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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Globalization and Youth Unemployment Paradox: Turkey Sample
Boran Toker1, Çiğdem Demir2
1Akdeniz University, Ayşe Sak School of Applied Sciences, Antalya, 07197, Turkey
2Akdeniz University, Faculty of Economics and Administrative Sciences, Antalya, 07058, Turkey
E-mails: borantoker@akdeniz.edu.tr,demircigdem@akdeniz.edu.tr
Abstract
Globalization process, which has developed with the application of neo-liberal policies in the
world, is the primary and most discussed concept in terms of its positive and negative effects on
developing and developed countries. Aforesaid process has caused power imbalance between the
developed countries that have completed their industrializations and developing countries that
have not completed their industrializations; and with the liberalization of capital and commerce,
it has made the capital sovereign on labor. In this context, the most important disadvantage of
globalization, which is a knife-edge situation for developing countries, is unemployment.
Unemployment for a developing country like Turkey, which has large young population, is a
serious problem that globalization causes in economic and social field. The reason that underlies
this problem is that globalization causes unemployed growth in Turkey that has a young and
dynamic population. The relative height of young unemployed in the rates of unemployment
affects the Turkish nationality growing unemployed with its economic, social and psychological
dimensions deeply.
In this study, it is aimed to determine the dynamic economic effects of globalization process
exercising power over Turkey with 1980s onwards on youth unemployment. In this context, the
relationship between youth unemployment and globalization was econometrically analyzed with
VECM approach by using the annual data of 1980-2011 periods. With Johansen Co-integration
Test, long term relationship between youth unemployment and globalization variables was
researched and with error correction variable the time to adjust the deviation that may occur in
long term balance was determined. Moreover, with the results of Impulse-Response Function and
Variance Decomposition, solutions are offered for sustainable economic development and
effective employment policy by revealing how youth unemployment reacts to globalization and
how it has been affected from globalization.
Keywords: Globalization, Youth Unemployment, Sustainable Economic Development,
Employment Policy, VECM.
1. INTRODUCTION
Globalization is a new world economic system, which prescribes and describes ways in which
businesses, concepts and events are organized around the world. It is a phenomenon that has
affected people differently in every sphere of life (Ukpere and Slabbert, 2009). Globalization is
defined as the free movements of goods, services and capital across borders. It is a contentious
process by which the western market economies have effectively spread across the globe
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�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

(Heshmati, 2003). Globalization also has been viewed as; it is a process of interaction and
integration among the people, companies, and governments of different nations, a process driven
by international trade and investment and aided by information technology. This process has
effects on the environment, on culture, on political systems, on economic development and
prosperity, and on human physical well-being in societies around the world
(Globalisation101.org, 2012). Although it does not constitute a new phenomenon, it is viewed as
an inexorable integration of markets, nations and technologies to a degree never witnessed before
in a way that is enabling individuals, and corporations to reach around the world further, faster,
deeper and more economically than ever before (Heshmati, 2003).
Globalization and technological advances have been changing labor markets around the world.
Young workers are facing new challenges in making the transition from school to work. While
for some the opening of national economies to international competition through trade and
investment as well as information and communications has generated income and improved
welfare, for others the process of globalization has been a source of persistent inequality and
social exclusion (Morris, 2006).
Youth employment creation is a critical component of a country’s long-term economic stability
and growth. There are difficulties in Turkey in employment generation in general, in youth
employment generation in particular (Ercan, 2007). The 15-24 years75 old composed 16% of the
Turkish labor force in 2011. The unemployment rate for youth aged 15-24 is 18.4% in 2011
(832.000 unemployed). The unemployment rate among university educated youth is 30%
(TURKSTAT Household Labour Force Survey, 2012). Employment remains a problem for this
group and oddly enough more so for the educated youth group. Paradoxically, with such low
average education levels and the demand by employers for better-qualified workers, educated
young people (high school and above) have higher relative unemployment rates in urban Turkey.
Turkey has a serious bottleneck in job creation for its young cohorts, especially for the educated
portion (Ercan, 2007).
2. LITERATURE REVIEW
Meidani and Zabihi (2012) investigate the dynamic effect of globalization on unemployment rate
in Iran during the period 1971 to 2006 using Johansen-Juselius co-integration test. In the study,
the trade intensity index (ratio of total exports and imports to GDP) as a measure of globalization
have used. Also in this model, gross domestic product, the consumer price index as well as other
variables affecting the unemployment rate have considered. They show that the globalization has
a significant and negative effect on unemployment rate. The value of error correction coefficient
is equal to -0.46 implying that around 95% of the unemployment rate adjustment occurs after two
years.
75 The United Nations defines youth as young women and young men aged 15–24 years. This group
includes teenagers aged 15–19 and young adults aged 20–24. National definitions for youth do not
necessarily correspond to this age group. These often depend on such factors as voting rights, land
rights, the end of compulsory education and eligibility for military service, liability for criminal offences
(Morris, 2006).
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�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Ukpere (2011) posits that there is a strong linkage between globalization, unemployment, income
inequality and poverty in Africa. He reveals that the current globalization seems to have
aggravated the problem of unemployment, the corollary of which is endemic income inequality
and mass poverty in Africa. He also maintains that capitalist globalization undeniably, created
wealth but also intensified inequality and poverty, particularly in Africa. African countries need
to develop comprehensive strategies to create jobs locally.
Aremo, et al. (2010) investigated the impact of globalization on labor force utilization in Nigeria
was addressed with a view to assessing the extent to which globalization has influenced the
structure of development in Nigeria. They showed that globalization practice could generate
negative impact on employment in both short and long run periods suggesting that if
globalization continues as being practiced, globalization could further worsen the extant decrepit
state of unemployment in Nigeria other things being equal.
Yusof (2010) investigates the link between globalization and the Malaysian labor market by
applying the autoregressive distributed lag approach, a relatively new-time series technique to the
analysis. The findings of this study indicate that globalization does not significantly affect the
labor variables in the long-run.
Dutt, et al. (2009) presents a model of trade and search-induced unemployment, where trade
results from Heckscher-Ohlin (H-O) and/or Ricardian comparative advantage. Using crosscountry data on trade policy, unemployment, and various controls, and controlling for
endogeneity and measurement-error problems, they find fairly strong and robust evidence for the
Ricardian prediction that unemployment and trade openness are negatively related. This effect
dominates the positive H-O effect of trade openness on unemployment for capital-abundant
countries, which turns negative for labor-abundant countries. Using panel data, they find an
unemployment-increasing short-run impact of trade liberalization, followed by an
unemployment-reducing effect leading to the new steady state.
Lee and Vivarelli (2009) use an ex-post measurable definition of globalization, namely increasing
trade openness and Foreign Direct Investments (FDI). A general result is that the optimistic
Heckscher-Ohlin/Stolper-Samuelson predictions do not apply, that is neither employment
creation nor the decrease in within-country inequality are automatically assured by increasing
trade and FDI.
Jenkins (2006) considers the impact of foreign direct investment on employment in Vietnam, a
country that received considerable inflows of foreign capital in the 1990s as part of its increased
integration with the global economy. Despite the significant share of foreign firms in industrial
output and exports, the direct employment generated has been very limited because of the high
labour productivity and low ratio of value added to output of much of this investment. In this
study also shows that the indirect employment effects have been minimal and possibly even
negative because of the limited linkages which foreign investors create and the possibility of
“crowding out” of domestic investment.
Harms and Hefeker (2003) demonstrate that international portfolio diversification can help to
reduce unemployment. If workers earn a capital income that is negatively correlated with
domestic labor demand shocks, the wage set by a monopoly union may be lower and thus
expected employment higher than in the case of a positive correlation.
462

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Ghose (2000) reveals that in the case of industrialized economies, growth of manufactured
imports from developing countries has had a small adverse effect on manufacturing employment
but virtually no effect on wages. Thus unemployment and growing wage inequalities cannot
really be attributed to trade. He maintains that in those developing economies which emerged as
important exporters of manufactures to industrialized countries, growth of trade had a large
positive effect on manufacturing employment and wages. In some of these economies, moreover,
growth of trade was also associated with declining wage inequality. Thus, on balance, the global
effects of trade liberalization on manufacturing employment and wages appear to have been
significantly positive even though there have been job-losers in both industrialized and
developing economies.
2. MATERIALS AND METHODS
In this section, the VECM approach which has been used to analyze the relationship between
globalization in Turkey and young unemployment with 1988-2010 annual data has been
introduced and the results have been presented.
2.1. DATA
In the model the young unemployment rates in Turkey (YI) are dependent variable and
economical globalization (EG), sociological globalization (SG) and political globalization (PG)
are explanatory variables. Furthermore, in order to find out the effects of economic instability
together with globalization on young unemployment, the inflation rates have also been included.
For the data of these variables, World Development Indicators (WDI) of The World Bank and the
KOF Index of Globalization tables have been used.
2.2. VECM APPROACH
Starting point of this approach is an adequate statistical description of the linear relation between
the k nonstationary variables. The usual way is the modelling as a vector autoregressive process
of finite order p.

where U denotes a normally distributed k-dimensional white noise process, D represents the
deterministic terms, and Aj, j = 1, 2, …, p, are kxk dimensional parameter matrices. The
reparametrisation as a vector error correction model leads to

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The matrix  represents the long-run relations between the variables. Since all components of Yt
are I(1) variables, each component of Yt,…, Yt-p+1 is stationary and each component of Yt1 is also integrated of order one. This makes relation (2) unbalanced as long as  has a full rank
of k. In this case the inverse matrix
exists and we could solve equation (2) for Yt-1 as a
linear combination of stationary variables. However, this would be a contradiction. Therefore, 
must have a reduced rank of r &lt; k. Then, the following decomposition exists:

where all matrices have rank r. B'Yt-1 are r stationary linear combinations which guarantee that
the equations of system (2) are balanced. The columns of B contain the r linearly independent
cointegration vectors and the matrix Γ contains the so-called loading coefficients which measure
the contributions of the r long-run relations in the different equations of the system. The
adjustment processes to the equilibria can be derived from these coefficients. (Kirchgässner &amp;
Wolters, 2007:219)
It can be shown that for a given r, the maximum likelihood estimator of defines the
combination of
that yields the r largest canonical correlations of
with
after
correcting for lagged differences and deterministic variables when present. Johansen proposes
two different likelihood ratio tests of the significance of these canonical correlations and thereby
the reduced rank of the matrix: the trace test and maximum
eigenvalue test, shown in equations (4) and (5) respectively.
(4)

(5)

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�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Here T is the sample size and is the i:th largest canonical correlation. The trace test tests the
null hypothesis of r cointegrating vectors against the alternative hypothesis of n cointegrating
vectors. The maximum eigenvalue test, on the other hand, tests the null hypothesis of r
cointegrating vectors against the alternative hypothesis of r +1 cointegrating vectors. Neither of
these test statistics follows a chi square distribution in general; asymptotic critical values can be
found in Johansen and Juselius (1990) and are also given by most econometric software
packages. (Hjalmarsson &amp; Österholm, 2007:4
In the study, in order to analyze the stationary of the variables used, “Augmented Dickey-Fuller”
(ADF) developed by Dickey and Fuller (1979) and Phillips-Perron (PP) unit root tests have been
used and the obtained results have been presented in Table 1.
Table 1. Unit Root Test Results

ADF
VARIABLES
(constant)

YI
(Lag Lenght)

465

-1.0134
(0)

ADF

PP

PP

(constant
trend)

(constant)

(constant
trend)

-2.2697

-1.0760

-2.2697

(0)

(1)

(0)

SG

-2.2656

-5.0074

-1.5182

-2.5918

( Lag Lenght)

(5)

(4)

(0)

(0)

PG

-2.9232

-2.2288***

-1.3754

-1.8523

( Lag Lenght)

(5)

(1)

(3)

(1)

EG

-2.0258

-1.3735

-2.0195

-1.0593

( Lag Lenght)

(0)

(0)

(4)

(3)

 YI

-4.2456***

-4.2343***

-4.2380***

-4.1946***

( Lag Lenght)

(0)

(0)

(1)

(2)

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

 SG

-2.9120*

-2.9179

-5.5809***

-5.4989***

( Lag Lenght)

(5)

(5)

(0)

(0)

 PG

-5.1870***

-5.4243***

-5.2272***

-5.5823***

( Lag Lenght)

(0)

(0)

(1)

(1)

 EG

-4.4412***

-4.8041***

-4.4412***

-4.9752***

( Lag Lenght)

(0)

(0)

(0)

(5)

Note: ***, ** and* indicate statistical significance at 1% ,5% and 10% levels, respectively.
Lag lengths, determined by AIC, are in parenthesis. Critical values are from MacKinnon
(1996).

Johansen Cointegration Test results which reveal the long term relationships between the I(1)
variables have been shown in Table 2.

Table 2. Cointegration Tests based on the Johansen Approach
Eigenvalue

value

% 5 critic
value

value

% 5 critic
value

0.874759

99.9679***

69.8188

43.6277***

33.8768

0.740981

56.3402***

47.8561

28.3679**

27.5843

0.576180

27.9723*

29.7970

18.0273

21.1316

Note: ***, ** and* indicate statistical significance at 1% ,5% and 10% levels, respectively.

In both trace and the max test results, three cointegration relationships among young
unemployment, economical-social-political globalization and the inflation rates have been
determined. It has been found that there is a power balance which these variables will move
together.

(0.099)

(0.370)

(0.311)

(0.022)

3. CONCLUSION
In the study, the effects of globalization on young unemployment in Turkey have been modelled
with 1988-2012 annual data by using VECM method. Although several studies assessing the
relationship between unemployment and globalization in Turkey theoretically are available in the
466

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

literature, an empirical study has not been found. Another difference of this study comes at this
point.
The paradox between young unemployment and globalization has been presented by using
econometric analysis which has been conducted to find out how globalization with its
economical, social and political dimensions together with the instability in the country affect
young unemployment. It has been found that social globalization and the inflation rate increases
young unemployment significantly in the long term, and this result shows consistency with
economical expectations.
REFERENCES
Aremo, A.G., &amp; Adele, A.M. 2010. Empirical analysis of the impact of globalization on labour
force utilization: Evidence from Nigeria. African Economic and Business Review, 8 (1), 1-18.
Dutt, P., Mitra, D., &amp; Ranjan, P. (2009). International trade and unemployment: Theory and
cross-national evidence. Journal of International Economics, 78 (1), 32-44.
Ercan, H. (2007). Youth Employment in Turkey. Ankara: International Labour Office.
Ghose, A.K. (2000). Trade Liberalization and Manufacturing Employment, ILO Employment
Paper, No.3. Geneva: International Labour Office.
Harmsa, P., &amp; Hefeker, C. (2003). Globalization and unemployment: the role of international
diversification. Economics Letters, 78, 281–286.
Heshmati, A. (2003). The relationship between ıncome inequality and globalization. Last
Accessed on 4.20.2012, from http://www.soc.iastate.edu/sapp/globalizationoutcomes4.pdf
Hjalmarsson, E. and Österholm, P. (2007) Testing for Cointegration Using the Johansen
Methodology whenVariables are Near-Integrated, International Finance Discussion Papers,
No.915
Jenkins, R. (2006). Globalization, FDI and employment in Viet Nam. Transnational
Corporations, 15 (1), 115-142.
Kirchgässner, G &amp; Wolters, J. (2007). Introduction to Modern Time Series Analysis. Springer.
Lee, E., &amp; Vivarelli, M. (2006). The Social Impact of Globalization in the Developing Countries.
Discussion Paper No.1925.
Meidani, A.A.N., &amp; Zabihi, M. (2012). The dynamic effect of globalization on unemployment
rate in Iran: a co-integration analysis. International Business Research, 5 (1), 120-126.
Morris, E. (2006). Globalization and its effects on youth employment trends in Asia. Regional
Expert Group Meeting on Development Challenges for Young People. Bangkok.
Ukpere, W.I. (2011). Globalisation and the challenges of unemployment, income inequality and
poverty in Africa. African Journal of Business Management, 5 (15), 6072-6084.
Ukpere, W.I., &amp; Slabbert, A.D. (2009). A Relationship between current globalisation,
unemployment, inequality and poverty. International Journal of Social Economics, 36 (1/2), 3746.
467

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Yusof, S.A. (2010). Globalization and the Malaysian labor market: an empirical investigation.
Journal of Economic Cooperation and Development, 31 (1), 17-40.

Factors Affecting The New Vehicle Registration In The Eu Countries
Cumhur Erdem1, Şaban Nazlioğlu2
1Department of Economics ,Gaziosmanpaşa University, Tokat-Turkey
2Department of Econometrics, PamukkaleUniversity, Denizli-Turkey
E-mails: Cumhur_erdem@yahoo.com,snazlioglu@pau.edu.tr
Abstract
Theobjective of this study is to determine whether economic factors (namelyprice, consumer
preferences, consumer income, interest rate, fuel prices, industrial production, and trade)have any
explanatory power on new vehicle registry in the EU member countries. To meet this objective, a
panel cointegration analysis was applied to the panel of thirteen EU countries for the time period
spanning from January 1999 to August 2010. This study concludes that while the vehicle sales in
the EU are determined by the macroeconomic factors instead of the factors in the demand theory,
the consumer preferences are impetuses for passenger car sales in the EU countries.
Keywords: newvehicle sales, demand theory, macro economic variables, EU countries, panel
cointegration,
1. INTRODUCTION
Automotiveindustry has become very dynamic and competitive sectors on a global scale in recent
years. Since the industry is considered as a crucial contributor to economic growth, it has been
observed that most of the developed countries (such as. the USA, Germany, France, UK, Italy,
Spain and South Korea) and many of the less developed ones (such as China, India, Malaysia,
Thailand) have policies for becoming major players on world market by improving their own
industry. Therefore, prediction of new vehicle registry is of great interest for policy makers,
legislators, transport and urban planners, and traffic engineers in nations whose economies highly
depend on the vehicle industry because the prediction of future vehicle registry has a vital
importance in terms of forecasting national accounts as well as future energy and infrastructure
requirements (Abu-Eisheh and Mannering, 2002). Predicting the new vehicle registration and
having information about the determinants of the vehicle demand has also crucial importance for
the strategic planning of vehicle manufacturers.
The industryplays a vital role in the economies of European Union (EU) member countries, the
world’s largest vehicle producer and playground for a highly competitive and innovative
468

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                <text>Globalization process, which has developed with the application of neo-liberal policies in the  world, is the primary and most discussed concept in terms of its positive and negative effects on  developing and developed countries. Aforesaid process has caused power imbalance between the  developed countries that have completed their industrializations and developing countries that  have not completed their industrializations; and with the liberalization of capital and commerce,  it has made the capital sovereign on labor. In this context, the most important disadvantage of  globalization, which is a knife-edge situation for developing countries, is unemployment.  Unemployment for a developing country like Turkey, which has large young population, is a  serious problem that globalization causes in economic and social field. The reason that underlies  this problem is that globalization causes unemployed growth in Turkey that has a young and  dynamic population. The relative height of young unemployed in the rates of unemployment  affects the Turkish nationality growing unemployed with its economic, social and psychological  dimensions deeply.  In this study, it is aimed to determine the dynamic economic effects of globalization process  exercising power over Turkey with 1980s onwards on youth unemployment. In this context, the  relationship between youth unemployment and globalization was econometrically analyzed with  VECM approach by using the annual data of 1980-2011 periods. With Johansen Co-integration  Test, long term relationship between youth unemployment and globalization variables was  researched and with error correction variable the time to adjust the deviation that may occur in  long term balance was determined. Moreover, with the results of Impulse-Response Function and  Variance Decomposition, solutions are offered for sustainable economic development and  effective employment policy by revealing how youth unemployment reacts to globalization and  how it has been affected from globalization.  Keywords: Globalization, Youth Unemployment, Sustainable Economic Development,  Employment Policy, VECM.</text>
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                    <text>Journal of Education and Humanities
Volume 3 (1), pp. 81-104, Summer 2020
Professional paper
ISSN 2566-4638
© International Burch University

https://dx.doi.org/10.14706/JEH2020317

Globalization in the Time of the Coronavirus
Pandemic: From the Erosion of the Nation –
State to the Crisis of the Global Society
Adis Maksić, PhD

Adem Olovčić, MA

Selma Delalić, PhD

International Burch University
adis.maksic@ibu.edu.ba

adem.olovcic@ibu.edu.ba

selma.delalic@ibu.edu.ba

Abstract: This paper discusses the main structures and processes of
globalization in the context of the coronavirus pandemic. It begins
by revisiting the historical processes that have led to interstate
economic, cultural, political, and security interdependence, and the
consequent erosion of the capabilities of nation - states. The paper
then proceeds to examine the inability of global institutions to cope
with the pandemic, which has demonstrated that the nation – state
remain the primary actor at the global political map. Yet, the
discussion also shows that there is no viable alternative to global
interdependence, and there is the resultant need for a more effective
transnational governance.

Keywords: Globalization,
pandemic, coronavirus,
nation – state, global
governance, crisis.
Article History

Submitted: 30 June 2020
Accepted: 15 July 2010

�Journal of Education and Humanities
Volume 3, Issue 1, Summer 2020

1. INTRODUCTION
It has been said that high expectations produce deep frustration. This phrase has
found its empirical instantiation in the recent disappointments with the
outcomes of globalization. The past few decades have been characterized by a
great enthusiasm for globalization, where the world, in the form of a “global
village,” (McLuhan &amp; Powers, 1992) would be able to respond to challenges in
ways that had not been seen in the earlier eras of human societies. Yet, the
outbreak of the coronavirus pandemic has shown that globalization is not a
panacea for the world's ills. On the contrary, the pandemic has revealed the
unpredictable
and
often
contradictory
consequences
of
global
interconnectedness. The discussion that follows argues that the pandemic has
indeed demonstrated the ongoing centrality of the nation-states at the level of
global politics. Yet, it also concludes that there will be no permanent reversal of
the trends of economic integration and cultural exchange. The first task is to
provide conceptual clarity and situate the discussion in the historical context by
revisiting the emergence of patterns of social interaction that are grouped under
the term “globalization”.

2. GLOBALIZATION AND THE EROSION OF THE NATION-STATE
Although there are different understandings of the concept of globalization, at
the most basic level, it signifies the process of creating new, multiplying and
expanding social networks and activities. David Held (1997) thus understands
globalization as “the expansion and the deepening of social relations and
institutions in space and time that make daily activities increasingly influenced
by the events that take place on the other side of the world” (p. 310).
Globalization includes two interrelated elements: the openness of
international borders to increasingly fast flows of goods, services, finance, people
and ideas; and the changes in institutions and policies on national and
international level that facilitate or promote such flows. As patterns of human
interaction assume transnational forms, they create a new demand for
governance, to be addressed with what Ulrich Beck has termed “institutionalized
cosmopolitanism” (Beck, 2007, p. 9). This globalized governance signifies the
emergence of the various transnational institutional forms, from non – state
political actors, to global agencies and judicial structures.
Globalization can be disaggregated into “three general aspects” (National
Geography Encyclopedia, 2020). The first one is cultural, which speaks of cultural
interdependence, and the potential emergence of a global culture. The second one
is economic, and deals with trade and financial integration, along with the
reduction of the impact of government policies in the economy. Finally, the

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political/legal aspect relates to the role of a state in a globalized world. All three
aspects are driven by the development of new technologies, such as the internet,
satellite, and high – tech computers. The inevitable and the most significant
changes in the globalization process are evident in the field of economics and
politics, and to a lesser extent on the cultural plane, therefore the following two
sections discuss the economic and political aspects in greater depth.
2.1. ECONOMIC ASPECT OF THE GLOBALIZATION AND EROSION OF THE
NATION – STATE
Economic globalization refers to strengthening and expanding of economic
relations worldwide. International economy, in the era of globalization, has
become closely integrated in a system based mainly on global production and
global finances aided by the global economic institutions and their agencies.
Thus, the end of the Cold War increased the power of the international economic
system by emphasizing the role of two main actors of economic globalization:
Multinational corporations (MNCs) and international economic institutions.
Global economy knows no boundaries and operates as if there are no political
barriers. All that is happening in the name and for the benefit of the world
community. The roots of globalized economy, according to Baalam and Dillman
(2014), can be found “in the early 1980s when U.S. President Ronald Reagan and
British Prime Minister Margaret Thatcher popularized the ideas and policies
associated with economic liberalism and free trade” (Baalam &amp; Dillman, pp. 17 –
19), whereupon, in the late 1980’s and through 1990’s many of the newly
industrializing countries in East and Southeast Asia integrated themselves into
the new global economy.
Economic globalization is offered as universal, benevolent, self –
understanding, systematic, scientifically legitimate and justified. Still, many
dramatic events and the phenomena of the modern world showed how the new
management and the new knowledge economy, through sophisticated and
coarse practices, is transformed into the dangerous and largely deceptive
ideology, which rests on pure commercial interests and consumerism.
For this aspect are particularly noteworthy the activities of international
economic institutions such as the World Trade Organization (WTO), the
International Monetary Fund (IMF) and the World Bank Group. The
establishment of the International Monetary Fund (IMF) and the World Bank as
a result of the conference in Bretton Woods in 1944, and after that, the General
Agreement on Tariffs and Trade, (GATT) in 1947 are important moments of the
economic globalization, especially, considering their main task to “create more
peaceful relations between states that traded with one another” (Baalam &amp;
Dillman, p. 19)
It is widely known that these organizations undoubtedly affect the
globalized economy nowadays by involving 95 – 100% of the total number of
countries worldwide in their activities. Their main task is to implement and
supervise the common global economy rules and policies that all countries are

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expected to follow. For example, WTO has about 160 members today (covers
approximately 95% of world trade) and the IMF today has 189 members (same
as the World Bank), with its mission to “foster global monetary cooperation,
secure financial stability, facilitate international trade, promote high employment
and sustainable economic growth, and reduce poverty around the world”
(International Monetary Fund, 2020). On the other hand, the main objectives of
the World Bank are reduction of poverty and improvement of living standards
among its member states. (World Bank, 2020)
So how can all this be connected with the nation – state? First and
foremost, traditional economic assumptions that the state encompasses a national
economy, that international economic activity takes place between such national
economies, that international trade takes place between national firms, and that
the primary function of international financial transactions was to facilitate trade,
in the era of globalized economy, are no longer valid. Globalization has
encouraged the development of a global capitalist economic system in which
every country has a stake. Capra (1983) claims that this is because world systems
are “integrated wholes whose properties cannot be reduced to those of smaller
units (such as nation states)” (p. 15).
In the book Losing control? Sovereignty in an Age of Globalization (1996)
Dutch – American sociologist Saskia Sassen, argues that economic globalization
has contributed to a “denationalization of national territory, in a highly
specialized and functional way” (Sassen, p. 33), caused mainly by international
corporate practices. The author identifies two important moments of influence of
the global economy on nation state, both based on practices of MNCs. First,
MNCs, although they are multinational (which is opposite to the traditional
concept of mono – national corporations) are highly centralized, and, second,
despite this, globalized companies are not strengthening countries in which they
are established.
The first implication is connected with the fact that multinational
corporations are relying on themselves and not on the countries where they are
situated or have affiliates. In such conditions, they are focused on strengthening
their own establishments, hierarchies of control, and degrees of autonomy. Yet,
these central functions are disproportionately concentrated in the national
territories of the highly developed countries. This means not only that a single
state is not able to tackle this, but also the necessity to include all the top – level
financial, legal, accounting, managerial, executive, and planning functions of the
company, nationally and worldwide, in order to run a corporate organization
properly.
Involving all these national and international actors, the company is
confirming its global position and excludes the possibility of national domination
in its central structures and processes. This is creating what the author names a
“space economy” (Sassen, p. 10), which affects the state in the way that one has
lost its significance on its own companies and their transactions. The second
important moment of the space economy is the influence of international
institutions; whose influence we have already presented.

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With such a thesis, we can see that Sassen expanded the thesis of the role of
MNCs on the erosion of the nation – state, which is the one that most authors
agree with. The thesis is summarized by the former Malaysian prime – minister
Mahathir Mohamad, who claimed that international economic giants are not only
much bigger than developing countries, but also that such giants have an
aspiration to enter those countries. Once this is achieved, “local businesses will
simply shut down”. Furthermore, although their intention is not to influence the
state – policies, “the temptation to interfere with local politics may be too great
for these foreign giants to resist” (Mohamad, 2002, p. 134).
Raghavan (1996) expresses the significance of MNCs in terms of influence,
estimating that MNCs account for around one - third of total world economic
output and control around “two - thirds of the world economy” Based on liberal
aspirations of the liberation of the economy from the influence of the state and
relying on the aforementioned corporate practices and the influence of
international organizations, globalization, in economic sense has contributed to
the erosion of the nation – state and the strengthening of global interdependence.
From this point of view, we need to agree with scholar Thomas Friedman, who
was concerned about the extent to which globalization has a homogenizing effect
on societies around the world.i Friedman even argues that the basic characteristic
of contemporary economic markets is that “no one is in charge” and that “today,
more than ever, the traditional boundaries between politics, culture, technology,
finance, national security and ecology are disappearing” (Friedman, 1999, p. 15).
Albeit the economy plays an essential role in the processes of globalization, and
contributes, as we have seen, to erosion of the nation – state, the strengthening of
global economic relationships is intertwined in a relationship of mutual
reinforcement with a series of political decisions. The next section offers a more
targeted analysis of the role of politics in the erosion of the nation – state.
2.2. POLITICAL ASPECT OF THE GLOBALIZATION AND EROSION OF THE
NATION– STATE
Just as economic globalization has involved the strengthening and expansion of
economic relations around the world, political globalization refers to the same
processes when it comes to global political relations. Political processes raise an
important set of policy issues, pertaining to the principle of state sovereignty, the
growing influence of NGOs and the prospect of potential global leadership. It is
evident that these outgrow frames of nation-state, thus promoting nation-state
erosion.
Political globalization refers to the transfer of decision – making places
from national to international organizations and institutions. This is achieved
through interstate integration (e. g. European Union)ii and by ordering the world
as a global civil society that promotes the achievements of democratic citizenship,
i.e. universal human rights and the rule of law. With this said, and with our
purpose in mind, we will take into consideration the most significant political
structures and processes of the globalized world.

