera. Njima se uređuju odnosi
između bračnih partnera, ali i odnosi između bračnih partnera i trećih osoba, i to
ne samo u pogledu pitanja bračne stečevine i njene diobe, već i drugih pitanja,
poput korištenja porodičnog doma, kao i instituta porodičnopravnog
uzdržavanja (Rešetar B &amp; Kiraly , 2012, p. 399).
U svijetu danas postoji nekoliko sistema uređenja imovinskih odnosa
bračnih partnera. Svi oni bi se mogli svrstati u grupu zakonskog i ugovornog
režima bračne imovine. Kada je u pitanju zakonski režim uređenja pomenutih
odnosa, u uporednom pravu su zastupljeni slijedeći sistemi (Draškić, 2009, p.
393.):
a) zakonski režim zajednice imovina;
b) zakonski režim odložene zajednice imovina i
c) zakonski režim odvojenih imovina.
Pored zakonskog režima, većina uporednih zakonodavstava dopušta
istovremeno ugovorno uređenje odnosa bračnih partnera. Takva je situacija i u
našem pravnom sistemu.
Na prvi pogled, zakonski i ugovorni režim u našem porodičnom
zakonodavstvu načelno je veoma jasan i jednostavan. Međutim, s obzirom na
moguće načine, odnosno izvore stjecanja imovine bračnih partnera, sadržaj i
implikacije u pravnom prometu, ipak moramo reći da postoje određene teorijske
i praktične dileme o prirodi i sadržaju ove imovine. Također, pored preciznosti
u definisanju određenih pitanja (o kojima će biti riječi), izvan zakonske regulacije
su ostala određena pitanja od velikog praktičnog značaja, a na koja ćemo nastojati
dati što potpunije i preciznije odgovore.
Zakonski imovinski režim, prema pozitivnim propisima našeg prava,
obuhvata dvije kategorije: zajedničku (bračnu stečevinu) i posebnu imovinu
bračnih partnera. Na žalost, kao posljedica podjele ustavnih nadležnosti - iako sa
dosta sličnim zakonskim rješenjima, u Bosni i Hercegovini ipak postoje tri
odvojena pravna režima imovine bračnih drugova uspostavljena porodičnim
zakonima,i te će isti biti analizirani kroz prizmu istih.
2.1. POJAM BRAČNE STEČEVINE
Najznačajnija reforma imovine bračnih partnera izvršena je Porodičnim
zakonom FBiH iz 2005. godine, kada se iz režima zajedničke imovine bračnih
partnera prešlo u suvlasničku zajednicu uz zakonsku pretpostavku utvrđenih
suvlasničkih dijelova u omjeru ½. Ipak, kao posljedica ustavnog uređenja naše
zemlje, ali i sveukupne političke situacije, danas u BiH ne postoji jedinstven
imovinski režim bračnih partnera. Tako, kao što je već pomenuto, u FBiH i DB
BiH (Čl. 229. PZBDBiH) imovina bračnih partnera ima karakter suvlasničke
zajednice, dok u RS-u (Čl. 269-289 PZRS) je zadržan stari model prema kojem
imovina bračnih drugova ima karakter zajedničke imovine, gdje se udjeli i dalje

107

�Journal of Education and Humanities
Volume 3, Issue 1, Summer 2020

utvrđuju u sudskim postupcima pokrenutim radi diobe zajedničke imovine.
Smatramo neophodnim naglasiti da u skladu s osnovnim načelom pravnog
poretka o zaštiti stečenih prava, u slučaju kada novi zakon ta prava različito
propisuje u odnosu na raniji zakon, na odnose nastale prije novog zakona da će
se primjenjivati novi PZ iz 2005. godine, dok je npr. u R Hrvatskoj navedeno
pitanje riješeno na drugačiji način, te se uvijek primjenjuje važeći zakon u vrijeme
nastanka konkretnog odnosa (Županijski sud u Varaždinu, Gž. 724/08-2 od
10.03.2008. godine). U tom smislu, rješenje našeg zakona smatramo kvalitetnijim,
jer isto u konačnici preciznije reguliše navedeno pitanje i ostavlja manje
mogućnosti za nove sudske sporove.
Navedene izmjene u porodičnom zakonodavstvu BiH zasnovane su
primarno na načelu ravnopravnosti, međusobnom pomaganju i poštovanju
članova porodice (Čl. 2. PZ FBiH), uz dodatnu namjeru zakonodavca da rastereti
sudove dugih postupaka utvrđivanja visine suvlasničkih udjela bračnih
partnera.
Prema našem porodičnom zakonodavstvu, kao što je već pomenuto,
bračni partneri mogu imati bračnu stečevinu i posebnu imovinu (Čl. 250. PZ
FBiH). Bračnu stečevinu čini imovina koju su bračni partneri stekli radom za
vrijeme trajanja bračne zajednice, kao i prihodi iz te imovine (Čl. 251. PZ FBiH).
Dakle, zakon traži kumulativno postojanje dva uslova: da se radi o imovini koju
su bračni partneri stekli radom; i da je imovina stečena tokom trajanja bračne
zajednice.
Vanbračna zajednica koja traje najmanje tri godine ili kraće ako je u njoj
rođeno zajedničko dijete stvara imovinskopravne učinke na koje se na
odgovarajući način primjenjuju odredbe o imovinskim odnosima bračnih
drugova (Čl. 263. PZFBiH). S tim u vezi, naša sudska praksa zauzela je jedinstven
stav da vanbračni drugovi stiču pravo suvlasništva na stvarima, ukoliko se na
osnovu izričite ili prećutne volje vanbračnih drugova može zaključiti da su htjeli
da pribavljene stvari budu zajedničke, odnosno u suvlasništvu (Medić &amp; Tajić,
2008, p. 74-75). Sporazum vanbračnih drugova ne mora biti ni pismen ni izričit,
već se o njegovom postojanju može suditi prema ponašanju stranaka (Vrhovni
sud Vojvodine, br. Gž-113/77 od 17.06.1977. godine). Ovdje je bitno naglasiti da
ne mogu nastati imovinski odnosi na principima stjecanja bračne imovine na
temelju vanbračne veze koja je trajala za vrijeme trajanja braka jednog od
vanbračnih parntera (Županijski sud u Varaždinu, Gž. 1168/08-2 od 21.10.2008.
godine).
2.2. RAD KAO KONSTITUTIVNI ELEMENT BRAČNE STEČEVINE
Zakon nije definisao šta se podrazumijeva pod radom, tako da se radi o
faktičkom pitanju o kojem će sud donijeti stav u svakom konkretnom slučaju.
Međutim, pravna praksa i teorija su izgradili određene standarde u pogledu
ovog pitanja te bi se moglo bi se reći da se pod radom podrazumijeva svaki oblik
rada: pojedinačni, zajednički, direktni i indirektni (Alinčić &amp; Bakarić, 1989, p.
310). Posebno je bilo zanimljivo pitanje indirektnog-posrednog rada, odnosno