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Contemporary manifestations of globalization led to permeation of the nation
state boundaries founded during the previous several centuries, dating back to
rise of the concept of state sovereignty in the 1648 Peace of Westphalia iii. Author
David Held in his work Global Transformations (1999) describes the impact of the
Peace of Westphalia on creating a modern nation-state, emphasizing that with
this agreement the world is made up, and divided into sovereign territorial states
that do not recognize any higher authority. Creating long lasting relations
between countries is a goal, but only in order to meet national goals.
Furthermore, the common priority of every nation state should be minimizing
the interference of the state freedom(s). In the centuries following the Peace of
Westphalia, there was a centralization of political power, the expansion of state
administration, and the development of professional diplomacy. Although trade
ties between the states strengthened (and with that the emergence of capitalism
as an economic system), they were controlled and conducted by the states
themselves.
The nation – state system got its full swing at the end of the First World
War in the so – called Fourteen Points declaration, given by the former U.S.
president Thomas Woodrow Wilson, based on the principle of national self –
determination, and with aim to propose a postwar peace settlement. Relying on
liberal values, Wilson advocated that civic and political rights in all countries of
the international community should be as equal as possible, which would serve
as the basis not only for faster development of universal international legal
norms, but also for the liberalization of economic systems in the international
community.
Wilson’s presumption that all forms of national identity should get their
territorial expression in a sovereign national state led him, however to the idea
of establishing global system of collective security known as The League of
Nations. This international organization aimed to ensure collective security as
global regime based on agreement between the states that would join forces to
check any potential violator of international order. The basic idea of The League
of Nations was to reject war as a legitimate instrument of national policy and to
insist on collective security, which would find ways to prevent war by
threatening based on collective action.
Yet, the League of Nations had quickly shown its impotence, and was
utterly unable to respond to the rise of fascism in Italy and Germany, and
militarism in Japan. Wilson’s idea to give international cooperation a new
institutional expression was eventually realized through the founding of the
United Nations in 1945. Although deeply rooted in a political order based on a
modern nation – state system, the UN also served as a catalyst for the gradual
expansion of political action across state borders. While this mission in theory
weakened the principle of state sovereignty, in practice the next 45 years were
shaped by power politics between two super states – the USA and the Soviet
Union. The decisions on major political issues could be undertaken only with the
approval of the UN Security Council, which served as a club of powerful states,

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Thus, UN decisions could be made and implemented only if they also overlapped
with these national interests.
When it came to specialized agencies whose activities were not as central
for the Cold War power competition, the picture was somewhat different. The
agencies such are World Health Organization (WHO) and International Labor
Organization (ILO), and funds and programs like United Nations Development
Programme (UNDP), United Nations Children’s Fund (UNICEF), and United
Nations Population Fund (UNFPA) were able to provide humanitarian relief in
many parts of the world, thus manifesting the principle that international
organizations were genuinely global, and that their subjects were human beings
regardless of their various subdivisions. With the end of the Cold War, this role
has become even more pronounced, and humanitarian interventions, sometimes
without the immediate agreement of the host government, have become more
frequent.
In this context, Paul Taylor (2001) observed that „The United Nations had
become involved in a multilayered system of governance sometimes working
with the states, sometimes alongside them and sometimes apart from them”. (p.
340) Basically, the UN’s involvement in states does not necessarily depend on
actual government approval, but rather, once present, it could act independently
of governments. With such impact, the matters of state became the matter of
international order, where states are no longer homogeneous entities and they
must be understood as open systems, having many channels for governmental,
non – governmental and transnational connections to international systems.
Another significant moment was the institution of international law. As a
historical artefact and product of revolutions, international law has emerged as
the expression of the mutual will of nations, undermining the traditional concept
of a legitimate hegemon derived from natural law. Designed to facilitate
international order, and first and foremost, to regulate the inter – state relations,
international law, with its multilateral form of legislation and its discourse of
institutional autonomy, in the age of globalization, is increasingly affecting
domestic legal regimes and practices. ivAs a mutual will of nations and based on
presumption that there’s no international legislature, executive and/or judiciary,
international law emerges as a normative force “generally accepted by states as
rules of conduct, with expectations that states will follow suit” (Joyner, 2005, p.
6)
Although, states were the primary agents of international law, being the
only actors empowered to formulate, enact, and enforce international law, as,
Rosalyn Higgins emphasizes, “that international law applies only to states”,
(Higgins, 1995, p. 40) rules of international law, nowadays, are no longer
confined to issues of establishing and maintaining order only among states.
Events of the modern world have contributed that individuals, groups, and
organizations are increasingly becoming recognized subjects of international
law. In this sense, Saskia Sassen emphasizes that in the age of globalization
international law “emerges as a site for regulatory competition among essentially
national approaches, whatever the issues – environmental protection,

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competition policy, or human rights” (Sassen, 2007, pp. 222 – 223). As a
consequence of this, a new and expansive body of international humanitarian
law was ushered in, supported by a mechanism of enforcement. This in turn has
given individuals, as well as some wider groups, such as various minorities, clear
rights under international law, effectively turning international law into
supranational law in that aspect.
Finally, it is not only the UN and international law that shape the
contemporary world. On the contrary, globalization has important political
functions in the context of maintaining peace, bringing peoples and their cultures
and civilizations closer together, thus fulfilling its cosmopolitan significance. For
that purpose, thousands of voluntary and non – governmental organizations
represent millions of ordinary citizens who are willing to oppose the economic
and political nation – states. Over the past fifty years, NGOs have increased
rapidly in number. The spread of their influence shows that the nation – state is
finding it increasingly difficult to manage these widespread networks of social
interdependence.
The aim of this part of the paper was to briefly mark contemporary
structures and processes that, as we have seen, from a political point of view have
contributed to the erosion of nation – states. However, globalization grounded in
this way has its risks, which will be discussed below, and will ultimately lead us
to the answer to our central question.
2.3. GLOBALIZATION AND THE CHANGING CONCEPT OF SECURITY
In the hierarchy of physical and emotional needs of human beings, security ranks
high second place immediately after meeting the basic psychological impulses
for survival. Human perception of security is extremely complex. Man, by nature,
has had the primordial urge to achieve safety and security against myriad threats
such as conflict, war, and violence. Apart from that, a constant drive to attain
economic security, job security, access to health and education, undisturbed
retirement revenue, guaranteed human rights, and equality, i.e. security against
any kind of social discrimination, has been ubiquitous (Manning &amp; Curtis, 2014).
In other words, people, throughout their lives, aspire to protect whatever they
value and hold dear. With the evolution of human race, values have changed, but
the aspirations remained consistent. “Feeling secure and well protected is one of
humankind’s most cherished goals” (Hough et al., 2015, p. 21).
Yet insecurity, violence, and conflicts are as old as social communities and
omnipresent in human life. If we rise above the individual level, nation-states on
the same matrix strive to achieve security, economic, first of all, through the
accumulation of wealth, which is consistent with the Mercantilist theory, but also
the military security through the accumulation of weapons, as the Realism theory
teaches us. According to Realists, we live in an anarchic world with no supreme
authority that would bring order and protect states from the pervading violence,
wars, and conflicts (Brown &amp; Ainley, 2005). Viewed from a historical perspective,
different economic, cultural, political, and social changes and developments have

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influenced the occurrence and spread of violence and conflict. In this context,
globalization has brought about revolutionary changes in all spheres of social,
economic, political and cultural life, especially in the field of information and
communication, which in terms of volume cannot be measured with any period
in the development of human societies.
The pace of changes taking place in the modern globalized world is
perhaps best illustrated by the words of Bill Gates: “The pace of technological
change is so fast that sometimes it seems the world will be completely different
from one day to the next.” (Gates, 2019, p. 16). In this regard, Sorokin (1937, p.
430) in his classic work on social relations and war emphasizes that globalization
is "inherently disruptive and that an increasing incidence of conflict is an
inevitable bi-product of it."
During the last decade of the twentieth century, as the world suddenly
entered a new era of unipolar world order, which was created following the
collapse of the Soviet Union as one of the two Cold War superpowers, ideological
competition, arms race and fear of nuclear war were replaced by geo-economics
and plethora of non-traditional, unconventional and non-military risks and
threats. Liberal ideas have flooded the world, becoming generally accepted
guidelines even in the orthodox communist countries. As Oliver Ramsbotham et
al. (2011) argue “the dissolution of the Soviet Union brought to close the long
period in which a single international conflict dominated the international
system.” (p. 5) The processes of political and economic globalization were given
full swing, conferring, at the same time, a strong impetus to security aspect of
globalization, which gained its full momentum after 9/11 with George W. Bush
declaring a global war on terrorism.
Interstate conflicts have been replaced by intra-state, extra-state, religious
and ethnic conflicts, and secessionist movements. The traditional concept
advocated by Realists, which focuses on the teachings of sovereign nation-states,
established by the 1648 Treaty of Westphalia that face almost exclusively military
threats, has long been outlived and deficient (Buzan &amp; Hansen, 2012). In contrast,
“neoliberals suggest that military force is declining as a tool of foreign policy as
states seek the greater economic interaction necessary to prosper in a globalized
world.” (Keohane &amp; Nye, 2001, p. 98). Although nation-states are still the
backbone of the international system, after the collapse of the Soviet Union,
particularly following the 9/11 terrorist attacks, the system have come to be
dominated by myriad non-state actors, both in political and economic, as well as
in the sphere of security. The most notable are multinational corporations,
regional
and
international
organizations,
non-governmental
and
intergovernmental organizations, but also international organized criminal
groups and terrorist organizations.
Hence, the concept of security in a globalized world is not limited
exclusively to the state, but to the individual, state, and non-state, and apart from
military aspects (wars, ethnic and religious conflicts, proliferation of weapons of
mass destruction, terrorism), it comprises manifold nonmilitary facets such as
organized crime, environmental, disasters, food, health, economic, and political

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security. In addition to the extended scope, the concept of security has different
meanings and interpretations in different parts of the world. Some people spend
almost their entire lives fearing earthquakes, floods and other natural disasters,
some have daily fears that they will have nothing to feed their families the next
day, while some fear terrorist attacks and violence from mafia or other criminal
groups (Booth, 2012).
Therefore, for man to be truly safe and secure, it is necessary to live in a
society free of direct violence (war and conflict), as well as indirect structural
violence in the form of economic and political insecurity, inequality, segregation,
vulnerable human rights, etc. In this regard, Johan Galtung, one of the most
remarkable scholars and founders of modern peace and security studies coined
the terms ‘positive’ and ‘negative peace. In his view, "thinking solely in terms of
a negative conception is insufficient because this fails to take into account the
deep-rooted causes of conflict, as well as less obvious forms of violence"
(Galtung, 1990, p. 104).
Globalization has dramatically affected the increase of free trade, free and
fast flow of information, ideas, knowledge, but also the movement of people,
goods and services, especially those in the field of banking and insurance. These
developments have influenced economic, political, cultural, but also security
interdependence of countries unprecedented in human history. In the context of
security, the post-Cold War globalization favored the emergence and spread of
the influence of plentiful terrorist organizations, organized criminal and
insurgent groups, as well as mercenaries and warlords. “Such groups begin to
compete with one another for the resources of the failing states and this
competition has often taken a violent turn” (Kaldor, 2006, p. 92).
These groups began to behave and act in the same way as economic
entities ignoring national borders. Like multinational corporations, transnational
organized criminal and terrorist groups have their 'headquarters' in one country
in which they plan operations; the same operations are carried out in countries
around the world; they use some of them as transit countries, i.e. to transport
'goods' across the territory to the final destination; and deposit their criminal
proceeds in those countries that have favorable banking and financial regulations
(Godson &amp; Williams, 2002). In other words, we are witnessing the globalization
of crime, to the same extent as is the case with the economic and all other aspects
of modern life.
With this in mind, and the fact that today countries and societies around
the world are faced with a number of unconventional security challenges,
significantly different from those of the past, nation-states have found themselves
in a situation no longer able to make their own respond to these threats.
“Whereas in the past states were able to maintain internal order within their
territories, in large part as a result of globalization this ability has been severely
energized”. (Hough et al., 2015, p. 109) Therefore, states seek to eliminate security
threats and establish order, security and the rule of law in their territory, through
bilateral and multilateral agreements and association in various regional
organizations like the League of Nations, NATO, OSCE, EU, Europol, SELEC,

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and global agencies such as the United Nations, as a collective security system,
whose mission, in addition to conflict prevention, consists of peacebuilding,
peacemaking, and peacekeeping.
The core UN mission is carried out with the support of different programs and
agencies such as:
− UN International Drug Control Program – UNDCP
− UN Centre for International Crime Prevention – CICP
− UN Office for Drugs and Crime – UNODC
− UN Crime Prevention and Criminal Justice Division – CCPCJ (Hough et
al., p. 252)
− World Health Organization – WHO – an organization that has a leading
role in combating the coronavirus pandemic.
− Interpol
− World Customs Organization
Due to the current moment in which we live, constantly in fear for our
lives endangered by the invisible enemy COVID-19, we will finally pay special
attention to this serious security threat. Good connoisseurs of history are familiar
with the fact that infectious diseases since the Middle Ages onwards have
claimed more human lives than all wars combined. "Today, AIDS (Acquired
Immune Deficiency Syndrome) is the second biggest killer in history." (Hough et
al., p. 271) From the Second World War onwards, international relations were
dominated by military threats - organized crime, weapons of mass destruction
proliferation and terrorism.
The outbreak of the coronavirus pandemic re-emphasized importance of
non-military, health threats to the security of people, but also the national and
economic security of states, and showed the extent to which we are vulnerable to
events occurring thousands of kilometers away from our home. It only took a few
months for the coronavirus to spread, affecting almost every part of the planet.
And all this took place precisely 'thanks' to the immense mobility of people made
possible by globalization. (Chen &amp; Wilson, 2008) The seriousness of the situation
regarding the COVID-19 pandemic will undoubtedly push us to rethink and
prioritize security threats.
“The health of all peoples is fundamental to the attainment of peace and security”
(Preamble to the WHO Constitution)
By making individual efforts or by joining various regional and
international security organizations to combat a myriad security threats, states
seek to preserve peace and order in society, as a precondition for prosperity and
economic well-being, and to provide security to their citizens, which is the
primary function of every state.

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3. THE POLITICAL AND ECONOMIC RISKS OF GLOBALIZATION AND COVID-19
Uncertainty, as an inherent condition of globalization, is themed by various
authors such as Giddens (1991, 2009) and Beck (2001). Globalization has its risks,
and our goal in this part of paper is to understand them and related them to the
current pandemic.
3.1. GLOBALIZATION AND RISK
Throughout history, human societies were exposed to “external risks” (Giddens,
2009, p. 193), whose appearance wasn’t caused by human action. By this we
primarily mean the dangers from natural phenomena, such as droughts and
earthquakes. With globalization, however, we are increasingly confronted with
different types of “manufactured risks” (Giddens, p. 193), or those risks created
by the impact of our own knowledge and technology on the natural world. These
kinds of risks are outcomes of human interventions.
What is unique in the era of globalization is the creation of a space in which
responsibility for addressing the risks cannot be allocated to any single actor. As
in The Consequences of Modernity, Giddens observes, that the global spread of
modernity tends to produce a “runaway world” (Giddens, 1991, p. 137) in which
it appears that no one and no government is in overall control. In a world of rapid
change, traditional forms of trust are dissolved. While in the years past humans
engaged in social activities and shared responsibilities for their excesses through
tight-knit local communities, nowadays people influence one another in
numerous distinct ways and across large distances. Such impersonal relations
mean that humans are pushed to “trust” or have confidence in “abstract
systems”, as in environmental regulation agencies, multinational corporations or
international systems. Furthermore, people also rely on different policies and
laws (e.g. international law) that are closely related with quality of their lives,
believing that these structures will protect them in a certain way. Based on this,
trust and risks are closely bound together.
For Ulrich Beck (2001) German – born American sociologist, globalization
implies the processes that result from activities of transnational actors, while
identity and networks undermine nation – states and their sovereignty and
interconnectedness (p. 28). Events in different corners of the world produce
global shockwaves a phenomenon that Beck names “reflexive modernity”. This
reflexive modernity is a paradigm shift of the “industrial modernity” and
appears as “a multidimensional, polycentric, contingent and political” risk –
based society (Risikogesellschaft) (Beck, p. 25). The notion of a risk society means
that the past is losing its determining power for the present. In a nutshell, we’re
not able to learn from the past anymore. Beck argues that this situation should be
changed by reorganizing our lives, behaviors, and processes on the “local –
global” basis (Beck, p. 30).
One area of this reorganization is global health. Along with the people,
diseases travel to all corners of the globe at an increasingly fast rate, creating a

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need for global health governance. No case has made this as evident as the 2020
rapid spread of the coronavirus from a market in the Chinese city of Wuhan to
nearly every country in the globe in a span of a couple of months. The case has
demonstrated a global threat on the one hand, and the absence of a global
institution equipped with staff, finances and policy enforcement capacities to
effectively address it on the other. In response to the crisis, the most relevant
international organization, the World Health Organization (WHO), has been
forced to take a back seat. It was the nation-states that quarantine citizens, closed
borders, and created social distancing practices, in some cases in disregard of the
WHO analyses and recommendations. The most powerful of these and the
primary WHO funder, the United States, has accused the WHO of mishandling
the crisis and threatened to hold back the funds.
COVID – 19 pandemics has undoubtedly shown that neither international
organizations with their agencies, nor national governments were ready for an
immediate and effective response in the face of a deadly global pandemic.
Therefore, our main task, in the following rows, is to understand the impact of
the coronavirus on the main structures and processes of the globalized world.
3.2. THE EMERGENCE OF CORONAVIRUS AND ITS IMPACT ON GLOBALIZATION
Based on Giddens’ theory of “external” and “manufactured” risks of
globalization, we can say that the emergence of coronavirus is, undoubtedly a
manufactured risk based on human activity, and/or human influence on nature.
The emergence and spread of the coronavirus (an animal virus) arose as a result
of the meat consumption of certain animal species in China, in the Wuhan region,
where the virus first appeared.
If we take into consideration Beck's understanding that globalized risk
society is multidimensional, polycentric and political, we can see that
coronavirus has affected several dimensions of global society at the same time –
mainly the processes and structures that we’ve discussed in the first part of this
paper. Now all these processes and structures are in question, and their order is
on the brink of survival. The coronavirus pandemic has undoubtedly had a
devastating effect on the global economy. OECD identifies this crisis as the
largest economic crisis of the 21st century, even bigger than the crisis that
followed after the 9/11 terrorist attacks and the 2008 financial crisis (OECD,
2020). The following chart shows the impact of the pandemic on national
economies, based on the decline of annual GDP.

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Figure 1. Decline of annual GDP as a sign of a recession
(Retrieved from: https://www.bbc.com/news/business-52089127)

However, the first real indicator of this crisis is the rapid decline in world
oil prices, bringing the price of a barrel of oil below 30 USD/barrel. The price of
crude oil fell even below 20 USD/barrel, which is the lowest price recorded in
the last 18 years, and OPEC and other countries have now agreed to cut
production. Besides this, the world still has more crude oil than it can use, so, the
predictions are that the Gulf states, dependent on oil exports, will feel the brunt
of the crisis.
On the chart below, we can see the fall of oil prices on the world market at the
time of the pandemic.

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to the Crisis of the Global Society
Adis Maksić, Adem Olovčić &amp; Selma Delalić

Figure 2. Oil Prices from 2000 to 2020
(Retrieved from https://www.bbc.com/news/business-52089127 )

On the other hand, all world stock markets recorded a large slump. Many
investors fear that the spread of the coronavirus will destroy economic growth.
In response, central banks in many countries reduced their interest rates. In order
to boost the economy, this process should make borrowing much cheaper and
affordable and therefore encourage spending rate. Still, the fact is that the poor
countries will, due to their inability to answer properly, encounter the greatest
effects of the crisis. On the following chart, we can see the impact of coronavirus
on stock markets since the beginning of the pandemic.

Figure 3. The impact of coronavirus on stock markets
(Retrieved from: https://www.bbc.com/news/business51706225?intlink_from_url=&amp;)

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However, despite the efforts of governments, the global economy cannot
survive without the influence of international economic actors. For the purpose
of this paper, we will focus on the reaction of international economic institutions,
the roles and capacities of MNCs and the global supply chains they’re involved
in.
Firstly, we will summarize the response of the World Bank Group, which
represents a prime example of a global institution in charge of helping countries
deal with economic shocks. It is directly involved with the most vulnerable
countries in the world, and as such has the most important role in helping
countries deal with this crisis of all international institutions. In that context it
has already reached out to 100 developing countries with some sort of aid. For
that purpose, the World Bank Group has delivered record amounts of aid and
has pledged 160 billion USD in the next fifteen months, for developing countries
– to help deal with health, social and economic issues which emerged as a
consequence of the pandemic. Regarding this, the potential issue for the World
Bank Group is the threat that this institution has reduced funding from member
countries due to their reduced fiscal capacities and small budgets, which are
direct consequences of diminished economic activity in the countries.
Secondly, the World Trade Organization, is nowadays concerned about
the impact of the pandemic on global trade. According to a statement given by
Roberto Azevedo, in the recent meeting in Geneva, the pandemic will incur
significant consequences on world trade. Regarding this, their efforts are directed
towards reaching an agreement on subsidies in food production, online trade and
fishing industry. (World Trade Organization, 2020) The full extent of
repercussions on global trade by this crisis remains to be seen.
Thirdly, like all other global economic institutions, the International
Monetary Fund, is faced with the duration and uncertainty that the global crisis
caused by the coronavirus brings. The emergence of coronavirus has changed the
expectations of the IMF on the projected growth of per capita income in different
countries. The managing director of the IMF, Kristalina Georgieva says that this
institution projects that more than 170 countries will experience negative per
capita income growth this year (International Monetary Fund, 2020).
In order to face such a crisis, the IMF created a so - called 4-Point Plan
(Georgieva, 2020), which summarizes the four main priorities of IMF action in
the coming period. The activities of the IMF will be aimed at: first, prioritizing
health spending for testing and medical equipment, in order to defeat the virus
and defend people’s health; second, providing timely financial and fiscal support
to households and businesses; third, reducing financial stress while monitoring
global economic stability; and, fourth, planning recovery by minimizing the
potential scarring effects of the crisis through policy. For these purposes, the IMF
has a lending capacity of about 1 trillion USD, which is already placed at the
service for the member countries. It is important to keep in mind that the
activities of the IMF are short - term, and that this institution will adapt to the
new situation(s).

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The pandemic brings with itself a damage for multinational corporations
as well, and that situation can be understood in two ways: first, halting
production in the affected countries, mostly semi - periphery and periphery
countries, where MNCs have their branches and with that, hitting supply chains
around the world; and, second, steep drop in consumption together with
collapse in confidence, which results in giving priority to domestic products and
turn to smaller domestic producers. Not just with pandemic, many companies
are now seeking alternative suppliers in countries that appear less vulnerable to
disruption, but also, the confidence of producers and consumers is now oriented
toward its own markets.
According to the United Nations Conference on Trade and Development
(UNCTAD), 42 of the 100 largest multinational companies in the world said they
were facing the problem of profitable business (UNCTAD, 2020). his means that
they have to reduce allocations for investments, which will have a negative
impact on the operations of banks, and then on the rest of the economy. The
situation is made worse by the dramatic increase of private sector debt which
was ushered by FED’s expansive monetary policy in the aftermath of the 2008
financial crisis. According to the Washington Institute of International Finance,
non – financial private sector debt was on level 56.25 percent higher in 2019, than
it was in 2009. Now, the bill might come due by increasing economic damage and
further shaking the financial markets.
It is not clear yet what the final economic outcome of the coronavirus
pandemic will be. Yet, we can say with certainty that the rigorous measures
applied by international economic actors, albeit necessary to combat the virus,
are putting most of economies “on life support — into some sort of deep freeze”
(Oxenford, 2020), with the prediction that they will come out of in the period of
the next six months. Although some economic analysts have gone so far as to
state that the coronavirus has dealt a final blow to globalization and the global
economy, the future is, in our opinion, much less certain. In political terms,
coronavirus has, undoubtedly, led to a crisis of globalization. Such a crisis is
anticipated through many major or minor events in the recent past, like Britain’s
exit from the European Union (Brexit), closing the boundaries for migrants in
western states, and awakening of nationalism in many countries worldwide. Still,
no one could have predicted that the aforementioned crisis would rapidly
escalate amid the intensifying health crisis, which prompted countries around
the globe to effectively shut down and turn to themselves.
Although globalization, with its features, has brought the possibility of
local, regional and global spread of diseases, as a consequence of interregional
movement of people, goods and ideas, where a health problem in any part of the
world can rapidly become a health threat to many or all (Lee, 2004) there was no
concerted, coordinated international effort at tackling it. In this context, we will
discuss the role of the World Health Organization as a main global institution for
health – related issues
On international level, global health has become a concern since the early
1990s, (with emergence of HIV/AIDS), and interest for this issue has been

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expressed significantly during the 2000s. This concern produced Resolution 1308,
the first health - related UN Security Council resolution (Cf. Lee, 2004). Likewise,
health has begun to play an increasingly prominent role in Group of Seven (G7)
and Group of Eight (G8), during their summits in the early 2000s. These summits
produced the Global Fund to Fight HIV/AIDS, Tuberculosis and Malaria at the
G8 Summit in Genoa in June 2001 and was accompanied by commitments by the
wealthiest countries to dimidiate the infectious disease burden by 50% by 2010.
Similar discussions have been held at the World Economic Forum, attended by
government leaders, corporate executives and other prominent individuals, held
annually in Davos, Switzerland. All of these initiatives have been related to
“health security” (Cf. Lee, 2004).
With these developments, and together with the support of the health
community, the WHO certainly began to play a prominent role. Yet, the WHO’s
position, as the main global actor on health issues was conditioned with different
epidemiological trends, the emergence of new actors, paradigmatic shifts in
ideology and values, and pressures on resources (Godlee, 1994; Lucas et al., 1997;
Vaughan et al., 1995). States, as financiers, still had the upper hand, and WHO
over the past decades has “faced criticism for being overly bureaucratic,
politicized, and dependent on a few major donors”. (King, 2020)
These criticisms have become even more prominent in the case of the
coronavirus pandemic. There is widespread belief among governments and
public across the globe that the World Health Organization, as an umbrella
institution in this area, failed to adequately respond to the crisis. Due to pressure
from financier countries, especially after Trump's statement about reducing
donations that the U.S., as a main donor (see the chart below), gives to WHO, this
organization is now concerned, not just with the pandemic, but also, with the
aspiration not to anger its main donors. Namely, Trump's concept envisions
reducing US contributions to 10 percent of what they used to be. Measured by
the U.S. contribution for 2018 and 2019, that would mean a reduction to
approximately 44.7 million USD per year, from the previous number of 115.8
million. The crisis has thus fully illuminated that the influence of WHO in the
area of health governance pales in comparison with that of nation-states in
general, and with those of its powerful donors in particular. Indeed, the growth
of global governance over the last several decades has not elevated the primary
international health organization above its dependence on the will of national
governments.

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Adis Maksić, Adem Olovčić &amp; Selma Delalić

Figure 4. The main financial contributors to the WHO
(Retrieved from: https://www.statista.com/chart/21372/assessed-contributions-tothe-world-health-organization)

The chart above shows that the main donors of the WHO are U.S., China,
and Germany, countries among those most affected by the pandemic. It is
important to note that by April 30th, 2020, neither China nor the United States had
paid their 2020 membership fees, although this was supposed to be done on
January 1st (WHO, 2020). Germany, for example, has so far paid only half of its
membership fee.
WHO thus remains dependent on the help of its donors, unable to answer
properly and autonomously to a genuinely global crisis. In addition to shaking
the importance of the WHO, the pandemic has also shown that nations – states
have become aware of their own power. While the coronavirus crisis will not put
an end to globalization, it is this newfound confidence of national governments
that will carry over into the post-pandemic age, slowing the speed, density and
breath of future flows of people, goods and information across state borders.
Most importantly, it will encourage states to resist delegating parts of their
sovereignty to transnational actors.
The world we live in is, as Thomas Friedman emphasized, “more easily
prone to shocks and extreme behaviors”, and these are showing that such a world
“is not flat, but fragile” (Friedman, 2020). When it comes to globalization, we
have gone too far and from this point, our return to other, old systems is highly
improbable. Yet, the shock of COVID-19 and its lessons will strengthen
tendencies of states to resist the spill over of the ongoing sociological

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transformations that globalization brings about into the realm of political
governance.
4. CONCLUSION
This paper has discussed several phenomena connected, with the concept of
globalization in general, and the influence of the coronavirus pandemic on its
main structures and processes in particular. For that purpose, we explored the
extent to which globalization contributed to the erosion of a nation – state by
examining the political and economic structures and processes that affect global
governance. Globalization, as we could see, has transformed and firmly
integrated the global community, creating rapid flows of goods, people,
technology, information and ideas across national and transnational borders.
Reflected in the expansion and the strengthening of social relations and
activities, the phenomenon of globalization affected economic, security, and
political structures of nation-states, thus leading to internationalization and
erosion of state sovereignty. With its economic and political, and to a lesser extent
cultural aspect, globalization has created a global governance system in which
many decisions are made by international institutions and transnational
corporations (TNCs). Parallel to this shift in political actors, we have seen the
development and a growing importance of international law. As a result of an
increasingly globalized world, states lost power and authority to control policy
making in several areas, the most pronounced of which is in the economic realm.
On the other hand, globalization has created new risks, which can cause
unpredictable and very often long – term consequences. Indeed, the outbreak of
coronavirus, primarily in China and then all over the world, has shown that the
risks carry the seeds of globalization’s own reversal. While the pandemic will not
bring global integration to a screeching halt in any permanent sense, the
quarantine measures, the curfews, economic stimulus packages and other
responses have largely followed nation-state lines, bringing to full visibility those
same lines that many observers have speculated were on the path of
disappearance. At the same time the WHO, as an umbrella international
institution for these issues-pressured by the member countries with debts and
conditionings – found itself unable to react properly on the lasting health crisis.
In the end, we could say that coronavirus has slowed down and called into
question globalization as we know it. States have found new confidence, and in
the post-corona world will be more daring in resisting political transformations
that come at the expense of their power. Yet, the coronavirus has also reminded
us that people everywhere belong to one single humanity. Nations were united
in their vulnerability, while the success of measures against the threat depended
on responsibilities of people to one another.
Moreover, as state responses varied, they produced divergent results.
Many states depended on outside advice and assistance. The less developed ones
emulated measures from those with greater expertise and a better health system.

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Thus, COVID-19 has also confirmed that the world in which we live in is
genuinely global. It told us that globalization is not a panacea for world’s ills, but
also that the unity that this process encompasses can help us confront global
plagues that no country can fight alone.

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Friedmann understands the globalization process as extremely dynamic. Globalization means the
undeniable integration of markets, nation states and technologies to an unprecedented degree, so that it is
now to individuals, companies and countries it is possible to reach around the world, farther, faster, deeper
and cheaper than ever before. According to him, globalization is determined by some of its own
technologies, computerization, miniaturization, digitalization, satellite communications, fiber optics, and
the Internet.
ii In the European Union, states have transferred their competences to supranational organizations, so they
even made a monetary union – the Eurozone. The visible consequence of these processes and decisions is
erosion of nation – states.
iii The formulation of sovereignty (the term coined by French philosopher Jean Bodin in the 16th century), as
a core concept in contemporary international relations, was one of the most important intellectual
developments leading to the Westphalian revolution. For Bodin, sovereignty is understood as a „absolute
and perpetual power vested in a commonwealth“. (Bodin, 1967, p. 25)
iv International law consists of a body of both rules and norms, regulating interactions among states, between
states and intergovernmental organizations (IGOs), and in more limited cases, among IGOs, states and
individuals. In the era of globalization, the third moment is particularly prominent.
i

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                    <text>Globalization of Education – A Comparative Study between the Romanian
Educational System and the Japanese Educational System
Gabriela DIRLOMAN
„Nicolae Kretzulescu” Commercial High School
Bucharest, Romania
gabriela.dirloman@gmail.com
Sorina PIRVU
„Ion Mares” Secondary School
Vulcana, Romania
sosoliciul@yahoo.com
Manuela GHEORGHE
Vulcana School, Romania
manu28g@yahoo.com
Abstract: The paper tries to underline the evolution of the Romanian and Japanese educational
systems which, irrespective time and space, have to evolute so that the new generations may adapt
to the global changes. Education can be a driving force for human innovation and social
transformation because it develops the capacity of human beings who are the central actors, in the
end, to solve the problems surrounding Sustainable Development. Education itself must become
global and has to emphasize the respect for environment, to promote mutual understanding
between people, values and traditions based on truth.

Introduction
In a century of technology and information, all the societies of the world face rapid changes which make
them become more conscious of their future. To adapt to such complex changes, human beings realize that they have
to be prepared and well informed.
The key to this evolution is education, which has to change itself the scale of viewing, from local to global
scale. Nowadays, Education for Sustainable Development seems to be the right answer to create a global community.
What becomes clearly in many countries, irrespective their social-economical development is that it is
necessary to change something in the educational systems, and to act more responsible in reducing the problems
humankind faces, such as: environmental degradation, urbanization or discrimination among gender and nations.
At global level, different countries cooperate in the field of education, developing and disseminating formal
and non-formal education, which nurture the development of youths in the fields of international exchange and
mutual understanding, environmental preservation with a special emphasis on cultural properties.
That is why the present study “Globalization of Education – A Comparative Study between the Romanian
Educational System and the Japanese Educational System” tries to underline the main aims of two educational
systems which seem to be totally different, but which in fact promote similar values and morals.
The answer to differences and similarities of Japanese education and the Romanian education, shows that
each system is unique, and both countries are looking for the best alternatives to face the tendencies of the present
times.
The objective of education should be “learning how to think” and “learning the process of understanding the
changes and constantly building the solutions to the new and several problems that it outlines the society”. For that
reason, people must be more capable to confront a changing world and to look for new solutions for their problems
instead of making it thinking of the solutions of the past.

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�Concepts and Principles of the Romanian Educational System and of the Japanese
Educational System
After the fall of the totalitarian regime in Romania, reform of education began and aimed initially at
eliminating courses that had become obsolete in view of the new option and during a second more extensive phase,
building a coherent legal frame that could ensure a more effective higher education.
The Constitution of Romania, adopted in 1991 is the foundation of the entire legislation in the field. It is
currently under debate by Parliament in order to make it better adapted to the new evolutions at national, European
and world level.
The Romanian education aims to develop human personality through: assimilation of scientific knowledge
and of national and world culture; training of intellectual skills, of the emotional availabilities and practical abilities
by assimilation of human, scientific and esthetical knowledge; assimilation of techniques for intellectual work which
are necessary for self-training during all life; education in the spirit of respecting human rights, tolerance and dignity;
development of sensitivity for human problems, for moral and civic values and for respecting nature and
environment; harmonious development of individuals by sports and by health education; training the new generation
to act properly in society.
According to the Constitution of Romania, all the citizens of Romania have equal rights to attend school at
all levels irrespective social and material state, irrespective sex, race, nationality, political or religious beliefs.
The concepts and principles of education in Japan are formulated in the Fundamental Law of Education
enacted in 1947. In the preamble of this Law, the desire of the Japanese people is expressed as follows: having
established the constitution of Japan, we have shown our resolution to contribute to the peace of the world and
welfare of humanity by building a democratic and cultural state. The realization of this ideal shall depend
fundamentally on the power of education: we shall esteem individual dignity and endeavour to bring up the people to
love truth and peace, while education which aims at the creation of culture rich in the individuality shall be spread far
and wide.
The ideal toward which education in Japan strives is to mould a person who aspires to truth and peace. This
has been created from the experience of the Japanese people in World War II. The significance of the phrase “No
more Hiroshima!” is deeply rooted in the hearts and minds of the people. In present - day Japan, 50 years after the
end of World War II, the outer conditions of life have greatly changed as a result of the rapid progress of
industrialization, whereas the inner spirit of the people has hardly changed.
In order to achieve the above educational aim, the Fundamental Law of Education provides for equality of
opportunity of education, free compulsory education, coeducation etc. Every Japanese is equally entitled to receive
education in accordance with his ability whatever his race, creed, sex, social status, economic standing or family
origin. For those who have ability but find difficulty in continuing education for financial reasons, the state and local
public corporations are obliged to find a method to allow them to continuing schooling. Compulsory education is for
9 years according to the Constitution and is offered free of charge at schools run by the state and local public entities.
Coeducation is one of the principles that have been observed almost completely in postwar Japanese education.
Some people are still opposed to the coeducational system, but a majority of people are convinced of its benefits.
Among other principles, secularism in education should also be mentioned.

School System
During the 24-th year reign of Nicolae Ceausescu, Romania’s educational system remained under strict state
control. Curricula strongly emphasized Marxist-Leninist ideology, and universities, in particular, came under the
direct influence of Ceausescu and his wife, Elena. As a result of the government’s isolationist policies, higher
education was virtually cut off from the rest of the world.
Since the overthrow of the Ceausescu regime in 1989 and the country’s transition to a market-based
economy, many educational reforms have been implemented. Under communist rule, all Romanians were required to
attend primary school. But starting 1989, mandatory primary school was abolished, and as a result, illiteracy has
increased throughout the country, especially in rural areas. The country’s successive post-communist governments
have attempted to reverse this trend by offering educational programs to young people who abandoned compulsory
schooling. These programs have been targeted especially towards children living in rural areas, urban slums and
geographically remote communities in addition to ethnic minorities. So far, progress has been slow.
In 2000, the educational system underwent additional changes and got an open character.

203

�According to the Law 151/1999, compulsory education lasts 9 years instead 8; the first generation
concluding 9 years began lower secondary education (the 5-th grade) in 1998/1999. The leaving examination of
lower secondary education, for this generation was held in the summer of 2004.
The Romanian school system (Table 1) is similar to the Japanese one (Table 2), except the duration for each
level of education.
The statistical values of the year 2003 show that the number of kindergartens and schools achieved 23,519,
while in 2005 was of 21, 419.
Comparing to the previous years – at national level in 2005, there may be noticed a decrease of number of
kindergartens (Table 3).
AGE

SCHOOL

EDUCATION

Graduation school

-

18-22

University

Higher education

18-21

Junior College

Higher education

17-19

High school

Secondary high
education

15-17

School of arts and

Secondary low
education

23-24 or 23-28
or over 28

vocational school
11-15

Middle school

Secondary low
education

7-11

Elementary school

3-6

Kindergarten

Elementary
education
-

Table 1: The School System in Romania
AGE

SCHOOL

EDUCATION

23-24 or 23-28

Graduation school

-

18-22

University

Higher education

18-20

Junior college

Higher education

12-14

Special school

Secondary
education

15-17

High school

Secondary
education

12-14

Middle school

Elementary
education

6-11

Elementary school

Elementary
education

3-5

Kindergarten

-

Table 2: The School System in Japan
The reduction of kindergartens is caused by the administrative fusion and by the attachment of
kindergartens to schools – the most affected being the kindergartens in rural area, where the decrease was with 375

204

�kindergartens. In 2003, a compensation to this situation was given by opening new 32 kindergartens. The
geographical distribution of kindergartens is favourable to rural areas, where there are 6,734 independent
kindergartens comparing to 2,813 kindergartens in urban areas.
EDUCATIONAL
INSTITUTIONS
2003

EDUCATIONAL
INSTITUTIONS
2005

STUDENTS
2003

STUDENTS
2005

9,547

14,396

629,703

644,911

12,456

7,023

2,171,147

Secondary Low
School

1,388

1413

740,404

Secondary High
School

207

6370

41,313

Vocational
Colleges

89

77

61,855

289,494

Universities

133

136

600,122

600,350

Kindergartens
1,996,604

Primary School
773,843
35,510

Table 3: Educational institutions in Romania
(Source: Ministry of Education and Innovation, Bucharest, 2008)
The same phenomena can be noticed at the level of schools in 2003. One explanation may be the decrease
of birth rate all over Romania (10,5 births/1000 population starting 2003) - the same phenomena can be noticed in
Japan too (Table 4).
In Romania, the highest number of elementary and secondary schools are national, same as in Japan where
the highest number is hold by public and then private schools. In 2003, the number of private schools in Romania has
increased to 20.
In the case of high schools, there were 1,388,000 independent high schools. The distribution of high schools
is asymmetrical, the highest number being registered in urban areas, 85% of the total number. Similar to elementary
and secondary schools, the highest number of high schools are national, the rest being private.
The number of students enrolled at high schools was of 41,313 in 2003, while in 2005 became 35,510. The
distribution of students in high schools is high in urban areas – 93,4%.
Even if the number of high school students has increased, there can be noticed that 48,6% enrolled in
theoretical high schools, 44,7% enrolled in technological high schools and only 7,3% enrolled in vocational high
schools. Thus, the orientation to a career is in balance with the theoretical one.
Taking into account the form of education, 89% students have attended day-courses, while 7,5% students
attended evening-courses and 3,5% students attended part-time courses.
In Romania, higher education includes university colleges (for 3 years) and universities (which can last
from 3 years – the case of Socio-Humanistic, Economic, Artistic and Sportive Universities till 6 years – the case of
University of Medicine and Architecture).
Recent changes that have occurred in the Romanian and European higher education system is grounded on
the options of continental countries, expressed in the Bologna Declaration, to achieve a unique space in this field by
the year 2010. The creation of a pro-Bologna attitude at the level of education institutions, through debates,
workshops, the inclusion of universities is an experimental network, that began with the MATRA Programme,
financed by the Dutch Government.
Changes that have occurred globally in the educational system have been strongly influenced by the
increasing number of public and private higher education institutions. In 2003, there were 133 civil universities and 8
military institutions in the higher education institutions network in Romania, compared to 30 higher institutions
existing in 1989. Out of the 133 civil higher education institutions, 49 (not counting the military ones) belong to
public higher education, while the other 84 are private.
As shown in Table 4, the basic pattern of the school system in Japan is that of a unitary system. This was
established after 1947 by reforming the previous dual system. As an addition to the institutions of the unitary system,
higher technical schools were created in 1962 with the aim of training middle - grade engineering specialists, but the
number of schools of this type is still rather small. These technical schools specialize both in vocational and liberal

205

�arts fields. The educational system in Japan consists of 6 - years for elementary school, 3 years for junior high
school, 3 years for high school and 4 or 6 years for universities.
EDUCATIONAL
INSTITUTIONS
2003

EDUCATIONAL
INSTITUTIONS
2005

STUDENTS
2003

STUDENTS
2005

Kindergartens

14,174

13,949

1,760,494

1,738,766

Primary Schools

23,633

23,123

7,2226,910

7,197,458

Secondary Schools

11,134

11,035

3,748,319

3,626,415

High Schools

5,450

5,418

3,809,827

3,605,242

Special Schools (For
Pupils With Disabilities)

995

825

96,473

91,164

Vocational Colleges

63

63

57,875

59,160

Universities

702

726

2,803,980

2,865,051

Table 4: Educational institutions in Japan
(Source: MEXT, Tokyo, 2008)
Even if the kindergartens are fairly expensive, many children go to them for 1, 2 or sometimes 3 years
before primary school.
All children start primary school at 6 years old and junior high school at the age of 12. Primary school lasts
for 6 years and the junior high school for 3 years. Primary schools and junior high schools as well are compulsory
and most of the students complete junior high schools.
More than 95% of junior high school students go on to senior high schools for 3 years at the age of 15,
although senior high schools are not free.
The first 9 years of schooling are compulsory for children from age of 6 to 15. The 3 years of upper
secondary education are non-compulsory.
In order to improve the education, 36,4% of students from 1-st grade to 9-th grade go to extra schools called
Juku, while 59,5% of junior high school students from 7-th grade to 9-th grade go to Juku. In case of students who
failed the entrance examination to universities, about 10% of university candidates spend 1 more year for
preparation.
Junior colleges generally operate on the basis of 2-year courses. There are some junior colleges offering 3year courses, but the number is small. One of the characteristics of junior colleges in Japan is that a large number of
them are for women. In 2003, the number of female which attended these colleges was of 220,090 persons.
In case of universities (which last for 4 years) and technical schools, more then half of the senior high
school graduates go to these, when they are 18 years old.
Comparing to 2003, at national level, in 2005, one may notice a decrease of number of kindergartens,
elementary, secondary and high schools and of students as well (Table 4). One explanation may be the decrease of
birth rate all over Japan (9,61 births/1000 population starting 2003).
Because of the rapid population growth after World War II, the number of students in a typical elementary
or junior high school class once exceeded 50. But starting 1980’s and with fewer classes per grade and unfilled
classrooms, the number of students decreased. For example, in some villages there are school classes with only 20 or
25 students.
In the case of universities, there is an opposite situation, in 2005 it may be noticed a slow increase of
numbers (24) and of students (6171 more students than 2003) (Table 4). This could be explained as a more careful
attention is paid to study sciences and technology, especially in national universities comparing to private
universities which are concentrated on the teaching of humanities and social science.
The first 9 years of schooling are compulsory for children from age of 6 to 15. The 3 years of upper
secondary education are non-compulsory.

206

�The School Year
The duration of school year in Romania may differ from year to year, but usually it lasts for 36 weeks (178
school days). The school year is divided in two semesters, the longest one being the first one.
For all elementary, secondary and high schools, school starts on September 15-th and lasts till December,
when there is the winter holiday for 2 weeks (when is celebrated Christmas). The second semester starts in January
and lasts till June (with a spring holiday of 2 weeks when is celebrated Easter).
The structure of school year can be modified for the schools which are affected by difficult weather
conditions, especially in winter (heavy snow, strong wind etc.).
One the main changes in the Japanese school year was the reduction of school days from 240 days to 200
days. This is the result of cutting with 30% of the educational contents in the national curriculum. The gradual
transition from a 6-day school week to a 5-day school week was completed in 2002.
For most elementary, junior high and high schools, the school year in Japan begins on April 1-st and is
divided in 3 terms: April to July, September to December and January to March. Some schools follow a two-term
schedule. The Japanese elementary and secondary school year is reported as being 240 days long, including
Saturdays. Monbusho requires a minimum of 210 days of instruction, including a half day on Saturday. No formal
instruction is given on Saturday afternoon.

The School Time Table
The school time table in Romania is different from school to school according to the number of pupils and
the space.
There are schools which work in 1 shift, but there are schools which work in 3 shifts, depending on the
number of school classrooms.
Usually, school starts at 8 a.m. and 1 class lasts for 50 minutes, comparing to the Japanese system where a
class lasts for 40 minutes. There is a longer break for pupils in order to have a sandwich, but comparing to Japan
there are a few schools which have an eating hall (usually, just the private schools).
As it shown in Table 5, in Japan, school begins at 8.30 am and last till 3 p.m. for 1-st graders, while 2-nd
graders go back home at 1 pm or 2 p.m.

Educational Reform
In the context of global changes, educational reforms constitute a demand for mankind in order to live in
harmony and develop solid societies based on moral principles and values. Training children to become part of their
society is an integral part of the formation of society itself.
TIME
8.25-8.35
8.35-8.45
8.45-9.35
9.45-10.35
10.45-11.35
11.45-12.35
12.35-13.20
13.20-14.10
14.20-15.10
15.15-15.25
15.30-15.40
15.40-17.00

MONDAY-FRIDAY
Teacher’s morning assembly
Home room
The first period
The second period
The third period
The fourth period
Cleaning time
The fifth period
The sixth period
Cleaning time
Home room
Extracurricular activities

Table 5: School Time Table in Japan
The debate about education for peace, stability and democracy has increased tremendously since the
collapse of the communism system in Romania. The world of two opposing sides was replaced by a world facing the
problems of transition, a concept which encompasses an entire spectrum of social, economic, cultural and political

207

�aspects. To establish priorities is in itself a great problem. But considering transition as a long-term change which
deals fundamentally with people, education has to be a significant field of action for local, European and
international factors.
The elements taken into account are the following: 1) the most complete term which can be used is
“education for democratic citizenship”. It implies the learning of citizen rights and obligations, the respect for human
rights, the fostering of a democratic culture; 2) it is a global approach and, therefore, has to be present in school
curricula and in permanent education; 3) education for democratic citizenship; 4) civic education.
During the communism regime, formal education had, apart from the ideological framework of all subjects,
at least three clear-cut instances of ideological education: the subject matters called “Constitution” (7-th grade) and
“Social-political Education” (10-th grade) and the classes for “political education”) one hour fortnightly, lectures and
debates over articles in party publications, grades 5-th to 12-th).
It is important to focus on another aspect. During the communist regime, voluntary work was seen as a
paramount feature. It showed not only the solidarity of the society as a whole, but also the approval of the party’s
politics. As far as the civil society is concerned, it was practically non-existent. The lack of straightforward and open
communication between individuals and groups, was almost total.
In 1997, a comprehensive reform was drawn up and called for the following: modify teaching methodology;
academic programs and textbooks; make the national curriculum more compatible with the rest of Europe; shift from
rote learning to “problem solving”; establish links between secondary and postsecondary schools and their economic,
administrative and cultural environment; undertake infrastructural improvements, particularly with regard to the
World Wide Web and other forms of electronic communication within the classroom; decentralize secondary and
postsecondary schools and grant autonomy to various institutions of higher education; enhance cooperation at the
international level.
In Agenda 2000, elaborated by European Union and based on the analysis of years 1996 and 1997, it was
stipulated: “The big difficulty in the way to reform is the low level of funds allocated by Romanian Govern in order
to maintain and improve the educational infrastructure, to buy new equipments and pay in an attractive way the
teachers. Other major risks which may affect the success of reform are the low capacity of Ministry of Education and
Innovation to implement reforms and the resistance to change which has been noticed at national and local level”.
In 2000, it could be noticed that strong efforts to end the transition reform in the Romanian educational
system were made. It became a necessity to change mentality - from that organized on passive waiting, generated by
state to the mentality which encourages initiative, elaboration of projects and competition on the qualification market
and on that of technical and scientific innovations. Thus, the situation of schools, high schools and universities is
very diverse and depends more on school management. There are also schools or high schools which still depend on
the “state mentalities” and with no programs and interest in innovation. It has also been underlined that the agents of
educational reform are the teachers, the students, the specialists in the administrative sector, the researchers – in fact
everybody involved in the educational process.
Following the end of World War II, education in Japan realized the concept of equal opportunity and
elevated national educational standards to become the driving force for the development of economic society.
However, turning toward the current state of education in Japan reveals various problems significantly unbalancing
the confidence of the public and society in education.
Firstly, against the backdrop of the advance in declining birthrates and urbanization, and the notable fall in
educational functions in the home and society, Japan faces serious education issues, including bullying, nonattendance at school or violence in school.
Secondly, through the standardization of education resulting from excessive equality to the cramming of
immoderate levels of knowledge, education oriented toward the individuality and competence of the children has
been given to neglect.
Thirdly, traditional educational systems are being marginalized by the progress of the era and society amid
society’s transformation on a grand scale, evidenced by the rapid progress of science and technology, socioeconomic globalization and computerization.
The main aims of the Japanese educational reform are: to implement a class system based on 20 pupils/class
in order to improve the efficiency of education; to encourage the youth to become open minded and generous by
taking part to different services and activities of the community; to improve the environment for learning, an
environment with no worries and fearless; to build reliable schools for parents and local community; to establish a
new educational psychology adapted to the new century.

Globalization of Education
208

�A closer international relationship existing nowadays among nations has been a main debate at the United
Nations Conference on Environment and Development held at Rio de Janeiro in 1992. At this conference,
Sustainable Development was recognized as a common goal for humanity. Thus, the period 2009-2014 has been
declared “The United Nations Decade of Education for Sustainable Development”.
None of the issues over Sustainable Development can be solved separately and it requires an
interdisciplinary and integrated approach. In this sense, education can function as a catalyst to unite the various
components which constitute Sustainable Development. Education can be a driving force for human innovation and
social transformation because it develops the capacity of human beings who are the central actors in the end to solve
the problems surrounding Sustainable Development. Therefore, Education for Sustainable Development should
include not only the teaching of a notion and a concrete image of what Sustainable Development is, but also the
provision of norms of behaviour in favour of Sustainable Development. Education for Sustainable Development
urges people to transform their minds in terms of their knowledge, skills, values, behaviour and life styles in
compliance with Sustainable Development. The role of teachers at all stages of education, based on this new idea,
becomes critical as well.
The content of Education for Sustainable Development differs between Japan - a developed country and
Romania - a developing country. It is desirable for Romania to envision a sustainable future on its own and set a plan
of action towards achieving the goal. As Education for Sustainable Development also aims to transform a social
system, people in Romania need to take into account issues such as to build a local community, how to promote
respect for traditional cultures and how to alleviate problems caused by population growth in addition to the
activities of the Education for All. Therefore, it is necessary to be creative in developing curricula, contents of
educational materials and methods of education.
Although the financial and human resources of developed countries - such as Japan – are crucial to
developing various educational programmes and building educational infrastructure in developing countries such as
Romania, the one way flow of knowledge, data and technology which is currently moving into developing countries
has to be reconsidered.
To reduce the knowledge and information gap, it is also necessary to enhance the capacity of educators,
researchers and related organizations in Romania as well as to promote cooperation with developed countries like
Japan by building a network in order to cooperate, to create meaningful ideas and knowledge.
Education in Japan is an important agenda for Sustainable Development as well. As a developed country,
Japan needs to reconsider its own patterns of production and consumption from the perspective of sustainability.
Furthermore, Japan needs to raise awareness in the areas of creating new social norms, reducing and preventing
environmental degradation. By promoting Education for Sustainable Development, it is needed to improve the
situation of “poverty of the rich” found in the other developed countries as well, where bonds and solidarity are
becoming scarce.

Environmental Education – A Goal of Education for Sustainable Development
Environmental Education in Romania, as a part of Education for Sustainable Development aims to
understand the relation between humans and nature, to increase the consciousness for the environmental problems
and to understand the personal values of the pupils by “discovering” their own attitude, helping them to evaluate and
clarify their feelings for the environment they live in.
The Environmental Education can be found in the curricula of Geography, Biology, Physics, Chemistry and
History. It can be taught using trans-disciplinarily, which means to find new methods of learning, centered on the
problems of real life so that the pupils may become good citizens in the future. Furthermore, Environmental
Education can be taught through extracurricular activities and by financial support offered by the local authorities, by
parents or by European Programs: Comenius, Leonardo etc.) or by ONG-s.
The “Eco-schools” Programme, which is managed internationally by Foundation for Environmental
Education (FEE) was initiated in 1994 by European Commission as a pilot-programme, and nowadays is being
implemented in 24 European countries, counting 7000 schools and 2360 Eco-schools. In Romania, Eco – schools
Programme is under the coordination of the Carpato-Danubian Center of Geo-ecology; it has started in 1999 with 5
pilot schools; around 600 school have carried out the project, 403 being active now and 57 schools have been
awarded the Green Flag and the title of Eco - school.

209

�The goals of Environmental Education in Romania are: to increase the level of conscience for
environmental problems to the children; to develop a civic spirit and the capacity of taking decisions to the children;
to create connections with schools in Romania and in the world; to recycle the wastes (Figure 1); to arrange the green
space around the school.

Figure 1: Collecting the plastics (Eco – school, Romania)

Figure 2: The activity of planting a cherry tree at Vulcana Bai
Environmental Education can give the pupils the possibility to develop their thinking in a creative and
critical way. A method which can be applied is that of partnership projects with schools from other spaces: towns,
villages or other countries. An example of good practice is the project called “Bridges between town and village:
Together, we are equal” made in partnership by the Commercial High School “Nicolae Kretzulescu” in Bucharest
and Secondary School “Ion Mares” from Vulcana Bai, during the school year 2008 – 2009. The project’s goal was to
increase Environmental Education to the children in rural areas by activities like: “Let’s plant a tree!”(Figure 2),
“What we know about forests?” (identifying species of trees and plants) or contest among children from the two
schools concerning Education for Natural Disasters Reduction.
Environmental Education in Japan is the 2nd subject taught in Japanese schools (after the culture and
language subjects). It aims: to cultivate the conscience for environmental problems; to respect the environment; to
train the capacity of solving the environmental problems; to take part of activities of environmental protection (1
day/week).
Basic Environmental Education is taught starting kindergartens, and then at schools during so called
“comprehensive studies”. Environmental activities range from those integrated within the curriculum, to extracurricular activities, such as clubs and associations. Activities are also initiated at the school level by local and
national governments, by the private sector, and by NGOs.
There are three trends in teaching Environmental Education in Japan: increasing and unintended pollution of
the environment from the high industrial growth periods of the 60’s and 70’s; urban lifestyles and resource
consumption patterns that were essentially unsustainable and placed a heavy burden on the local environment – both
in production and in disposal of wastes; awareness on global environmental trends as a result of United Nations and
other international events and Japan’s own growing presence on the global arena.
Environmental Education, as part of Globalization of Education constitutes a strong goal for the Associated
Exchange UNESCO Programme in Japan. This programme aims to build a new regional network of ASP schools in
Asia-Pacific region for a Flagship Programme of the future. Associated Schools Project activities in Japan started at
4 lower secondary schools and 2 upper secondary schools in 1953. 30 schools joined into this project in 1975, but

210

�now the number is only 20. The most famous Associated UNESCO Schools are Ikeda (Figure 3), Hagoromo and
Kitazodo.

Figure 3: Japanese pupils collecting the plastics (Ikeda School, Osaka)
Environmental Education has to be learned by each pupil through their own experience, having a strong
foundation in their families and being based on moral and values inherited from the past.
Sharing the experience about their own values and traditions, about the way they understand and respect the
environment with people all over the world can be a model to apply the principles of GLOBAL EDUCATION.
Based on such principles, the Commercial High School “Nicolae Kretzulescu” has settled a partnership called
“Sharing the Globe!” with the Bucharest Japanese Language School, developing different activities such as:
“Knowing Japan”, “Origami”, “Small Japanese Gardens” (Figure 4) or “Wearing Yukata” (Figure 5).

Figure 4: Small Japanese Garden Project

Figure 5: Wearing Yukata by a pupil from the
Commercial High School „Nicolae Kretzulescu”, Bucharest

Conclusions
211

�As both Japan and Romania experience an era of rapid changes, “Globalization of Education” should
emphasize the promotion of mutual understanding between peoples of nations through education. The importance of
international understanding can be seen also by promoting non-formal education, as well by taking into account the
importance of cooperation and the respective roles of schools, communities and families in education and in the
creation of lifelong learning societies.
In order to cooperate more effectively and efficiently, Japan and Romania should conduct more
programmes, domestically and internationally in order to exchange ideas such as: common values and cultural
diversities, Ethics in Science and Technology, globalization and social transformation or establishment of knowledge
societies.
In conclusion, both Japanese educational system and Romanian educational system have good and weak
points, which make them be different not only from socio-economical point of view, but also from cultural and
mental level.
Irrespective time and space, Japan and Romania have to improve education so that the new generations
should adapt to the evolution of world, a world which becomes more global.
References
Bruner, J. (1990). Acts of meaning. Cambridge, MA: Harvard University Press.
Fukuzawa, Rebecca, Erwin, Gerald, K. L. (2000). Intense Years: How Japanese Adolescents balance School, Family and Friends,
New York: Rutledge Falmer
Khan, Yoshimitsu (1997). Japanese Moral Education. Past and Present, Cranbury, Associated University Press
Lewis, Catherine, C. (1997). The Roots of Japanese Educational Achievement: Helping Children develop Bonds to School,
Educational Policy 9, (pp. 121-151), EJ 506 494
***, (2005). Talking about Japan Updated Q&amp;A, Tokyo, Kondansha International Ltd. Press
www.ceser.hyogo-u.ac.jp
www.cnr-unesco.ro
www.cnrop.ise.ro
www.eco-schools.org
www.edu.ro
www.ics-inc.co.jp/eos2e
www.isei.or.jp/books
www.web-japan.org/factsheet/education
www.mext.go.jp
www.mext.go.jp/english/topics/unesco
www.mofa.go.jp
www.portal.unesco.org/education

212

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                    <text>3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Globalization, Welfare State and Turkey

Ayhan Gencler,Aytul Colak
Trakya University

Abstract
Globalization entails challenges, opportunities and realities. The multiplying flows of goods
and capital are grounded in the global extension of the free market and fostered by the
neoliberal doctrine of economic liberalization and rationalization. Global economic forces
limit States in their ability to independently determine economic and social policies. One of
the defining ideals of the European Union has been its social support system, often referred to
as the European welfare state. But the European welfare system is under pressure. In the
other hand, both the national public institutions’ searching for new solutions and Turkey’s
legal reform efforts on its way to European Union membership have an important role. Like
other welfare regimes, Turkey’s welfare regime displays new tendencies signaling a new
period. This article is aimed at analyzing of the recent social policy reforms and dynamics
in Turkey in the framework of the welfare state transformation.

Keywords: globalization, welfare state, social policy,Turkey

1.Welfare State Regimes in Advanced Democracies

Welfare state today is challenged by the globalization and a major subject of debate in
important academic, political and economic circles has been the impact of the globalisation of
economic activities on the ability of the world's developed capitalist countries to sustain their
welfare states. During the last 50 years, European welfare states have gone through very
significant transformations.

The term “welfare state“ describes those institutionalized forms of social protection that
secure its citizens from the risks of modern society on the basis of social rights. Furthermore,
these rights granted on the basis of citizenship shape and determine the individual’s position
within society. In cross-national comparisons, the activities of the welfa re state, the policies
embraced, its level of protection, as well as its linkage to the market’s and the family’s role in
social provision vary significantly (Esping-Andersen, 1990).

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A welfare state is a state in which organized power deliberately used in an effort to modify the
play of the market forces in at three directions (Brigss, 2006:18);
-by guarenteeing individuals and families a minimum income irrespective,
-by narrowing the extent of insecurity by enabling individuals and families to meet curtain
social contingencies like as sickness, old age; unemployment, which lead otherwise to
individual and family crises,
-by ensuring that all citiziens without distinction of status or class are offered the best
standards avaible in relation a certain agreed range of social services.

In relation to this definition of the term “welfare state”, the term “welfare regime” denotes the
fact that legal and organizational features of the welfare state, the family, and the economy are
systematically interwoven. As a result, the term “welfare regime” stresses that cross-national
clusters in welfare arrangements unveil not only regarding social policies but a variety of
social structures (Esping-Andersen,1990).

With some simplification, we can distinguish three distinct regimes. This section draws
heavily on Esping-Andersen (1990; 1999). His typology is an attempt to classify
contemporary western welfare states as belonging to one of “three worlds of welfare
capitalism”. It is shown that the idea of ordering welfare states according to ideal-typical
models dates back to the late 1950s and was elaborated substantially during the early 1970s,
though rather unnoticed. The publication of Esping-Andersen's The Three Worlds of Welfare
Capitalism in 1990 is identified as the starting point for what has now become a whole
academic industry, here entitled the Welfare Modelling Business (Abrahamson:1999:394).

Esping-Andersen (1990;1999) makes a distinction between three different clusters of welfare
states, characterised by specific institutional arrangements and imprinted by the main political
ideology behind their development; Anglo-Saxon welfare states together as liberal regimes;
the universal welfare states in Scandinavia (Nordic countries) are translated into Social
Democratic regimes, Continental Europe as Conservative regimes.

The Anglo-Saxon countries represent the ‘liberal’ regime; the liberal welfare state, in which
means-tested assistance, modest universal transfers, or modest social insurance plans
predominate. These cater mainly to a clientele of low income, usually working class, state
dependents. (Esping-Andersen,1990:26). Entitlement rules are therefore strict and often
associated with stigma; benefits are typically modest. In turn, the state encourages the market,
either passively by guaranteeing only a minimum, or actively by subsidizing private welfare
schemes. The archetypical examples of this model are the United States, Canada, and
Australia. Nations that approximate the model are Denmark, Switzerland, and Great Britain
(Esping- Andersen,1998:25).
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The Nordic countries represent a second, ‘social-democratic’, regime that is, above all,
characterized by its emphasis on universal inclusion and its comprehensive definition of
social entitlements. These welfare states are committed to universal coverage of citizens and
egalitarianism (Esping-Andersen, 1999: 78). The social democratic regime is furthermore
distinct for expanded provision of public services as day-care, kindergarten, health, and
education. Not least in respect to welfare service have Nordic countries struggled to close off
the market (Esping-Andersen, 1999: 78-79).

Esping-Andersen labels the welfare states in continental Europe as conservative regimes. The
third, and somewhat more heterogeneous, regime embraces the majority of Continental
European countries, Austria, Belgium, France, Germany, Italy, the Netherlands, and Spain.
These welfare states all have conservative origins. Conservative regimes are characteristic for
their blend of status segmentation, and the role of the family and church for promoting
welfare (Esping-Andersen, 1999: 81) Yet, at a closer look particularly the conservative
regime type proves to be a highly problematic category.

Table 1: Goals and policy instruments in Esping-Andersen’s three welfare regimes typology
Conservative-corporatist
Main goal

Workers’

income

Social-democratic

Liberal

egalitarian redistribution

poverty alleviation

citizenship / residence

economic need

flat-rate

means-tested

general taxation

general taxation

state administration

state administration

maintenance
Claiming principle

employment

Benefit structure

earnings-

or

/

and

contributions-related
Financing

employment-related
contributions

Actors

tripartite administration

Source:Bertozzo;2004 ;transferred from Palier (2000; 2001) and Ploug and Kvist (1996: 53).

In these ‘corporatist’welfare states, the liberal obsession with market efficiency and
commodification was never pre-eminent and, as such, the granting of social rights was hardly
ever a seriously contested issue. What predominated was the preservation of status
differentials; rights, therefore, were attached to class and status. The state’s emphasis on
upholding status differences means that its redistributive effects are negligible. The
corporativist regimes are also typically shaped by the Church, and therefore influenced by a
strong commitment to the preservation of traditional family patterns. Social insurance
typically excludes non-working wives, and family benefits encourage motherhood. Day care,
and similar family services, are conspiciously underdeveloped, and the ‘subsidiarity principle’
serves to emphasize that the state will only interfere when the family’s capacity to service its
memnbers is exhausted.(Esping- Andersen,1989:25). This welfare state have been strongly
characterized by the principle of social insurance and social isndurance schemes have been
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generally based on labour market participation and performance. Social rights have been
linked generally to class and status and the capacity reduce income inequality has been
small(Esping-Anderson,1990:60). This regime has been the commitment to the defence and
the maintenance of the tradational family and its fonctions. Social insurance has protected the
family against the distruptive impact of the market (Bussemaker, Kersnergen,1999:18). The
foundations were built around social insurance, often along narrowly defined occupational
distinctions. This implies that entitlements depend primarily on life-long employment which
has, historically, helped cement the male-breadwinner logic of social protection. With the
partial exception of Belgium and France, this regime is strongly familialistic, assuming that
primary welfare responsibilities lie with family members. Policies that help reconcile
motherhood and careers are relatively undeveloped. Hence, these welfare states are transferheavy and service-lean (Esping-Andersen and Myles).

According to Abraham, in his ThreeWorlds of Welfare Capitalism Esping-Andersen renames
Titmuss's models into the Liberal (residual) the Conservative/Corporatist (performance
achievement) and the Social Democratic (institutional-redistributive) regime by using the
names for the ideologies supporting the three distinctly different social policy models. This
exercise has proven exceptionally popular, and whether in agreement or disagreement, every
scholar writing on the contemporary welfare state has made a reference to Esping-Andersen's
tripolar scheme since then.

Here the usual reference is Esping-Andersen’s
welfare regimes typology (liberal,
conservative-corporatist and social-democratic welfare regime) to which is often added a
fourth regime, i.e. the southern European model of welfare (Ferrera 1996). Ferrera found the
following to be characteristic of the ``Southern model'':
1. a highly fragmented and ``corporatist'' income maintenance system,displaying a marked
internal polarization: peaks of generosity (e.g. as regards pensions) accompanied by
macroscopic gaps in protection;
2. the departure from corporatist traditions in the field of health care and the establishment (at
least partially) of national health services based on universalistic principles;
3. a low degree of state penetration of the welfare sphere and a highly collusive mix between
public and non-public actors and institutions;
4. the persistence of clientelism and the formation in some cases of fairly elaborated
``patronage machines'' for the selective distribution of cash subsidies (1996: 17).
The southern welfare states do not only share similar characteristics and a similar genesis, but
also are currently confronted by similar developmental challenges of both external and
internal nature (Ferrera 1996: 31). It is possible to meet in the narrow sense of the social
welfare state applications in all countries. On the other hand, the wide sense of the social

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welfare state applications signifie a system which is more comprehensive and extensive
resources have been transferred to.

2.Globalization and Welfare States

Globalization is the process where the economies of various countries in the world become
more and more connected to one another.

During the last 50 years, European welfare states have gone through very significant
transformations. Usually, this time frame is analytically divided into two main distinct phases.
In the first period, what has been labelled the golden age and that has last up to the mid 1970s,
national welfare states have experienced significant expansion. The context of continuous and
robust economic growth, full employment and ideological support has sustained this trend.
The first oil crisis and its socio-economic consequences as well as the move from a Keynesian
mode of economic policymaking to a monetarist one have created a new context for social
policy, which has led to the second period. This phase has been often described as the age of
retrenchment29(Bertozzi,2004).

The hyperglobalization or neoliberal convergence thesis postulates that the pressures of
economic competition will or should drive governments to adopt neoliberal best practices and
thus reduce social expenditures along with government intervention in general (Ohmae
,1995). There are two cases of radical cuts of welfare state entitlements, which were
ideologically driven and occurred in Britain under Thatcher and Major and in New Zealand
under the National (conservative) government. In both of these cases one can speak of a real
regime transformation, from welfare state regimes that provided basic income security to
welfare state regimes that are truly liberal in the sense of being residualist, providing a large
proportion of means-tested benefits. Both countries share a peculiar set of political
institutions, where power is highly concentrated in the executive (unicameral or very weakly
bicameral parliamentary governments in unitary political systems) and it is possible to rule
without majority popular support (single member districts and plurality elections that favor
the largest party). One could argue that the transition from a heavily protected to an open
economy in New Zealand was the decisive factor, but the comparison to Australia where the
same economic change occurred but the welfare state was adapted and the essential programs
were protected underlines the importance of ideology in New Zealand. The third case of

29 Taylor-Gooby (2002) suggests the term silver age to refer to this period. He avoids the term
retrenchment since he argues that in this time frame we are mainly confronted to resilience of the
welfare states, and not to retrenchment
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ideologically driven cuts, the United States under Reagan, entailed cuts in benefits to the poor
and did not change the regime that was already residualist ( Huber and Stephens;2003:5-6).