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�Bračna stečevina u zakonodavstvu i sudskoj praksi Bosne i Hercegovine
Esad Oruč

doprinosa u stjecanju zajedničke imovine bračnih partnera. Radi se o vrsti rada
u kojem „bračni partner ne stječe imovinu neposredno svojim radom, već svojim
radom omogućava drugom bračnom partneru da nesmetano i čak povećano
zarađuje“ (Alinčić &amp; Bakarić, 1989, p. 310). Ovo pitanje je definisano u našoj
pravnoj teoriji odmah nakon II svjetskog rata, te je rečeno „da se indirektan,
odnosno neizravan doprinos u stjecanju imovine sastoji u potpori koju jedan
bračni drug pruža drugome kroz kućanske poslove, brigu o djeci, brigu o
prehrani, kućanstvu i dr. Na taj način žene svojim radom u porodici
omogućavaju muževima rad izvan kuće, oslobađajući ih pri tom brige o
osnovnim obiteljskim životnim potrebama. Jasno je kako je položaj žena koje su
ujedno zaposlene jedinstven, s obzirom da nose dvostruki teret u stjecanju
zajedničke imovine“ (Prokop, 1959, p. 36/ Rešetar B &amp; Kiraly , 2012, p. 403).
Ovakav stav zauzela je i sudska praksa, te je zauzet stav da: „pojam "rada" kao
pretpostavke za sticanje imovine ne treba shvatiti u užem smislu samo kao
ekonomsku kategoriju koja bi prolazila od neposrednog rezultata rada, nego i
tzv. posredni rad kojim jedan bračni drug pomažući drugome u obavljanju
raznih poslova u domaćinstvu ovome omogućava da realno stiče prihode kojima
se u pravilu najčešće dolazi do stjecanja imovine“ (Vrhovni sud RS, Rev 98/87,
od 25. 12. 1997. godine i Rev. 33/98, od 02.04.1998. godine).
S obzirom na navedeno, mogli bi smo reći da se pod radom treba
podrazumijevati svaka djelatnost, odnosno aktivnost bračnih partnera kojom se
na bilo koji način pridonosi povećanju imovine, uključujući i aktivnosti kojima
se podmiruju potrebe bračnih partnera i članova njihove porodice, kao što su npr.
briga i odgoj djece (Hrabar, 202, p. 47-48). Ono što je također bitno naglasiti da
prema našem porodičnom zakonodavstvu obim, količina ili pak vrijednost rada
izražena u novcu ne utječe na propisanu visinu suvlasničkih dijelova u bračnoj
stečevini.
2.3. BRAČNA ZAJEDNICA KAO KONSTITUTIVNI ELEMENT BRAČNE STEČEVINE
Drugi uslov, imovina stečena tokom trajanja bračne zajednice, također nije u
potpunosti jasno definisan. U određivanju suštine ovog pojma neophodno je
krenuti od postavke da brak i bračna zajednica nisu sinonimi, te da sklapanjem
braka ne mora nužno doći i do nastanka bračne zajednice. S druge strane, bračna
zajednica je sastavni dio braka i može trajati samo za trajanja braka. S obzirom
da zakonom nije definisana, u određivanju sadržaja iste neophodno je uzeti u
obzir motive, odnosno namjeru bračnih partnera, ali i dogovoreni način
organizacije zajedničkog života, kao i datih okolnosti i prilika u kojima bračni
partneri ostvaruju zajednicu života. U tom kontekstu dolazimo do zaključka, koji
je usvojen i u sudskoj praksi (VSRH Rev 361/92 od 12. 3. 1992. godine) i pravnoj
teoriji, da postojanje bračne zajednice nije nužno vezano za činjenicu faktičke
zajednice života, već ista postoji i u slučaju da bračni partneri ne žive zajedno,
ukoliko to stanje predstavlja izraz njihovog sporazuma (Vrhovni sud RS, Rev
4/94, od 28.01.1994. godine). Tako npr. bračna zajednica postoji i u slučaju da je
„jedan bračni drug na radu u inostranstvu, a drugi u našoj zemlji u zajedničkom