Particularly, the effect of globalization on welfare states or policies has been the popular
subjects since 1970s, the so-called “welfare crisis” had begun to be discussed. Among welfare
policies, socail security programs were discussed to be influenced by globalization. This era
has witnessed a changing understanding of social welfare and a restructuring of state
responsibilities. Modern welfare states developed primarily to meet the ‘old social risks’ that
confront the mass of the population during a standard industrial life course – retirement
pensions, health care services, sickness and disability provision. Most analysis of the current
wave of reforms focusses on these areas, and tends to emphasise retrenchment, restructuring,
and decommodification(Taylor-Gooby:2004).

The debt crisis of the 1980s gave strong leverage to IFIs, particularly the IMF and the World
Bank, and those institutions pushed strongly in a neoliberal direction in both economic and
social policies. These are pressures that advanced industrial countries simply did not have to
deal with.Social policy underwent dramatic changes over the last two to three decades of the
twentieth century as well. At the aggregate level, social expenditures dropped steeply in the
1980s, along with government expenditures in general, in the wake of the debt crisis, both as a
percentage of GDP and even more so in absolute terms. In the 1990s, they recovered again
and by 1999 reached a level slightly above that of 1980. At the same time, however, social
policy reforms took place that reduced general social insurance schemes and increased the
role of the private sector in the provision of pensions and health care and emphasized
targeting of social policies on the poorest groups. In part, such targeting was effective in
channeling scarce resources to the most needy, but in part it was abused for political purposes
and served to hide an overall reduction of state commitments ( Huber and Stephens;2003:56).

It concludes that welfare state regime and policy‐making structure makes an important
difference to the emergence and development of new social risk policies. Scandinavian social
democratic regimes have the best developed policies, liberal regimes develop policies rapidly
but are handicapped by reliance on market solutions; corporatist countries develop new social
risk provision slowly, typically through compromise with a range of entrenched policy actors;
and Mediterranean countries also move relatively slowly, in the context of an expanding
welfare state and great reliance on family systems. Existing old social risk policies are also
influential, both through the resources that they take up and the interest groups of political
actors they create, who are likely to resist reform. New social risk policy‐making is highly
important at the EU level for two reasons: the relatively undeveloped national policies in this
area mean that cross‐national agencies can offer new policy directions; the policies are
congruent with the open market ‘pragmatic monetarist’ approach of EU economic policy. The
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politics of new social risks differs from that of old social risks. Employers’ groups and
modernising parties and unions play an important role and progress is often slow and
dependent on compromise. By focussing on areas where reforms are urgent, to meet new
needs, but also feasible, because they fit with the context of more globalized and competitive
economies, the new social risks approach offers a new perspective on welfare state reform in
Europe (Taylor-Gooby:2004) The most important current developments, however, are in the
area of ‘soft law’ through the Open Method of Co‐ordination and the National Action Plans in
relation to employment, social exclusion, pensions, health and social care. The European
Employment Strategy, with its stress on ‘flexicurity’, is the most advanced of these. It is at
present unclear to what extent this process will achieve substantial changes in comparison
with the importance of the economic pressures from the Single European Market (Larsen,
Gooby:2004).

On the other hand, The EU’s ability to excel under globalisation is challenged with the
problem of an ageing population. The current social protection mechanism in the face of
ageing populations needs to change. Pension age needs to be re-examined, over generous
pensions need to be cut and assets need to be correctly allocated. In 1999, Sweden introduced
NDC (national defined contribution). This kind of pension reform has been successfully
applied in other countries such as Latvia and Poland and Italy as opposed to PAYG (pay as
you go schemes). It has been proven as a common choice for reform. Furthermore the World
Bank has endorsed this form of pension scheme. The drastic changes in demographics affect
health care and pensions system in-turn has an effect on economic performance. The
European commission carried out a project called DEMWEL (Demographic Uncertainty and
the Sustainability of Social Welfare system), which sought to "focus on the sustainability of
welfare systems in EU countries in the face of ageing and demographic uncertainty (Centre of
European Policy Studies 2003) .

Trade integration and the consequent loss of export competitiveness in countries with
generous welfare states are the reasons for cuts in welfare state entitlements. The increase in
trade flows in advanced industrial countries over this period has been modest the most
generous welfare states were built up in highly open economies and had proven their
compatibility with export competitiveness. The export sectors of countries such as Germany
and Sweden continued their very strong performance in the 1990s, a period when these
governments introduced welfare state cuts (Huber and Stephens 1998; Pierson 2000).
Globalization is often credited with the expansion of the welfare state and increased spending
on social insurance programs. The two key drivers of increases in social spending period have
been increased support for the (growing) retired population and health expenditure;
population projections suggest further spending increases in these two areas in future (Adema
and Ladaique, 2009). On average across OECD countries, public spending on old age
increased from 5.1% of GDP in 1980 to 6.4% in 2007. Similarly, public expenditure on health
increased from 4.5% of GDP in 1980 to 5.8% in 2007. On average across the OECD (and the
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same holds for EU-21), spending on family benefits has increased by half a percentage point
of GDP since 1990 (there was no significant change in the 1980s) (Adema and et al,2011).

A major subject of debate into the new century has been the impact of the globalisation of
economic activities on the ability of the world's developed capitalist countries to sustain their
welfare states. A prevalent position in these circles is that the deregulation of international
capital flows and trade has considerably narrowed the scope of governments to pursue
expansionist and redistributive policies, forcing all governments to cut social public
expenditures and deregulate labour markets in order to make their countries more competitive.
Accordingly, the political colour of governing parties loses its importance, since left- and
right-wing parties, once in government, are compelled to follow the same or similar policies,
moving towards a more diminished welfare state (Navarro and et al ,2004 )

Since the early 1980s the welfare state has been restructured in an age of neoliberalism.

3.Welfare State and Restructuring the Social Security System in Turkey

Mustafa Kemal Atatürk, established the Republic of Turkey on 29 October1923. In the 21th
century, Turkey is a democratic secular, social and legal state, it is a republic with
unconditional and unrestricted sovereignty.

The literature review focuses mainly on Esping-Andersen’s welfare regime typology and its
critics to categorize the current welfare regime of Turkey. Esping-Andersen didn’t categorize
the welfare regime of Turkey. The classification of the Turkish welfare regime shows that
Turkey matches the characteristics of the so-called Southern European Model of welfare and
falls within one group with Spain, Greece, Italy and Portugal. The cross-national comparison
unveiled only a few deviations from the Southern European Model. Besides, the similarities
are remarkable. its welfare regime, simply understood as the division of social responsibilities
among the state, market and the family. In this regime family has got the most important role
as main institution of welfare.The other hand one of the characteristics of the Southern
European Model is a social state governed by the rule of law according constitution but there
are problems into practice. Turkey is the social state governed by the rule of law according to
1961 and 1982 constitutions and there are problems about coverage, quantity, quantify. The
three insurance institutions together cover around 81% of the population in 2008 (see table
3). Such states can be called as state of promises (Koray,2003).

On the other hand, in terms of assessment criteria such as level of protection, covered
population, risks and condition of benefiting, the existing welfare system in Turkey is
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"minimal and indirect” (Arın, 2003:72). The socio-economic inequalities we live can not be
accounted only in the context of economy, of growth and even of welfare state that the
necessity to analyze all these problems on the basis of democracy problem should not be
forgotten (Koray,2005:27).

The Turkish social security system strongly protects an occupational core, the level of state
penetration in the social realm is extremely low and a safety net in form of a social assistance
scheme is absent [inadequate]. The most significant common trait of the welfare regimes in
Turkey and the rest of Southern Europe is the importance of the family as a main institution of
welfare. For a significant part of the Turkish population the family is the main and often the
only safety net and provider of social services. Focusing on the impact of the recent social
policy reforms it becomes obvious that Turkey on the one hand follows the path of Southern
European Welfare (Grutjen,2008).

According to the level of social expenditures, we can consider three groups of countries in
Europe: high (Iskandinav Countries), middle (Continental Europe ), low (Mediterranean
countries) (Koray,2005:27). In terms of assessment criteria such as level of social
expenditure, Turkey is in low group so Mediterranean group.

Turkey’s public social spending was 11.6 percent of the GDP in 2003. For 2004, the share of
public social spending in GDP is 12.5 percent in Turkey. This figure is 27.6 for EU-15, 26 for
Greece, 24.9 for Portugal and 20 for Spain. Turkey lags behind Europe when the categories
“old age”, and especially “health” and the category “other” are considered separately. In
Turkey, the share in GDP of public spending on old age is 6.0 percent in 2004. The
comparable figure is 10.9 for EU- 15, 11.9 for Greece, 9.3 for Portugal and 7.9 in Spain.
Public health expenditures in Turkey, equal to 4.9 percent of the GDP in 2004, compare with
7.5 percent in EU-15, 6.7 percent in Greece, 7.1 percent in Portugal and 6.0 percent in Spain.
As far as the category “other” is concerned, public spending in Turkey is very low in
comparative terms, 1.3 percent compared with 7.2 percent for EU-15, 6.6 percent for Greece,
6.8 percent for Portugal and 5.6 for Spain in 2004. This category includes benefits for
disability, survivors, unemployment, housing and social assistance. As such, it is not limited
to but significantly includes means-tested social assistance and is an important aspect of
combating poverty. EUROSTAT provides data that disaggregates non-means tested and
means-tested expenditures for European countries. We compare this EUROSTAT data with
our estimations on Turkey. This comparison clearly shows how insignificant the means-tested
social expenditures are in Turkey. The share of such expenditures in GDP is 0.5 in Turkey
while the comparable figure is 2.8 for EU- 15, 2 for Greece, 2.5 each for Portugal and Spain
(Buğra,Adar, 2007:24).

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In social policy literature, means-tested benefits are seen part of a “residualist” approach and
often regarded as being incompatible with social citizenship rights that should be realized
through benefits that are in line with “universalist” approaches. It is indeed true that universal
old age and health benefits and non-means tested basic income schemes are more in line with
equal citizenship rights than means-tested schemes. However, in socioeconomic contexts
where poverty is a serious problem and resources are scarce, means-tested benefits could be
the only way to prevent social exclusion due to the inability of certain segments of the
population to have
access to basic minimum means of social integration. This is undoubtedly the case of Turkey
where the incidence of poverty is higher that in any European country (Buğra,Adar, 2007:25).

In the historical process, since 1980 Turkey has taken important steps toward liberalizing and
opening up her economy. On the other hand the social security system of Turkey has been
restructured particularly since early 1990s in line with the neo-liberal paradigm. The IMF, the
WB and the EU policies were (are) main guidance in this transformation process (Şahin and et
al.:116). The EU accession period and Turkey’s efforts to comply with the EU regulations
will also make positive contributions to the reform program (invest.gov.tr)

Before the reform, Turkey social security system was highly complicated and composed of
different social security institutions. Three main institutions which provide social security
services in Turkey ; The Social Insurance Institution (SSK), The Retirement Fund (ES), and
The Social Security Institution of Craftsmen, Tradesmen and other Self-Employed (Bağ-Kur).
The Social Insurance Institution was set up in 1946 for blue-collar workers employed in the
public sector and all workers in the private sector. The Government Employees Retirement
Fund was set up in 1950 and provides social benefits within a retirement system for
government employees and military personnel. Social Security Organization of Craftsmen,
Tradesmen and other Self-Employed was established in 1971 to cover the self-employed
outside the coverage of the Social Insurance Law30.

In ”Social Security Reform: Problems and Proposals for Solutions”, which is called the
”white book, to legitimize the reform, the Ministry of Labour and Social Security referred to
the aging of population, the inadequacy of the current system in covering and taking all
population under protection, hence, to inadequacy of protecting the population against poverty
and finally to the financial deficits of the system.”. It is asserted that the current system is
inefficient and the aim of the reform is to decrease the deficit of the system to the 1 percent of
the GNP with ensuring the norm unity of the system. Turkey faces two simultaneous fiscal
30 such as craftsmen, artisans and small businessmen, technical and professional people who are
registered to achamber or professional association and shareholders of companies other than cooperatives and joint stock companies and some farmers
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challenges maintaining fiscal discipline, while creating the fiscal space needed to meet
pressing development challenges an sustain a fast pace of medium-term growth (World Bank,
2006). Pension reforms can be very powerfull method of adjustment; because they not only
reduce spending directly, but can also be designed to extend the age of retirement and boost
labour supply, hence contributing to raise growth and and fiscal revenues. In order to establish
a more sustainable system, fiscal targets have been set in line with IMF recommendations.
Hence, Turkey is in the process of desining a comprehensive reform of its social security
system (Verbeken, 2007:4).

Two major reforms (in 1999 and 2006) were proposed to solve these problems. The 1999
reform covered only the pension system and beside an increase in the retirement ages, an
extension of the minimum contributory periods was intended. The aim of the reform is
gradual increasing of the retirement age to 65 for both men and women bye the year 2048.

Ministery of Labour and Social Security has anticipated a new model including to introduce a
rooted change in the system with the aim of finding proper solutions for actual problems of
social security system. This new model which is named as “the model of single roof” aims to
establish a single social security institution by removing all different institutions of social
security system exist today (Guzel, 2005:62). After the 2006 reform, all three were collected
under one institution: Social Security Institution (SSI).

Parallel to this reform the General Health Insurance (GHI) system was established. The main
objective is to integrate all health insurance benefits and cover all citizens. This scheme is
financed by obligatory premiums, which will be paid by all citizens. The health insurance of
the poor will be provided by the state.

Turkey has reformed her social security system as well and introduced a privately managed
individual pension scheme, namely the Individual Pension System (IPS) in 200331. The
social security system of Turkey has been restructured particularly since early 1990s in line
with the neo-liberal paradigm. Turkey, adopted a two pillar system, where the private pension
scheme, namely the Individual Pension System, has been introduced as the second pillar that
is complementary to the traditional pay-as-you-go (PAYG) system.

The public pension in Turkey is PAYG defined benefit scheme which is the consist of a
minimum pension (a flat rate basic pension plus a means tested special suplement) and a non31 The Turkish private pension law was drafted in 1999 and approved by parliament in October 2001.
However the legal and institutional framework of the Turkish Private Pension System was completed
in 2002.
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actuarial earnings-based supplementery pension all integrated in the state budget. The old age
pension scheme has its historical roots in tradational for redistributive minimum protection in
old age (Verbeken, 2007:4).

The Individual Pension Savings and Investment, which opened the Turkish market to private
providers of pension funds. On the other hand, The most signicant resemblance is the
importance of the family as a main institution of welfare (Grutjen, 2012:119). Since its rise to
power, the AKP government has systematically promoted non-state actors, the private sector
and voluntary initiatives, especially charity mobilized through nongovernmental organizations
and municipalities, as leading actors for poverty alleviation and the provision of social
services. For the provision of social care, the AKP has turne, to "the family" as the best agent
to alleviate "social burdens" on the state (Yazici, 2012). Moreover, it is an informal security
regime, in which informal networks play an important role in provision and redistribution of
welfare. In addition to the state, other institutional mechanisms have been playing an
important role in contributing to the well-being of individuals, families, communities and
societies. They are informal sector because half of the population in rural and urban informal
sector are excluded32. In Turkey, the presence of large informal sectors is one of the most
important problem. Accordıng to TUIK (2007), ın 1990 ,% 56 of total nonagricultural
employment is not registered in the institution of a social security, this rate in agricalture
sector is % 25. In 2006 these rates are respectively % 49 and % 33.

Social expenditures as a percentage of GDP are a measure of the extent to which governments
assume responsibility for supporting the standard of living of disadvantaged or vulnerable
groups. Public social expenditure comprises cash benefits, direct “in-kind” provision of
goods and services, and tax breaks with social purposes. To be considered “social”, benefits
have to address one or more social goals. Benefits may be targeted at low-income households,
but they may also be for the elderly, disabled, sick, unemployed, or young persons.
Programmes regulating the provision of social benefits have to involve: a) redistribution of
resources across households, or b) compulsory participation. Social benefits are regarded as
public when general government (that is central, state, and local governments, including
social security funds) controls relevant financial flows (OECD, 2007).

In 2003, on average, public social expenditure amounted to 21% of GDP and 20% in 2005
although there are significant cross-country variations. In Sweden, public social spending is
about 29% while it is 6-7 % in Mexico and Korea and its 13,7 % in Turkey in 2005.

32 Restating the welfare regime frame work we thus conceptually distinguash three broad groups of
welfare regimes: welfare state regimes, informal security regimes, insecurity regimes (Gough, Wood,
2004:9,33)
310

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Table 2. Public and private social expenditure
As a percentage of GDP, 2005

Source: OECD, 2010:201

According to the latest develepmonts the number of participants of the private pension system
has 2 million 694 thousand and private pension fund has reached 15,6 billion TL in Turkey
(Milliyet,2012). Private pension and health insurance schemes still play a negligible role.

On the other hand, While the AKP government tries to back out of the pension system and
delegates more responsibilities to the market, the Mediterranean EU-member states have
shown a remarkable performance in increasing their social expenditures towards European
average. Without a doubt, some of the recent changes in Turkey, i.e. the fact that the state
pays for the health contributions of all citizens under the age of 18 years, are of fundamental
importance. Nevertheless, if a contribution based health system has the capacity to protect the
Turkish citizens from health risks appears questionable. In a modern society, welfare cannot
be left to the realm of the family and private actors only, but has to be based on citizenship
and guaranteed by social right( Grutjen, 2008).
Tablo 3.Labour Force, Social Security in Turkey, 2008-2010 (Thousand TL)

311

2008

2009

2010

Total polulation

69.724

70.542

71.343

-Urban population

48.349

48.747

49.170

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

-Rural population

21.375

21.795

22.172

Labour force

23.805

24.748

25.641

Employed

21.194

21.177

22.594

Labour force participation rate ( %)

46,9

47,9

48,8

-male

70,1

70,5

70,8

-famele

24,5

26,0

27,6

21.194

21.277

22.594

Employment status (%)

-

-

100,0

-Paid workers

-

-

60,9

-Self Employed and Employers

-

-

25,4

-Unpaid family workers

-

-

13,6

11,0

14,0

11,9

16.177

16.037

16.911

29,8

30,1

29,1

4.814

4.825

4.915

43,5

43,8

43,3

15.259

-

-

9.534

-

-

2.464

-

-

3.261

-

-

95

-

-

1.330

-

-

483

-

-

72,0

-

-

8.046

-

-

33.198

-

-

1,90

-

-

2,70

-

-

57.203

-

-

Employment

Unemployment rate (%)
Nonagricultural employment
Nonagricultural informal employment (%)
Nonagricultural informal employment
Informel employment (%)
Social security (1)
Active insureds
Social Insurances Institution
Puclic Servants Pension Fund
Social security Ins.for the Self Employment

Private funds(2)
Actived insured in agricultural sector
Voluntary active insureds
Active insured/ employment(%)
Pensioners (3)
Dependents
Active insured/ pensioners
Dependency Rate
Total ınsured populatıon
Insured populatıon/total populatıon(%)

312

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

Deficit of Social Security Instituon(4)

81,0

-

-

-25.901.978

-28.702.655

-26.724.118

Notes: (1)TISK,2009, (2).2008 estimates, (3).Number of folders (4).TUIK,2011:157

Source: Bicerli,2011,TUIK,2011,TISK;2009

In 2008, Insurance Institution covers more than 9 million workers, The Pension Fund covers
more than 2 million white-collar workers and Finally, the Social Security Institution for the
Self-Employed provides compulsory insurance for 3 million self-employed and artisans. The
three insurance funds, namely SSK, Emekli Sandığı and Bag-Kur, were merged under a sole
body called the Social Security Institution (SSI) in 2007. The three insurance funds together
cover around 81% of the population as of 2008. The system started to be fully operational at
the beginning of 2008(see table 3). Since 2003, workers insured with the Social Insurance
Institution are also covered by an unemployment insurance organized by the Turkish Labor
Agency (Is-Kur). Furthermore, a number of services are offered outside the social insurance
system. However; although the main aim of social security reforms in Turkey is a more
sustainable system, deficit of social security Institution is still high.

4.CONCLUSION

The welfare regimes has been facilitated by the ongoing discussions of globalization and
Europeanization. So Turkey welfare regime politics is challenged by globalization and EU. In
the last years the Turkish Government has established some lines of changes to harmonize
Turkish law with the European Union Legislation. In line with the neo-liberal paradigm, many
countries have “restructured” their social security systems toward a more market-oriented
structure. Before the reform, Turkey social security system was highly complicated and
composed of different social security institutions. Populist politics such as early-retirement
strategy of the 1980s-1990s overburdened the system. The current system is inefficient and
the aim of the reform is to decrease the deficit of the system. Two major reforms in 1999 and
2006 were proposed to solve these problems. After the 2006 reform, all three were collected
under one institution: Social Security Institution(SSI). Turkey, adopted a two pillar system,
where the private pension scheme, namely the Individual Pension System, has been
introduced as the second pillar that is complementary to the traditional pay-as-you-go
(PAYG) system. Parallel to this reform the General Health Insurance (GHI) system was
established. The implementation of the GHI legislation also constitutes one of the important
aspects of the adoption of the legislation in the field of EU Social Policy. The 1999 reform
covered only the pension system and beside an increase in the retirement ages. the Ministry of
Labour and Social Security referred to the aging of population, the inadequacy of the current
system in covering and taking all population under protection, hence, to inadequacy of
protecting the population against poverty and finally to the financial deficits of the system.
While the AKP government tries to back out of the pension system and delegates more
responsibilities to the market and, the AKP has turne, to "the family" as the best agent to
313

�3rd International Symposium on Sustainable Development, May 31 - June 01 2012, Sarajevo

alleviate "social burdens" on the state for the provision of social care, the Mediterranean EUmember states have shown a remarkable performance in increasing their social expenditures
towards. Private pension and health insurance schemes still play a negligible role.

Turkey is included in the Southern European model which has common features in welfare
regime. For example, the Turkish social security system strongly protects an occupational
core. The family has assumed the function of social welfare because the public social welfare
system does not cover everyone as a whole or offers inadequate service and because of the
lack of economic power taken market . In Turkey, is still dominated by patriarchal family
structure, althouhg in urban areas is a bit dissapointed. According to Emre Kongar, in
contrast to patriarchal structure in the cities it is developed the family extending of mother's
descendants, because of inadequate nursery service, child care and the cost of these services if
you buy . The family has to solve that own problem itself; especially if woman works and
woman calls own mother for child care and hence they start to live together until to growing
child, because of the inadequacy of the current system. According to Esping AndersenMyles, welfare states provide resources to citizens that affect their earnings potential. These
derive primarily from services, such as education, health care, training programmes or support
to working mothers. Moreover , the presence of large informal sectors is one of the most
important problem in Turkey. Turkey is a social law state in the Constitution but there are
problems in practice. Also the existing welfare system in Turkey can be called such as
minimal and indirect, state of promises, informal security regime or Southern European
Model or low group (Mediterranean group) according to social expending. The perception
that the state is the main responsible for the social security should be differentiated.

In line with reforms, The Ministry of Labour and Social Security has referred to the aging of
population, inadequacy of the current system in covering and taking all population under
protection, hence, to inadequacy of protecting the population against poverty and finally to the
financial deficits of the system. Leaving aside the inadequacies of the system, the main aim of
social security reforms in Turkey is a more sustainable system like another countries and
reforms has focused on pension and health. We think that the main problem in the 21th
century in line with globalization is sustainable and will be.

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A Critique On The Consistency Ratios Of Some Selected Articles Regarding Fuzzy Ahp
And Sustainability

Bülent Başaran
Affiliation: Bilecik University, the Faculty of Economics and Administrative Sciences, Bilecik,
Turkey

Abstract
Consistency ratio (CR) is a very important indicator for achieving the reliability of an
individual’s pairwise comparisons in Analytic Hierarchy Process (AHP). Although the
applications of fuzzy AHP need this kind of CR results as well, only a few of studies include
these results. The most accepted method to calculate CR for fuzzy pairwise comparison
matrices (PCMs) is to transform fuzzy numbers to crisp versions and to proceed as in the
ordinary CR calculations of AHP. Triangular fuzzy numbers (TFNs) are usually used to
present linguistic terms of an individual’s pairwise comparisons. In this research, CRs of 242
PCMs presented with TFNs, found in 39 articles, have been calculated based on four widely
used defuzzification methods. The aim of this research is to find out if the PCMs of some
available articles regarding sustainability issues in literature are reliable. After CR
calculations of those PCMs, it has been found that some of them are reliable while many
others are not. After reviewing these findings, researchers in fuzzy AHP field are expected to
give much attention to those CR issues and try to obtain PCMs that are more reliable.

318

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                <text>Globalization entails challenges, opportunities and realities. The multiplying flows of goods  and capital are grounded in the global extension of the free market and fostered by the  neoliberal doctrine of economic liberalization and rationalization. Global economic forces  limit States in their ability to independently determine economic and social policies. One of  the defining ideals of the European Union has been its social support system, often referred to  as the European welfare state. But the European welfare system is under pressure. In the  other hand, both the national public institutions’ searching for new solutions and Turkey’s  legal reform efforts on its way to European Union membership have an important role. Like  other welfare regimes, Turkey’s welfare regime displays new tendencies signaling a new  period. This article is aimed at analyzing of the recent social policy reforms and dynamics  in Turkey in the framework of the welfare state transformation.  Keywords: globalization, welfare state, social policy,Turkey</text>
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�Broj državnih službenika
UKUPNO
Republika Srpska
Federacija
BIH

BIH

Federacija

2013

3372

6788

Republika
Srpska
3523

2012

3333

6715

3683

13731

2011

3281

6579

3629

13489

UKUPNO
13683

Iznos godišnjeg budžeta za potrebe obuke
(BAM)
Republika Srpska
BIH

BIH

Federacija

2013

117,412

30,479

Republika
Srpska
37,197

2012

75,127

30,323

12935

118385

2011

117,717

17,954

19,412

155083

UKUPNO
185088

��
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                <text>Globalni procesi i razvoj kapaciteta državnih službenika u Bosni i Hercegovini</text>
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                <text>Countries in transition are facing the challange of adapting their public service to a new environment, which has emerged as a result of changes in the political and economic system, new expectations and demands of citizens and requirements to comply with European and global standards. Global changes call for not only new structures and institutions for public administrations but also major changes in public management, including human resources management. To meet these challenges, it is crucial for the public workforce to acquire as quickly as possible new skills and qualifications, including changes towards the public. A wide range of initial and in-service training is offered by a variety of providers in transition countries to improve professionalism of the civil service staff and to obtain new skills and qualifications. It is important issue for all countris in transition to dispose of an effective and efficient civil service training system, which will enable staff to carry out their new tasks and support economic development.</text>
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                    <text>BİLDİRİ ÖZETLERİ - UTEK 2014

veya sözcükler dizisi ile belirtilip, ANL. kısaltmasıyla gösterilmiştir. Seçilen
öykü metninin çoğulluğu ise anlambirimciklerin çeşitli şekillerde
yorumlanmasına olanak sağlamıştır. Anlam derinliği olan bu öykülerde,
herkesin kendinden bir şeyler bulması mümkündür. Bu makalede, yaşam
mücadelesi içinde, ait olmadığı bir ortamdan çıkmaya çalışan bir aydının, içsel
mücadelesi açıklanmaya çalışılmıştır. Toplum yaşamından aile yaşamına
doğru perspektif bir yapıda aktarılan bu öykü çalışması, toplumsallıktan
bireyselliğe uzanan bir yolculuk niteliğindedir.

GÖSTERGEBİLİMSEL YÖNTEMLE BİR MASAL ÇÖZÜMLEMESİ:
"ALTIN ARABA" MASALI ÖRNEĞİ
Esra KÜLAH
Mersin Üniversitesi, Mersin / Türkiye
Anahtar Kelimeler: Göstergebilimsel Çözümleme, Eyleyenler Modeli,
Masal, Anlam.
ÖZET
Dil ve edebiyat alanında olduğu kadar resimden sinemaya, mimariden
antropolojiye kadar birçok farklı alanda da uygulama alanı genişleyen
göstergebilim, kuramsal yaklaşımlar ve dilbilimin yöntemleriyle metin
çözümlemelerinde farklı bakış açıları ortaya koyar. Yazın eleştirisi ve metin
incelemelerine işlevsel açıdan yaklaşan göstergebilim, anlamın metin içinde
nasıl oluştuğu ve nasıl iletildiği ile ilgilenir. Göstergebilimsel yaklaşımla ele
alınan metin çözümlemelerinde birtakım araçlardan yararlanılır. Algirdas
Julien Greimas tarafından geliştirilen Eyleyenler Modeli de bunlardan biridir.
Bu çözümleme yönteminde, metindeki anlam evreninin oluşumunu ortaya
koymak amacıyla aşamalı bir süreç izlenir. Bu yazıda Greimas’ın geliştirdiği
Eyleyenler Modeli’nden yararlanılarak Naki Tezel’in Türk Masalları adlı
eserindeki “Altın Araba” adlı masalı çözümlenmiştir. Çözümleme sürecinde
öncelikle metin belirli ölçütlerle kesitlere ayrılmış; sonrasında bu kesitler
söylemsel, anlatısal ve mantıksal-anlamsal düzeylerde çözümlenerek metnin
derin yapısına ulaşmak amaçlanmıştır.
139

�BİLDİRİ ÖZETLERİ - UTEK 2014

AN ANALYSIS OF A TALE WITH SEMIOLOGICAL METHOD: AN
EXAMPLE OF A TALE “ALTIN ARABA”
Key Words: Semiological Analysis, Actantial Model, Tale, Meaning.
ABSTRACT
Semiotics, which has expanding field of application in such different areas as
cinema, art, architecture and anthropology as well as language and literature,
suggests different point of view for textual analysis by using theoretical
approaches and methods of linguistics. Semiotics, which approach literary
criticism and textual analysis as functional, deals with how meaning is formed
and conveyed in the text. There are some tools for textual analysis which is
examined by semiotic approach. The Actantial Model, developed by Algirdas
Julien Greimas, is one of them. In this analysis method, in order to reveal the
formation of universe of meaning, a gradual process is followed. In this
article, the tale called “Altın Araba”, which is in the book of Naki Tezel called
“Türk Masalları”, is analyzed. In the process of analysis first, the text is
divided into sections with specific criteria, then it is aimed to reach the deep
structure of the text by analysing these sections at the levels of discursive,
narrative and logical-semantic.