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stanu i poduzima sve poslove radi održavanja održavanja domaćinstva i
eventualno poslove na poljoprivrednom imanju, stara se o zajedničkoj djeci i dr.“
(Zečević, 2005, p. 127.). U suprotnom, bez obzira na postojanje braka, ukoliko
dođe do prekida bračne zajednice usljed poremećenosti odnosa, imovina stečena
u tom periodu predstavljat će posebnu imovinu bračnih partnera, a ne bračnu
stečevinu (Nakić-Momirović, 2006, p. 435).
Postojanje bračne zajednice u toku braka se pretpostavlja, te sud treba
utvrditi ako postane sporno smatra li se određena imovina bračnom stečevinom
ili se radi o vlastitoj imovini, te je sljedom navedenog teret dokazivanja prestanka
bračne zajednice je na onom bračnom drugu koji to tvrdi. Ne treba ipak potpasti
pod uticaj, kako se to na prvi mah čini, da je sva imovina stečena za vrijeme
trajanja bračne zajednice ujedno i bračna stečevina (VSRH Rev 1719/97 od 17. 5.
2001.), već je za njeno postojanje neophodno kumulativno postojanje prethodno
analizirana dva konstitutivna elementa.
2.4. PRAVNA PRIRODA BRAČNE STEČEVINE
Kako smo već rekli, novo porodično zakonodavstvo usvojilo je novi princip
prema kojem bračna stečevina dobiva status suvlasništva. Tako su bračni
partneri u jednakim dijelovima suvlasnici u bračnoj stečevini, ukoliko nisu
drugačije ugovorili (Čl. 252. st. 1 PZFBiH). Ovaj novi režim bračne stečevine
naišao je na dobro prihvatanje u pravnoj teoriji i praksi (Presuda Vrhovnog suda
FBiH br. 58 0 P 000479 12 Rev od 13.03.2013. godine), ali je s druge strane u
susjednoj Hrvatskoj dovedeno u pitanje njegovo ustavno utemeljenje. Tako je
prema Ustavnom sudu R Hrvatske upućen prijedlog za pokretanje postupka za
ocjenu usaglašenosti sa Ustavom članova 248. i 249. stavka 1. Obiteljskog zakona
R Hrvatske. Ustavni sud je ocjenio neosnovanim podnešeni prijedlog, te iznio
mišljenje da je zakonodavac priznavanjem prava suvlasništva na bračnoj
stečevini u jednakim dijelovima (praesumptio iuris et de iure), a bez obzira na
mogući različit doprinos bračnih partnera u stjecanju te imovine, izjednačio
imovinskopravni položaj bračnih partnera, štiteći na taj način brak kao instituciju
i odnose u braku, koji moraju počivati na načelima ravnopravnosti žene i
muškarca, uzajamnog poštovanja i pomaganja (Odluka Ustavnog suda R
Hrvatske Broj: U-I-1890/2007, od 25.11.2010. godine).
Dodatni argument stajalištu Ustavnog suda R Hrvatske je i činjenica da,
kako je to zakonom predviđeno, budući bračni partneri, odnosno bračni partneri
mogu bračnim ugovorom drukčije urediti svoje odnose vezane za bračnu
stečevinu (Čl. 252. st. 2. PZFBiH), pa samim tim i visinu suvlasničkih dijelova.
Dakle, naš pravni sistem daje prednost ugovornom nad zakonskim režimom
bračne stečevine (Bubić, 2008, p. 92). Nadalje, ukoliko je u zemljišne knjige kao
vlasnik stečevine upisan jedan bračni partner, drugi bračni partner može
zahtijevati ispravku upisa, u skladu sa odgovarajućim zemljišnoknjižnim
propisima (Čl. 252. st. 2. PZFBiH). Ova mogućnost bračnih partnera je
donošenjem novog zakona o stvarnim pravima prerasla u obavezu, ukoliko
bračni partneri žele da imaju adekvatnu stvarnopravnu zaštitu. Naime kako je to