140

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                <text>Dil ve edebiyat alanında olduğu kadar resimden sinemaya, mimariden  antropolojiye kadar birçok farklı alanda da uygulama alanı genişleyen  göstergebilim, kuramsal yaklaşımlar ve dilbilimin yöntemleriyle metin  çözümlemelerinde farklı bakış açıları ortaya koyar. Yazın eleştirisi ve metin  incelemelerine işlevsel açıdan yaklaşan göstergebilim, anlamın metin içinde  nasıl oluştuğu ve nasıl iletildiği ile ilgilenir. Göstergebilimsel yaklaşımla ele  alınan metin çözümlemelerinde birtakım araçlardan yararlanılır. Algirdas  Julien Greimas tarafından geliştirilen Eyleyenler Modeli de bunlardan biridir.  Bu çözümleme yönteminde, metindeki anlam evreninin oluşumunu ortaya  koymak amacıyla aşamalı bir süreç izlenir. Bu yazıda Greimas’ın geliştirdiği  Eyleyenler Modeli’nden yararlanılarak Naki Tezel’in Türk Masalları adlı  eserindeki “Altın Araba” adlı masalı çözümlenmiştir. Çözümleme sürecinde  öncelikle metin belirli ölçütlerle kesitlere ayrılmış; sonrasında bu kesitler  söylemsel, anlatısal ve mantıksal-anlamsal düzeylerde çözümlenerek metnin  derin yapısına ulaşmak amaçlanmıştır.    AN ANALYSIS OF A TALE WITH SEMIOLOGICAL METHOD: AN  EXAMPLE OF A TALE “ALTIN ARABA”  Key Words: Semiological Analysis, Actantial Model, Tale, Meaning.  ABSTRACT  Semiotics, which has expanding field of application in such different areas as  cinema, art, architecture and anthropology as well as language and literature,  suggests different point of view for textual analysis by using theoretical  approaches and methods of linguistics. Semiotics, which approach literary  criticism and textual analysis as functional, deals with how meaning is formed  and conveyed in the text. There are some tools for textual analysis which is  examined by semiotic approach. The Actantial Model, developed by Algirdas  Julien Greimas, is one of them. In this analysis method, in order to reveal the  formation of universe of meaning, a gradual process is followed. In this  article, the tale called “Altın Araba”, which is in the book of Naki Tezel called  “Türk Masalları”, is analyzed. In the process of analysis first, the text is  divided into sections with specific criteria, then it is aimed to reach the deep  structure of the text by analysing these sections at the levels of discursive,  narrative and logical-semantic.</text>
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Journal of Economic and Social Studies

Government Expenditure on Nomadic
Education in Nigeria: Implications for
Achieving the Millennium Development Goals
AKIGHIR David Terfa
Department of Economics, Benue State University,
Makurdi, Nigeria.
akighirdavidterfa@ yahoo.com
OKPE. I
Department of Economics, Benue State University,
Makurdi, Nigeria.
A
A
The paper examines government expenditure on nomadic education in KEYWO D
igeria and the implications for achieving the M Gs. econdary data ducation, Government
were used and the data were analyzed with the aid of descriptive statistics. xpenditure, Millennium
The study revealed that government expenditure on nomadic education
evelopment Goals, omads,
in igeria over time has been on the increase which has necessitated the
igeria.
increase in the number of nomadic schools and teachers in the country.
The study further found out that there is a wide gap between male and A I LE HI O Y
female enrolments in nomadic schools in igeria; factors such as early ubmitted: 20 ctober 2011
marriages and teenage pregnancies, cultural and religious biases as well esubmitted: 10 ebruary 2012
as economic issues were believed to be responsible for the gap. Also, it esubmitted: 12 March 2012
was discovered that the total increase in nomads’ enrolments in nomadic esubmitted: 24 April 2012
schools in the country is not proportionate with the increase in government Accepted: 21 May 2012
expenditure on nomadic education. The study attributed this low school
attendance by the nomads to the problems of under-funding, dearth of
teachers, constant migration of nomads, the involvement of the children
of nomads in the productive system, corruption, among others. The study
concluded that the present form of implementation of the nomadic
education would make it difficult for it to be a panacea for achieving the
M Gs in the country. ecommendations were made on how to improve
on the nomadic education system in the country.
JEL odes: H5, 015

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Government Expenditure on Nomadic Education in Nigeria:
Implications for Achieving the Millennium Development Goals

Introduction
Education is the spring board for social and economic change. It plays a major role
in the socio-economic development of a nation. Education occupies an important
place in most plans for economic and social development. It is important in the
human development as a supplier of the trained man power as well as a requisite
for the accomplishment of other development goals (Adebiye,2004). These roles
played by the educational sector stimulate economic growth and development of a
country. This explains why countries of the world expend so much on this vital sector in order to enhance the level of literacy of their citizenry. Inequality of access to
education and educational marginalization have deleterious effects on the national
development of a country. In Nigeria, however, available records have shown that
expenditure on education is below the internationally acceptable standard. According to the UNDP Human Development Report (2008), Nigeria spends almost an
insignificant proportion of its financial resources on education, the expenditure on
education in Nigeria as a proportion of GDP averaged 5.84 percent, which falls
below the UNESCO’s benchmark of 26 percent of the budgets of developing countries. This accounts for the sluggish educational growth rate of 0.59 in the country.
The poor funding of education in Nigeria has over time deprived a lot of Nigerians
access to education. According to Nafisatu and Abdu (2010), out of the estimated
population of 9.4 million nomads in Nigeria,3.3 million are children of school age,
but the participation of the nomads in the existing formal and non-formal education
programs is abysmally low, with a literacy rate ranging between 0.2% and 2.9%. The
Nigerian nomadic pastoralists are made up of the Fulani (5.3m), Shuwa (1.01m),
Koyam (32,000), Badai (20,000), Dark Buzzu (15,000) and the Buduma (10,000).
The Fulani are found in 31 out of the 36 states of Nigeria, while others reside mainly
on the Borno plains and shores of Lake Chad. The migrant fishing groups account
for about 2.8 million, comprising numerous tribes. They are found in the Atlantic
coastline, the riverside areas and river basins of the country. These groups of people
amongst others do not have access to functional education in the country over time.
In the quest to remove the chronic illiteracy among this mobile population of Nigeria,
the federal government of Nigeria introduced Nomadic Education Program (NEP)
in 1986. NEP was designed to provide the nomads with the relevant and fundamental basic education that would improve their survival skills. This was expected to
provide them with the knowledge and the skills that would enable them raise their
productivity and income; as well as empower them to participate effectively in the
socio-economic and political affairs of the country. In a bid to achieving these goals,

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the National Commission for Nomadic Education (NCNE) was established in 1989
with the mandate to: a) formulate policies and guidelines on all matters relating to
nomadic education in Nigeria; b) provide funds for research and personnel development for the improvement of nomadic education; and develop programs on nomadic
education and provide equipment, instructional materials, construction of classrooms
and other facilities for nomadic education (Nafisatu and Bashir,2010).
Over the years, the government has been spending money on the nomadic education
program so as to provide an unfettered access to quality basic education for the nomads.
The aim is to equip them with the skills and competencies that will enhance their wellbeing and participation in the nation-building process. The Nigerian government considers nomadic education as a veritable measure for the development of the universal
basic education with a view to achieving the Education for All (EFA) goals and the Millennium Development Goals ( National Commission for Nomadic Education,2002 ).
An assessment of the results of the program against its objectives thus far is imperative. Government expenditure on education in Nigeria has been widely studied.
However, attention has not been paid specifically on assessing the impact of government expenditure on nomadic education as a measure aimed at achieving the
MDGs of universal basic education in Nigeria. At best, available literature presents
partial analyses of this issue. Thus, to be area specific, this paper seeks to evaluate the
impact of government expenditure on nomadic education in Nigeria with a view
to ascertaining whether or not, it will be the key for achieving the universal basic
education of MDGs in Nigeria. Following the introduction, the paper is structured
as follows: Section two deals with the review of government expenditure on education in Nigeria and the outline of the MDGs. Section three considers the evolution
and strategies of nomadic in Nigeria; while section four presents the problems of
nomadic education in Nigeria. Section five is the method of the study; section six
presents and analyses the data. Section seven uncovers the findings of the study; and
section eight contains the recommendations and conclusion of the paper.

Government Expenditure on Education in Nigeria
Government funding of education in Nigeria comes from different sources. The major one for all levels of government is the public revenue from taxation and oil (Saavedrea, 2003). Education funds are reported to be distributed among the primary,
secondary and tertiary education levels in the proportion of 30%, 30% and 40%,
respectively ( Balami ,2003). According to Hinclifte (2003) (as cited in Adewale,

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Government Expenditure on Nomadic Education in Nigeria:
Implications for Achieving the Millennium Development Goals

Ajaji and Enikanoselu, 2005), Government expenditure on education includes direct government expenditure ( for teachers’ salaries and instructional materials) as
well as indirect expenditure in the form of subsidies to households such as tax reductions, scholarships, loans and grants. It also includes payment from Education
Tax Fund (ETF), mainly for capital expenditure. The main sources of funds that the
Nigerian government has are federal taxes and duties on petroleum, profits, imports
and exports, which form the revenue of the Federation Account, and the centrally
collected Value Added Tax (VAT) introduced in 1996. The federal government allocations to the educational sector from 1995 to 2011 is presented in Table 1.
Table1. Federal Government Allocation to Education between1995-2011
Years
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2008
2009
2010
2011

Capital (N)
3,017,900,000
3,215,800,000
3,807,900,000
9,739,600,000
8,291,800,000
35,000,000,000
35,183,789,000
22,100,000,000
15,723,260,401
21,550,000,000
50,540,287,898
40,005,096,425
53,667,933,553
304,670,538,799

Recurrent (N)
9,798,600,000
12,135,900,000
13,033,200,000
13,828,300,000
19,421,700,000
29,514,932,711
37,676,055,443
59,994,441,815
63,228,742,652
72,217,886,839
145,219,839,130
196,218,973,905
192,594,871,801
518,251,289,348

Total ( N)
12,816,400,000
15,351,700,000
16,841,200,000
23,666,100,000
27,713,500,000
64,514,932,711
72,950,836,443
82,094,441,815
78,952,003,053
93,767,886,839
195,760,127,029
236,224,070,330
246,262,805,354
356,495,828,145

Source: Budget Office of the Federation, Federal Ministry of Finance, 2011.
The table above shows that government expenditure on education consists of recurrent and capital expenditure. In nominal terms, it can be seen from the table that the
budgetary allocations to the education sector are on the increase but the growth rate
is not impressive. For instance, in 2008 the allocation to the capital expenditure on
education was 6.4% of the total budget and it was 3.9% in 2009, and 3.9% in 2010
representing 0.0% increase between 2009 and 2010; while the educational allocation to the recurrent expenditure was 15.1% in 2008,15.0% in 2009, and 14.4%
of the total budget in 2010. This represents a decline of -0.6% in the allocations between 2009 and 2010. These allocations have grossly failed to meet the UNESCO’s

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conventional benchmark of 26% for the budgets of developing countries. Given
the importance of this sector to human and economic development, it would be
important to push the education allocations up to at least half of the international
benchmark requirement so as to attain the universal basic education as described in
the goal two of the Millennium Development Goals (MDGs).

Outline of the Millennium Development Goals(MDGs)
At the Millennium Summit held in September 2000, in New York, United States
of America, members of the United Nations (UN) made the following declaration:
We will spare no effort to free our fellow men, women and children from the abject
and dehumanizing conditions of extreme poverty, to which more than a billion of
them are currently subjected to”. This led to the acceptance and the formulation of
the Millennium Development Goals which are expected to be fully achievable in the
year 2015. These goals are:
Goal 1: Eradication of extreme poverty and hunger by half in 2015;
Goal 2: Achievement of the universal primary education by 2015;
Goal 3: Promotion of gender equality and empowerment of women by 2015;
Goal 4: Reduction of child mortality rate especially the under 5 by two-third in
2015,
Goal 5: Improvement of the maternal health;
Goal 6: Combat HIV/AIDS, malaria and other diseases;
Goal 7: Ensure environmental sustainability; and
Goal 8: Development of a global partnership for development (National Planning
Commission,2004).
The quest to achieve the universal basic education as described by goal two of the
MDGs, the Nigerian government gave a rekindling interest to the Nomadic Education Program as one of the measures of achieving the MDGs in the country by 2015.

Evolution and Strategies of Nomadic Education in Nigeria.
The Nomadic Education program (NEP) started officially in November 1986, after
The Yola National Workshop on Nomadic Education. The workshop resolved that :
“… The nomads needed a fair deal through the provision of education and other social amenities to reciprocate their contribution to the nation-building ….” (Ismail,
2000). Consequently, the Federal Government promulgated the Decree No. 41 of

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Government Expenditure on Nomadic Education in Nigeria:
Implications for Achieving the Millennium Development Goals

December 1989 (now CAP 243 LFN), which established the National commission
for Nomadic Education (NCNE) with the responsibility to implement the National
Nomadic Education Program. The NCNE was mandated to formulate policy and
issue guidelines in all matters relating to nomadic education in Nigeria.
These mandates include: providing funds for research and personnel development
of nomadic education in Nigeria; the development of programs on nomadic education; the provision of equipment and other instructional materials, construction of
classrooms and other facilities relating to nomadic education. Secondly, to establish,
manage and maintain primary schools in the settlements and grazing reserves carved
out for nomadic people. Thirdly, to determine standard of skills to be attained in
the nomadic schools. Also, to arrange for effective monitoring and evaluation of
activities of agencies concerned with nomadic education. It was mandated to liaise
and cooperate with other relevant ministries and agencies. Furthermore, NCNE
was to receive block grants and funds from the Federal Government or any agency
authorized and allocate same to the nomadic schools based on any format approved
by the Federal Executive Council; act as agency for channeling all external aid to
the nomadic schools in Nigeria; ensure effective inspection of nomadic education
activities in Nigeria through the sections in the Federal and State Ministries of Education performing duties relating to nomadic education. Finally, it was mandated to
collate, analyze and publish information relating to nomadic education in Nigeria;
and undertake any other action desirable for the promotion of nomadic education
in Nigeria (National Commission for Nomadic Education, 1989).
The commission has four departments, namely, Program Development and Extension; Monitoring, Evaluation and Statistics; Administration and Supplies and Finance and Accounts. It has six Zonal offices located in Bauchi for the North-East,
Kano for the North-West, Minna for the North-Central, Ibadan for South-West,
Enugu of the South-East and Benin for the South-South. Furthermore, it has four
university-based nomadic education centers located in the University of Port Harcourt for migrant fishermen education, University of Maiduguri for teacher-training, University of Sokoto for curriculum development, and University of Jos for research and evaluation to cater for pastoral nomads (National Commission Nomadic
Education, 2000). The Organogram of the Commission is shown in Appendix I.

tation of the nomadic education program. The programs briefly highlighted are:
Provision of primary education – this program is implemented in collaboration with
States and Local governments, as well as local communities, Non-Governmental
Organizations (NGOs) and Collaborative Body Organizations (CBOs). So far, all
the 36 States and Abuja are participating in the program. However, their level of
commitments to the program varies.
Provision of academic support services through the University based centers. The centre
at Jos is responsible for research and evaluation, the University of Maiduguri for
teachers training and outreach programs, Usmanu Dan Fodiyo University for the
development of curricula and textual materials and the University of Port Harcourt
for research, curricula development and teachers training for the education of migrant fishing communities. The Commission has been working closely with the
Centers for the development of curricula materials and pupils’ texts, conduct of
research projects and the organization of teachers training workshops;
Provision of infrastructural facilities – faced with the problem of inadequate infrastructure that has necessitated teaching and learning under trees, the Commission
has adopted the following strategies for addressing the peculiar needs of all the
groups: provision of permanent and semi-permanent structures, provision of mobile collapsible classroom structures, provision of boat schools and dug-out canoes.
Provision of extension services: Actual intervention by the Commission in the provision of educational extension services to the nomads only began in 1996/97. The
major driving force behind the NCNE’s intervention in this aspect of education was
the realization that, the adoption of an integrated approach to education provision
engender nomads participation in support for the program. However, the mandate
of the Commission specifically restricted its operation to the provision of primary
education to the children of the nomads. The dilemma necessitated the convening
of an Experts Meeting on viable strategies for implementing Nomadic Education in
Nigeria in 1995. Having examined the condition of nomadic education in Nigeria,
the meeting came out with recommendations to further strengthen, expand and
sustain the program. Some of the recommendations were that, the provision of education should be for the children as well as the adults, and that tremendous efforts
be made to positively alter the behaviour of nomads towards modern education.

Nomadic Education Program Strategies

Current Program Implementation

In pursuance of its functions, the National Commission for Nomadic Education has
between 1990 and 2006 evolved four distinct programs for the effective implemen-

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To support effective teaching and learning, the Commission also collaborates with
Nomadic communities, CBOs, NGOs, at all levels, development partners and other

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international support organizations. Over the years, the Commission has embarked
on a number of activities and recorded modest achievements in the following areas,
namely: Broadening access to basic education – providing access to basic education,
the NEP has facilitated 2,354 schools in 36 States and FCT for pastoralist children
(432,411), 451 for fisher folk children (88,288) in 9 states, 260 schools for migrant
farmers in 8 states with 33,164 pupils; The Commission has facilitated the increase
in the number of nomadic schools. The number of Nomadic schools increased from
2,094 in 2005 to 2,294 in 2006 and to 2,526 in 2007. There was progressive teachers recruitment and retention in nomadic schools, there was an increase in the number of nomadic schools teachers from 6,918 in 2005, to 7,989 in 2006 and 8,665
by 2007; there was an increase in Nomadic girl-child education initiative of the
Commission which has increased female enrolment, progression, and transition in
Nomadic schools. The female enrolment has increased from 153,489 in 2006 to
164,769 in 2007 representing 28% increase rate (Nafisatu and Abdu, 2010).

Problems of Nomadic Education in Nigeria
According to Nafisatu and Abdu (2010), the following are the problems militating
against the smooth operation of the NEP in Nigeria: constant migration of the
nomads, the involvement of children in the productive systems, unsuitability of the
formal school curriculum, physical isolation and restriction of the nomads from
social interaction with the larger society, unfavorable land tenure system, underfunding of nomadic education and late release of approved funds, unwillingness of
State and Local Governments to make budgetary allocations for Nomadic Education Program, indiscriminate transfers of the teachers by LGEAs from the Nomadic
primary schools to conventional primary schools without replacements, the dearth
of teachers in terms of quantity and quality, relatively low level of enrolments in
Nomadic schools, general lack of supervision and monitoring of nomadic schools
by the local and state governments, relative exclusion of Nomadic schools from
UBE and other intervention funds accruing to the States, Non-provision of funds
for the Commission’s extension service programs, constant clashes and conflicts between farmers and herders and amongst fisher folks over fishing rights resulting in
displacements. According to Ismail (2000), the under-funding of nomadic education is partly blamed on inaccurate demographic data. Lack of reliable statistics
on the nomads leads to planning based on guessing; there was much confusion
as to the actual number of the nomadic schools, types of school facilities and the

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number of teachers in various locations. Lack of authentic data in these areas has
made planning for nomadic education very difficult. Schools are stationed inappropriately; few in densely populated areas, and many in sparsely populated areas.
Malinga (2009), observed that, the major hindrances to school attendance are the
daily grazing movements and the lack of labor substitutes. Unlike farmers who use
child labor marginally, the Fulani rely heavily and continuously on the children for
labor. A Fulani man will not send his child to school even if an adult is available to
attend to the animals because the child needs to learn the herding skills. The reliance
on juveniles for shepherding task, explains the poor participation of the pastoralists
in formal education.
From the foregoing, it is apparent that Nafisatu and Abdu, Ismail, and Malinga
have identified various problems of nomadic education in Nigeria. However, in this
study, the problem of underfunding of nomadic education, dearth of teachers in
terms of quantity and quality, corruption, constant migration of the nomads, and
active involvement of the school-going age children of the nomads in the productive system were ranked as the most important problems. Thus, these problems were
critically engaged in the section of data analysis.

Method of the Study
The study used mainly secondary data that were obtained from the National Commission on Nomadic Education (NCNE) and the Federal Ministry of Finance as
well as journals. The data collected were on the number of pupils enrolment, number of nomadic primary schools, number of teachers in nomadic schools and government expenditure on nomadic education in Nigeria from 1990 to 2008 as well as
the corruption perceptions indices in Nigeria. The data were analyzed using tables,
percentages, trend graphs, bar charts and rates.

Data presentation and Analysis
In order to evaluate the impact of government expenditure on nomadic education
in Nigeria, data were collected on the number of schools, teachers and the pupils’
enrolments in nomadic schools from 1990 to 2008 as presented in table 2.

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Table 2. Distribution of the of nomadic schools, Teachers and Pupils enrolment
from 1990 to 2008
Years
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008

No of
schools
329
473
626
656
754
860
940
1,103
1,022
1,068
1,494
1,574
1,680
1,820
1,981
2,034
2,354
2,354
2,526

Source: NCNE, 2008

No of
teachers
878
1,489
2,491
2,365
2,822
2,788
2,915
3,265
3,265
3,365
4,748
4,907
5,290
6,306
6,861
6,918
7,989
7,989
8,665

Pupils enrolment
Male
13,763
25,942
33,463
38,335
42,738
56,759
63,638
71,695
69,578
75,601
112,958
118,905
134,930
175,962
211,931
222,061
224,304
224,304
235,064

Female
5,068
10,559
16,689
15,253
19,094
35,751
40,938
47,081
47,366
46,934
80,291
84,939
92,014
127,556
151,622
153,489
164,769
164,769
197,347

Total
18,831
65,019
50,152
53,588
61,832
92,510
104,576
118,776
116,944
122,535
193,243
203,844
226,944
303,518
363,553
375,550
389,073
389,073
432,411

The table reveals that the number of nomadic schools in the country has increased
from 329 in 1990 to 2,526 in 2008 representing a cumulative increase of 87%
in the number of nomadic schools. It further shows that, the number of teachers
employed to handle teaching and learning in the nomadic schools has increased
from 878 in 1990 to 8,665 in 2008 representing 90% increment in the number
of teachers employed during the period. The table also depicts that the number
of pupils’ enrolment in nomadic schools rose from 18,831 in 1990 to 432,411 in
2008, representing a cumulative increase of 96% in the total pupils’ enrolment
over the period. To show clearly these increasing trends, data from table 2 were used
to construct trend graphs as shown in Figures 1 and 2.
The trends show clearly that both the number of nomadic schools and teachers have
increased over time in Nigeria. The main reason for the trend may be the government’s continued grant-in-aid to the nomadic education.

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Figure 1 Trends of the number of Nomadic schools and the number of Teachers
employed over time
The chart in Figure 2 further shows that the number of pupils’ enrolment by gender in nomadic education in Nigeria is on the increase.

Source: Constructed from the data in table 2

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Figure 2. Pupils’ enrolments in Nomadic school by gender
A close examination of the chart reveals that there is a wide gap between male and
female enrolments over the years. In a bid to explain the gender gap in nomadic
education in Nigeria, we considered the general causes of low female school enrollments in Nigeria. Some of the factors are early marriages and teenage pregnancies.
These are common experiences in the country, especially in the northern part of
the country where the nomads are dominant. In that part of the country, many
school-age girls often drop out of school because of pregnancies to marry. Secondly,
cultural and religious biases adversely affect girl-child education in Nigeria. Many
Nigerian parents, especially in large families with limited resources, tend to enroll
boys in school instead or before girls. Some parents also keep their daughters out of
schools due to misinterpretation of the tenets of the Islamic religion. This practice
is typical of illiterate Muslims of which the nomads are part of. They generally believe that their female children will face sexual harassment in schools. Nonetheless,
poverty and economic issues are equally contributory factors to this gap. Given the
high level of poverty in Nigeria, many parents, including the nomads, often send
their daughters to sell wares in the market or on the street in order to generate additional incomes for the families. For the Fulani nomads, their school-age daughters
are commonly involved in the hawking of extracted cow milk. These factors are
responsible for the disproportionate male-female enrolments in Nigerian schools,
especially at the primary school level. Thus, it may be said that nomadic education
in the country also faces these general problems.
This male-female gap in school enrolments has a very serious implication for attaining the two educational Millennium Development Goals of Universal Primary
Education(UPE) and the elimination of gender disparities in the primary and secondary schools in 2015. This is so because, the EFA goals and MDGs in Nigeria
aimed at raising the gender parity rate to 80% in primary 1-6 and 50% in JS1-3 by
2015, using nomadic education as a potent tool.
Furthermore, the growth rate of government expenditure on nomadic education
in Nigeria was compared with that of pupils’ enrolments in nomadic schools. The
results are presented in table 3.

Table 3. Government Expenditure on Nomadic Education and Pupils Enrollment
in Nigeria
YEAR

EXP(N)

1990

4227139.00

1991

5284802.00

25.02

65019.00

245.28

1992

2958582.00

-44.02

50152.00

-22.87

1993

11225544.00

279.42

53588.00

6.85

1994

6930438.00

-38.26

61832.00

15.38

1995

3153896.00

-54.49

92510.00

49.62

1996

8929536.00

183.13

104576.00

13.04

1997

8876172.00

-0.60

118776.00

13.58

1998

6613698.00

-25.49

116944.00

-1.54

1999

15676272.00

137.03

122535.00

4.78

2000

17382572.00

10.88

193243.00

57.70

2001

81352364.00

368.01

203844.00

5.49

2002

87872301.13

8.01

226944.00

11.33

2003

50000000.00

-43.10

303518.00

33.74

2004

51163143.22

2.33

363553.00

19.78

2005

59890663.01

17.06

375550.00

3.30

2006

70162576.31

17.15

389073.00

3.60

2007

70373063.00

0.30

389073.00

0.00

2008

70584183.00

0.30

432411.00

11.14

% D in EXP

ENROLLMENT

% D in Enrollment

18831.00

Source :NCNE, Annual Report,2000.
The table shows that government expenditure on nomadic education has been on
the increase over the years, even though the increase has not been consistent. As it
can be seen from the table, in nominal terms, the expenditure has increased over
time from N4,227,139.00 in 1990 to N70,548,183.00 in 2008. However, in terms
of the growth rate, the trend of the expenditure on nomadic education has not demonstrated any definite trend. For instance, in 1991, the expenditure increased by

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25.05% and declined by 44.02% in 1992, it then rose tremendously by 279.42%
in 1993 and thereafter, decreased by 38.26% in 1994. The declining trend continued and again, appreciated by 183.13% in 1996 and peaked in 2001 by 368.01%
. The Expenditure dropped by 43% in 2003 and afterwards, increased moderately.
Pupils’ enrolments as depicted in the table increased continuously during the review
period except in 1992 and 1998 when a decline was recorded. The enrolments increased from 18,831 pupils in 1990 to 43,244 pupils in 2008 representing a cumulative increase of 56.45% in the number of pupils enrolled.
In order to clearly see whether the increases in the government expenditure are commensurate with the changes in the enrolments, percentage rates for the expenditure
and enrolments over time as contained in the table 3 were used to construct a trend
graph as shown in Figure 3.

Source: Constructed from the data in Table 3.
Figure 3. Trends in Percentage change in Expenditure on Nomadic Education and
School Enrollment in Nomadic school in Nigeria
A close examination of the trends reveals that the percentage increases in school
enrolments by the nomads are not proportionate with the increases in government
expenditure on nomadic education over time. Having discovered this, we tried to
ascertain the possible causes for the disproportionate relationship between government expenditure on nomadic education and nomadic school enrolment in Nigeria.
In doing this, we have engaged some variables critically to see whether they are

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responsible for this relationship . First, we considered the problem of underfunding
of nomadic education in the country. We used the ratio of government allocations
to nomadic education as the proportion of the total education allocations in the
country over the years as a proxy for underfunding problem as shown in the table 5.
Table 5. The ratio of Government Allocations to nomadic Education as a proportion of the total allocation to the Education sector in Nigeria.

Year

Government
allocation to
Education (N)

Government
allocation
to Nomadic
Education (N)

Ratio of Government
allocation to Nomadic
Education as a percentage of
Total allocation to Education
(%)

1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008

12,816,400,000
15,351,900,000
16,841,200,000
23,666,100,000
27,713,500,000
64,514,932,711
72,950,836,443
82,094,441,815
78,952,003,053
93,767,886,839
195,760,127,029
236,224,070,330
246,262,805,535
356,495,828,145

3,153,896.00
8,929,536.00
8,876,172.00
6,613,698.00
15,678,272.00
17,382,572.00
81,352,364.00
87,872,301.13
50,000,000.00
51,163,145.22
59,890,663.01
70,162,576.31
70,373,063.00
70,584,183.00

0.02
0.06
0.05
0.06
0.03
0.03
0.11
0.06
0.06
0.05
0.03
0.03
0.03
0.02

Source: Computed from Tables 1 and 4
The table shows that government expenditure on nomadic education as a percentage of the total allocations to the education sector averaged 0.05%. This proportion
is indeed ,too meager to exert any meaningful impact on nomadic education as per
increased enrolment rates. Secondly, we considered the teacher-student ratio as a
proxy for the problem of inadequacy of teachers in nomadic schools over the years
as shown in the table 6.

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Table 6. Teacher-Student Ratio in nomadic Education Schools in Nigeria
Year
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008

Number of Teachers
875
1489
2491
2365
2822
2788
2915
3265
3265
3365
4748
4907
5290
6306
6861
6918
7989
7989
8665

Number of Pupils
18,831
65,019
50,152
53,588
61,832
92,510
104,576
118,776
116,944
122,535
193,243
203,844
226,944
303,518
363,553
375,550
389,073
389,073
432,411

Teacher-Student ratio
25
44
20
23
22
33
36
37
36
36
41
42
42
48
53
55
49
49
50

Source: Computed from Table 2
By taking the average of the teacher-student ratio over the years as contained in the
table 6, it was discovered that the ratio is 1:40, implying that there are 40 students
to a teacher. These number of students to a teacher is relatively high since such a
teacher may find it difficult to discharge responsibilities effectively as required. The
net effect may be abstentism by the students due to ineffective control over them
which could degenerate into subsequent drop- out of many nomads of school-age
from school. Furthermore, we examined the menace of corruption, where we used
the Corruption Perceptions Indices with a view to demonstrating how corrupt practices affect public funds in Nigeria, of which nomadic education is no exception.
Transparency International introduced the corruption perceptions Index in 1995 to
measure the level of corruption in countries. The CPI scores relate to the perceptions of degree of corruption as seen by business people and country analysts. The
scores range between 10( highly clean) and 0 (highly corrupt). The CPI scores for
Nigeria from 2003 to 2010 are shown in the table 7.
Table 7. The Corruption Perception Indices for Nigeria
Year
CPI

2003
1.6

2004
1.4

2005
1.6

2006
1.9

2007
2.2

2008
2.2

2009
2.7

2010
2.8

Source: Transparency International, 2011

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From the above table, Nigeria has an average of 2.0. This implies that Nigeria is hypercorrupt. The implication is that, even with the meager allocations to nomadic education, corrupt practices may have weakened the supposedly positive impact. Thirdly,
we looked at the constant migration of the nomads as a factor that may have caused
low school attendance of the nomads. The nomads are typically people that travel
from one place to another due to the nature of their occupations. These constant
migrations have deleterious impact on school attendance of their children. Once they
relocate from a given place, they abandon the schools their children were attending.
Thus, it normally takes the children some time to settle down and start school in the
new settlement. Lastly, we took cognizance of the factor of active involvement of the
children of the nomads in the productive system. The mentality of nomads is such
that they believe in training their young ones who are of school-age in their trades.
This practice has made them to place more preference for their productive system than
the education of their children. Consequent upon these analyzed factors, we submit
that low school attendance of the nomads may be as a result of the synergy of these
factors. Generally, the growth rates in school enrolments of the nomads in Nigeria is
not encouraging because, of the estimated 3.3 million nomads of school going age, the
available statistics show that only 432,411 nomads were enrolled for nomadic education as at 2008. This implies that, about 2,867,589 nomads representing 86.9% of
the school-age nomads were not going to school. The implication is that, with all the
efforts made by the government over time to ensure equal access to education among
the various groups in the country with a view to achieving the MDGs in the country by 2015; only 13.1% of the total nomads of school-age were going to nomadic
school as at 2008. This school enrolment rate of the nomads is too low to make any
meaningful contribution to the overall achievement of the universal basic education
as described in the Millennium Development Goal two.
In Nigeria generally, the Millennium Development Goals are influenced by some of
these socio-economic and political factors: First, there is a disconnection between the
tiers of government in the implementation of the MDGs. However, the constitutional
responsibility for the implementation of almost all the goals rest with the States and
Local governments in Nigeria’s Federal structure; but in spite of remarkable strides at
Federal level, appreciation of the requirements for meeting these goals, as well as institutional capacity remain relatively low at these levels of government. Poor governance and
integration of the MDGs into national development strategies have also been a challenge. This is aggravated by policy inconsistencies, for instance, Obansanjo regime introduced NEEDS I and II, Yar’adua’s administration instituted Seven-point Agenda and
Vision 20:20:20 and President Goodluck has now introduced Transformation Agenda.

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All these policies are at variance in principle but targeted at achieving the MDGs in the
country. Other challenges include, lack of transparency and accountability in ministries, lack of the political will; a weak monitoring mechanism for the MDGs and low
stakeholders involvement( private sector and civil society organizations ). Lastly is the
unavailability of up to date data on most of the indicators. This is compounded by the
limited funding available for data generation and management in the country.

Findings of the Study
Emergent from the above discussion, it was found out that the government over the
years has demonstrated concern to ensure equality in the literacy level among the
various groups in the country by initiating nomadic education in order to boost the
literacy rate among the nomads who are educationally disadvantaged. This concern
can be seen from the perspective of continued and sustained expenditure on nomadic education over the years. It was discovered that increases in government expenditure on nomadic education have precipitated increases in the number of nomadic
schools in the country across the states vis-à-vis the number of teachers employed
by the government to ensure smooth teaching and learning in nomadic schools in
the country. The study revealed that enrolments by the nomads in the schools have
also increased over time but not proportionate with the increases in the government
expenditure. Factors such as underfunding, dearth of teachers, corruption, constant
migration of the nomads and active involvement of the children in the productive
system by the nomads may have been responsible for this gap. It was also found out
that, there is wide gap between male and female enrollments in nomadic schools
over the years. Factors such as early marriages and teenage pregnancies, cultural and
religious biases as well as poverty and economic issues may have been responsible for
gender gap in the enrolments in nomadic schools in the country.

foundation. Consequent upon the foregoing, the following recommendations are
submitted:
First, there should be continuous mobilization and sensitization of the nomads to
send their children to these schools especially the female children so as to bridge the
gap between the male- female enrolments in nomadic schools.
Second, the states and local governments should be made to supplement the federal
government funding of the nomadic education, as this will go along way boosting
the achievements in nomadic education in the country.
Third, nomadic educational development initiatives should be planned and aligned
with other community improvement and development programs such as agricultural extension, rural development and social welfare services. This approach will
attract the interest and involvement of more stakeholders as this will encourage the
stakeholders to support the program.
Fourthly, there should be selection of more individuals from nomadic communities
for training as teachers, this is because they are more acquainted with the cultural
values of the nomads. Thus, they will be better placed to inculcate the necessary
knowledge in the targeted nomads.
Fifthly, the government should provide support to animal health issues especially
on major diseases and vaccines as well as provision of support in the area of water
development for improvement of livestock production and reduction of incident of
conflicts between the nomads and the hosting communities. This practice will make
the nomads more stable in a place to receive nomadic education.
Sixthly, government should seek more new partnerships and greater collaboration
with development partners and other stakeholders in other to boost the financing of
nomadic education for higher results.
Seventhly, NCNE should adopt a flexible timetable that adjusts itself to seasons favorable to nomads, as this would enhance their enrollments.
Finally, the government should actively consider the issue of language barrier to
communication, and find contextually appropriate language policies.

Conclusion and Recommendations
Based on the above findings, it is concluded that the present implementation of the
nomadic education in the country may make it difficult for it to be a panacea for
achieving Millennium Development Goals(MDGs) in terms of universal basic education attainment by 2015. This is so because, the growth focus of the Millennium
Development Goals( MDGs) is more concentrated at the importance of achieving
clear and real progress in human capital development measured through educational

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gamji.com/fulani7.htm. on 15th August, 2011.
Federal Ministry of Finance (2011). ederal Government of
Ministry of Finance, Abuja, Nigeria.

igeria Annual Budgets. A publication of

Hinchcliffe, K. (2003). Public xpenditure on ducation in igeria: Issues, stimates and some Implications, Abuja, World Bank Publication.
Malinga, M. F. (2009). lexible education eaching nomadic children in Africa. Retrieved from www.
cedol.org/cgi-bin/items.cgi on 15th August, 2011.
Nafisatu, P. &amp; Abdul, B. (2010). Enhancing Livestock Development and Means of Existence for the
Vulnerable Populations through Education and Training. A case of NEP in Nigeria. A Paper presented at the I , P A and
forum on ivestock breeding and food ecurity in Accra, Ghana.
ecember 14th – 16th, 2010.

(

) Policy ocument, Published by NPC, Abuja, Nigeria.

Saavedrea, M.A. (2003). Debt service- Education Expenditure Nexus: The Nigerian Experience. elected Papers for the year 2002 Annual onference, The igerian conomic ociety(
) PP,243-267.
Tahir, G. (1996). Vision and Mission of Nomadic Education in Nigeria: paper delivered during the
, ational conference on Vision and Mission of igerian ducation; at the
I 22nd -25th July
1996 , Kaduna.
Tahir, G., Nafisatu, D.M &amp; Ahmed, M.M (2005). Improving the quality of Nomadic Education in
Nigeria: Going Beyond Access and Equity. A study conducted by the ederal Ministry of ducation of
igeria, 2005 in collaboration with Association for the evelopment of ducation in Africa (A A).
Retrieved at www.adea net.org. on 15th August 2011.
Tahir,G. (1998). “ Nomadic Education in Nigeria: Issues, problems and prospects”. Journal of omadic
studies,(1)1, 10-26.
Transparency International (2011). Corruption Perception Index for Nigeria. Retrieved from www.
nigerianmuse.com/2011201145701zg/nigeria-watch. 28th January,2012.
UNDP(2008). Human Development Report on Nigeria, New York
Appendix I
Figure1. An Organogram showing the organizational Chart of National Commission for Nomadic
Education
ORGANISATIONAL CHART OF NATIONAL COMMISSION FOR NOMADIC
EDUCATION
MINISTER OF EDUCATION

National Commission for Nomadic Education (1989). “ Federal Government intervention in the Education of Nomads in Nigeria, 1996 – 1999”. Memorandum submitted to the panel on streamlining/
ationalization of poverty Alleviation institutions/Agencies by the ational ommission for omadic.
A publication of NCNE, Abuja, Nigeria.
National Commission for Nomadic Education (1989).
Abuja, Nigeria.

ecree

BOARD
EXECUTIVE SECRETARY

National Commission for Nomadic Education (2000). Action plan 2000-2005,NCNE Publication,
Abuja, Nigeria.
National Commission for Nomadic Education (2002). ducation inancial ecord 1990-2002, NCNE
publication, Abuja, Nigeria.
National Commission for Nomadic Education ( 2002). Monitoring eport 2002, NCNE publication,
Abuja, Nigeria.
National Commission for Nomadic Education (2009). ducation inancial ecord 2003-2008, NCNE
publication, Abuja, Nigeria.
National Planning Commission (2004). ational conomic mpowerment and evelopment trategy

Finance
&amp; Accounts

Administration

o.14 of 1989, NCNE publication
General
Admin.

Establishment

Transport

Supply

Monitoring
Budget &amp;
Funds

North West
Zone

North Central
Zone

North East
Zone

Academic
Planning

Computer
Unit

Documentation
Unit

Evaluation

Statistics

South South
Zone

Animal
Husbandry &amp;
Extension

Legal
Services
Unit

Information
Unit

North East
Zone

Special
Services
Section

Mobilization &amp; Public
Enlightenment

University Centers

Graphics
Unit
Usmanu Danfodiyo
University, Sokoto

Source: NCNE, 2000

Field Operation

Final Accts.

South West
Zone

Physical
Planning &amp;
Maintenance

Programme Development
&amp; Extension

Monitoring Evaluation
&amp; Statistics

University
Of Jos

University
Of Maiduguri

University
Of Port-Harcourt

Audit
Unit

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                <text>Proces evropskih integracija nije  samo oblik udruživanja i saradnje država članica, već jedan kompleksan proces političkog razvoja u kome se političke i ekonomske  karakteristike potencijalnih država članica EU nastoje uskladiti sa specifičnim geopolitičkim interesima Evropske unije. Za Bosnu i Hercegovinu je proces integracije u EU značajan iz više aspekata. Radi se o tome da proces integracije u EU, uslijed složene političke konstitucije Bosne i Hercegovine kao multietničke, ali istovremeno i policentrične,  u znatnoj mjeri  etnički podijeljene države i društva,  bitno uslovljava njen stabilan politički, ekonomski i društveni razvitak. Odvijanjem procesa integracije BiH u Evropsku uniju, generira se provedba funkcionalnih društvenih reformi i doprinosi prevazilaženju etničke-kolektivističke osnove u političkom i socijalnom razvitku države BiH i bosanskohercegovačkog društva.Uporedo sa političkom pluralizacijom u BiH početkom 90-ih godina XX stoljeća izvedenoj  na etničkoj osnovi, dolazi do reafirmacije rada organizacija s nacionalnim predznakom. Etnička određenost političke pluralizacije u Bosni i Hercegovini uslovila je društvenu i kulturnu etnicizaciju   kreirajući svojevrstan grupni kodeks ponašanja koji bitno određuje politički i socijalni razvitak BiH. Unatoč prevladavajućim entičkim podjelama unutar bosanskohercegovačkog društva, članstvo Bosne i Hercegovine u EU  nailazi  na većinsku podršku građana BiH. Prema svim provedenim istraživanjima u postdejtonskom periodu, apsolutna većina ispitanika je za ulazak Bosne i Hercegovine u Evropsku uniju. Prema istraživanju javnog mnijenja provedenom u  2013.godini,  80 procenata građana BiH podržava pristupanje Bosne i Hercegovine Evropskoj uniji.  Međutim, volja građana za integracijom BiH u EU se zbog nedovoljno razvijene uloge civilnog sekora u BiH i marginalizacije građanina kao pojedinca, ne uspijeva autentično artikulisati.</text>
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                <text>Pravni fakultet Univerziteta u Bihaću i Centar za društvena istraživanja Internacionalnog Burč univerziteta</text>
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                    <text>Autor: (1) Dr. sc. Maja Proso, docentica; (2) Dr. sc. Lucija Sokanović, viša asistentica
Institucija: Pravni fakultet Sveučilišta u Splitu
E-mail: maja.proso@gmail.com; lucija.sokanovic@pravst.hr

GRAĐANSKOPRAVNI I KAZNENOPRAVNI ASPEKTI ZAKONODAVSTVA O
OZNAČAVANJU HRANE (HRVATSKA I EUROPSKA PERSPEKTIVA)

Sažetak
Europska politika sigurnosti hrane ima dvostruki cilj: zaštititi ljudsko zdravlje i interese potrošača
te stimulirati neometano funkcioniranje jedinstvenog europskog tržišta. EU njome jamči da se na području
higijene hrane i hrane za životinje i prehrambenih proizvoda, zdravlja životinja i bilja te sprečavanja
kontaminacije hrane vanjskim tvarima uspostavljaju i poštuju kontrolni standardi. Nova Uredba
(EU/1169/2011), obvezuje sve subjekte koji posluju s hranom, trgovce, ugostitelje, slastičare, pekare i
druge na obvezno označavanje hrane, kako bi kupci odnosno potrošači bili dobro informirani o njezinoj
kakvoći, trajnosti, podrijetlu, sastavu i postupku proizvodnje. Odgovornost za pravilno označavanje,
reklamiranje i točnost prezentiranih podataka je kako na proizvođaču tako i na trgovcu odnosno drugom
subjektu koji stavlja hranu na tržište, sa sjedištem u na području EU. U radu autorice opisuju hrvatska
iskustva u prilagođavanju i usklađivanju nacionalnog zakonodavstva s područja sigurnosti hrane
europskom acquis-u, te analiziraju pozitivnopravne aspekte građanskopravne i kaznenopravne regulacije
zaštite interesa, ali ujedno i zdravlja potrošača u svezi označavanja hrane.
Ključne riječi: sigurnost hrane, potrošač, označavanje hrane, građanskopravna odgovornost,
kaznenopravna odgovornost, acquis.

�1. Uvod
Sigurnost hrane pojam je koji podrazumijeva sigurnu i zdravstveno ispravnu hranu duž cijelog
lanca prehrane - "od polja do stola" koji uključuje proizvodnju, preradu i skladištenje hrane, te transport i
stavljanje hrane na tržište kako bi u konačnici stigla do konzumenata tj. potrošača. Pravna regulacija
sigurnosti hrane koju jedemo jedan je od temelja brzostvarajućeg pravnog područja - prehrambenog prava.1
Premda po svome sadržaju sigurnost hrane predstavlja predmet interesa i izučavanja drugih znanstvenih
područja ona se, poglavito radi pravne regulacije zaštite zdravlja ljudi i okoliša, ali i zaštite interesa ljudi kao
potrošača, profilirala kao zasebno pravno područje i predmet regulative europskih institucija kao i
država članica EU-a.
Pravnu osnovu zaštite sigurnosti hrane nalazimo u odredbama Ugovora o funkcioniranju
Europske unije2, i to člancima 433., 1144., 1685., stavak 4. i članku 1696.
Kao jedna od posljedica kriza povezanih s hranom i hranom za životinje (npr. epidemije kravljeg
ludila i afere s dioksinom7), početkom 2000-ih provedena je temeljita reforma politike sigurnosti hrane EUa. Opća načela s područja sigurnosti hrane stupila su na snagu 2002 g. Uredbom (EZ) br. 178/20028. Tom

Meulen, B. (ed.) (2011). Private food law; governing food chains through contract law, self-regulations, private standards, audits, and certification
schemes. Wageningen Academic Publishers. The Netherlands, str. 33.
2 Službeni pročišćeni tekstovi Ugovora o EU i Ugovora o funkcioniranju EU objavljeni su u Službenom listu EU, C 115 , od
9.5.2008. te potom u Službenom listu EU, C 83 od 30. 3. 2010. Dostupno na : http://eur-lex.europa.eu/legalcontent/EN/ALL/?uri=OJ:C:2008:115:TOC
3 Članak 43. (bivši članak 37. UEZ-a); 1. Komisija podnosi prijedloge za razradu i provedbu zajedničke poljoprivredne politike,
uključujući i prijedloge za zamjenu nacionalnih organizacija jednim od oblika zajedničke organizacije predviđenih u članku 40.
stavku 1., kao i prijedloge za provedbu mjera pobliže određenih ovom glavom. U tim se prijedlozima vodi računa o menuovisnosti
poljoprivrednih pitanja navedenih u ovoj glavi.2. Europski parlament i Vijeće, odlučujući u skladu s redovnim zakonodavnim
postupkom i nakon savjetovanja s Gospodarskim i socijalnim odborom, uspostavljaju zajedničku organizaciju poljoprivrednih
tržišta predviđenu u članku 40. stavku 1. te utvrđuju ostale odredbe potrebne za provođenje ciljeva zajedničke poljoprivredne
politike i zajedničke ribarstvene politike.3. Vijeće na prijedlog Komisije usvaja mjere o utvrđivanju cijena, nameta, potpora i
količinskih ograničenja te o utvrđivanju i raspodjeli mogućnosti ribolova.4. U skladu sa stavkom 2., nacionalne organizacije tržišta
mogu se zamijeniti zajedničkom organizacijom predviđenom u članku 40. stavku 1. ako: (a) zajednička organizacija državama
članicama koje se protive ovoj mjeri i koje imaju vlastitu organizaciju za dotičnu proizvodnju nudi jednaku zaštitu zapošljavanja i
životnog standarda dotičnih proizvođača, vodeći računa o mogućim prilagodbama, kao i o specijalizaciji koja će s vremenom biti
potrebna; (b) takva organizacija osigurava uvjete za trgovinu unutar Unije slične onima koji postoje na nacionalnom tržištu. 5. Ako
se zajednička organizacija za određene sirovine uspostavi prije postojanja
zajedničke organizacije za odgovarajuće preranene proizvode, one sirovine koje se koriste za preranene proizvode namijenjene
izvozu u treće zemlje mogu se uvoziti iz zemalja izvan Unije.
4 Članak 114. (bivši članak 95. UEZ-a) “Usklađivanje zakonodavstva”
5 Članak 168. (bivši članak 152. UEZ-a) st.4.; 4. Odstupajući od članka 2. stavka 5. i članka 6. točke (a) i u skladu s člankom 4.
stavkom 2. točkom (k), Europski parlament i Vijeće, odlučujući u skladu s redovnim zakonodavnim postupkom i nakon
savjetovanja s Gospodarskim i socijalnim odborom te Odborom regija, doprinose ostvarivanju ciljeva iz ovog članka u svrhu
rješavanja zajedničkih sigurnosnih problema usvajanjem: (a) mjera kojima se utvrnuju visoki standardi kvalitete i sigurnosti organa i
tvari ljudskog podrijetla, krvi i proizvoda od krvi; navedene mjere ne sprečavaju nijednu državu članicu da zadrži ili uvede strože
zaštitne mjere (b) mjera u veterinarskom i fitosanitarnom području, kojima je neposredni cilj zaštita javnog zdravlja; (c) mjera
kojima se utvrnuju visoki standardi kvalitete i sigurnosti uporabe lijekova i medicinskih proizvoda.
6 Članak 169. (bivši članak 153. UEZ-a) “Zaštita potrošača”;1. Radi promicanja interesa potrošača i osiguranja visokog stupnja
zaštite potrošača, Unija doprinosi zaštiti zdravlja, sigurnosti i ekonomskih interesa potrošača, kao i promicanju njihova prava na
obaviještenost, obrazovanje i organiziranje u svrhu zaštite njihovih interesa.2. Unija doprinosi ostvarivanju ciljeva iz stavka 1.:(a)
mjerama usvojenima na temelju članka 114. u kontekstu ostvarenja unutarnjeg tržišta; (b) mjerama kojima se podupire, dopunjuje i
nadzire politika koju vode države članice.3. Europski parlament i Vijeće, odlučujući u skladu redovnim zakonodavnim postupkom i
nakon savjetovanja s Gospodarskim i socijalnim odborom, usvajaju mjere iz stavka 2. točke (b). 4. Mjere usvojene na temelju
stavka 3. ne sprečavaju ni jednu državu članicu da zadrži ili uvede strože zaštitne mjere. Te mjere moraju biti u skladu s
Ugovorima. O tim se mjerama obavješćuje Komisiju.
7 Velthuis, A.G.J. (ed.) (2003). New approaches to food- safety economics, Kluwer Academic Publishers, str. 98. Istraga o pojavi dioksina u
hrani za životinje otkrila je da su visoku razinu te kemikalije izazvali neispravni filteri korišteni u kemijskoj industriji. Neispravni
filteri kontaminirali su solnu kiselinu koje je pak isporučena u PB Gelatins koja proizvodi želatinu iz svinjske kože i kostiju, pri
čemu je nus-proizvod svinjska masnoća. Masnoća je prodana tvrtkama u Nizozemskoj i Belgiji koje proizvode hranu za životinje.
Slijedom toga, zatvoreno je 650 farmi u Belgiji, Nizozemskoj i Njemačkoj. Vidi više na :
http://www.hah.hr/arhiva/arhiva_vijesti.php?id=188
8 Uredba (EZ) br. 178/2002 Europskog parlamenta i Vijeća od 28. siječnja 2002., SL L 31, 1. 2. 2002.
1

�je Okvirnom uredbom osnovana i Europska agencija za sigurnost hrane (EFSA), tijelo čiji je zadatak
izvršiti procjenu svih rizika povezanih s prehrambenim lancem i o njima obavještavati javnost.9
Pravni okvir kojim se uređuje označivanje hrane takav je da potrošačima prvenstveno jamči pristup
potpunim informacijama o sadržaju i sastavu proizvoda, čime se štiti njihovo zdravlje i interesi, i na način
da im omogućuje uspoređivanje proizvoda međusobno i mogućnost izbora onog proizvoda koji
određenom potrošaču najviše odgovara.10 Novom Uredbom (EU/1169/2011)11 koja je stupila na snagu 13.
prosinca 2014. sjedinjuju se dvije direktive: Direktiva Vijeća 2000/13/EZ12 o označivanju, prezentiranju i
oglašavanju hrane te Direktiva Vijeća 90/496/EZ o označivanju hranjive vrijednosti hrane u skladu s
izmjenom iz Direktive Komisije 2003/120/EZ 13 . Jedna od novina je odredba u skladu s kojom su
proizvođači dužni navesti prisutnost alergena u nezapakiranoj hrani, npr. u restoranima i kantinama,
podrijetlo neprerađenog mesa i prisutnost imitacija hrane, poput proizvoda od povrća koji zamjenjuju sir ili
meso. Nadalje, poboljšana je čitljivost informacija (minimalne veličine fonta za obvezne podatke)
uspostavljaju se isti kriteriji za označavanje hrane za prodaju putem interneta, prodaju drugim sredstvima
komunikacije na daljinu ili kod kupnje hrane u trgovini, specificiraju informacije o biljnom podrijetlu
rafiniranih ulja i masti. Velika je novost i obvezatnost navođenja hranjivih vrijednosti prehrambenih
proizvoda, odredbe glede čega će stupiti na snagu 2016. Nova pravila primjenjuju se od 1. travnja 2015.
godine.
Uredbom se propisuje svim subjektima koji posluju s hranom, trgovcima, ugostiteljima,
slastičarima, pekarima i drugima, obvezno označavanje hrane kako bi kupci odnosno potrošači bili dobro
informirani o njezinoj kakvoći, trajnosti, podrijetlu, sastavu i postupku proizvodnje. Odgovornost za
pravilno označavanje, reklamiranje i točnost prezentiranih podataka je kako na proizvođaču tako i na
trgovcu odnosno drugom subjektu koji stavlja hranu na tržište, sa sjedištem u na području EU.
Nacionalni propisi koji uređuju ovo pravno područje su Zakon o hrani14 i Zakon o informiranju
potrošača o hrani15 kao i podzakonski akti (Pravilnik o oznakama ili znakovima koji određuju seriju ili lot
kojem hrana pripada 16 te Pravilnik o informiranju potrošača o nepretpakiranoj hrani 17 ). Za davanje
službenih tumačenja propisa iz ove oblasti nadležna je Uprava kvalitete hrane i fitosanitarne politike, pri
Ministarstvu poljoprivrede RH18. Zakonom o hrani, člankom 25. ustrojena je Hrvatska agencija za hranu
EFSA-ine ovlasti uključuju i monitoring nad hranom, sigurnost hrane, prehranu stanovništva, zdravljem i dobrobiti životinja,
zaštitom i zdravljem bilja. U obavljanju svojih dužnosti, EFSA također razmatra mogući utjecaj hranidbenog lanca na biološke
raznolikosti biljnih i životinjskih staništa. Također obavlja procjene ekoloških rizika genetski modificiranih usjeva, pesticida,
dodataka prehrani i štetnika. U svim tim područjima EFSA-ine djelatnosti možda se najvažnijom čini obveza pružiti neovisne
znanstveno utemeljene savjete te ostvariti jasnu komunikaciju utemeljenu na najnovijim znanstvenim informacijama i znanjima.
Više na: http://www.efsa.europa.eu/en/aboutefsa
10 Berryman, P. (ed.) (2015). Advances in food and beverage labeling – informations and regulations. Woodhead Publishing, str. 43.
11 Uredba EU/1169/2011, 25 October 2011, OJ L 304, 22.11.2011, Dostupno na : http://eur-lex.europa.eu/legalcontent/en/ALL/?uri=CELEX:32011R1169
12 Direktiva Vijeća 2000/13/EZ 26.5.2000., OJ L 109
of 6.5.2000. Dostupno na: http://eur-lex.europa.eu/legalcontent/EN/TXT/?uri=uriserv:l21090
13 Commission Directive 2003/120/EC of 5 December 2003 amending Directive 90/496/EEC, Official Journal L 333 ,
20/12/2003. Dostupno na: http://data.europa.eu/eli/dir/2003/120/oj
14 Narodne novine br. 81/13., 14/14., 30/15.
15 Narodne novine br. 56/13., 14/14.
16 Narodne novine br. 26/13.
17 Narodne novine br. 144/2014.
18 Osnovana Uredbom o unutarnjem ustrostvu Ministarstva poljoprivrede RH, Narodne novine br. 80/13., 16/14., 50/14., 46/15.
i 63/15. Djelokrug je određen čl. 99. ;”Uprava sigurnosti hrane i fitosanitarne politike planira, izrađuje i usklađuje
zakonodavstvo iz područja sigurnosti i kakvoće hrane posebice opće propise o hrani, propise o hitnim mjerama, higijeni,
mikrobiološkim kriterijima, službenim kontrolama, općem označavanju, reklamiranju i prezentiranju te nutritivnom označavanju
svih kategorija hrane, kakvoći za određene kategorije hrane, prirodnim mineralnim i izvorskim vodama, propise vezano uz
aktivnosti Hrvatske agencije za hranu te propise o organizaciji nacionalnog sustava za brzo uzbunjivanje za hranu i hranu za
životinje. Sudjeluje u izradi propisa o registraciji i odobravanju objekata za hranu. U Upravi se izrađuju vodiči i drugi dokumenti
koji detaljnije pojašnjavaju primjenu pojedinih propisa u okviru djelokruga. Uprava obavlja poslove koordinacije i komunikacije u
području sigurnosti i kakvoće hrane, a naročito u odnosu na službene kontrole između pojedinih upravnih organizacija unutar
Ministarstva, kao i ostalih tijela državne uprave (Ministarstva zdravlja, Državnog inspektorata) i drugih institucija u Republici
Hrvatskoj uključenih u sustav sigurnosti i kakvoće hrane. U Upravi se izrađuje Višegodišnji nacionalni plan službenih kontrola za
područje hrane i hrane za životinje, zdravlja i zaštite životinja i biljnog zdravstva; koordinira izrada godišnjih planova službene
9

�(skraćeno HAH) sa sjedištem u Osjeku, u čiji djelokrug poslova, između ostalog, spadaju i izrada
znanstvenih studija u području sigurnosti hrane i hrane za životinje, kao i znanstvena procjena rizika u
svezi sigurnosti hrane i hrane za životinje.19
U radu autorice opisuju hrvatska iskustva u prilagođavanju i usklađivanju nacionalnog
zakonodavstva s područja sigurnosti hrane europskom acquis-u, analiziraju “ de lege lata “ kao i “de lege
ferenda” pozitivnopravne aspekte građanske i kaznene regulacije zaštite interesa, ali ujedno i zdravlja
potrošača u svezi postupaka označavanja hrane.
2. Označavanje hrane kao aspekt europske i nacionalne politike sigurnosti hrane
2.1.Usklađivanje hrvatskog zakonodavstva o sigurnosti hrane s europskim acquisom
Pripreme za punopravno članstvo Republike Hrvatske u EU zahtijevale su usklađivanje hrvatskog
pravnog sustava s pravnim sustavom Europske unije u brojnim područjima. Usklađivanje nacionalnoga
pravnog sustava s europskim nije značilo tek recepciju velike količine pravnih normi, odnosno prevođenje
ili prepisivanje komunitarnih propisa, već se radilo o potpunoj integraciji nacionalnog i nadnacionalnog
pravnog poretka. Od sklapanja Sporazuma o stabilizaciji i pridruživanju 2001.g. Republika Hrvatska je
preuzela i postepeno ispunjavala obvezu prihvatiti i još važnije - stvoriti uvjete za potpuno i dosljedno
primjenjivanje cjelokupnog prava Zajednice, uključujući i judikaturu Europskog suda - komunitarnu
stečevinu (acquis communautaire). Prihvat europskih standarda u području zaštite potrošača, sigurnosti i
kvalitete proizvoda, posebice sigurnosti prehrambenih proizvoda te odgovornosti za štetu prouzročenu
neispravnošću proizvoda bio je jedan od važnijih koraka u procesu uključivanja Hrvatske u europske
integracije.
kontrole i izvješća vezano uz provođenje službenih kontrola, koordinira izrada procedura za provođenje službenih kontrola;
izrađuje opći plan za upravljanje krizom na području sigurnosti hrane i hrane za životinje; uspostavlja i upravlja nacionalnim
sustavom brzog uzbunjivanja za hranu i hranu za životinje (RASFF); izrađuje komunikacijska strategija za informiranje potrošača i
drugih zainteresiranih strana o pitanjima sigurnosti i kakvoće hrane; radi na poslovima ovlaštenja službenih i referentnih
laboratorija za hranu i hranu za životinje. Uprava obavlja upravne i druge poslove u okviru fitosanitarnog područja, uređuje
poslove zdravstvene zaštite bilja i biljnih proizvoda u tijeku proizvodnje i prometa; proizvodnju, stavljanje na tržište i uvoz
poljoprivrednoga reprodukcijskog materijala, priznavanje sorti poljoprivrednog bilja, upis sorti poljoprivrednog bilja u sortne liste i
održavanje sorti poljoprivrednog bilja; promet, registraciju, primjenu sredstava za zaštitu bilja i poslove praćenja ostataka pesticida
u hrani i hrani za životinje; Uprava utvrđuje ciljeve fitosanitarne politike; predlaže, priprema i upućuje na usvajanje strategije u
području fitosanitarne politike; predlaže, priprema i upućuje na usvajanje nacrte propisa koji uređuju područje fitosanitarne
politike; planira, priprema i koordinira višegodišnje i godišnje programe, monitoringe u fitosanitarnom području; koordinira
pripremu i provedbu svih aktivnosti u kojoj sudjeluju druge institucije čije se djelatnosti odnose na fitosanitarno područje; predlaže
odgovarajuće fitosanitarne mjere s ciljem unaprjeđenja struke; planira i nadzire aktivnosti vezane uz održavanje i razvoj
Fitosanitarnog informacijskog sustava (FIS). Uprava obavlja inspekcijski nadzor nad provedbom zakona, drugih propisa i općih
akata kojima je uređeno područje zdravstvene zaštite bilja, biljnih proizvoda i drugih nadziranih predmeta u prometu preko
državne granice i pri njihovu premještanju na teritoriju Republike Hrvatske, uvoza sredstava za zaštitu bilja, uvoza poljoprivrednog
i šumskog reprodukcijskog materijala te proizvodnje i trgovine poljoprivrednim sadnim materijalom; tržišnih standarda kvalitete za
voće i povrće koje se uvozi; obavlja fitosanitarni nadzor bilja, biljnih proizvoda i drugih nadziranih predmeta u svezi s
premještanjem; rješava o upravnom stvarima iz područja svoga djelokruga u prvom stupnju i vodi postupke do donošenja
drugostupanjskih rješenja iz područja djelokruga; priprema i izrađuje godišnje planove rada fitosanitarne inspekcije; prikuplja
podatke i izrađuje izvješća u okviru djelokruga fitosanitarne inspekcije; daje stručna mišljenja u vezi s primjenom propisa iz
djelokruga fitosanitarne inspekcije; sudjeluje u pripremanju propisa iz djelokruga fitosanitarne inspekcije; sudjeluje u pripremi i
provedbi projekata iz djelokruga fitosanitarne inspekcije; koordinira i nadzire provedbu odobrenih projekata iz djelokruga
fitosanitarne inspekcije; sudjeluje u planiranju, pripremi i provedbi programa posebnoga nadzora i praćenja štetnih organizama;
prati i nadzire stanje u područjima koja su zaražena karantenskim i drugim štetnim organizmima bilja; provodi nadzor nad radom
fitosanitarnih inspektora s ciljem utvrđivanja kvalitete obavljenih poslova te ujednačavanja i unaprjeđenja rada; planira i koordinira
uspostavu i razvoj informacijsko komunikacijskog sustava fitosanitarne inspekcije; sudjeluje u provedbi Strategije integriranog
upravljanja granicom. Uprava surađuje s nadležnim tijelima za sigurnost i kakvoću hrane u zemljama EU i ostalim zemljama te
posebnim tijelima međunarodnih organizacija (Svjetske organizacije za hranu i poljoprivredu, Svjetske zdravstvene organizacije);
surađuje s Europskom upravom za sigurnost hrane; predstavlja nacionalnu kontakt točku za suradnju s Europskom komisijom u
području sigurnosti hrane; vodi bilateralnu i multilateralnu suradnju iz svojega djelokruga; razmjenjuje informacije sa nacionalnim
službama drugih država nadležnim za fitosanitarna pitanja te Europskom komisijom. Uprava sudjeluje u aktivnostima vezano uz
članstvo u Europskoj uniji. Uprava sudjeluje u organizaciji i provođenju edukacija i stručnih skupova iz područja djelokruga;
sudjeluje u planiranju, pripremi i provedbi projekata iz područja djelokruga; vodi upravne postupke i izdaje rješenja u okviru svoga
djelokruga; sudjeluje u pripremi i izradi prijedloga državnoga proračuna u okviru djelokruga te obavlja i druge poslove u okviru
svoga djelokruga određene zakonima.”
19 Čl. 26. Zakon o hrani.

�Hranu svakodnevno unosimo u organizam, pa kao kupci i konzumenti očekujemo kako su
prehrambeni proizvodi koji se nalaze na tržištu sigurni. Kako bi se omogućila sigurnost hrane kroz cijeli
lanac hrane “od polja do stola”, svaki od subjekata u širokom lancu prehrane (koji danas, u suvremenom
“globalnom” društvu uključuje veliki broj subjekata kao npr. poljoprivrednike, prerađivače, skladištare,
distributere, trgovce pa sve do krajnjih potrošača) mora imati osigurana precizna pravila odgovornosti za
hranu pod njegovom kontrolom, od prijema do isporuke hrane slijedećem u lancu.
2.2. Novi europski trendovi označavanja i općenito sigurnosti hrane
Početkom milenija, na europskoj je razini odlučeno promijenti pristup pitanju sigurnosti
hrane. U taj je, kako se kolokvijalno naziva “ higijenski paket”, koji sadrži nova pravila iz uredbi, zakona i
pravilnika ugrađeno načelo prema kojemu prvenstvenu odgovornost za sigurnost hrane i hrane za
životinje imaju subjekti u poslovanju s hranom, svaki na svome području. To znači da svi subjekti koji
se bave svim fazama proizvodnje, prerade i distribucije hrane koja je pod njihovom kontrolom, moraju
osigurati da hrana ili hrana za životinje udovoljava zahtjevima važećih propisa te ujedno moraju dokazati da
je udovoljeno propisanim zahtjevima. Osim toga, subjekti u poslovanju s hranom odgovorni su i za
osiguranje tzv. „sljedivosti“, odnosno moraju znati i moći prikazati podrijetlo biljaka, životinja, mesa i svih
drugih sastojaka koji će se naći u ljudskoj ili životinjskoj hrani ili će s njima doći u dodir u svim fazama
proizvodnje, prerade i distribucije. 20 Drugo najvažnije načelo ugrađeno u europsko i hrvatsko
zakonodavstvo vezano uz sigurnost hrane jest uvođenje sustava samokontrole utemeljene na načelima
sustava analize opasnosti i kritičnih kontrolnih točaka za sve objekte u poslovanju s hranom.21
Umjesto različitosti procedura u procjeni zdravstvenih rizika, neujednačenoga zakonodavstva u
pojedinim državama na zajedničkome tržištu i nejasnoća u pogledu odgovornosti u dugome lancu
proizvodnje, prerade i distribucije hrane, EU je u to područje unijela jedinstveno zakonodavstvo koje se
primjenjuje u svim državama članicama.
Jedno od najznačajnijih postignuća u provedbi europske politike sigurnosti hrane i ujedno zaštite
potrošača, tiče se pitanja označavanja hrane. 22 Potrošači imaju pravo na informaciju, koja obuhvaća
podatke što sadrži hrana koju kupuju na tržištu, odakle ona potječe, kako ju sigurno čuvati i pripremati
te do kada ju mogu upotrijebiti. EU je to pravo pretočila u svoje zakonodavstvo o pravilima na području
označavanja hrane na deklaracijama i/ili prodajnim mjestima. Primjerice, dok za ostale proizvode na tržištu
u pogledu označavanja i dalje vrijedi općenita odredba prema kojoj podaci na proizvodima moraju biti
„jasni, vidljivi i čitljivi“23, koja je u pogledu primjene nailazila na brojne nedoumice i mogućnosti zloporabe,
za označavanje hrane precizno su, primjerice, propisani i smještaj deklaracije (glavno vidno polje),
kao i veličina slova (visina od najmanje 1,2 mm)24. Informacije o hrani su sve informacije koje se odnose

ISO - dobrovoljni internacionalni standard za proizvode i usluge definira sljedivost kao "sposobnost praćenja povijesti, primjene
ili mjesta onoga što se razmatra", op.a.
21 Što se, između ostalog, osigurava i ustrojstvom tijela koja su zadužena i za osiguranje analize opasnosti za hranu ili hrane za
životinje, na europskom planu EFSA, u Hrvatskoj HAH, op.a..
22 “Označivanje” su sve riječi, podaci, trgovački nazivi, nazivi robnih marki, slikovni prikazi ili simboli koji se odnose na hranu, a
nalaze se na ambalaži, dokumentu, obavijesti, etiketi, obruču ili privjesnici, koji prate ili se odnose na tu hranu. Članak 2., st..2.,
toč. (j) Uredbe EU/1169/2011.
23 Čl.6., st. 2. Zakona o zaštiti potrošača, Narodne novine br. 41/14, 110/15.
24 Čl.13 Uredbe EU/1169/2011., “Prezentiranje obveznih podataka; Ne dovodeći u pitanje nacionalne mjere koje se donose u
skladu s člankom 44. stavkom 2., obvezne informacije o hrani moraju biti označene na vidljivom mjestu tako da budu lako
uočljive, jasno čitljive i, prema potrebi, neizbrisive. Ni u kojem slučaju te informacije ne smiju biti skrivene, prekrivene ili prekinute
drugim pisanim ili slikovnim prikazima, ili drugim materijalom. Ne dovodeći u pitanje posebne odredbe Unije koje se primjenjuju
na određenu hranu, u slučaju kada su obvezni podaci iz članka 9. stavka 1. prikazani na ambalaži ili na etiketi koja je na nju
pričvršćena, oni moraju biti otisnuti na ambalaži ili na etiketi tako da budu jasno čitljivi, i to slovima čija je visina x, kako je
utvrđeno Prilogom IV., jednaka ili veća od 1,2 mm. U slučaju ambalaže ili spremnika čija je najveća površina manja od 80 cm2,
visina x slova iz stavka 2. mora biti jednaka ili veća od 0,9 mm. Radi postizanja ciljeva ove Uredbe, Komisija mora delegiranim
aktima u skladu s člankom 51. utvrditi pravila o čitljivosti. Radi postizanja istoga cilja koji je naveden u prvome podstavku,
Komisija delegiranim aktima u skladu s člankom 51. može proširiti primjenu zahtjeva iz stavka 5. ovog članka na dodatne obvezne
podatke na posebne vrste ili kategorije hrane. Podaci iz članka 9. stavka 1. točaka (a), (e) i (k) moraju se nalaziti u istome vidnom
polju. Stavak 5. ovog članka ne primjenjuje se na slučajeve iz članka 16. stavaka 1. i 2.
20

�na hranu, a dostupne su krajnjem potrošaču putem etiketa, drugog popratnog materijala ili na bilo koji
drugi način, uključujući sredstva moderne tehnologije ili verbalne komunikacije.25
Uredba EU/1169/2011. utvrđuje osnovu za postizanje visoke razine zaštite potrošača u vezi s
informacijama o hrani, vodeći računa o razlikama u percepciji potrošača i njihovim potrebama za
informacijama, istodobno osiguravajući nesmetano funkcioniranje unutarnjega tržišta. Također, Uredbom
se utvrđuju opća načela, zahtjevi i odgovornosti u vezi s informacijama o hrani, a posebno u vezi s
označivanjem hrane. Utvrđuju se, između ostalog i načini kojima se potrošačima jamči pravo na
informacije i procedure za informiranje o hrani, uzimajući u obzir potrebu za omogućavanjem dovoljne
fleksibilnosti radi reagiranja na budući razvoj događaja i nove zahtjeve za informacijama. Odredbe Uredbe
primjenjuju se na subjekte u poslovanju hranom u svim fazama prehrambenog lanca ako njihove
djelatnosti uključuju pružanje informacija o hrani potrošačima. Primjenjuje se na svu hranu namijenjenu
krajnjem potrošaču, uključujući hranu koju nude objekti javne prehrane i hranu namijenjenu opskrbi
objekata javne prehrane, kao i na ugostiteljske usluge koje pružaju prijevoznička poduzeća u slučaju
polaska s državnih područja država članica na koje se primjenjuju Ugovori.26
Pružanjem informacija o hrani trebalo bi se postići visoka razina zaštite zdravlja i interesa
potrošača uspostavom temelja pomoću kojih će krajnji potrošači biti informirani pri odabiru hrane i
pomoću kojih će upotrebljavati i koristiti hranu na siguran način, s posebnim naglaskom na zdravstvene,
gospodarske, okolišne, socijalne i etičke okolnosti.27 Osnovni zahtjev određen Uredbom je da svu hranu
koja je namijenjena krajnjem potrošaču ili objektima javne prehrane moraju pratiti informacije o hrani na
način kako to određuje Uredba 28 posebno vodeći računa da se poštuje praksa poštenog informiranja iz čl.
7. Uredbe.29 Informacije o hrani, također, moraju biti točne, jasne i lako razumljive potrošaču, te se ujedno
odnose i na oglašivanje hrane kao i na prezentiranje iste. Građanskopravna odgovornost subjekata u
poslovanju s hranom odredbom čl. 8. Uredbe obuhvaća odgovornost za informacije o hrani subjekata pod
čijim se imenom ili nazivom tvrtke hrana stavlja na tržište ili, ako taj subjekt nema sjedište u Uniji, uvoznik
za tržište Unije. Subjekt u poslovanju hranom odgovoran za informacije o hrani mora osigurati prisutnost i
točnost informacija o hrani u skladu s primjenjivim propisima o informacijama o hrani i zahtjevima
odgovarajućih nacionalnih propisa. Subjekti u poslovanju hranom koji nemaju utjecaj na informacije o
hrani ne smiju dobavljati hranu za koju, na temelju informacija koje imaju kao stručnjaci, znaju ili
pretpostavljaju da ne udovoljava primjenjivim propisima o informacijama o hrani i zahtjevima
odgovarajućih nacionalnih propisa. U okviru svog poslovanja, subjekti u poslovanju hranom ne smiju
mijenjati informacije o hrani ako bi te informacije mogle dovesti krajnjega potrošača u zabludu ili na ikoji
drugi način smanjiti razinu zaštite potrošača i mogućnost krajnjega potrošača da bude informiran pri
odabiru. Subjekti u poslovanju hranom odgovorni su za sve promjene informacija koje prate hranu. U
okviru svog poslovanja, subjekti u poslovanju hranom moraju osigurati da se informacije o nepretpakiranoj
hrani namijenjenoj krajnjem potrošaču ili objektima javne prehrane prenesu subjektu u poslovanju hranom
koji zaprima hranu kako bi, prema potrebi, krajnjem potrošaču osigurali dostupnost obveznih informacija
o hrani, a sadržaj kojih je uređen odredbama čl. 9. i 10. Uredbe.