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već rečeno, novim stvarnim pravom propisana je obaveza svim izvanknjižni
nosiocima stvarnih prava da u roku od tri godine od dana stupanja na snagu
Zakona o stvarnim pravima pokrenu postupak za upis stvarnih prava glede
nekretnina i svih promjena na njima u zemljišnu knjigu (Čl. 361. ZSP FBiH, Čl.
346. ZSP RS). Pored bračnog partnera, pravo na podnošenja zahtjeva za ispravku
upisa ili podnošenje tužbe za utvrđenje da su tuženi kao bračni partneri
suvlasanici sa po ½ dijela nekretnine pripada i tužitelju kao povjerilocu jednog
bračnog partnera (Presuda Vrhovnog suda FBiH broj: 43 0 P 025561 12 Rev od
17.09.2013. godine).
S druge strane, u RS-u postoji oboriva pravna pretpostavka da svakom
bračnom partneru pripada po jedna polovina zajedničke imovine, uz mogućnost
da svaki od njih može zahtijevati od suda da odredi veći dio od pripadajuće mu
polovine, ukoliko dokaže da je njegov doprinos u sticanju zajedničke imovine
očigledno veći od doprinosa od drugog bračnog supružnika (Čl. 273. st. 1. PZRS).
Sud određuje veličinu udjela bračnog supružnika prema njegovom doprinosu u
sticanju zajedničke imovine, pri čemu vodi računa ne samo o ličnom dohotku i
zaradi svakog bračnog supružnika, već i o pomoći jednog bračnog supružnika
drugome, o radu u domaćinstvu i porodici, o brizi oko vaspitanja i podizanju
djece, kao i o svakom drugom vidu rada i saradnje u upravljanju, održavanju i
povećanju zajedničke imovine (Čl. 273. st. 1. PZRS).
2.5. SADRŽAJ I NEKA SPORNA PITANJA BRAČNE STEČEVINE
S obzirom na to da bračna stečevina predstavlja složeniji oblik suvlasničke
zajednice, iz njenog sadržaja, prirode, te nedovoljne definisanosti (misleći
prevashodno na korištenje pravnih standarda u zakonskoj definiciji iste), razvio
se čitav niz „spornih“ pitanja u praksi, primarno u pogledu njenog sadržaja.
Pored navedenog, opće poznato je da nekretnine imaju veliki značaj za
pravni promet, ali i privredu svake zemlje. Istovremeno, nekretnine, sa aspekta
vrijednosti, u pravilu čine pretežiti sadržaj bračne stečevine. Ipak, nisu nisu
rijetki slučajevi da je u zemljišnim knjigama kao vlasnik te bračne stečevine
upisan samo jedan bračni partner, iako se radi o suvlasništvu bračnih partnera.
Navedena situacija generiše brojna pitanja i dileme, kao što su: pitanje
upravljanja i raspolaganja, kao i pitanje prava i obveza trećeg savjesnog lica koje
je steklo pravo vlasništva na toj nekretnini ili je zasnovalo određeno pravo radi
osiguranja svoga potraživanja, a na osnovu pravnog posla samo s jednim
bračnim partnerom, ili prava drugog, neupisanog bračnog partnera u
konkretnim primjerima. Postavlja se pitanje prioriteta u primjeni pojedinih
načela građanskog i stvarnog prava: načela savjesnosti i poštenja, zloupotrebe
prava, zaštite povjerenja u zemljišne knjige, načela nemo plus iuris ad alium potest
quam ipse habet, načela sigurnosti pravnog prometa i sl. (Mutapčić &amp; Oruč, 2017,
p.9).
S obzirom na novo stvarno i zemljišnoknjižno pravo, za očekivati je da će
sudska praksa, koja je to već djelimično i uradila, dati konačne odgovore na ova
pitanja. Svakako, s obzirom na raniju reformu stvarnog prava i ne postojanje naše

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nove sudske prakse, interesantno je konsultovati i određenu sudsku praksu
zemalja iz okruženja, prioritetno R Hrvatske, mada je primjetna nekonzistentnost
i različiti stavovi Vrhovnog i Ustavnog suda ove zemlje po navedenim pitanjima.
Nadalje, značajni problemi nastaju i u slučaju prestanka bračne zajednice. Neka
od tih pitanja je svakako i pitanje ulaganja jednog bračnog partnera u vlastitu
imovinu drugog, mogućnosti oštećenja vjerovnika, pitanje tzv. bankovnih
ugovora bračnih partnera, kao i pitanje značenja otplaćivanja kredita uzetog radi
stjecanja bračne stečevine. U nastavku rada ćemo pokušati da izložimo
najaktuelnija teorijska, ali i stručna pitanja predmetne materije.
Kao što je već pomenuto, bračnu stečevinu čini imovina koju su bračni
partneri stekli radom za vrijeme trajanja bračne zajednice, kao i prihodi iz te
imovine. Iako prema definiciji imovine (koja je širi pojam od prava vlasništva)
proizilazi kako bračnu stečevinu, pored stvarnih prava, čine prava na
potraživanja iz raznih obligacionih odnosa u koje stupaju bračni partneri, u
praksi to ipak nije tako (Klarić &amp; Vedrić, 2006, p. 94-97). U pravnim odnosima
bračni partneri se ipak ne pojavljuju kao jedinstven pravni subjekt, što u
konačnici spriječava bračne partnere da po sili zakona (na što bi ih legitimisala
bračna stečevina kao imovina) imao pravo na suvlasnički dio potraživanja koja
pripadaju drugom bračnom partneru, a u koje je on stupio tokom trajanja bračne
zajednice. Navedeno je u suprotnosti sa osnovnom karakteristikom
obligacionopravnog odnosa, tj. njegovom relatinvosti, odnosno djelovanjem inter
partes. Tako, „u pravnoj teoriji postoji mišljenje da bračnu stečevinu ne čini sva
imovina, nego samo ona koja se odnosi na subjektivna stvarna prava, za razliku
od subjektivnih obveznih prava na potraživanja, koja pripadaju isključivo onom
bračnom partneru koji je učesnik konkretnog obligacionog odnosa“ (Rešetar B &amp;
Kiraly , 2012, p. 117). S druge strane, postoje i autori koji smatraju da od
obligacionih prava u bračnu stečevinu ulaze i sva potraživanja, ali i dugovi koje
su bračni partneri stvorili za potrebe zajedničkog domaćinstva, te da o
navedenim pravima kao predmetima bračne stečevine u sudskoj praksi nema
sporova (Traljić &amp; Bubić, 2007, p. 77).
Drugo značajno pitanje je da li, pored osnovnih konstitutivnih elemenata:
rada i bračne zajednice, porijeklo imovine ima odlučujući karakter, odnosno
uticaj pri odluci da li nešto ulazi u bračnu stečevinu ili ne? Drugim riječima, da li
imovina koja je stečena tokom bračne zajednice, ali sredstvima koja čine posebnu
imovinu bračnih partnera ulazi u režim bračne stečevine: npr. imovinom od
prodaje nasljedstva, posuđenim novcem, imovinom od poklona i sl.? Pitanje je
izazvalo različite reakcije u sudskoj praski domaćih, ali i sudova regiona.
U Hrvatskoj se povodom ovog pitanja razvila različita sudksa praksa, ali i
stanovište pravne teorije. Tako je u ranijim odlukama Vrhovnog suda R Hrvatske
zauzet stav da je za primjenu materijalnog prava relevantan trenutak stjecanja
sredstava, a ne stvari plaćene tim sredstvima (Kačer, Momčinović &amp; Žuvela, 2009,
p. 5569). Navedeni stav Vrhovnog suda R Hrvatske dosljedno je primjenjivan i u
drugim slučajevima (Ernst, 2012, p. 1327). Naknadno su Vrhovni (Vrhovni sud
Republike Hrvatske, Rev 369/06 od 26. 3. 2008. godine), ali i Ustavni sud R
Hrvatske (Odluka Ustavnog suda Republike Hrvatske, U-III/2103/2008)

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odstupili od pomenutog stava dajući prednost porijeklu imovine, što je izazvalo
i određene kritike pravne nauke.
Naša sudska praksa u ovakvim slučajevima uzima u obzir još jednu
činjenicu koja svakako ima težinu prilikom odlučivanja karaktera stečene
imovine. Radi se o „volji bračnih partnera da se posebnom imovinom jednog
bračnog partnera kupe zajedničku imovinu kao bračnu stečevinu“ (Presuda
Vrhovnog suda Federacije Bosne i Hercegovine broj: 33 0 P 015117 12 Rev od
11.06.2013. godine). U tom slučaju, prema stavu suda imovina ima karakter
bračne stečevine, te nastaje suvlasništvo u zakonom utvrđenim dijelovima. U
suprotnom, s obzirom na nedostatak konstitutivnog elementa - da je imovina
stečena radom, radilo bi se o posebnoj imovini bračnog druga (Zečević, 2002, p.
329). U ovom slučaju smatramo da bi bilo ispravnije da se imovinsko-pravni
odnos između bračnih partnera primarno prosuđuje prema odredbama ZSP o
stjecanju vlasništva, odnosno suvlasništva, a ne po pravilima o sticanju bračne
imovine stečene radom bračnih partnera za vrijeme trajanja bračne zajednice
(VSRH Rev. 966/06 31. 01. 2007. godine). Ovo iz razloga što su odredbe ZSP
fleksibilnije u odnosu na dosta restriktivan pristup porodičnih zakona, jer je
prema ZSP bitna sama volja sticaoca prava vlasništva pri tom ne ulazeći u njihove
međusobne odnose.
Pored imovine stečene radom za vrijeme trajanja bračne zajednice, u
bračnu stečevinu ulaze i: prihodi od bračne stečevine (zakupnina, dividenda,
kamata i sl.); prihodi od posebne imovine koji su ostvareni radom bračnih
partnera (Vrhovni sud RS, broj 118-0-Rev-07-000 871 od 29.05.2009. godine);
naknade za oštećenje stvari iz režima bračne stečevine, kao i druge naknade;
naknade koje su po raznim osnovama dobijene za rad bračnih partnera, a ne
predstavljaju zaradu (otpremnina, stipendije, odlikovanja i sl) (Draškić, 2009, p.
396); imovina stečena na osnovu ugovora o doživotnom izdržavanju (Odluka
Županijskog suda u Varaždinu, br. Gž.910/12-2, od 4. 02. 2013. godine); pokloni
trećih osoba učinjeni za vrijeme trajanja bračne zajednice (u novcu, stvarima,
pružanju pomoći radom i sl.), bez obzira na to koji ih je bračni partner primio,
ukoliko drukčije ne proizlazi iz namjene poklona ili se iz okolnosti u momentu
davanja poklona može zaključiti da je poklonodavalac želio učiniti poklon samo
jednom od bračnih partnera (Čl. 251. st. 2. PZFBiH). Tako npr. davanje stana na
besplatno korištenje bračnim partnerima predstavlja poklon učinjen za oba
bračna partnera (Vrhovni sud BiH, br. Rev 663/86, od 09.07.1987. godine).
Također u bračnu stečevinu ulazi i dobitak od igara na sreću, kao i prihodi od
intelektualnog vlasništva ostvareni za vrijeme trajanja bračne zajednice (Čl. 251.
PZFBiH), nekretnine stečene za vrijeme bračne zajednice, strana sredstva
plaćanja bez obzira što ih je kao ličnu zaradu stekao jedan od bračnih partnera
(Vrhovni sud BiH, Rev. 664/86, od 20.11.1987. godine), prihodi stečeni
„nedozvoljenom trgovinom“ jednog bračnog partnera u bračnoj zajednici
(Vrhovni sud BiH, Rev. 627/85, od 20.03.1986. godine), pravo na otkup stana
(Vrhovni sud FBiH broj 65 0 P 199331 11 Rev od 19.01.2012. godine), ostvarena
novčana protivrijednost prodate stvari koja je bila u režimu bračne stečevine
(Presuda Vrhovnog suda Federacije Bosne i Hercegovine broj 70 0 P 000143 09