Članak 2., st..2., toč. (a) Uredbe EU/1169/2011.
Čl. 1. Uredbe EU/1169/2011
27 Čl.3. Uredbe EU/1169/2011
28 Čl.6. Uredbe EU/1169/2011
29 Tako čl. 7. Uredbe nalaže kako Informacije o hrani ne smiju biti obmanjujuće, a posebno: glede karakteristika hrane, posebno
njezine prirode, identiteta, svojstava, sastava, količine, roka trajanja, zemlje ili mjesta podrijetla, načina proizvodnje, pripisivanjem
hrani učinaka ili svojstava koje ta hrana nema; ukazivanjem na posebne karakteristike hrane kada u stvarnosti sva slična hrana
posjeduje te karakteristike, posebno posebnim isticanjem prisutnosti ili odsutnosti određenih sastojaka i/ili hranjivih tvari;
ukazujući izgledom, opisom ili slikovnim prikazom prisutnosti određene hrane ili sastojka, kada je u stvarnosti sastojak koji je inače
prirodno prisutan ili korišten u toj hrani, zamijenjen drugim sastavnim dijelom ili drugim sastojkom. Informacije o hrani moraju
biti točne, jasne i lako razumljive potrošaču. Uz odstupanja koja su predviđena zakonodavstvom Unije koje se primjenjuje na
prirodne mineralne vode i hranu za posebne prehrambene potrebe, informacije o hrani ne smiju propisivati svojstva sprječavanja ili
liječenja bolesti ljudi niti se tim informacijama smije upućivati na takva svojstva. Stavci 1., 2. i 3. primjenjuju se i na oglašavanje i
prezentiranje hrane, posebno njezin oblik, izgled ili ambalažu, upotrijebljene ambalažne materijale, način na koji je raspoređena i
okruženje u kojemu je izložena.
25
26

�3. Građanskopravni aspekt označivanja hrane u hrvatskom zakonodavstvu
Odredbe iz Uredbe EU/1169/2011. inkorporirane su u pozitivno građanskopravno uređenje RH i
putem novog Zakona o informiranju potrošača o hrani. Novim se pravilima, tako između ostalog,
osigurava da potrošaču na svakom prehrambenom proizvodu budu jasno predstavljene i one informacije
koje se tiču njegovih životnih navika ili posebnih potreba kao što su primjerice nutritivna vrijednosti ili
prisutnost alergena poput glutena, navođenje eventualne prisutnosti sastojaka iz GMO-a, aditiva, ali i da na
tim proizvodima ne bude tvrdnji koje bi kod njega mogle proizvesti lažna očekivanja kao što su
nedokazane tvrdnje o ljekovitosti ili pozitivnim učincima na zdravlje 30 . Označavanje, reklamiranje i
prezentiranje hrane najvažniji su oblici komunikacije subjekta u poslovanju s hranom, što u praksi može
biti proizvođač, trgovac, ugostitelj i svaki drugi subjekt u poslovanju s hranom koji na tržište stavlja hranu,
s potrošačem.
Postavlja se pitanje odštetne odgovornosti u svezi hrane koja nije označena sukladno
novouvedenim pravilima. Tko odgovara potrošaču za štetu koja mu je nastala u svezi nepravilno
označenog proizvoda, a koja je negativno utjecala na njegovo zdravlje? Koja pravila, koju vrstu
odgovornosti za štetu primjeniti?
Pravni subjekt (fizička ili pravna osoba) koji je vlasnik robne marke (dakle i trgovačka kuća može
biti odgovorni subjekt ukoliko ima svoju marku proizvoda) na području EU ili uvoznik za područje Unije
ako taj subjekt nema sjedište u Uniji, sukladno čl.8. Uredbe odgovoran je za točno deklariranje proizvoda i
držanje dokumentacije vezane uz sastav proizvoda sukladno s Uredbom, i odgovarati će za sljedivost.
Odgovornost za označavanje, reklamiranje i prezentiranje zapakirane ili pretpakirane hrane, znači, prileži
proizvođaču ili onome koji hranu pakira ili stavlja na tržište, a koji ima sjedište u Europskoj uniji.
Uredba (EZ) br. 178/2002 od 28. siječnja 2002.g. o utvrđivanju općih načela i uvjeta zakona o
hrani, osnivanju Europske agencije za sigurnost hrane te utvrđivanju postupaka u područjima sigurnosti
hrane, hranu definira kao prehrambeni proizvod koji je svaka tvar ili proizvod, prerađen, djelomično
prerađen ili neprerađen, a namijenjen je prehrani ljudi ili se može očekivati da će ga ljudi konzumirati.
„Hrana” uključuje piće, žvakaću gumu i svaku drugu tvar, uključujući vodu koja se namjerno ugrađuje u
hranu tijekom njezine proizvodnje, pripreme ili prerade. Pojam hrane uključuje i vodu nakon točke
sukladnosti određene u članku 6. Direktive 98/83/EZ i ne dovodeći u pitanje zahtjeve iz direktiva
80/778/EEZ i 98/83/EZ.31
S obzirom da se Zakonom o zaštiti potrošača uređuje zaštita osnovnih prava potrošača32 pri kupnji
proizvoda33 i usluga, kao i pri drugim načinima stjecanja proizvoda i usluga na tržištu, između ostalog i
pravo na zaštitu od opasnosti za život, zdravlje i imovinu34, a da odredba članka 4., st. 2. Zakona o zaštiti
potrošača, sukladno pravilu “lex specialis derogat legi generali” određuje kako se na obveznopravne
odnose potrošača i trgovca primjenjuju opća pravila obveznog prava (sadržana u Zakonu o obveznim
odnosima35, dalje u tekstu: ZOO 05), zaključujemo kako se na takve i slične situacije, gdje bi potrošaču
neispravnim (a to podrazumijeva i nesipravno označenim) proizvodom bila nanesena šteta primjenjuju
pravila objektivne odgovornosti za štetu.
Članak 2. stavak 2. podst. (a) Uredbe1169/2011; "...informacije koje se odnose na hranu, a dostupne su krajnjem potrošaču
putem etiketa, drugog popratnog materijala ili na bilo koji drugi način, uključujući sredstva moderne tehnologije ili verbalne
komunikacije"
31 Čl.2. Uredba (EZ) br. 178/2002 od 28. siječnja 2002, L31/I . Hrana” ne uključuje: (a) hranu za životinje; (b) žive životinje, osim
ako su pripremljene za stavljanje na tržište za prehranu ljudi; (c) biljke prije ubiranja; (d) lijekove u smislu Direktive Vijeća
65/65/EEZ (1) i 92/73/EEZ (2); (e) kozmetičke proizvode u smislu Direktive Vijeća 76/768/EEZ (3);(f) duhan i duhanske
proizvode u smislu Direktive Vijeća 89/622/EEZ (4); (g) narkotike ili psihotropne tvari u smislu Jedinstvene konvencije
Ujedinjenih naroda o narkoticima iz 1961. i Konvencije Ujedinjenih naroda o psihotropnim tvarima iz 1971.; (h) ostatke i
zagađivače.
32 “Potrošač” je, prema pojmovnom određenju čl.5. Zakona o zaštiti potrošača svaka fizička osoba koja sklapa pravni posao ili
djeluje na tržištu izvan svoje trgovačke, poslovne, obrtničke ili poslovne djelatnosti.
33 “Proizvod” je sukladno čl.5. Zakona o zaštiti potrošača svaka roba ili usluga, uključujući prava, obveze i nekretnine.
34 Čl.1. Zakona o zaštiti potrošača.
35 Narodne novine br. 35/05., 41/08., 125/11., 78/15.
30

�U hrvatskom pravu odgovornost za štetu izazvanu neispravnim proizvodom predstavlja posebnu
podvrstu objektivne izvanugovorne odgovornosti za štetu36, uređenu odredbama ZOO-a. Proizvođač koji
stavi u promet neki proizvod odgovara za štetu prouzročenu neispravnošću toga proizvoda bez obzira na
krivnju.37 Prema tome, krivnja nije uvjet odgovornosti, niti je nužno da je proizvođač u ugovornom odnosu
s oštećenikom.
Bez obzira radilo se o širem ili pak užem lancu distribucije proizvoda (proizvođač-potrošač),
praktično svi sudionici potencijalno su odgovorni za štetu prouzročenu neispravnošću proizvoda.
ZOO 05 ne navodi koje su vrste neispravnosti obuhvaćene pojmom “neispravan proizvod”.
Međutim, zakon izričito navodi kriterije prema kojima će se ocjenjivati je li određeni proizvod neispravan
ili nije. Tako sukladno odredbi čl. 1075 ., st. 1. ZOO 05 proizvod nije ispravan ako, uzimajući u obzir sve
okolnosti slučaja, a poglavito način na koji je proizvod predstavljen, svrhe u koje, prema razumnom
očekivanju, proizvod može biti uporabljen te vrijeme kad je proizvod stavljen u promet, ne pruža sigurnost
koja se od takva proizvoda opravdano očekuje. Proizvod se neće smatrati neispravnim samo zbog toga što
je naknadno bolji proizvod stavljen u promet, izričito navodi odredba članka 1075 ., stavka 2. ZOO 05.
Kao glavnu odgovornu osobu ZOO RH predviđa proizvođača.38 Pojam proizvođača određen je
dosta široko i obuhvaća osobu koja je izradila gotov proizvod, osobu koja je proizvela sirovinu, samostalni
ili nesamostalni dio ugrađen u gotov proizvod, kao i osobu koja se, obilježavanjem proizvoda svojim
imenom, žigom ili kakvim drugim znakom raspoznavanja predstavlja kao proizvođač. Ako je proizvod
uvezen, uzima se da je proizvođač osoba koja je uvezla proizvod radi prodaje, davanja u zakup ili bilo
kojega drugog oblika stavljanja proizvoda u promet i odgovara solidarno s ranije navedenim osobama. Ako
nije moguće utvrditi tko je proizvođač, proizvođačem se smatra svaka osoba koja proizvod stavlja u
promet, osim ako ta osoba u razumnom roku ne obavijesti oštećenika o osobi od koje je nabavila proizvod.
Isto vrijedi i kad se ne može utvrditi tko je uvezao proizvod, pa i onda ako su ime, tvrtka ili naziv
proizvođača navedeni na proizvodu. Sukladno odredbi čl. 1076. ZOO RH u obzir dolazi i odgovornost
distributera proizvoda, ali samo ukoliko oštećenik ne može utvrditi tko je proizvođač, odnosno tko je
uvoznik proizvoda.39 Podredno odgovornog distributera ZOO RH definira “osobu koja proizvod stavlja u
promet”, a to nije proizvođač gotovog proizvoda niti je osoba koja se kao takva predstavlja, kao ni
uvoznik. Distributer se može osloboditi odgovornosti ukoliko u razumnom roku obavijesti oštećenika o
proizvođaču ili uvozniku, odnosno osobi od koje je nabavila proizvod. Distributer može nabaviti proizvod
od bilo koga u distributivnom lancu, tj. od proizvođača, uvoznika, trgovca na veliko itd. Sukladno odredbi
čl. 1077 . ZOO 05, ako više osoba odgovara za štetu prouzročenu neispravnošću proizvoda, njihova je
odgovornost solidarna.
Oštećenik je određen prema kriteriju pretrpljene štete, tako da se u obzir uzima pretrpljena
imovinska šteta nastala smrću ili tjelesnom ozljedom, šteta prouzročena uništenjem ili oštećenjem
oštećenikove stvari koja je uobičajeno namijenjena za osobnu uporabu, te koju je oštećenik uglavnom rabio
u tu svrhu. Naknadu neimovinske štete prouzročene neispravnošću proizvoda, može se zahtijevati samo
prema općim pravilima odgovornosti za štetu, odnosno prema odredbama čl. 19. u vezi s čl. 1046., 1100. i
1101. ZOO 05. 40 Na obujam naknade imovinske štete prouzročene smrću ili tjelesnom ozljedom na
odgovarajući način primjenjuju se posebne odredbe ZOO 05 o naknadi (popravljanju) imovinske štete u
slučaju smrti, tjelesne ozljede i oštećenja zdravlja.41 Štetnu radnju umislu odgovornosti za štetu izazvanu
Odštetna odgovornost proizvođača stvari s takvim nedostatkom jest izvanugovorna i ne zavisi o njegovoj krivnji. Prema tome,
da li je tuženik znao ili ne da su jaja kojima je proizveo kremšnite, a koje je kupio od K. V. bila zdravstveno i higijenski neispravna
u kojima je bio uzročnik salmonele, nije od odlučnog značenja, pa se tuženik neosnovano poziva na odredbu čl. 177. st. 2. ZOO
radi otklanjanja svoje odgovornosti., Vrhovni sud Republike Hrvatske, Rev-1089/00-2, 18. 11. 2003. ,
http://sudskapraksa.vsrh.hr/SuPra/
37 Čl. 1073, st. 1. ZOO 05.
38 Čl. 1076. ZOO 05.
39 Opširnije u : Baretić, M. (2005). Građanskopravna odgovornost za neispravan proizvod, doktorska disertacija, Zagreb, str. 232. – 240.
40 Čl. 1073, st. 4. ZOO 05.
41 Čl. 1073, st. 5. ZOO RH glasi: Obujam naknade imovinske štete prouzročene smrću ilitjelesnom ozljedom na odgovarajući se
način primjenjuju posebne odredbe ovoga Zakona onaknadi imovinske štete u slučaju smrti, tjelesne ozljede i oštećenja zdravlja.
Odredba čl. 1093. ZOO 05 kaže: (1) Tko prouzroči nečiju smrt, dužan je naknaditi uobičajene troškove njegovapogreba. (2) On je
36

�neispravnim proizvodom predstavljalobi stavljanje u promet neispravnog proizvoda, za koju proizvođač
odgovara kao i za svaki drugi civilni delikt, ako su ispunjene zakonom određene pretpostavke.42 Iako pojam
“stavljanje u promet” nije zakonski definiran, smatra se da je proizvod stavljen u promet kada je
dobrovoljnostupljen drugoj osobi zbog prodaje ili distribucije u ekonomske svrhe. Također, ističe se da
proizvod može biti samo jednom pušten u promet, i to u trenutku napuštanja tvorničkih vrata.43
Odredba članka 1073 ., stavka 8. ZOO 05 uređuje teret dokaza, koji je na oštećeniku. Da bi
oštećenik stekao pravo naknade prouzročene štete dužan je tako dokazati neispravnost proizvoda, štetu i
uzročnu vezu između neispravnosti proizvoda i štete. Sukladno odredbama članka 1078. ZOO 05
odgovorna osoba može se osloboditi od odgovornosti ako dokaže da nije stavila proizvod u promet; da iz
okolnosti slučaja proizlazi da neispravnost, a ni njezin uzrok, nisu postojali u vrijeme kad je stavio proizvod
u promet; da proizvod nije proizveden za prodaju, davanje u zakup ili bilo koju drugu poslovnu svrhu, kao
niti da je proizveden ili stavljen u promet u okviru njegova poslovanja; da je neispravnost posljedica
pridržavanja prisilnih propisa koji su bili na snazi u trenutku kad je stavio proizvod u promet; da stanje
znanosti ili tehničkog znanja u vrijeme stavljanja proizvoda u promet nije omogućavalo otkrivanje
neispravnosti; da je šteta prouzročena isključivo radnjom oštećenika ili osobe za koju on odgovara,
odnosno radnjom treće osobe koju proizvođač nije mogao predvidjeti i čije posljedice nije mogao izbjeći ili
otkloniti. Proizvođač dijela proizvoda oslobađa se odgovornosti i ako dokaže da je neispravnost
prouzročena konstrukcijom glavnog proizvoda ili uputama dobivenim od proizvođača glavnog proizvoda.
Proizvođač se djelomično oslobađa odgovornosti ako je nastanku štete djelomično pridonio oštećenik ili
osoba za koju on odgovara. Ako je nastanku štete djelomično pridonijela treća osoba, ona odgovara
solidarno s proizvođačem.
Sukladno članku 1079. ZOO 05, odgovornost proizvođača nije dopušteno ugovorom s
oštećenikom unaprijed isključiti ili ograničiti, a ugovorna odredba suprotna tom pravilu bit će ništetna.
Prema odredbi članka 1080, stavka 1. ZOO 05, subjektivni zastarni rok iznosi tri godine. Taj rok započinje
teći od trenutka kad je oštećenik saznao ili morao saznati za tri elementa koja moraju kumulativno
postojati, a to su šteta, neispravnost proizvoda i osoba proizvođača. Prekluzivni rok u kojemu oštećenik
može tražiti naknadu prouzročene štete, nakon proteka kojeg mu se to pravo gasi iznosi deset godina od
dana njegova stavljanja u promet, osim ako je u tom roku protiv proizvođača pokrenut postupak pred
sudom ili drugim nadležnim tijelom radi utvrđivanja ili ostvarivanja tražbine na popravljanje štete.
ZOO 05 predviđa i kvantitativno ograničenje odgovornosti za štete prouzročenu neispravnim
proizvodom. Tako, oštećenik ima pravo nanaknadu štete prouzročene uništenjem ili štećenjem stvari samo
za dio štete koji prelazi kunsku protuvrijednost iznosa od 500 eura.44 Ovo kvantitativno ograničenje služi
zaštiti štetnika od potencijalno mnogobrojnih tužbi zbog bagatelnih šteta, a ne smijemo zanemariti ni
rasterećujući učinak na sudove.
S obzirom da iznesena pravila ZOO 05 o odgovornosti za štetu izazvanu neispravnim
proizvodom ne mogu u cijelosti zadovoljiti potrebe oštećenika, budući ne omogućuju potpunu naknadu
dužan naknaditi i troškove njegova liječenja od zadobivenih ozljeda I druge potrebne troškove u vezi s liječenjem, te zaradu
izgubljenu zbog nesposobnosti za rad.Čl. 1094. (1) Osoba koju je poginuli uzdržavao ili redovito pomagao, kao i ona osoba kojaje
po zakonu imala pravo zahtijevati uzdržavanje od poginulog, ima pravo na naknadu štete koju trpi gubitkom uzdržavanja, odnosno
pomaganja. (2) Ta se šteta naknađuje plaćanjem novčane rente čiji se iznos odmjerava s obzirom na sve okolnosti slučaja, a koji ne
može biti viši onoga koji bi oštećenik dobivao od poginulog da je ostao u životu. Čl. 1095.ZOO 05: (1) Tko drugome nanese
tjelesnu ozljedu ili mu naruši zdravlje, dužan je naknaditi mu troškove liječenja i druge potrebne troškove s tim u vezi, a i zaradu
izgubljenu zbog nesposobnosti za rad za vrijeme liječenja. (2) Ako ozlijeđeni zbog potpune ili djelomične nesposobnosti za rad
gubi zaradu, ili su mu potrebe trajno povećane, ili su mogućnosti njegova daljnjeg razvijanja i napredovanja uništene ili umanjene,
odgovorna osoba dužna je plaćati ozljeđenomu određenu novčanu rentu,kao naknadu za štetu.
42 Petrić, S. (2001). Odgovornost proizvođača za štete od nedostatka na proizvodu u hrvatskompravu i pravu Europske unije. Zbornik radova
Pravnog fakulteta u Splitu, br. 4., str. 376.
43 Although the term is not defined in the directive it is submitted that a product is “putinto circulation” when it has been
delivered to another person in the course of business. An alternative view is that this occurs the moment the goods have left the
factory gates. Whichever is correct, it is clear that it is not essential that the goods should have been put into circulation as the
result of any contract or even that any payment should be involved. So for example promotional gifts and free samples would be
included within that definition. Vidi u: Geddes, A. (1992). Product and Service Liability in the EEC. London, str. 31.
44 Čl. 1073, st. 3. ZOO 05.

�štete prouzročene neispravnošću proizvoda, oštećenik koji je želi ostvariti može se koristiti nekim od
ostalih pravnih osnova.45

4. Kaznenopravni aspekti
U prethodnom poglavlju navedeno je kako je sklapanjem Sporazuma o stabilizaciji i pridruživanju
2001. Republika Hrvatska preuzela obvezu uskladiti svoje zakonodavstvo s acquis communautaire.46 Međutim,
već sredinom 2002. izbila je tzv. šećerna afera koja ne samo da je ugrozila ugled Hrvatske i njezine odnose s
Europskom unijom i pojedinim državama članicama, već je dovela u pitanje trgovinsku bilancu zemlje s
obzirom da je u to vrijeme šećer bio najvažniji hrvatski proizvod na koji je otpadalo 30% ukupnog izvoza.47
Naime, nakon što je Hrvatskoj 2000. dozvoljen količinski neograničen bescarinski uvoz šećera u Europsku
uniju, pod uvjetom da je hrvatskog podrijetla ili da su sirovine uvezene iz EU i dostatno prerađene u
Hrvatskoj, u Hrvatskoj je naglo porastao ne samo izvoz već i uvoz šećera.48 Zbog toga je Komisija počela
sumnjati u hrvatsko podrijetlo cjelokupnog izvezenog šećera držeći da bi se moglo raditi o uvozu visoko
subvencioniranog šećera iz Europske unije i njegovom ponovnom uvozu u Europsku uniju bez carina, pa
su izvršene detaljne kontrole izvezenog hrvatskog šećera koje su otkrile da su zaista određene količine
izvezenog šećera bile lažno deklarirane.49 Jedan od najznačajnih mehanizama utjecaja europskog prava na
nacionalno kazneno pravo – načelo asimilacije, utemeljeno u presudi Europskog suda od 21. rujna 1989.
potječe upravo iz predmeta u kojem se činjenični supstrat sastoji u lažnom podatku o porijeklu hrane
(kukuruza). Predmet Komisija v. Grčka, poznat kao slučaj Grčkog kukuruza pokrenula je Komisija pred
Europskim sudom 7. ožujka 1988. temeljem čl. 226. UEZ zbog povrede ugovora.50 Naime, u svibnju 1986.
poduzeće ITCO je iz Grčke preko luka Soluna i Kevale s dva broda uvezla u Belgiju kukuruz koji je od
strane grčkih vlasti bio službeno deklariran kao kukuruz grčkog podrijetla, no zapravo se radilo o kukuruzu
koji je Grčka uvezla iz tadašnje Jugoslavije i na koji zbog lažnog podatka o podrijetlu nije bila plaćena
carina. 51 Sud je osudio Grčku prema svim točkama tužbe te ukazao da je propuštanjem pokretanja
kaznenopravnog i stegovnog postupka protiv počinitelja prijevare i svih koji su surađivali u počinjenju i
prikrivanju, Grčka propustila ispuniti obveze iz odredbe čl. 5. Ugovora o EEZ da kazni svakoga tko
povrijedi pravo Zajednice na isti način kao za povredu nacionalnog prava. 52 Dakle, ako države članice
inkriminiraju određeno ponašanje kojim se ugrožava ili povređuje neko pravno dobro unutarnjeg poretka,
onda se istovrsno ponašanje protiv sličnog dobra Zajednice također mora smatrati kaznenim djelom i mora
biti zapriječeno istom kaznom, a protiv počinitelja se mora pokrenuti i voditi kazneni postupak s istom
učinkovitošću kao i kada je u pitanju nacionalno pravno dobro.53 Sukladno točki 24. Presude, dok izbor
To su pravila o odgovornosti za štetu prouzročenu opasnom stvari ili opasnom djelatnošću,( čl. 1063. – 1067. ZOO 05), pravila
o odgovornosti za materijalne nedostatke ispunjenja (čl. 357., u svezi s čl. 400. – 422. ZOO 05) te pravila o ugovornoj (čl. 342. –
349. ZOO 05) i izvanugovornoj odgovornosti za štetu (čl. 1045. – 1067. ZOO 05).
46 Sporazum o stabilizaciji i pridruživanju između Europskih zajednica i njihovih država članca i Republike Hrvatske od 29.
listopada 2001., Narodne novine MU 14/01.
47 Đurđević, Z. (2003). Kaznenopravna zaštita financijskih interesa Europske unije, doktorska disertacija, Pravni fakultet Zagreb, str. 279.,
280.
48 Ibid. V. i Novoselec, P. (2009). Uvod u gospodarsko kazneno pravo. Pravni fakultet u Zagrebu, Zagreb, str. 124. i 125.
49 Kemijska analiza šećera uvezenog u Grčku iz Tvornice šećera u Osijeku pokazala je postojanje primjesa šećera iz šećerne trske,
dok je u deklaraciji bilo navedeno da se radi o šećeru iz šećerne repe, sirovine iz koje se u Hrvatskoj proizvodi šećer. Utvrđeno je
da se radilo o neznatnim količinama ukupno izvezenog hrvatskog šećera, oko 3% te se promptno reagiralo suspendiranjem
odgovornih osoba i podnošenjem kaznenih prijava. Idem.
50 Case 68/88 Commission of the European Communities v. Hellenic Republic (1989) ECR I-2965.
51 Đurđević, Z. (2004). Mehanizmi utjecaja prava Europskih zajednica na kaznenopravne sustave država članica. Zbornik Pravnog fakulteta u
Zagrebu, 2, str. 287.-326. Nakon što je dobila informacije o mogućoj prijevari, Komisija je pokrenula temeljitu istragu koja je
potvrdila da je počinjena prijevara na štetu EZ proračuna u kojoj su sudjelovali grčki službenici a naknadno je nekoliko viših grčkih
službenika pokušalo zatajiti počinjenje prijevare krivotvorenjem isprava i davanjem lažnih izjava. Idem. V. i Đurđević, Z. (2006).
Prijevara na štetu proračuna Europske unije: pojavni oblici, metode i uzroci. Financijska teorija i praksa 30 (3), str. 258.-263.
52 Točka 22. Presude. Odredbom čl. 5. propisano je da države članice poduzimaju sve odgovarajuće mjere, opće ili posebne, kako
bi osigurale ispunjenje obveza koje proizlaze iz Ugovora o EEZ-u ili iz radnji koje su poduzele institucije Zajednice. One
olakšavaju ostvarenje zadaća Zajednice i suzdržavaju se od svih mjera koje bi mogle ugroziti ostvarivanje ciljeva Ugovora.
53 Đurđević, Z. (2004)., str. 293.
45