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Rev od 25.01.2011. godine), imovina stečena tokom vanbračne zajednice (Presuda
Vrhovnog suda Federacije Bosne i Hercegovine broj 70 0 P 000720 10 Rev od
08.09.2011. godine), i dr.
Neka od spornih pitanja oko sadržaja bračne stečevine jesu predmeti
ugovora zaključenih prije braka sa trećim licima, a njihovo izvršenje nastaje
nakon zasnivanja bračne zajednice (npr. stan kupljen kreditom ugovorenim prije
stupanja u brak, ali otplaćivan tokom braka) ili s druge strane vlasništvo na
određenoj stvari stečeno u toku trajanja bračne zajednice pretežitim sredstvima
jednog bračnog paartnera, a samo djelimično sredstvima iz bračne stečevine.
U prvom slučaju, sudska praksa stoji na stanovištu da „drugi bračni partner (koji
je učestvovao u otplati kredita) ne stiče stvarno pravo na dijelu tog stana, već
obveznopravni zahtjev razmjerno uloženim sredstvima u otplati kredita“
(Odluka Vrhovnog suda RH, br. Rev 3024/90-2, od 30.12.1991. godine).
Analogno navedenom novčana sredstva koje jedan bračni partner stekne tokom
trajanja bračne zajednice po osnovu ugovora o kreditu, koji je utrošen za
povećanje zajedničke imovine ili za druge zajedničke potrebe, ne predstavlja
njegovu posebnu imovinu, te će u slučaju razvoda braka dug tog bračnog
partnera po osnovu navedenog kredita predstavljati dug koji tereti oba bivša
bračna partnera (Odluka Županijskog suda u Varaždinu, br. Gž.3608/13-3, od
17. 07. 2013. godine). Također, okolnost što nakon eventualnog razvoda, odnosno
prekida bračne zajednice, jedan bračni partner vraća kredit namijenjen za
izgradnju porodične kuće, ne utiče na povećanje njegovog suvlasničkog dijela već
predstavlja pravni osnov za postavljanje obligacionog zahtjeva prema drugom
bračnom partneru za novčanu naknadu u vrijednosti njegovog suvlasničkog
dijela (Vrhovni sud BiH, broj Rev. 683/88, od 04.08.1989. godine).
U drugom slučaju, kada je vlasništvo na određenoj stvari stečeno u toku
trajanja bračne zajednice pretežitim sredstvima jednog bračnog partnera, a samo
djelimično sredstvima iz bračne stečevine, se ne primjenjuju gore utvrđena
pravila. Ovdje se ne radi o čistom obligacionopravnom već o stvarnopravnom
odnosu, te je u svakom pojedinom slučaju, ukoliko nije postojala izričito
izjavljena volja bračnih partnera, neophodno utvrditi koliki je suvlasnički dio
drugog bračnog partnera u zajedničkoj imovini za koju nije sporno da je kupljena
za vrijeme trajanja bračne zajednice i dijelom sredstvima stečenim radom bračnih
partnera. Suvlasnički udio prvog bračnog partnera bi bio ono što je od vlastite
imovine uložio u kupovinu nekretnine (Vrhovni sud Republike Hrvatske Rev
468/06 od 28. 8. 2007. godine). Isti je slučaj i kada je jedan bračni partner ulagao
svoja sredstva u zajedničku nekretninu bračnih partnera nakon prekida bračne
zajednice, odnosno razvoda braka. Tada će se eventualno povećanje njegovog
suvlasničkog dijela prosuđivati prema odredbama stvarnog prava, a ne po
pravilima o stjecanju bračne stečevine tokom braka (Županijski sud u Koprivnici
Gž 1186/00 od 01. 03. 2001. godine).
Drugo važno pitanje u pogledu sadržaja bračne stečevine je i status
imovine, odnosno pravne posljedice radnji usmjerenih na uvečanje imovine koja
je u vlasništvu jednog bračnog partnera, odnosno njegova posebna imovina?
Ovdje se prije svega misli na investiciona ulaganja, kojima se u većoj ili manjoj

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mjeri povećava vrijednost stvari, kao što je to slučaj sa izgradnjom, adaptacijom,
nadziđivanjem i sličnim radnjama na nekretninama. Pitanje je da li novostvorena
vrijednost ima karakter bračne stečevine ili i dalje ostaje u statusu posebne
imovine bračnih partnera, te da li, i koji sve faktori utiču na određivanje karaktera
ove imovine. S obzirom na nepostojanje eksplicitnih zakonskih odredbi kojima
se regulišu pomenuti odnosi, potrebno je kao i u prethodnim slučajevima
posegnuti za stavovima i rješenjima sudske prakse. U tom kontekstu, naša
prijeratna sudska praksa koja je i danas relevantna izgradila je određene stavove
po ovom pitanju. Tako je Vrhovni sud BiH zauzeo stav da „ukoliko je stambena
zgrada izgrađena tokom trajanja bračne zajednice na zemljištu u vlasništvu
jednog bračnog partnera, oba bračna partnera postaju suvlasnici zgrade, ali i
zemljišta u sastavu građevinske parcele (ovo posljednje je direktna posljedica
obnutog dejstva načela jedinstva nekretnine koji je važio u starom
stvarnopravnom režimu)“ (Rješenje Vrhovnog suda BiH, broj Rev. 179/85, od
16.05.1985. godine). Iz prezentiranog stava proističe da nova stvar, odnosno
nekretnina potpada pod režim bračne stečevine, što će uvijek biti slučaj kod
potpune izrgadnje, odnosno nastanka nove stvari. Drugo pitanje koje se ovdje
nameće je visina suvlasničkih dijelova, da li će u ovom slučaju vrijediti
prezumpcija jednakih suvlasničkih dijelova ili je ipak neophodno u obzir uzeti i
vrijednost zemljišta (posebne imovine) na kojoj je izgrađena građevina?
Prethodno citirana sudska presuda je iz vremena kada je načelo jedinstva
nekretnine bilo derogirano, tako da je potrebno postaviti novi standard koji će
biti uzet u obzir prilikom odgovora na prethodno iznesenu dilemu. U tom smislu
smatramo da bi bilo neophodno prethodno utvrditi kolika vrijednost zemljišta
(posebne imovine) sudjeluje u vrijednosti nekretnine u cjelini objekta sa
zemljištem (bračne stečevine), a potom i ovisno o odnosu tih vrijednosti, uz
uvažavanje zakonske presumpcije o jednakom doprinosu bračnih drugova u
stjecanju bračne stečevine, utvrditi suvlasnički omjer na tako stečenoj imovini
(Županijski sud u Zagrebu Gž 3215/02 od 1. 4. 2003. godine).
Drugačiji je pristup u slučajevima koji su nastali kao rezultat neznatnih
ulaganja, kao što je već pomenuti primjer adaptacije. Tako se u jednoj drugoj
presudi Vrhovnog suda ističe da „bračni drug koji je svojim radom u toku bračne
zajednice učestvovao u adaptaciji građevinskog objekta koji čini posebnu
imovinu drugog supružnika ne može steći pravo na suvlasnički dio u tim
objektima ako izvedeni adaptacioni radovi nisu bili takvog značaja, obima i
vrijednosti da su u potpunosti izmijenili karakteristike ranijih objekata, tako da
se adaptirani objekti mogu smatrati novoizgrađenim“ (Presuda Vrhovnog suda
BiH, broj Rev. 85/85, od 21.03.1985. godine). U navedenom slučaju, smatramo da
se radi o obligacionopravnom, a ne stvarnopravnom odnosu, te da drugom
bračnom partneru pripada pravo na novčanu naknadu u vrijednosti uloženih
sredstava (Zečević, 2002, p. 328).
Svi pobrojani slučajevi impliciraju složenost bračne stečevine kao
suvlasničke zajednice, koji svakako u praksi izazivaju čitav niz nedoumica, ali i
otežavaju pravni promet i pravnu sigurnost.

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3. ZAKLJUČAK
Reformski procesi privatnog prava u BiH zahvatili su i sferu imovinskopravnih
odnosa bračnih partnera. Tako je najznačajnija reforma imovine bračnih partnera
izvršena Porodičnim zakonom FBiH iz 2005. godine, kada se iz režima zajedničke
imovine bračnih partnera prešlo u suvlasničku zajednicu uz neoborivu zakonsku
pretpostavku utvrđenih suvlasničkih dijelova u omjeru ½. Ipak, kao posljedica
ustavnog uređenja naše zemlje, ali i sveukupne političke situacije, danas u BiH
ne postoji jedinstven imovinski režim bračnih partnera. Tako, kao što je već
pomenuto, u FBiH i DB BiH imovina bračnih partnera ima karakter suvlasničke
zajednice, dok u RS-u je zadržan stari model prema kojem imovina bračnih
partnera ima karakter zajedničke imovine, gdje se udjeli i dalje utvđuju u
sudskim postupcima pokrenutim radi diobe zajedničke imovine. Iako, prema
našim procjenama, najveći broj suvlasničkih zajednica u našoj državi je u statusu
bračne stečevine, analizom zakonskih tekstova utvrdili smo da ni porodični
zakon, niti ZSP FBiH/RS ne sadrže detaljnu regulaciju ovog instituta, već
upućuju na primjenu općih pravila imovinskog prava. Pored navedenog, u
samom definisanju i određivanju sadržaja bračne stečevine korišten je veliki broj
pravnih standarda koji su naknadno definisani kroz sudsku praksu i njeno
ujednačavanje. Treba istači da se suvlasništvo na bračnoj stečevini stječe se na
osnovu zakona, a da pri tom upis u zemljišnu knjigu nema konstitutivno, već
deklarativno pravno dejstvo. Stoga se veoma često događa da je kao vlasnik
nekretnine u zemljišnu knjigu upisan jedan bračni partner, iz čega proizilazi da
zemljišna knjiga ne odražava istinito stanje. Sve navedeno rezultira problemima
u pravnom prometu prilikom prenosa vlasništva ili prilikom osnivanju prava
osiguranja potraživanja na cijeloj nekretnini od strane upisanog vlasnika, kao i
stjecanja prava vlasništva treće osobe povjerenjem u zemljišnu knjigu. Kako bi se
u potpunosti uklonile mogući problemi potrebno je de lege ferenda izvršiti izmjene
našeg porodičnog zakonodavstva i shodno specifičnostima bračne zajednice
predvidjeti veći broj odredbi kojima bi, između ostalih, bila riješena i pitanja koja
se odnose na sadržaj bračne stečevine, kao i pitanja raspolaganja imovinom u
režimu bračne stečevine.

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Esad Oruč

LITERATURA
KNJIGE I ČLANCI
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Draškić, M. (2009). Porodično pravo i pravo deteta, Pravni fakultet u Beogradu
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analizi, Zbornik PFZ, 62, (5-6) 1323-1362.
Hrabar, D. (2002). Status imovine bračnih drugova – neka pitanja i dvojbe , Pravo
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Klarić, P. &amp; Vedriš, M. (2006). Građansko pravo, Narodne novine
Krešić, B. (2009), Bračni ugovor u porodičnom zakonodavstvu Bosne i Hercegovine sa
osvrtom na uporedno pravo, magistarski rad, Pravni fakultet Univerziteta u Tuzli,
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savjetovanja, Kragujevac
Oruč, E. (2016). Pravo preče kupovine kod suvlasništva na nekretninama u pravu
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Hrvatska (ur. Župan M, Vinković M), Pravni fakultet Sveučilišta u Pečuhu,
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pravu, Evropsko zakonodavstvo, godina VII, broj 25-26
Traljić, N &amp; Bubić, S. (2007). Bračno pravo, Pravni fakultet Univerziteta u
Sarajevu,
Josipović, V &amp; Ernst, H. (2009). Uloga zemljišnih knjiga u pravnom prometu
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PROPISI
Porodični zakon RS, Službeni glasnik br. 54/02
Porodični zakon FBiH, Službene novine br. 35/05 i 31/14
Porodični zakon Brčko Distrikta BiH, Službeni glasnik br. 23/07