�kazne ostaje unutar diskrecije Države članice, one moraju osigurati da se povrede prava Zajednice
kažnjavaju pod procesnim i matrijalnim uvjetima koji su jednaki povredama nacionalnog prava slične
prirode i važnosti i koji u svakom slučaju čine kaznu učinkovitom, razmjernom i odvraćajućom.
4.1. Prekršajna odgovornost prema Zakonu o hrani i Zakonu o informiranju potrošača o hrani
Zakon o hrani, kao i Zakon o informiranju potrošača o hrani sadržava niz prekršajnih odredbi.
Tako je prekršajna odgovornost s obzirom na počinitelja odredbom čl. 34. Zakona o hrani propisana u
odnosu na pravnu osobu, odgovornu osobu u pravnoj osobi i fizičku osobu, u skladu sa čl. 11. Prekršajnog
zakona.54 Dio prekršaja može počiniti činjenjem; npr. uvoz hrane ili hrane za životinje protivno čl. 11.
Uredbe (EZ) br. 178/2002, izvoz ili ponovni izvoz hrane ili hrane za životinje protivno čl. 12. Uredbe
(EZ) br. 178/2002, stavljanje na tržište hrane koja nije sigurna, označavanje, reklamiranje i prezentiranje
hrane protivno čl. 16. Uredbe (EZ) br. 178/2002, dok se pretežiti dio prekršaja može počiniti nečinjenjem
poput: propuštanja osiguravanja sljedivosti hrane, hrane za životinje, životinja za proizvodnju hrane ili
svake druge tvari koja je namijenjena ugradnji ili se može očekivati da će se ugraditi u hranu ili hranu za
životinje u svim fazama proizvodnje, prerade i distribucije, propuštanja uspostave sustava i postupaka
sljedivosti hrane ili hrane za životinje na način da je u mogućnosti identificirati svaku pravnu ili fizičku
osobu koja pravnu osobu opskrbljuje ili ju je opskrbljivala hranom, hranom za životinje, životinjama za
proizvodnju hrane ili svakom drugom tvari koja je namijenjena ugradnji ili se može očekivati da će se
ugraditi u hranu ili hranu za životinje. Zakon o informiranju potrošača o hrani propisuje tri grupe prekršaja
s obzirom na visinu novčane kazne. Najblaža kazna, od 10.000,00 do 30.000,00 kuna za pravnu osobu
predviđena je u slučajevima kada popis sastojaka hrane nije naveden padajućim redoslijedom s obzirom na
masu koja je utvrđena u vrijeme njihove uporabe u proizvodnji hrane te kod korištenja istoznačnica
umjesto izraza točno propisanih Uredbom (EU) br. 1169/2011. 55 Novčana kazna od 30.000,00 do
70.000,00 kuna propisana je za slučaj kada hrana nije označena sukladno posebnom propisu, kada su
navedene informacije o hrani kojima se potrošače dovodi u zabludu, kada nije naveden naziv hrane ili
nedostaje količina određenih sastojaka ili kategorije sastojaka te najteža kazna u iznosu od 70.000,00 do
100.000,00 kuna za pravnu osobu kada npr. informacije nisu navedene na hrvatskom jeziku ili latiničnom
pismu ili se hrani pripisuje svojstvo sprječavanja bolesti, liječenja ili izlječenja, odnosno upućuje na takva
svojstva ili nedostaje popis sastojaka ili nisu navedeni sastojci koji uzrokuju alergije ili intolerancije.56 Osim
novčane kazne, nije propisana nikakva druga sankcija, međutim, ukoliko subjekt u poslovanju s hranom
tijekom nadzora ili u rješenjem određenom roku otkloni utvrđene nesukladnosti za koje je utvrđeno da ih
je počinio prvi put, osoba ovlaštena za provedbu službenih kontrola sukladno odredbi čl. 11. neće
podnositi optužni prijedlog ili donositi prekršajni nalog za prekršaje iz čl. 7. st. 1. i 2. Iako sada Prekršajni
zakon izravno propisuje da u slučaju ako je protiv počinitelja prekršaja započeo kazneni postupak zbog
kaznenog djela kojim je obuhvaćen i prekršaj, ne može se za taj prekršaj pokrenuti prekršajni postupak, a
ako je postupak pokrenut, ne može se dalje voditi, potrebno jasno razgraničiti u svakom konkretnom
slučaju je li nekim ponašanjem ostvaren prekršaj ili kazneno djelo.57 Naime, u presudi Europskog suda za
ljudska prava u predmetu Maresti v. Hrvatske, 58 Sud je utvrdio da u slučajevima kada su činjenice koje
predstavljaju prekršaj obuhvaćene i kaznenim djelom, kazneno suđenje nakon prekršajnog postupka
predstavlja povredu čl. 4. Protokola 7 uz Europsku konvenciju za zaštitu ljudskih prava i temeljnih
sloboda.59
Prekršajni zakon, Narodne novine br. 107/07, 39/13, 157/13, 110/15. Novčana kazna od 50.000,00 do 100.000,00 kuna
propisana je za pravnu osobu, dok je za odgovornu osobu u pravnoj osobi i fizičku osobu propisana novčana kazna od 5.000,00
do 10.000,00 kuna (čl. 34. st. 1., 2. i 3.). Mjere upozorenja, kao i ni zaštitne mjere počiniteljima ovih prekršaja nisu posebno
propisane.
55 Čl. 8., novčana kazna od 2.000,00 do 5.000,00 kuna propisana je za odgovornu osobu u pravnoj osobi i fizičku osobu.
56 Ponovnu je blaža novčana kazna u ovim slučajevima propisana za odgovorne osobe u pravnoj osobi i fizičke osobe.
57 V. čl. 10. Isključenje primjene prekršajnog zakonodavstva u posebnim slučajevima. O načelu ne bis in idem u svijetlu presude
ESLJP u predmetu Maresti protiv Hrvatske i subvencijske prijevare, v. Sokanović, L. (2014). Prijevare u kaznenom pravu, Pravni fakultet
u Zagrebu, Zagreb, str. 194. – 196.
58 Maresti protiv Hrvatske, presuda od 25. lipnja 2009., Zahtjev br. 55759/07.
59 Više o Presudi v. Ivičević Karas, E., Kos, D. (2012). Primjena načela ne bis in idem u hrvatskom kaznenom pravu. HLJKPP, Zagreb,
vol. 19, broj 2, str. 555. – 584. Isti stav zauzeo je Sud i u presudi Tomasović protiv Hrvatske od 18. listopada 2011. V. Derenčinović,
D., Gulišija, M., Dragičević Prtenjača, M. (2013). Novosti u materijalnopravnim odredbama Prekršajnog zakona. HLJKPP, Zagreb, vol. 20,
2, str. 768.
54

�4.2. Što je s kaznenopravnom odgovornošću u odnosu na označavanje hrane?
Hrvatsko kazneno zakonodavstvo doživjelo je 2011. velike izmjene. Novi Kazneni zakon donesen
je 21. listopada 2011., stupio je na snagu 1. siječnja 2013. te je već više puta izmijenjen.60 Ovim zakonom
hrvatsko kazneno pravo uvelike je osuvremenjeno, a ujedno je i završen dugotrajan proces tranzicije
hrvatskoga materijalnog kaznenog prava iz bivšeg jugoslavenskog u suvremeni europski pravni sustav.61 U
predgovoru Komentara Kaznenog zakona voditeljica Radne skupine za izradu Kaznenog zakona
Ministarstva pravosuđa Republike Hrvatske, prof. dr. sc. Ksenija Turković navela je kako je u izradi novog
Kaznenog zakona važnu ulogu imala okolnost da je Hrvatska pred ulaskom u Europsku uniju te da je bilo
potrebno uskladiti kazneno zakonodavstvo s 22 propisa Europske unije. 62 Naglasila je kako je upravo
usklađivanje bio jedan od najtežih zadataka Radne skupine jer se pojedine odredbe pravnih dokumenata
Europske unije, koje čine tzv. acquis communautaire nisu mogle doslovno prepisati u hrvatsko
zakonodavstvo, već je bilo potrebno, vodeći računa o koherentnosti hrvatskog kaznenopravnog sustava, na
najbolji mogući način uklopiti određenu pravnu normu u novi Kazneni zakon.63
U pogledu kaznenopravne zaštite označavanja hrane, pojedini aspekti zastupljeni su među
kaznenim djelima protiv zdravlja ljudi, okoliša, imovine, gospodarstva, krivotvorenja ili intelektualnog
vlasništva. U glavi 27., odnosno kaznenim djelima protiv intelektualnog vlasništva posebno je kazneno
djelo s blanketnom dispozicijom: povreda registrirane oznake podrijetla. Radnja počinjenja se sastoji u
protupravnom korištenju jedne od triju oznaka: izvornosti, zemljopisnog podrijetla proizvoda i usluga ili
tradicionalnog ugleda poljoprivrednih i prehrambenih proizvoda.64 Oznaka izvornosti je naziv područja,
određenog mjesta ili, u posebnim slučajevima, zemlje koji se rabi za označavanje proizvoda ili usluga koji
potječu iz tog područja, određenog mjesta ili te zemlje i čija je kakvoća ili čija su svojstva bitno ili isključivo
nastala pod utjecajem posebnih prirodnih i ljudskih čimbenika određene zemljopisne sredine i njezina se
proizvodnja, prerada i priprema u cijelosti odvija u tom zemljopisnom području.65 Jednako tako, oznakom
izvornosti smatra se i naziv koji nije administrativni zemljopisni naziv određene zemlje, regije ili mjesta, a
koji je dugotrajnom uporabom u gospodarskom prometu postao općepoznat kao naziv proizvoda koji
potječe iz tog područja.66 Oznaka zemljopisnog podrijetla je naziv regije, određenog mjesta ili, u posebnim
slučajevima, zemlje koja se rabi za označavanje proizvoda ili usluga koje potječu iz te regije, mjesta ili
zemlje te koje imaju određenu kakvoću, ugled ili drugo svojstvo što se pripisuje tom zemljopisnom
podrijetlu i čija se proizvodnja i/ili obrada i/ili priprema odvija u određenom zemljopisnom području.67
Tradicionalni zemljopisni ili nezemljopisni nazivi koji se rabe za označavanje proizvoda ili usluge koji
potječu iz neke regije ili nekog određenog mjesta mogu se registrirati sukladno odredbi čl. 4. Zakona o
oznakama zemljopisnog podrijetla i oznakama izvornosti proizvoda i usluga kao oznake izvornosti, ako taj
proizvod ili usluga udovoljava uvjetima iz čl. 3. i 5. istoga Zakona.68 Zaštitom oznaka izvornosti, oznaka
zemljopisnog podrijetla i oznakama tradicionalnog ugleda poljoprivrednih i prehrambenih proizvoda bavi
se Zakon o oznakama izvornosti, oznakama zemljopisnog podrijetla i oznakama tradicionalnog ugleda
poljoprivrednih i prehrambenih proizvoda. 69 Posebnim odredbama regulira se zaštita oznaka na razini
Europske unije (čl. 44.- 48.) kojoj je moguće pristupiti tek nakon registracije u Republici Hrvatskoj. Do 18.
Kazneni zakon, Narodne novine br. 125/11., 144/12., 56/15. i 61/15.- ispr.
Turković, K. u Turković, K. et al. (2013). Komentar Kaznenog zakona. Narodne novine, Zagreb, str. XXV.
62 Idem. Str. XXVI.
63 Ibid. Autorica nastavlja kako su priotom često kao model poslužila rješenja iz kaznenih zakona pojedinih zemalja Europske unije
koje pripadaju našem pravnom okruženju, a to su prije svega njemački, austrijski i slovenski Kazneni zakon.
64 Pavlović, Š. (2015). Kazneni zakon - zakonski tekst – komentari – sudska praksa – pravna teorija. Libertin naklada, Rijeka, str. 1221.
65 Čl. 3. Zakona o oznakama zemljopisnog podrijetla i oznakama izvornosti proizvoda i usluga, Narodne novine br. 173/03.,
76/07., 49/11.
66 Idem. Čl. 3. st. 2., ako ispunjava uvjete iz st.1.
67 Čl. 2. st. 1. Zakona o oznakama zemljopisnog podrijetla i oznakama izvornosti proizvoda i usluga. Oznaka zemljopisnog
podrijetla je prema st. 2. i neka druga oznaka kojom se označava proizvod ili usluga koji potječe s određenog zemljopisnog
područja, ako ispunjava uvjete iz st. 1.
68 Sukladno odredbi čl. 5. proizvod se iznimno može štititi oznakom izvornosti ako oznaka ima dokazano tradicionalno obilježje,
iznimnu reputaciju i dobro je poznata i kada sirovine za proizvodnju tog proizvoda potječu s područja šireg ili različitog od
područja prerade, pod uvjetom da je područje proizvodnje sirovina ograničeno, da postoje posebni uvjeti za proizvodnju sirovina
te da postoji sustav inspekcijske kontrole kojim se osigurava nadzor ispunjenja posebnih uvjeta.
69 Zakon o oznakama izvornosti, oznakama zemljopisnog podrijetla i oznakama tradicionalnog ugleda poljoprivrednih i
prehrambenih proizvoda, Narodne novine br. 50/12.
60
61

�svibnja 2015. na snazi je bio Zakon o zaštićenim oznakama izvornosti, zaštićenim oznakama zemljopisnog
podrijetla i zajamčeno tradicionalnim specijalitetima poljoprivrednih i prehrambenih proizvoda70 kojeg je
potom zamijenio Zakon o poljoprivredi.71 Kazna propisana za kazneno djelo povrede registrirane oznake
podrijetla je kazna zatvora do tri godine, a posebno je propisano oduzimanje predmeta koji su bili
namijenjeni ili uporabljeni za njegovo počinjenje te njihovo uništenje, kao i predmeta nastalih počinjenjem
ovog kaznenog djela. Alternativno propisana mogućnost koja inače nije imanentna postupanju sa producta
sceleris uporaba je u humanitarne svrhe ako sud odluči da će se uporabljena oznaka učiniti
neraspoznatljivom. 72 Kod gospodarskih kaznenih djela problematično može biti razgraničenje
zavaravajućeg oglašavanja od povrede registrirane oznake porijekla. Počinitelj zavaravajućeg oglašavanja iz
odredbe čl. 255. KZ-a je onaj tko u ponudi robe ili usluga upućenoj širem krugu osoba navede neistinite ili
nepotpune podatke koji su bitni za sklapanje ugovora i mogu razumnog potrošača dovesti u zabludu. I ovo
kazneno djelo ima blanketnu dispoziciju jer bez poznavanja pojmova iz Zakona o nedopuštenom
oglašavanju, Zakona o zaštiti potošača pa i Zakona o trgovinu nije moguće pravilno tumačiti njegova
obilježja. 73 Zavaravajuće oglašavanje je kazneno djelo apstraktnog ugrožavanja, za njegovo počinjenje
dovoljno je postojanje opasnosti dovođenja u zabludu razumnog potrošača, ne traži se nastupanje štete,
niti dokazivanje štete, dok je povreda registrirane oznake podrijetla materijalno kaznenodjelo, odnosno
kazneno djelo povrede jer u svome biću zahtijeva pribavljanje znatne imovinske koristi ili prouzročenje
znatne štete. Podaci koji su objekt zavaravajućeg oglašavanja su svi neistiniti i nepotpuni podaci koji su
bitni za sklapanje ugovora i mogu razmnog potrošača dovesti u zabludu, dok su objekt registrirane oznake
podrijetla oznaka izvornosti, oznaka zemljopisnog podrijetla ili tradicionalnog ugleda. Konačno, propisana
kazna za zavaravajuće oglašavanje je kazna zatvora do dvije godine, a povredu registrirane oznake
podrijetla do tri godine. Upravo zbog okolnosti što se neistinitim ili nepotpunim podacima može obmanuti
vrlo širok krug osoba, pa time broj žrtava ovog kaznenog djela može biti uistinu velik, zaštiti poštenog
tržišnog natjecanja posvećuje se u Europskoj uniji velika pažnja. Unutar kaznenih djela krivotvorenja,
posebnu pažnju u kontekstu zaštite označavanja hrane potrebno je obratiti na krivotvorenje znakova za
obilježavanje robe, mjera i utega iz čl. 277. koje se sastoji u izradi lažnih znakova za obilježavanje robe, kao
što su pečati, žigovi ili marke kojima se žigoše zlato, srebro, stoka, drvo ili kakva druga roba ili u preinaci
takvih pravih znakova ili uporabi lažnih znakova kao pravih. Veliki je značaj i kaznenog djela subvencijske
prijevare iz čl. 258. KZ-a jer se netočni ili nepotpuni podaci iz bića ovog kaznenog djela vrlo često odnose
na pogrešno označavanje hrane.74 Naime, počinitelj ovog kaznenog djela je onaj tko s ciljem da za sebe ili
drugoga ostvari državnu potporu davatelju državne potpore da netočne ili nepotpune podatke o
činjenicama o kojima ovisi donošenje odluke o državnoj potpori, ili propusti obavijestiti davatelja državne
potpore o promjenama važnim za donošenje odluke o državnoj potpori, ili propusti obavijestiti davatelja
državne potpore o promjenama važnim za donošenje odluke o državnoj potpori te tko sredstva iz
odobrene državne potpore koristi suprotno njihovoj namjeni. Pritom su s državnim potporama
izjednačene subvencije i pomoći odobrene iz sredstava Europske unije. I ovo kazneno djelo je djelo
apstraktnog ugrožavanja jer šteta nije njegovo zakonsko obilježje. Prema Izvješću Komisije Europskom
parlamentu i Vijeću za 2014. povećanje u broju neprijavljenih nepravilnosti koje se smatraju prijevarama
odnosi se na Fond za ruralni razvoj, a u slučaju Europskog fonda za jamstva u poljoprivredi uočeno je
znatno smanjenje.75 Nepravilnosti koje se smatraju prijevarama i koje se najčešće pojavljuju su upotreba
nepravilnih isprava, gospodarski subjekti koji nemaju odgovarajuće sposobnosti te izvedba zabranjenih
radnji za vrijeme trajanja predmetne mjere, dok je drugi najčešće otkriveni način počinjenja prijevara
uporaba lažnih ili krivotvorenih isprava ili izjava.76

Zakon o zaštićenim oznakama izvornosti, zaštićenim oznakama zemljopisnog podrijetla i zajamčeno tradicionalnim
specijalitetima poljoprivrednih i prehrambenih proizvoda, Narodne novine br. 80/13., 14/14. i 30/15.
71 Zakon o poljoprivredi, Narodne novine br. 30/15.
72 Iznimke su predviđene u pravilu kod kaznenih djela protiv intelektualnog vlasništva.
73 Zakon o nedopuštenom oglašavanju, Narodne novine br. 43/09., Zakon o zaštiti potrošača, Narodne novine br. 41/14., Zakon
o trgovini, Narodne novine br. 87/08., 116/08., 76/09., 114/11., 68/13. i 30/14.
74 Jedanko tako i temeljnog oblika prijevare kao kaznenog djela protiv imovine iz čl. 236. KZ-a ili prijevare u gospodarskom
poslovanju iz čl. 247. KZ-a.
75 Izvješće Komisije Europskom parlamentu i Vijeću, Zaštita financijskih interesa Europske unije – Borba protiv prijevara,
Godišnje izvješće za 2014., Bruxelles, 31.7.2015. COM(2015) 386 final, str. 24.
76 Ibid.
70

�Ukoliko se proizvodnjom ili prodajom zdravstveno neispravne hrane ili drugih proizvoda izazove
opasnost za zdravlje druge osobe, postoji odgovornost za kazneno djelo proizvodnje i stavljanja u promet
proizvoda štetnih za ljudsko zdravlje iz čl. 188. KZ-a. Jedanko tako, ukoliko veterinarski inspektor ili druga
osoba ovlaštena za pregled životinja za klanje, mesa ili životinjskih proizvoda namijenjenih za prehranu
ljudi koja protivno propisima ili pravilima struke, pregleda životinje za klanje, meso ili životinjske
proizvode namijenjene za prehranu ljudi ili uopće ne obavi pregled koji je dužna obaviti i time omogući
stavljanje u promet životinja za klanje, mesa ili životinjskih proizvoda namijenjenih za prehranu ljudi koji
su štetni za zdravlje ljudi, pa time izazove opasnost za zdravlje druge osobe može biti riječi o odgovornosti
za kazneno djelo nesavjesnog pregleda mesa za prehranu iz čl. 189. KZ-a.77
Također se kod ovih kaznenih djela mora voditi računa o nizu specifičnosti u odnosu na
počinitelja. Naime, u najvećem broju slučajeva, biti će riječ o kaznenoj odgovornosti pravnih osoba78 te
kako je po prirodi stvari riječ o sudjelovanju više osoba u počinjenju kaznenog djela dogovoru za
počinjenje kaznenog djela iz čl. 327. KZ-a ili čak o zločinačkom udruženju sukladno odredbi čl. 328. KZa.79
O važnosti ove problematike za Europsku uniju ukazuje Rezolucija Europskog parlamenta od 14.
siječnja 2014. o prehrambenoj krizi, prijevari u prehrambenom lancu i njegovoj kontroli podsjećajući na
nedavne slučajeve prijevara koje uključuju stavljanje na tržište konjskog mesa kao govedine i mesa konja
liječenih fenilbutazonom kao jestivog konjskog mesa, običnog brašna kao organskog brašna, jaja iz
tradicionalne proizvodnje u kavezima kao jaja iz ekološke proizvodnje, soli za ceste kao prehrambene soli,
uporabu alkohola kontaminiranom metanolom u alkoholnim pićima, uporabu masnoća zagađenih
dioksinom u proizvodnji hrane za životinje i pogrešno označavanje ribljih vrsta i plodova mora. 80
Rezolucijom je upozoreno na potrebu razmjene informacija između Država članica o poslovnim
subjektima osuđenima za prijevaru budući da nakon ozbiljenih incidenata s prijevarama s hranom nadležna
nacionalna tijela ponekad zatvaraju poslovne subjekte u prehrambenoj industriji koji su osuđeni za
prijevare, no isti se ponovno registriraju negdje drugdje i nastavljaju trgovinsku praksu kao i ranije. 81
Jednako tako i Europol iskazuje rast broja slučajeva prijevare, očekuje nastavak tog trenda, zajedno sa sve
većom uključenosti zločinačkih organizacija u prijevari s hranom.82
5. Zaključak
Hrana nije samo proizvod, podložan pravnoj regulaciji, nego i elementarna ljudska potreba. Stoga,
kvaliteta hrane koju konzumiramo, njen veliki utjecaj na sveukupno zdravlje čovjeka postaje sve važnije
pitanje suvremenog društva. S obzirom na zagađivanje okoliša i stupnja zagađujućih tvari koje pronalazimo
u okolišu, kao i sve veći rizik od bolesti izazvanih suvremenim tehnikama u proizvodnji hrane, prisutna je
razumljiva osjetljivost javnosti na pitanje sigurnosti i kvalitete hrane. Glavni ciljevi nove pravne
regulacije sigurnosti hrane, a unutar tog područja prava potrošača na informiranost o hrani putem novih
pravila označivanja hrane su postizanje visoke razine zaštite zdravlja i interesa potrošača, omogućiti
pružanje jasnih i neobmanjujućih informacija potrošaču, pojednostaviti postojeće propise o označivanju
hrane radi osiguranja jedinstvenosti primjene na prodručju EU. Isto tako cilj je i učiniti dostupnijima
podatke koji povezuju prehranu sa zdravljem i ujedno omogućiti veći i širi izbor hrane koja u najvećoj
mjeri odgovara potrebama konkretnog konzumenta. Autorice smatraju kako je samo putem
interdisciplinarnosti pristupa, putem bolje povezanosti svih relevantnih tijela koje se bave brigom o
okolišu, poljoprivredom, zaštitom zdravlja ljudi, i drugih srodnih pravnih i nepravnih područja moguće
postići veću kvalitetu i sigurnost hrane koju kao potrošači konzumiramo. Označivanje hrane i pravna
Ako je riječ o štetnim proizvodima za liječenje, usp. čl. 186.: proizvodnja i stavljanje u promet štetnih proizvoda za liječenje.
Zakon o odgovornosti pravnih osoba za kaznena djela, Narodne novine br. 151/03., 110/07., 45/11., 143/12.
79 Dogovor za počinjenje kaznenog djela ograničen je za kaznena djela za koja se po zakonu može izreći kazna zatvora u trajanju
duljem od tri godine. Zločinačko udruženje čine najmanje tri osobe koje su se udružile sa zajedničkim ciljem počinjenja jednog ili
više kaznenih djela, za koja se može izreći kazna zatvora od tri godine ili teža, a koje ne uključuje udruženje koje čine osobe
slučajno povezane za nepsredno počinjenje jednog kaznenog djela.
80 Rezolucija Europskog parlamenta od 14. siječnja 2014. o prehrambenoj krizi, prijevari u prehrambenom lancu i njegovoj kontroli
(2013/2091(INI)).
81 Ibid. Str. 3.
82 Idem.
77
78

�regulacija tog aspekta sigurnosti hrane, važan je čimbenik u osiguranju navedenih ciljeva, budući je
označivanje hrane osnovni način komunikacije svih subjekata u prehrambenom lancu s krajnjim
konzumentom – potrošačem. Odgovornost za informacije o hrani prileži onom subjektu pod čijim se
imenom ili tvrtkom hrana stavlja na tržište, ili ako taj subjekt nema sjedište u EU, uvoznik za tržište Unije.
Subjekt koji je odgovoran za informacije o hrani koju stavlja na tržište također mora osigurati prisutnost i
točnost informacija o hranu u skladu s primjenjivim propisima i u skaldu sa primjenjivim nacionalnim
propisima. Subjekti u poslovanju s hranom odgovaraju za sve promjene informacija koje prate hranu.
Označavanje hrane mora biti takvo da ne obmanjuje potrošača glede sastava, količine, trajnosti, podrijetla,
postupka proizvodnje.
Složenost lanca u kojem sudjeluje niz subjekata u poslovanju s hranom, težina posljedica koje
potrošaču mogu nastupiti na tako važnom zaštićenom dobru kao što su zdravlje ili sam život radi propusta
bilo koje “karike” u lancu sigurnosti hrane “od polja do stola” glede pravilnog označavanja prehrambenih
proizvoda, samo su neki od brojnih razloga pravnog interesa za područje građanskopravne odgovornosti
subjekta u poslovanju s hranom, preciznije odštetne odgovornosti za slučaj da potrošaču nastane šteta koja
se može dovesti u uzročno posljedičnu vezu sa nepravilnostima u označavanju prehrambenih proizvoda.
Svi navedeni razlozi, mišljenja su autorice, navode na zaključak kako je na nacionalnom hrvatskom nivou
od velike važnosti razvijati svijest svih subjekata poslovanja s hranom o potrebi zaštite pravnih i
ekonomskih interesa subjekata koji se bave prometom prehrambenim proizvodima putem sklapanja
ugovora o osiguranju proizvođačeve odgovornosti (product liability policy). Taj oblik osiguranja odštetne
odgovornosti proizvođača uobičajena je stvar u zemljama zapadne Europe. 83 Osiguranje proizvođačeve
odgovornosti za proizvode sve je zanimljivije za prehrambenu, farmaceutsku i automobilsku industriju,
kod kojih se najviše i javlja potreba za ovakvim vidom osiguranja financijskih troškova nastalih u svezi
odštetnih zahtjeva zbog šteta nastalih zbog neispravnog proizvoda (tzv. rizične industrije). Predmet
osiguranja je izvanugovorna odgovornost osiguranika za štetu zbog smrti, ozljede tijela ili zdravlja te
oštećenja ili uništenja stvari treće osobe, a koja je proizašla iz uporabe neispravnog proizvoda kojeg je
osiguranik isporučio, odnosno stavio u promet. Ovaj oblik osiguranja pogodan je proizvođačima
(osiguranicima) zbog zaštite koju pruža u slučaju nastalog osiguranog slučaja, tj. odštetnih zahtjeva
oštećenika - kupaca neispravnih proizvoda, no podredno osiguranje “de facto” zaštićuje i same oštećenike
tj. potrošače. U pogledu kaznenopravne odgovornosti, osobita pažnja će se u budućnosti morati obratiti
na edukaciju državnih odvjetnika, sudaca i svih u pravosudnom sustavu zbog interdisciplinarnosti ovog
područja te potrebu razgraničenja prekršajne od kaznenopravne odgovornosti, odnosno sadržajnog
usklađivanja brojnih propisa zbog izbjegavanja višestruke kažnjivosti.
6. Literatura
Baretić, M. (2005). Građanskopravna odgovornost za neispravan proizvod, doktorska disertacija, Zagreb
Berryman, P. (ed.) (2015). Advances in food and beverage labeling – informations and regulations. Woodhead
Publishing
Derenčinović, D., Gulišija, M., Dragičević Prtenjača, M. (2013). Novosti u materijalnopravnim odredbama
Prekršajnog zakona. HLJKPP, Zagreb, vol. 20, 2
Đurđević, Z. (2003). Kaznenopravna zaštita financijskih interesa Europske unije, doktorska disertacija, Pravni
fakultet Zagreb
Đurđević, Z. (2004). Mehanizmi utjecaja prava Europskih zajednica na kaznenopravne sustave država članica.
Zbornik Pravnog fakulteta u Zagrebu, 2

Primjer susjedne nam Slovenije je dobar pokazatelj; “Broj osiguranja u Sloveniji udvostručio se nakon ulaska u EU, a premija
osiguranja porasla je sedam puta. U Sloveniji danas ima deset puta više polica nego u Hrvatskoj.” Vidi u. “U zapadnoj Europi ćete
teško naći proizvođača koji nema product liability policy”, Svijet osiguranja –časopis za pravo, ekonomiku i praksu osiguranja i
reosiguranja, br.8., god. 2014. Dostupno na : http://www.svijetosiguranja.eu/hr/clanak/2014/9/u-zapadnoj-europi-cete-teskonaci-proizvodaca-koji-nema-product-liability-policu,411,13664.html
83

�Đurđević, Z. (2006). Prijevara na štetu proračuna Europske unije: pojavni oblici, metode i uzroci. Financijska teorija i
praksa 30 (3)
Geddes, A. (1992). Product and Service Liability in the EEC. London
Ivičević Karas, E., Kos, D. (2012). Primjena načela ne bis in idem u hrvatskom kaznenom pravu. HLJKPP, Zagreb,
vol. 19, broj 2
Meulen, B. (ed.) (2011). Private food law; governing food chains through contract law, self-regulations, private standards,
audits, and certification schemes. Wageningen Academic Publishers. The Netherlands
Novoselec, P. (2009). Uvod u gospodarsko kazneno pravo. Pravni fakultet u Zagrebu, Zagreb
Pavlović, Š. (2015). Kazneni zakon - zakonski tekst – komentari – sudska praksa – pravna teorija. Libertin naklada,
Rijeka
Petrić, S. (2001). Odgovornost proizvođača za štete od nedostatka na proizvodu u hrvatskompravu i pravu Europske unije.
Zbornik radova Pravnog fakulteta u Splitu, br. 4.
Sokanović, L. (2014). Prijevare u kaznenom pravu, Pravni fakultet u Zagrebu, Zagreb
Turković, K. et al. (2013). Komentar Kaznenog zakona. Narodne novine, Zagreb
Velthuis, A.G.J. (ed.) (2003). New approaches to food- safety economics, Kluwer Academic Publishers

�Authors: Maja Proso. PhD; Lucija Sokanović, PhD
Institution: Faculty of Law, University of Split
E-mail: maja.proso@gmail.com; lucija.sokanovic@pravst.hr

CIVIL LAW AND CRIMINAL LAW ASPECTS OF THE LEGISLATION ON THE
LABELLING OF FOODS (CROATIA AND EUROPEAN PERSPECTIVE)

Abstract
The European food safety policy has a twofold objective: to protect human health and the
interests of consumers and stimulate the smooth functioning of the single European market. The legal
framework regulating the labelling of the food is made so that it guarantees consumers access to complete
information about the content and composition of the product, which protects their health and interests.
The new Regulation (EU/1169/2011) covers all subjects who deal with food, retailers, caterers, candy
makers, bakers and others, mandatory labelling of food to customers or consumers were well informed
about its quality, durability, origin, composition and production process. The responsibility for the proper
labelling, advertising, and the accuracy of the data presented is how the manufacturer and the dealer or
another entity that puts food on the market, based in the EU. In this paper the authors by applying and
comparative method describes the Croatian experience in adapting and harmonising national legislation in
the area of food safety of the European acquis, and analyze and present their conclusions about the
positive legal aspects of the current Croatian civil law and criminal law regulation of the protection of the
interests and health of consumers regarding the labelling of food.
Keywords: food safety, food labelling, consumers, civil liability, criminal liability, the acquis.

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                <text>Europska politika sigurnosti hrane ima dvostruki cilj: zaštititi ljudsko zdravlje i interese potrošača te stimulirati neometano funkcioniranje jedinstvenog europskog tržišta. EU njome jamči da se na području higijene hrane i hrane za životinje i prehrambenih proizvoda, zdravlja životinja i bilja te sprečavanja kontaminacije hrane vanjskim tvarima uspostavljaju i poštuju kontrolni standardi. Nova Uredba (EU/1169/2011), obvezuje sve subjekte koji posluju s hranom, trgovce, ugostitelje, slastičare, pekare i druge na obvezno označavanje hrane, kako bi kupci odnosno potrošači bili dobro informirani o njezinoj kakvoći, trajnosti, podrijetlu, sastavu i postupku proizvodnje. Odgovornost za pravilno označavanje, reklamiranje i točnost prezentiranih podataka je kako na proizvođaču tako i na trgovcu odnosno drugom subjektu koji stavlja hranu na tržište, sa sjedištem u na području EU. U radu autorice opisuju hrvatska iskustva u prilagođavanju i usklađivanju nacionalnog zakonodavstva s područja sigurnosti hrane europskom acquis-u, te analiziraju pozitivnopravne aspekte građanskopravne i kaznenopravne regulacije zaštite interesa, ali ujedno i zdravlja potrošača u svezi označavanja hrane.        Ključne riječi: sigurnost hrane, potrošač, označavanje hrane, građanskopravna odgovornost, kaznenopravna odgovornost, acquis</text>
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                    <text>Grammar Teaching by Task-Based Approaches
Saeedeh Mansouri
Islamic Azad University/ Iran
Key words: task, task-based approaches, grammar, grammar teaching
ABSTRACT
There are numerous theories and approaches for teaching a second language, some exotic some mundane but all
have one thing in common – a desire to make the acquisition of a foreign or second language as efficient and
effective as possible. Task Based Language Teaching (TBLT) is an approach which offers students material which
they have to actively engage in the processing of in order to achieve a goal or complete a task. Much like regular
tasks that we perform everyday such as making the coffee or tea, writing an essay, talking to someone on the phone,
TBLT seeks to develop students’ interlanguage through providing a task and then using language to solve it. The
advantage of the task-based approach, according to its advocates, is that during the task the learners are allowed to
use whatever language they want, freeing them to focus entirely on the meaning of their message. This makes it
closer to a real-life communicative situation. In task-based approaches, therefore, language development is
prompted by language use, with the study of language form playing a secondary role. Teachers can consider the
approach for teaching different skills in the class. One of the skills that can be taught by using tasks is grammar.
This paper refers to TBA for teaching Grammar and has suggestions for ESL/EFL teachers.

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                <text>Grammar Teaching by Task-Based Approaches</text>
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                <text>MANSOURI, Saeedeh</text>
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                <text>Key words: task, task-based approaches, grammar, grammar teaching  ABSTRACT  There are numerous theories and approaches for teaching a second language, some exotic some mundane but all have one thing in common – a desire to make the acquisition of a foreign or second language as efficient and effective as possible. Task Based Language Teaching (TBLT) is an approach which offers students material which they have to actively engage in the processing of in order to achieve a goal or complete a task. Much like regular tasks that we perform everyday such as making the coffee or tea, writing an essay, talking to someone on the phone, TBLT seeks to develop students’ interlanguage through providing a task and then using language to solve it. The advantage of the task-based approach, according to its advocates, is that during the task the learners are allowed to use whatever language they want, freeing them to focus entirely on the meaning of their message. This makes it closer to a real-life communicative situation. In task-based approaches, therefore, language development is prompted by language use, with the study of language form playing a secondary role. Teachers can consider the approach for teaching different skills in the class. One of the skills that can be taught by using tasks is grammar. This paper refers to TBA for teaching Grammar and has suggestions for ESL/EFL teachers</text>
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