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SUDSKA PRAKSA
Županijski sud u Varaždinu, Gž. 724/08-2 od 10.03.2008. godine
Vrhovni sud Hrvatske, br. Gzz – 69/71, od 19.08.1971;
Vrhovni sud Hrvatske, br. Gž-2088/60, od 24.12.1960. godine;
Vrhovni sud Jugoslavije, br. Gz-8/69 od 22.04.1969. godine
Vrhovni sud Vojvodine, br. Gž-113/77 od 17.06.1977. godine
Županijski sud u Varaždinu, Gž. 1168/08-2 od 21.10.2008. godine
Vrhovni sud RS, Rev 98/87, od 25. 12. 1997. godine i Rev. 33/98, od 02.04.1998.
godine - Bilten VS RS, broj I/1999, odluka broj 116
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odluka broj 119
11. Presuda Vrhovnog suda Federacije Bosne i Hercegovine br. 58 0 P 000479 12
Rev od 13.03.2013. godine
12. Odluka Ustavnog suda R Hrvatske Broj: U-I-1890/2007, od 25.11.2010. godine
13. Presuda Vrhovnog suda FBiH broj: 43 0 P 025561 12 Rev od 17.09.2013. godine
14. Odluka Vrhovnog suda RH, br. Rev 57/2005-2, od 14. 12. 2005. godine
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16. Vrhovni sud Republike Hrvatske, Rev 171/05 i Rev 57/05
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20. Odluka Vrhovnog suda RH, br. Rev 369/06-2, od 26. 03 2008. godine
21. Presuda Vrhovnog suda Federacije Bosne i Hercegovine broj: 33 0 P 015117 12
Rev od 11.06.2013. godine
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23. VSRH Rev. 966/06 31. 01. 2007. godine
24. Vrhovni sud RS, broj 118-0-Rev-07-000 871 od 29.05.2009. godine.
25. Odluka Županijskog suda u Varaždinu, br. Gž.910/12-2, od 4. 02. 2013. godine
26. Presuda Vrhovnog suda Federacije Bosne i Hercegovine broj 58 0 P 900294
08 Rev od 09.02.2010. godine
27. Presuda Vrhovnog suda Mekedonije. Rev. 495/84 od 06.12.1984. godine
28. Vrhovni sud BiH, br. Rev 663/86, od 09.07.1987. godine
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31. Vrhovni sud RS, broj Rev 10/96, od 18.03.1996. godine - Bilten VS RS, broj
I/1999, odluka broj 118
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33. Rješenje Vrhovnog suda Federacije Bosne i Hercegovine broj 65 0 P 199331
11 Rev od 19.01.2012. godine
34. Presuda Vrhovnog suda Federacije Bosne i Hercegovine broj: 70 0 P
000642 10 Rev od 25.10.2011. godine
35. Presuda Vrhovnog suda Federacije Bosne i Hercegovine broj 70 0 P 000143
09 Rev od 25.01.2011. godine
1.
2.
3.
4.
5.
6.
7.

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Esad Oruč

36. Presuda Vrhovnog suda Federacije Bosne i Hercegovine broj 70 0 P 000720
10 Rev od 08.09.2011. godine
37. Odluka Vrhovnog suda RH, br. Rev 3024/90-2, od 30.12.1991. godine
38. Odluka Županijskog suda u Varaždinu, br. Gž.3608/13-3, od 17. 07. 2013.
godine
39. Vrhovni sud BiH, broj Rev. 683/88, od 04.08.1989. godine,
40. Vrhovni sud BiH, broj Rev. 157/89, od 27.10.1989. godine
41. Županijski sud u Zagrebu Gž 9272/03 od 28. 10. 2003.godine
42. Vrhovni sud Republike Hrvatske Rev 468/06 od 28. 8. 2007. godine
43. Županijski sud u Koprivnici Gž 1186/00 od 01. 03. 2001. godine
44. Rješenje Vrhovnog suda BiH, broj Rev. 179/85, od 16.05.1985. godine
45. Presuda Županijskog suda u Zagrebu Gž 3215/02 od 1. 4. 2003. godine
46. Presuda Vrhovnog suda BiH, broj Rev. 85/85, od 21.03.1985. godine
47. Općinski sud u Zenici, broj 43 0 P 001107 08 P od 12.03.2010. godine
48. Županijski sud u Varaždinu, Gž. 173/07-2 od 19.02.2007
49. VSRH, Rev. 745/07-2 od 09.04.2008. godine
50. Vrhovni sud BiH, broj Rev. 415/87, od 19.05.1988. godine

Porodični zakon RS, Službeni glasnik br. 54/02 (u daljem tekstu: PZRS), Porodični zakon FBiH, Službene
novine br. 35/05 i 31/14 (u daljem tekstu: PZFBiH), Porodični zakon Brčko Distrikta BiH, Službeni glasnik
br. 23/07 (u daljem tekstu: PZBDBiH)
i

119

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